Thesis Report Final FH Leferink
Thesis Report Final FH Leferink
Thesis Report Final FH Leferink
Graduation Committee:
Author:
Prof. Dr. Ir. S.N. Jonkman Delft University of Technology
F.H. Leferink
Ir. J.H. van Dalen Delft University of Technology
Dr. Ir. J.G. de Gijt Delft University of Technology
Dr. Ir. T. Schweckendiek Delft University of Technology
Ir. H.E. Pacejka Municipality of Rotterdam
February 3, 2020
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Abstract
The design and construction of quay walls are processes that exist for many centuries and
have become more complex and challenging in current engineering practice.
For the design of quay walls a number of guidelines and design codes have been devel-
oped over the years. These give the requirements that a quay wall structure should meet,
but do also provide some guidance in which steps to take in order to arrive at a proper
final design. The relevance of undrained soil behavior, described using critical state soil
mechanics, for the analysis of quay wall stability is yet unknown. The main objective
of this research is to investigate the possibilities to use the alternative design approach
for modelling soil behavior in the design processes of a quay wall. For this, three case
studies have been elaborated. The three case studies represents soil profiles consisting
1) predominantly sandy soils, 2) normally consolidated clay and 3) overconsolidated clay.
The differences between the analyses and outcomes of the conventional approach and the
new approach have been compared for each case study.
Based on the quantitative results of case study 1 and 3, the difference in outcome be-
tween the conventional and alternative design approaches is between 0 and 10% for both
displacements and sectional forces. The outcome of case study 2 is not in line with the
results of case 1 and 3.
Based on the results of the first case study with sandy soil profile, the alternative design
approach applied in this report is not a valid option for the design of a quay wall due to
the absence of undrained soil conditions. For a soil profile consisting clay, the magnitude
of preconsolidation of the soil plays an important role. For the alternative design ap-
proach, increasing values of pre-loading results in decreasing values of sectional forces and
displacements of the wall. This effect is stronger in comparison to the conventional design
approach. In further research the aim should be to increase the reliability of the alternative
design approach. This can be done by using in-situ measurements of the displacements of
the wall to validate if the model represents the reality accurately.
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4
Contents
Abstract 3
1 Introduction 8
1.1 Problem description & research questions . . . . . . . . . . . . . . . . . . . 9
1.2 Method and scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
2 Theoretical background 10
2.1 Design of quay walls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.2 Soil mechanics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
2.2.1 Stress–strain relations . . . . . . . . . . . . . . . . . . . . . . . . . . 12
2.2.2 Shear strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
2.2.3 Horizontal soil stresses . . . . . . . . . . . . . . . . . . . . . . . . . . 13
2.2.4 Undrained soil behavior . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.3 Design methods for quay walls . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.3.1 Method of Blum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.3.2 Spring-supported elastic beam model . . . . . . . . . . . . . . . . . . 17
2.3.3 FEM - Plaxis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
2.4 Developments in dike safety assessment . . . . . . . . . . . . . . . . . . . . 20
2.4.1 Design process for a dike vs quay wall . . . . . . . . . . . . . . . . . 20
2.4.2 New design approach for dikes based on critical state soil mechanics 21
2.5 Material models for describing soil behavior . . . . . . . . . . . . . . . . . . 23
2.5.1 Mohr-Coulomb . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
2.5.2 Hardening Soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
2.5.3 Soft Soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2.5.4 NGI-ADP . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2.5.5 Shansep NGI-ADP . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
3 Method 27
3.1 Framework case studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
3.1.1 General modelling choices . . . . . . . . . . . . . . . . . . . . . . . . 29
3.1.2 Specific modelling choices per case . . . . . . . . . . . . . . . . . . . 31
3.2 Framework for determining soil parameters . . . . . . . . . . . . . . . . . . 32
3.2.1 General soil parameters . . . . . . . . . . . . . . . . . . . . . . . . . 32
3.2.2 Shansep model parameters . . . . . . . . . . . . . . . . . . . . . . . 33
5
3.2.3 NGI-ADP model parameters . . . . . . . . . . . . . . . . . . . . . . 34
7 Discussion 82
8 Conclusion 84
6
List of Figures 86
List of Tables 88
D Additional information case study 2: soft soil consisting of clay and peat 98
D.1 Soil investigation data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
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CHAPTER 1
Introduction
The design, construction and use of quay walls are processes that exist already for many
centuries. In time, more and more knowledge and experience about quay walls has de-
veloped, like the strength, safety, reliability and structural behavior of the wall and the
surrounding soil, to name a few. Research into these topics is still being conducted up to
this day. One of these research areas is the soil-structure interaction between quay walls
and the surrounding soil, and how soil behavior affects this interaction. Sufficient knowl-
edge about the modelling of this interaction will contribute to a safe and cost-efficient
design.
In 2017, an alternative approach has been introduced in the Netherlands for the assessment
of slope stability of dikes. The prevailing approach based on the theory of Mohr-Coulomb
(MC) has been replaced by a new method considering an undrained soil response and using
critical state soil mechanics theory (CSSM). Research of several case studies has shown
that the application of CSSM in combination with undrained analysis of the soil gives a
more accurate description of the behaviour of soft organic clay and peat compared to the
conventional approach (van Duinen and van Hemert, 2013). Also, using effective stress
shear strength parameters based on triaxial tests often produces high stability factors,
which did not always comply with reality (van Duinen, 2013).
Research into this subject is still ongoing, for instance in the Dutch research project
Projectoverstijgende Verkenning Macrostabiliteit (POVM). One of the research areas is the
development and improvement of design tools for assessing the slope stability of the dikes,
also taking into account possible structural elements in the dike. The structural elements,
for instance sheet pile walls, contribute to the resistance of several failure mechanisms,
including slope stability of the dike. To model this soil-structure interaction, often a
Finite Element Method is used.
With respect to the slope stability of the dike, the sheet pile wall has two objectives: 1)
decreasing the amount of seepage through the dike and 2) soil retention in case of shearing
of the soil. In the last case, the sheet pile wall intersects the potential sliding plane of
the soil, and the bending stiffness of the structural element will prevent the soil body
from sliding. The second objective mentioned above is one of the primary functions of
a quay wall. Despite of differences between a dike body and a quay wall in for instance
geometry and load cases, there are also similarities. For example, in both cases a difference
in horizontal pressure across the structure is present which greatly affects the functioning
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of the structure. To gain further insight in the slope stability of quay walls, different
constitutive models for describing soil behavior will be investigated.
The main objective of this research is to investigate the possibilities to use the alternative
design approach for modelling soil behavior in the design processes of a quay wall. This
objective can be summarized in the following research question:
Can critical state soil mechanics in combination with undrained analysis of the soil be
applied for the design of quay walls, and what are the effects for the prediction of strength
and stability?
In order to be able to answer the research question, the following sub questions have
to be addressed:
1. For which situations / conditions is the new assessment approach for dikes developed,
and do these conditions also occur in case of retaining structures?
2. Which failure mechanisms of quay walls can be analyzed using the new approach?
3. How do the results of the new approach compare to the conventional design ap-
proach?
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CHAPTER 2
Theoretical background
In this chapter, general background information regarding the design of quay walls is
presented. This entails the general characteristics and types of quay walls (section 2.1),
basic soil mechanics (section 2.2) and different methods to design and calculate a quay wall
structure (section 2.3). Besides this, the new design approach for dikes in the Netherlands
is briefly explained in section 2.4. Lastly, in section 2.5 some technical information about
the material models used in the FEM software plaxis is presented.
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nation of types) has certain characteristics which makes it more suitable for particular
design conditions. The main types of quay walls are being described below.
Gravity walls
These structures ensure stability by their self weight, possibly added with the pressure of
the soil on top of the structure.
Depending on the type of quay wall structure, multiple failure mechanisms can occur.
For each of these, the requirements for structural safety (ultimate limit state, ULS) or
usability (serviceability limit state, SLS) of the structure have fallen short. The most
relevant failure mechanisms of a quay wall structure are:
• Exceeding of the horizontal or vertical bearing resistance of the soil
• Exceeding of the resistance for shearing of the soil
• Exceeding of the strength of the wall due to (a combination of) bending moment,
normal forces and shear forces
• Exceeding of the strength of anchorage
• Exceeding of the strength of bearing piles
• Loss of global stability of the structure
• Exceeding of the allowable deformations of the wall
The design standards Eurocode provide a set of requirements for both ULS and SLS
to ensure a certain safety level for the structure. Design guidelines such as CUR166 and
CUR211 are based on the Eurocode and have at some points extended requirements. Also,
for most designs of quay walls specific requirements have been established in agreement
with the client, based on the desired functionality and usability.
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2.2 Soil mechanics
2.2.1 Stress–strain relations
In general, a soil consist of a mixture of soil particles, water and air. The space between
the soil particles are called pores, and in case of a saturated soil the pores are filled with
water. The magnitude of pores of a soil is expressed in the variable of porosity n, and this
is an essential property of soils and soil behavior.
The deformations of soils are determined by the effective stresses, which are a measure for
the contact forces transmitted between the particles. If the ratio of shear force and normal
force exceeds a certain value (the friction coefficient of the particles), the particles will
start to slide over each other, which will lead to deformations. The deformations caused by
shearing of the soil are usually much larger than the deformations in compression. Also, in
compression the material becomes gradually stiffer, whereas in shear it becomes gradually
softer. This is the stress-dependency of stiffness, and is an essential property of granular
soils.
Deformations of soils are irreversible. After a full cycle of loading and unloading of a soil,
a permanent deformation is observed. The behavior in unloading and reloading, below
the maximum load sustained before, often seems practically elastic, with some additional
plastic deformation after each cycle. A soil is said to be overconsolidated if it has been
loaded before, by a certain preload. Up to the stresses of the preload, the soil will behave
relatively stiff. When the stresses exceed the stress of the preload, the soil will behave
relatively soft again.
A very characteristic property of relatively dense soils is the ability to increase in volume if
loaded in shear. This is called dilatancy. If dilatancy occurs in a saturated soil, water must
be attracted to fill the additional pore space. If this process cannot occur fast enough, an
under pressure in the pores can occur, resulting in temporary higher effective stresses. The
reverse effect can occur in case of very loosely packed sand, and this is called contractancy.
At continuing deformations both dense and loose sand will tend towards a state of average
density, sometimes denoted as the critical density. At high stresses the critical density is
somewhat smaller than at small stress.
Combined with Mohr’s circle this results in the Mohr-Coulomb (MC) failure criteria. The
MC-failure criteria are used in several models for describing soil behavior. Equation 2.2
gives the definition of the failure criterion for one principle direction.
(σ10 − σ30 ) (σ10 + σ30 )
− sin φ0 − c0 cot φ0 = 0 (2.2)
2 2
where:
φ0 = friction angle
c0 = cohesion
σ10 = major principal effective stress
σ30 = minor principal effective stress
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The strength parameters c0 and φ0 are not constants, but are dependent on several factors
such as effective stresses, relative density and compaction. For clays the Mohr-Coulomb
criterion is reasonably well applicable, provided that the influence of the pore pressures is
taken into account.
The horizontal soil pressure can be expressed as a function of the cohesion and the vertical
soil pressure by means of applying a coefficient for lateral earth pressure K. If the soil is
not subjected to lateral movement and there are no external horizontal forces action on
the soil, the neutral soil pressure is present. The relation for the coefficient of neutral soil
pressure found by Jáky (1948) is often used, which reads:
If the soil is subjected to horizontal displacements, the horizontal soil pressures changes. In
case of a retaining wall moving away from the soil, the horizontal pressure reduces. When
the extreme value is reached, this is called the active soil pressure. When the retaining wall
moves towards the soil, the horizontal soil pressure increases until the passive soil pressure
is reached. Several relations have been derived to determine the coefficients for active and
passive soil pressure, for instance by Rankine, Coulomb, Müller-Breslau or Culmann and
Kötter. Primary difference between the methods is the way the slip surface is determined,
and if this sliding plane is either straight or curved.
Stress paths
Stress paths are diagrams that represent the stresses in a specific point by two character-
istic parameters. Important aspect is what parameters to choose for drawing stress paths,
for instance:
• average stress (isotropic stress) 31 (σ1 + σ2 + σ3 ) versus the difference of major and
minor principal stress σ1 − σ3
• mean effective (plane strain) stress 12 (σ1 + σ3 ) versus deviatoric stress 12 (σ1 − σ3 )
If effective stress parameters are used, the stress path is called an effective stress path
(ESP). The effective stress paths for dilatant and contractant material show a different
graph, see Figure 2.1. Here, for both a dilatant and a contractant soil the stress paths are
drawn. The upper blue line represents the shear strength of the soil (Equation 2.1). For
a dilatant soil, the ESP moves to the right which means that the shear strength increases
with increasing normal stresses. For a contractant soil, the ESP bends slightly to the left,
which means that after only a very small increase in normal stress (σ) the shear strength
of the soil is reached.
The distance between effective stress path and total stress path represents the pore pres-
sure. Besides dilatant or contractant behavior, stress paths can be used to visualize many
more features of soil behavior, for example drained soil behavior versus undrained soil
behavior.
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Figure 2.1: The left figure shows stress paths of a dilatant soil, the right figure shows stress paths of a
contractant soil. (Verruijt, 2012)
Undrained behavior of a soil takes place when there is no sufficient time for the inflow
of water into the pores, or outflow of water from the pores as a reaction to new boundary
conditions. The change in pore pressures will affect the effective soil stresses and therefore
the strength and stiffness of the soil, until the soil is consolidated again.
When only considering the total soil stresses, the strength of the soil can be characterized
by a cohesion only, which is denoted as cu , the undrained shear strength of the soil. As-
suming isotropic effective stress conditions and using the MC failure criterion (Equation
2.2), as a first approximation the undrained shear strength can be estimated by equation
2.4.
σ 0 − σ30 cos φ0 sin φ0
cu = 1 = c0 + σ 0
0 (2.4)
2 1 − 31 sin φ0 1 − 13 sin φ0
where: σ00 = initial mean effective stress
This equation indicates that if φ0 > 0 the undrained shear strength cu increases with
increasing initial mean effective stress σ00 .
However, this formula is derived under the assumption that a volume change can be pro-
duced only by a change of the average effective stress. So anisotropy, dilatancy/contractancy
etc. are not accounted for, and the formula is only a first approximation!
Hydrodynamic period
To quantify if a soil layer responds predominantly in a drained or undrained way, Vermeer
and Meier (1998) have derived the hydrodynamic period T :
kEoed
T = t (2.5)
γ w L2
where:
k = permeability of the soil
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Eoed = Oedometer stiffness
γw = volumetric weight of pore water
L = drainage length
t = time
Limit values are given for this parameter, indicating drained or undrained behavior con-
sidering one-dimensional consolidation. It is stated that for values of T < 0.01 a loading
situation can be considered undrained. For T > 0.4, sufficient consolidation can take place
and the situation can be modelled as drained. For values of T in between these limits, the
most unfavourable situation should be considered.
In practice this means that the type of soil response is determined by the physical prop-
erties of the soil, but also by the thickness of the soil layer, the duration of the load, and
the speed at which displacements or changes in pore pressures occur.
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Figure 2.2: Schematization of Blum for a situation with homogeneous soil profile. In the left figure the
internal stresses in the wall are shown. The right figure shows the pressures due to soil and groundwater,
acting on the wall. (Verruijt, 2012)
To enable the generation of the concentrated force R, the wall should be given some ad-
ditional length. This is done by choosing the length of the wall somewhat larger than the
theoretical value computed in the analysis. Schematizing the structure in this way results
in somewhat lower bending moments in the wall, but a larger length of the wall is required.
The Blum calculation is performed using a script which is based on the examples given in
Verruijt (2012). The coefficients of lateral soil pressure are determined using the Müller-
Breslau method, see also 2.2.
Müller-Breslau assumes straight slip surfaces, but also takes into account the wall friction
δ (Deltares, 2017);
cos2 φ0
Ka = r (2.6)
sin φ0 sin(φ0 + δ)
1+
cos δ
cos2 φ0
Kp = r (2.7)
sin φ0 sin(φ0 + δ)
1−
cos δ
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2.3.2 Spring-supported elastic beam model
The spring-supported elastic beam model is a design method which enables the implemen-
tation of more complicated boundary conditions. In this model the behavior of the soil
is modelled by uncoupled elasto-plastic springs. The reaction forces of the soil depend on
the properties of the soil, the geometry of the elastic supported beam and the magnitude
of the displacements. The reaction forces of the soil are expressed in terms of force per
meter length, and can be determined using the following relationship:
p=k·w (2.8)
with:
p = soil pressure per unit area [kN/m2 ]
k = modulus of subgrade reaction [kN/m3 ]
w = displacement [m]
For the elasto-plastic analysis of the soil a schematization has to be made of the hori-
zontal soil pressures as function of the displacement of the wall. As already described in
Chapter 2.3.1, the simplistic model of Blum states that the soil immediately behaves as
fully plastic. Based on the direction of the deformation of the wall the soil reaches either
the active or passive soil pressure. The spring-supported elastic beam model however,
states that the soil reaches the active or passive soil pressure only after a certain displace-
ment takes place. In between these two extreme values, the soil behaves linear elastic and
the soil pressure depends on the magnitude of the displacement of the wall. When no
displacement has occurred yet, the soil is in the neutral state and the horizontal stresses
in the soil equals the neutral soil pressure.
The software D-Sheet Piling calculates the soil pressures for many points along the wall.
Because the soil pressures, displacements, water pressures and internal forces in the wall
are all correlated, the calculations are performed in an iterative manner.
Also, multiple construction stages can be defined, taking into account the stress and strain
history from previous steps. The effects of creep and arching of the soil are neglected
(CUR166, 2008).
The coefficients of active and passive soil pressure can be determined with several meth-
ods. In D-Sheet, three approaches are available: the method of Culmann and method of
Müller-Breslau which both use straight sliding planes, and the method of Kötter which
uses a curved sliding plane. It is also possible to enter the coefficients, and other parame-
ters, manually. An example of the interface of D-Sheet is given in Figure 2.3.
17
Figure 2.3: Example of a retaining wall in D-Sheet Piling
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used in practice for a variety of design and engineering problems. The software offers a
variety of models to describe the mechanical behavior of soils and rocks, both very basic
models which serve as crude approximations, but also more advanced models which take
into account essential properties of soil behavior such as stress-dependency of stiffness,
anisotropy and time dependencies.
The Plaxis software will divide the model space into a number of elements (mesh). For each
element, both stresses and strains are calculated using predefined constitutive relations.
These relations differ for each material model that can be assigned to a certain soil layer
in the program. The material models which are used in this research, along with their
essential properties, are briefly covered in section 2.5.
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2.4 Developments in dike safety assessment
In this section the main properties and characteristics of a dike are presented, and how
this relates to the properties of a quay wall. Also, the new design approach for dikes is
explained.
Figure 2.4: General overview of dike showing the most important elements. Source: Jonkman et al.
(2018)
Due to the difference in water levels between the inner and outer side of the dike, seepage
through (and underneath) the dike will occur. To prevent this, the dike body should
be constructed to be sufficiently impermeable for the water to flow through. Often the
dike core or dike cover is constructed of clayey soil with a low permeability. This will
prevent seepage and possible outflow of soil from the dike. However, due to the increased
hydrostatic pressure acting on the dike at times of high water, the pore water pressures
inside the dike core and dike cover will increase as well, which results in a decrease of the
effective soil pressure. Most importantly, a lower effective soil pressure results in a lower
shear strength of the soil (see equation 2.1) and hence can result in slope instability.
This effect can be countered in several ways, the most commonly used is increasing the
dike width, i.e. reducing the slope steepness of the dike. At places with limited available
space other strength increasing measures are applied, such as inserting stability screens
inside the dike body. Figure 2.5 gives an example of a sheet pile wall constructed inside
the dike body, connected with grout anchors.
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Figure 2.5: Example of a dike with a stability screen. In this case there are grout anchors applied along
the screen, to provide more horizontal support if the soil body starts shearing. Source: POVM
The assessment regarding strength and stability of a dike with stability screen shows some
similarities with that of a quay wall. Most important, in both cases there are one or more
structural elements situated inside the geotechnical body to prevent large deformations
and sliding of the soil, in the case the shear resistance of the soil is exceeded. However,
the new design approach is developed for the specific situation where there is a high water
level on one side of the dike. So the external load is caused by a horizontal (hydrostatic)
water pressure. In case of a quay wall, the external load working on the wall is caused by a
difference in retaining height in combination with surcharge loads. This has consequences
for the development of soil stresses when the structure is experiencing the expected loads.
During a high water wave the dike is loaded by horizontal pressures in the form of a hy-
drostatic water table. The dominant phenomenon here is thus that the total soil pressures
are increased due to an increase in water pressures. Because of the low permeability of
the dike body this will result in excess pore pressures.
For the quay wall holds that the total soil pressure increases due to additional surcharge at
the surface level. Difference here is that the surcharge acts as effective vertical soil pressure
at the surface level of the retaining side of the wall. However, if the permeability of the
soil is relatively small compared to the load duration or speed of loading, the pore water
pressures cannot follow the new stress situation and excess / deficit pore water pressures
will occur.
2.4.2 New design approach for dikes based on critical state soil mechan-
ics
With respect to the previous assessment round of primary flood defences several changes
have been implemented regarding the modelling of soil behavior. The most important
changes are (Rijkswaterstaat, 2017):
1. the switch of the Mohr-Coulomb model to Critical State Soil Mechanics theory for
describing the soil behavior.
2. differentiate between drained and undrained behavior of the soil during failure and
using the SHANSEP method to determine the undrained shear strength during the
critical loading situation. Section 2.5 will give more information about how the
undrained behavior of the soil is modelled with this new approach.
21
Introduction of cssm framework
The critical state is defined as the density state where the granular materials shear at
a constant volume and stress state. At this state, the dilatancy rate diminishes and
approaches zero. The critical state framework determines the shear strength of the soil
based on the ultimate strength instead of the peak strength of the soil, distinguishing
between normally consolidated and overconsolidated soils (Rijkswaterstaat, 2017).
In the normally consolidated phase of the soil, the failure envelope is described using the
following formula:
tmax = s0 sin φ0cv (2.11)
where:
tmax the maximum mobilized shear strength,
1
s0 the mean effective stress (σv + σh ),
2
φcv the critical state friction angle
The shear strength of the soil is based on the mean effective stress in the soil (s0 ) and the
critical state friction angle φcv . Connecting the values of tmax for different stress states
will give a line with slope sin φ0cv . This line represents the critical state line and con-
nects the peaks of the Mohr’s circles at failure of the soil. See Figure 2.6 for a graphical
representation. In this approach the cohesion is not explicitly taken into account, but is
incorporated in the over consolidation ratio (OCR).
In the normally consolidated state of the soil, there is no cohesion. In the overconsolidated
state, the cohesion provides the additional strength resulting in the peak strength. The
behavior of soil during undrained loading situations is determined by the local conditions
22
of the soil. These are expressed in terms of the yield stress σvy and the OCR.
Next to the critical state framework, also the soil behavior based on an undrained response
is introduced for the assessment of slope stability. The primary and most essential change is
the use of the NGI-ADP model Grimstad (2011). This model aims to predict and describe
the undrained soil behavior based on undrained strength and stiffness parameters, and
taking into account anisotropy of the soil. For the detailed calculations at the stage near
failure, the model is adjusted to determine a new stress state based on the SHANSEP
theory. More information about these models can be found in section 2.5.
2.5.1 Mohr-Coulomb
The Mohr-Coulomb soil model describes the soil behavior as linear elastic perfectly plas-
tic and can be used to obtain a first estimate of the deformations. Because it is perfectly
plastic, there is no hardening or softening of the soil taken into account in this model.
Mohr-Coulomb can not model the critical state of the soil, because the dilatancy continues
forever during plastic shearing.
In the Mohr-Coulomb model, undrained behavior could be modelled by setting the friction
angle φ equal to zero and the cohesion c to cu , the undrained shear strength. However,
when using this approach only the undrained shear strength is taken into account. Re-
garding the stiffness of the soil, still the drained situation is assumed. Also, this model
does not take into account the process of consolidation, and therefore with this approach
caution is required for loads of longer duration (Plaxis, 2018).
23
Figure 2.7: Hyperbolic stress-strain relation of sand in primary loading for a standard drained triaxial
test. (Plaxis, 2018)
In 2.7 it is shown that the Hardening Soil model takes into account the stress- and strain
dependency of the stiffness. The initial stiffness Ei for instance has a larger value than
the secant stiffness E50 at 50% of the maximum strength of the soil. The Hardening
Soil small strains (HSss) material model is particularly suited for situations where small
strains occur. The application of cssm however, considers the critical state where very
large strains are present. Therefore the HSss model is not taken into account in this
study.
This model takes into account the stress-dependency of soil stiffness, distinction between
primary loading and unloading-reloading and uses the Mohr-Coulomb failure criterion,
similar to the Hardening Soil model. Important difference is the logarithmic dependency
between stresses and strains, compared to the hyperbolic relation in the HS model.
2.5.4 NGI-ADP
The NGI-APD model may be used for bearing capacity, deformation and soil-structure in-
teraction analyses involving undrained loading of clay (Plaxis, 2018). Distinction is made
between three different stress states; compression (Active mode), neutral (Direct Simple
Shear mode) and extension (Passive mode). For each mode, both the undrained shear
24
strength and the shear strain at failure are defined. This way the model takes into ac-
count the anisotrophy of undrained shear strength and stiffness of the soil.
Figure 2.8: Stress-strain relation of clay and peat. The three curves represent the results of an undrained
triaxial compression test (sA P
u ), an undrained triaxial extension test (su ) and a Direct Simple Shear test
(sDSS
u ). Gur defines the isotropic elasticity of the soil. (Naves and Lengkeek, 2017)
A list of the model variables of the NGI-ADP model is given in Table 2.1.
Symbol Description
G/su A Ratio unloading/reloading shear modulus over (plane strain) active shear strength
γf C Shear strain at failure in triaxial compression
γf E Shear strain at failure in triaxial extension
γf DSS Shear strain at failure in direct simple shear
su A Reference (plane strain) active shear strength
ref
vertref Reference depth
su A Increase of shear strength with depth
inc
su /su A
P Ratio of (plane strain) passive shear strength over (plane strain) active shear strength
τ0 /su A Initial mobilized shear resistance
su DSS /su A Ratio of direct simple shear strength over (plane strain) active shear strength
ν Poisson’s ratio
νu Undrained Poisson’s ratio
Table 2.1: Shansep NGI-ADP model variables. (Brinkgreve and Panagoulias, 2017)
25
2.5.5 Shansep NGI-ADP
The Shansep NGI-ADP material model is a user defined material model which combines
the NGI-ADP material model with the SHANSEP (Stress History And Normalized Soil
Engineering Properties) concept. The advantage of this model is that it is able to simulate
potential changes of the undrained shear strength based on the effective stress state of the
soil (Brinkgreve and Panagoulias, 2017).
The undrained shear strength of the soil is determined using the SHANSEP method (Ladd,
1974):
0
su = σvi · S · OCRm (2.12)
S and m are normalized soil parameters. The variable S determines how fast and to which
extend the stress path bends away from the vertical to the left, and reaches the CSL.
The power m determines to what extend the effect of the load history (σvy 0 and OCR)
influences the undrained shear strength. The value of m can be between 0.5 and 1.0 where
m = 1.0 represents linear elastic soil behavior.
The over consolidation ratio OCR depends on the site characteristics, actual stresses and
loading history.
0
σvy
OCR = 0 (2.13)
σvi
where:
0
σvy yield stress,
0
σvi in-situ effective stress.
This material model is developed such that at first it models the soil using the properties
of the NGI-ADP model. Only after the user activates a switch, the Shansep - MC material
model is being activated and the new soil stresses are calculated according the relation
given in equation 2.12. The value of σvi 0 in equation 2.12 is being extracted from the
output of the last calculation step, and the yield stress (or pre-consolidation stress) is the
highest stress level the soil has experienced until that moment.
26
CHAPTER 3
Method
This chapter describes the procedure that has been used to elaborate the case studies.
This includes the specific applications of the different design methods for the case studies,
important modelling choices and assumptions that have been made.
• Case study 2: soil profile where the Holocene part of the subsoil contains a nor-
mal consolidated clay layer. In this case study the effects of the alternative design
method on soft soils are investigated. The anisotrophy of the soil along the sliding
plane will be taken into account in this case study.
• Case study 3: soil profile where the Holocene part of the subsoil contains an over-
consolidated clay layer. In this case study, both the anisotrophy of the soil along the
sliding plane and the stress history of the clay layer are taken into account.
An overview of the three case studies is presented in Figures 3.1 up to Figure 3.3. The
figures are adapted from the Plaxis user interface.
27
Figure 3.1: Overview of soil layers and soil types for case study 1.
Figure 3.2: Overview of soil layers and soil types for case study 2.
28
Figure 3.3: Overview of soil layers and soil types for case study 3.
For each case study, two different design calculations will be performed.
1. Design calculations based on the conventional design approach. For the detailed
calculations D-Sheet or Plaxis are used, in accordance with the guidelines presented
by CUR166 (2008) and CUR211 (2014).
2. Design calculations based on the alternative design approach. Here the Plaxis
material model NGI-ADP Shansep model is recommended by POVM when ana-
lyzing a stability screen inside a dike body. Therefore this material model will be
applied in the plaxis calculations, when performing an undrained analysis of a quay
wall using the alternative design approach.
29
Software used for the conventional design approach
The results of the conventional design approach are generated using the software programs
D-Sheet Piling and Plaxis. For D-Sheet Piling, the strength parameters are obtained
from triaxial compression tests, and the stiffness parameters are obtained from design
calculations of the reference project.
For the plaxis calculations, the material model Hardening Soil is used for both sand and
clay layers. Specific correlations that are used to determine the model parameters are
given in appendix B.
Also, a preliminary calculation is performed using the method of Blum. The result of this
calculation is used as starting point for the detailed design.
30
3.1.2 Specific modelling choices per case
Case study 1 - quay wall Amazonehaven
For the first case study, the Amazonehaven quay wall is used as reference project. This
project provides a large set of soil investigation data, technical drawings and structural
properties of the quay wall.
The results of the calculations performed by Blum & D-Sheet Piling are used as benchmark
values and will indicate whether the Plaxis calculations are reasonably accurate.
Since this case study does not include undrained analysis of the soil, both conventional
and alternative design methods use effective strength and stiffness parameters. For the
alternative design approach, new strength parameters are derived to represent the critical
state of the soil. More detailed information about parameter derivation for the critical
state is given in Appendix A.1.
The similarities and differences of modelling choices and boundary conditions between the
case studies are summarized in Table 7.1.
Soil types Retaining height [m] User load [kN/m2 ] Wall type
Case 1 Sand 17.55 20-70 1524*19 + 3PU28
Case 2 NC clay & sand 17.55 20-70 1524*19 + 3PU28
Case 3 OC clay & sand 17.55 20-70 1524*19 + 3PU28
Table 3.1: Similarities and differences of modelling choices and boundary conditions for the case studies
31
3.2 Framework for determining soil parameters
In this section background information is provided about the various soil parameters used
in the analysis. The most important parameters for each design method are briefly ex-
emplified, and it is explained how these parameters can be derived from soil investigation
data.
For the application of the new design approach, the critical state friction angle φcv is used.
The standards for the new design approach for dikes prescribe the following conditions
and set up for triaxial tests (Rijkswaterstaat, 2017):
• Anisotropic consolidation on either undisturbed or prepared soil specimen.
• The prepared soil specimen should have a void ratio close to the in-situ value of the
soil.
• The consolidation stress is chosen to be higher than the preconsolidation pressure
or equal to the in situ vertical effective stress, so that yielding of the soil is assured.
• The specimen has to be sheared up to at least 25% axial strain in case of sand or
clay, and to at least 40% axial strain in case of peat. These strain levels ensure that
it is safe to assume that the critical state of the soil is reached.
Cohesion
Cohesion c encloses the Van der Waals-forces, the effect of cementation and the capillary
forces in (partly) saturated soils. The value for the cohesion is related to the peak strength
of the soil, at 2% axial strain. In the critical state at normally consolidated state, the
cohesion of the soil is assumed to be zero.
Dilatancy angle
The dilatancy angle ψ quantifies the amount of volume expansion during shearing of the
soil. For normally consolidated clay and for peat, the dilatancy angle is equal to zero. For
quartz sand it can be specified using the following relation (Plaxis, 2018):
ψ = φ0 − 30° (3.1)
32
Here qnet represents the cone resistance, corrected for pore water pressure effects and total
stresses. Nkt is an empirical factor, generally around 20.
Yield stress
The last parameter that is important for cssm is the yield stress σvy0 , a measure for the
loading history of the soil. The relation between the yield stress and the in-situ effective
vertical stress can be presented in two ways:
• σvy
0 = σ 0 + P OP
vi
• σvy
0 = σ 0 · OCR
vi
where POP is the pre-overburden pressure.
33
Figure 3.5: Stress-strain diagram of an CRS test. The blue line represents the test results. The red line
through points A and B represents the tangent line of the primary loading branch of the diagram. Source:
Rijkswaterstaat (2017)
Here qcv is the deviator stress at constant volume of the soil, and follows from the triaxial
test mentioned above. In case of overconsolidated soil, S can be determined using the same
approach where the soil specimen is now consolidated at the estimated in-situ vertical
effective stress σvi . Overall, the value of S increases with decreasing volumetric weight of
the soil.
Power coefficient
The power m determines to what extend the stress history of the soil (σvy 0 ) influences the
undrained shear strength. The value of m can be between 0.5 and 1.0 where m = 1.0
represents linear elastic soil behavior. Typical values are between 0.7 and 0.8.
To determine this parameter, the following relationship can be used;
b−a
m= (3.4)
b
where a and b are the isotachen parameters from an oedometer test or CRS test.
34
using the Shansep NGI-ADP material model;
sin φcv
S≈ (3.5)
2
Cs
m≈1− (3.6)
Cc
Cc and Cs are the primary and secondary compression indices. They take into account
the effect of virgin loading and creep on the one-dimensional compression of a soil.
√
3η0 Λ
β= (3.8)
2M
3(1 − K0 )
η0 = (3.9)
1 + 2K0
Λ=m (3.10)
6 sin φ0
M= (3.11)
3 − sin φ0
1
su DSS /su A ≈ · (1 + su P /su A ) (3.12)
2
u
E50
G≈ (3.13)
3
3
γfC = εC (3.14)
2 1
Table 3.2: Strength and stiffness parameters of the interface of boulder clay for the Shansep NGI-ADP
model
35
CHAPTER 4
In this chapter the first case study is elaborated. In section 4.1 a brief, general introduction
of the case study is given. Specific characteristics for this case study and several boundary
conditions and technical specifications are given in section 4.2. The designs based on the
conventional design approach and the new design approach are presented in sections 4.4
and 4.5. Finally, section 4.6 gives an overview of the results of both designs and analysis
of the outcome.
4.1 Introduction
The first case study includes the quay wall of the Amazonehaven in the Port of Rotterdam.
This quay wall structure is constructed in 2011-2012, and has replaced the existing quay
wall to create a larger entrance of the Amazonehaven harbour branch. In Figure 4.1 the
location of the Amazonehaven in the Port of Rotterdam is given.
36
Figure 4.1: Location of the Amazonehaven in the Port of Rotterdam. Source: Google Inc.
The quay wall is designed using several sections, each having different dimensions based
on their specific requirements and boundary conditions. Taking into account the available
data and information from CPT’s and lab tests of the different sections, the first part of
the quay wall (Kade A1 in Figure 4.2) is used for this research. This quay wall and area
behind it serve for the transshipment and storage of coal.
Figure 4.2: Overview Amazonehaven with different quay walls. ’Kade A1’ and ’Kade A2’ are indicated
with the solid green respectively purple line. The dotted yellow line indicates the old quay wall, which has
been demolished afterwards. Source: Gemeentewerken Rotterdam (2011a)
37
The soil profile consists of mainly sandy soils with good permeability. Therefore for this
case study the new design approach is only partially applied. The critical state approach
is used for the design of this quay wall, but the undrained analysis is not. This new design
is further elaborated in the following sections.
Primary sources of data used in the design calculations are the (geo-)technical reports
of BAM Infra (2009), Fugro GeoServices B.V. (2011) and Gemeentewerken Rotterdam
(2011a).
38
4.2 Parameters / Boundary conditions
Quay wall structure
The quay structure consists of a combined wall of tubular piles with interconnecting sheet
piles. On top of the combined wall a large capping beam of reinforced concrete is con-
structed. This beam will distribute the forces over the wall, and also provides support for
the mooring bollards. The beam has a width of 2.5m and a height of 5.0m.
The wall is anchored by two rows of grout anchors connected to each tubular pile. The
tubular piles are the main structural elements and transfer the loads induced by the ships,
the soil and additional surcharge loads to the subsoil. The piles are placed every 3.38m
in longitudinal direction of the quay wall. A cross-section of the quay wall including some
dimensions is given in Figure 4.3.
Figure 4.3: Cross section of quay wall A1. Source: Gemeentewerken Rotterdam
39
• Normative depth at center of harbour branch Amazonehaven: NAP - 18.15m
• Normative low water level: NAP - 0.68m
• Normative hydraulic head behind quay wall, in case of poor drainage: NAP + 0.59m
• Stiffness of combined wall: EI = 1.649 · 106 [kNm2 /m]
• Stiffness of tubular piles: EI = 1.579 · 106 [kNm2 /m]
• Young’s modulus steel: E = 2.1 · 105 [=N/mm2 ]
• Anchor 1: angle 40°, length 47m of which the last 12m consists of the grout body.
• Anchor 2: angle 45°, length 44m of which the last 12m consists of the grout body.
• Anchor bar cross section 1.59 · 10−3 [m2 /m], design yield force 896 [kN/m]
• Grout body diameter 0.38m.
• Axial skin resistance of the anchor: 400kN
• Both wall and anchor have elastoplastic material behavior
Loads
During the lifetime of the structure, it is subjected to several external loads. The loads
that result in the normative loading situation are listed below:
• Vertical point load representing the weight of the capping beam: 270 [kN/m]
• Distributed surface load: 20 - 70 [kN/m2 ], see Figure 4.4
• Pre-tension in anchors: 350 [kN/m]
Figure 4.4: Schematization of the variable load behind the quay wall
40
gineering experience in Rotterdam, is presented in Figure 4.5.
Figure 4.5: Geotechnical length profile of the Amazonehaven quay wall part A1. Source: Gemeentewerken
Rotterdam
The normative soil profile that is used for the design calculations is presented in Table 4.1.
The layer numbers correspond to those of Figure 4.5. The values for the soil parameters
γ, φ and c are used as input parameters for the various design calculations.
41
Top of layer γdry /γsat C
Layer Soil type φ [°]
[m NAP] [kN/m3 ] [kPa]
1 +5.0 Sand, anthropogenic 17.2 / 19.2 30 0
Sand, beach sand
2 -1.5 17.4 / 19.4 32.5 0
formation
3 -2.7 Sand, beachsand, low qc 17.2 / 19.2 30.0 0
Sand, beach sand
2 -4.7 17.4 / 19.4 32.5 0
formation
Sand, ’wadzand’ formation,
5 -5.5 17.2 / 19.2 30.0 0
with few thin clay layers
Sand, ’wadzand’ formation,
7 -11.8 17.2 / 19.2 32.5 0
high qc
Sand, deep ’wadzand’
8.1 -13.3 formation, with many thin 17.0 / 19.0 27.5 0
clay layers
Sand, deep ’wadzand’
8.2 -16.3 17.2 / 19.2 30.0 0
formation
Sand, deep ’wadzand’
8.1 -17.5 formation, with many thin 17.0 / 19.0 27.5 0
clay layers
Clay, occasionally thin
9 -19.6 15.0 / 15.0 17.5 10
peat layers
10 -21.2 Sand, Pleistocene 18.0 / 20.0 32.5 0
11 -29.5 Silty clay / clay 17.0 / 17.0 22.5 5
10 -30.0 Sand, Pleistocene 18.0 / 20.0 32.5 0
Table 4.1: Normative soil profile and parameters of quay wall part A1, profile1. In the 3rd column the
volumetric weights of the soil in both dry and saturated state are given. The 4th and 5th column give the
friction angle and cohesion of the soil for an axial strain level of 2%, based on historical data & triaxial
tests.
42
Model parameters Symbol Value Unit
center to center distance Lspacing 3.38 m
Axial stiffness bar EAbar 1.129E+06 kN
Axial capacity in tension Fmax,tens 3028 kN
Young’s modulus of grout body Egrout 7.07E+06 kN/m2
Diameter grout body Dgrout 0.38 m
Plastic moment capacity anchor Mp 1000 kNm/m
Plastic axial capacity anchor Np 4000 kN/m
Axial skin resistance - Linear -
Skin resistance start Tskin,start,max 286.5 kN/m
Skin resistance end Tskin,end,max 286.5 kN/m
43
4.3 Design verification calculation based on theory of Blum
In this section the calculation based on the theory of Blum is presented. Blum is used
to check the required embedding depth of the wall to ensure stability of the wall. It is
assumed that all soil layers show a drained response. Therefore the effective strength
parameters φ0 and c0 are used. As already discussed in chapter 2.3.1, the coefficients of
lateral earth pressure are determined using the theory of Müller-Breslau.
Because the first 5 soil layers (from NAP + 5.0m till NAP - 13.3m) have almost the same
volumetric weights and strength parameters, they are combined to one representative layer
to simplify the calculation.
Parameters
The input parameters used for the calculation are given in Table 4.4.
Results
The results of the calculations are presented in Table 4.5. The calculated anchor force and
bending moments are later compared with the results found by D-Sheet and Plaxis.
44
Variable Value
Anchor Force 2238 kN
Mmax 1583 kNm/m1
Required embedding depth wall 24.8 m - NAP
k1 k2 k3
Layer nr.
[kN/m2 /m1 ] [kN/m2 /m1 ] [kN/m2 /m1 ]
1 16000 8000 4000
2 30000 15000 7500
3 16000 8000 4000
2 30000 15000 7500
5 16000 8000 4000
7 20000 10000 5000
8.1 12000 6000 4000
8.2 16000 8000 4000
8.1 12000 6000 3000
9 2000 800 500
10 40000 20000 10000
11 6000 4000 2000
10 40000 20000 10000
Table 4.6: Overview of the values for modulus of subgrade reaction using the secant method. Based on
geotechnical report of Amazonehaven quay wall section A3
The results of the calculations are presented in Table 4.9, at the end of this section. More
detailed information about the design calculations is presented in Appendix C.
45
Design using Plaxis
In this section the design of the Amazonehaven quay wall is presented using a Finite
Element Method. A model of the quay wall and soil profile has been made in Plaxis.
Again, the structural properties presented in Chapter 4.2 and the soil profile given in
Table 4.1 are used as input for the model. This has resulted in the following list of input
parameters:
Table 4.7: Normative soil profile and strength parameters inserted in Plaxis.
Table 4.8: Stiffness parameters inserted in Plaxis. The values presented in red are estimates since no
data was available.
The calculations are performed according to the flowchart presented in Figure 3.4.
46
Results
The final results of the calculations using D-Sheet and Plaxis, using the conventional
design approach, are presented in Table 4.9. In section 4.6 these results are compared
with the outcome of the calculations using the new approach.
Table 4.9: Results of calculations applying conventional design approaches. The table gives from left
to right: axial force in both anchors, maximum bending moment and shear force in the wall, and the
maximum wall displacements at the top of the wall and in the field. The displacements w are the horizontal
displacements, where a negative value corresponds with a displacements towards the water.
47
4.5 Design based on alternative design approach using cssm
In this section the design of the quay wall is presented, using the new design method using
critical state soil mechanics theory. Because of the soil profile, consisting of mostly sandy
soil layers, the analysis is performed using purely drained response, and the undrained
analysis using the Shansep theory is not applied here.
Again, calculations have been performed in both D-Sheet and Plaxis.
Based on the analyzed data of the soil investigation of soil layers 5, 9 and 10, a trend
can be observed. For the layers 5 and 11, both dense sand, a φ0cv had been found which is
3-4 degrees less than φ02% , where φ02% stands for the friction angle of the soil at an axial
strain level of 2%. This trend has been used to estimate the critical state friction angles
for the other soil layers consisting of sand, for which no data was available.
For clay, the value found for soil layer 9 is also used for soil layer 11 (both on larger depth
so comparable stress levels.)
With respect to the designs using the conventional design approach, the structural spec-
ifications and load specifications have not changed. The modified strength parameters of
the soil are given in Table 4.10.
Table 4.10: Normative soil profile and strength parameters based on critical state theory, according to
Rijkswaterstaat (2017).
48
k1 k2 k3
Layer nr.
[kN/m2 /m1 ] [kN/m2 /m1 ] [kN/m2 /m1 ]
1 16000 8000 4000
2 30000 15000 7500
3 16000 8000 4000
2 30000 15000 7500
5 16000 8000 4000
7 20000 10000 5000
8.1 12000 6000 4000
8.2 16000 8000 4000
8.1 12000 6000 3000
9 2000 800 500
10 40000 20000 10000
11 6000 4000 2000
10 40000 20000 10000
Results
The results of the calculations using both design methods are presented in Table 4.12.
49
4.6 Results
In this section the outcome of case study 1 is analyzed and discussed.
In the Figures 4.6 up to 4.9 the results of the calculations in terms of forces and displace-
ments of the wall are given, for both the conventional and alternative design approach.
Figure 4.6: Overview of the maximum bending moments in the wall found using the different design
approaches and design methods.
50
Figure 4.7: Overview of the maximum shear force in the wall found using the different design approaches
and design methods.
Figure 4.8: Overview of the anchor forces found using the different design approaches and design methods.
51
Figure 4.9: Overview of the maximum horizontal displacements of the wall, found using the different
design approaches and design methods. Only absolute values are presented.
52
Figure 4.10: Overview of the generated principle axial strains ε1 in case of the new design approach.
The scale on the right varies from 0.0 % (dark blue) till 8.0 % (red).
Secondly, the new design approach produces higher values in terms of both sectional forces
and displacements compared to the results of the conventional design approach. This is
the case for both D-Sheet calculations and Plaxis calculations. It can be explained by the
smaller friction angles for the sand layers at the critical state, which results in a decrease
of shear strength mobilization compared to the conventional design approach. The clay
layers can mobilize more shear strength due to higher friction angles, but since there are
only two small clay layers present this results in a minor contribution.
The calculation results of both design methods (see Table 4.9 and Table 4.12) show in-
top
consistent values regarding wmax . This can be explained by the differences in calculation
method regarding the anchor forces and prestressing between D-Sheet Piling and Plaxis.
The relative difference between the two design approaches is presented in Table 4.13.
53
Fanchor,1 Fanchor,2 Mmax Vmax wmax,top wmax,field
D-Sheet 1.27 1.15 1.27 1.36 1.10 1.09
Plaxis 1.15 1.12 1.36 1.25 1.11 1.09
Table 4.13: Relative difference between the outcome of the conventional and alternative design approach,
for both D-Sheet and Plaxis calculations. The ratio is calculated by dividing the value of the alternative
design approach by the value of the conventional design approach.
Possible explanation for the discrepancy in displacements between D-Sheet and Plaxis
results: the assumed stiffness parameters for Plaxis calculation are quite conservative, in
relation to the average values for soils with the same density / cone resistance as presented
in NEN9997-1. Also, the stiffness parameters are determined using data from only 1 or
2 triaxial tests on prepared samples of sand. Using a correlation between stiffness and
density of soil can give more accurate results in terms of displacements of the wall.
4.6.1 Discussion
The new design approach as presented in the WBI2017 is derived specifically for the as-
sessment of slope stability. It is assumed that when sliding of the soil occurs, high strain
levels develop and the critical state of the soil is reached. In this case study however,
there is no sliding plane development of the soil as can be seen in Figure 4.10. The soil is
retained by the wall and can mobilize sufficient shear strength. The maximum principal
axial strain levels reached is 7.3% which means the critical state of the soil is not reached,
even locally. It is questionable if the current application of cssm is a suitable approach for
determining the strength of the soil in case of a retaining wall.
Regarding the critical state friction angle: φ0cv is the end state of the soil, and this should
be independent of the packing (initial state) of the soil. For very loose soil, the critical
state friction angle is likely to be higher than φ02% , and for dense soil the critical state
friction angle is lower than φ02% .
The accuracy of the comparison between the results, and the conclusions following the
comparison, are dependent on the efficiency of the design using the conventional design
approach.
4.6.2 Conclusion
Based on the quantitative results of this case study, the alternative design approach will
produce significantly higher values for both sectional forces and displacements of the quay
wall. This would lead to more conservative design outcomes. Furthermore is the appli-
cation of the alternative design method not suitable in the case of a solely sandy soil
profile.
54
CHAPTER 5
This chapter comprises the analysis of a quay wall with a soil profile consisting a normally
consolidated (NC) clay layer. The properties of the clay layer are based on soil inves-
tigation data from the construction project of the quay wall for the Container Transfer
Alblasserdam (CTA). This quay wall is located along the canal Noord between the cities
of Rotterdam and Dordrecht. This area is known to contain sizable layers of soft to very
soft soil.
The properties of the new soil profile used for this case study, and the accompanying
soil parameters are presented in section 5.1. The sections 5.2 and 5.3 give the starting
points for the design calculations and results of both conventional and new design ap-
proach. An analysis of the results and conclusions based on the results of this case study
is presented in section 5.4.2.
55
5.1 Parameters / Boundary conditions
In this case study, the Holocene part of the soil profile consists of sand and soft clay. The
characteristics of the soft clay are based on the soil investigation data obtained during the
construction project Container Terminal Alblasserdam.
For the clay layer the hydrodynamic period is plotted against the duration of the loading.
For varying thickness of the clay layer multiple graphs of the hydrodynamic period T
versus load duration are presented in Figures 5.1 and 5.2. Here the two straight horizontal
lines represent the boundary values for which a clear drained or undrained response can
be expected according to Vermeer and Meier (1998), see also section 2.2.4. For the area
in between these lines such a clear distinction cannot be made and the soil response will
be partially drained, partially undrained.
Figure 5.1: Short-term analysis of the hydrodynamic period (log-scale) versus loading duration for
different thickness of the clay layer
56
Figure 5.2: Long-term analysis of the hydrodynamic period (log-scale) versus loading duration for dif-
ferent thickness of the clay layer
Table 5.1: Build-up of the soil profile. For each soil layer, the location and properties are given.
57
soil has time to consolidate and the excess pore pressures will slowly dissipate. To model
both possibilities, the following two scenarios have been used:
• Scenario 1: a fully undrained analysis of the soil response for all construction stages.
• Scenario 2: a drained analysis of the soil response for the construction stages up to
dredging of the soil, and an undrained analysis of the final construction stage where
the design loads are being applied.
58
5.2 Designs based on conventional design approach
5.2.1 Design using Plaxis
For the conventional design method a Plaxis model is constructed. The choice which ma-
terial model is used for each soil layer is based on the recommendations given in (Plaxis,
2018). The clay layer are modelled using the Soft Soil material model. The sand layers are
modelled with the hardening soil material model. Since the clay layer shows an undrained
soil response, it is modelled using the undrained (A) function.
The strength and stiffness parameters of the different soil layers that are used in the
calculations are presented in Tables 5.2 and 5.3.
A schematization of the model in Plaxis is given in Figure 6.3. In this figure, the final
situation is depicted, including the acting design loads on the structure.
59
Figure 5.3: Plaxis model of the final construction phase for case study 2. The grey layer represent
moderately dense sand, the light blue layer represents the normally consolidated clay and the orange layer
represents Pleistocene sand.
Results
The final results of both the D-Sheet and Plaxis calculations are presented in Table 5.4.
60
5.3 Design based on alternative design approach using undrained
analysis combined with cssm
As shown in section 5.1, a soil layer consisting of normally consolidated clay with a drainage
length of 10 meters shows an undrained response for loading situations up to a duration
of multiple years. The undrained behavior of the clay layer is modelled in Plaxis using the
User Defined material model Shansep NGI-ADP. A list of input parameters required for
this model is given in Table 5.5. The model parameters are derived using the correlations
presented in section 3.2.
Table 5.5: Shansep NGI-ADP model parameters and the corresponding values for soft clay in the Rhine
river delta
Input values extracted from soil investigation data (see Appendix D):
61
Parameter Symbol Value Unit
Undrained secant stiffness E50 u 22.7 MPa
Original depth of soil sample dsample -7.8 m below surface
Undrained shear strength at depth dsample su A 108 kN/m2
Axial failure strain in compression εf C 10.5 %
Primary compression index Cc 0.053 -
Secondary compression index Cs 0.015 -
Critical state friction angle φ0cv 34 °
Table 5.7: Input used to determine the model parameters of the NGI-ADP Shansep model
Results
In the following table the final results of the design calculations of the alternative design
method are presented. For the two scenarios described in section 5.1.3 the sectional forces
of the wall, the anchor forces and the displacements are given in the following table.
Table 5.8: Results of calculations using the alternative design approach including the NGI-ADP Shansep
model
62
5.4 Results
In this section the outcome of case study 2 is presented and analyzed. In the Figures 5.4
up to 5.7 the results of the calculations in terms of forces and displacements of the wall
are given, for both the conventional and alternative design approach. Also, the relative
difference between the outcomes of both approaches for each quantity is given in Table
5.9.
Figure 5.4: Overview of the calculated maximum bending moments in the wall for the two design
approaches.
63
Figure 5.5: Overview of the calculated maximum shear force in the wall for the two design approaches.
Figure 5.6: Overview of the calculated anchor forces for the two design approaches.
64
Figure 5.7: Overview of the calculated maximum horizontal displacements of the wall for the two design
approaches.
Table 5.9: Relative difference between the outcome of the two design approaches. The ratio is calculated
by dividing the value of the alternative design approach by the value of the conventional design approach.
From the results presented in the figures and table above the following can be observed:
The calculated forces and displacements using the conventional design approach (Plaxis
Hardening soil model, undrained (A)) are larger than the values found using the alterna-
tive design approach (Plaxis NGI-ADP Shansep model). The difference between the two
approaches ranges from 10% for the anchor forces up to 30% for the maximum moment
and field displacement of the wall. This holds for both loading scenarios.
5.4.1 Discussion
For this case study, no calculations using the method of Blum or D-Sheet piling are per-
formed. These methods are not capable to model the undrained behavior of the clay layer
with the same level of accuracy compared to Plaxis and are therefore excluded from the
analysis. Also, there are no triaxial extension test results available for the soil layers of
this case study. The same holds for DSS test results. The ratios between the shear strain
at failure of other clayey soils with similar characteristics like volumetric weight and nor-
65
malized stiffness (Post and Luijendijk, 2018) have been used. This has resulted in a ratio
of 1 : 1.25 : 1.5 for γfC : γfDSS : γfE . The value of γfC is determined using the results of
available laboratory tests.
5.4.2 Conclusion
Based on the quantitative results of this case study, the alternative design approach pro-
duces smaller forces and displacements compared to the conventional design approach. It
could be that the actual stress state of the clay layer is relatively large in this specific
situation. The alternative design method explicitly takes into account the effective stress
levels when calculation the undrained shear strength. However, no direct explanation has
been found for this outcome.
66
CHAPTER 6
6.1 Introduction
This chapter comprises the analysis of a quay wall with a soil profile consisting, among
others, an overconsolidated (OC) clay layer. The OC clay is typical for the northern part
of the Netherlands, and is called boulder clay. Here, the Holocene soil layers have been
subjected to large ice loads in the past. For an overview of the soil profile of this case
study, see Figure 3.3. The soil investigation data has been gathered from the construction
project of the new hospital AZG. For this project a deep excavation and construction pit
with retaining walls have been applied (Dijkstra, 2002).
The characteristics of the overconsolidated clay layer, along with an analysis into undrained
soil behavior for different soil types, are presented in section 6.2. In sections 6.3 and 6.4
the starting points for the design calculations plus the results of both the conventional
and new design approach are presented. In section 6.5 the effects of the magnitude of the
load history of the soil is being investigated. Finally, section 6.6 gives an overview of all
the results combined with an analysis and conclusions of this case study.
67
6.2 Parameters and Boundary conditions
For the purpose of this research, a soil profile is constructed so that an undrained response
of the soil is expected. However, whether a drained or undrained soil response will occur,
depends on several factors such as soil type, permeability and the thickness of the soil
layers. Therefore first the type of soil response for a number of scenarios is analyzed. The
outcome of this is used to construct a soil profile to which an undrained analysis using the
alternative design method can be applied. The soil profile still represents a realistic case
that can occur in reality.
For sand layers, the permeability is relatively high and an undrained response of the soil
for typical loading conditions of quay walls is therefore unlikely. This is confirmed by the
value for T of soil layer 5, see Table 6.1. Due to the large drainage length of this layer in
comparison to the other sand layers, it can be seen as representative for all sand layers
present at the location of the Amazonehaven. The sand layers therefore are excluded from
the undrained analyses, and will be modelled using a drained analysis.
For the cohesive soil layers the hydrodynamic period is plotted against the duration of the
loading. A number of scenarios are presented in Figures 6.1 and 6.2. Here the two straight
horizontal lines represent the boundary values for which a clear drained or undrained
response can be expected according to Vermeer and Meier (1998), see also section 2.2.4.
For the area in between these lines such a clear distinction cannot be made and the soil
response will be partially drained, partially undrained.
68
Figure 6.1: Short-term analysis of the hydrodynamic period versus loading duration for different soil
layers. The values of T are presented on logarithmic scale.
From Figure 6.1 it can be seen that the soil layers 9 & 11, which represent existing clay
layers at the location of the Amazonehaven, can be modelled by a drained soil response,
with the exception of very short loading durations up to one week. These layers have a
very small thickness and therefore also very small drainage length, see Table 6.1.
The overconsolidated clay layers however, do show an undrained response for a loading
duration up to several months or years, depending on the thickness of the layer. The
OC clay L=10 graph for example, shows the hydrodynamic period for boulder clay with
a drainage length L=10m, and thus a thickness of the layer of 20 meters. For loading
durations up to 300 days, the soil response is still expected to be undrained. From Figure
6.2 it can be seen that a fully undrained response can be expected for loading durations
till approximately 2 years, and a partially drained partially undrained response for loading
situations up to 50 years, which is the technical lifetime of a quay wall structure.
69
Figure 6.2: Long-term analysis of the hydrodynamic period versus loading duration for different soil
layers. The values of T are presented on logarithmic scale.
Table 6.2: Soil profile. The properties of the sand layer are the same as those of the Pleistocene sand in
Chapter 4.
70
6.3.1 Preliminary design based on theory of Blum
Parameters
The input parameters used for this case are presented in Table 6.3. These properties are
in accordance with the soil profile given in Table 6.2.
Results
The results of the calculations are presented in Table 6.4.
Variable Value
Anchor Force 2626 kN
Mmax 2065 kNm/m1
Required embedding depth wall 30.0 m - NAP
71
6.3.2 Design using Plaxis
For the conventional design method a Plaxis model is constructed where both the boulder
clay and the Pleistocene sand layer have been modelled using the hardening soil material
model. Because of the over-consolidation of the clay layer, the HS material model can in
this case be used for clay as well. (Plaxis, 2018)
However, the clay layer shows an undrained response for the loading situations examined
in this case study. The boulder clay is modelled using the drainage type Undrained (A)
in Plaxis. The strength and stiffness parameters used for the different soil layers are
presented in Tables 6.5 and 6.6.
Table 6.6: Strength and stiffness parameters used for the soil layers modelled with the Hardening Soil
model
A schematization of the model in Plaxis is given in Figure 6.3. In this figure, the final
situation is depicted, including the acting design loads on the structure.
72
Figure 6.3: Plaxis model of the final construction phase for case study 3. Blue soil layer is boulder clay,
orange layer is Pleistocene sand.
Results
The final results of the Plaxis calculations are presented in Table 6.7.
Table 6.7: Results of calculations applying conventional design approach. The displacements w are the
horizontal displacements, where a negative value corresponds with a displacement towards the water.
73
6.4 Design based on alternative design approach using undrained
analysis combined with cssm
Design using Plaxis
As shown in section 6.2, a soil layer consisting of boulder clay with a drainage length of
10 meters shows an undrained response for loading situations up to a duration of multiple
years. The undrained behavior of the clay layer below the phreatic surface is modelled in
Plaxis using the User Defined material model Shansep NGI-ADP.
Table 6.8: Soil profile as specified in Plaxis for the alternative design approach
A list of input parameters used to model soil layer 2 using the NGI-ADP Shansep material
model is given in Table 6.9.
More information about this material model can be found in section 2.5.
Table 6.9: Shansep NGI-ADP model parameters and the corresponding values for boulder clay
For a number of parameters of the Shansep NGI-ADP material model, correlations have
been determined in the case of insufficient available soil investigation data. See also section
3.2.1. Input values extracted from soil investigation data (see Appendix E):
74
Parameter Symbol Value Unit
u
Undrained secant stiffness E50 62.4 MPa
Original depth of soil sample dsample -15.8 m below surface
Undrained shear strength at depth dsample su A 189 kN/m2
Axial strain in compression ε1 C 2.4 %
Primary compression index Cc 0.05 -
Secondary compression index Cs 0.02 -
Critical state friction angle φ0cv 16 °
Table 6.10: Input used to determine the parameters of the NGI-ADP Shansep material model
Some notes:
1. There are no triaxial extension test results available for the soil layers of this case
study. The same holds for DSS test results. The ratios between the shear strain at
failure of other clayey soils with similar characteristics like volumetric weight and
normalized stiffness (Post and Luijendijk, 2018) have been used as reference. This
has resulted in a ratio of 1 : 1.8 : 2.6 for γfC : γfDSS : γfE . The value of γfC is
determined using the results of available triaxial compression tests.
Results
In the following table the final results of the design calculations of the alternative design
method are presented. For the two scenarios described in section 5.1.3 the sectional forces
of the wall, the anchor forces and the displacements are given in the following table.
Table 6.11: Results of calculations where the alternative design approach including the NGI-ADP Shansep
model is used
75
6.5 Sensitivity analysis for historic loads
Because the magnitude of historic load and thereby preconsolidation is explicitly taken
into account in the Shansep model, an additional analysis has been performed to look
specifically at the effects of the loading history. Here, for both the conventional and alter-
native design approach calculations have been performed using varying values of the pre-
overburden pressure for the clay layer. The relative difference of both design approaches
is plotted versus the POP values in Figures 6.4 and 6.5.
Figure 6.4: For each quantity the quotient alternative value over conventional value is plotted against
loading history, presented for loading scenario 1.
76
Figure 6.5: For each quantity the quotient alternative value over conventional value is plotted against
loading history, presented for loading scenario 2.
In case of no load history, the alternative design approach will produce the same order
of magnitude for the sectional forces and displacements of the wall, as indicated by a
ratio close to 1. For increasing values of the pre-overburden pressure, the ratio decreases
and the alternative design approach produces lower values than the conventional design
approach.
77
6.6 Results
In this section the outcome of case study 3 is analyzed and discussed.
In the Figures 6.6 up to 6.9 the results of the calculations in terms of forces and displace-
ments of the wall are given, for both the conventional and alternative design approach.
Figure 6.6: Overview of the maximum bending moments in the wall found using the different design
approaches and design methods.
78
Figure 6.7: Overview of the maximum shear force in the wall found using the different design approaches
and design methods.
Figure 6.8: Overview of the anchor forces found using the different design approaches and design methods.
79
Figure 6.9: Overview of the maximum horizontal displacements of the wall, found using the different
design approaches and design methods.
From the results of the figures and table above the following trends can be observed:
• For both loading scenarios, the differences in outcome between the conventional
design approach (Plaxis HS) and the alternative design approach (Plaxis NGI-ADP
Shansep) are small, The differences between the two methods are given in Table
6.12.
• There is a difference between the results of loading scenario 1 and 2. This suggests
that whether drained or undrained behavior of the soil occurs, does influence the soil
stresses and strains that will occur during the lifetime of this quay wall. The results
of scenario 1, where undrained soil behavior is taken into account for the complete
lifetime of the structure, including construction, shows slightly smaller displacements
and smaller forces compared to scenario 2.
Table 6.12: Relative difference between the outcome of the two design approaches. The ratio is calculated
by dividing the value of the alternative design approach by the value of the conventional design approach.
6.6.1 Discussion
For this case study, the results of both the method of Blum and D-Sheet are not comparable
with the results of the Plaxis calculations due to the fact that all plaxis calculations do
include at least partially undrained behavior. The results of Blum and D-Sheet do reflect
a fully drained analysis. Also, the assumption that during sliding of the soil very large
strains do occur (for clay 25%) and that the soil is in critical state does not hold for this
80
case study. The quay wall will prevent full sliding of the soil, and the maximum shear
strains reached for this case study are in the order of 8% reached at the passive side of
the quay wall.
For the sensitivity analysis of loading history, only the parameter for POP is changed in
the calculations. In reality, a soil that has experienced a lower or higher maximum pre-
overburden pressure in the past, also possesses different strength and stiffness parameters.
This has not been included in the calculations, which makes the outcome unreliable.
6.6.2 Conclusion
Based on the quantitative results of this case study, the difference in outcome between the
conventional and alternative design approaches is between -2 and 10% for the quantities
displacements and sectional forces. This difference in outcome is not significant when
taking into account the uncertainty that is introduced by 1) the theoretical models used,
2) laboratory results of soil experiments and 3) correlations for model parameters.
81
CHAPTER 7
Discussion
In this chapter the results and approach of the research are discussed. First, in Table 7.1
an overview of the relative difference of the design approaches for each design method is
given.
D-Sheet Plaxis
Case 1 1.10 - 1.36 1.11 - 1.36
Case 2 Not applicable 0.68 - 0.95
Case 3 Not applicable 0.98 - 1.10
Table 7.1: Overview of relative differences of the design approaches for each design method, presenter
for each case study.
The table shows that the ratios of case 1 and case 3 are equal to or larger than 1. This
can be explained due to the fact that the circumstances and boundary conditions of case
1 and also to less extend case 3, do not reflect the conditions for which the alternative
design method originally was developed.
However, case 2 does not fit in this trend. Here the results of the alternative design ap-
proach are lower than those of the conventional design approach. As mentioned before in
section 5.4.2, a direct explanation for this has not been found. Further research in the
direction of local stress states of the soil should be performed to clarify this. Also, the
applicability of the Hardening soil model for soft clay layers such as those in case study 2
can be analysed further.
Based on the results and conclusions of this research, the following remarks and recom-
mendations can be used as input for further research. First, the new design method
incorporates the different locations along a sliding plane, i.e. active shear, direct shear
and passive shear. In case of a quay wall, the slip surface of the soil next to the wall
is either active (on the land side) or passive (on the water side). Only for global slope
failure a full sliding plane is developed and the analogy used in the method for dikes is
representative. However, the method is also used in case of a structural element inside the
dike body to increase stability.
Second, the laboratory tests are not executed according the prescribed standards. Most
82
notable point is the prescribed strain levels for triaxial compression tests and triaxial
extension tests. These prescribed levels have not been reached in the tests, making the
test results not a reliable reflection of the soil properties at critical state. This results in
less reliable model parameters that serve as input for the design calculations. A possible
measure to overcome some of this uncertainty is the use of in-situ measurements of the
displacements of the wall. This data can be used to validate which model better represents
the reality.
Third, the case study with a normal consolidated clay layer indicates that in the absence
of pre-overburden pressure, the alternative design approach produces lower values for both
sectional forces and displacements. The results of case study 3 with an overconsolidated
clay layer show, for a POP value of zero, larger values for the alternative design approach
compared to the conventional design approach. These two outcomes contradict each other.
No direct explanation has been found for this.
83
CHAPTER 8
Conclusion
The objective of this research is to investigate the possibilities to use an alternative design
approach, taking into account anisotrophy and loading history of the soil during undrained
circumstances, for modelling soil behavior in the design processes of a quay wall. Using
the results of the case studies and literature review, the main research question can be
answered.
Based on the results of the three case studies elaborated in this report, the alternative
design approach applied in this report is not a valid option for a quay wall in sandy soil
due to the absence of undrained soil conditions. For the cases where a clay layer is present,
the hydrodynamic period indicates whether undrained soil behavior will occur. In those
situations the alternative design method could be used.
The new design approach for dikes is developed under the condition that a specific set of
soil investigation data and laboratory tests on the soil samples is being executed. Using
the results of these tests, the model parameters can be determined with more certainty
and the results become more reliable. This approach has to be implemented for quay walls
into further research. Furthermore, the comparability of the failure mechanisms assessed
in this research with respect to those of dikes is limited, due to the absence of a structural
element in dikes.
The results of the case studies show that for a sandy soil profile, the alternative design
approach produces larger values for sectional forces and displacements of the wall than the
conservative design approach. In case of a quay wall situated in a predominantly clayey
soil, the alternative design approach produces results with the same order of magnitude
for sectional forces and displacements of the wall compared to the conventional design
approach. The magnitude of preconsolidation of the soil plays an important role here,
where with increasing values of pre-loading, the results of the alternative design approach
are decreasing in comparison to those of the conventional design approach.
84
Finally, the new assessment approach for dikes is specifically developed for slope stability
of a dike body in case of a flood wave, where excess pore pressures develop inside the
dike body. For retaining structures, the alternative design approach is only valid if an
undrained response of the soil can be expected. This is assessed by determining the hy-
drodynamic period of each soil layer, where the duration of the load acting on the wall
is taken into account. Also, since new design approach is specifically developed for the
assessment of slope stability, the calculations using Plaxis will enable the assessment of
global (slope) stability of the wall, and local shearing and displacements of the soil.
Regarding the assessment of sectional forces of both wall and soil anchors, values for these
quantities are generated by Plaxis which can be used as input for additional calculations
to determine structural safety and stability of the wall.
85
List of Figures
2.1 The left figure shows stress paths of a dilatant soil, the right figure shows
stress paths of a contractant soil. (Verruijt, 2012) . . . . . . . . . . . . . . . 14
2.2 Schematization of Blum for a situation with homogeneous soil profile. In the
left figure the internal stresses in the wall are shown. The right figure shows
the pressures due to soil and groundwater, acting on the wall. (Verruijt,
2012) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.3 Example of a retaining wall in D-Sheet Piling . . . . . . . . . . . . . . . . . 18
2.4 General overview of dike showing the most important elements. Source:
Jonkman et al. (2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
2.5 Example of a dike with a stability screen. In this case there are grout
anchors applied along the screen, to provide more horizontal support if the
soil body starts shearing. Source: POVM . . . . . . . . . . . . . . . . . . . 21
2.6 Shear strength according to CSSM. (Rijkswaterstaat, 2017) . . . . . . . . . 22
2.7 Hyperbolic stress-strain relation of sand in primary loading for a standard
drained triaxial test. (Plaxis, 2018) . . . . . . . . . . . . . . . . . . . . . . . 24
2.8 Stress-strain relation of clay and peat. The three curves represent the re-
sults of an undrained triaxial compression test (sA u ), an undrained triaxial
extension test (sPu ) and a Direct Simple Shear test (sDSS u ). Gur defines the
isotropic elasticity of the soil. (Naves and Lengkeek, 2017) . . . . . . . . . . 25
3.1 Overview of soil layers and soil types for case study 1. . . . . . . . . . . . . 28
3.2 Overview of soil layers and soil types for case study 2. . . . . . . . . . . . . 28
3.3 Overview of soil layers and soil types for case study 3. . . . . . . . . . . . . 29
3.4 Overview of construction phases used in the calculations . . . . . . . . . . . 30
3.5 Stress-strain diagram of an CRS test. The blue line represents the test
results. The red line through points A and B represents the tangent line of
the primary loading branch of the diagram. Source: Rijkswaterstaat (2017) 34
86
4.3 Cross section of quay wall A1. Source: Gemeentewerken Rotterdam . . . . 39
4.4 Schematization of the variable load behind the quay wall . . . . . . . . . . . 40
4.5 Geotechnical length profile of the Amazonehaven quay wall part A1. Source:
Gemeentewerken Rotterdam . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
4.6 Overview of the maximum bending moments in the wall found using the
different design approaches and design methods. . . . . . . . . . . . . . . . 50
4.7 Overview of the maximum shear force in the wall found using the different
design approaches and design methods. . . . . . . . . . . . . . . . . . . . . . 51
4.8 Overview of the anchor forces found using the different design approaches
and design methods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
4.9 Overview of the maximum horizontal displacements of the wall, found using
the different design approaches and design methods. Only absolute values
are presented. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52
4.10 Overview of the generated principle axial strains ε1 in case of the new design
approach. The scale on the right varies from 0.0 % (dark blue) till 8.0 %
(red). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
6.1 Short-term analysis of the hydrodynamic period versus loading duration for
different soil layers. The values of T are presented on logarithmic scale. . . 69
6.2 Long-term analysis of the hydrodynamic period versus loading duration for
different soil layers. The values of T are presented on logarithmic scale. . . 70
6.3 Plaxis model of the final construction phase for case study 3. Blue soil layer
is boulder clay, orange layer is Pleistocene sand. . . . . . . . . . . . . . . . . 73
6.4 For each quantity the quotient alternative value over conventional value is
plotted against loading history, presented for loading scenario 1. . . . . . . 76
6.5 For each quantity the quotient alternative value over conventional value is
plotted against loading history, presented for loading scenario 2. . . . . . . 77
6.6 Overview of the maximum bending moments in the wall found using the
different design approaches and design methods. . . . . . . . . . . . . . . . 78
6.7 Overview of the maximum shear force in the wall found using the different
design approaches and design methods. . . . . . . . . . . . . . . . . . . . . . 79
6.8 Overview of the anchor forces found using the different design approaches
and design methods. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
87
6.9 Overview of the maximum horizontal displacements of the wall, found using
the different design approaches and design methods. . . . . . . . . . . . . . 80
A.1 Example . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
A.2 α represents the inclination of the CSL. phi0 is the critical state friction
angle. Source: Appendix F Rijkswaterstaat (2017) . . . . . . . . . . . . . . 94
D.1 Results of lab tests onto soft clay from borehole Container Terminal Al-
blasserdam, part1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
D.2 Results of lab tests onto soft clay from borehole Container Terminal Al-
blasserdam, part2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
D.3 Results of lab tests onto soft clay from borehole Container Terminal Al-
blasserdam, part3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
D.4 Results of lab tests onto soft clay from borehole Container Terminal Al-
blasserdam, part4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
D.5 Results of CU triaxial tests onto soft clay from borehole Container Terminal
Alblasserdam, part1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
D.6 Results of CU triaxial tests onto soft clay from borehole Container Terminal
Alblasserdam, part2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
88
List of Tables
4.1 Normative soil profile and parameters of quay wall part A1, profile1. In
the 3rd column the volumetric weights of the soil in both dry and saturated
state are given. The 4th and 5th column give the friction angle and cohesion
of the soil for an axial strain level of 2%, based on historical data & triaxial
tests. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
4.2 Structural parameters of quay wall used in Plaxis models . . . . . . . . . . 42
4.3 Structural parameters of grout anchor used in Plaxis models . . . . . . . . . 43
4.4 Input parameters used to perform Blum calculation . . . . . . . . . . . . . 44
4.5 Results of Blum calculation . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
4.6 Overview of the values for modulus of subgrade reaction using the secant
method. Based on geotechnical report of Amazonehaven quay wall section
A3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
4.7 Normative soil profile and strength parameters inserted in Plaxis. . . . . . . 46
4.8 Stiffness parameters inserted in Plaxis. The values presented in red are
estimates since no data was available. . . . . . . . . . . . . . . . . . . . . . 46
4.9 Results of calculations applying conventional design approaches. The table
gives from left to right: axial force in both anchors, maximum bending
moment and shear force in the wall, and the maximum wall displacements at
the top of the wall and in the field. The displacements w are the horizontal
displacements, where a negative value corresponds with a displacements
towards the water. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
4.10 Normative soil profile and strength parameters based on critical state the-
ory, according to Rijkswaterstaat (2017). . . . . . . . . . . . . . . . . . . . . 48
4.11 Values of modulus of subgrade reaction in the D-Sheet calculations . . . . . 49
4.12 Results of calculations applying the new design approach . . . . . . . . . . 49
89
4.13 Relative difference between the outcome of the conventional and alternative
design approach, for both D-Sheet and Plaxis calculations. The ratio is
calculated by dividing the value of the alternative design approach by the
value of the conventional design approach. . . . . . . . . . . . . . . . . . . . 54
5.1 Build-up of the soil profile. For each soil layer, the location and properties
are given. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
5.2 General info of soil profile used in Plaxis . . . . . . . . . . . . . . . . . . . . 59
5.3 Strength and stiffness parameters of the soil layers. . . . . . . . . . . . . . . 59
5.4 Results of calculations applying conventional design approaches. The dis-
placements w are the horizontal displacements, where a negative value cor-
responds with a displacement towards the water. . . . . . . . . . . . . . . . 60
5.5 Shansep NGI-ADP model parameters and the corresponding values for soft
clay in the Rhine river delta . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
5.6 Shansep NGI-ADP interface parameters of soft clay . . . . . . . . . . . . . 61
5.7 Input used to determine the model parameters of the NGI-ADP Shansep
model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62
5.8 Results of calculations using the alternative design approach including the
NGI-ADP Shansep model . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62
5.9 Relative difference between the outcome of the two design approaches. The
ratio is calculated by dividing the value of the alternative design approach
by the value of the conventional design approach. . . . . . . . . . . . . . . . 65
7.1 Overview of relative differences of the design approaches for each design
method, presenter for each case study. . . . . . . . . . . . . . . . . . . . . . 82
90
B.2 Ratios of stiffness parameters in Plaxis for different soil types. (CUR2003-7,
2003) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
91
APPENDIX A
According to Rijkswaterstaat (2017) the critical state friction angle can be found using a
triaxial test where either:
• the consolidation stress is higher than the yield stress of the soil specimen, or
• the consolidation stress equals the in-situ vertical stress in the soil
The triaxial test has to be performed up to an axial strain level of at least 25% for sand
and clay, and 40% for peat.
In Figure A.1 an example of a stress-strain diagram is given. The diagram gives the
results of an consolidated, undrained triaxial test on a clay specimen of soil layer 9. The
triaxial test is performed up to an axial strain level of 18%. In this example there is a
decreasing trend with increasing axial strain. The value for φcv is therefore probably a
little overestimated if the stress-strain values at 18% axial strain are used.
92
Figure A.1: Example
The result of these test, and other available data are used to determine the critical state
friction angles. For this, Mohr’s Circle is used. Figure A.2 shows the relation between the
critical state friction angle and the angle of the critical state line.
93
Figure A.2: α represents the inclination of the CSL. phi0 is the critical state friction angle. Source:
Appendix F Rijkswaterstaat (2017)
94
APPENDIX B
Correlations provided by CUR166 (2008), CUR211 (2014), CUR2003-7 (2003) and Plaxis
(2018) that have been used to determine model parameters for the design calculations:
σ30
c cos φ − K0nc
sin φ
m
ref
Eoed = Eoed (B.2)
c cos φ + pref sin φ
ref
Soil type Eoed
50000
Clay (OCR = 1)
Ip
50000
Clay (OCR > 1
Ip
r
pref
Sand (OCR = 1) 3qc
σv0
Table B.1: Correlations to find stiffness parameter for different soil types
95
ref ref ref
Soil type E50 Eoed Eur
Clay (OCR = 1) 2 1 5-8
Clay (OCR > 1) 1 1 4
Sand (OCR = 1) 1 1 4
Table B.2: Ratios of stiffness parameters in Plaxis for different soil types. (CUR2003-7, 2003)
96
APPENDIX C
In this appendix additional and more detailed information of the Amazonehaven is given.
This includes more comprehensive descriptions of input values, design calculations and
assumptions made for the calculations.
D-Sheet options
• Reduce delta friction angles according to CUR: yes
• For the wall friction angle δ, the relationships δ = 2/3 · φ for sand and δ = 1/3 · φ
for clay have been used, according to CUR166 (2008).
• For the vertical balance check, the following parameters are used in the sheet piling
window:
– Height: 1524mm & 1524mm
– Coating area: 2.23 & 1.42 mm2 /mm2
– Section area: 193 & 78 cm2 /m
– Max. point resistance: 0 MPa, see p.61 of PDF Gemeentewerken Rotterdam
(2011a)
– Xi-factor: 0.75
97
APPENDIX D
Additional information case study 2: soft soil consisting of clay and peat
In this appendix additional information and details about the soil investigation data of
case study 2 is given.
98
Figure D.1: Results of lab tests onto soft clay from borehole Container Terminal Alblasserdam, part1
99
Figure D.2: Results of lab tests onto soft clay from borehole Container Terminal Alblasserdam, part2
100
Figure D.3: Results of lab tests onto soft clay from borehole Container Terminal Alblasserdam, part3
101
Figure D.4: Results of lab tests onto soft clay from borehole Container Terminal Alblasserdam, part4
102
Figure D.5: Results of CU triaxial tests onto soft clay from borehole Container Terminal Alblasserdam,
part1
103
Figure D.6: Results of CU triaxial tests onto soft clay from borehole Container Terminal Alblasserdam,
part2
104
APPENDIX E
In this appendix additional information and details about the soil investigation data of
case study 3 is given.
105
Figure E.1: Overview of borehole B1,part1
106
Figure E.2: Overview of borehole B1,part2
107
Figure E.3: Results of triaxial compression test of boulder clay, sample B1S7
108
Figure E.4: Results of triaxial compression test of boulder clay, sample B1S7
109
Figure E.5: Results of triaxial compression test of boulder clay, sample B1S7
110
Figure E.6: Results of a uniaxial compression test of boulder clay, sample B1S7
111
Figure E.7: Settlement curve of boulder clay, sample B1S7
112
Figure E.8: Z - log p curve of boulder clay, sample B1S7
113
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