VGP Self Sampling Reference
VGP Self Sampling Reference
VGP Self Sampling Reference
VESSEL DISCHARGE
SAMPLE COLLECTION &
ANALYTICAL MONITORING
Table of Contents
SUMMARY OF KEY POINTS .................................................................................................... 1
iii
List of Tables
List of Tables
Table 2-1. Bilgewater Analytical Method Details .........................................................................13
Table 2-2. Graywater Analytical Method Details ..........................................................................15
Table 2-3. Analytes for Exhaust Gas Scrubber Washwater ...........................................................18
Table 2-4. Exhaust Gas Scrubber Washwater Analytical Method Details ....................................19
Table 2-5. Indicator Organism Monitoring Parameters* ...............................................................22
Table 2-6. Example Ballast Water Indicator Organism Sample Collection and
Preservation Techniques ....................................................................................................22
Table 2-7. Monitoring Schedule for Residual Biocides or Derivatives of the
Residual Biocide ................................................................................................................23
Table 2-8. Residual Biocides and Biocide Derivative Monitoring Requirements.........................25
iv
List of Figures
List of Figures
Figure 2-1. A Comparison of the Bilgewater Samples Taken Before and
After Bilgewater Treatment ...............................................................................................12
Figure 2-2. Sampling of Bilgewater from a Bilgewater Treatment System ..................................13
Figure 2-3. Examples of Oil Content Meter and Monitoring System............................................14
Figure 2-4. Composite Sample of Treated Mixed Graywater/Sewage Effluent ............................16
Figure 2-5. Two Examples of Sample Collection Points for Graywater Discharge ......................17
Figure 2-6. The EcoSilencer® Scrubber Installed on the Pride of Kent.........................................20
Figure 2-7. Sampling Tap At the Pump of a Ballast Water Treatment System .............................23
Figure 3-1. Vessel Discharge Being Collected in a Labeled Sample Bottle .................................27
Figure 3-2. Example of Various Types of Sample Bottles and Various Preservation
Chemicals in Dropper Bottles ............................................................................................28
Figure 3-3. Typical Field Measurement Meters and Strips for Chlorine and pH. .........................29
Figure 3-4. Sample Collectors Conducting Field Measurements ..................................................29
Figure 3-5. Sodium Thiosulfate .....................................................................................................29
Figure 3-6. Sample Collection .......................................................................................................30
Figure 3-7. Filled Sample Bottles Preserved on Ice ......................................................................31
Figure 3-8. Samplers Performing Dissolved Metals Filtration ......................................................32
Figure 3-9. A Typical Peristaltic Pump .........................................................................................32
Figure 3-10. Disposable Filter Cartridges and Tubing ..................................................................33
Figure 3-11. Packing Glass and Plastic Bottles .............................................................................34
Figure 3-12. Garbage Bags Used to Line a Cooler ........................................................................34
Figure 3-13. Individually Packed Samples in a Cooler .................................................................35
Figure 3-14. Samples in a Sealed Bag and Bags of Ice to Keep the Samples Cold During
Shipping .............................................................................................................................35
Figure 3-15. Place the Chain of Custody in a Plastic Bag to Keep it Dry. ....................................36
Figure 3-16. A Packed Cooler Showing the Custody Seal and Strapping Tape ............................36
v
[This page intentionally left blank.]
vi
Sampling How-To for the 2013 Vessel General Permit
Many NPDES permittees hire full-service “turnkey” operations to sample and analyze
their discharges in lieu of building these capabilities in-house. Such service providers are
currently available in many ports and EPA is aware that additional entities are considering
offering similar services soon. When an owner/operator is not interested or unable to perform
these sampling activities, use of a full-service provider is a viable alternative.
This summary of key points provides the most crucial information on the following
aspects of sampling collection:
Refer to the detailed sections of this document for information on the types of discharges
required to be sampled as well as more comprehensive information on how to ensure sampling
activities provide results consistent with the VGP requirements.
Since different laboratories offer different services, a vessel owner/operator will need to
find an analytical laboratory capable of meeting the monitoring requirements specified in the
permit before conducting the actual sample collection. In addition to analyzing the samples (or
arranging to have them analyzed), some services will provide prepared sampling bottles and
sampling gear, conduct the actual sampling, and complete any necessary paperwork and forms.
Conversely, some laboratory services only include analysis of a sample delivered to their lab.
Finding the right sampling service provider and laboratory is similar to finding any other
specialty service contractor in that you need to find entities that are capable of meeting all of
your needs. Most commercial laboratories have websites that list their services and can be found
through internet searches or word of mouth. The National Environmental Laboratory
Accreditation Program (NELAP) maintains a list of about 1,500 laboratories here: http://nelac-
institute.org/lams/search. NELAP also maintains a list of laboratories accredited through each of
the 50 states; however, about 20 percent of states only list laboratories accredited for drinking
water testing. See http://www.nelac-institute.org/abdb.php for details on state programs. The
American Council of Independent Laboratories (ACIL) website also has a search function to find
environmental laboratories by location. See https://m360.acil.org/frontend/search.aspx?cs=1018.
1
Sampling How-To for the 2013 Vessel General Permit
Also, while most of the laboratories identified from these sources are in the United States, vessel
owners/operators are not required to use laboratories located in the United States so long as the
lab meets the requirements of each test methods. Note that EPA does not endorse these
laboratories and does not require use of a NELAP lab, but is providing this information as a
resource. EPA does not require use of a “certified” or “accredited” laboratory for sampling and
analytical analysis to comply with the VGP’s monitoring conditions.
Since some samples have short holding times between sample collection and analysis
(i.e., less than a day in many instances), vessel owners/operators will need to consider the timing
of sample collection to allow sufficient time for transport to the laboratory for analysis.
Therefore, the physical location of the laboratory may be important because of the ability to
arrange for sample pickup by laboratory personnel or a courier service.
Is the laboratory capable of providing the analyses for every pollutant parameter for
each of the discharges that the permit requires? Will the laboratory’s reported results
meet all the requirements of the approved analytical methods of the 2013 VGP?
- In some cases, a single laboratory cannot be identified that can provide all of the
vessels’ analytical needs. In these situations, multiple laboratories may be needed to
perform the range of analyses. Discuss each of the required analyses and explain to
the laboratory the characteristics/source of the samples.
Can the laboratory or sampling service provider offer a complete service which would
include sample collection and transport. In the event they cannot offer such service (or
you are not interested in such a service), can the laboratory provide bottles or other
supplemental equipment for sampling such as bottles pre-labeled with your specific
information, bottles with preservation chemicals already added, extra bottles in case of
breakage and coolers/shipping materials?
- If laboratories do not currently offer these services, ask if an exception can be made.
Otherwise the vessel owner/operator will need to acquire these materials separately
and ensure that they meet the method requirements.
Can the laboratory provide or arrange for courier services to pick up the samples
directly from the vessel and all necessary paperwork? If not, how will the samples be
delivered to the laboratory? What are the holding times for each sample and are there
any other logistical and sampling limitations to consider?
- If you are seeking courier service from the laboratory, ensure they have escorted or
unescorted access to the dock from which the sample will need to be picked up.
• How and when will the results be reported back to the vessel? What will the data
package contain?
2
Sampling How-To for the 2013 Vessel General Permit
- You need to be certain that the sample service provider is able to complete sampling
and analysis and provide any necessary documentation and in time for you to be able
to meet the VGP reporting requirements for the results of that monitoring.
This section lists equipment commonly used for vessel sampling, steps for sampling
collection, and procedures for sample packing and shipping. Note that you may not need all
equipment listed or may omit certain steps depending on which samples you must collect.
1. Assemble all the necessary sampling equipment, materials, and supplies onsite.
2. Ensure that bottles are appropriately labeled (waterproof labels are best as they
remain intact and legible).
3. Collect a discharge sample aliquot to perform any necessary field measurements
(e.g., pH, free residual chlorine). Refer to the user manuals for the field test
instruments to ensure proper use and maintenance of these meters.
4. Determine whether sodium thiosulfate (Na2S2O3) is needed for preservation due
to the presence of chlorine in the sample and add to the sample bottles as
appropriate.
5. Fill the sample bottles with the appropriate discharge samples.
6. If necessary, filter the sample for dissolved metals. See instructions for sample
filtering in Section 3.3 below.
7. If the laboratory was unable to add preservation chemicals to each bottle, add any
appropriate preservation chemicals at this point and test the pH or chlorine to
ensure that the enough has been added.
3
Sampling How-To for the 2013 Vessel General Permit
8. Cool the samples on ice as dictated by the analytical methods. If the discharge
water is hot to the touch, consider the need to allow samples to cool for a few
minutes prior to placing in ice water to prevent shattering of the sample container
or loss of the lid liner into the sample.
9. Repeat steps 2 through 9 if more than one discharge needs to be sampled.
10. Complete chain of custody forms.
11. Wrap glass sample bottles with “bubble wrap” and place all bottles (glass and
plastic) in individually sealed zipper storage bag to contain liquids and
preservation chemicals in case of shattering, punctures, or leaks.
12. Line the cooler with a large garbage bag to further ensure nothing leaks from the
cooler.
13. Place sample bottles and a temperature blank upright in the garbage bag in the
cooler and close bag with twist-tie.
14. Arrange sealed plastic freezer bags filled with ice (or chemical ice) on top of the
sample bottles (if sample cooling is required for preservation) to maintain
preservation temperature during shipping.
15. Place the completed chain of custody form in the cooler (retain a copy for your
records).
16. Close cooler and secure with strapping tape to ensure that the lid will remain
closed if the latch is accidentally released or damaged. Also tape the cooler drain
plug closed so it will not open during shipment.
17. Place a custody seal on the cooler to verify the cooler has not been opened or
tampered with during shipment and secure with clear tape to prevent loss during
transport.
4
Sampling How-To for the 2013 Vessel General Permit Section 1
SECTION 1
GETTING STARTED
Purpose of this Document: To provide tips and tools for complying with the sample collection
and analysis monitoring requirements in the 2013 VGP.
Target Audience: Anyone (vessel owners/operators, crew, service providers, and laboratories)
collecting or analyzing samples of discharges from vessels as required under the 2013 VGP.
Vessel Required to Collect and Analyze Samples under the 2013 VGP:
Results of monitoring are required to be reported to the EPA as part of the annual
reporting requirements of the 2013 VGP. See Part 4 of that permit for specific reporting and
recordkeeping requirements. Also, visit EPA’s electronic (eNOI) system, accessible at:
http://water.epa.gov/polwaste/npdes/vessels/, for specifics on how monitoring results are to be
reported to EPA.
5
Sampling How-To for the 2013 Vessel General Permit Section 1
laboratories (there are about 6,000 to 10,000 laboratories in the US) that are accredited through
their program organized by analytical method, which may also be useful in identifying a
qualified laboratory. See http://nelac-institute.org/lams/search. NELAP also maintains a list of
laboratories accredited through each of the 50 states; however, about 20% of states only list
laboratories accredited for drinking water testing. See http://www.nelac-institute.org/abdb.php
for details on state programs. American Council of Independent Laboratories (ACIL) is the trade
association representing about 100 independent, commercial scientific and engineering firms
across the U.S. Their website also has a search function to find environmental laboratories by
location. See https://m360.acil.org/frontend/search.aspx?cs=1018. Note that EPA does not
endorse these laboratories, but is providing this information as a resource. Also, while most of the
laboratories identified from these sources are in the United States, vessel owners/operators are
not required to use laboratories located in the United States to meet the requirements of the 2013
VGP. However, EPA notes that any non-U.S. laboratory must use appropriate quality assurance
and quality control procedures to ensure that sample results are accurate.
Section 2 of this document contains a summary of VGP monitoring requirements and can
be used as the starting point for the types of services needed from a service provider and/or
laboratory. This section will help in determing answers to the following questions, which will be
important to understand before contacting a service provider or laboratory:
Also, since some samples have short allowable holding times between sample collection
and analysis, vessel owners/operators will need to consider both the timing of sample collection
and the time for transport to the laboratory for analysis when selecting the appropriate sampling
service provider and/or laboratory. Therefore, the physical location of the laboratory and the
ability of the service provider to gain access to the vessel to collect samples while a discharge is
occurring may be important to ensure that samples can be analyzed within the appropriate
holding times required to demonstrate compliance with permit requirements (see allowable
holding times in Title 40 Code of Federal Regulations Part 136). For example, the ability to
arrange for sample pickup by laboratory personnel or a courier service (which can a few minutes
to a few hours) instead of shipping the samples through a commercial parcel delivery service like
DHL, FedEx, or UPS (which can take a day or more).
6
Sampling How-To for the 2013 Vessel General Permit Section 1
7
Sampling How-To for the 2013 Vessel General Permit Section 1
8
Sampling How-To for the 2013 Vessel General Permit Section 1
9
Sampling How-To for the 2013 Vessel General Permit Section 1
10
Sampling How-To for the 2013 Vessel General Permit Section 2
SECTION 2
MONITORING REQUIREMENTS FOR EACH DISCHARGE
This section provides an overview of monitoring required under the 2013 VGP.
Consistent with Part 4.2 of the 2013 VGP, records of all monitoring information,
including all calibration and maintenance records, continuous monitoring instrumentation
records (including strip chart recordings if applicable), sampling and testing results, and
laboratory quality assurance (QA) documentation, must be retained onboard or kept
electronically for a period of 3 years and must include:
Consistent with Part 4 of the 2013 VGP, monitoring data must be submitted
electronically (or on paper if EPA grants a waiver) at least once per calendar year no later than
February 28 of the year after the data are collected. EPA has developed an electronic reporting
system accessible from EPA’s 2013 VGP homepage at
http://water.epa.gov/polwaste/npdes/vessels/Vessel-General-Permit.cfm. Data must be
submitted on the applicable VGP discharge monitoring reports (DMRs) as shown in Appendix H
of the 2013 VGP (which have been incorporated into the electronic reporting system) and are to
be submitted as part of the vessel’s annual report (except for initial cruise ship graywater
monitoring that may be due before the annual report). As appropriate, you must also report any
waivers or other documentation on your annual report.
Part 2.2.2 of the 2013 VGP requires owners/operators of new build vessels constructed
on or after December 19, 2013 and greater than 400 gross tons that may discharge bilgewater
into U.S. waters, to collect a sample of bilgewater effluent (discharge from the vessel after
bilgewater treatment system) annually 1 for analysis of oil and grease content by one of the
following methods:
1
Part 2.2.2.1 of the 2013 VGP provides a monitoring waiver provision after two years of monitoring provided certain conditions
are met. Applicable vessel owners/operators may cease conducting analytical monitoring if:
• The analytical monitoring results are below 5 parts per million (ppm) oil and grease for two consecutive years of permit
coverage;
11
Sampling How-To for the 2013 Vessel General Permit Section 2
EPA Method 1664 measures oil and grease content as Hexane Extractable Material
(HEM), and also measures Silica Gel Treated N-Hexane Extractable Material (SGT-HEM).
Both HEM and SGT-HEM samples are extracted using hexane, but for the SGT-HEM samples,
the hexane extract undergos an additional silica gel treatment process to remove polar material,
and therefore, measurements include only nonpolar material. The weight of extracted oil and
grease after the solvent is evaporated is then reported. EPA Method 1664 is approved by EPA at
40 CFR Part 136 (http://www.epa.gov/region9/qa/pdfs/40cfr136_03.pdf) for measuring oil and
grease under the Clean Water Act; therefore, EPA Method 1664 is routinely offered by
commercial analytical laboratories in the United States.
Alternatively, ISO Method 9377-2 runs a portion of the dried solvent extract through a
gas chromatography instrument (reported as oil index).The ISO 9377-2 (2000) method is that
• The vessel has an oil water separator that has been type approved by any flag administration to be capable of meeting a 5
ppm standard or has an alarm and overboard discharge control unit which prevents the discharge of any bilgewater with an
oil content of greater than 5 ppm oil and grease;
• The vessel owner/operator calibrates the OCM annually; and
• The vessel’s OCM never reads above 5 ppm during discharges into U.S. waters.
12
Sampling How-To for the 2013 Vessel General Permit Section 2
specified by the US Coast Guard at 46 CFR 162.050-39 for measuring oil content in samples
taken in approval testing of bilgewater separators, monitors, and alarms; this method is not
commonly offered by US commercial analytical laboratories. There is a disparity in costs
between the two methods with ISO 9377-2 (2000) potentially costing five to ten times more than
EPA Method 1664. However, the hydrocarbon oil index method may be more likely to produce
results consistent with type approval testing. The vessel owner/operator can choose which
method they wish to employ. Table 2-1 summarizes sample collection and analysis procedures
for bilgewater monitoring.
13
Sampling How-To for the 2013 Vessel General Permit Section 2
2.2 GRAYWATER
Part 2.2.15.2 of the 2013 VGP specifies that new build vessels constructed on or after
December 19, 2013 and with a maximum crew capacity greater than or equal to 15, and
providing overnight accommodations to those crew are required to collect samples of graywater
discharge for analysis. 2 For these vessels, the 2013 VGP requires two samples a year 3 to be
collected, at least 14 days apart, and analyzed for the following:
The analyses must be conducted according to 40 CFR Part 136 methods and the results
must be reported in the vessel’s Annual Report. Samples for fecal coliform or E. coli may be
collected and analyzed only once per year if the owner/operator is having difficulties meeting the
short holding times. Table 2-2 summarizes sample collection and analysis procedures for
graywater monitoring.
2
Large and medium cruise ships discharging graywater to waters subject to this permit have additional graywater monitoring
requirements. See Parts 5.1.2 and 5.2.2 of the VGP for graywater monitoring requirements for large and medium cruise ships,
respectively. Additionally, vessels operating on the Great Lakes that are not “commercial vessels” that discharge graywater are
also required to monitor that graywater. See part 2.2.15.1.
3
Monitoring is not required in any calendar year that the vessel does not enter waters subject to this permit; however, the vessel’s
Annual Report must clearly state that the vessel did not enter waters subject to this permit.
14
Sampling How-To for the 2013 Vessel General Permit Section 2
2.2.1 Additional Considerations for Field Tests (pH and Total Residual Chlorine)
Note that pH and total residual chlorine need to be measured within 15 minutes of sample
collection and therefore need to be measured and recorded at the time of sample collection rather
than at a commercial laboratory. This monitoring is performed using test meters equipped with
the appropriate sensors designed to meet the analytical method listed. Generally, a 1-liter sample
container jar is filled during sample collection for use in performing these measurements.
Typically, samples for field measurements are collected first, because if total residual chlorine is
detected, sodium thiosulfate (Na2S2O3) will need to be added as a preservative for the fecal
coliform or E. coli samples. (ASTM D7365-09a specifies preservation options for samples
containing chlorine.) Vessel owners/operators should calibrate all equipment used for field
measurements using the applicable calibration procedures specified by the instrument
manufacturer.
For vessels with multiple graywater discharge points (e.g., sinks, laundry facilities,
showers, galley kitchens, etc), consider collecting a sample of each of the discharge points and
compositing them together for a representative sample of the vessel’s entire graywater discharge,
or sampling from an existing combined graywater collection tank. Compositing protocols should
consider the relative discharge volumes of the various graywater sources. Regardless of where
15
Sampling How-To for the 2013 Vessel General Permit Section 2
graywater is sampled, the sampling point must be reported to EPA when you submit your
monitoring data.
All records of the graywater sampling must identify the proportions of waste streams
being sampled (such as mixed graywater, mixed graywater and blackwater, and galley). If actual
amounts are not available, then estimated proportions should be provided.
16
Sampling How-To for the 2013 Vessel General Permit Section 2
Figure 2-5. Two Examples of Sample Collection Points for Graywater Discharge
17
Sampling How-To for the 2013 Vessel General Permit Section 2
Part 2.2.26 of the 2013 VGP specifies that twice during the first year of permit coverage
or system operation, whichever is later, each vessel operating a wet exhaust gas scrubber system
must collect and analyze exhaust gas scrubber related samples. 4 One of those samples may be
conducted as part of a vessel’s annual or other survey, and during the first year of system operation,
one of those sampling events may be conducted as part of system installation to ensure it is
functioning properly. The two samples must be collected at least 14 days apart. After the first
year, samples must be collected at least once per calendar year and may be collected as part of
the vessel’s annual survey as appropriate.
For each sampling event, samples must be collected of each of the following:
The 2013 VGP requires these exhaust gas scrubber related samples to be analyzed for the
analytes listed in Table 2-3.
4
These monitoring conditions do not apply to inert gas scrubbers used as part of a safety system in a vessel tank.
18
Sampling How-To for the 2013 Vessel General Permit Section 2
Table 2-4 summarizes sample collection and procedures for analyzing exhaust gas
scrubber washwater samples.
2.3.1 Additional Considerations for Field Tests (pH and Total Residual Chlorine)
Note that pH and total residual chlorine need to be measured within 15 minutes of sample
collection and therefore need to be measured and recorded at the time of sample collection rather
than at a commercial laboratory. Also, while total residual chlorine is not identified in the permit
as a required analyte, it is needed to determine if preservation is needed for PAHs samples. This
monitoring is performed using test meters equipped with the appropriate sensors designed to
meet the analytical method listed. Generally, a 1-liter sample container is filled during sample
collection for use in performing these field measurements. If total residual chlorine is detected,
sodium thiosulfate (Na2S2O3) will need to be added as a preservative for any PAHs sample.
(ASTM D7365-09a specifies treatment options for samples containing chlorine.) Vessel
owners/operators should ensure that all equipment used for field measurements are calibrated
following applicable calibration procedures specified by the instrument manufacturer.
5
Source: Entec. 2005. European Commission Directorate General Environment, Service Contract on Ship
Emissions: Assignment, Abatement and Market-based Instruments, Task 2c – SO2 Abatement Final Report. August
2005. Entec UK Limited.
20
Sampling How-To for the 2013 Vessel General Permit Section 2
The 2013 VGP specifies that vessels using a ballast water treatment system (i.e., those
subject to Part 2.2.3.5.1.1.1 of the 2013 VGP) must sample and analyze ballast water discharges
for the following biological indicators:
The vessel’s ballast water system must be provided with sampling ports arranged in order
to collect representative samples of the vessel’s ballast water. In addition to the sampling ports
designed and installed in accordance with the specifications in the ETV Protocol
(http://nepis.epa.gov/Adobe/PDF/P10097A4.pdf). Sampling ports must be located:
Sampling of ballast water discharges for these vessels must be conducted two times
during the first year the system is installed or used for vessels with devices for which high
quality data are available (See Part 2.2.3.5.1.1.4 of the 2013 VGP for definition of high quality
data). For vessels with high quality data, if sampling results are below permit limits for two
consecutive events, the vessel owner/operator may reduce monitoring to one time per year after
the first year. However, if the vessel owner/operator exceeds a permit limit on any sampling
event, they must return to monitoring two times per year until they have two additional results
below permit limits.
For vessels required to perform ballast water monitoring for which high quality data are
not available, monitoring must be conducted four times per year.
For all vessels required to perform ballast water monitoring, one of the samples may be
conducted as part a vessel’s annual or other survey, and during the first year, one of those
sampling events may be conducted as part of the installation of the system to ensure it is
functioning properly.
Table 2-5 summarizes applicable analytical methods that can be used for ballast water
monitoring for indicator organisms. Table 2-6 provides a few examples of ballast water
indicator organism sample collection and preservation technniques for some of the most common
analytical methods.
6
See 46 CFR 162.060-28
21
Sampling How-To for the 2013 Vessel General Permit Section 2
Table 2-6. Example Ballast Water Indicator Organism Sample Collection and Preservation
Techniques
Sample Holding
Analyte Method MRL Unit Container Volume Preservation Time
Total SM 9215 1 CFU or Plastic Bottle 120-mL Cool, ≤4°C, 8 hours
Heterotrophic MPN/100 mL Na2S2O3 if Chlorine
Bacteria Present
E. coli EPA 1603 or 1 CFU or Plastic Bottle 120-mL Cool, ≤10°C, 8 hours
Colilert® MPN/100 mL Na2S2O3 if Chlorine
Present
Enterococci EPA 1600 or 1 CFU or Plastic Bottle 120-mL Cool, ≤10°C, 8 hours
Enterolert® MPN/100 mL Na2S2O3 if Chlorine
Present
Total Residual
SM 4500-Cl G Field Test
Chlorinea
MRL = Method Reporting Limit.
a
Collected to determine sample preservation requirements and not for compliance monitoring.
22
Sampling How-To for the 2013 Vessel General Permit Section 2
Figure 2-7. Sampling Tap At the Pump of a Ballast Water Treatment System
Note that total residual chlorine needs to be measured in the field to determine the type of
preservation needed for the three biological indicators samples. This monitoring is performed
using test meters equipped with the appropriate sensors designed to meet the analytical method
listed. Generally, a 1-liter sample container is filled during sample collection for use in
performing field measurements. If total residual chlorine is detected, sodium thiosulfate
(Na2S2O3) will need to be added as a preservative for any biological indicators samples. (ASTM
D7365-09a specifies treatment options for samples containing chlorine.) Vessel owners/operators
should ensure that all equipment used for field measurements are calibrated following applicable
calibration procedures specified by the instrument manufacturer.
Vessels subject to Part 2.2.3.5.1.1.1 of the 2013 VGP must conduct monitoring of the
ballast water discharge for any residual biocides or derivatives used in the treatment process to
demonstrate that residual biocides or derivatives are in compliance with this permit. Table 2-7
below summarizes required sampling frequency based on ballast water treatment type and
available data. Table 2-8 summarizes sample collection and analysis procedures for ballast water
monitoring for residual biocides.
7
See Section 2.2.3.5.1.1.5.2 of the 2013 VGP for definition of high quality data.
23
Sampling How-To for the 2013 Vessel General Permit Section 2
The VGP’s ballast water sampling requirements are not as extensive as living organism
sampling currently being contemplated in other forums, including by the International Maritime
Organization (IMO), or under other efforts, including EPA and US Coast Guard’s development
of shipboard based sampling protocols for under the ETV program. Those approaches help to
better understand ballast water treatment system performance for both type approval testing and
onboard compliance. For example, the EPA ETV protocols are used by the U.S. Coast Guard to
define methods required for the land-based portion of U.S. type approval (see
http://nepis.epa.gov/Adobe/PDF/P10097A4.pdf for a copy of the ETV ballast water protocol).
Likewise, numerous test facilities have been established in Asia, Europe, and North America to
characterize ballast water treatment system performance in the context of land-based testing
using the G8 guidelines and/or the ETV protocols. EPA will continue to track the development
of testing methodologies, and may modify future permit monitoring conditions as appropriate to
maximize consistency with other approaches and produce better monitoring information.
24
Sampling How-To for the 2013 Vessel General Permit Section 2
25
Sampling How-To for the 2013 Vessel General Permit Section 2
26
Sampling How-To for the 2013 Vessel General Permit Section 3
SECTION 3
SAMPLING
This section lists equipment commonly used for vessel sampling, steps for sample
collection, and procedures for sample packing and shipping. These tips are provided as a way to
get started. Sampling procedures may have to be customized or adjusted to suit the specific
requirements of each vessel.
The following is a list of sampling equipment, materials, and supplies that may be needed
for proper sampling, depending on both the sample type being collected and the sampling
location.
27
Sampling How-To for the 2013 Vessel General Permit Section 3
• Log Book
• Bubble Wrap/Bubble Bags (to protect the samples during shipping)
• Shipping Paperwork/Traffic Reports
• Garbage Bags (to wrap the samples in shipping)
• Clear and Strapping Tape
• 0.45 µm Filters and Other Filtering Equipment (if needed for dissolved metals)
• Ice/Refrigeration/Coolers (some samples need to be chilled until reaching the lab)
• Zipper Storage Bags
• Chain of Custody Forms
• Peristaltic Pump/Tubing (if needed)
• Custody Seals
1. Assemble all the necessary sampling equipment, materials, and supplies onsite.
2. Ensure that bottles are appropriately labeled (waterproof labels are best as they
remain intact and legible). See example bottle label in Section 3.5.
3. Ensure that the vessel discharge system is fully operational and has adequate
flow.
4. Collect a discharge sample aliquot to perform any necessary field measurements
(e.g., pH, free residual chlorine). Refer the user manuals for the field test
instruments to ensure proper use and maintenance of these meters.
28
Sampling How-To for the 2013 Vessel General Permit Section 3
Figure 3-3. Typical Field Measurement Meters and Strips for Chlorine and pH.
29
Sampling How-To for the 2013 Vessel General Permit Section 3
6. Fill the sample bottles with the appropriate discharge samples. Wear disposable
gloves and use clean equipment to avoid contaminating and cross-contaminating
samples.
7. If necessary, filter the sample for dissolved metals. See instructions for sample
filtering in Section 3.3 below.
8. If the laboratory was unable to add preservation chemicals to each bottle, add any
appropriate preservation chemicals at this point and test the pH or chlorine, if
need be to ensure that the enough has been added.
9. Cool the samples on ice as dictated by the analytica methods. If the discharge
water is hot to the touch, consider the need to allow samples to cool for a few
minutes prior to placing in ice water to prevent shattering of the sample container
or loss of the lid liner into the sample. To avoid contamination, avoid submerging
sample containers in ice water.
30
Sampling How-To for the 2013 Vessel General Permit Section 3
10. Repeat steps 2 through 9 if more than one discharge needs to be sampled.
11. Complete chain of custody forms. See example chain of custody form in Section
3.5.
12. Once the samples have been cooled to their appropriate preservation temperature,
pack the samples for transport to the laboratory. If air or overnight shipping is
necessary, see the section on “Sample Packing and Shipping” in Section 3.4
below. Otherwise pack the samples in the coolers to avoid breakage.
13. Transfer custody of the samples to the laboratory and retain a copy of the chain of
custody form for your records.
3.3 DISSOLVED METALS FILTRATION
Note: Some labs will filter metals once the sample is shipped/delivered to the laboratory.
This may be preferable to avoid on-site sample filtration (as described below).
Equipment Needed:
• Peristaltic pump;
• Approximately 3 feet of New 3/8” Inner Diameter (I.D.) pump silicone tubing;
• 0.45 um cartridge filter with 3/8” Outer Diameter (O.D.) push barbs; and
• A 1-liter plastic sample bottle to collect the filtrate (sample).
31
Sampling How-To for the 2013 Vessel General Permit Section 3
Filtration Procedure:
1. Place new silicone tubing in the peristaltic pump to prevent cross contamination
from previous samples. Allow approximately 2 feet of tubing to extend from both
sides (suction and discharge) of the pump head.
2. Place a 0.45 um disposable cartridge filter on the discharge end of the pump
tubing. Verify the direction of flow through the cartridge filter (direction of the
flow arrow indicated on the filter housing).
3. Start the peristaltic pump and place the suction end of the pump tubing into the
unfiltered sample.
4. Fill the 1-liter plastic sample bottle to approximately ¾ full by collecting the
discharge from the cartridge filter directly into the sample bottle. Change filter
32
Sampling How-To for the 2013 Vessel General Permit Section 3
between samples to prevent contamination of samples or when the flow out of the
filter decreases significantly indicating filter is clogged.
5. Add nitric acid into the filtered sample for preservation to pH <2.
When samples must be shipped, all samples must be packaged and shipped in accordance
with Department of Transportation (DOT) or International Air Transport Association (IATA)
regulations. Below are a few tips to ensure the integrity of the samples is maintained through
receipt at the laboratory, that the coolers meet the shipping requirements, and that the samples
and coolers do not leak. Note that a leaking package will not be delivered.
1. Ensure all bottles are tightly closed and have a waterproof label.
2. Wrap each glass sample bottle with “bubble wrap” and place all bottles in
individually sealed zipper storage bags to contain liquids and preservation
chemicals in case of shattering, punctures, or leaks. Place plastic bottles in
individual zipper storage bags as well to contain any leaks.
33
Sampling How-To for the 2013 Vessel General Permit Section 3
3. Line the cooler with a large garbage bag to further ensure nothing leaks from the
cooler.
4. Place sample bottles and a temperature blank upright in the garbage bag in the
cooler and close bag with twist-tie.
34
Sampling How-To for the 2013 Vessel General Permit Section 3
5. Arrange sealed plastic freezer bags filled with ice (or chemical ice) on top of the
sample bottles (if sample cooling is required for preservation). This will ensure
that the preservation temperature of the samples is maintained through receipt at
the laboratory, which may take several days.
Figure 3-14. Samples in a Sealed Bag and Bags of Ice to Keep the Samples Cold During
Shipping
6. Place the completed chain of custody form in the cooler (retain a copy for your
records).
35
Sampling How-To for the 2013 Vessel General Permit Section 3
Figure 3-15. Place the Chain of Custody in a Plastic Bag to Keep it Dry.
7. Close cooler and secure with strapping tape to ensure that the lid will remain
closed if the latch is accidentally released or damaged. Also tape the cooler drain
plug closed so it will not open during shipment.
Figure 3-16. A Packed Cooler Showing the Custody Seal and Strapping Tape
36
Sampling How-To for the 2013 Vessel General Permit Section 3
8. Place a completed address label on the lid of the cooler including name, address,
and telephone number of the receiving laboratory and the return address and
telephone number of the shipper.
9. Place a custody seal on the cooler in a manner that will allow the laboratory to
verify the cooler has not been opened or tampered with during shipment. Place
clear tape over the custody seal to ensure the custody seal remains on the cooler
during transport to the laboratory.
3.5 BOTTLE LABELS AND CHAIN OF CUSTODY (COC) FORMS
Each sample container should have a label that clearly provides information identifying
and describing the sample. Ideally, sample container labels should provide the following
information:
• Site name
• Sample identification number
• Date and time the sample was collected
• Sampling location (e.g., site name or address)
• Container size
• Container type
• Type of sample (grab or composite)
• Analysis
• Preservatives added, if applicable
• Name or initials of sample collector(s)
All of the information on the sample label should be identical to the information on the
COC form. The sample collector should be able to extrapolate based on field notes, bottle labels,
and COCs where and when the samples were taken in case additional sampling or analysis is
necessary.
To facilitate sample collection activities and ensure proper labeling, sample containers
should be pre-labeled as much as is practical prior to sample collection. Sample labels should be
completed with waterproof ink and securely affixed to each sample container to identify each
sample clearly. If waterproof ink is not used, it is recommended that the sampler cover the
label(s) with clear packaging tape after writing the sampling information onto the label.
The COC form should include any available information regarding the potential hazards
associated with the sample, handling procedures required for the samples, sample identification
number, sample concentration, if known, sampling location, sample date and time, sample
matrix, names and signatures of the samplers, and signatures of all individuals who had custody
of the samples. A COC form should remain with the samples from collection to laboratory
receipt. If samples are split into two or more shipping containers, copies of the COC form should
be placed with each container and directly indicate the contents.
37
Sampling How-To for the 2013 Vessel General Permit Section 3
A COC form creates an accurate written record that can be used to trace the creation,
possession, and handling of the sample from the moment it is collected through analysis. A COC
form is used and required, without exception, for the tracking and recording of on-site or off-site
sample collection, transport and analysis. A COC form accompanies each sample or group of
samples as custody of the sample(s) is transferred from one custodian to another. One copy of
the form is retained by the original sample collector, and the original is obtained by the receiving
laboratory. If multiple laboratories are receiving a sample, individual COC forms should be
submitted; each COC form represents the contents of the sample shipment. Each laboratory or
facility representative who accepts an incoming sample shipment signs and dates the COC form.
It is typically the laboratory or facility’s responsibility to maintain internal logbooks and custody
records throughout sample preparation and analysis. Sample custodians are typically responsible
for initiating, maintaining, and completing COC tracking. A sample custodian is the person
responsible for the custody of a sample or samples at a particular time, until custody is
transferred to another person (and so documented), who then becomes the new custodian. A
sample is under a person’s custody if:
Although COC forms vary in style, format, and detail, the forms should contain the same
minimal information required to identify the sample. Procedures for filling out other styles of
COC forms will be very similar. It is best for the samplers to fill out the COC form provided by
the party receiving the samples. Sample screening can influence the strategy used for sample
analysis. Consult with the laboratory service to see if they have existing COC templates and
whether they can prefill some of the known information. The following information should be
provided and the following steps should be followed to complete COC forms:
38
Sampling How-To for the 2013 Vessel General Permit Section 3
• Sample specific information for each sample that will be traveling in the same
cooler/transport container (i.e., sample identification number, sample type [matrix],
grab or composite, number and type of sample containers, and date and time sample
was collected)
• Sign, date, and enter the time under “Relinquished by” entry. Have the person
receiving the sample sign the “Received by” entry. If shipping samples by a common
carrier, print the carrier to be used in this space (e.g., Federal Express, UPS).
• If a common carrier is used, a copy of the airbill is to be kept for recording purposes
by both the sender and recipient.
• Place the original signed copy of the COC form in a plastic zipper-type bag or other
appropriate waterproof sample shipping package. Retain a copy with the field
records.
• Complete carrier-required shipping papers.
• If possible, fax or scan and email a copy of the COC form and field report to the party
receiving the samples.
39
Sampling How-To for the 2013 Vessel General Permit Section 3
40