Prosper Weil - Non Liquet
Prosper Weil - Non Liquet
Prosper Weil - Non Liquet
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"The Court Cannot Conclude
Definitively..."
Non Liquet Revisited
PROSPER WEIL*
4. Case Concerning the Barcelona Traction, Light & Power Co. (Beig. v. Spain), 1970
I.C.J. 4, 33-34 (Feb. 5).
5. Id. at 78.
6. See Statute of the International Court of Justice, signedJune 26, 1945, 59 Stat. 1055,
33 U.N.T.S. 993.
7. Chorz6w Factory Case (F.R.G. v. Pol.), 1927 P.C.I.J. (ser. A) No. 12, at 21 (Nov. 21).
8. See also Norwegian Shipowners' Claims (Norway v. U.S.), 1 R.I.A.A. 307, 330
(Penn. Ct. Arb. 1922); Trial Smelter, (U.S. v. Can.), 3 R.I.A.A. 1905, 1908 (Trial Smelter Arb.
1938); Cayuga Indians, (Gr. Brit. v. U.S.), 6 R.I.A.A. 171, 180 (Perm. Ct. Arb. 1925).
COLUMBIA JOURNAL OF TRANSNATIONAL LAW [36:109
9. Convention on the Continental Shelf, openedfor signature Apr. 29, 1958, 15 U.S.T.
471, 499 U.N.T.S. 311; North Sea Continental Shelf, (F.R.G. v. Den.; F.R.G. v. Neth.), 1969
I.C.J. 3 (Feb. 20).
10. North Sea Continental Shelf Cases, 1969 I.C.J. 3 at 46.
11. S.S. Lotus (Fr. v. Turk.), 1927 P.C.I.J., (ser. A), No. 10, at 18-19 (Sept. 7).
1997] THE COURT CANNOT CONCLUDEDEFINITIVELY
it regards as best and most suitable."' 2 The logical and inherent absence
of any lacuna in the law is, therefore, linked to the consensualist and
voluntarist conception of international law. States are bound by a rule
of law only because, and to the extent that, they have consented to it.
Freedom to act remains the basic principle. Only if, and to the extent
that, states have consented to an obligation to refrain from acting are
they under the obligation not to act; without a prohibitive rule, the
freedom to act remains unlimited.
As is well known, the Lotus philosophy raised in the 1930s a
doctrinal storm of the first magnitude. While some lawyers appreciated
its realism, the majority of writers viewed this theory as presenting a
lethal danger to the future of international law. State jurisdiction, so
some of the greatest names in international law argued, is not the source
but the product of international law. State sovereignty is not limited by
international law but rather is conferred by it. Without authorization by
international law, they said, no power, jurisdiction, or competence of the
state exists. While the Lotus philosophy allows states to act as long as
there is no "red light," these writers suggested that a state is free to act
only insofar as there is a rule granting it a "green light." These scholars
certainly were well aware that states do not consider their jurisdiction
and power to have been conferred by international law but rather view
international law as imposing limits upon their jurisdiction and power.
What these scholars sought by propounding such an "unrealistic"
doctrine was to "tame" state sovereignty and to subject states to the rule
of law.
Whatever the respective intrinsic merits ofthe Lotus and anti-Lotus
theories may be, the fact is that on several occasions the Court tipped
the balance in favor of the Lotus approach. In the absence of any
prescriptive or prohibitive rule, the Court seemed to argue, there exists
a permissive rule. Since logically there always exists a rule, a lacuna in
the law is simply inconceivable.
Thus, in the Haya de la Torre case, the I.C.J. found that the
controlling Convention did not "give a complete answer" to the question
of how the asylum should be terminated. "This silence cannot be
interpreted as imposing an obligationto surrender the refugee [but rather
left] the adjustment of the consequences of this situation to decisions
inspired by considerations of convenience or of simple political
expediency."' 3 In other words, the lacuna in the governing convention
12. Id.
13. Haya de laTorre (Colom. v. Peru), 1951 I.C.J. 71, 80-81 (June 13).
COLUMBIA JOURNAL OF TRANSNATIONAL LAW [36:109
The question thus arises why tribunals and scholars feel such
intense loathing for both lacunae in the law and non liquet. Is it because
genuine gaps are either automatically cured or really do not exist that
there is no non liquet? The truth is probably the other way around. It
is because judges and lawyers do not like non liquet that they resort to
the devices of general principles of law or equity and the reasoning of
Lotus, all of which are more or less in the nature of a legal artifice.
And thus, the questionbecomes: why do judges and lawyers abhor
non liquet? There are various reasons for this attitude. Lawyers are
quite understandablyreluctant to admit that their discipline is imperfect.
Judges, especially, are reluctant to find that they have no solution to the
problem before them. The more scholarly reason usually put forward
is the social need for the settlement of disputes-the same basis for the
principle of resjudicata: ut sitfinis litium. This goal is not unique to
intemational adjudication. In many municipal systems an express law
or a principle provides that no tribunal may invoke the silence,
obscurity, or insufficiency of the law as a ground for not deciding the
case before it.
There is one further reason specific to the international legal order
for denying to international tribunals the right, or even the possibility,
of non liquet. This is the principle of the freedom of states to choose the
means of settlement of international disputes, and its corollary, the
"general principle of consensual jurisdiction."' 5 Judicial settlement is
only one of the means of settlement of international disputes, and it is
resorted to only if, and to the extent that, the parties voluntarily choose
to settle their disputes judicially in accordance with international law.
14. Military and Paramilitary Activities in and against Nicaragua (Nicar. v. U.S.), 1986
I.C.J. 14, 135 (June 27).
15. Land, Island and Maritime Frontier Dispute (El Sal. v. Hond.), 1990 I.C.J. 92 (Sept.
1997] THE COURT CANNOT CONCLUDEDEFINITIVELY
This is why the I.C.J. (or any other international tribunal) has jurisdic-
tion only if, and to the extent that, the parties have conferred jurisdiction
upon it. In most cases the issue of jurisdiction is approached in a
negative sense, that is to say, with a view to ascertaining that the parties
actually have consented to the judicial settlement of their dispute and to
the jurisdiction of the specific tribunal before which the dispute is
brought. The tribunal must be certain that it is not overstepping its
jurisdiction. There is, however, more to jurisdiction than the focus on
these limitations. Jurisdiction is not only a right-it imposes on the
tribunal the duty to exercise the authority the parties have granted to it.
Thus, confronted with the question of the validity of an arbitral award,
the I.C.J. has declared that it has to ascertain "whether by rendering the
disputed Award the Tribunal acted in manifest breach of the competence
conferred on it by the Arbitration Agreement, either by deciding in
excess of, or by failing to exercise, its jurisdiction."' 6 From this it
follows that in international adjudication avoidance of non liquet is not
only a matter of social necessity (a consideration also present in
domestic systems), but it is also an integral part of the consent-based,
rather than institutionally-imposed, character of the judicial settlement
of international disputes.
This means that whenever states decide, by way of a special
agreement, a compromissory clause, or otherwise, to ask for the judicial
settlement of a dispute, they impose on the judge or arbitrator an
obligation to settle the dispute. Therefore, ipsojure they confer on the
tribunal the normative and quasi-legislativepower necessary to produce
that result. To state the law-jurisdictio-is only one aspect, amongst
others, of the settlement of international disputes. It is not in itself the
goal of judicial settlement; rather, it is a by-product ofjudicial settle-
ment. This is precisely what article 38 of the Statute of the Court means
when it declares that "the function [of the I.C.J. is] to decide in
accordance with international law such disputes as are submitted to it."' 7
That is the true reason why non liquet has become absent from
international adjudication. It is not primarily because it points to the
incompleteness of international law or disregards the social function of
dispute settlement. Rather, it is because non liquet frustrates the will of
the parties to have their disputes settled judicially rather than by some
other means available in the system. In international adjudication,
avoidance of non liquet is an aspect of jurisdiction. The principle of
16. Arbitral Award of 31 July 1989 (Guinea-Bissau v. Sen.), 1991 I.C.J. 53, 69 (Nov. 12).
17. Statute of the International Court of Justice, signedJune 26, 1945, 59 Stat. 1055, 33
U.N.T.S. 993.
COLUMBIA JOURNAL OF TRANSNATIONAL LAW [36:109
"to put an end to this state of affairs" 26-- that is to say, to what it
perceived as an incompleteness of the law-it referred any new
development in the law to negotiations. Was the Court acting appropri-
ately when it found that the law was unsettled and when it failed to draw
on the Lotus case doctrine? On this issue the views of the judges
differed widely, 27 as will the views of writers and governments. This,
nevertheless, is not the question addressed here.
The conclusion that there is nothing inherently unacceptable in an
advisory opinion non liquet, however, does not end the matter. To state
that on a certain issue the law has no answer, or has no answer yet,
leaves open the question of the practical consequences of such an
answer: how are governments supposed to act in light of an opinion by
the Court that there is no rule of law on a specific matter?
The answer to this question lies in one of the most fundamental
aspects of the international legal system: its inherent polynormativity."
Regardless of the judicial and scholarly endeavors to affirm the
completeness of international law, the truth of the matter is that
international law is not complete. No legal order is, because there is
not, cannot be, and should not be a rule at hand for every concrete or
new situation. As noted above, even the most developed municipal
systems are rich in abstract and general standards that call for judicial
interpretation and concretization. To a certain extent every legal system
is "open-textured." This "fuzziness" of the law, however, is by far more
pronounced in the international legal system. Compared to domestic
legal systems, a relatively greater number of matters will, at all times,
not be definitively addressed by international law because of the
absence of a central legislative authority, the generally slow norm-
creating process, whether conventional or customary, and the greater
predominance of political over legal factors in the international legal
system. More than municipal law, international law is by its very nature
riddled with gaps. To take just one example, when in the 1950s the
International Law Commission addressed the rules governing the
delimitation of the continental shelf, no law could be found and it was
suggested that possible disputes should be settled by arbitration ex
26. Id.
27. On the crucial paragraph E of the dispositif(quoted above), the vote was seven to
seven, including the vote cast by the President of the Court. Even among the judges who voted
in favor of this paragraph, the views differed on the validity of the Lotus principle, on the exact
state of the law and on the scope and meaning of the paragraph.
28. See Weil, supranote 3, at 220.
1997] THE COURT CANNOT CONCLUDEDEFINITIVELY
aequo et bono. Even after much study, the Commission's product was
far from definitive.29
As long as no clear rule has emerged from the norm-creating
process, there is simply no legal truth. One state may interpret the law
one way and another state may interpret it in another way. The question
of the law is, then, not one of"to be or not to be." Rather, it may well
be and not be at the same time--"be" in the eyes of one state, "not be"
(or "be" differently) in the eyes of another. The law is not a matter of
existence only, but also a matter of interpretation. International law as
understood by one country is not necessarily the same as that under-
stood by another country. From this flows the principle of self-
interpretation and self-appreciation, according to which "each State
establishes for itself its legal situation vis-A-vis other States."3 The
fabric of international law is, therefore, made not only of clear-cut
prescriptive, prohibitive, and permissive rules, but also of conflicting
views as to the contents of the law as well as the rights and obligations
flowing from it. This is the essence of international disputes. Pending
a possible third-party adjudication of a dispute, there is no finality or
legal "truth," or implied last word. Disputes about the existence and
scope of rules are part and parcel of the international legal system. They
are inherent in the system, and that is unlikely to change.
It thus appears that there is more to non liquet than non liquet. In
contentious proceedings, non liquet is eclipsed by the principle of
consensual jurisdiction and the necessity to abide by the will of the
parties to resort to the judicial settlement of their dispute. That is why
the tribunal is obliged in contentious proceedings to avoid finding
lacunae in the law and therefore to deny non liquet. In advisory
proceedings, non liquet is an expression of the principles of self-
interpretation and polynormativity that are characteristic of the
international legal system. Therefore, when in response to a request for
an advisory opinion, the I.C.J. concludes "that it cannot conclude," such
a response appropriately may reflect the state of the law and the specific
role the Court plays in such matters. Whether the Court should respond
in that way to a specific request is, of course, quite another question.
29. See Statement ofMr. Lauterpacht, I Y.B. INT'L L. COMM'N 194 (1952); Report of the
InternationalLaw Commission to the GeneralAssembly Covering Work ofits Eighth Session,
2 Y.B. INT'L L. COMM'N 253, U.N. Doe. A/3159 (1956); North Sea Continental Shelf (F.R.G.
v. Neth.), 1969 I.C.J. 3, 27-41, 34-70 (Feb. 20).
30. The Air Services Agreement of 27 March 1946 (U.S. v. Fr.), 18 R.I.A.A. 417, 54
I.L.tR 304 (Dec. 9, 1978); See also Lac Lanoux (Spain v. Fr.), 12 R.I.A.A. 281, 310 (Nov. 16,
1957).