Effect of Soil Structure Interaction On The Dynamic Response of Reinforced Concrete Structures
Effect of Soil Structure Interaction On The Dynamic Response of Reinforced Concrete Structures
A R T I C L E I N F O A B S T R A C T
Keywords: During severe seismic events, the dynamic response of the structure is affected not only by the behavior of the
Soil-structure interaction superstructure but also by the nature and behavior of the soil present in and around the substructure. The con-
Displacement response ventional structural design process usually assumes the base of the foundation to be completely restrained, i.e., in
Finite element method
a fixed condition. However, this assumption is inaccurate as it neglects the effect of flexibility offered by the
Winkler's approach
Pseudo-coupled approach
interaction of the soil with the structure. There is no clear consensus on either the beneficial or detrimental effects
of soil-structure interaction (SSI) on the seismic response of structures. The main objective of this paper is to study
the effect of SSI on a multi-story (G þ 10) building resting on a mat foundation. The building is modeled using
Finite Element Method (FEM) software and SSI is incorporated using Winkler's (un-coupled) and pseudo-coupled
approaches. A case study is done to understand the non-linear dynamic response of building with different soil
bearing capacities. The results are represented in terms of fundamental period, base shear, and story drift.
1. Introduction P-△ effect, which results in the instability of the whole structure.
Further, some researchers have observed that the flexible base condition
The foundations of buildings are often rested in soil, i.e. they are modifies the response of the building in comparison to the fixed base
flexible bases. However, the traditional method of evaluation of any condition and results in the decrease of stiffness of the structure and
building assumes the base of the building to be rigid (fixed) which is a reduced response spectrum (Pekelnicky et al., 2012). Studies have also
crude assumption as in reality, the local soil condition has a profound been performed to examine the effect of SSI on Single-Degree-of-Freedom
effect on the response of the structure, e.g., as seen in the 1985 Mexico (SDOF) systems and Multi-Degree-of-Freedom (MDOF) systems (Yao,
City earthquake and the 1989 Loma Prieta earthquake. Following the 2010; Matinmanesh and Asheghabadi, 2011; Pekelnicky et al., 2012).
observed destruction of the structures due to recent significant earth- Other studies (Ganjavi and Hao, 2012; Wolf and Obernhuber, 1985)
quakes, the seismic soil-structure interaction (SSI) of multi-story build- observed some new dynamic characteristics, i.e., an increase in the
ings has become extremely relevant (Abdel Raheem, 2013; Yao, 2010). fundamental period and reduced base shears. The main reason for these
Several analytical methods are now being established to carry out anal- observations is that a part of the vibrational energy of the flexible base
ysis using SSI (Matinmanesh and Asheghabadi, 2011). Kausel (2009) structure is degenerated by stress wave radiation and hysteretic action in
provides a comprehensive overview of SSI's early history for interested the supporting medium (Figini, 2010).
readers. However, there is no consensus among researchers or practi- The effect of SSI is more prominent on soft soil as compared to me-
tioners about the beneficial or detrimental effects of SSI. Some studies dium and hard soil (Akkar and Metin, 2007). Seismic waves propagating
(Elnashai and McClure, 1996; Ciampoli and Pinto, 1995; Gazetas et al., through the near-field show more amplification than the far-field due to
2003) have reported advantageous SSI effects, while others (Bielak, material and geometrical nonlinearity (Abdel Raheem et al., 2014a).
1978; Priestley and Park, 1987; Gazetas, 2006) have shown opposite Further, the surface geology appears to have been a primary factor
results. The reduction in base shear may be beneficial, however, an in- influencing the damage distribution (Teves-Costa et al., 2007). For the
crease in inter-story drift and displacement results in secondary moments interpretation of seismic recordings in structures, Maria I. Todorovska
* Corresponding author.
E-mail addresses: [email protected] (F.M. Wani), [email protected] (J. Vemuri), [email protected]
(C. Rajaram), [email protected] (D.V. Babu R).
https://doi.org/10.1016/j.nhres.2022.11.002
Received 18 May 2022; Received in revised form 9 November 2022; Accepted 9 November 2022
Available online 14 November 2022
2666-5921/© 2022 National Institute of Natural Hazards, Ministry of Emergency Management of China. Publishing services provided by Elsevier B.V. on behalf of
KeAi Communications Co. Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
F.M. Wani et al. Natural Hazards Research 2 (2022) 304–315
(2009) explained the interaction of structural and soil vibration. Tradi- approaches. The objective of the current study is to understand the effect
tional methods to model the subgrade modulus were found to be a poor of soil-structure interaction (SSI) on multi-story buildings subjected to
approximation of the observed behavior as they use a constant subgrade nonlinear dynamic time history analysis. In this investigation, the effect
modulus throughout the mat (Winkler's hypothesis and rigid method). of SSI on structural response using Winkler's spring (un-coupled
Some of the new studies have exhibited improvement by varying the approach), pseudo-coupled, and direct approaches are examined.
modulus of subgrade from center to edges, e.g. the Pasternak Subgrade Fundamental period, base shear, story drift, and displacement are eval-
method and Discrete Area method. It has been suggested that the use of a uated and the results of the analysis are compared with the results from
single modulus of subgrade should be discontinued and there is a need the fixed base frame. Further, the effect of stiffness with damping ratio
for close collaboration among structural and geotechnical engineers to using FEMA 440 is studied (FEMA-440, 2005). Finally, a clear compari-
determine the exact and precise value of Ks (Horvath, 1993). The soil son of various modelling approaches is lacking in the literature. Various
material damping is more pronounced in soft soil and slender structures. researchers have adopted a variety of Winkler's springs to model
The soil damping ratio suggested by FEMA 440 neglects material soil-structure interaction. However, Winkler's method, although simple
damping (FEMA-440, 2005). Julio A. García (2008) estimated the com- in nature, is not accurate as it does not precisely capture deflections,
bined soil damping using the half-power bandwidth method. Various especially for the sub-structure. Hence, to understand the effect of
models have been used to carry out SSI such as finite element and finite various modelling techniques, a comparison of results for both the
boundary. However, these methods are time-consuming, hence, struc- sub-structure and the super-structure is imperative. These are presented
tural engineers find them laborious to use in analysis and design. The in the current study, where results for a G þ 10 reinforced concrete
discrete models, such as cone models, are providing significant results building, are obtained using three different approaches, i.e. Winkler's
with acceptable deviation (Wolf and Deeks, 2004). Furthermore, some springs, pseudo-coupled approach, and finite element techniques.
studies indicate that incorporating SSI leads to a reduction in response
reduction factors in soft soil (Eser et al., 2011). From the literature, it is 2. Modelling soil-structure interaction
unclear if the effect of SSI is beneficial or detrimental. An increase in
flexibility due to SSI causes the fundamental period of the structure to In this study, a multi-story building (Gþ10) has been analyzed to
increase. Usually, an increase in the period of the structure causes a examine the effect of a flexible base on the super and sub-structure as
reduction in the response spectra thus indicating a beneficial effect. shown in Fig. 1(a, b). The building was modeled in finite element soft-
However, an increase in time period of the structure is sometimes also ware as per Indian Standards (IS 1893, 2002; IS. 456, 2000; IS: 875 (Part
accompanied by an increase in the period of the seismic wave, especially I), 1987; IS: 875 (Part 2), 1987). The soil-structure interaction was
in soft soils, thereby causing the structure to be vulnerable under reso- incorporated using a 1D set of equal but jointly independent, closely
nance with such long-period waves. Most seismic codes provide no sig- spaced, separate, and linearly elastic springs uniform Winkler's spring at
nificant guidance on the design of structures by incorporating the effect the base (Chandra, 2014). Winkler suggested a model in which the cor-
of SSI, e.g., the Indian (IS, 1893), Japanese (JSCE-15), New Zealand (NZS relation between contact pressure, P, at any given point and vertical
1170-5), and European (EN, 1998-1 and 1988-5). Only limited provisions settlement, y, is determined by the coefficient of subgrade response (Ks)
are available in the ASCE 7-16: where a reduction in base shear is rec- as shown in Fig. 2. According to Winkler's idealization, foundation
ommended for structures with high inelastic deformation capacity. deformation due to applied load is restricted to loaded areas only. The
The above observations indicate that there are only limited studies on primary concern surrounding the Winkler hypothesis is the estimation of
SSI and a detailed investigation of reinforced concrete structures, which the coefficient of subgrade, which is used to compute the stiffness of
comprise the bulk of designed and constructed structures, is needed. springs; this coefficient depends not only on the type of the subgrade but
There is also a clear need to examine the effect of SSI on various struc- also on the size of the loaded area. In this study, the subsoil is replaced by
tural response parameters and critically examine the veracity of various fictitious springs with stiffness, Ks. The modulus of subgrade reaction is
Fig. 1. a) 3D Representation of multi-story building with fixed base condition b) 3-D representation of multi-story building using 1-D Winkler's springs at the base of
the foundation.
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obtained from the literature (Kramer, 1996). Both kinematic and inertial
Table 2
interaction have been accounted for by adopting the direct approach of
Material specification.
modeling the soil and structure in a single step (Abdel Raheem et al.,
2014b). The software first calculates the tributary area at each node and Properties Data
then multiplies each tributary area with a modulus of subgrade reaction. Grade of concrete, M25 fck ¼ 30N/mm2
The maximum spring constant is provided at the center while having Grade of steel fy ¼ 500N/mm2
Density of brick ϒ brick ¼ 22 kN/m3
smaller values towards the ends, as the area of the tributary is less to-
Density of concrete ϒ concrete ¼ 25 kN/m3
wards the end. The springs were taken as compression-only since the
foundation concrete is assumed not to take tension. The description of
the building and material specification is given in Table 1 and Table 2 2.1. Soil-structure interaction using finite element model
respectively. Nonlinear dynamic time history (NTHA) analysis using May
18, 1940, El Centro earthquake is used to examine the importance of SSI. In this section, a description of the realistic modelling of soil using the
The characteristics of the El Centro earthquake are depicted in Fig. 3. In isotropic-Mohr-columb material model is provided. The building is
NTHA, the dynamic equilibrium equation of motion is fully integrated as exported to the Geotechnical software with the same properties as
the structure is subjected to dynamic loading. The analysis entails the described in Tables 1 and 2. The different set of parameters used to model
integration of structural features and behaviors over a short period the soil is taken from the previous literature e.g. modulus of elasticity, and
compared to the loading duration. Nonlinearity is primarily caused due Poisson ratio shown in Table 3. The soil is assumed to be an anisotropic,
to changes in the stiffness matrix, [k] since the stiffness characteristics of homogeneous, linearly elastic soil medium. The vertical translation is
several members degrade with time steps, during an inelastic seismic constrained at the bottom boundary while lateral translation has been
analysis. The dynamic equilibrium equation for a damped MDOF system constrained at vertical boundaries. Fig. 5(a, b) represents the 3-D view of
subjected to ground motion is: the building and modeling of soil using the finite element approach.
½M u€t þ ½cfu_t g þ ½kfut g ¼ fftg (1) 2.2. Soil-structure interaction using pseudo-coupled approach
where M, C, K are mass, damping and stiffness matrix, and u€t ; u_t , ut , f{t} To overcome the constraints of Winkler's method, a non-uniform
are acceleration, velocity, displacement and seismic input excitation stiffness technique was used to examine the effect of SSI on the multi-
time-dependent vectors, respectively story building. By employing the spring analogy, it can be demonstrated
Due to the uncertainty in seismic demand and structural capacity, it is that the independent nature of the springs in Winkler's hypothesis is in-
impossible to exactly forecast the impact of ground motions on the dependent (uncoupled). However, when a load is applied to one area,
structures since it depends on many factors like the type of soil, faults settlement takes place at several sites (coupled). Although the coupled
mechanism, and seismic wave propagation. A site response study can be approach is more accurate than the single parameter Winkler's spring, it
used to quantify the impact of local soil characteristics on seismic motion. is more difficult to use in common structural analysis software since it
Site response evaluations for various types of soil are carried out in this also takes into account mechanical components in addition to Winkler
regard. as shown in Fig. 4, i,e Hard soil, Medium soil, and Soft soil. This springs. "Pseudo-coupled" subgrade models have just lately been con-
study assumes that earthquake ground motions occur at the bedrock. The structed to maintain the familiar mathematical and modelling simplicity
soft soil is more amplified as compared to hard soil due to softer char- of Winkler's hypothesis with a constant coefficient of subgrade reaction
acteristics. It can be seen there is no shift in the fundamental frequency while still producing more accurate findings. The foundation mat is
but the frequency is amplified as the flexibility of the soil increases. The divided into two or more rectangular zones as shown in Fig. 6, and
response of soil also depends on the shear velocity of soil; the greater the implemented according to Eq. (2) from ACI. The Ks value assigned to
velocity’ lesser will be the response amplification. each zone progressively increases from the center to the outer zone.
Values of Ks in the outermost zone should be about twice as large as the
innermost zone as shown in Table 4.
Table 1
Building Description of the model. A1(Ks)1þA2(Ks)2þA3(Ks)3¼ (A1þA2þA3) (Ks)avg (2)
Description Data
Length Width 16 m 16 m
No. of storeys 12
3. Seismic response demands
Height of similar storey 3.2 m
Height of parapet wall 1m
Thickness of outer wall 230 mm To further understand the behavior of soil-structure interaction,
Thickness of inner wall 150 mm different seismic demand parameters like fundamental period, story
Beam dimension 500 mm 300 mm shear, and inter-story drift were evaluated and compared with flexible
Column dimension 600 mm 450 mm
base.
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Fig. 4. Site amplification response of multi-story buildings for various types of soil.
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Fig. 5. a) 3-D representation of multi-story building b) Modelling of soil using 3-D FEM solid elements.
Fig. 9 shows the variation of story drifts for a fixed base. The story drift
distribution for the building increases gradually and reaches its
maximum value in the 2nd storey, and then decreases towards the end.
The story drift of the structure is compared with those from flexible
base with different ranges of soil. It is noted that story drift is more
pronounced in flexible bases with soft soil (0.0304 m). When SSI is
considered, the storey drift increases towards the end as compared to the
fixed base condition. Fig. 10 (a,b,c) show the comparison of story drift for
a flexible and fixed base. The story drifts due to medium and soft soil
increases in the higher stories, signifying the influence of SSI on the
building.
Fig. 6. Division of mat foundation according to ACI.
Fig. 7. Variation of the period (first mode) for different types of soil with fixed base and flexible base condition.
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Fig. 8. Comparison of the base shear for different types of soil with fixed base and flexible base condition.
Fig. 9. Variation of story drifts for different types of soil with a fixed base.
the system is referred to as Bo. The change in damping ratio from Bi to Bo evenly loaded flexible foundation takes the shape of a bowl or trough
results in the modification of the elastic response spectrum of the (Bowles, 1988; Mesri et al., 1996). The deflection of the mat observed is
structure. not realistic i.e. (maximum in the center and minimum toward the end).
The reason for this behavior is the uncoupled springs by the Winkler
Bi hypothesis.
B 0 ¼ Bf þ (4)
ðT’eq=TeqÞ3
3.6. Effect of pseudo-coupled approach
where.
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F.M. Wani et al. Natural Hazards Research 2 (2022) 304–315
Fig. 10. a) Comparison of story drift a medium soil b) soft soil c) Hard soil for fixed base condition (NSSI) and flexible base condition (SSI).
corner.
Table 5
Different parameters used for computing flexible base damping ratio.
Parameters Hard Soil Medium Soil Soft Soil
3.7. Effect of height and shape of building
Fig. 11. Comparison of damping ratio for flexible base and fixed base for different type of soils.
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Fig. 12. Soil structure system period for a different type of soil.
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Fig. 14. (a, b,c) Comparison of the period, base shear, and story drift for soft soil with the fixed and flexible base conditions.
Fig. 15. a) Displacements cartography of mat using 3-D FEM solid element b) Displacements cartography of mat foundation using pseudo coupled springs method.
to the interaction between the soil and the structure when it is supported when those building frames are resting on soft soil.
by a flexible medium, its dynamic response will differ from the fixed base This study used three approaches to incorporating the effect of SSI on
condition. Therefore, it is crucial to incorporate SSI while designing mid- a multi-story building. However, the research work can be extended by
rise moment-resisting building frames for seismic design, especially considering other available SSI models in the literature, and with
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Fig. 16. (a, b) Description of the buildings used for the case study.
Fig. 17. Comparison of displacement at roof level for two different buildings (a, b). a) Building with fixed base b) building with flexible base Note the Red dashed line
represents the Gþ10 building and blue bold line represents Gþ5 building.
Fig. 18. (a, b) Description of the buildings used for the case study.
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Fig. 19. Comparison of displacement at roof level for two different buildings (a, b); a) Building with fixed base b) building with flexible base Note Blue dashed line
represents building (a) and bold orange line represents building (b).
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