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14. ABSTRACT
The U.S, Navy submarine force entered World War II with a defective primary weapon system, the Mark
XIV Torpedo. It was developed in the mid 1920?s, but never adequately developmentally or operationally
tested prior to entering full rate production. After the inception of hostilities, submarine commanders
reported multiple problems with malfunctioning torpedoes. This case study presents the Mark XIV?s
developmental history, initial combat performance, and the 21 month effort to find and remedy the three
root causes that were significantly degrading the torpedo?s combat effectiveness. The study subsequently
analyses the derived lessons learned in requirements development, developmental testing, and operational
testing.
15. SUBJECT TERMS
16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF 18. NUMBER 19a. NAME OF
ABSTRACT OF PAGES RESPONSIBLE PERSON
a. REPORT b. ABSTRACT c. THIS PAGE Same as 49
unclassified unclassified unclassified Report (SAR)
Copies of the Acquisition Sponsored Research Reports may be printed from our
website www.acquisitionresearch.org
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Abstract
The U.S, Navy submarine force entered World War II with a defective primary
weapon system, the Mark XIV Torpedo. It was developed in the mid 1920’s, but
never adequately developmentally or operationally tested prior to entering full rate
production. After the inception of hostilities, submarine commanders reported
multiple problems with malfunctioning torpedoes. This case study presents the Mark
XIV’s developmental history, initial combat performance, and the 21 month effort to
find and remedy the three root causes that were significantly degrading the torpedo’s
combat effectiveness. The study subsequently analyses the derived lessons learned
in requirements development, developmental testing, and operational testing.
Keywords:
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About the Author
An Ordnance Corps logistician for the first two decades of his career, he
served successively in the office of the Deputy Chief of Staff for Logistics, HQ,
Department of the Army; Chief of the Logistics Division, Multiple Launch Rocket
System Project Management Office; Commander of the U.S. Army logistics and
materiel acquisition organization assisting in the modernization of the Royal Saudi
Land Forces; and finally, as Project Manager, Army Tactical Missile System from
1990-1994. During the latter assignment, he was selected to receive the Secretary
of the Army’s 1991 Project Manager of the Year Award. In June 2003, December
2004, September 2007, and again in June 2009, he was selected to receive the
Meyer Award for Teaching Excellence in Systems Engineering. He has served for
the past sixteen years as a Senior Lecturer at the Naval Postgraduate School,
teaching Project Management, Acquisition Logistics, and Defense Systems
Acquisition.
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Disclaimer: The views represented in this report are those of the author and do not reflect the official policy position of
the Navy, the Department of Defense, or the Federal Government.
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Table of Contents
Introduction ......................................................................................................... 9
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Introduction
The Mark XIV torpedo started development in 1922, but the Navy Bureau of
Ordnance (Bu Ord) did not get it fully operationally effective and suitable until the
late summer of 1943, despite U.S. Navy submarines having taken it to war on
December 7, 1941. It is one of the saddest tales in all of Defense Acquisition and is
the motivation for assembling this case study.
I put together a Mark XIV torpedo case study in 1996 as a class presentation
and have since supplemented that with a History Channel documentary that came
out in 2001. The subject of this case study is the Navy’s primary submarine-
launched torpedo at the inception of WWII—the Mark XIV. In this case study, I
discover lessons learned in requirements determination, particularly the danger of
not reacting when the requirement changes, and also in developmental and
operational testing. The biggest lesson, as I will demonstrate in this case study, is
the risk taken when adequate developmental and operational testing are not
performed. Another lesson learned is what happens when complaints from the field
(or, in this case, from the fleet) are received that something is wrong with their
equipment and those complaints are not taken seriously. Developmental activities
that try to blame operator incompetence or laziness for poor hardware performance
without conducting a thorough investigation of operator concerns put American
warfighters’ lives at risk.
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merchant ships against which it was primarily targeted. The trouble-shooting
challenge was exacerbated because the three root causes masked each other.
In the 1920s, the U.S. battle fleet consisted of battleships that had maximum
speeds of in the range of 18–22 knots. The fleet boat submarine that was designed
in the 1920s was developed against a requirement to achieve a surface speed of at
least 21 knots so that it could keep up with the battle fleet. It was envisioned that
this fleet boat would be an auxiliary in battleship-to-battleship surface warfare and
that U.S. submarines would be coordinated to go out and attempt to sink and
damage the enemy’s battleships. Therefore, with that concept as the initial
requirement, torpedo efficacy against capital ships was to be the key to success.
However, it turned out that the U.S. Navy undersea warfare community, for a
number of different reasons, was not up to the task. The biggest impediment was
the insular nature of the Bu Ord’s torpedo program that was located on Goat Island
at the Naval Torpedo Station, Newport, RI. The Navy did not generally realize that
its torpedo designs were somewhat archaic compared to those of the Europeans,
and more particularly to those of the Japanese (Blair, 1975, p. 881).
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The Imperial Japanese Navy torpedoes devastated the U.S. surface fleet in
the initial battles off of Salvo Island in August 1942, right after the U.S. Marine
Corps’ amphibious invasion of Guadalcanal. The U.S. lost so many ships that the
Sailors came to call the area “Iron Bottom Sound.” The vulnerability thus created led
to the remainder of the fleet abruptly leaving Guadalcanal after only three days of
partially unloading the logistics support for the 1st Marine Division. The Japanese
Navy’s night-fighting acumen and superior surface-launched torpedoes (known as
the “Long Lance”) had destroyed much of the U.S. naval combat force, particularly
its cruisers, in the preceding two nights of combat. Japanese surface-launched
torpedoes were 24 inches in diameter. U.S. and Japanese submarine-launched
torpedoes were both 21 inches in diameter. The latter had 50% heavier warheads
and higher energy fuel than did the Mark XIV. Therefore, Japanese torpedoes were
faster and considerably more destructive than the U.S. torpedoes. The Japanese
Navy’s successes basically left the supply fleet “denuded” of capital ships to defend
themselves, and Vice Admiral Gromley felt that he had to withdraw, leaving MG
Vandergrift and the 1st Marine Division with very little artillery and ammunition
because these things were not yet unloaded and leaving them short on most other
supplies and equipment.
In fact, the Seabees built Henderson Field airfield primarily with captured
Japanese equipment that they had been using to build their yet-to-be operational
airfield when the U.S. landed. To a significant extent, the Marines had to live off
captured rations and other supplies.
The MARK XIV was part of a family of three related U.S. torpedoes. The U.S.
had the surface-launched Mark XV torpedo that was carried by destroyers and by
cruisers that were equipped with torpedo tubes. The U.S. also had the air-launched
Mark XIII torpedo as well as the submarine-launched Mark XIV torpedo.
The Bu Ord in the interwar U.S. Navy was known informally as “the Gun
Club.” The Bu Ord no longer exists because the Naval Sea Systems Command
(NAVSEA) has usurped its functions along with the functions of many other ship-
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related organizations, such as the Bureau of Engineering (Bu Eng), the Bureau of
Construction and Repair (Bu C & R), etc. At both the time between the world wars
as well as during WWII, the Bu Ord was probably the most powerful bureau in the
Navy bureaucracy regarding ships, explosives, and weapons. They were known as
the Gun Club because their focus between the wars (actually even before WWI) had
been on Dreadnaughts, which had evolved into battleships and were mounted with
the largest possible guns. During WWI, very few battleships had guns any larger
than 14 inches. The standard in WWII was 16 inches. The Japanese had two illegal
(that is, illegal under the Washington Naval Treaty of 1922) “super battleships” with
guns slightly larger than 18 inches. The basic interwar idea of naval warfare was
that your battleships had to sink the enemy’s battleships; effective guns and gunnery
acumen, of course, were absolutely essential for that. The Bu Ord—although
responsible for torpedoes, mines, and explosives, as well as for guns and
projectiles—was primarily known as the Gun Club.
The first question that arises is why did the U.S. need a high-technology
magnetic influence exploder instead of just a conventional contact exploder that
would initiate the warhead when a torpedo impacted the hull of a targeted ship?
Torpedoes had been around for a long time; it was a primitive “torpedo” carried by
Huntley, a Confederate States of America submarine, that tried to sink a Union
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warship in Charleston Harbor, SC, during the Civil War. The torpedo was
temporarily attached to the submarine and then to an enemy warship. The Huntley
ended up sinking herself after attaching its warhead to a Union man-of-war.
Torpedoes had been slowly developed worldwide in the late 19th century, and by the
advent of WWI, the Germans and the British had pretty effective torpedoes.
When an explosion takes place in water, particularly at depth, the water has
a tamping effect in all directions except straight up because that is the path of least
resistance. When the torpedo warhead detonates, it is almost as if there is a lens
that focuses the force of the torpedo’s explosion straight up. If a torpedo were to
explode under the keel of a ship and all the force were focused upward, it would
probably would break the keel, or at least do great damage. The explosion might
not break the keel of a large battleship with the first torpedo, but it would break the
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keel of a smaller ship, and it certainly would create very significant damage inside
the battleship in the areas where the torpedo exploded.
This idea of developing a magnetic influence exploder was based on attempts
by the Germans in WWI to make a magnetic influence–triggered sea mine. This
emerging technology was very appealing in terms of the torpedo’s efficacy, or
“combat effectiveness” in today’s lexicon, against an enemy battleship. The idea
was that the magnetic field inherent in the battleship would be sensed by the torpedo
and used to detonate it at the proper time. There were a lot of fallacies with that
concept, which I will discuss later.
Figure 1 below provides the background of a test that demonstrates the
destructive force of a torpedo detonating directly under the keel of a warship.
Figures 2–10 are a series of photographs of a 1999 Royal Australian Navy
operational test of an Australia-manufactured version of a U.S. Navy–designed Mark
48 torpedo that dramatically demonstrate the destructive power of a warhead
detonated directly under the keel of a target ship.
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Figure 1. Test Background
(Navy Undersea Warfare Center, 1999)
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Figure 2. Destroyer Prior to Detonation
(Navy Undersea Warfare Center, 1999)
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Figure 3 is a photograph of the moment the torpedo was detonated. The
photograph shows that smoke has been blown out of the stack because of the
power of the explosion, and it shows that water is starting to erupt on either side of
the ship. In Figure 3, the ship already appears to have had its keel broken because
the bow and the stern are lower than the center of the ship.
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Figure 4 is a photograph of a few seconds, maybe even milliseconds, later.
The explosion has propagated even further, and the power of the torpedo warhead’s
explosive is visible as it goes straight up through the bowels of the ship along the
center line—and it only gets worse.
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Figure 5 clearly shows that the back of the destroyer has been broken. The
extensive level of damage that is taking place is obvious.
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Figure 6 shows that the level of damage is now catastrophic.
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As the smoke clears in the photograph in Figure 7, it is clear that the
destroyer has broken into two halves and that the stern section is about to sink.
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Figure 8 shows that the observation made in Figure 7 is accurate: the stern
section is headed to “Davey Jones’ Locker.” The photograph in Figure 8 is a close-
up of the destroyer as it slips beneath the waves.
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Figure 10 is a photograph of the bow section of the ship. As the photograph
shows, it is not economically repairable. The damage is so bad that by the time the
Australian Navy would have tried to salvage what is left there in order to rebuild a
new ship around it, it would have been better to have started from scratch. Plus,
ship designs evolve, and if this were an older ship, it would probably be better from a
cost-effectiveness standpoint to acquire a “latest and greatest” warship of a similar
class to replace this one. In this test, the bow section actually sank a few hours after
the photograph in Figure 10 was taken.
Coming back to the Mark XIV’s developmental history, there were significant
technical challenges facing the Mark VI magnetic exploder. First, there was the
signature of the target ship’s magnetic fields. A “secret” test that was done at the
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equator in the very early 1930s that attempted to characterize the magnetic field of
(in this case) the heavy cruiser Indianapolis. Ironically, this cruiser was the same
Indianapolis that took the “Fat Man” Plutonium bomb to Tinian Island in July 1945
and, after departing the island, was somehow lost track of by the Navy and sunk by
a Japanese submarine. The crew spent about four days in shark-infested waters
before the Navy realized that the Indianapolis was missing. A search was mounted,
the cruiser’s sinking site found, and the remaining survivors finally rescued.
Second, although they did conduct this one magnetic field test, Bu Ord did not
readily realize that in divergent parts of the world, the magnetic fields have different
characteristics and that it is very hard to capture those—this was particularly true
with the immature technologies of the time.. At that point in time, the magnetic
influence exploder was impractical, but Newport did not realize it; Lieutenant Christy
pushed it through in ignorance. Due to a shortage of funding, Bu Ord did only
limited, but very inadequate, developmental testing. Based on only two live fire
shots (one of which failed), they declared the Mark XIV torpedo developmental
program (complete with the Mark VI magnetic exploder) a success and began
producing the torpedo in quantity.
The Mark XIV was constrained to a warhead 21 inches in diameter (the same
diameter as the torpedo) because all the torpedo launching tubes that the U.S. had
in its Navy at that time were 21 inches. With that large of an infrastructure
investment in launchers, the Navy had no choice but to have the same size torpedo
that the launcher was built for.
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the speed of the target over a long range with a slow torpedo were miss-estimated,
the chances of achieving a hit would be poor.
There was also an issue on the propulsion for the torpedo. The U.S. ended
up using a steam torpedo where a chemical reaction was supposed to be used in
order to create steam to drive turbines that, in turn, drove the propellers. The result
was a torpedo with a sizeable wake of gas bubbles that told anyone being fired upon
that coming right at them was a torpedo. In many cases, sighting the wake would
give the target time to maneuver and avoid the torpedo entirely. The physical size of
the Mark XIV was limited by the existing U.S. Navy torpedo-launching infrastructure,
and so in order to carry enough fuel to attain the required range, the warhead’s
lethal mechanism was restricted to only about 500 pounds of TNT (initially). This
relatively lightweight warhead was another reason why the magnetic influence
exploder was adopted; it optimized what explosive weight could be carried by
theoretically detonating more destructively directly under the keel of the enemy
target.
The Japanese, on the other hand, used a fuel of liquid hydrogen peroxide that
yielded much more energy and gave their torpedoes considerably more range than
those of the U.S. or, in the trade-off, much more speed. Because of their more
energetic fuel, the Japanese could trade-off fuel capacity to increase the size (and,
therefore, lethality) of their warheads to about 750 pounds.
There were also issues with depth control. Depth control on the Mark XIV
was very complicated because of the complex hydrodynamic control subsystem that
Bu Ord had developed without adequate testing. Due to very limited testing, the
Navy did not know that it had a depth control problem with the Mark XIV until
operational skippers started reporting their suspicions at the onset of WWII.
There were also logistics and maintenance issues. Eli Whitney and his
concept of interchangeable parts did not apply to torpedoes. Critics alleged that the
torpedoes were over-engineered and handmade by skilled machinists. The parts, in
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many cases, were custom-matched and, therefore, not readily interchangeable
between different torpedoes. The parts were similar, but each torpedo was carefully
machined to very tight tolerances. This process resulted in the lack of a universal
set of interchangeable parts, which added markedly to the logistics burden placed
upon Sailors. In addition, functions such as the depth control, which was very
sensitive, required frequent adjustments and a lot of skill to maintain properly.
In order to help clarify why critics accused Goat Island of “splendid isolation”
(Bridges & Weiss, 2000), let me also provide a little political history. During WWI,
the Navy activated a second torpedo factory in Old Town Alexandria, VA, which
today is a boutique and art gallery. At the end of WWI, congressional delegations
from the New England states of Massachusetts, Connecticut, and Rhode Island—
worried about jobs and influence—persuaded Congress and the DoN to close the
Alexandria torpedo station in order to have only one torpedo station, which was to be
at Newport on Goat Island.
During WWII, the Navy reopened the Alexandria torpedo factory and also built
an additional one on the West Coast at Keyport, WA, which is right next to Bangor
on the Olympic Peninsula, where the ballistic missile submarine base is today.
Keyport it is one of two bases that hosts the Navy Undersea Warfare Center.
Because of the torpedo shortage that arose in light of the 1938 Munich
Agreement between the British, French, and Hitler, and because of the likelihood of
a WWII, the U.S. Navy suddenly realized that it had to rapidly expand production of
the Mark XIV. These expensive, difficult-to-machine torpedoes had been produced
by Newport at a very low rate because of cost and production constraints, and the
Navy now forecasted a severe shortage if the U.S. were to have to go to war.
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Therefore, at the outbreak of World War II, submarine captains were told to
exclusively use the magnetic exploder to economize upon torpedoes so that a
submarine could expend just one torpedo per target and stretch the existing
stockpile as far as possible.
The direction to exclusively use the magnetic exploder made the Navy
dependent in combat upon an inadequately tested and, as it turned out, unreliable
magnetic exploder. Submarine attacks also suffered from premature detonations.
There were several reasons for that. First, the torpedo did not “arm” until it was a
safe distance from the submarine in case it did explode accidentally. Second,
skippers’ ignorance of the differential worldwide magnetic fields meant that in some
areas of the world when the magnetic exploder armed, it immediately went off
because it sensed the magnetic field signal for which it was programmed. However,
this signal was not coming from an enemy ship; instead, it was coming from the
earth.
A report about this visit that was made by a senior COMSUBPAC staff officer
at the time of the visit read as follows:
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The Bureau of Ordnance flew a [team headed by] torpedo expert, Lieutenant
Commander Walker, all the way out from Washington to investigate torpedo
problems. He put us through rigorous drills preparing torpedoes for firing and
in routine maintenance procedures. Near the end of our checklist in getting
one of the torpedoes ready, Walker interrupted the proceedings, made a
couple of checks, then directed me to lock the gyros in place. I looked … and
noted that he had turned the gyro backwards [a Mark XIV gyro could be
locked in a reverse position and result in an erratic run.] I turned the gyro to
the correct alignment, locked it in place and told Walker that we preferred to
attack the enemy ships instead of our own. His face fell half a foot. … Walker
did not point out a single fault in our preparations and maintenance
procedures; nevertheless, [his] report, in summary, placed all of the blame for
torpedo problems on fleet boat personnel. As a result, the Bureau of
Ordnance reaffirmed their position that the Mark XIV torpedoes ran at their
set depth. (Blair, 1975, p. 170)
At this point I need to add one other thing that brings me back to the original
fleet boat requirement. The fleet boat, being designed to fight alongside the
battleships, had only a secondary mission as a commerce-raider in its strategic role
of strangling the enemy by cutting its sea line of communication. That concept was
knocked in the head shortly after the Washington Naval Conference of 1921 and its
resultant treaty. The intent behind the treaty was to try and stop a growing naval
arms race, and it was only reluctantly agreed to by the Japanese, who it turned out
never lived up to it anyway. The treaty restricted battleships and some other capital
ships to a 5-5-3 ratio. For every five battleships that the U.S. and Great Britain were
allowed, the Japanese were allowed to have three. The Germans were not allowed
to have any battleships under the Treaty of Versailles.
The U.S. had two battle cruisers under construction at the time of the
Washington Naval Conference of 1921. Under the terms of the treaty, the U.S. was
not only going to have to scrap some old battleships but also it was going to have to
scrap the two battle cruisers that were still under construction. Battle cruisers are
now a defunct class of ship, but an anecdote about a British battle cruiser will help
me illustrate what they were.
The HMS Hood (the pride of the British Navy between WWI and WWII) was
as large as a battleship. The Hood carried guns almost as large as those carried by
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a battleship, except the Hood was much more lightly armored, and that weight
savings allowed it to have a much higher speed. The idea was that if it could reach
35 knots when regular battleships could only achieve about 20 knots, then its speed
would make it very difficult to hit and would enable it to quickly escape out of range,
meaning that it also did not need that thicker armor. In 1940, a couple of salvos
from the German battleship Bismarck proved otherwise, and the Hood went down
with a loss of a couple thousand men; there were only three survivors.
The U.S. Navy decided to convert their two partially built battle cruisers into
another class of ship. The Navy decided that since it had developed an embryonic
air arm, it would convert these two battle cruisers into aircraft carriers because the
latter were not limited under the treaty signed at the Washington Naval Conference
of 1921. Those two battle cruisers became the aircraft carriers Saratoga and
Lexington. These two aircraft carriers had bows that were not squared off, but
instead were tapered and rounded. They also had huge “islands” set to the
starboard side of the ships that contained the facilities to operate the ships and
conduct flight operations. Mounted next to them were several turrets of dual-
purpose 5-inch guns that were used both for anti-aircraft purposes and against
surface targets.
Because the Saratoga and the Lexington retained the engines of the original
battle cruisers, they had fully loaded speeds of 33–35 knots, much faster than 1920s
battleships. During war games in the late 1920s, the carrier battle group simulated a
Japanese attack on the Panama Canal; even with their contemporary biplanes, they
were able to sneak up during the war games and attack the canal by simulating
bombing the locks and ruining the canal, closing it so that it would not have been
available for use in time of war. That seriously alarmed the Navy, and it decided that
it had better increase the speed of the battleships so that they could accompany the
carriers. Budgets were very limited between the wars; however, they did design the
North Carolina class, which had a speed of 27 knots; she was launched in 1939 and
commissioned in 1941 and became known as the “show boat” because the Navy
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took her around to all the port cities on the East and West Coasts. She was
specifically designed to go through the Panama Canal, which today we call being a
“Panamax,” the maximum size that will go through the locks. Her sister battleship,
the Washington, was commissioned in late 1941. (Sumrall 1988)
Later U.S. battleships of other classes were slightly larger and slightly faster
than the North Carolina, culminating in the Iowa-class battleships: the Iowa, the New
Jersey, the Missouri, and the Wisconsin, all of which could achieve over 33 knots.
The four were all reactivated for the Korean War; some of them were reactivated for
the Vietnam War; and President Reagan brought all of them out of mothballs during
his administration. The updated New Jersey was still active for Desert Shield and
Desert Storm in 1990 and 1991, respectively. They are all back in mothballs again,
or, in many cases, they have become monuments. The Missouri, of course, is now
a monument and moored next to the Arizona Memorial in Pearl Harbor.
In terms of an interwar fleet boat, if the Navy were going to have fleets of
aircraft carriers accompanied by fast battleships, the fleet boat submarine simply
could not keep up. The physics of getting the diesel engines of the time large
enough for submarines to keep up at 30 knots would have left no room for the
electric batteries required for the boat to work as a submersible; therefore, achieving
the new battleship speed just was not practical. The mission for the submarine in
the late 1920s and early 1930s had to change from being an auxiliary to the
battleship versus battleship battle. When the speed of the fleet increased to the
point that the submarines could not keep up, then the main mission of the submarine
became a strategic one as a commerce raider, and the Navy did not need a high-risk
magnetic exploder in a torpedo being used to defeat relatively fragile enemy
merchant ships.
In reality, the extra expense of the magnetic exploder probably was neither
required nor necessary. However, the U.S. Navy, for whatever reasons, simply did
not adjust the torpedo requirement. Therefore, the Mark VI magnetic exploder
remained part of the Mark XIV torpedo design. The Navy did not test the Mark XIV
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any further and, therefore, when the war started, the Navy had terrible problems with
torpedoes not sinking ships. In 45 separate attacks during the first weeks of combat
in the defense of Luzon, at least 96 Mark XIV torpedoes were fired for a total of only
three Japanese ships sunk (Bridges & Weiss, 2000). The submarine community in
the Pacific was deeply disappointed by their failure to sink more ships. The below
quote is from a History Channel documentary and highlight the frustration of the
submariners: (Bridges & Weiss, 2000)
Well in those days, they took an attitude that well maybe you are right
or maybe you are wrong, and we lost a lot of good skippers of submarines
because they were disbelieved. We pretty much believed the sound
operator—that 80% percent believed the sound operator who would say that
he can hear them hitting the target. So most of what we thought was
tremendous frustration. Not only that, but we felt that we were taking such
great risk with our own lives for nothing. It was bad on morale.
The task of incorporating the necessary modification was given to the fleet,
but even with torpedoes now running at the proper depth, sinkings did not
dramatically increase. Further complaints about premature detonation, erratic runs,
and defective torpedoes fell on deaf ears. The magnetic exploder became the
primary suspect in the minds of the crews and captains. The following quote is from
also from the History Channel documentary and highlights the frustration of the
submariners and the various flag officers as the Mark XIV continued to be defective:
(Bridges & Weiss, 2000)
The torpedo controversy came to a head in July 1943 when the USS
Tanosha received intelligence that a large Japanese tanker would pass
through her patrol area the next morning. They fired four torpedoes from
1,000 yards. The sound man could hear them hit, but no explosion resulted.
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The skipper was about to cry and the XO and I said ‘Captain, this ship was
tracking right on course with the speed and course we got it exactly right.’ He
said ‘We will fire two more torpedoes at its stern and I will angle my
periscope.’ We fired at it at 4,000 yards which is two miles with one miss and
one that hit its stern and blew its stern up and it could not move again. Well,
he sat there. We fired, over the next three to four hours, 12 more—one at a
time. We fired one side; we would go round to the other side. Consternation
and frustration was extreme.
Now Vice Admiral Lockwood had to accept that yet another component
of the Mark XIV, the contact exploder, was also defective. The sheer cliffs on
uninhabited Kavalai Island southwest of Maui provided the final piece of the
exploder puzzle. On August 31, 1943, as a Navy patrol plane circled
overhead, three torpedoes were fired against Kavalai’s underwater cliffs. The
first and second torpedoes detonated; the third was a dud. A Navy diver went
down in probably one of the most under-heralded and most heroic things that
had been done in the course of the war. He went down and put a line on a
live warhead that had not exploded and they fished it up and then they took
the damn thing apart.
Finally, they found out what was causing the trouble. There was a little
ring that was just too light and if you hit too hard it would just crush, but if you
hit it a glancing blow it was just right. Well all they did was make a little
change in that and they turned out a couple on the lathe, and tried it out, and
it worked like a charm.
The problems that had plagued the Mark XIV torpedo since the start of
the war had finally been corrected. The date was October 1943. The first two
years of WWII were the most frustrating of times for the silent service. But by
the end of 1943, torpedo performance had improved dramatically.
It took 21 months into WWII before the three root cause defects in the Mark
XIV were finally identified and corrected. In all seriousness, God only knows how
many submariners died as a result of those defective torpedoes, which until the
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Mark XVIII electric torpedo became available, had very prominent wakes that
showed where the submarine was when it fired the torpedo. Then, because the
submarines could not adequately defend themselves, they were sunk. It just
boggles my mind that it took as long as it did.
RADM Christie had to receive an order directly from the Chief of Naval
Operations (CNO) to deactivate his magnetic exploders because he was not going
to do it even with Fleet Admiral Nimitz’s order. He had also refused Lockwood’s
orders. Some admirals might risk refusing to obey another admiral’s orders, but
nobody dared to cross Fleet Admiral King, the CNO.
Production finally met demand in 1944 with the activation of not only
commercial industry sources but also the reopening of the Alexandria factory and
the inauguration of the new Keyport torpedo station.
As fallout from the Mark XIV root cause analysis process, the Chief of the Bu
Ord, Admiral Blandy, signed and published the following rather remarkable
memorandum in early 1944:
Even with the relatively meager funds available in the time of peace, much of
the work now being done after more than a year and a half of war could, and
should, have been accomplished years ago. That the work was not
accomplished during peace, or earlier during the war, or so far as the
Bureau’s records disclose that no one either at the Bureau or at Newport
apparently questioned the inadequacy of the design without such tests,
shows a lack of practical appreciation of the problems involved which is
incompatible with the Bureau’s high standards and reflects discredit upon
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both the Bureau of Ordnance and the Naval Torpedo Station, Newport. The
Chief of the Bureau therefore directs that as a matter of permanent policy, no
service torpedo device ever be adopted as standard until it has been tested
under conditions simulating as nearly as possible those which will be
encountered in battle.1
1
One of my students from the Keyport Undersea Warfare Center obtained this for me.
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Lessons Learned
Generically speaking, the project manager (PM) and the user promulgating
the requirement need to constantly reassess the required capability and make sure
that what they are building is what is actually needed. For example, in the case of
the Mark XIV, in most instances, the magnetic exploder with its complexities, risk,
and expense was no longer needed because the submarine was no longer a main
element in the combat operations between capital ships. Due to their shortfall in
surface speed, fleet boats were now essentially commerce raiders with the strategic
mission of strangling Japan for fuel, materiel, and food. They performed this mission
very well once the Bu Ord finally fixed all three major faults in the Mark XIV torpedo.
Adequate developmental testing should have found all three failure modes
prior to full-rate production. The lack of adequate empirical testing was unjustifiable,
but I am not sure Bu Ord realized that they were failing to conduct accurate tests
and I am not sure they realized how much testing they really needed to do. The
inherent arrogance of the Gun Club and the “not invented here” syndrome, have
been cited by some critics. (Bridges & Weiss, 2000) Yes, a full-up Mark XIV torpedo
did cost $10,000 in then-year dollars, but there certainly were ways that Newport
could have had surrogates, engineering development models, and so forth to test
the features of systems and subsystems. They could have done a contact exploder
test with a crane dropping a dummy warhead from a height that would match the
momentum of an actual perpendicular impact of a torpedo against the hull of a ship.
VADM Lockwood actually had this done at Pearl Harbor to confirm the results of the
cliff tests and to develop an interim solution. There were a lot of things they could
have done, but they did not.
The arrogance of the Gun Club, particularly the Newport Torpedo Station, at
least as viewed by much of the rest of the Navy, was legendary. They simply
believed that they were the experts and did not take seriously the reports from their
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inferiors in the fleet. The result was disastrous in terms of the lives unnecessarily
lost in submarines that could not defend themselves because of defective torpedoes.
If there had then been an operational testing law and if the Navy had been
forced to do adequate, independently evaluated operational testing, the Mark XIV
would not have gone to war in 1941 with its three root cause deficiencies. Today’s
operational testers may sometimes over test equipment, but inadequate testing risks
disaster. Good operational testing that is intelligently applied and that does not also
create requirements is very necessary.
Another thing that the Navy has today with our readiness reporting and our
logistics assessments is a system that forces equipment defects found by the fleet to
surface early on. Because submarines were so secret in WWII and because their
patrol reports were need-to-know, there was not wide dissemination within the Navy
of the seriousness of the torpedo problems that occurred early in the war. If the
Navy had had today’s formal post-deployment logistics assessments, and if it had
had follow-on operational test and evaluation, the Navy probably would have
discovered much earlier that it had a serious torpedo performance problem. The
Gun Club would have been overridden by the CNO, and the Navy would have
solved this problem much earlier—if not prevented it altogether, assuming the
resources could have been garnered in the late 1920s and early 1930s to actually do
what needed to be done in order to absolutely prove the operational effectiveness
and suitability of the Mark XIV torpedo.
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References
Blair, C., Jr. (1975). Silent victory—The U.S. submarine war against Japan.
Philadelphia and New York: Lippincott.
Naval Undersea Warfare Center. (1999). Royal Australian Navy Operational Test of
Mark 48 Torpedo [Briefing} Newport, RI: Naval Undersea Warfare Center.
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2003 - 2011 Sponsored Research Topics
Acquisition Management
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Financial Management
Indefinite Reenlistment
Individual Augmentation
Learning Management Systems
Moral Conduct Waivers and First-term Attrition
Retention
The Navy’s Selective Reenlistment Bonus (SRB) Management System
Tuition Assistance
Logistics Management
A complete listing and electronic copies of published research are available on our
website: www.acquisitionresearch.org
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Initial Distribution List
4. William R. Gates 1
Dean, GSBPP
Naval Postgraduate School, Monterey, CA 93943
5. Stephen Mehay 1
Associate Dean for Research, GB
Naval Postgraduate School, Monterey, CA 93943
6. David F. Matthews 1
Senior Lecturer, GB
Naval Postgraduate School, Monterey, CA 93943
Copies of the Acquisition Sponsored Research Reports may be printed from our
website: www.acquisitionresearch.org
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www.acquisitionresearch.org