Fliege 2009
Fliege 2009
Fliege 2009
Review article
Abstract
Objective: Deliberate self-harm behavior—without suicidal new incidence. Evidence of correlates encompasses distal/prox-
intent—is a serious health problem and may be studied as a imal, person/environment, and state/trait factors. Many studies
clinical phenomenon in its own right. Empirical studies of report associations between current self-harm behavior and a
sociodemographic and psychological correlates and risk factors history of childhood sexual abuse. Adolescent and adult self-
are systematically reviewed. Methods: We searched Medline, harmers experience more frequent and more negative emotions,
PsycINFO, PSYNDEX (German psychological literature), and such as anxiety, depression, and aggressiveness, than persons who
reference lists. We targeted self-induced bodily harm without do not self-harm. Two studies yield specific interactions between
conscious suicidal intent. Studies on suicidal behavior or self- childhood trauma and current traits and states such as low
poisoning were only included if they also assessed nonsuicidal self- emotional expressivity, low self-esteem, and dissociation with
harm. Results: Fifty-nine original studies met the criteria. respect to a vulnerability to self-harm. Conclusion: Evidence of
Deliberate self-harm may occur at all ages, yet adolescents and distal, biographical stressors is fairly strong. Proximal stressors
young adults are at a higher risk. Evidence on gender is complex. have rarely been investigated; protective factors, hardly at all.
Only 5 studies realize a prospective design (6 months to 10 years) Despite many findings of correlates, the data do not yet justify
and test predictors. The majority use cross-sectional and retro- terming them risk factors. Longitudinal studies are needed.
spective methods. No longitudinal study (separately) examines © 2009 Elsevier Inc. All rights reserved.
Keywords: Deliberate self-harm; Self-injurious behavior; Risk factors; Correlates; Systematic literature review
Deliberate self-harm behavior is a significant health The most accepted term for auto-destructive acts in the
problem that is increasingly being studied as a clinical literature is self-harm [3] or, more specifically, deliberate
phenomenon in its own right [1–3]. It is detrimental to the self-harm behavior [11]. It is defined as the intentional
body and may impede social relations, medical treatment, self-induced harming of one's own body resulting in
and psychotherapy [4–9]. Some reports characterize aggres- relevant tissue damage [5,6,11,12]. The term encompasses
sive acts against one's own body as indicative of especially self-injurious behaviors and more indirect forms of bodily
severe psychopathological problems [6,10]. harm [13]. It is largely agreed upon to exclude the
following from the definition: (a) phenomena that are
explicit symptoms or classificatory criteria of other
disorders, such as eating disorders or substance abuse;
(b) everyday behaviors, such as unhealthy eating habits or
⁎ Corresponding author. Charité Universitätsmedizin Berlin, Depart- lack of exercise; and (c) psychological self-harm, such as
ment of Psychosomatic Medicine and Psychotherapy, Charitéplatz 1, D- deliberately engaging in an abasing partnership. The latter
10117 Berlin, Germany. Tel.: +49 30 450 553097; fax: +49 30 450 553989. is occasionally studied in the context of borderline
E-mail address: [email protected] (H. Fliege). personality disorder [14]. However, there is little consensus
0022-3999/08/$ – see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.jpsychores.2008.10.013
478 H. Fliege et al. / Journal of Psychosomatic Research 66 (2009) 477–493
481
questions of self-harm
(continued on next page)
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482
Table 1 (continued)
Study Sample Deliberate self-harm assessment
Authors (year Psychometric
of publication) Reference Kind/Setting N n/n Age Assessment instruments Category validation data
Gratz (2001) [11] Undergraduate students 150 53 with DSH 18–64 (23.2±7.1) Standardized self-report 8 Available
of psychology 97 without DSH questionnaire: DSHI [11]
Gratz (2006) [83] Undergraduate students 249 91 with DSH 18–55 (23.3±6.0) Standardized self-report 8 Available
of psychology; females 158 without DSH questionnaire: DSHI [11]
Gratz et al. (2002) [84] Undergraduate students 133 51 with DSH 18–49 (22.7±6.2) Standardized self-report 8 Available
of psychology 82 without DSH questionnaire: DSHI [11]
Haavisto et al. (2005) [85] Representative birth 2307 51 with DSH (at age 18) 8/18 Ad hoc single item 6 None reported
cohort sample at 2256 without DSH (“I deliberately tried
483
484
Table 1 (continued)
485
486
Table 1 (continued)
Study Sample Deliberate self-harm assessment
Authors (year Psychometric
of publication) Reference Kind/Setting N n/n Age Assessment instruments Category validation data
Zlotnick et al. (1996) [115] Psychiatric inpatients; 148 103 with DSH 33±9.2 Ad hoc self-report 7 None reported
females 45 without DSH questionnaire (type,
frequency, duration),
including items on
bingeing, reckless
driving, etc.
Zlotnick et al. (1999) [54] Psychiatric outpatients 256 85 with DSH 40.6±14.0 Ad hoc self-report 7 Cronbach alpha
171 without DSH questionnaire (type, 5 reported
Table 2
Overview of empirical evidence of correlates or risk factors of self-harm behavior
Strength of
Variable Studies Design evidence Annotation
Sociodemographic factors
Age [49,107] CS ++ Highest rates in adolescents and
young adults (15–24 years)
[23] LT (12 months) +++ Highest recurrence of DSH for
age group 25–54 years
Sex [11,26,27,49,52,67] CS 00/(++) 6 studies found no sex
differences in adults
[107] 1 study found more females among
medical patients treated for self-harm
[45,87,92,93,102,109,110] 6 studies on adolescents found a higher
prevalence in females (2:1 to 4:1);
1 study on adolescents found no
sex differences
[69] LT (1–2 years) 000 Not predictive of DSH recurrence
[23] LT (12 months)
Unemployment [78,99] CS +++
[90] LT (6 months) Predictive of DSH recurrence
[23] LT (12 months)
No partnership [78] CS +++
[90] LT (6 months) Predictive of DSH recurrence
(except when widowed)
[23] LT (12 months)
Distal factor
Parental separation [87] CS +++
[109] LT (age 12/15)
[85] LT (age 8/18)
Psychological problems [109] LT (age 12/15) +++ Significant aspects: mother's
of a parent nervousness and low well-being
Health problems [45] CS +++
in the family [109] LT (age 12/15)
[85] LT (age 8/18)
Experience of separation [68,84,95,99,112] CS ++
in childhood [23] LT (12 months) +++ Not predictive of DSH recurrence
Childhood [35,63,68,83,84,87,95, CS ++
physical abuse 100,101,110,112,113]
Childhood [63,84,100,110] CS ++
psychological abuse
Childhood [63,75,84,92,93,100,112] CS ++
emotional neglect
Childhood sexual abuse [35,49,63,65,72,75,81,82, CS ++ Except: no association found by
84,87,91,93,100,103,104, Rodriguez-Srednicki [103]
110,112,113,115–117]
[23] LT (12 months) +++ Predictive of DSH recurrence
Proximal factors
Somatic complaints/ [45,72,85] CS +++/−−−
health problems [69] LT (6 months) Predictive of DSH recurrence
[23] LT (12 months)
[109] LT (age 12/15)
Negative affect [83] CS +
intensity/reactivity
Anxiety [26,35,67,72,87,102,108] CS +++
[109] LT (age 12/15)
Depression [26,45,52,64,67,70,72,76,87, CS +++ Except: no difference found by
99,102,105,108,111,113] Schaffer et al. [105]
[109] LT (age 12/15) Predictive of DSH recurrence
(2 studies) and incidence (1 study)
[85] LT (age 8/18)
[23] LT (12 months)
Impulsivity [35,87,88,102,105,108] CS ++ Except: Portzky et al. [102] yielded
significance in univariate analyses but
not in multiple regression
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488 H. Fliege et al. / Journal of Psychosomatic Research 66 (2009) 477–493
Table 2 (continued)
Strength of
Variable Studies Design evidence Annotation
Aggressiveness/ [45,67,108] CS +++
hostility [109] LT (age 12/15)
[85] LT (age 8/18)
Psychopathy [114] CS
Derealization/ [35,49,54,74,79,84, CS ++
Dissociation 95,100,112,115–117]
Alexithymia/Lack of [83,97,101,115] CS ++
emotional expressivity
Low self-esteem [35,64,79,87,94,102] CS ++
Self-blame/ [26,73,88] CS ++
Self-derogation
Critical life events [102] CS +
in previous year
Perceived stress [52] CS +
Low self-efficacy [80] CS +
Hopelessness [98,108] CS ++
[23] LT (12 months) +++ Predictive of DSH recurrence
Lack of coping skills, [67,86,89,96,98] CS ++
lack of problem-solving
abilities, maladaptive coping
Protective factors
Self-esteem [96] CS + Self-esteem buffers association between
passive-avoidant coping and self-harm
Adaptive coping [67] CS 0 No differences found
CS, cross-sectional design/test correlates; LT, longitudinal design/test predictors; +, positive evidence; −, negative evidence; 0, no association.
factor. “+” indicates positive evidence from only one cross- included only male participants, assessed at age 8 (t1) and
sectional study. “++” indicates positive evidence from at again at age 18 years (t2). Here, prevalence of deliberate
least two cross-sectional studies. “+++” indicates positive self-harm at age 18 pertaining to the past 6 months was
evidence from at least one prospective study. A zero means 2.2%. There was, however, no information offered
no association was found. concerning whether any or how many of these self-
harmers had also exhibited self-harm behavior at the age of
8 years. It may well be assumed that, at age 18, the rate of
Results new cases in the self-harm group was high but, again, no
separate analyses were reported.
Study design Consequently, we conclude that—with the possible
exception of the latter study [85]—no study yielded evidence
Only 5 of the 59 original studies test predictors of for risk factors of new incidences of deliberate self-harm
deliberate self-harm in a longitudinal design behavior [55].
[23,69,85,90,109]. They each include two time points of
measurement, with intervals ranging from 6 months to 10 Sociodemographic correlates and risk factors
years. Three of the longitudinal studies [23,69,90]
investigated patients who were medically treated for Deliberate self-harm behaviors may occur at all ages.
deliberate self-harm at t1. The predicted criterion at t2 Yet, notably high rates have been found in adolescents and
was not new onset but recurrence of deliberate self-harm. young adults [49,107]. Patients who utilized medical
In a Finnish epidemiological study [109], a representative treatment for self-harm were more often female [23,107].
birth cohort sample of adolescents was assessed at the age In adolescents, six studies found higher self-harm rates for
of 12 (t1) and again at the age 15 years (t2). Occurrence of females [45,87,92,93,102,109]. Only one study found no
deliberate self-harm at t2 was predicted. Among those who such difference [110]. In three studies involving young
exhibited self-harm at t2, there were new cases of self- adults [11,26,67] and in three studies involving adult
harm and repeaters. Self-harm rates at age 12 were 2.7% samples of a large age range [27,43,49], there was no
for girls and 3.1% for boys. At age 15, rates had risen to gender difference found. One study yielded no gender
12.6% for girls and 4.6% for boys. Thus, at age 15, the effect on recurrence of deliberate self-harm [23].
majority were new cases. However, no separate analyses There were no studies on socioeconomic status or level of
for new cases and repeaters were reported. Another sample education and self-harm in adults. In adolescents, self-harm
of the aforementioned Finnish epidemiological study [85] rates were associated with a lower level of education [45].
H. Fliege et al. / Journal of Psychosomatic Research 66 (2009) 477–493 489
Prospective data yield that unemployment and having no correlative only. Self-harmers have more difficulties in
partnership are predictive of the recurrence of self-harm identifying or understanding their emotions and in
within 12 months [23,90]. expressing their emotions than individuals who do not
self-harm [83,97,101,115].
Distal correlates and risk factors
Stress and maladaptive coping
A large number of studies on deliberate self-harm One study showed a correlation between a higher level
investigate stressful traumatic experiences in childhood. of perceived stress in the last 4 weeks and deliberate self-
Virtually all studies find associations with self-harm harm behavior [52]; however, the time sequence was not
behavior. The following are significant factors: psychologi- assessed. A study in adolescents found an association
cal problems on the part of a parent, parental separation, and between the number of critical life events and self-harm
early or prolonged separation from a parent. Most frequently behavior, where both variables were measured retrospec-
found were associations between childhood experiences of tively for the preceding year [102]. Again, no time
emotional neglect, psychological or physical abuse, espe- sequence was assessed. Some cross-sectional results
cially sexual abuse, and adolescent or adult self-harm indicate associations between lower personal coping
behavior. We identified 21 studies reporting associations resources and deliberate self-harm. In several studies,
between deliberate self-harm behavior and sexual abuse. deliberate self-harm was associated with low self-esteem
Only one study did not report this particular association and low problem-solving abilities. Self-harmers showed a
[103], a fact that its authors attribute to the small statistical lower belief in self-efficacy [80] and had a higher tendency
power of the study. towards a self-blaming coping style [73] and to self-
However, with the exception of only one study, all derogation [26,88] than non-self-harmers.
responses were given retrospectively. Although the time
sequence of early biographical events and self-harm in Interaction between factors
adolescence or adulthood is plausible in itself, retrospection Distal and proximal factors may have more complex
is prone to various recall biases, which may lead to the than just additive effects. States and traits may also interact
overreporting or underreporting of biographical events. in the triggering of deliberate self-harm. Anxiety, depres-
In one longitudinal study [109], deliberate self-harm sion, aggressiveness, and low emotional expressivity have
was measured at the age of 15, where parental separation stronger trait aspects, whereas derealization and dissocia-
and the psychological problems of a parent—as biogra- tion have stronger state aspects. We found two cross-
phical factors—had been assessed at age 12. Here, too, sectional studies that tested the paths of various factors.
responses were given retrospectively, at least in part. Not One study showed that it was not low emotional
living in a family with two biological parents, mother's expressivity alone but childhood abuse and negative affect
health problems, somatic complaints, aggressiveness, and together with low emotional expressivity that made the
externalizing and internalizing problems at age 12 individual prone to deliberate self-harm [83]. The other
independently predicted deliberate self-harm 3 years later. study found both a direct path from childhood abuse to
In another, only male sample from the same longitudinal current self-harm and indirect paths via low self-esteem
study, self-harm behavior at age 18 was more likely when, and via dissociation [35].
at age 8, the child's school performances had been poorer
and when parents had lower educational levels [85]. Protective factors
Some studies yielded associations between low self-
Proximal correlates and risk factors esteem and low coping resources, on the one hand, and
deliberate self-harm, on the other. However, these studies
Individual factors adopted a pathogenic framework. In a study that did test
There is good correlative and prognostic evidence for within the salutogenic framework [96], high self-esteem
the relevance of general psychopathology, in the way of buffered the negative effect of passive-avoidant coping
anxiety, depression, and aggressiveness, in deliberate self- on self-harm. Although the overall study was long-
harm behavior. Self-harmers experience more frequent and itudinal, the fact that the said variables were assessed at
more negative emotions in their daily lives than persons the same measurement time needs to be mentioned. In
who do not self-harm. This heightened experience of one study [67], maladaptive and adaptive coping
negative emotion may be a principal reason for deliberate strategies were tested. Although self-harmers relative to
self-harm, as self-harm may acutely alleviate emotional non-self-harmers showed more maladaptive coping, like
distress. There is also an association between perceived behavioral disengagement and substance abuse, there
health problems and deliberate self-harm. The evidence for were no group differences for adaptive coping, like
those psychopathological factors deemed to be more active coping, acceptance, planning, or humor. Neither
specific to self-harm, such as derealization/dissociation were there any differences for seeking instrumental or
and alexithymia/lack of emotional expressivity, is good but emotional support.
490 H. Fliege et al. / Journal of Psychosomatic Research 66 (2009) 477–493
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