Role of 4.5 in Democratisation and Governence in Somalia - EN - 4.5 - WEB
Role of 4.5 in Democratisation and Governence in Somalia - EN - 4.5 - WEB
Role of 4.5 in Democratisation and Governence in Somalia - EN - 4.5 - WEB
Overview
Amid the major changes to Somalia’s political landscape seen over the past
two decades, an abiding feature has been the reliance on clan-based power-
sharing models, including the ‘4.5’ formula. Despite the Somali Provisional
Constitution containing no reference to the formula, it continues to determine
the allocation of seats to clans in the Federal Parliament’s House of the People
(HoP) and Council of Ministers. Related clan power-sharing arrangements are
in place in the Upper House, within key national leadership positions, in the
political dispensation of the Federal Member States (FMSs), and at the local
level.
The 4.5 formula was first conceived in 1997 as a temporary arrangement for
managing political representation following Somalia’s civil war, assigning a full
share of power to four clans and a half-share to a consortium of other clans.
Formalized in 2000 at the Arta Peace Conference in Djibouti, the formula was
generally agreed among political stakeholders to be a stop-gap mechanism
until a new constitution set out the mechanisms for representation in the
country’s legislatures. In theory, the Provisional Constitution of 2012 brought
this transitional arrangement to a close, as Article 4 guarantees universal
participation in elections based on a political party system. More than ten
years after adoption of the constitution, however, no progress has been made
in moving past the supposedly temporary system. No referendums or direct
elections have been held, with representation in the HoP still based on 4.5.
Moreover, clan-based power-sharing remains prevalent more widely.
The 4.5 system’s enduring role has provoked significant controversy among
Somali political leaders and the wider public, with many arguing that
democratic governance will only be possible if clan-based power-sharing
mechanisms are set aside. Efforts to move past the system in recent years
have, however, failed, as different actors have conflicting views and interests
regarding when, how and to what degree this might be achieved.
Figure 1. Post-independence civilian government cabinet composition measured as a ratio of 4.5, 1960–19691
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Upon coming to power in 1969, the Siyad Barre regime ostensibly made
attempts to destroy what it referred to as ‘tribalism’. In reality, the government
increasingly instrumentalized clan identity in the exercise of power, leading
to the marginalization of several groups (see Figure 2). Ultimately, the regime
accentuated the role of clan identity in politics, using state institutions to
consolidate power under Barre’s clan alliance and exact collective punishment
on clans perceived as opposed to the president’s authority.
1 Statistics based on Abdiwahid Haji Osman et al., Clan, Sub-clan, and Regional Representation in the
Somali Government Organization, 1960–1990, 1990. No members of 0.5 communities were included in
the post-independence civilian government cabinets.
Somali Dialogue Platform The role of 4.5 in democratization and governance in Somalia 4
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Following the collapse of the state in 1991, a series of attempts were made to
re-establish civilian government. This involved grappling with how to approach
political representation in the context of civil war. The Sodere Conference in
Ethiopia from late 1996 to early 1997 marked the first time a cross-section of
communities, including what would come to be known as the ‘0.5’ groups, were
included in reconciliation processes. The conference led to the establishment
of a short-lived National Salvation Council, in which four clan families were
apportioned nine seats each, with the remaining five seats reserved for 0.5
communities.
Somali Dialogue Platform The role of 4.5 in democratization and governance in Somalia 5
Three years later, the 4.5 system was revived and formalized at the Somali
National Peace Conference in Arta, Djibouti, between May and August 2000.
The initial focus of the Arta Conference had been on establishing a new
legislature based on Somalia’s 18 pre-war regions, as well as agreeing on
representation at the conference itself. This approach proved complicated
due to conflicting interpretations of how regions should be delineated, in part
due to the significant population movements that had taken place during
the war, with multiple districts perceived as being occupied by other clans’
militias. As a result, a suggestion was made to base representation—at both
the conference and the Transitional National Assembly to be established at
it—entirely on clan. Despite the reported reluctance of the academics and
civil society members consulted, the suggestion was taken forward as the
most viable option for managing the country’s large-scale internal violence
and displacement.
Since the introduction of the 4.5 formula, convention has dictated that the
top two positions in government—the presidency and prime ministership—
rotate between the Darod and Hawiye clan families. Each time the president
has been elected from one of these two clan families, the position of prime
minister has gone to the other family. Similarly, the norm has been that the
speaker of the HoP comes from the Rahanwein clan family. The positions
of deputy prime minister and speaker of the Upper House have, since their
establishment, normally gone to the Dir/Isaaq clan family. The 0.5 group has
never held any of the highest positions in national leadership, but are usually
allocated the first deputy speaker of the HoP.
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President
Prime Minister
Speaker (HoP)
Speaker (UH)
Deputy PM
National/federal cabinets
Until 2009, the 4.5 formula was not strictly adhered to in allocating cabinet
positions–for example, Prime Minister Galaydh’s first Cabinet of Ministers
in 2000 largely bypassed the 0.5 communities. Over the following ten years
of transitional governments, however, adherence to the 4.5 formula grew
increasingly systematized, with growing representation for the 0.5 groups.
From Omar Abdirashid Sharmarke’s 2009 cabinet through to the cabinet
of Abdiweli Mohamed Ali ‘Gaas’ in 2011, the 4.5 formula was applied with
relative precision. Since the endorsement of the 2012 Provisional Constitution,
Federal Government of Somalia (FGS) cabinets have adhered more closely to
a ‘5.0’ formula, often giving the 0.5 groups equal representation to the four
major clan families.
Figure 4. Transitional National Government, Transitional Federal Government, and Federal Government of Somalia
cabinet composition measured as a ratio of 4.5, 2000–2022
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
National/federal legislatures
Following the Arta Conference, the 4.5 formula has consistently been
applied to the formation of transitional legislatures. Although the exact size of
parliament—and therefore the number of seats allocated to each clan—has
varied, a 275-seat structure for the HoP has been used since 2012, with a new
54-seat Upper House established in 2016/17 (which does not follow the 4.5
principle, but still loosely follows the principles of clan-based power-sharing).
Since 2016, the establishment of the FMSs has meant each parliamentary seat
is allocated to an FMS as well as a clan. A document released by the Office of
the President in October 2020 setting out the procedures for implementing
the September 2020 electoral agreement between the FGS and FMS leaders
provides one of the few formal documents outlining parliament’s current intra-
clan family composition. Using this and other official records, including a public
database established by the Office of the Prime Minister listing contested HoP
seats, it is possible to extrapolate a breakdown of seats by clan (see Table 1).
Absame/
Bantu 7 12 Gadabursi 9 Abgal 9 Garre 3 Boqol Hore 3
Ogaden
Shanta
Benadiri 6 Dhulbahante 8 Biyomal 5 Murusade 7 3 Harin 3
Alemod
Fiqi
Dishishe 2 1 Sheikhal 3 Gelidle 2
Mohamud
Ma'alin
Gurgure 1 Jijeele 1 2
Weyne
Moblen 1 Yantar 2
Silcis 1 Eylo 1
Wadalan 1 Gabaweyn 1
Wacdan 1 Garwale 1
Gasargude 1
Geledi 1
Haraw 1
Heledi 1
Reer Dumal 1
Wanjel 1
Somali Dialogue Platform The role of 4.5 in democratization and governance in Somalia 8
The 4.5 formula makes no special provision for the inclusion of women, many
of whom attended the Arta Conference in 2000 as members of a ‘sixth’
clan. Indeed, the resort to a clan-based system based on patriarchal and
patrilineal norms has tended to entrench women’s marginalization when it
comes to political participation. Following international pressure to implement
women’s quotas, certain seats—still tied to particular sub-clan groupings—
have been designated ‘women’s seats’. As a result (at least since 2016, when
the clan delegate college system was introduced), women have, barring
a few exceptions, only ever run against other women, leaving all the other
seats to be contended by men. According to Ladan Affi, when a 30 per cent
quota for women was first imposed during the 2012 elections, ‘the smaller
clans allocated a greater share of seats to women. This was not as a result
of a greater commitment to women’s issues by the smaller clans, rather the
larger clans pressured the smaller clans to appoint women, or lose the seat to
another minority clan willing to appoint a woman, in order for the gender quota
to be met.’2 This reluctance by the senior power brokers of the politically and
militarily strongest clans to accept women representatives is also apparent in
the Cabinet of Ministers. Since 2000, of the 29 ministerial portfolios assigned
to women at the beginning of a prime minister’s term, more than half (15) have
been given to 0.5 communities.
Figure 5. Number of women in the Cabinet of Ministers by clan family as a proportion of 4.5, 2000–2022
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Seat rotation
While the 4.5 system provides a clear system for sharing power between clan
families, the allocation of seats within families and sub-clans has been more
fluid and subject to significant re-negotiation. This has occurred through
dialogue between clan elders, as well as interference by political leaders. For
the most part, each of the 275 seats in the current HoP is held collectively by
a number of sub-clans—generally between two and five—that acknowledge
relatively close lineage affiliation. Many collectively-held seats involve a
system of rotation agreed between clan elders, although this is rarely captured
in written documents. Such a system often benefits those clan groupings
that have greater military and financial power. Rotation rules also vary, both
between different sets of sub-clans and in different regions. Whereas in some
cases maintaining stable relations between sub-clans is contingent on rotation
taking place according to a set order agreed by relevant sub-clan leaders,
in others the decision may be taken on an ad hoc basis by more senior clan
representatives.
2 Ladan Affi, ‘The Old Men Who Hold Us Back’: Clan Elders, Elite Bargaining and Exclusionary Politics’,
Journal of Somali Studies 7/2 (2020).
Somali Dialogue Platform The role of 4.5 in democratization and governance in Somalia 9
The list of 135 elders was abandoned for the 2021/22 electoral process.
Instead, far greater authority was given to FMS-level electoral implementation
teams appointed by, and largely serving at the behest of, their respective
presidents. Many of the FMS presidents were, in turn, deeply influenced by
the FGS. This time, ‘delegate selection committees’—comprised of three or
more elders per seat and at least two further civil society representatives—
were tasked with appointing 101 delegates. The new formula expanded the
number of clan elders involved in the electoral process from 135 to just over
700, though there was little overlap with the previous list used in the 2016.
Moreover, there were numerous claims that the ‘elders’ appointed had limited
if any authority among their clansmen. As a prominent peace activist consulted
for this study claimed, seats are now often only ‘nominally’ held by a particular
clan, with candidates from each pool of sub-clans hand-picked by FGS and
FMS leaders to represent their political interests. In addition, the legitimacy of
clan elders has been eroded by their role in the process.
ɋ The role of the clan in Somali politics and representation is not fixed
and has changed over time. As such, there is no innate relationship
between clan and politics. While this creates opportunities for leaders to
instrumentalize clan identity, it can also offer a platform for Somalis to re-
imagine the role clan plays in politics.
ɋ Through ensuring a basic level of representation for many groups, the 4.5
formula is associated with a return to stability following Somalia’s civil
war in the 1990s. The introduction of the system arguably proved critical
in establishing the basic foundations upon which government institutions
could be rebuilt. Since then, violent conflict between clan groups has
consistently been lower than the levels reached during the civil war years.
ɋ Over time, the 4.5 continued use of the formula has become associated
with a top-down, elite-dominated politics. The resort to clan-based
power-sharing has narrowed the political landscape, allowing a small
group of leaders and traditional elders to dominate the political field. This is
Somali Dialogue Platform The role of 4.5 in democratization and governance in Somalia 10
ɋ The 4.5 formula has also become associated with the marginalization
and exclusion of certain groups. This is clear, for example, in trends around
which groups have held the highest office in the land. Moreover, the system
of negotiation around seat allocations is increasingly prone to manipulation
by powerful groups at the expense of less powerful groups. It is important to
note, however, that dynamics of exclusion were apparent well before clan-
based power-sharing became central to Somali politics.
ɋ At the same time, it has been claimed the 4.5 system has protected
certain groups from domination by others. Some groups that have been
historically marginalized in Somali society—even more so during the civil
war—have pointed to the formula as ensuring they receive a certain degree
of representation. This creates a seemingly contradictory state of affairs,
with different marginalized groups regarding the same system as either
protecting or excluding them.
ɋ The continued use of the 4.5 system poses major challenges to one-
person-one-vote elections (OPOV) being rolled out in Somalia. Allocating
seats to specific clans contradicts the basic principles of OPOV. While it
may be possible to combine elements of clan-based power-sharing with
universal suffrage, this would rely on complex hybrid systems that may be
difficult or expensive to implement. Even then, they may still be perceived
as limiting the scope of democratization.
1. Transcend 4.5: Under this option, political leaders would commit to the
full abandonment of the 4.5 system at the next federal transition process,
and start preparations for the formal introduction of a multi-party system.
Political actors would need to return to the draft electoral bill, reach
consensus on matters still in dispute, and remove the elements of clan
power-sharing contained within it. If practical constraints make universal
suffrage impossible, it may still be possible to design a new indirect
election model that does not rely on the 4.5 system, with representation
based on geographical units. Further consideration would need to be
given to the implications of such a decision at the FMS assembly level, and
how FMS elections would be affected. Political appointments for cabinet
and elsewhere would need to be made as soon as possible without any
consideration of clan identity, while all civil service appointments would
have to be entirely meritocratic.
3. Transition from 4.5: Under this option, political leaders would commit to
the full abandonment of the 4.5 system in the long term, but take a phased
approach, incorporating elements of the hybrid option above for a limited
period. This could include interim improvements to the 4.5 system aimed
at managing some of its negative implications, while at the same time
planning for wider reform. Such improvements may include discussing
the marginalization of certain groups at various levels, with the formula
and more granular deals adjusted accordingly. Another approach could
be to return to the concept of the ‘6th clan’, whereby women are treated
independently from clan groups, or to explore new ways of re-applying the
30 per cent women’s quota within each unit of 4.5. Greater rotation and
inclusivity in top national leadership positions could also go some way to
increasing political inclusion. Restricting 4.5 clan power-sharing to the HoP
could also make way for more meritocratic recruitment in the civil service.
Credits
This policy paper is a joint product of the Somali Dialogue Somali Public Agenda is a non-profit public policy and
Platform and Somali Public Agenda. administration research organisation based in Mogadishu.
Its aim is to advance understanding and improvement of
The Somali Dialogue Platform is a programme which supports public administration and public services in Somalia through
Somalis to achieve consensus on contentious political evidence-based research and analysis. Somali Public Agenda
issues and is implemented by the Rift Valley Institute. The is a partner on the Somali Dialogue Platform.
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