Final Chasa Report 19may2020
Final Chasa Report 19may2020
APRIL 2020
Parties to the United Nations Framework Convention on Climate Change (UNFCCC), in their differentiated
national circumstances, have obligations to fulfil commitments under the Convention, and its related
instruments, to contribute to the global efforts to reduce the emissions of human-induced greenhouse gases
(GHGs) in the atmosphere that lead to global warming and hence climate change. The establishment of the
Climate Investment Funds (CIF) for scaled-up climate finance reflects the international effort to enhance the
provision of the means of delivery (i.e., finance, technology, and capacity building) of actions to address the
causes of climate change and its impacts.
Climate change talks in the early 1990s, at the onset of work under the Convention, did not consider health-
related impacts of climate change, for the obvious reason that work under the health sector was not visualized
and understood as a key source of GHGs threatening our common atmosphere.
Both the pre- and post-Paris climate change negotiations embraced climate change and health. Since climate
change-related actions emanate from decisions of the Conference of the Parties to the UNFCCC (COP),
anchored in the Climate Change Convention, the entry of health-related work into climate change actions
decades after the onset of the Convention is, perhaps, understandable. Climate change actions in the run-up
to the 2015 climate change talks in Paris were a milestone for the entry of the health sector into climate change
discourse. Countries pronounced their nationally determined contributions (NDCs) towards holding the
global average temperature increase to well below 20C above pre-industrial levels and pursuing efforts to
limit temperature increases to 1.50C above pre-industrial levels, through sector-specific actions.
The 2019 World Health Organization review of Health in NDCs shows that, as of December 2019, 70% of
NDCs (129 out of 184) included the health sector. Evidently, the NDC process has been a key trigger and
vehicle for entry of the health sector into climate change action, particularly in the Least Developed Countries
(LDCs), including Uganda. Uganda, in its NDC commitment is focusing on a 22% reduction of national GHG
emissions by the year 2030, compared to business as usual, through mitigation and adaptation actions, as well
as policies in eight key sectors including health. The specific adaptation actions in Uganda’s NDC related to
the health sector include “improvement in early warning systems for disease outbreaks”. While the need for
early warning systems and predictive tools that are readily applicable spans beyond health, the response to
climate change impacts calls for participation of not only state but also non-state actors, as has been
demonstrated in this innovative piece of work.
The commissioning of this study, therefore, by the Climate Investment Fund (CIF) Evaluation and Learning
(E&L) Initiative is not only a commendable fulfilment of the CIF’s mandate but also a demonstration of
international solidarity in responding to climate change impacts, be it extreme events or slow-onset events.
In addition, the collaborative designing and execution of the work leading to this innovation by the many
individuals and institutions is highly commendable.
The digital predictive tool developed by the study for forecasting the occurrence of diseases, based on
historical weather and health data, will strengthen the capacity of Uganda’s health system to prepare for and
respond to the impacts of climate change on health. The Climate Change Department will engage the Ministry
of Health to explore possible mechanisms of institutionalizing the predictive tool with the Ministry’s health
information services.
The authors of this study would like to thank Hanna Schweitzer, Xianfu Lu, Loreta Rufo,
Joseph Dickman and Svetlana Negroustoeva of the Climate Investment Funds (CIF)
Administrative Unit for their support throughout the preparation of this study. Although it is
not possible to name all the individuals who contributed to this study, the team greatly
appreciates the continued support and engagement of Uganda’s Ministry of Water and
Environment, Ministry of Health, Uganda National Meteorological Authority, and the Trans
Africa Hydro Meteorological Organization.
A special thanks is due to the following whose time and effort contributed to the successful
accomplishment of the study.
Mr. Alfred Okot Okidi Permanent Secretary, Ministry of Water and Environment
Dr. Atwine Diana Permanent Secretary, Ministry of Health
Mr. Chebet Maikut (RIP) Commissioner, Climate Change Department, Ministry of
Water and Environment
Mr. Bob Natifu Acting Commissioner, Climate Change Department, Ministry
of Water and Environment
Ms. Julian Kyomuhangi Assistant Commissioner, Ministry of Health
Mr. Paul Mbaka Head, Division of Health Information, Ministry of Health
Ms. Carol Kamasaka Division of Health Information, Ministry of Health
Mr. Festus Luboyera Executive Director, Uganda National Meteorological
Authority
Mr. Paul Isabirye Director, Uganda National Meteorological Authority
Mr. Milton Waiswa Manager, Uganda National Meteorological Authority
Dr. Frank Annor (PhD) Chief Executive Officer, Trans-Africa Meteorological
Observatory
Disclaimer
This publication was commissioned by the Climate Investment Funds (CIF), however, the
views expressed do not necessarily represent those of the CIF or the World Bank.
While reasonable efforts have been made to ensure that the contents of this publication are
factually correct, the CIF and the World Bank do not take responsibility for the accuracy or
completeness of its contents and shall not be liable for loss or damage that may be occasioned
directly or indirectly through the use of, or reliance on, the contents of this publication.
Table of Contents
To enhance the ability of the national health systems to prepare for and cope with rising needs for treating
climate-sensitive diseases, Uganda has put in place a range of measures, including a health sector
development plan that reflects the need for “early warning systems and dissemination of weather
forecasts to help health managers to improve preparedness and response” (GoU, 2015). Despite the
successful introduction of policy measures, to-date, the country has not introduced a system capable of
predicting the anticipated occurrence of climate sensitive diseases based on changes in weather
conditions (such as temperature and rainfall). This would help prepare the health system to respond to
increased occurrences of climate-sensitive diseases. This study addresses this gap by developing a digital
solution that predicts the occurrence of climate-sensitive diseases based on historical and current weather
and health data.
This Climate Change and Health in Sub-Saharan Africa: The Case of Uganda (CHASA) project aimed
to fill this gap by: (i) identifying, ranking and documenting key climate-sensitive diseases, including
analysis of the correlations between climate factors and disease risks; (ii) developing a forecast model
on climate change and disease risks that runs as a web and smartphone application for use by health
facilities, health managers and planners; (iii) documenting and sharing learning on the linkages between
climate and weather changes and health risks; and (iv) developing key recommendations for improving
the national health system to improve the detection and response to climate-sensitive diseases.
The study’s project area in the “cattle corridor” was selected based on three major criteria: (i) prevalence
of climate change and variability; (ii) representation of different ecosystems; and (iii) availability of
functioning weather stations in close proximity to health facilities (considered for the predictive
modeling). The cattle corridor is characterized by erratic rains, frequent prolonged droughts and
flooding. A total of nine study districts were selected, these are: Butambala, Gulu, Kampala, Kitgum,
Nakaseke, Nakasongola Sembabule Soroti and Wakiso
To achieve the above-mentioned objectives, the study undertook a literature review, stakeholder
consultations to gather evidence on how climate change affects human health in Uganda and predictive
modeling to project the potential changes in the prevalence of climate-sensitive diseases due to changes
in climatic drivers. The study used a “supervised learning” approach of machine learning that involved
the use of historical weather and health data (2014 – 2019) for the training and testing of the model. The
predictive modeling was developed in the R statistical computing environment using a negative-binomial
linear regression algorithm. A prediction model of disease risks based on weather parameters was
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developed that runs as a web and mobile application for use by health facilities, managers and planners
at the Ministry of Health.
The study found that the diseases most sensitive to climate in Uganda include Asthma, cholera,
dysentery, fever, guinea worm, malaria, skin diseases, typhoid and yellow fever. The literature review
and stakeholders’ discussions conducted by the project show that climate change affects the
environmental and social determinants of health and that the stakeholders have observed and experienced
changes in the occurrence of the identified climate-sensitive diseases because of changing climate. The
project recommends the integration of the digital predictive model as a strategy to improve the country’s
preparedness and response capabilities and enable the health system to respond to increased occurrence
of climate-sensitive diseases due to changing climate. The project recommends for the use of the
predictive tool at all levels of the health system ranging from health facilities up to the national health
planners and emergency response coordination offices such as the Office of the Prime Minister.
In order to improve the detection and response to climate-sensitive diseases, the study found the
importance of linking weather and climate institutions and officials to those in the health sector, and to
operationalize what is in the strategic documents. Harnessing the digital solutions is another
recommendation that would bring great results.
The Ministry of Health’s Department of Environmental Health and the Division of Health Information
have been engaged throughout the development process of the predictive tool and have expressed their
desire to institutionalize the tool within the health system. The Ministry of Health recognizes the
predictive tool’s potential to enhance the current early warning capacity, risk reduction and management
of national health risks of climate-related morbidity, mortality and economic loss. A key
recommendation of the study is to expand the scope of the predictive tool from the nine districts
considered for the study to cover all districts in the country. Such efforts may be hampered by the lack
of weather stations covering all parts of the country and gaps in the availability of health data; however,
an incremental approach can be taken by including health facilities that can be paired with a functioning
weather station.
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1. Introduction
The Climate Investment Funds (CIF) were founded with the mandate to serve as a learning laboratory
for scaled-up climate finance. The CIF Evaluation and Learning (E&L) Initiative is helping to fulfill this
mandate through a range of strategic and demand-driven evaluations covering some of the most
important and pressing challenges facing climate finance funders and practitioners. Drawing on
experience from across the CIF portfolio of investments in clean energy, forests and resilience in 72
developing countries, the E&L Initiative uses evaluation to enable learning that is relevant, timely and
used to inform decisions and strategies, for both the CIF and the wider climate finance sector. This report
was commissioned by CIF’s E&L Initiative and presents the results of a study focusing on the link
between changing climate and the incidence of climate-sensitive disease in Uganda, and a digital
predictive tool driven by weather and health data.
1.1 Context
There is a global consensus that climate change is becoming a tenacious threat to various aspects of
global stability of the 21st century (Russell, 2009; Freeman, 2010; Dafermos, 2018; Sellers, 2019). Its
impacts are felt worldwide in the form of extreme weather conditions and rising sea levels posing
unprecedented threats to the security and wellbeing of the population and future generations (Dafermos,
2018; Sellers, 2019). The fifth assessment report of the Intergovernmental Panel on Climate Change
(IPCC) asserts that due to its high exposure to climatic hazards and low adaptive capacity, Africa
continues to be one of the most vulnerable continents to climate variability and change (IPCC, 2014;
Niang et al., 2014; Filho et al., 2015). The IPCC assessment notes with high confidence that climate
change will intensify existing water stress in Africa and will continue to be a key impediment to the
continent’s economic development. Weak adaptive capacity throughout the region is aggravated by the
interaction of multiple challenges occurring at various levels such as poverty, rapid population growth,
complex governance and institutional aspects, and ecosystem degradation that in turn contribute to the
continent’s vulnerability to climate change (Serdeczny et al., 2015).
The impacts of climate change are manifested in multiple ways. The major climate change-related risks
in Africa include stress on water resources, reduced crop productivity, flooding, and changes in the
incidence and geographic range of vector- and water-borne diseases (IPCC, 2014). The health risks range
from direct threats of extreme temperatures and severe storms and floods, to less apparent impacts
affecting the survival and distribution of mosquitoes and rodents that carry West Nile virus or lyme
disease (Sellers, 2019).
In Uganda, climate change poses great risks to the well-being of the population. Changes in climate are
threatening Uganda’s ecosystems and the livelihoods of those that depend on them; and are increasing
the frequency and intensity of severe weather events such as droughts and floods (Uganda NDC, 2018).
Uganda’s Nationally Determined Contribution (NDC) Partnership Plan established that climate
variability and climatic changes are evident in the country in the form of escalating droughts and floods;
and altered seasonal variations, especially changes in the onset and cessation of rains (Uganda NDC,
2018). Past studies that investigated the impacts of climate change on agriculture, health, and water in
Uganda found that the country experienced seven droughts between 1991 and 2000 (Magrath, 2008). In
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2010/11, Uganda was affected by a severe drought that resulted in a loss of US $1.2 billion, equivalent
to 7.5% of its Gross Domestic Product (GDP) (OPM, 2012). In 2016, drought had a devastating effect
in crop production resulting in food shortages for over 1.3 million households in Northern Uganda
(Ojambo, 2016). These recorded droughts are part of a documented regional pattern of ongoing dry
weather in the East African region that will only get worse over time according to the available climate
change model (Choi, 2018). Since 1960, mean annual temperatures in Uganda increased by 1.3ºC,
rainfall became more unpredictable, and extreme events such as droughts and floods increased in
frequency and intensity (Uganda NDC, 2018).
Studies show that, in Uganda, climate change is aggravating the occurrences of water-borne diseases
such as dysentery, cholera, hepatitis E; vector-borne diseases especially malaria; respiratory diseases;
and malnutrition-related illnesses (GoU, 2014; WHO, 2015). To enhance the health system’s ability to
prepare for, and cope with rising needs for treating climate-sensitive diseases Uganda has approved a
national health adaptation plan. Uganda’s fourth Health Sector Development Plan indicates the
importance of developing “early warning systems and dissemination of weather forecasts to help health
managers to improve preparedness and response” (MoH, 2015). However, to-date, there are no digital
tools that predict the occurrences of climate-sensitive diseases because of changes in weather conditions
such as temperature and rainfall. The ability to predict future occurrences of diseases affected by climate
will help the health system be prepared in advance and minimize morbidity and mortality. The Climate
Change and Health in Sub-Saharan Africa (CHASA) project, with a focus on Uganda, aimed to fill this
gap by first assessing the link between changing climatic conditions and the changing patterns of climate-
sensitive disease incidences; and second by developing a digital solution for predicting the occurrence
of climate-sensitive diseases based on weather conditions.
i. Identify, rank and document key climate-sensitive diseases, including analysis of the
correlations between climate factors and disease risks;
ii. Develop a forecast model on climate change and disease risks that runs as a smartphone
application for use by local communities;
iii. Document and share learning on the linkages between climate and weather changes and
health risks; and
iv. Develop key recommendations for improving the national health surveillance systems to
improve detection and response to climate-sensitive diseases.
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1.3 Project Area
The project area included purposefully selected nine districts from the different climatic zones in
Uganda. Most of the study districts were selected from the “cattle corridor”, a semi-arid ecosystem that
covers 40% of Uganda’s land and is characterized by erratic rains, frequent and prolonged droughts, and
flooding. The area is one of the most ecologically fragile parts in Uganda (Lufafa, 2006), vulnerable to
climate change (GoU, 2007) and experiences higher proportions of droughts than other parts of the
country.
The nine CHASA study districts were Nakasongola, Nakaseke, Soroti, Gulu, Kitgum, Sembabule,
Butambala, Kampala and Wakiso (Figure 1). The selection of the districts was made during stakeholder
consultation and engagement meetings with the following selection criteria:
Districts experiencing climate change and variability: The selected districts lie in the cattle
corridor which constitutes one of the most fragile areas in the country and where climate
change impacts are evident.
Districts representing different ecosystems: The selected districts lie in different ecosystems,
specifically in arid, semi-arid, lowland and highlands.
Availability of climate and health data: A total of nine health facilities spread over the nine
districts were selected based on the availability of a functioning weather station within a radius
of 40 kilometers.
The selected districts represent a range of hydro-climatic, climatologic, and agro-ecological conditions.
This helps to ensure that the study investigated diverse settings to make the findings of the research more
representative of the national situation.
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Figure 1: CHASA Study Districts
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2. Project Design and Methodology
The design of the study involved a literature review and stakeholder engagement to gather evidence on
how climate change affects human health in Uganda, as well as predictive modeling to project the
potential changes in the prevalence of climate sensitive diseases due to changes in climatic drivers. The
approaches for the literature review, stakeholder engagement and predictive modeling were as follows.
A growing body of research shows that climate change adversely affects human health (Sellers, 2019).
It profoundly affects the key determinants of health, such as clean air and water, sufficient food and
adequate shelter. The World Health Organization (WHO) estimates that about 150,000 deaths/year in
low-income countries are due to the adverse effects of climate change (WHO, 2010). Climate change
also brings new challenges relating to the control of infectious diseases since many of the major killer
diseases are highly sensitive to climatic conditions, especially temperature and patterns of rainfall.
Climate change, together with other natural and human-made health stressors, threatens human health
and wellbeing in multiple ways. According to the IPCC Fifth Assessment Report, climate change has
altered the distribution of some disease vectors. For example, the WHO’s Climate Change and Human
Health publication (McMichael et al., 2003; WHO, 2015) notes that temperature and precipitation are
the most important factors for the survival and reproduction of vectors1, pathogens2 and hosts3 (Wu et
al., 2016). The changes in temperature and precipitation will thus impact the occurrence of infectious
and other vector-borne diseases such as malaria.
A useful approach to understand how climate change affects human health is to consider the specific
exposure pathways and how they can lead to diseases affecting humans. Exposure pathways are context-
specific, depending on the timing, location and affected population. The severity of the health risks will
depend on the ability of health systems to prepare for and address the changing threats, including factors
that determine the vulnerability of individuals and communities. Figure 2 illustrates the conceptual
framework of the exposure pathways through which climate change affects human health.
1 Vector:
A carrier that transfers an infective agent from one host (which can include itself) to another.
2 Pathogen: Organism capable of causing disease
.
3 Host: Person or other organism that harbors an infectious agent under natural conditions
.
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Figure 2: Conceptual Framework for CHASA project (Adopted from Balbus et al., 2016)
Changes in climatic variables (climate change drivers in Figure 2) such as variations in temperature,
precipitation, atmospheric pressure, wind speed and direction affect the survival and reproduction of
various vectors, pathogens and hosts. For example, statistical modeling on the relationship between
temperature and malaria shows that a global temperature increase of 2 to 3ºC would increase the number
of people who would be at risk of malaria by 3 – 5% (Martens et al., 2002). More recent estimates show
that there will be an increase in mortality due to climate change as a result of various exposures by 2030
(Phalkey et al., 2016). The climate change drivers affect disease exposure pathways, such as the
diminishing quality of food, water and air and exacerbate climate-induced migration of people and
animals. However, the exposure pathways are not solely affected by climate change drivers. Exposure
pathways are also influenced by environmental, institutional, social and behavioral contexts that
negatively or positively affect human health. For example, from an environmental and institutional
context, during heavy rains, storm water has been known to breech existing toilet facilities. These
breeches lead to an increase in the fecal content of water around the shores of water bodies and are
associated with various water-borne diseases which become a public health hazard.
Climate change has adverse effects on human health, economic development and growth in Sub-Saharan
Africa (SSA), and studies show that the SSA region is particularly vulnerable due to its exposure to
multiple stressors including high variability of climate, low adaptive capacity and high rates of poverty
(Niang et al., 2014; Costello et al., 2009).
As in many other SSA countries, in Uganda, climate change is resulting in increased droughts, increased
frequency and severity of extreme weather events, unpredictability in the onset and cessation of rainfall,
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and shifts in seasons. As a Party to the United Nations Framework Convention on Climate Change
(UNFCCC), Uganda, working with the WHO, has helped the Least Developed Countries (LDC) Expert
Group (LEG) integrate health into National Adaptation Plans (NAPs) (UNFCCC, 2020). At the national
level, a study conducted to investigate the impacts of climate variability on health in South-Western
Uganda showed that the area faces increased risks in the occurrence of malaria and gastrointestinal
illnesses due to climate variability and change (Lebbe et al., 2016).
Uganda’s Second National Communication to the UNFCCC notes that climate change and variability
have a profound effect in diminishing the health status of the population and that the major climate-
sensitive diseases include cholera, hepatitis-E, dysentery, malaria, schistosomiasis and diarrheal diseases
(GoU, 2014). In addition, Uganda government documents note the importance of developing an early
warning system and sharing weather forecasts with health managers to improve preparedness and
responses to increased illnesses due to climate change and variability (GoU, 2014; GoU, 2015).
However, to-date, the country has not introduced a system capable of predicting the anticipated
occurrence of climate-sensitive diseases and to help prepare the health system to respond to increased
occurrences of the diseases. This study addresses this gap by developing a digital solution that predicts
the occurrence of climate-sensitive diseases based on historical and current weather and health data.
The project engaged national and district level government entities, community-based organizations
(CBO), non-governmental organizations (NGO) and donor agencies interested in climate change and
health. The stakeholder engagement and consultations aimed to understand the perceptions of the
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different actors regarding the link between climate change and health. This also allowed for their
enhanced participation in the implementation of the project. The summary of stakeholder perceptions on
the climate change and health nexus are presented in Table 1 below.
Pathways to Climate-induced The stakeholders identified pathways that expose individuals and
Health Hazards communities to climate-induced health hazards. These include
droughts that affect the availability of safe and adequate water
supply for domestic consumption, as well as floods that
contaminate water sources with disease-causing pollutants which
result in water-related diseases such as typhoid and cholera. In
addition, heavy rainfall that results in the proliferation of
stagnant water increases the breeding of vectors, such as
mosquitoes, which increases the prevalence of vector-borne
diseases, such as malaria.
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and vectors due to favorable conditions for their reproduction
and concomitant increases in water and vector-borne diseases.
Existing Policies, Instruments Uganda’s National Adaptation Programs of Action (NAPA)
and Strategies Addressing submitted in 2007, the Second National Communication (2014),
Climate Change Impacts on and the Third National Communication (2020 under production),
Human Health as well as the NDC, all include health as one of the key sectors
affected by climate change. Uganda has an approved National
Health Adaptation Strategy, the National Biodiversity Strategy
and Action Plan (2015-2025), National Climate Change Policy,
National Action Plans (NAPs), and the National Strategy for
Climate Change Mitigation that considers the implications of
mitigation actions on human health. Lack of resources is
hampering effective concerted research on climate change and
health, but climate change budget tagging which is taking place
across sectors will impose mandatory budgetary allocation of
resources for climate change action in every sector including
health.
Priorities to Enhance Climate The stakeholders recommended increasing efforts to support
Resilience of the Health System climate change adaptation actions to better understand climate
health risks, early warning, and reduction of infectious and
vector-borne diseases, and increase resilience of health facilities
and systems.
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The brms package implements Bayesian multilevel models in R using the probabilistic programming language Stan.
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output of Bayesian modeling makes for easier communication to diverse audiences (Heudtlass, 2018).
In view of sparse health and weather data available for modeling, use of a Bayesian approach has
advantages over more commonly used frequentist approaches. In addition, the Bayesian approach offers
a formal and transparent way of combining new data with existing data and expert knowledge to improve
decision-making (Heudtlass, 2018).
Historical weather data for rainfall, temperature (maximum, minimum and mean), humidity, solar
radiation, wind gust and atmospheric pressure were retrieved from the Uganda National Meteorological
Authority (UNMA) and Trans-Africa Hydro-Meteorological Observatory (TAHMO) databases for the
period 2014 to 2019. The data for the weather parameters were obtained as monthly averages. Likewise,
historical health data for asthma, cholera, dysentery, malaria, skin disease and typhoid were obtained
from the national DHIS2 database of the participating hospitals and health facilities. A total of 1,168
records each containing monthly disease diagnosis records paired with historical weather data were
obtained. Each record was assessed for completeness to ensure data contains all the weather parameters
and health conditions identified for the study. Of the 1,168 records, 436 that were found with no missing
information and were used as an input for the predictive modeling. The records used for the modeling
are available online as a Figshare archive (Munabi et al, 2020).
The modeling focused on developing a predictive model to establish the associations between the
relevant climate parameters climate-related data and the incidence of diseases at study sites. Prior to
modeling three records, one corresponding to the diagnosis of Guinea worm and the other two for yellow
fever were removed. This final dataset containing the 433 complete weather and disease count data
records was split in half to make two sub-data sets, one for training the model and the other for testing.
Prior to modeling correlations were made on the climate data to identify strongly correlated variables.
The modeling was done using the R-3.6.2 Statistical computing environment brms package (Bürkner,
2017) for a hierarchical model, with the formula summarized in following box.
The above formula indicates that disease count is a function of each of the weather parameters at a given
location, the type of disease, the location and is conditioned on the location. The location weather
information corresponds to the monthly weather-related information for each site. This was matched to
the monthly aggregate disease incidence data to generate an observation record represented by the record
identifier (ID) in the dataset from each site. The “disease name” is the list of all disease names. The
training dataset was used to create a regression model using the negative binomial distribution family
for the following parameters: chains = 6, cores = 3, sampling iterations per chain= 10,000, prior = prior
(Cauchy (0,2.5)), thin=1 on a 2017 i7 MacBook-air computer. The output from the modeling process
was subjected to a series of diagnostic tests that included: various visualizations, estimation of
autocorrelation and calculating the “leave-one-out” (LOO) statistic for the model. The coefficients from
the modeling process were then used for an out of sample prediction with new data contained in the
second test dataset. Comparisons of the original and predicted counts were made using the students
paired t-test, Wilcoxon paired ranking and visualization to identify significant differences in counts for
the different modeled disease groups. In the regression reporting for categorical variables like disease,
the default first category in alphabetical order was used as the reference. During the analysis the cut-off
for statistical significance was set at 0.05 for all observations.
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3. Key Results from the Predictive Model
Figure 3 provides a summary of the comparisons of the different disease counts from the various study
locations relative to the difference weather parameters used in the modeling.
A correlation matrix (summarized in Table 2) was generated to identify strongly correlated (>0.7)
measurements. The value of 0.7 was selected because it would indicate that this observation explains
more than 50% of the variation in the variable.
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Table 2: Correlations between Weather Measurements
Pressure
Rain -0.19
In the above table, the following observations had very large correlations (>0.7): humidity with mean
temperature, humidity with maximum temperature and mean temperature with maximum temperature.
Such high correlations are associated with multicollinearity (Paul, 2006) and can lead to overfitting of
the model, both of which are associated with poor predictive performance. To reduce the effects of this
strong correlation, the study team: (a) selected to focus on the model as opposed to the effects of each
variable on the outcome; (b) selected a Bayesian hierarchical regression model that doesn’t overfit or
underfit data (Graham, 2003); (c) standardized the data in the modeling process using the scale function
in base R before modeling; and (d) used the out of sample prediction after modeling as a final strategy
to reduce the effect of over-fitting.
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Table 3: Modeled Population-Level Effects
Estimate Est. Error 95% Credible Interval (CI) Rhat
Intercept 2.594 0.550 1.495 to 3.713 1.000
Pressure 0.003 0.225 -0.404 to 0.487 1.000
Rain 0.053 0.072 -0.088 to 0.194 1.000
Sun 0.001 0.115 -0.226 to 0.224 1.000
Humidity 0.006 0.146 -0.280 to 0.293 1.000
Max_temp -0.246 0.171 -0.578 to 0.091 1.000
Mean_temp 0.135 0.245 -0.354 to 0.613 1.000
Min_temp -0.071 0.069 -0.207 to 0.064 1.000
Wind_gust 0.106 0.064 -0.016 to 0.232 1.000
Mean_wind_spd 0.065 0.107 -0.142 to 0.277 1.000
Month -0.002 0.017 -0.037 to 0.032 1.000
Asthma Reference disease
Cholera -1.359 0.695 -2.667 to 0.068 1.000
Dysentery -0.709 0.185 -1.070 to -0.347 1.000
Malaria 3.276 0.159 2.962 to 3.586 1.000
Skin diseases 2.018 0.161 1.701 to 2.332 1.000
Typhoid 1.185 0.176 0.841 to 1.531 1.000
Location 0.027 0.096 -0.175 to 0.212 1.000
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Figure 4: Model Trace Diagnostics
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Table 4: Comparing the Out of Sample Model Prediction Disease Counts
Comparisons
Actual disease counts Predicted disease counts
Disease Mean SD Min. Max. Median N Mean SD Min. Max. Median N
Asthma 25.5 27.0 1 104 14.0 34 18.9 8.3 7.1 46.2 17.1 34
Cholera 3.7 2.3 1 5 5.0 3 7.7 0.4 7.3 8.0 7.6 3
Dysentery 8.6 6.5 1 28 7.0 49 9.2 3.9 3.5 22.6 8.3 49
Malaria 410.3 311.3 46 1261 287.0 42 463.7 202.6 188.3 947.0 417.6 42
Skin disease 163.5 160.1 35 635 112.0 45 133.1 51.0 54.3 271.4 124.1 45
Typhoid 47.3 30.4 2 140 40.5 44 58.8 24.8 23.6 150.5 54.1 44
Overall, the diseases with more records wound up with smaller differences between the predicted
estimate and the actual counts. This is confirmed by the paired sample Wilcoxon signed rank test output
(Table 5) comparing the original counts against the model’s out of sample estimate.
Table 5 above shows that on both the non-parametric paired Wilcoxon signed ranking test and paired t-
test, there were only significant difference in ranks observed with typhoid. For all the diseases, the effect
size for the computation was plus or minus 0.701. Looking at Figure 4 below, which gives a visual
comparison of the actual and predicted estimated counts, the distributions of all the other diseases were
within the range of the actual counts. This is explained by shrinkage in estimated values obtained from
Bayesian modeling as shown in Figure 4.
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Figure 5: Visual Comparisons Between the Actual and Predicted Disease Counts
In summary, from the modeling, it was found that it was possible to predict the occurrence of climate-
sensitive diseases based on weather and health data. The predicted disease counts were within the
range of the actual disease counts in the historical data. This demonstrates that it is possible to use
historical and current weather and health data for the development of reasonably accurate prediction
models for estimate future occurrences of climate sensitive diseases.
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4. Model Application Software
As part of this study, a forecasting model of disease risks based on weather and health parameters was
developed, that runs as both a web and mobile application for use by health facilities, managers and
planners at the MoH and other stakeholders involved in early warning, such as the Office of the Prime
Minister (OPM). The web application can be accessed by users through any web browser, and the mobile
app can be accessed on Android or iOS devices. The web and mobile apps automatically capture weather
data from the Uganda National Meteorological Authority (UNMA) database as input data for the
predictive model. The application provides, as an output, the estimated number of occurrences of the
climate sensitive diseases included in the predictive model (i.e. Asthma, cholera, dysentery, fever, guinea
worm, malaria, skin diseases, typhoid and yellow fever. In order to iteratively improve the match
between predicted and actual disease counts, the model is designed to be retrained with the latest
historical data at six month intervals by automatically extracting disease data from the national District
Health Information System (DHIS 2) instance and weather data from the UNMA database through API
integration (Figure 5).
The interaction between the end user interfaces (web or mobile app), server applications and databases
are made through Hypertext Transfer Protocol Secure (HTTPS) (Figure 6).
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Figure 7: High Level Architecture of the Web and Mobile Application
The web application is where all the business logic such as validation, analysis and prediction are
implemented. A user sends a request to the web application via a web browser or mobile app and the
web application processes the request and provides the predicted disease counts for the selected location.
The web application provides the following functionalities:
1. Register a health facility: Health facility staff, district and national-level health workers,
managers or planners register a health facility for which they require the predicted occurrence of
climate sensitive diseases. This is done only once per user.
2. Register a weather station: The closest weather station to the selected health facility are
displayed, and the user confirms the selection. Health facilities and weather stations are paired
through these steps.
3. Extract weather data: The web application extracts daily weather data from automatic weather
stations through Application Programming Interface (API) integration. User action is not needed
to trigger this function.
4. Predict disease counts based on weather data: The web application automatically runs the model
and generates predicted monthly disease counts based on monthly average weather data obtained
from UNMA. The monthly average weather data are obtained from the daily records of UNMA’s
weather stations and the calculated average from each station is used as an input to the model.
5. Re-train the model: To enhance the accuracy of predicted disease counts, the web application
automatically extracts recent health data from the national DHIS2 database every six months and
retrains the model.
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5. Discussion
As previously mentioned, the overarching goal of this study was to develop recommendations for
enhancing Uganda’s health system to support the health and wellbeing of the population in a changing
climate. To achieve this, the study aimed to achieve the following four objectives: i) identify, rank and
document key climate-sensitive diseases; ii) document and share learning on the linkages between
climate and weather changes and health risks; iii) develop recommendations for improving the national
health surveillance systems; and iv) develop a forecast model on climate change and disease risks. The
key findings on these four objectives are summarized below.
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5.3 Improving the National Health Surveillance Systems
The modeling tested in this study demonstrates that it is possible to predict the occurrence of climate-
sensitive diseases based on weather and health data in settings where there is limited historical weather
and health data. The predicted disease counts were within the range of the actual disease counts in the
historical data. This demonstrates that it is possible to use the available health and weather data for the
development of reasonably accurate disease prediction models. This modeling effort has the potential to
address the need for automated early warning models to enhance the sub-Saharan Africa health system’s
ability to prepare for, and cope with escalations in treatment needs of climate sensitive diseases (Nhamo,
2019). Previous attempts of such modeling in Africa exist in literature for single diseases such as for
cholera in Tanzania (Leo, 2019) and vector-borne diseases (Carvalho, 2017; Gh, 2019; Guarner, 2019).
It is important to note that most of the previous modeling efforts have concentrated on agriculture to
ensure access to food (Benjamin, 2017). The current model differs from the above cited examples in that
the modeling focused on multiple diseases at the same time with a focus on prediction for communication
with for key stakeholders. The lack of such tools is a recognized gap in the use of prediction data for
planning and action Sub-Saharan Africa that this model seeks to address (Benjamin, 2017; Gh, 2019;
Nhamo, 2019; Scheerens, 2020). Our model represents an opportunity for potential furthering of the
collaboration between the climate change department represented by the Uganda Ministry of Water and
Energy and Uganda Ministry of Health to address climate change related challenges to the national health
system. This model of collaboration can be replicated in other countries within the region that are
similarly challenged by the adverse effects of climate change.
5.4 Caveats
The current modeling has been implemented in the R statistical computing environment that uses a
mature statistical programming language. The base version of the R statistical computing environment
is known for being inefficient in its use of memory which may become a limitation with larger than
memory datasets as is expected with this kind of data. Future iterations of the model will include
additional code to allow the use of memory saving features/packages that enable the parsing of data
through memory during analysis (Nguyen, 2019). As has been reported by several other studies, when
modeling climate change and health outcomes (Benjamin, 2017; Carvalho, 2017; Déqué, 2017; Gh,
2019; Leo, 2019; Ramin, 2009; Scheerens, 2020), access to quality weather and health data was a major
limitation. This was overcome in this study in part using the hierarchical Bayesian modeling method that
has proved to be especially effective in such small sample size scenarios (Duran, 2009; Fu, 2015;
Heudtlass, 2018). Even though the weather data is available in real time, the monthly health aggregates
limited the sensitivity of the model to monthly periods. With the wide adoption of electronic health
records, future attempts at such modeling will hopefully improve with more data points (Liang, 2018;
Uganda National eHealth policy, 2016). The other limitation was the absence of socio-economic data in
the model. Socio-economic data has been identified as an important modifier of disease outcomes in
Sub-Saharan Africa and its impacts can affect modeling (Benjamin, 2017). Future efforts to further
localize the modeling must innovatively include available socio-economic data (Bedford, 2019). Overall,
despite the limitations, the use of machine learning with the recommended out of sample prediction of
the model was acceptable (Bedford, 2019; Benjamin, 2017). The final limitation to this and future
attempts to automate the modeling process is the non-uniform data formats in the DHIS2 repository. The
22
ongoing efforts by the MoH to develop data standards and an interoperability layer to support health
information exchange will support the automation of the modeling process, meanwhile, some level of
human intervention to clean DHIS 2 data might be required. This may require data cleaning prior to
future updating of the model implying that there will be some level of human intervention to run the
model. This will be solved when the country fully adopts the implementation of electronic health records,
enforces data standards and operationalizes the use of an interoperability layer to facilitate health
information exchange.
23
6. Conclusion
The overarching objective of the project was to develop recommendations for strengthening Uganda’s
health system so that it can support the health and wellbeing of the population in a changing climate. To
achieve this objective, the project developed a digital predictive model for estimating the occurrence of
climate-sensitive diseases based on historical weather and health data. The model uses monthly average
weather data obtained from UNMA for predicting the occurrence of monthly climate-sensitive diseases.
The digital predictive tool developed by the project has the potential to enhance the current early warning
capacity, risk reduction and management of national and global health risks of climate-related morbidity,
mortality and economic loss. While Uganda has a national health adaptation strategy that recognizes the
link between climate change and health and the imperative to develop a mechanism that would inform
the health system to prepare for anticipated increased burden of climate-sensitive diseases, to date, no
such tool has been developed. Therefore, the predictive tool developed by this study is an initial step
towards filling this gap.
The machine learning-based predictive model developed by the Climate Change Adaptation Innovation
(CHAI) through CIF Evaluation and Learning (E&L) funding will be available for use by the Uganda
Ministry of Health (MoH) to predict trends of disease occurrence as a result of changes in climatic
variables. The current modeling in this report is limited to the selected nine districts. Extrapolation of
the study findings to the other districts and diseases will require updating the model with additional data
from these sites to provide a more nationally representative picture. Such efforts may be hampered by
the lack of weather stations covering all parts of the country and gaps in the availability of health data.
However, an incremental approach can be taken by including health facilities that can be paired with a
functioning weather station.
To explore mechanisms of institutionalizing the predictive tool, discussions between CHAI and the
different stakeholders (MWE and MoH) began in 2018 when the Ministry of Water and Environment
(MWE) wrote to the Ministry of Health (MoH) introducing the CHASA project. Since then, the MoH
was involved in the identification of study districts, health facilities and provided health data for the
model. The web and mobile applications were demonstrated to pertinent MoH personnel and they
expressed satisfaction on the outcomes of the model. As a way forward, the CHAI team will continue
working with the Ministries of Health (MoH) and Water and Environment (MWE) to enhance the system
and institutionalize it with the MoH, in order to enhance the preparedness of the Ugandan health system
to respond to expected increased occurrences of climate-sensitive diseases.
The project recommends the integration of the digital predictive tool as a strategy to improve the
country’s preparedness and response capabilities and enable the health system to respond to increased
occurrence of climate-sensitive diseases due to changing climate. The project recommends for the use
of the predictive tool at all levels of the health system ranging from health facilities up to the national
health planners and emergency response coordination offices such as the Office of the Prime Minister.
As the facility level, the predictive tool can provide an insight about the anticipated occurrence of
climate-sensitive diseases within the areas served by the health facility. At the district-level, the district
health officers can use the tool to estimate anticipate burden of climate-sensitive disease and use the
information to inform their plans. Likewise, at the national level, the predictive tool can inform lanners
and policy makers the anticipated burden of pertinent diseases and inform their preparedness and
response plans.
24
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