NUPF - Final - Oct 2020
NUPF - Final - Oct 2020
POLICY FRAMEWORK
STRATEGIC INTENT
NATIONAL URBAN
POLICY FRAMEWORK
STRATEGIC INTENT
CONTENTS
Abbreviations ������������������������������������������������� 5
Inroduction����������������������������������������������������� 7
Urban Planning���������������������������������������������� 12
Urban Economy��������������������������������������������� 13
Physical Infrastructure����������������������������������� 14
Social Infrastructure�������������������������������������� 15
Urban Finance����������������������������������������������� 19
Urban Governance����������������������������������������� 21
Environmental Sustainability�������������������������� 25
Annexure 1:
NUPF Outcomes Matrix
(illustrative for States to assess Cities) .................. 27
Annexure 2:
NUPF Outcomes Matrix
(illustrative for GoI to assess States) .........................27
Annexure 3:
NUPF Outcomes Matrix
(illustrative for GoI to assess overall NUPF) .............28
Annexure 4:
NUPF Integrated Outcomes Matrix ..........................28
ABBREVIATIONS
A set of ten sutras (philosophies) and their To ensure sustainable and equitable growth of the
corresponding functional areas have been country, there is a need to shift from business as
developed into a list of priorities, actions and usual to a long-term, integrated approach towards
outcomes later in this document. This strategic economic growth and sustainable urbanization.
intent is in the form of a guidance for States to Already the third largest economy in the world
follow while formulating their urban policies. in purchasing parity terms, India was expected
to grow at over 7 percent per annum, with
Challenge and Opportunity aspirations for a possible 8 percent per annum in
During 2000s, India witnessed a ‘demographic the future years before the pandemic struck. . The
dividend’ indicating a rise in the percentage share GoI is promoting cooperative and competitive
of working age population. A high percentage share federalism, marked by a significant devolution of
of youth and working population in urban India revenues and responsibilities to the states while
could be an asset in the process of nation building fostering friendly competition and collaboration
if proper education, skill training and decent among states to drive better performance and
employment opportunities are made available to country’s overall development. The implementation
all. Also, with the improvement in life expectancy, of the Goods and Service Taxes (GST) is an example
the share of elderly population is rising which of both India’s federal model at work and the
demands better health support system. Notably, country’s commitment to reforms.
the pandemic has highlighted the importance of
health infrastructure in ensuring better resilience Rationale
against such natural disasters in future. The MoHUA recognizes that India’s growth story
is unfolding in its cities and post COVID-19 urban
Indian cities suffer from inefficiencies of service India shall have to increasingly contribute towards
delivery and face severe stress on infrastructure. realizing Hon’ble Prime Minister’s three-fold
As per Census 2011, tap water as main source of vision for:
drinking water was available to only 70 percent 1. Atmanirbhar Bharat (Self Reliant India)
of the urban households. Only 33 percent of them 2. Vocal for local
had access to a piped sewer system while 38 3. USD5 trillion economy by 2025
1
MoHUA to share a detailed conceptual framework on ‘outcome-based funding’ for ULBs and States together with
toolkit for preparation of CCUP and SIUP
Summary of Actions
Level Key Actions
Prepare Master Plans (integrating spatial and economic focus)
Revisit Master Plans in every five years (based on consultative review)
Reserve developed land for EWS/ LIG
Prepare LAP and TPS (using smart IT tools)
City level
Extend planning area boundaries to include peri-urban areas
Master Plan to have a 2-year strategic, action-oriented plan linked to budget
Plan preparation to be participatory subsuming diverse stakeholder views
Use variable FAR/ TDR as density management & resource mobilization tools
Prepare State Urban Policy Framework (SUPF) aligned to NUPF
SUPF to guide cities with NCU/ NUPF recommendations/ frameworks
Issue new guidelines based on principles of convergence (remove schemes or departmental silos)
including for preparing LAPs and TPS
State level
Provide framework for public/ stakeholder participation (also ensuring Plan Execution to flow from
ward level consultations)
Timely approval of Master Plan of cities
Empower ULBs to prepare, own, operate and deliver service
rovide indicative structure/ guidelines for master plan
P
Provide framework for differential FAR/ TDR zones/ density management and resource mobilization
tools
Central level Coordinate with GoI agencies (e.g. SEBI for TDR) to enable legal framework
Guidelines on model Form-Based codes
Framework for inclusion of peri-urban areas/ census towns
Incorporate changes to the URDPFI (TCPO), as necessary
Outcomes
Short-term Mid-term Long-term
Revisit Master Plan (prepare Revise Master Plan (GIS based
Self-reliant and empowered
ULB level 2-year Strategic Plan with integrating spatial and economic
ULBs
economic focus) strategy)
Dynamic, iterative, adaptive,
Establish SUPF and guidelines on Implement convergence agenda
State level gender-responsive and evolving
LAPs and TAPs with LAPs and TPS
plans
Guidelines on Master Plan for Framework for resource Transition to long-term flexible
Central level
economic focus mobilization tools Master Plans
Summary of Actions
Level Key Actions
Provide social protection to informal workers (policy and programme)
Promote Business Improvement Districts (BIDs)
City level Establish City Economic Councils/ CECs (in larger cities)
City dashboards capturing city-level investments, GDP, jobs/ growth database
Prepare Local Economic Development Plan (LEDP)
Identify cities with economic growth potential
Strategy on integrating the informal sector
State level
Allocating adequate resources for skilling and local economic development
Facilitating convergence of resources (programme and funding)
Framework for balanced network of settlements (rural-urban continuum)
Central level
Guidelines on identifying cities with economic growth potential (BIDs and CECs)
Outcomes
Short-term Mid-term Long-term
Assess economic worth and City dashboards on growth Inclusive, functional BIDs and
ULB level
prepare LEDP database & LEDP CECs
Skilling-reskilling and resource Leveraging human capital in
State level Facilitate cities in executing LEDP
allocation cities
Necessary frameworks & Support states/ cities in Contributing to achievement of
Central level
guidelines for Atmanirbhar Bharat achievement of LEDP Atmanirbhar Bharat
Infrastructure
percent of a ULB’s expenditure but cities recover
less than 50 per cent of the O&M cost. A high share
The HPEC (2011) has found that water utilities on of expenditure is on collection and transportation,
an average are able to recover only about 30-35 and little attention is paid to processing and
percent of the cost of operations and maintenance scientific disposal of the waste.
(O&M). There are three management models in
place for looking after water services (including Rationale
management of sewerage services): (1) system A list of outcomes and indicators relevant to the
management by department or parastatals of the needs of citizens will be collaboratively developed.
State government, (2) activity management by The final list of outcomes that emerges should thus
Urban Local Bodies, and (3) sector management be locally relevant, meet a broad range of citizen
by exclusive water supply and sewerage boards expectations and have the concurrence of all tiers
set up for the city. However, the gap between the of government.
revenues and costs of water supply often prevents
the municipal bodies from making any substantial The list can, for instance, include: sanitation, piped
investments on improving or even maintaining the water supply, waste management, public transport,
standards resulting in quality deterioration. affordable housing, and the rejuvenation of
natural ecosystems, transparent and improved
Urban areas in India are served by inadequate governance, better air quality, or any other area of
sewerage systems with a high percentage of the concern to urban residents. Since both states and
urban poor dependent on public toilets. There cities will need to play a role in achieving these
have been improvement in sanitation through the outcomes - in most sectors, cities are responsible
SBM which has led to provision of water supply for physical outputs while states are responsible for
and sewerage outlets in toilets. Nonetheless, the legal and policy measures - the clear articulation of
following issues remain to be addressed: Firstly, as outcomes will help align their efforts.
large parts of cities are not covered by sewerage
disposal systems/decentralized fecal sludge Next, to ensure that improvements are objectively
management, waste commonly finds its way into measured, a set of indicators would need to be
storm
water drains, natural water courses
and defined for each outcome. These indicators should
ultimately into major rivers. This problem gets be measurable and verifiable in a simple and easily
aggravated in the case of rivers near major cities. quantifiable manner; in other words, they should
Secondly, the sewage carried by the underground be SMART - Specific, Measurable, Attainable,
system has to ultimately allow to run off into Relevant and Time-bound.
natural drains following proper treatment. In
most of the cities however, the capacity treatment In a significant departure from the past, these
plants are much lower than the amount of sewage indicators would need to measure both quantity
flows needing treatment. Solid waste management as well as quality. In water supply, for instance,
is another area which needs attention. Neither the instead of just measuring the number of new
households nor ULBs of most Indian cities practice connections added, the indicator would also need
segregation of waste., The collection of the garbage to measure the regularity of water supply and
is irregular, processing is not done in most cases, the quality of water that finally reaches the user.
and Municipal Solid Waste Rules that were put in For urban mobility, instead of just focusing on the
number of buses provided, the indicator would
also need to focus on the quality of bus services
and the volume of passengers using these buses.
Thus, in effect, these indicators would measure
end results rather than intermediate outputs or
reforms such as improved financial management,
planning etc.
Outcomes
Short-term Mid-term Long-term
Prepare CCUP (pipeline of Fructifying projects (development and
ULB level
projects) management)
Prepare SIUP (assess and approved
State level Support outcome-based funding Universal coverage
project pipeline)
Fund outcome-based CCUP and
Central level Monitoring of projects (independent agency)
SIUP & prepare NUP
Social Infrastructure
As outlined in the chapter on economic
development, investment in human capital is also
Post COVID-19, solutions to some of the concerns a key ingredient for economic development of any
and challenges raised above need to be integrated country. Investment in human capital can play a
with Healthy City (HC) concept developed by WHO. significant role in reducing poverty and enabling
‘A Healthy City is one that is continually creating and people to lead a healthy and productive life. Large-
improving those physical and social environments scale disparity exists in the volume and level of
and expanding those community resources which educational attainment especially in primary
enable people to mutually support each other in to higher secondary education among different
performing all the functions of life and in developing sections of urban areas. The access to quality school
to their maximum potential’ (Goldstein and education is not available uniformly to all sections
Kickbusch, 1996). Achieving healthy cities basically of urban society especially migrant population,
means building on each city’s own resources and street children and urban poor. Gender based
on the skills and managerial capacities of its people educational inequality is also a major challenge for
and formal and informal institutions. urban India. The dropout cases are higher among
girls than boys although learning outcomes of girls
As per the Report of the Committee on Slum are better than boys. Numerous agencies work
Statistics/Census (Sen. 20082), slum population towards the provision of education. Nonetheless,
in the country was estimated at 75 million in in recent years, municipal and government schools
2001. The 2011 Census reported a slight decline have been losing out to private schools.
to 65.49 million. Lack of basic services is one of
the most frequently mentioned characteristics Health has emerged as one of the key areas of
in all definitions of slums. Lack of access to concern for all levels of government, especially
improved sanitation facilities and improved water with the outbreak of the pandemic. Health and
sources is the most important feature, sometimes well-being are also the unfinished agendas of
supplemented by absence of waste collection Sustainable Development Goals. These are also
systems, electricity supply, surfaced roads and acknowledged as ensuring notable returns
footpaths, street lighting and rainwater drainage of investment in a country when achieved.
Hence, the issue of urban poverty is linked both to Investment in the health and well-being of citizens
physical as well social infrastructure. not only enriches individual potential but also
contributes to the overall development of the
2
Sen, Pronab. 2008. Committee constituted by the Ministry of Housing and Urban Poverty Alleviation to look into
various aspects of Slum/Census and issues regarding the conduct of Slum Census 2011. New Delhi: Ministry of
Housing and Urban Poverty Alleviation, Government of India
Rationale
First, provide employment in close geographical
proximity to all; second, education that focuses
on learning outcomes and developing life skills,
third, convergence of different health schemes
and agencies under the urban local bodies,
fourth, upgrading municipal and government
school infrastructure with digitally empowered
learning outcomes, with a focus on the poor and
the disadvantaged, and caring for the migrants,
women, children, widows, elderly and differently-
abled. Fifth, promote ‘Indianness’ by maintaining
monuments, heritage buildings and cultural
artifacts, developing public and cultural spaces,
country. Therefore, proper co-ordination between promoting Indian cuisines and soft power (e.g.
different stakeholders, viz, various ministries, rahadari). These will also attract residents to public
central, state and local governments and other spaces, as opposed to malls, and encourage social
parastatals as well as convergence of various interactions. This should take place alongside
government programmes (Missions) is needed ensuring the provision of other amenities and
to address the emerging health challenges. An social services, such as health and education,
enhanced budgetary allocation is needed along which should not only be available but also easily
with strengthening of capacities of ULBs so that accessible to all residents, including the poor.
Summary of Actions
Level Key Actions
Outcomes
Short-term Mid-term Long-term
Outcome based and citizen centric inclusive
ULB level Full DBT implementation
city
Digital empowerment of every Moving out
State level Facilitate convergence of schemes
stakeholder of poverty &
Provide guidelines for convergence (for all Universal access to social services to vulnerabilities
Central level
social sector services) all beneficiaries
Affordability
announced in May, 2020 which seeks to fulfil the
vision of ‘AtmaNirbhar Bharat’. ARHCs will create
In pursuance of Government’s vision of facilitating a new ecosystem in urban areas making housing
housing to all by 2022, the Ministry of Housing available at affordable rent close to places of work
and Urban Poverty Alleviation launched Pradhan and will cut down unnecessary travel, congestion
Mantri Awas Yojana (Urban) - PMAY (U) in 2015. and pollution.
PMAY (U) addresses urban housing shortage
by ensuring a pucca house to all eligible urban Rationale
households by the year 2022. Nearly 95% of housing shortage occurs for
households in the EWS and LIG sections. Keeping
Property rights are much more than a “title”, in view the median household income and EMI
particularly titles for individual households. In required to service housing loans, first, subsidy or
the unique environment of India, appropriate Government support is required for construction
regimes of property rights have to be evaluated of affordable houses, particularly the EWS.
against three criteria: (a) terms of exchange, i.e. Second, land is required in order to provide houses
rights to buy and sell; (b) effective protection from to all. Third, zonal and building regulations have
forced eviction - secure tenure; and (c) effective to be contextualized. When houses are small, the
protection from market-induced displacement. outdoor space becomes significant. In the case
of work-based settlements, the outdoor space
Promotion of rental housing had attracted less becomes even more critical as it is where the
attention until the pandemic crisis struck which house extends to become a work place. Fourth,
witnessed millions of migrant workers returning a clear distinction between houses for self-
to their native places. Official data is somewhat dwelling, and subsequent/speculative houses for
divergent on rental housing - while the Census other specific purposes (rental, investment etc.)
states that about 27.5 per cent of urban households should be made in the urban polices. Fifth, rental
lived in rented houses in 2011, the NSS found housing should be encouraged by giving vouchers
that close to 32.9 per cent of urban households (one type of cash transfer). The MoHUA should
lived on rent in 2018. Apart from the uncertainty prepare model guidelines for voucher linked
surrounding the numbers, the data tells us that rental housing. Sixth, there should be preference
between a quarter and a third of households in for promoting self-built housing. The reason is
Indian cities live in rented housing and the rental that self-built houses are already located on land
housing market is almost exclusively a private where key factors determining home locations -
market of small-scale providers. Moreover, studies affordability, livelihood, work opportunities and
have shown that providing rental housing can mobility - are already met. Income-poor urban
be cheaper for the government than subsidizing residents make housing choices largely on location
ownership. Importantly, rental housing is of work, not the quality of housing unit. Generally,
directly connected with livelihoods, education self-built housing is located on land that is without
and opportunity, even more so than ownership legal security of tenure. Therefore, security of
housing, according to some. Households may tenure should be given to already existing self-
choose to own a home away from the city for built housing. Seventh, accelerating the provision
investment and future use but will only rent where of housing for all, which also includes temporary
they are close to work and education. However, lodging facilities of night shelters or raynbaseras,
public policy has rarely encouraged rental housing women hostels, crèches, old-age homes and
in the private market. rehabilitation centers at public places with
adequate disaster mitigation strategies.
An Affordable Rental Housing Complexes (ARHCs)
Summary of Actions
Level Key Actions
Allocate ‘developed land for EWS’ both in Master Plan and CCUP
Implement strategies to prevent slums as per SIUP
In-situ development with partnerships/ coalitions for urban change
City level
Development of Rental Housing
Implement ‘land title’ registration and ‘beneficiary involvement’
Convergence with other missions on ‘outcome basis’ e.g. NULM
Outcomes
Short-term Mid-term Long-term
Development of Rental Housing and
ULB level Allocate ‘developed land’ for EWS
HFA
Legislative and regulatory frameworks as Preparing State Strategy for Rental Increasing
State level
enabling framework Housing affordable
Policy framework and promoting housing Housing for all
Central level Creation of National Housing Stock
finance
Transportation
slower commute; lack of facilities and street
infrastructure for non-motorized transport (e.g.
& Mobility
walking, cycling) and active travel which either
make it inconvenient or unsafe for pedestrians
A major driver of urban India’s increased traffic and cyclists; and lack of a comprehensive parking
congestion has been lack of policy-based reforms policy, leading to significant road space being
that gives greater primacy to private vehicles, taken away by street-parked private vehicles.
such as expanding roadway capacity at the cost Furthermore, the differently-abled face lot of
of public vehicles, which incentivizes purchase challenges in accessing public transport. Also,
of private vehicles adding to congestion. It is thus women face significant safety challenges on public
necessary to focus on moving people rather than transport. This in turn restricts their access to
vehicles, by encouraging walking, cycling and employment, education and services.
the use of public transport. The Government of
India had acknowledged the importance of this Rationale
principle in its National Urban Transport Policy First, seamless connectivity (e.g. feeder services) is
(NUTP) of 2017. The NUTP and AMRUT as well as required to be connected to the last-mile of public
Smart Cities Mission which aimed to fund urban transport. Second, the MoHUA should prepare
infrastructure (including transport) and essential guidelines for pedestrians to promote the street
services, together represent significant policy to function both as a channel for mobility and
steps towards advancing equitable urban mobility, access, and as a common public space, especially
smart mobility and reducing congestion. where street markets exist. Third, public transport
has to be expanded and made inclusive. It has
At present, there are several issues that exacerbate to be accessible to all parts of society especially
the problem of excess motorization. These the vulnerable groups and the differently-abled
challenges represent opportunities to improve ensuring their last mile connectivity in order to
equitable urban transport in India by providing create equity amongst citizens. Indian cities have
reliable, affordable, inclusive, accessible and to be caring cities by encouraging ‘availability of
integrated public transport as well as safe non- accessible and affordable transportation for older
motorized transport facilities ensuring last mile persons/ women/differently abled people. This
connectivity. There are issues such as different section of people face enormous difficulties in
modes of public transport operate in silos and moving from one place to another, even within
fragments, rather than as part of an integrated the city limits, because of transportation- and
network; lack of focused investment in road-based security-related issues. Fourth, master plans have
(e.g. bus) public transport leading to inadequate, to encourage a more dispersed but functional
low quality bus fleets and services and decreasing and closely knit pattern of urban settlements at
ridership; lack of designated space for road based the regional level, replace traditional concepts
public reduces its appeal to commuters who can of home-work-place relationships with transit-
afford other modes of transport, since they use oriented development, have a clustered pattern
the same space as private vehicles resulting in of both mono- and multi- functional settlements
Summary of Actions
Level Key Actions
Facilitate ‘mobility as shared services’ or MAAS model
CCUP to have comprehensive mobility plan and address street furniture
Implement design standards
Adopt ‘outcome’ based guidelines with ‘user convenience’ at core
Establish UMTA
City level
Implement real-time technology integrated with ICCC (open source data)
Implement green mobility plan with an aim to become carbon neutral
Ensure last mile connectivity of public transport
Encourage cycling and walking by constructing dedicated paths
Outcomes
Short-term Mid-term Long-term
Form UMTA, focus on user Adopt ‘MAAS’, public access to real time
ULB level
convenience/ NMT in CCUP data
Facilitate convergence to green mobility + Transition to
State level Facilitate UMTA, guidelines on MAAS affordable and
integrated LU and TP
accessible green
Guidelines on MAAS and revisions in mobility
Central level Strengthened institutional set-up
URDPFI
Urban Finance
floated municipal bonds, which were not backed
by any state guarantee. Since small and medium
The HPEC (2011) found that some states have local governments were unable to access capital
partially devolved funds, while others have not markets directly on the strength of their own
devolved at all. The expected benefits to local balance sheets, and the cost of transactions was
bodies have not been realized. also a barrier, pooled financing mechanisms
were started. Pooling mechanism enable capital
The borrowing powers of local governments are investments to be pooled under one borrowing
limited and they have to seek the approval of the umbrella in order to reap the benefits of economies
State Government for any borrowing. Municipal of scale. Only Tamil Nadu and Karnataka have
bonds are one type of borrowing with great issued municipal bonds by pooling municipalities.
potential to raise money from the capital market. The total amount of capital raised in the municipal
Municipal bodies, especially in larger cities have debt market is Rs. 1224 crores (MoHUA). In July
taken recourse to raising resources by floating 2015, SEBI notified a new regulatory framework
municipal bonds. The Bangalore Municipal for issuing municipal bonds in India. The excessive
Corporation was the first municipal body to reliance on the private sector and funding through
raise funds by issuing bonds in the early 1990s municipal bonds needs to be revisited as it is
backed by a state government guarantee. Later neither sustainable nor transparent.
in 2002, the Ahmedabad Municipal Corporation
Outcomes
Short-term Mid-term Terminal Outcomes
Adopt ‘outcome based’ budget, Revenue enhancement (OSR =>50
ULB level
rationalize income percent)
Provide framework for ‘outcome Prepare/ revise investment Financial sustainability and
State level
based’ budgeting policies/ law efficient service delivery
Frameworks for revenue
Central level Guidelines on climate finance
enhancement measures
Urban Governance
have only partially complied with devolution, and
this has typically not been accompanied by the
Urban development in India is a state subject. It was devolution of funds and functionaries.
only in 1993 that the 73rd and 74th Amendments
of the Constitution came into effect and were Most of the ULBs are understaffed (technical and
aimed to bring about a fundamental shift in the general), the existing staff has limited skills in
nature of governance. Article 243P (e) recognizes handling projects, and there is frequent transfer
a municipality as an institution of self-government of officers in the absence of dedicated municipal
and Article 243W proposes that the Legislature of a cadre. There is absence of suitable institutional
State may, by law, endow “the Municipalities with framework for supporting continuous capacity
such powers and authority as may be necessary building efforts, which is not based on demand
to enable them to function as institutions of self- but routine ad-hoc trainings. The platforms
government and such law may contain provisions and systems for people’s participation are not
for the devolution of powers and responsibilities functional. This has resulted in inadequate
upon Municipalities.” Following this, the NUPF collection of disaggregated data that can inform
acknowledges that state governments have the policy discourse and commensurate resource
principal constitutional responsibility for urban allocation. Many ULBs have still not been able to
development and has thus, attempted to offer utilize the advantages of capacity building using
considerable assistance to states for preparing digital means to improve the quality and cost
their own urban state policies. effectiveness of public services, and to collect
and manage data in ways that make it possible to
Thus, the state governments have the principal provide information in an integrated manner at
constitutional responsibility for urban the local level for decision-making.
development. Since then municipalities have been
created and elections are, by large, being held. The Rationale
Constitutional Amendment has recommended’ that First, fragmentation and multiplicity of agencies
state governments assign them a set of 18 functions at the city level must be addressed together with
under the Twelfth Schedule. However, as the empowering and extending the tenure of the
Administrative Reforms Commission (2008) noted, Mayor. Mayors to be able to address promotion
this has not led to real decentralization of power of economic activities and poverty alleviation
to the municipalities. The Amendment is even less leading to the growth of the city. Second,
clear on the devolution of finances leaving it to the appropriate governance arrangements must be
discretion of state legislatures. State governments decided and settled by State Governments at the
Outcomes
Short-term Mid-term Terminal Outcomes
Strengthened contract
Unifying all 18 municipal functions at
ULB level management (SLAs), strengthen
ULB level
Human Resources (HR)
Establish principle of subsidiarity
Adopt:
Devolve powers to ULBs
HR (legislative framework)
State level Establish principle of subsidiarity
Regulatory frameworks
SLA/ benchmarks
Streamlined funds,
Training & Capacity Building
functions functionaries
Establish principle of subsidiarity (directly facilitating
Establish ‘Municipal Cadre’ for Atmanirbhar Bharat)
ULBs
Capacity grid mechanism
Guidelines on SLA and contract (National/ Regional/ State
Central level
management Learning Hub)
Establish ‘National Monitoring
Mechanism’
Suggest smart Governance
framework
Urban Information
a number of applications without having a long-
term or definitive vision in place. A well-developed
Systems
digital infrastructure in contrast, allows cities
to access, share, collate and use the information
Cities consist of multiple and overlapping systems: contained in the sum of interactions among people,
the transport system, water and sewerage place and system. The ability to capture, classify
system, electrical system, and parking system. and analyse information from different systems
However, urban planning projects too often and use this to plan for city operations as a united
treat each of these systems in silos, without “system of systems” brings unexpected and broad
considering the interconnections between people, ranging benefits4.
systems and technology. Conventionally, cities
have been using information technology and Such an approach will however, require more
communication in three ways: (1) The use of a sophisticated systems of city governance
single application to address urgent problems, and management. These will extensively use
and the subsequent addition of more applications automation including Artificial Intelligence, the
as per the needs and priorities of the city. (2) The Internet of Things (IoT), big data analytics, etc. The
building of infrastructure and the later addition creation of diverse platforms and the collection
of accompanying services. (3) Experiments with and publishing of city data will provide the
3
This is also called city view and its power has been recognized by the European Union, which is offering funding
for cities in Europe to develop comprehensive urban planning tools.
Summary of Actions
Level Key Actions
I ntegrated Command and Control Centre (ICCC) for spatial data infrastructure/ IoT
Urban Planning and Management (citizen services and building high resolution base maps using
LIDAR, DEM or advance tools)
ICT/ ITS based real-time data on urban mobility and passenger information
City level ICT (SCADA, GPS) for energy and utility management linked to unified ICCC
ICT applications for urban safety and security unified with ICCC
Create database on employment, health and education covering all segments of the population
including poor and migrants
Reflect aforementioned in CCUPs
Provide convergence and financial resources to achieve ‘outcome’ for the citizens at large and reflect
State level in the SIUP
State Data centers to provide data and related infrastructure
Provide guidelines and financial resources based on outcomes defined in the CCUPs and SIUP
Central level Establish ‘National Urban Database Agency’ to handle all form of urban databased/ big data analytics
and support every level in urban hierarchy
Environmental
global warming and climate change related
phenomenon such as flash floods, droughts,
Sustainability
and heat waves, which are exacerbated due to
poorly serviced areas, lack of affordable housing
A central principle of sustainable development is a resulting in the increase in informal settlements
holistic view of life where all objects and activities often located in low lying or hazardous areas.
are interconnected and mutually affect one
another and in turn are affected by each other. The Energy use in buildings and vehicles is also one
Government of India recognizes environmental of the key contributors to urban heat islands
sustainability as a key element towards sustainable (UHI) in cities and poor indoor and outdoor air
urbanization and is a signatory to multiple quality. Globally, cities are taking up voluntary
international agreements, including the Paris commitments to clean energy (e.g. 100% renewable
Agreement, the Sendai Framework for Disaster energy), driven by increased resilience, decreasing
Risk Reduction, and the Quito Declaration on dependence on fossil fuels and meeting carbon
Sustainable Cities and Human Settlements for All, emission mitigation targets. These cities are
International Solar Alliance among others to steer investing in energy efficiency (EE) improvements
India towards a low carbon, resource efficient and in parallel with push to renewable energy (RE)
sustainable future. generation to accelerate transition to zero energy
and zero carbon cities.
India’s cities are amongst the worst affected
in terms of air pollution with 6 out of 10 most Rationale
polluted cities worldwide being located in India First, environmental sustainability requires a long-
including Delhi, which is ranked as the world’s term vision and concerted policy framework. As
most polluted city (World Air Quality Report, for example, water bodies in India are extremely
2019). Urban air pollution is a complex problem polluted by both solid and liquid wastes. Industrial
with numerous sources including vehicular and domestic effluents find direct way to the rivers
exhaust, emissions from industry and power and seas. This water pollution not only adversely
plants, dust from construction sites and roads, impacts the cities’ immediate ecology but also
crop burning, garbage burning, inefficient use of all habitations which are downstream, which
energy in buildings, excessive use of biomass for necessitates riverine health to be mainstreamed
cooking and heating, hazardous industrial waste, in city master plans. On site sewerage solutions
among others. In many north Indian cities such as including fecal sludge management are strategies
the NCR, the problem becomes particularly acute to be adopted.
in winter as the pollution builds up near ground,
prompting emergency health warnings. Based on existing and on-going diagnostics, there
is an impending urgency to address deteriorating
Cities are the hubs of resource use as well as air quality, degradation of water resources and
the biggest generators of waste. The solid waste waterways, non-existent treatment and disposal
profile of urban areas covers household waste, of solid waste, and recurring risks from natural
construction and demolition waste, e-waste and disasters. Both short-term and long-term climate
more, which are expected to increase and worsen risks need to be integrated in long-range planning
in coming decades with rapid urbanization. The processes to mainstream urban resilience and
inadequate capacity for collection of solid waste risk mitigation practices in urban environmental
leads to open dumps spread across the cities. planning.
Urban flooding is a recurring phenomenon in
major economic hubs such as Mumbai, Chennai, Second, recognizing the complexity of cities
Bengaluru, and Gurugram. Urbanization has also and the dynamism and scale of urbanization,
exposed relatively higher number of people to environmental sustainability must be
the risks and vulnerability from natural disasters, mainstreamed at all levels of government, and by
Summary of Actions
Level Key Actions
Pollution monitoring
Adoption of Faster Adoption and Manufacture of (Hybrid and) Electric Vehicles (FAME)
Comprehensive sanitation plan to be part of CCUP
Expanding the green spaces
City level
Water management plans (5-10-year horizon) with specific reference to existing water bodies (sea,
river, ponds, lakes and tanks), integrate with CCUP
City Disaster Risk Reduction and Resilience Plan (DRRRP) to be part of CCUP
Prepare City Energy Efficiency Plan
Prepare State Urban DRRRP
State level
Assist with convergence, technical support and ‘outcome basis’ to ULBs
Provide framework for water management, DRRRP, energy management plans
Central level
Facilitate financial resources on ‘outcomes basis’
Outcomes
Short-term Mid-term Long-term
Prepare plans (water, DRRRP,
energy, CCUP)
Integrate and mainstream Implement the ‘outcome based’
ULB level
health of water bodies plan
(sea,river, pond, tank etc.) in
Environment, social, sustainable
master plan
and resilient cities
Consolidate local plans to state Facilitate convergence with
State level
action plans diverse departments
Facilitate convergence with
Central level Provide necessary frameworks
diverse departments
Note: Appropriate weights/ scoring criteria’s may be decided by GoI in consultation with States and ULBs
Annexure 2:
NUPF Outcomes Matrix (illustrative for GoI to assess States)
Intents
Actions
(ten Means of Verifications
Outcome based actions as
functional (Objectively Verifiable Indicators)
per SIUPs
areas)
No. of cities prepared Master Plan
No. of Master Plan(s) Notified
No. of Master Plan(s) integrated with economic focus
x Discussion paper on ‘integrated spatial and economic focus’ prepared
by city
x Stakeholder consultation completed on the discussion paper
Action 1: Master Plans
x Suggestions/ amendments incorporated in Master Plan done based on
(integrating spatial and
stakeholder consultation
economic focus) prepared
x Alignment of suggestions/ amendments to ‘strategic intent’ of NUPF,
Urban how it will contribute to:
Planning x Atmanirbhar Bharat (Self Reliant India)
x Vocal for local
x USD5 trillion economy by 2025
x Potential for direct and indirect jobs
No. of Master Plan(s) revisited and revised
Process adopted on consultative review for Master Plan
Action 2: Master Plans
x Technical status paper for discussion
revisited and revised in every
x Consultation
five year
x Review and incorporation of feedback
x Revisions/ amendments in Master Plan (as applicable)
Note: Appropriate weights/ scoring criteria’s may be decided by GoI in consultation with States and ULBs
Note: Appropriate weights/ scoring criteria’s may be decided by GoI in consultation with States and ULBs
Annexure 4:
NUPF Integrated Outcomes Matrix
Longer-term Outcomes
Functional Areas
City State National
Dynamic, iterative, adaptive,
Self-reliant and empowered Transition to long-term
Urban Planning gender-responsive and evolving
ULBs flexible Master Plans
plans
Contributing to
Inclusive, functional BIDs Leveraging human capital in
Urban Economy achievement of
and CECs cities
Atmanirbhar Bharat
Physical Infrastructure Universal Coverage of all municipal services
Social Infrastructure Moving out of poverty & vulnerabilities
Housing and Affordability Increasing affordable Housing for all
Transportation and
Transition to affordable and accessible green mobility
Mobility
Urban Finance Financial sustainability and efficient service delivery
Urban Governance Streamlined funds, functions functionaries (directly facilitating Atmanirbhar Bharat)
Urbanization and Unified information platform on ‘outcome based’ framework (Capacity, Finance and
Information System Governance)
Environmental
Environment, social, sustainable and resilient cities
Sustainability