The Cyclic and Epicyclic Sites 2015
The Cyclic and Epicyclic Sites 2015
The Cyclic and Epicyclic Sites 2015
Abstract – We determine the points of the epicyclic topos which plays a key role
in the geometric encoding of cyclic homology and the lambda operations. We show
that the category of points of the epicyclic topos is equivalent to projective geometry in
characteristic one over algebraic extensions of the infinite semifield of “max-plus integers”
Zmax . An object of this category is a pair (E, K) of a semimodule E over an algebraic
extension K of Zmax . The morphisms are projective classes of semilinear maps between
semimodules. The epicyclic topos sits over the arithmetic topos N ̂× of [6] and the fibers
of the associated geometric morphism correspond to the cyclic site. In two appendices we
review the role of the cyclic and epicyclic toposes as the geometric structures supporting
cyclic homology and the lambda operations.
1. Introduction
from C to the category Sets of sets. The epicyclic topos (Λ̃op )∧ is obtained by
taking the opposite of the epicyclic category Λ̃. This choice is dictated by the
following natural construction. A commutative ring R determines a covariant
functor (−)♮ ∶ Fin Ð→ Ab from the category of finite sets to that of abelian groups.
This functor assigns to a finite set J the tensor power R⊗J = ⊗j∈J R. As explained
in geometric terms here below, there is also a natural covariant functor Λ̃ Ð→ Fin.
The composite of these two functors Λ̃ Ð→ Ab provides, for any commutative
ring R, a covariant functor R♮ from the epicyclic category to the category of
abelian groups. In geometric terms R♮ is a sheaf of abelian groups over the topos
(Λ̃op )∧ . Both the cyclic homology of R and its λ-operations are completely encoded
by the associated sheaf R♮ . In [5], we provided a conceptual understanding of
the epicyclic category as projective geometry over the semifield F ∶= Zmax of the
tropical integers. In these terms the functor (−)♮ considered above assigns to a
projective space the underlying finite set. This article pursues the relation between
the epicyclic topos and (projective) geometry in characteristic 1 in more details.
Our main result is the following (cf. Theorem 4.1)
colimits, in the category g, of the special points provided by the Yoneda embedding
of the categories. It is in fact well known that any point of a topos of the form
Cˆ is obtained as a filtering colimit, in the category of flat functors C Ð→ Sets, of
these special points. On the other hand, there is no guarantee “a priori” that this
colimit process yields the same result as the colimit taken in the category g. This
matter is solved in two steps and in concrete terms in Section 4. In Proposition
4.3 we show how to associate to a pair (K, E) as in the above Theorem a point of
(Λ̃op )∧ . Conversely, in §§4.2-4.4 we explain a geometric procedure that allows one
to reconstruct the structure of an oriented groupoı̈d from the flat functor naturally
associated to a point of (Λ̃op )∧ .
In §4.8 we explore the relations of (Λ̃op )∧ with the arithmetic site N̂× , as recently
defined in [6]. Let N× be the small category with a single object ● and whose endo-
morphisms End(●) = N× form the multiplicative semigroup N× of positive integers.
One has a canonical functor Mod ∶ Λ̃op Ð→ N× which is trivial on the objects and
associates to a semilinear map of semimodules over F = Zmax the corresponding
injective endomorphism Frn ∈ End(F) (cf. [5] for details). This functor induces a
geometric morphism of topoi Mod ∶ (Λ̃op )∧ Ð→ N ̂× . The subcategory of Λ̃op which
is the kernel of this morphism is the cyclic category Λ (Λ ≃ Λop ).
In Appendix Appendix A we view the λ-operations as elements Λkn of the convolu-
tion ring Z[∆op ⋉N× ] with integral coefficients. We review their geometric meaning
and the geometric proof of their commutation (cf. [9]) with the Hochschild bound-
ary operator.
Appendix Appendix B is dedicated to the description of the cyclic homology of
cyclic modules (cf. [3]) and its extension to epicyclic modules [8]. We stress the
nuance between Λ̃ and Λ̃op in a hopefully clear form. An epicyclic module E is
a covariant functor Λ̃ Ð→ Ab. These modules correspond to sheaves of abelian
groups on the topos (Λ̃op )∧ . At this point the nuance between the epicyclic cat-
egory and its dual plays an important role since unlike the cyclic category the
epicyclic category is not anti-isomorphic to itself. As explained earlier on in this
introduction, a commutative ring R gives rise naturally to an epicyclic module R♮
and it is well known (cf. [8]) that the λ-operations on cyclic homology of R are
obtained directly through the associated epicyclic module. We provide a simple
and conceptual proof of the commutation of the λ-operations with the B operator
of cyclic theory. Finally, we point out that the extended framework of epicyclic
modules involves many more modules than those arising by composition, as ex-
plained earlier, from a covariant functor Fin Ð→ Ab. In fact, these particular
(epicyclic) modules have integral weights and the λ-operations decompose their
cyclic homology as direct sums of modules on which Λkn acts by an integral power
of k. This integrality property no longer holds for general epicyclic modules as
can be easily checked by applying a twisting argument.
4 Alain Connes – Caterina Consani
ˆ
2. The action of the edgewise subdivision on points of ∆
We recall that the simplicial category ∆ is the small category with objects the
totally ordered sets [n] ∶= {0, . . . , n}, for each integer n ≥ 0, and morphisms non-
decreasing maps.
In this section we study, using the formalism of topoi, the edgewise subdivision
functors Sdk ∶ ∆ Ð→ ∆, for k ∈ N× and their action on the points of the simplicial
ˆ
topos ∆.
to be the cartesian product of the finite ordered set {0, . . . , k − 1} with F , endowed
with the lexicographic ordering. For f ∈ Hom∆ (F, F ′ ) a non-decreasing map (of
finite, totally ordered sets), we let
Proposition 2.1. For each k ∈ N× , (1) and (2) define an endofunctor Sdk ∶ ∆ Ð→
∆. They fulfill the property
Proof. The totally ordered sets Sdk ([n]) and [k(n + 1) − 1] have the same cardi-
nality and are canonically isomorphic. The unique increasing bijection Sdk ([n]) →
[k(n + 1) − 1] is given by
Let f ∈ Hom∆ ([n], [m]) then by definition Sdk (f ) ∈ Hom∆ (Sdk ([n]), Sdk ([m]))
is given by
We transfer the functors Sdk to the opposite category ∆op of finite intervals. Recall
that by definition, an interval I is a totally ordered set with a smallest element
b and a largest elements t ≠ b. The morphisms between intervals are the non-
decreasing maps respecting b and t, i.e. f ∶ I → J, f (bI ) = bJ , f (tI ) = tJ .
For all n ≥ 0 we denote by n∗ ∶= {0, . . . , n + 1}. The interval n∗ parametrizes the
hereditary subsets of [n]: indeed, to j ∈ n∗ corresponds [j, n] ∶= {x ∈ [n] ∣ x ≥ j},
the latter set is empty for j = n+1. The duality between ∆ and ∆op is then provided
The Cyclic and Epicyclic Sites 5
∼
by the contravariant functor ∆ Ð→ ∆op , [n] ↦ n∗ , which acts on morphisms as
follows
(4)
Hom∆ ([n], [m]) ∋ f → f ∗ ∈ Hom∆op (m∗ , n∗ ), f −1 ([j, m]) = [f ∗ (j), n] , ∀j ∈ m∗
Let I be an interval, and k ∈ N× , then one lets Sd∗k (I) to be the quotient of the
totally ordered set {0, . . . , k − 1} × I = Sdk (I) (with lexicographic ordering) by
the equivalence relation (j, tI ) ∼ (j + 1, bI ) for j ∈ {0, . . . , k − 2}. This defines an
endofunctor Sd∗k of the category of intervals whose action on morphisms sends
f ∶ I → J to Sd∗k (f ) = Id × f . By restriction to finite intervals one obtains an
endofunctor Sd∗k ∶ ∆op Ð→ ∆op .
In particular, the interval Sd∗k (n∗ ) has k(n + 2) − (k − 1) = k(n + 1) + 1 elements
and one obtains a canonical identification of Sd∗k (n∗ ) with the hereditary subsets
of Sdk ([n]) as follows
{0, . . . , k − 1} × n∗ ∋ (b, j) ↦ {(a, i) ∈ {0, . . . , k − 1} × [n] ∣ a > b or a = b & j ≥ i}.
Note that the right hand side of the above formula depends only upon the class
of (b, j) ∈ Sd∗k (n∗ ).
Lemma 2.2. For f ∈ Hom∆ ([n], [m]), one has (Sdk (f ))∗ = Sd∗k (f ∗ ).
Proof. One can prove this theorem using the fact that any point of ∆ ˆ is obtained
as a filtering colimit of the points associated to the Yoneda embedding of ∆op in
ˆ k coincides
ˆ One shows that on such points the action Sd
the category of points of ∆.
with the functor Sd∗k ∶ ∆op Ð→ ∆op . We shall nevertheless find it more instructive
to give, in §2.3, a concrete direct proof of the equality between the following two
flat functors ∆ Ð→ Sets associated to an interval I
(6) Y ([m]) = X(Sdk ([m])) = Hom∆ (Sdk ([m]), [n]) = Hom∆op (n∗ , Sd∗k (m∗ )).
Thus F2 corresponds to the point Sd̂k (pI ) and the equality between F1 and F2
(cf. Lemma 2.7) yields the result.
Corollary 2.4. : The point of the simplicial topos ∆ ˆ associated to the interval
×
[0, 1] ⊂ R is a fixed point for the action of N on ∆.
ˆ
Proposition 2.5. Let ϕ ∈ Hom∆op (n∗ , Sd∗k (I)) and r its rank. Then, one has a
unique decomposition
ϕ = Sd∗k (α) ○ β, β ∈ Hom∆op (n∗ , Sd∗k (r∗ )), α ∈ Hom∆op (r∗ , I).
Proof. Let α ∈ Hom∆op (r∗ , I) be the map whose restriction to {1, . . . , r} is the
unique increasing injection into I o which admits Z as range. Recall that an el-
ement x ∈ Sd∗k (I) is given by a pair x = (j, y) ∈ {0, . . . , k − 1} × I = Sdk (I) with
the identifications (j, t) ∼ (j + 1, b) for j ∈ {0, . . . , k − 2}. Similarly an element
z ∈ Sd∗k (r∗ ) is given by a pair z = (i, u) ∈ {0, . . . , k − 1} × r∗ = Sdk (r∗ ) with the iden-
tifications (j, r + 1) ∼ (j + 1, 0) for j ∈ {0, . . . , k − 2}. Let s ∈ n∗ = {0, . . . , n + 1}, then
ϕ(s) ∈ Sd∗k (I) is given by a pair ϕ(s) = (j, y) ∈ {0, . . . , k − 1} × I = Sdk (I) unique
up to the above identifications. If y ∈ {b, t}, one defines β(s) = (j, 0) ∈ Sd∗k (r∗ )
if y = b, and β(s) ∶= (j, r + 1) ∈ Sd∗k (r∗ ) if y = t. This definition is compatible
with the identifications. Let us now assume that y ∉ {b, t}. Then y ∈ Z and
there exists a unique element v ∈ {1, . . . , r} such that y = α(v). One then defines
β(s) ∶= (j, v) ∈ Sd∗k (r∗ ). The map β ∶ n∗ → Sd∗k (r∗ ) so defined is non-decreasing,
i.e. for s < s′ one has β(s′ ) ≥ β(s) since the inequality ϕ(s′ ) ≥ ϕ(s) shows that
either j ′ > j in which case (j ′ , v ′ ) ≥ (j, v) is automatic, or j = j ′ and in that
case y ′ > y which shows that v ′ ≥ v. Moreover since Sd∗k (α) = Id × α one has
The Cyclic and Epicyclic Sites 7
ϕ = Sd∗k (α) ○ β.
We prove the uniqueness of this decomposition. Since ϕ ∈ Hom∆op (n∗ , Sd∗k (I))
preserves the base points, Range (π ○ ϕ) contains the base point and its cardi-
nality is r + 1. Thus the map α ∈ Hom∆op (r∗ , I) is the unique map whose re-
striction to {1, . . . , r} is the increasing injection to I o and which admits Z = I o ∩
Range (π ○ ϕ) as range. Moreover α is injective and so is Sd∗k (α). Thus the map
β ∈ Hom∆op (n∗ , Sd∗k (r∗ )) is uniquely determined by the equality ϕ = Sd∗k (α) ○ β.
Finally πr ○ β ∶ n∗ → r∗ / ∼ is surjective since otherwise the range of Sd∗k (α) ○ β
would be strictly smaller than the range of ϕ.
Hom∆op (n∗ , I)×Hom∆op (n∗ , Sd∗k (n∗ )) → Hom∆op (n∗ , Sd∗k (I)), (α, β) ↦ Sd∗k (α)○β
is surjective.
(α ○ f, β) ∼ (α, Sd∗k (f ) ○ β)
for f ∈ Hom∆op (m∗ , r∗ ), β ∈ Hom∆op (n∗ , Sd∗k (m∗ )), α ∈ Hom(r∗ , I).
is a bijection of sets.
Proof. The map Φ is well defined since Φ(α ○ f, β) = Φ(α, Sd∗k (f ) ○ β). Corollary
2.6 shows that Φ is surjective. To show the injectivity it is enough to prove that for
any (α, β) ∈ Hom(m∗ , I) × Hom∆op (n∗ , Sd∗k (m∗ )) one has (α, β) ∼ (αc , βc ) where
Let Fin∗ be the category of finite pointed sets and let F be the functor which
associates to an interval I the pointed set I∗ = I/ ∼ with base point the class
of b ∼ t. To any morphism of intervals f ∶ I → J corresponds the quotient map
f∗ which preserves the base point. By restricting F to ∆op one gets a covariant
functor F ∶ ∆op Ð→ Fin∗ . The following Proposition shows that F can be extended
to ∆op ⋉ N× .
Proof. One checks directly that the definition of (πnk )∗ is compatible with the
rules (9) and (10) so that the required functoriality follows.
of objects of G and denote by r, s ∶ G → G(0) the range and the source maps
respectively. We view G(0) as the subset of units of G. The following definition is
a direct generalization to groupoı̈ds of the notion of right ordered group (cf. [7])
(12) G+ ∩ G−1
+ =G
(0)
, G+ ∪ G−1
+ = G.
(13) γ ≤ γ ′ ⇐⇒ γ ′ ○ γ −1 ∈ G+ .
This order is right invariant by construction: i.e. for any β ∈ G, with r(β) = x, one
has
γ ≤ γ ′ ⇐⇒ γ ○ β ≤ γ ′ ○ β.
3.1.1 – G = X ⋉ H.
Let H be a group acting on a set X. Then the semi-direct product G ∶= X ⋉ H is
a groupoı̈d with source, range and composition law defined respectively as follows
(As in any groupoı̈d the composition γ ○ γ ′ is only defined when s(γ) = r(γ ′ ) which
holds here if and only if x = ky). One has a canonical homomorphism of groupoı̈ds
ρ ∶ G → H, ρ(x, h) = h.
Lemma 3.2. Let (H, H+ ) be a right ordered group. Assume that H acts on a set
X. Then the semi-direct product G = X ⋉ H with G+ ∶= ρ−1 (H+ ) is an oriented
groupoı̈d.
The oriented groupoı̈ds g(m) will play a crucial role in this article.
10 Alain Connes – Caterina Consani
3.1.2 – G = (X × X)/H.
Let H be a group acting freely on a set X. Let G(X, H) = (X × X)/H be the
quotient of X × X by the diagonal action of H
Let r and s be the two projections of G(X, H) on G(0) ∶= X/H defined by r(x, y) =
x and s(x, y) = y. Let γ, γ ′ ∈ G(X, H) be such that s(γ) = r(γ ′ ). Then, for
γ ∼ (x, y) and γ ′ ∼ (x′ , y ′ ), there exists a unique h ∈ H satisfying x′ = h(y): this
because s(γ) = r(γ ′ ) and H acts freely on X. Then, the pair (h(x), y ′ ) defines
an element of G(X, H) independent of the choice of the pairs representing the
elements γ and γ ′ . We denote by γ ○ γ ′ the class of (h(x), y ′ ) in G(X, H). This
construction defines a groupoı̈d law on G(X, H) = (X × X)/H.
Lemma 3.3. Let H be a group acting freely on a set X. Assume that X is totally
ordered and that H acts by order automorphisms. Then G(X, H) = (X × X)/H is
an oriented groupoı̈d with
Lemma 3.4. Let X = Z with the usual total order. Let m ∈ N and let the group
Z act on X by h(x) ∶= x + (m + 1)h, ∀x ∈ X, h ∈ Z. Then the oriented groupoı̈d
G = (X × X)/Z is canonically isomorphic to the oriented groupoı̈d g(m) of (14).
Let (X, θ) be an archimedean set and let G(X, θ) be the oriented groupoı̈d asso-
ciated by Lemma 3.3 to the action of Z on X by integral powers of θ. Thus
and
Next proposition describes the properties of the pair (G(X, θ), G+ (X, θ)) so ob-
tained.
Proposition 3.6. The oriented groupoı̈d (G, G+ ) = (G(X, θ), G+ (X, θ)) fulfills
the following conditions
(1) ∀x, y ∈ G(0) , ∃γ ∈ G+ s.t. s(γ) = y, r(γ) = x.
(2) For x ∈ X, the ordered groups Gxx ∶= {γ ∣ s(γ) = r(γ) = x} are isomorphic to
(Z, ≤).
(3) Let γ ∈ G with s(γ) = y and r(γ) = x. Then the map: Gyy ∋ ρ ↦ γ ○ρ○γ −1 ∈ Gxx
is an isomorphism of ordered groups.
(17) θ(γ) ∶= γ ○ γx .
When one applies this construction to the case (G, G+ ) = (G(X, θ), G(X, θ)+ ), for
(X, θ) an archimedean set, with x ∈ G(0) = X/θ one obtains, after choosing a lift
x̃ ∈ X of x, an isomorphism
∼
(18) jx̃ ∶ X → Gx , jx̃ (z) = (z, x).
12 Alain Connes – Caterina Consani
The following proposition shows that the two constructions (X, θ) ↦ G(X, θ) and
(G, G+ ) ↦ (Gx , θ) are reciprocal.
Definition 3.8. The objects of the category Arc ⋉ N× are the archimedean sets
(X, θ) as in Definition 3.5, the morphisms f ∶ (X, θ) → (X ′ , θ′ ) in Arc ⋉ N× are
equivalence classes of maps
(19)
f ∶ X → X ′ , f (x) ≥ f (y) ∀x ≥ y; ∃k > 0, f (θ(x)) = θ′k (f (x)), ∀x ∈ X
where the equivalence relation identifies two such maps f and g if there exists an
integer m ∈ Z such that g(x) = θ′m (f (x)), ∀x ∈ X.
Proposition 3.9. The association (X, θ) ↦ G(X, θ), f ↦ G(f ) defines a faithful
functor G from Arc ⋉ N× to the category of oriented groupoids. For any non-trivial
morphism of oriented groupoı̈ds ρ ∶ G(X, θ) → G(X ′ , θ′ ) there exists a (unique)
morphism
f ∈ HomArc⋉N× ((X, θ), (X ′ , θ′ )) s.t. ρ = G(f ).
G(f ) ((x, y) ○ (y, z)) = (f (x), f (z)) = G(f )((x, y)) ○ G(f )((y, z))
Moreover it is a morphism of oriented groupoı̈ds since by (19), one has f (x) ≥ f (y),
∀x ≥ y so that
Since θ′ acts freely on X ′ , the integer n(x, y) is unique. The first and the second
equations prove that n(x, y) is independent of y and x respectively. Thus one
derives that f and g are in the same equivalence class, i.e. they define the same
element of HomArc⋉N× ((X, θ), (X ′ , θ′ )).
Let now ρ ∶ G(X, θ) → G(X ′ , θ′ ) be a non-trivial morphism of oriented groupoı̈ds.
Let x ∈ G(0) , y = ρ(x): the ordered group morphism ρ ∶ Gxx → G′y y is non-constant
14 Alain Connes – Caterina Consani
and is given by ρ(γx ) = γyk , for some k > 0. The map ρ ∶ Gx → G′y is non-decreasing
since
γ ≤ γ ′ Ô⇒ γ ′ ○ γ −1 ∈ G+ Ô⇒ ρ(γ ′ ) ○ ρ(γ)−1 ∈ G′+ .
Given an archimedean set (X, θ) and an element z ∈ X, we claim that the map
ψX,z ∶ X → G(X, θ) defined by ψX,z (y) ∶= (y, z) is an order preserving bijection
of X with G(X, θ)x , where x is the class of z in X/θ. Indeed, every element of
G(X, θ)x admits a unique representative of the form (y, z) and one has
ψX,z (y) ≤ ψX,z (y ′ ) ⇐⇒ (y ′ , z) ○ (z, y) ∈ G+ ⇐⇒ y ′ ≥ y.
Moreover ψX,z is also equivariant since one has
ψX,z (θ(y)) = (θ(y), z) = (θ(y), θ(z)) ○ (θ(z), z) = ψX,z (y) ○ γx .
Let then x̃ ∈ X and ỹ ∈ X ′ be two lifts of x and y. The map f ∶= ψX
−1
′ ,ỹ ○ ρ ○ ψX,x̃ is
′
a non-decreasing map from X to X and one has, using ρ(γ ○ γx ) = ρ(γ) ○ γyk , that
Remark 3.10. The oriented groupoı̈ds associated to archimedean sets are all
equivalent, in the sense of equivalence of (small) categories, to the ordered group
(Z, Z+ ). It follows that a morphism φ of oriented groupoı̈ds induces an associ-
ated morphism Mod(φ) of totally ordered groups, i.e. an ordered group morphism
(Z, Z+ ) → (Z, Z+ ) given by multiplication by an integer Mod(φ) = k ∈ N. Proposi-
tion 3.9 suggests to refine the category g of oriented groupoı̈ds by considering only
the morphisms φ such that Mod(φ) ≠ 0. In other words what one requires is that
the associated morphism of totally ordered groups, obtained by working modulo
equivalence of categories, is injective. One can then reformulate Proposition 3.9
stating that the functor G is full and faithful.
Theorem 4.1. The category of points of the epicyclic topos (Λ̃op )∧ is equivalent
to the category P whose objects are pairs (K, E) where K is an algebraic extension
of F = Zmax and E is an archimedean semimodule over K. The morphisms are
projective classes of semilinear maps and injective semifield morphisms.
One knows from [6] that an algebraic extension K of the semifield F = Zmax of
tropical integers is equivalently described by a totally ordered group (H, H+ ) iso-
morphic to a subgroup Z ⊆ H ⊆ Q of the rationals. An archimedean semimodule E
over K is in turn described (cf. [5]) by a totally ordered set X on which H acts
by order automorphisms of type: (x, h) ↦ x + h which fulfill the property
(20) h + x > x, ∀h ∈ H+ , h ≠ 0, x ∈ X
and the archimedean condition
(21) ∀x, y ∈ X, ∃h ∈ H+ s.t. h + x > y.
It follows from [1] (cf. also [10], Theorem 2 Chapter VII §5) that a point of a topos
of the form C,ˆ where C is a small category, is described by a covariant flat functor
F ∶ C Ð→ Sets. Next, we overview the strategy adopted to prove Theorem 4.1.
In §4.1 we associate to a pair (K, E) a point of (Λ̃op )∧ . This construction is
accomplished in two steps. First, we extend the construction (X, θ) ↦ G(X, θ)
of the oriented groupoı̈d associated to an archimedean set (as in §3.2) to a pair
(K, E) as in Theorem 4.1. Then, for any given pair (K, E), we provide a natural
construction of a point of (Λ̃op )∧ by means of the following associated flat functor
(n = (Z, x ↦ x + n + 1), n ≥ 0)
(22) F ∶ Λ̃op Ð→ Sets, F (n) = Homg (g(n), G(K, E)) .
16 Alain Connes – Caterina Consani
Here, one implements Corollary 3.11 to identify the category Λ̃ with a full sub-
category of the category g of oriented groupoı̈ds with injective morphisms (up to
equivalence).
To produce the converse of the above construction, i.e. in order to show that any
point of (Λ̃op )∧ is obtained as in (22) by means of a uniquely associated pair
(K, E), we start from a covariant flat functor F ∶ Λ̃op Ð→ Sets and describe in
§§4.2-4.4 a procedure that allows one to reconstruct the semifield K by using the
natural geometric morphism of topoi associated to the functor Mod ∶ Λ̃op Ð→ N× .
The archimedean semimodule E (totally ordered set) is then reconstructed by
using a suitable restriction of F to obtain intervals from points of the simplicial
ˆ
topos ∆.
The next lemma is used to show that the functor F ∶ Λ̃op Ð→ Sets naturally
associated to a pair (K, E) is filtering.
Lemma 4.2. Let (H, H+ ) be a non-trivial subgroup of (Q, Q+ ) and assume that the
totally ordered set X on which H acts fulfills the archimedean condition (21). Let
F = {φj ∣ 1 ≤ j ≤ n} be a finite set of morphisms φj ∈ Homg (g(mj ), G(X, H)).
Then, there exists a cyclic subgroup H0 ⊂ H, a subset X0 ⊂ X stable under the
action of H0 , morphisms ψj ∈ Homg (g(mj ), G(X0 , H0 )) and an integer m ∈ N
such that, denoting by ι ∶ G(X0 , H0 ) → G(X, H) the natural morphism, one has
Figure 1. One encodes a morphism φ of oriented groupoı̈ds from g(n) to g(m) by the
arrows γi = φ(α(n, i)) associated to the generators α(n, i). To each generator (in blue)
one assigns an arrow (in red) specified by its source and range and by an integer which
gives the number of additional windings.
If G = G(X, H), it follows that Homg (g(m), G) is the quotient of the subset of
X m+2
Proof. The statement follows from Lemma 4.2 showing that the functor F is ob-
tained as a filtering colimit of representable, flat functors. We provide the detailed
proof for completeness and to review the basic properties of flat functors which will
be used later in this article. Corollary 3.11 provides a canonical identification of
the epicyclic category Λ̃ with the full subcategory of g of oriented groupoids of the
form g(m). In particular, (27) defines a covariant functor. It remains to show that
this functor is flat. One knows from classical facts in the theory of Grothendieck
topoi (cf. e.g. [10], Chapter VII §6, Theorem 3) that a functor F ∶ C Ð→ Sets (C
a small category) is flat if and only if it is filtering i.e. the category ∫C F is filter-
ing (cf. [10] Chapter VII §6, Definition 2). The objects of the category ∫C F are
pairs (j, x) where j is an object of C and x ∈ F (j). The morphisms between two
such objects (j, x) and (k, y) are elements γ ∈ HomC (j, k) such that F (γ)x = y.
We recall that the filtering condition on a small category I is equivalent to the
fulfillment of the following conditions
(1) I is non empty.
(2) For any two objects i, j of I there exist an object k and morphisms k → i,
k → j.
(3) For any two morphisms α, β ∶ i → j, there exists an object k and a morphism
γ ∶ k → i such that α ○ γ = β ○ γ.
For each object i of the small category C one obtains a flat functor provided by the
Yoneda embedding hi ∶ C Ð→ Sets, j ↦ HomC (i, j). Here we take C = Λ̃op and F
given by (27). The filtering property of F only involves finitely many elements of
Homg (g(n), G) and hence by Lemma 4.2, it follows using the filtering property of
the functors hi . The first part of Lemma 4.2 is used to prove the filtering property
(ii) while the last part is implemented to prove (iii).
4.2 – The image of a flat functor F ∶ Λ̃op Ð→ Sets by the module morphism
The functor Mod ∶ Arc ⋉ N× Ð→ N× associates to any morphism of archimedean
sets the integer k ∈ N× involved in Definition 3.8 (cf. [5]). Its restriction to the
full subcategory whose objects are archimedean sets of type (Z, θ), where θ(x) =
x + n + 1, defines a functor Mod ∶ Λ̃ Ð→ N× . The category N× is isomorphic to
its opposite in view of the commutativity of the multiplicative monoı̈d of positive
integers. The functor Mod ∶ Λ̃op Ð→ N× determines a geometric morphism of
topoi. We recall once again ( [6]) that the category of points of the topos N ̂×
is canonically equivalent to the category of totally ordered groups isomorphic to
The Cyclic and Epicyclic Sites 19
We apply this procedure to the functor Mod ∶ Λ̃op Ð→ N× : i.e. we take C1 = Λ̃op ,
C2 = N× and φ = Mod. Let F be a flat functor F ∶ Λ̃op Ð→ Sets. The inverse image
functor with respect to F of a covariant functor X ∶ Λ̃ Ð→ Sets coincides with the
geometric realization ∣X∣F and it is of the form
The image of the flat functor F ∶ Λ̃op → Sets by the morphism Mod is thus the
flat functor H ∶ N× Ð→ Sets obtained as the geometric realization ∣X∣F of the
covariant functor
X ∶ Λ̃ Ð→ Sets, X(n) = HomN× (●, Mod(n)) ≅ N× Obj(N× ) = {●}.
The functor X associates to any object of Λ̃ the set N× and to a morphism γ of Λ̃
its module Mod(γ) acting by multiplication on N× . Hence we obtain
The equivalence relation is exploited as follows: for (z, k) ∈ F (n) × N× , one has
(z, k) ∼ (F (γ)z, k) ∈ F (0) × N× for any γ ∈ HomΛ (0, n), since Mod(γ) = 1. More-
over for (z, k) ∈ F (0) × N× , one has (z, k) ∼ (F (γ)z, 1) for γ ∈ HomΛ̃ (0, 0) with
Mod(γ) = k. This shows that any element of H(●) is equivalent to an element
of the form (z, 1) for some z ∈ F (0). In particular one deduces that H(●) is a
quotient of F (0).
20 Alain Connes – Caterina Consani
Lemma 4.4. Let F ∶ Λ̃op Ð→ Sets be a flat functor and (H, H+ ) the corresponding
point of N̂× through the morphism Mod. Then there is a canonical, surjective
N× -equivariant map
Proof. Let π ∶ F (0) → H(●), π(z) = (z, 1) as in (29). As remarked above, the
map π is surjective. Let γ ∈ HomΛ̃ (0, 0), then one derives easily: π(F (γ)z) =
(F (γ)z, 1) ∼ (z, Mod(γ)) = Mod(γ)π(z). Moreover, π(x) = π(x′ ) if and only if
there exist n ∈ N, u ∈ F (n) and γ, γ ′ ∈ HomΛ̃ (0, n) such that F (γ)u = x, F (γ ′ )u =
x′ , Mod(γ) = Mod(γ ′ ). Let k = Mod(γ), and Ψk (n) the archimedean set obtained
from n = (Z, θ) by replacing θ with θk (cf. Appendix Appendix B). Then one
derives canonical factorizations involving the identity map Z → Z viewed as the
element Idkn ∈ HomΛ̃ (Ψk (n), n) with Mod(Idkn ) = k
Let δj ∈ Hom∆ (0, 1), j = 0, 1, be the two face maps. One can then find α ∈
HomΛ (1, Ψk (n)) such that αj = α ○ δj . Thus it follows that γ = Idkn ○ α ○ δ0 , γ ′ =
Idkn ○ α ○ δ1 . and one also gets that x = F (γ)z = F (δ0 )F (α)F (Idkn )u = F (δ0 )z, z =
F (α)F (Idkn )u, x′ = F (δ1 )z, which proves (30).
Let ι ∶ N× Ð→ Λ̃op be the functor which associates to the unique object ● of the
small category N× the object 0 of Λ̃op and to a positive integer k the unique element
ι(k) ∈ HomΛ̃ (0, 0) such that Mod(ι(k)) = k. There is another natural equivalence
relation on F (0) deduced from the action of N× and explicitly given by
Lemma 4.5. Let F ∶ Λ̃op Ð→ Sets be a flat functor. Let (H, H+ ) be the correspond-
̂× through the morphism Mod. Then, with π ′ ∶ F (0) → Q defined just
ing point of N
above, the map
(π, π ′ ) ∶ F (0) → H+ × Q
is a bijection of sets.
Proof. We prove first that (π, π ′ ) is injective. Let x, y ∈ F (0) be such that
x ∼′ y. Let n, m ∈ N× with F (ι(n))x = F (ι(m))y. Then the N× -equivariance
of π shows that in the ordered group H one has nπ(x) = mπ(y). Thus the
equality π(x) = π(y) implies that n = m since H has no torsion and both π(x)
The Cyclic and Epicyclic Sites 21
and π(y) are non-zero. Hence we derive F (ι(n))x = F (ι(n))y. So far we have
used F ∶ Λ̃op Ð→ Sets as a contravariant functor from Λ̃ to Sets. In this proof
we shall also use F directly as a covariant functor and for clarity of exposition
we shall denote F cov (α) = F (α∗ ) for any morphism α ∈ Λ̃op using the canonical
anti-isomorphism Λ̃ → Λ̃op . The flatness of F implies that there exists an object
(m, t) of ∫Λ̃op F , with t ∈ F (m), and two elements u, v ∈ HomΛ̃op (m, 0) such that
F cov (u)t = x and F cov (v)t = y. One thus obtains F cov (ι(n)∗ ○u)t = F cov (ι(n)∗ ○v)t.
The flatness of F provides an object (`, s) of ∫Λ̃op F , with s ∈ F (`), and a morphism
in ∫Λ̃op F , given by a w ∈ HomΛ̃op (`, m) such that ι(n)∗ ○ u ○ w = ι(n)∗ ○ v ○ w. The
fact that w is a morphism in ∫Λ̃op F connecting the object (`, s) to (m, t) means
that F cov (w)s = t. The equality ι(n)∗ ○ u ○ w = ι(n)∗ ○ v ○ w in Λ̃op implies that
the two elements u ○ w, v ○ w of HomΛ̃op (`, 0) are equal. Indeed, let us show that
for γ, γ ′ ∈ HomΛ̃op (`, 0), and n ∈ N×
(32) ι(n)∗ ○ γ = ι(n)∗ ○ γ ′ Ô⇒ γ = γ ′ .
To prove this we pass to the opposite category using the identification HomΛ̃op (`, 0) ≅
HomΛ̃ (0, `), thus we get elements α, α′ ∈ Homg (g(0), g(`)) such that α ○ ι(n) =
α′ ○ ι(n). The oriented groupoı̈d g(0) has a single object o and an element
α ∈ Homg (g(0), g(`)) is uniquely specified by the image α(o) and by its module
Mod(α). Replacing α by α ○ ι(n) does not alter the image α(o) while it replaces
the module by n Mod(α). Thus (32) follows. This shows that u ○ w = v ○ w and
x = F cov (u ○ w)s = F cov (v ○ w)s = y which proves that (π, π ′ ) is injective.
Next we show that (π, π ′ ) is also surjective. It is enough to prove that given
x, y ∈ F (0) there exists z ∈ F (0) such that
(33) x ∼′ z, y ∼ z.
Again from the flatness of F one derives that there exists an object (m, t) of ∫Λ̃op F ,
with t ∈ F (m), and two elements u, v ∈ HomΛ̃op (m, 0) such that F cov (u)t = x and
F cov (v)t = y. Let then u∗ , v ∗ ∈ HomΛ̃ (0, m) be the corresponding morphisms in
the dual category Λ̃. We view them as elements of HomG (g(0), g(m)). Then
there exists a unique w∗ ∈ HomG (g(0), g(m)) which has the same range object of
g(m) as u∗ and the same module as v ∗ . Since w∗ and v ∗ have the same module
k one can find, as in the proof of Lemma 4.4, α ∈ HomΛ (1, Ψk (m)) such that
w∗ = Idkm ○ α ○ δ0 , v ∗ = Idkm ○ α ○ δ1 .
Let z = F cov (w)t, one has z = F (δ0 )F (Idkm ○ α)t, y = F (δ1 )F (Idkm ○ α)t which
shows that y ∼ z. Since w∗ ∈ HomG (g(0), g(m)) has the same range object of
g(m) as u∗ , there exist k, k ′ ∈ N× such that u∗ ○ ι(k) = w∗ ○ ι(k ′ ). This implies
that F (ι(k))x = F cov (ι(k)∗ )F cov (u)t = F cov (ι(k ′ )∗ )F cov (w)t = F (ι(k ′ ))z, so that
x ∼′ z as required.
Corollary 4.6. Let F ∶ Λ̃op Ð→ Sets be a flat functor. Then, for any x ∈ F (0)
the map π ∶ F (0) → H+ induces a bijection between the commensurability class of
x under the action of N× and the positive part H+ of the ordered group image of
the point F by the geometric morphism Mod ∶ (Λ̃op )∧ Ð→ N̂× .
22 Alain Connes – Caterina Consani
Figure 2. The morphism g(0) → g(n) is the unique element jn ∈ Hom∆op (0∗ , n∗ ) ⊂
HomΛ̃ (0, n). It gives a map F (jn ) ∶ F (n) → F (0) whose value fixes an object and the
length of the interval.
Passing to the dual categories, we get jn∗ ∈ HomΛ̃op (n, 0) and these elements define
objects of the slice category Λ̃op /0. More precisely one obtains
Lemma 4.7. The simplicial category ∆ is canonically isomorphic to the full sub-
category of the slice category Λ̃op /0 with objects the jn∗ .
One finds φ̃ ∈ HomΛ̃ (n, m) with Mod(φ̃) = 1. The map φ ↦ φ̃ defines a faithful,
covariant functor ∆op Ð→ Λ̃ which is bijective on objects and whose range is
characterized by (34). To check this statement, note that the equation γ ○ jn = jm
The Cyclic and Epicyclic Sites 23
Lemma 4.8. Let F ∶ Λ̃op Ð→ Sets be a flat functor and x ∈ F (0). The following
equality defines a flat functor ∆ Ð→ Sets (i.e. interval) which can be equally
interpreted as a contravariant functor
Proof. Let X be a totally ordered set on which an ordered group H acts fulfilling
the conditions of Lemma 4.2. Assume first that the functor F is defined by
Then, by applying (25), F (n) is the quotient by the diagonal action of H on the
subset of X n+2
Thus one derives that F (0) = X/H × H+ . Let x ∈ F (0), x = (x̃0 , h) ∈ X/H × H+ .
After choosing a lift x0 ∈ X of x̃0 ∈ X/H, (35) provides the equality
which can be equivalently described as Hom(n∗ , I), where I is the interval [x0 , x0 +
h] ⊂ X. Let m ∈ N and G = g(m), F (−) = HomΛ̃ (−, g(m)). Then x ∈ F (0) is
determined by an object of g(m) and an integer k, and it follows by the above
discussion and from the arguments developed in Appendix 2 that the associated
interval is Fx = Sd∗k (m∗ ).
The general case is deduced from the above one by writing the flat functor F
as a filtering colimit of functors of the form HomΛ̃ (−, g(m)). More precisely, let
F ∶ Λ̃op Ð→ Sets be a flat functor and x ∈ F (0). We prove, for instance, the filtering
property of Fx . An object α of the category ∫∆ Fx is of the form α = (n, z), z ∈
F (n), F (jn )z = x. Given two such objects αj = (nj , zj ), j = 1, 2 one has F (jn1 )z1 =
F (jn2 )z2 and since F is a filtering colimit of functors of the form HomΛ̃ (−, g(m))
one can find an integer m ∈ N and elements yj ∈ HomΛ̃ (g(nj ), g(m)) such that yj
represents zj in the colimit and that y1 ○ jn1 = y2 ○ jn2 . This last equality can be
realized as a consequence of F (jn1 )z1 = F (jn2 )z2 using the filtering colimit i.e.
the definition of equality in the limit. The existence of an object α = (n, z) and
morphisms uj in ∫∆ Fx to αj = (nj , zj ) then follows from the filtering property of
the category ∫∆ Fy′ where F ′ is the flat functor HomΛ̃ (−, g(m)) and y = y1 ○ jn1 =
y2 ○ jn2 .
24 Alain Connes – Caterina Consani
Figure 3. The morphism η ∶ g(1) → g(2) is in Hom∆op (1∗ , 2∗ ) ⊂ HomΛ̃ (1, 2). It deter-
mines a map F (η) ∶ F (2) → F (1) such that F (η)Fx (2∗ ) ⊂ Fx (1∗ ), since η ○ j1 = j2 .
Let F ∶ Λ̃op Ð→ Sets be a flat functor. Lemma 4.8 shows how to associate an
interval Fx to an element x ∈ F (0). Next, we state two lemmas which will be used
to reconstruct the totally ordered set X with an action of (H, H+ ), where (H, H+ )
is the ordered group corresponding to F by means of the geometric morphism
Mod ∶ (Λ̃op )∧ Ð→ N̂× , as a point of N
̂× : cf. Lemma 4.4. We use the notations of
Appendix 2.
Lemma 4.9. Let F ∶ Λ̃op Ð→ Sets be a flat functor and x ∈ F (0). The following
map defines an isomorphism of intervals for any k ∈ N×
(37) ωk ∶ Sd∗k (Fx ) → FF (ι(k))x , ωk (z, ρ) = F (Idkm ○ ρ)z ∈ FF (ι(k))x (n∗ )
∀(z, ρ) ∈ Fx (m∗ ) × Hom∆op (n∗ , Sd∗k (m∗ )).
Proof. Using the same method as in the proof of Lemma 4.8, it is enough to check
that the map is well defined and that one gets an isomorphism in the special case
where the functor F is of the form HomΛ̃ (●, g(m)). We consider the subcategory
∆op ⋉ N× ⊂ Λ̃ also reviewed in Appendix 2.4.
In Appendix 2.3, Lemma 2.7, it is shown that the action of the edgewise subdivision
functor Sdk on points of the topos of simplicial sets ∆ˆ is described in terms of the
associated flat functors by replacing the given flat functor G ∶ ∆ Ð→ Sets with the
flat functor Sd∗k (G) ∶ ∆ Ð→ Sets. This latter associates to the object [n] of ∆ the
quotient set
where the equivalence relation ∼ is given, for f ∈ Hom∆op (m∗ , r∗ ) = Hom∆ ([r], [m]),
β ∈ Hom∆op (n∗ , Sd∗k (m∗ )) and y ∈ G(r) as follows
We prove that the map (37) is well defined. First, one has Idkm ○ ρ ∈ HomΛ̃ (n, m)
and since Idkm ○ ρ ○ jn = jm ○ ι(k) one gets
F (Idkm ○ ρ)z ∈ F (n), F (jn )F (Idkm ○ ρ)z = F (Idkm ○ ρ ○ jn )z = F (ι(k))x.
We let G(m) = Fx (m∗ ). We need to check that two equivalent elements in (38)
have the same image under ωk . Let f ∈ Hom∆op (m∗ , r∗ ) = Hom∆ ([r], [m]), β ∈
Hom∆op (n∗ , Sd∗k (m∗ )) and y ∈ G(r) = Fx (r∗ ). One then has, since f ○ Idkm =
Idkr ○ Sd∗k (f )
Thus one derives ωk (G(f )y, β) = F (Idkr ○ Sd∗k (f ) ○ β)y = ωk (y, Sd∗k (f ) ○ β). This
shows that the map ωk is well defined. One easily checks that it is an isomorphism
in the special case when the functor F is of the form HomΛ̃ (●, g(m)). Then, one
obtains the general case working as in the proof of Lemma 4.8.
Given a flat functor H ∶ ∆ Ð→ Sets, the set I ∶= H([1]) is endowed with the total
order relation defined by
y ≤ y ′ ⇐⇒ ∃z ∈ H([2]) ∣ y = H(σ)(z), y ′ = H(σ ′ )(z)
where σ, σ ′ ∈ Hom∆ ([2], [1]) are the two surjections. Endowed with this order rela-
tion I is an interval and one recovers the flat functor H as H([n]) = Hom∆op (n∗ , I).
We shall use this fact to organize the intervals Ix = Fx ([1]) associated to the pair
of a flat functor F ∶ Λ̃op Ð→ Sets and x ∈ F (0).
Our final goal is in fact to show how to reconstruct an oriented groupoı̈d from a flat
functor Λ̃op Ð→ Sets. It will be enough to check that we can reconstruct the ori-
ented groupoı̈d G(X, H) for flat functors of the form F (m) = Homg (g(m), G(X, H))
as in Proposition 4.3.
The k elements of Σk1 (cf. Appendix A) determine the following elements ψk,j ∈
Hom∆op ⋉N× (1∗ , 1∗ ) ⊂ Homg (g(1), g(1)), for 0 ≤ j < k,
ψk,j ∶ Idk1 ○ αk,j , αk,j ∈ Hom∆op (1∗ , Sd∗k (1∗ )), αk,j (1) = 2j + 1.
and we view them as the elements of Homg (g(1), g(1)) associated to the endo-
morphisms φk,j (as in Definition 3.8) of the archimedean set (Z, u ↦ u + 2) given
by
(39) φk,j ∶ Z → Z, φk,j (2`) ∶= 2k`, φk,j (2` + 1) ∶= 2j + 1 + 2k`
Note that Mod(ψk,j ) = k. One lets ψk ∶= ψk,1 .
Note that any ψ ∈ HomΛ̃ (g(1), g(1)) = Homg (g(1), g(1)) such that ψ ○j1 = j1 ○ι(k)
defines a map
(40) Fψ ∶ Ix → IF (ι(k))x , Fψ (z) = F (ψ)z, ∀z ∈ F (1), F (j1 )z = x.
Indeed one has F (ψ)z ∈ F (1) and F (j1 )F (ψ)z = F (ι(k)F (j1 )z = F (ι(k))x. Thus
F (ψ)z ∈ IF (ι(k))x . This fact is used in the statement of the next proposition.
26 Alain Connes – Caterina Consani
Proposition 4.10. Let F be a flat functor of the form F (m) = Homg (g(m), G(X, H))
as in Proposition 4.3. Let x ∈ F (0), x = (x̃0 , h) ∈ X/H × H+ and x0 ∈ X be a lift
of x̃0 .
(i) The following equality determines the ordered set Y = {y ∈ X ∣ y ≥ x0 }:
(41) Jx ∶= lim (IF (ι(k))x , Fψ`/k )
Ð→
where the colimit is taken using the maps Fψk ∶ Ix → IF (ι(k))x and the set of indices
is ordered by divisibility.
(ii) The graph of the action of h on Y is given as the union in the inductive limit
of the subsets
(42) ⋃ {(Fψk,j (z), Fψk,j+1 (z)) ∣ z ∈ Ix }
0≤j<k−1
̂
4.7 – Relation between Λ op and (Λ̃op )∧
̂
By a result of [11] the points of the topos Λop dual to the (opposite of) the cyclic
category form the category of abstract circles and in turns by [4] this latter is
equivalent to the category Arc of archimedean sets with morphisms of module 1.
The inclusion of categories Λop ⊂ Λ̃op (dual to Λ ⊂ Λ̃) induces a geometric mor-
phism of topoi: in this section we determine its behavior on the points. We start
by stating a technical lemma which will be applied in the proof of Proposition 4.12
Lemma 4.11. Let (X, θ) be an archimedean set and φ ∈ Homg (g(u), G(X, θ)),
u ≥ 0. Denote by r + 1 the cardinality of φ(g(u)(0) ) ⊂ G(X, θ)(0) . Then there exists
28 Alain Connes – Caterina Consani
g ∈ Homg (g(u), g(r)) and f ∈ HomArc (r, (X, θ)) such that φ = G(f ) ○ g. This
factorization is unique up to the cyclic group AutArc (r), i.e. the replacement
Proof. Let φ ∈ Homg (g(u), G(X, θ)) and k = Mod(φ). Then by (25), φ is deter-
mined by u + 2 elements xj , 0 ≤ j ≤ u + 1 of X such that xj ≤ xj+1 ∀j ≤ u and that
xu+1 = θk (x0 ). One has a canonical isomorphism [x0 , θk (x0 )] ≃ Sd∗k ([x0 , θ(x0 )].
Let χ ∈ Hom∆op (u∗ , Sd∗k ([x0 , θ(x0 )]) be the morphism of intervals defined by
χ(j) = xj , ∀j, 0 ≤ j ≤ u + 1. Let Y = φ(g(u)(0) ) ⊂ G(X, θ)(0) = X/θ. Then
the rank of the morphism χ is the cardinality of Y ∖ {x̃0 } where x̃0 ∈ X/θ is the
class of x0 and it is thus equal to r. By Proposition 2.5 there exists a unique
decomposition
χ = Sd∗k (α) ○ β, β ∈ Hom∆op (u∗ , Sd∗k (r∗ )), α ∈ Hom∆op (r∗ , [x0 , θ(x0 )]).
The map α ∈ Hom∆op (r∗ , [x0 , θ(x0 )]) is uniquely determined by its restriction to
{1, . . . , r} which is the unique increasing injection of {1, . . . , r} in (x0 , θ(x0 )) whose
range gives Y ∖ {x̃0 } ⊂ X/θ. Let f ∈ HomArc (r, (X, θ)) be defined by
Moreover β ∈ Hom∆op (u∗ , Sd∗k (r∗ )) determines g = Idkr ○ β ∈ Homg (g(u), g(r)).
One has by construction Mod(g) = k. The equality χ = Sd∗k (α) ○ β shows that
φ = G(f ) ○ g. The uniqueness of the decomposition follows from the uniqueness of
the archimedean set (X ′ , θ) obtained as the inverse image of Y under the canonical
projection X → X/θ. This gives the uniqueness of f up to cyclic permutations
and since f is injective the uniqueness of g follows.
the inclusion of categories Λ ⊂ Λ̃ induces on the points of the topoi the func-
op op
̂
Proof. A point p of Λ op is given by a flat functor of the form
where (X, θ) is an archimedean set and, as above, n = (Z, tn+1 ) is the archimedean
set given by the translation x ↦ x + n + 1 on Z. By (28), j(p) is given by the flat
functor F ∶ Λ̃op Ð→ Sets
(43)
F (Z) = p∗ (X), X ∶ Λ Ð→ Sets, X(n) ∶= HomΛ̃op (g(n), Z) = Homg (Z, g(n)).
p∗ (X) = ∐ P (n) × X(n)/ ∼ = ∐ HomArc (n, (X, θ)) × Homg (Z, g(n))/ ∼
The Cyclic and Epicyclic Sites 29
where the equivalence relation ∼ is the simplification with respect to Λ, i.e. one
has
It follows that the map γ ∶ p∗ (X) → Homg (Z, G(X, θ)) which sends (f, g) ∈
P (n) × X(n) to γ(f, g) = G(f ) ○ g ∈ Homg (Z, G(X, θ)) is well defined. Next,
we show that when Z = g(u) (u ≥ 0) this map is bijective.
First, we prove that γ is surjective. Let φ ∈ Homg (g(u), G(X, θ)). By Lemma
4.11, there exists r ≥ 0, g ∈ Homg (g(u), g(r)) and f ∈ HomArc (r, (X, θ)) such that
φ = G(f ) ○ g. Thus φ = γ(f, g) is in the range of γ.
We prove that γ is injective. It is enough to show that for any n ≥ 0 and any
pair (f ′ , g ′ ) ∈ HomArc (n, (X, θ)) × Homg (g(u), g(n)) one has (f ′ , g ′ ) ∼ (f, g),
where the pair (f, g) is obtained from Lemma 4.11 applied to φ = f ′ ○ g ′ ∈
Homg (g(u), G(X, θ)). The element g ′ ∈ Homg (g(u), g(n)) satisfies Mod(g) =
Mod(f ′ ○ g ′ ) = k. One has g(n) = G(X0 , θ0 ) where X0 = Z and θ0 (x) = x + n + 1.
Thus by Lemma 4.11 applied to g ′ ∈ Homg (g(u), G(X0 , θ0 )) one obtains a decom-
position
One has f0 ∈ HomArc (r0 , n) and thus (f ′ , g ′ ) ∼ (f ′ ○f0 , g0 ). The map g0 induces by
construction a surjection g(u)(0) → g(r0 )(0) and thus the range of the map induced
by f ′ ○ f0 ∈ HomArc (r0 , (X, θ)) from g(r0 )(0) to G(X, θ)(0) = X/θ is contained in
Y = φ(g(u)(0) ) ⊂ G(X, θ)(0) . Moreover Y = f (g(r)(0) ) and the map f (0) gives
an increasing bijection of {0, . . . r} with Y by construction. Thus, there exists
ρ ∈ HomArc (r0 , r) such that f ′ ○ f0 = f ○ ρ and one gets
Proposition 4.13. Let p be the point of the topos N ̂× associated to the ordered
group (H, H+ ). Let K = Hmax be the semifield associated to (H, H+ ). Then the
image ιn (p) by the section ιn is the point of (Λ̃op )∧ associated by Theorem 4.1
to the pair (K, K (n+1) ), where for m ≥ 1, K (m) denotes the semimodule over K
obtained from K by extension of scalars using the endomorphism Frm ∈ End(K),
Frm (x) ∶= xm ∀x ∈ K.
One has HomΛ̃op (ιn (●), Z) = Homg (Z, g(n)). For any k ∈ N× = EndN× (●) the map
X(k) ∶ X(●) → X(●) is obtained by composition with ιn (k) ∈ Endg (g(n)). The
inverse image part p∗ of the geometric morphism associated to the point p is the
tensor product which associates to any N× -space X the set
p∗ (X) ∶= X ×N× H+ .
For X = Homg (Z, g(n)) one gets p∗ (X) = Homg (Z, G(H (n+1) , H)) where, for
m ≥ 1, H (m) is the totally ordered set H on which the ordered group H acts by
(h, x) ↦ x + mh, ∀x ∈ H (m) , h ∈ H. The flat functor F is thus given by F (Z) =
Homg (Z, G(H (n+1) , H)). By formulating this construction in terms of semifields
and semimodules one obtains the required result.
One gets a parametrization of the set Σkn as follows, let f ∶ {1, . . . , n} → {0, . . . , k−1}
be an arbitrary map of sets and consider the following subset with n elements
Then, as shown by the next Lemma A.1, there exists a unique element s(f ) ∈
Hom∆op (n∗ , Sd∗k (n∗ )) whose range is Xf . It is obtained by labeling the elements
of Xf in the lexicographic order, with s(f )(0) = 0 and s(f )(n + 1) = k(n + 1).
Lemma A.1. The map f ↦ s(f ) is a bijection of the set of all maps {1, . . . , n} →
{0, . . . , k − 1} with Σkn .
Proof. First the range of s(f ) when taken modulo n+1 contains all j ∈ {1, . . . , n}
and thus s(f ) ∈ Σkn . By construction the map f ↦ s(f ) is injective since f (j) is
the only element of Xf which is congruent to j modulo n + 1. Let us show that it
is surjective. Let α ∈ Σkn , then since (πnk )∗ ○ α∗ is surjective there exists for each
j ∈ {1, . . . , n} an f (j) ∈ {0, . . . , k − 1} such that j + f (j)(n + 1) ∈ Range(α). One
has Range(α) = Xf and it follows that α = s(f ).
Proposition A.2. The range of Perm ∶ Σkn → Sn is the set of permutations whose
descent number is d = k − 1 − v < k. Moreover
n+v
#{α ∈ Σkn ∣ Perm(α) = σ} = ( ).
n
Proof. Given a permutation σ ∈ Sn , a lift of σ in Σkn is of the form
(48) α(j) = σ(j) + k(j)(n + 1)
where k ∶ {1, . . . , n} → {0, . . . , k − 1} is non-decreasing and such that
(49) σ(j + 1) < σ(j) Ô⇒ k(j + 1) > k(j)
By definition (cf. [8]) the descent number number d of σ is the number of j ∈
{1, . . . , n − 1} such that σ(j + 1) < σ(j). Thus (49) implies that k(n) − k(1) ≥ d
and one gets k − 1 ≥ d. Conversely assume that the descent number number d of σ
is d = k − 1 − v with v ≥ 0. Then the lifts α of σ correspond to sequences (j) ≥ 0,
j ∈ {1, . . . , n}, such that
∑ (j) ≤ k − 1, σ(j + 1) < σ(j) Ô⇒ (j) > 0.
Given such a sequence one lets k(j) = ∑j1 (i) and one derives a lift of σ using
(48). Replacing (j) by (j) − 1 when σ(j + 1) < σ(j) one gets that the number of
lifts is the number of sequences ′ (j) ≥ 0, j ∈ {0, . . . , n} such that ∑ ′ (j) = v, i.e.
(n+v
n
).
Then, by composing with the maps πnk one obtains the following elements of the
ring Z[∆op ⋉ N× ]
Next, we show that these elements Λkn ∈ Z[∆op ⋉ N× ] fulfill the law
One has Λkn Λ`n = πnk σnk πn` σn` = πnk` Sd∗` (σnk )σn` where Sd∗` is extended to Z[∆op ] by
linearity. Thus (52) follows from the next Lemma A.3 which shows that the map
∗
Σkn × Σ`n → Σk`
n , (α, β) ↦ Sd` (α)β
Lemma A.3. (i) Let α ∈ Σkn and β ∈ Σ`n . Then Sd∗` (α)β ∈ Σk` ∗
n and Perm(Sd` (α)β) =
Perm(α) ○ Perm(β). (ii) Let f ∶ {1, . . . , n} → {0, . . . , k − 1}, g ∶ {1, . . . , n} →
{0, . . . , ` − 1} be arbitrary maps of sets. Then one has
Proof. (i) One has α ∈ Hom∆op (n∗ , Sd∗k (n∗ )), Sd∗` (α) ∈ Hom∆op (Sd∗` (n∗ ), Sd∗`k (n∗ ))
and β ∈ Hom∆op (n∗ , Sd∗` (n∗ )). Thus Sd∗` (α)β ∈ Hom∆op (n∗ , Sd∗`k (n∗ )). Moreover,
by applying the functor F ∶ ∆op ⋉ N × → Fin∗ one derives
and thus
Sd∗` (s(f ))(j + g(j)(n + 1)) = s(f )(j) + kg(j)(n + 1).
Let σ = Perm(s(f )), then one has s(f )(j) = σ(j) + f (σ(j))(n + 1) and thus taking
j = σ −1 (i) one gets s(f )(σ −1 (i)) = i + f (i)(n + 1) and
which determines uniquely the range of γ = Sd∗` (s(f )) ○ s(g) in the required form.
The Cyclic and Epicyclic Sites 33
j, if j ≤ i;
dni ∈ Hom∆op (n∗ , (n − 1)∗ ), dni (j) ∶= {
j − 1, if j > i.
One has di ○ dj = dj−1 ○ di , ∀i < j, and this shows that bn ○ bn+1 = 0. Next, we
provide the geometric proof ([9]) of the commutation of the λ-operations with the
Hochschild boundary.
Proposition A.4. The elements Λkn ∈ Z[∆op ⋉ N× ] commute with the Hochschild
boundary b i.e. one has Λkn−1 bn = bn Λkn , ∀n ≥ 1.
Proof. Note first that since the number of terms in the formula (50) defining Λkn
is the cardinality k n of Σkn , the expansion of the sum
δ∈Σk α∈Σkn
n−1
0≤j≤n 0≤i≤n
We show geometrically that among the (n+1)k n terms on the right hand side of the
above formula there are (n + 1)k n−1 terms which correspond to the left hand side
while the others cancel in pairs. Indeed, we construct a natural correspondence
(cf. (56) below) between the terms Sd∗k (dni )○α and the faces of the simplices in the
triangulation of the standard simplex ∆n = {(xb ) ∣ 0 ≤ x1 ≤ ⋯ ≤ xn ≤ 1} given by
the edgewise subdivision into k n simplices ∆(α) parametrized by α ∈ Σkn . The faces
which belong to the interior of ∆n appear twice and with opposite orientations.
34 Alain Connes – Caterina Consani
Sd∗k (x) ∈ Hom∆op (Sd∗k (n∗ ), Sd∗k ([0, 1])) ≅ Hom∆op (Sd∗k (n∗ ), [0, 1]).
a x(b)
(54) Sd∗k (x)(j) = + , ∀j = b + a(n + 1) ∈ Sd∗k (n∗ ).
k k
(56) F (β) = {Sd∗k (y) ○ β ∣ y ∈ ∆n−1 }, ∆n−1 = Hom∆op ((n − 1)∗ , [0, 1])
Lemma A.5. (i) Let β, β ′ ∈ Hom∆op (n∗ , Sd∗k ((n−1)∗ )) be such that the faces F (β),
F (β ′ ) are non-degenerate and equal then β = β ′ .
(ii) Let α ∈ Σkn and ∆(α) the corresponding simplex as in (55). Then the faces of
∆(α) are the F (Sd∗k (dni )α) for i ∈ {0, . . . , n}.
Proof. (i) This follows since the barycenter of a non-degenerate face F (β) de-
termines β. More precisely since one assumes that F (β) is non-degenerate the
map ∆n−1 → F (β), y ↦ Sd∗k (y) ○ β is affine and injective and thus the barycenter
of F (β) is the image Sd∗k (z) ○ β of the barycenter z ∈ Hom∆op ((n − 1)∗ , [0, 1])
of ∆n−1 . One has z(j) = j/n ∈ [0, 1], ∀j ∈ {0, . . . , n}. It follows from (54) that
Sd∗k (z)(i) = i/(nk), ∀i ∈ {0, . . . , nk}. Thus the coordinates Sd∗k (z) ○ β(i) of the
barycenter of F (β) determine β.
(ii) Using (56), one has
F (Sd∗k (dni )α) = {Sd∗k (y) ○ Sd∗k (dni )α ∣ y ∈ ∆n−1 } = {Sd∗k (y ○ dni )α ∣ y ∈ ∆n−1 }
and the result follows since the faces of the standard simplex ∆n = Hom∆op (n∗ , [0, 1])
are the
∂i ∆n = {y ○ dni ∣ y ∈ ∆n−1 } ⊂ Hom∆op (n∗ , [0, 1]).
The Cyclic and Epicyclic Sites 35
In this appendix we first review the definition of cyclic homology for cyclic mod-
ules, then we give a detailed description of the action of the λ-operations on the
(b, B) bicomplex in the context of epicyclic modules. Since the cyclic category is
isomorphic to its dual, we use a covariant definition of cyclic modules which turns
out to be more convenient when one discusses the epicyclic construction.
We recall that the cyclic category Λ is the full subcategory of the category Arc
with one object n for each non-negative integer n ≥ 0, given by the archimedean
set n = (Z, θ), θ(x) = x + n + 1 ∀x ∈ Z. Thus the morphisms between objects are
given by HomΛ (n, m) ∶= C(n + 1, m + 1), where for each pairs of integers a, b > 0,
C(a, b) denotes the set of equivalence classes of maps f ∶ Z → Z, with f (x) ≥ f (y),
∀x ≥ y and f (x + a) = f (x) + b, ∀x ∈ Z (cf. [4] §2.2). The equivalence relation is
defined as follows
f ∼ g ⇐⇒ ∃k ∈ Z, g(x) = f (x) + kb ∀x ∈ Z.
τnn+1 = id,
τn ○ σ0 = σn ○ τn+1
2
τn ○ σj = σj−1 ○ τn+1 , ∀j ∈ {1, . . . , n}
τn ○ δ0 = δn τn ○ δj = δj−1 ○ τn−1 , ∀j ∈ {1, . . . , n}.
The epicyclic category is the full subcategory of the category Arc⋉N× of archimedean
sets whose objects are the archimedean sets n. We recall that for (X, θ) an
archimedean set and k > 0 an integer, the pair (X, θk ) is also an archimedean
set which we denote as
The epicyclic category Λ̃ is obtained (cf. [2], Definition 1.1) by adjoining to Λ new
morphisms Idkn ∶ Ψk (n) → n for n ≥ 0, k ≥ 1, which fulfill the following relations
(1) Id1n = idn , Id`n ○ Idk`(n+1)−1 = Idk`
n
(2) α Idkm = Idkn Sdk (α), for any α ∈ Hom∆ ([m], [n])
(3) τn Idkn = Idkn τk(n+1)−1
where Sdk ∶ ∆ Ð→ ∆ is the edgewise subdivision functor ((1), (2)).
The canonical inclusion ∆op ⊂ Λ extends to an inclusion ∆op ⋉ N× ⊂ Λ̃ which
associates to the morphisms πnk ∈ Hom∆op ⋉N× (Sd∗k (n∗ ), n∗ ) the morphism Idkn ∈
HomΛ̃ (Ψk (n), n).
36 Alain Connes – Caterina Consani
Let sj = snj ∈ Hom∆op (n∗ , (n + 1)∗ ) be the degeneracies, for 0 ≤ j ≤ n. They are
given by
snj (i) = i if i ≤ j, snj (i) = i + 1 if i > j
so that the image of snj does not contain j + 1. Note that B0 ≠ snj , ∀j, n. For n ≥ 0
let
and
where it follows from (57) that Ψk (n) = (Z, tk(n+1) ) is the archimedean set (Z, θk ),
with θk ∶ Z → Z, θk (x) = x + k(n + 1).
Lemma B.4. (i) The inclusion of categories ∆op ⊂ Λ induces an inclusion of sets
Σkn ⊂ Γkn and one has
(iii) For any α ∈ Σkn+1 there exists a unique element α′ ∈ ∆kn such that αB0 =
Sdk (B0 )α′ . Moreover the map α ↦ α′ defines a bijection of sets Σkn+1 ≃ ∆kn .
Proof. (i) Let α ∈ Hom∆op (n∗ , Sd∗k (n∗ )), then it is easy to see that its image
into the cyclic category α̃ ∈ HomΛ (n, Ψk (n)) belongs to Γkn if and only if α ∈ Σkn .
In that case, the associated permutation of {0, . . . , n} is obtained by extending
Perm(α) to a permutation of {0, 1, . . . , n} by fixing 0. One has Λ = C∆op and
every morphism φ in Λ uniquely decomposes as φ = ta ○ δ, where δ is in ∆op . For
φ ∈ Γkn , one has φ = ta ○ δ where δ ∈ Hom∆op (n∗ , Sd∗k (n∗ )), thus one gets (63).
(ii) By construction one has Γkn ∩ ∆ = ∆kn . For α ∈ HomΛ (n, Ψk (n)), the right
multiplication α ↦ ατ by an element τ ∈ AutΛ (n) does not affect the condition:
“(Idkn ○ α)∗ is bijective” thus the result follows from the decomposition Λ = ∆C.
(iii) For α ∈ Hom∆op ((n + 1)∗ , (k(n + 2) − 1)∗ ) we let α̃ its canonical lift to a
non-decreasing map
By hypothesis the map Perm(α) which to x ∈ {1, . . . , n+1} associates α(x) modulo
n + 2 is a permutation of {1, . . . , n + 1}. Thus the map φ ∶ Z → Z, φ = α̃ ○ B0 is
increasing and fulfills the following properties:
38 Alain Connes – Caterina Consani
{0, . . . , n, n + 1}
α / {0, . . . , k(n + 2) − 1}
O O
B0 Sdk (B0 )
{0, . . . , n}
α′ / {0, . . . , k(n + 1) − 1}
One has B0 ∈ Hom∆ ([n], [n + 1]) ⊂ HomΛ (n, n + 1) and the morphism Sdk (B0 )
which belongs to Hom∆ (Sdk ([n]), Sdk ([n + 1])) is also given by (58). Thus the
range of φ ∶ Z → Z is contained in the range of the injection Sdk (B0 ) and for each
x ∈ Z there exists a unique y such that φ(x) = Sdk (B0 )(y). Set α′ (x) = y, then
α′ ∶ Z → Z is a non-decreasing map which satisfies:
● α′ (x + a(n + 1)) = α′ (x) + ka(n + 1), ∀x, a ∈ Z
● α′ (x) ∈ {0, . . . , k(n + 1) − 1}, ∀x ∈ {0, . . . , n}.
Thus α′ ∈ Hom∆ ([n], [k(n + 1) − 1]) and the map (Idkn ○ α′ )∗ is the same as the
permutation Perm(α) of the set {1, . . . , n+1} reindexed as {0, . . . , n}, thus α′ ∈ ∆kn .
Moreover the map α ↦ α′ determines a bijection Σkn+1 ≃ ∆kn since it is injective
by construction and the cardinality of Σkn+1 , which is k n+1 by Lemma A.1, is the
same as the cardinality of ∆kn (which is by (ii) equal to 1/n × #(Γkn ) = k n+1 using
(i)).
Proof. The left hand side of (65) is a sum of (n + 1)k n+1 terms which, up to sign,
are of the form
Idkn+1 αB0 τ, α ∈ Σkn+1 , τ ∈ AutΛ (n).
By Lemma B.4 one has αB0 = Sdk (B0 )α′ , so that these terms can be rewritten as
follows
The coefficient of k in the right hand side of (65) is a sum of (n + 1)k n terms
which, up to sign, are of the form B0 ξ Idkn β, β ∈ Σkn , ξ ∈ AutΛ (n).
The Cyclic and Epicyclic Sites 39
One also has ξIdkn = Idkn ξ˜ where ξ˜ ∈ AutΛ (Ψk (n)) is a lift of the cyclic permutation
ξ ∈ AutΛ (n). Moreover B0 Idkn = Idkn+1 Sdk (B0 ). Thus we conclude that B0 ξ Idkn β =
Idkn+1 Sdk (B0 )ξ˜β. One has ξ˜β ∈ AutΛ (Ψk (n))Σkn and using the coefficient k in
front of the right hand side of (65) together with the equality Idkn η = Idkn η ′ for
any two of the k lifts of ξ one can rewrite the right hand side of (65) as a sum of
(n + 1)k n+1 terms which up to sign are of the form
Thus the validity of (65) follows from Lemma B.4 which gives AutΛ (Ψk (n))Σkn =
Γkn = ∆kn AutΛ (n) and the fact that the signs in front of the terms in (66) and (67)
are always given by the signature of the associated permutations.
The operations Λkn are meaningful on the quotient in view of the following
Proof. For any σ ∈ Σkn and any degeneracy sj , there exists α such that with
i = Perm(σ)(j + 1), one has σ ○ sj = Sd∗k (si−1 ) ○ α. The conclusion follows using
Idkn Sd∗k (si−1 ) = si−1 Idkn .
Lemma B.7. (i) The following equality defines, for any integer k ≥ 1, an endo-
morphism of the (b, B)-bicomplex of E:
Proof. (i) The commutation of θ(k) with b and B follows from Proposition A.4
and Theorem B.5 respectively. More precisely one has for ξ ∈ C α,β , Bξ ∈ C α+1,β
and
When the epicyclic module E factors through Fin one has, after tensorisation of
the abelian groups by Q, a decomposition (cf. [8] Thm. 6.4.5)
HCn (E) = ⊕ HCn(j) (E)
j≥0
×
which diagonalizes the action of N as a sum of the representations given by the
characters N× ∋ k ↦ k j . This decomposition of an epicyclic module does not hold
in general. Let E be an epicyclic module and ρ ∶ N× → V be a representation of
N× , then the tensor product E ⊗ V endowed with the maps
(E ⊗ V )(f ) = E(f ) ⊗ ρ(Mod(f )) ∶ E(n) ⊗ V → E(m) ⊗ V , ∀f ∈ HomΛ̃ (n, m)
is still an epicyclic module. When working with vector spaces over a field, this
construction tensors the cyclic homology by V and replaces the action of N×
on HCn (E) by its tensor product with ρ. Thus this twisting process generates
epicyclic modules with arbitrary weights.
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