Workn Informal Settleme
Workn Informal Settleme
JANUARY, 2023
SAMARA, ETHIOPIA
SAMARA UNIVERSITY
ADVISOR: ____________(AM.)
SAMARA UNIVERSITY
BY : SELAMAWIT WORKU
APPROVED BY:__________________
ACRONYMS..................................................................................................................................................5
LIST OF FIGURES..........................................................................................................................................6
LIST OF TABLES............................................................................................................................................7
SUMMARY.................................................................................................................................................10
INTRODUCTION.........................................................................................................................................12
A. Physical Characteristics.................................................................................................................15
B. Social Characteristics.....................................................................................................................15
C. Legal Characteristics......................................................................................................................15
3. RESEARCH METHODOLOGY...................................................................................................................20
4.2.1. Climate.....................................................................................................................................22
4.2.2. Soil...........................................................................................................................................22
4.2.3. Topography..............................................................................................................................22
4. Social Infrastructure..........................................................................................................................23
5. Data analysis......................................................................................................................................23
Ethical Issues:....................................................................................................................................23
Dissemination:.......................................................................................................................................23
Work plan..................................................................................................................................................24
REFERENCES..............................................................................................................................................26
ANNEX-1....................................................................................................................................................28
SUMMARY
Background: Most cities in developing countries are expanding horizontally and the population
is moving to unplanned settlement on the peripheries at the expenses of agricultural lands and
area of natural beauty. Land delivery system is without normal procedures, no legal frame work,
bureaucratic, not transparent and inclusive, dishonest and irresponsible to land demanders affects
the efficient use of the urban land and deliver system which in turn leads to illegal procedures,
land speculations, market distribution, illegal or Informal settlement, poor infrastructure and
services provision, inadequate collection of revenue that hinders economic development of the
town.
Objective: The major objective of the study is to examine informal settlement and its impact on
urban amenities of Samara city.
Methods: In order to accomplish these objectives, the researcher will use both primary and
secondary source. The primary data will be gathered through questionnaire, interview, field
measurement, and field observation. Whereas, the secondary data will be extracted from
different published and unpublished materials. The analysis of this paper was carried out using
both qualitative and quantitative techniques. The finding of this study will be displayed by texts
and tables.
Work plan: This study will be conducted from March 10-May 10, 2023 and with cost of _____
ETB.
CHAPTER ONE
INTRODUCTION
1.1 Background of the Study
The rapid expansion of cities throughout the world was been accompanied by equally rapid
growth of informal settlements. As people continue to migrate a way from rural area in to cities
increase numbers of people living in urban areas. Currently, there are 200,000 of these
communities across the world, according to the united nation’s spatial reporter on adequate
housing most of them in and around cities, and that number is growing spatially. While 90% of
the world informal settlements are in developing nations such as India and Brazil they are a
worldwide phenomenon and are in European capital and largest American cities (IBT Media
Inc.2016).
A marked phenomenon of rapid urbanization in Africa has been the proliferation and
uncontrolled spread of so-called “spontaneous” or “inform all settlements “built by immigrants
to meet their shelter’s needs. Known as “informal” because they are built outside legal planning
formal work, informal settlements are generally characterized by high population densities,
limited or non- existed urban services, low quality housing stock. As they are often built on
marginal or environmentally sensitive lands, such as wet lands or steep hill sides ,informal
settlements can have deleterious environmental impacts , such as increased solid waste (Bartone,
and Bernstein etc.) (1994).
Informal settlements or slum conditions are defined by the UN as lacking as least one of the
basic condition of descent housing, adequate sanitation improved water supply, durable
housingor adequate living space. This expansion is occurring quickest in the world’s poorest
region such as southern Asia and sub Saharan in Africa (Jakins,et Al 2007).
Informal land settlements is usually referred to residential areas where a group of housing units
have been constituted or land to which the occupants have no legal clamor which they occupy
illegally. They are characterized mostly be the low quality house and the lack of, or in adequacy
infrastructure and social services (Daniel, 2011).
Afar region is one the state of the country with an estimated population totally around 39 million.
This region has municipality to managed address the challenges of rapid of urbanization. This
region shows great determination in its efforts to tackle difficult issues such as housing shortage,
stagnan ion, lack of electricity, and illegal settlements (CSA2010) .
Ethiopian is one of the least urbanization country in the world. Even by Africa standardized,
level of urbanization is low. According to the population Reference Bureau's world population
Data sheet (2002).While the average level of urbanization for Africa in general was 33% in
2002, Ethiopian was only 15% of population living urban area. Despite of the low level of
urbanization and the fact that the country is mainly rural, there is a fast rate of urban growth,
Which is currently estimated at 5.6% per year (MUDH ,2015).
In many town most of time informal settlement are found in the peripheral area, where they are
characterized by their irregular shape and large plate of size. As result they have significant
contribution to the unplanned and rapid horizontal expansion and spontaneous growth, Samara
city is now confronted with different types of problem one is emergence and development of
informal settlement illegal bounding and illegal land use are very common practices in the town.
For this study focus on the challenges of informal settlement in Samara city as study area.
Every research has its own significant in providing valuable information or immediate solution
to the particular problem. Likewise this study will provide a clue about the main challenges of
informal settlement in Samara City. This study was provoke policy maker practitioners and
administrators of Samara City to look for appropriate mechanisms to satisfy the maximum need
of the urban society and generate new idea for further knowledge on practical institution of the
area.
This study organized into six chapter .The first chapter deals with back ground of the study,
statement of the problem, objectives of the study, research question, significant of the study,
limitations of the study and the second chapter consists of theoretical and empirical literature
review, while the third chapter focuses on research methodology, The fourth chapter deals about
description of the study area and chapter five deals about data analysis and interpretation, the
chapter six consists about conclusion and recommendation.
CHAPTER TWO
2. LITERATURE REVIEW
A clear definition of informal settlement hardly available, In the world many synonymous word
have been used in literature to refer informal settlement. This include irregular, unplanned
marginal settlement (lamba,2007).Some literatures have used to term slum sand informal
settlement interchangeably. While clear definition for informal settlement is still elusive, some
organizational have given description of informal settlement and slum (UNHSP, 2003).
Informal settlements are deal settlement computing humanities housed in self-constructed shorter
sunder condition of informal or traditional land tenune. They are common future in developing
country and are typical the product of urgent need for shelter by urban poor .As such they are
characterized by a deals proliferation of small makes shift shelter built from diverse materials
degradation of local ecosystem and severe social problems (UN HABITAT,2011).
Informal settlements are defined as when area are found on public, private or customary land
accessed by invention or developed against planning, building and ownership regulation (Abbat,
2001).They lack basic social services and infrastructure facilities. Informal settlement are
defined as Bake (1991) classifies informal settlement as those settlements; Occur due to
unauthorized invention and development public and private land, are through subdivision that are
not registered officially or sub division that do not conform your planning regulations, are within
areas covered by customary tenure which have been made part of the city through cities
expansions, are built without permits from the local authorities. Informal settlements are
therefore unauthorized residential areas.
2.2. Squatter Settlements
A squatter settlement can be defined as a residential area which has developed without legal
claims to the land and /or permission from the concerned authorities to build; as a result of their
illegal or semi -legal status, infrastructure and services are usually inadequate. There are
essential three defining characteristics that help us to understand squatter settlement: the
physical, the social and the legal with the reasons behind them being interrelate.
A. Physical Characteristics
A squatter settlement, due to its inherent "non-legal "status, has services and infrastructure below
the "adequate "or minimum levels. Such services are network and social infrastructure, like water
supply, sanitation, electricity, roads and drainage ;schools, health centers, market places etc.
Water supply, for example, to households may be absent, or a few public or community stand
pipes may have been provided, using either the city networks or a hand pump itself. Informal
networks for the supply of water may also be in place. Similar arrangements may be made for
electricity, drainage, toilet facilities etc. With little dependence on public authorities or formal
channels (Hari, 2005)
B. Social Characteristics
Most squatter settlement households belong to the lower income group, either working as wage
labor or in various informal sector enterprises. On an average, most earn wages at or near the
minimum wage level. But household income levels can also be high due to may income earners
and part -time jobs. Squatters are predominantly emigrants, either rural -urban or urban -urban.
But many are also second or thirty generation squatters (Hari, 2015).
C. Legal Characteristics
The key characteristic that delineates a squatter settlement is its lack of ownership of the land
parcel on which they have built their house. These could be vacant government or public land, or
marginal land parcels like railway setbacks or "undesirable "marshy land. Thus when the is not
under "productive "use of the owner, it is appropriated by a squatter for building a house. It has
to notes there that in many parts of Asia, a land Owner may "rent "out this land for a nominal fee
to a family or families, with an informal or quasi -legal arrangement, which is not however valid
under law (Hari, 2015).
In Ethiopian context these types of settlements are known as "Chereka Bet ".the term chereka bet
in its literal Translation means ''house of the moon ''implying the illegal construction of houses
overnight using moon light, thus, they are defined as a settlement build on land occupied or used
without the consent of the city council and without having any construction permit grantee by the
city council (Daniel, 2006). Informality is generally considered to be the characteristics of low -
income settlement both caused by poor and beneficiaries: Illegal appropriation of land, Illegal
subdivision and Built with inappropriate materials or un serviced land etc.
Advantages: no need of subsidy, self-financing system, affordable to buy or to rent, and good
operational and maintenance system.
Disadvantages: loss of agricultural land, poor block arrangement, and uneconomical plots for
building, lack of public space, and poor water supply and swage is a constant threat to health.
(source: Daniel, 2006 ).
A century ago, only 4% of the world population was urban. Today cities are home to half of its
habitats. The rapid growth of urban population in developing countries over the past several
decades can be attributed both to natural increases and migration (Ulack, 1998).
According to un-habitat report on global settlement, slums and urban poverty are not just
manifestation of a population growth and demographic change, or even of the high impersonal
force of globalization. Informal settlement must be seen as the result of failure of housing
political laws and delivery system, as well as national and urban policies (UN-Habitat,2011).
The urban poor trapped in informal and illegal world in slums that are not reflected on map
where waste is not collected, where tax are not paid and public services provided. As illegal or
(proper) rights; on security some respects expensive parallel market (UN-Habitat, 2011).
The authorities in the cities administration associated the formation of informal settlements with
the land grabbing activities of urban speculators. Urban speculators, who wish to sale a land
illegally, garb or purchase land on the skirt of city, which at this moment is another reason for
squatting (Markakis, 2006).
Urban Poverty
The incomes of informal settlements are mostly too low for formally regulated markets to
provide them with any kind of permanent housing. One of the inhabiting factors is that the poor
have a low propensity to save and hence a low propensity to borrow many from lending
institution. This situation has also been compounded by the increases in inflection level. Hence
they have created to solve their own by problems by building their own dwelling, or by building
informal rental accommodation for each other (Markakis, 2006).
In developing countries varies recommended for different alternative strategies to tackle the
problem of informal settlements like, enabling approach to shelter provision, enabling market to
work improving access to housing inputs and social housing production.
Ethiopia approves urban development policies and legal frame work in different times. For
instance, urban development policy urban planning proclamation, current law income housing
approaches and access to housing finance (UN-Habitat, 2011).
CHAPER THREE
Research Questions
The research was the following questions
2. What are the main causes of informal settlement in the Samara City?
4. What are the possible solutions for informal settlement 01 kebele at Samara City.
CHAPTER FOUR
4. RESEARCH METHODOLOGY
4.1.2.1. Climate
The study area is characterized by variation of temperature through the year. This means with the
four season in the year there is variation of climate condition and amount rainfall contribution.
Therefore spring their high rainfall is received and Authumn also received less amount than
spring rainfall and also in the summer their cloud cover emergently rained and In the winter
normal their no any type of rainfall it is dry climate condition only know (WTWAO,2017).
4.1.2.2. Soil
The soil of Samara City can be characterized by or covered by red loam soil but all of the area is
not covered by the same soil. Same area is black soil and which have a deep layer red soil.
4.1.2.3. Topography
The topography of Samara City is relatively gentle and near to rugged in the nature. The study
area of 01 kebele is up and down compare to other kebele. It is suitable for informal settlement.
4. 3. Sample Techniques
The research is used probability sampling techniques, for this Research was used simple random
sampling techniques to determinants the sample size for study area of population.
n=N/1+N(e )
Where n= sample size
n = N/1+N(e)2
n = 350/1+350(0.1)2
n = 78
4.8. Dissemination:
The results of this study will submitted to Samara University department of geography and environmental
study, Samara City municipal, and finally it will be presented in scientific conferences.
CHAPTER FOUR
Work plan
TABLE 1: GANT CHART SHOWING THE WORK PLAN FOR THE STUDY. AS
DESCRIBED IN THE TABLE BELOW, THE PROJECT WILL BE CONDUCTED
FROM MARCH 10-MAY 10, 2023. ALL EFFORT WILL BE HIRED ACCORDINGLY
TO ACCOMPLISH THE PROJECT WITHIN THE TIME FRAME PROVIDED.
Time frame
S. no Activities to be done RP Aug Sept Oct Nov Jan Feb Mar May Jun July
1 Topic selection PI
5 Submission of final PI
proposal
6 Select &Training of data PI
collectors
7 Obtaining ethical PI &
clearance SU
8 Pre-testing of PI
questionnaires
9 Data collection DC
Ahiru. The city center, A shifting concept. In the history of Addis Ababa bahiru zewde (2006)
society state and history; settlelement in essays Addis Ababa University press.
Ali. et,(2006), The cause and consequences of Informal settlelement in Zanzibar, shaping the
change XXll FIG congress Munich, German, October 8_13,2006.
Abbot,(2001) informal settlelement are defined as residential area of the urban poor more often
in the cities of the developing world.
Abat,(2011), informal settlelement on area's of urban poor offer in the cities of developing
world..
IBT Media,Inc(,2016) .India and Brazil world wide phenomenon and are in European capital and
largest American cities.
Lamba.j (2005). Tenure Management System Informative Settlement; the case of Nairobi
Masters Theses .ICT nether land
Mar Kakis.z (2006), Ethiopia, Anatomy of Traditional Policy, Shame Book, Addis Ababa.
Perera F.(1994), accommodating dating informal sector enterprises in the Urban built
environmental studies in Urban informal sector, human settlements development
monograph No. 36. Bangkok, Thailand, Asian institute of technology.
Thomas,(2003), a general indicative approach for qualitative data quack land, Newzer land.
SAMARA UNIVERSITY
COLLEGE OF SOCIAL SCIENCE AND HUMANITIES
DEPARTMENT OF GEOGRAPHY AND ENVIROMENTAL STUDIES
Dear respondent:
The main purpose of this question is to collect data as part of under graduate research work to the
fulfillment of BA degree in the geography and environmental studies and it is concerned with the
communities and administrative bodies the study is conducted in the Samara City ___ Kebele.
This question has two parties: the first is background information about respondents while the
second part deals with the cause and impact of informal settlement in Samara City 01 Kebele.
Therefore you kindly read carefully and respond genuinely to the question provided below and
no need of writing your name.
7. If your answer question number 7 is very high what is your reason for this?
8. From the following sentences which one is the consequence of informal settlement in 01
kebele?
A. Yes B. No
10. If your answer for item 9 yes, what is your reason for this?
________________________________________________________________________
________________________________________________________________________
11. What does the solution for the expansion of informal settlement?
________________________________________________________________________
________________________________________________________________________
12. Does the government give due attention to control informal settlement?
A. Yes B. No
13. If your responses to the above question is yes ,what kind of strategies the government
using? __________________________________________________________________
___________________________________________________________________
14. How will be the responsible body in order to minimize informal settlements in the
town and how?
____________________________________________________________________
__________________________________________________________________________________