Design and Technology For Disaster-Resilient, Environmentally Responsible Buildings in Mountain Regions (UTTARAKHAND) - Habitat Package

Download as pdf or txt
Download as pdf or txt
You are on page 1of 40

DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS

(UTTARAKHAND) | Habitat Package

1
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY


RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS (UTTARAKHAND)
Habitat Package

ISBN : 978-81-87395-78-2 (1)

Published by : Development Alternatives


B-32, Tara Crescent, Qutub Institutional Area
New Delhi 110016, India
Tel: +91-11-2654-4100, 2654-4200
Fax: +91-11-2685-1158
Email: mail@devalt.org, Website: www.devalt.org

Cover Photo Credit : Development Alternatives

Author(s) : Zeenat Niazi, Pankaj Khanna, Suhani Gupta, Rashi Sirohi

Layout : Binu K George

Disclaimer
This document is an outcome of a project titled, “Delivery of Eco-Friendly Multi-Hazard Resistant Construction Technologies and
Habitat Solutions in Mountain States, Focus: Uttarakhand” funded by “The Department of Science and Technology (DST), New
Delhi” for the economic development, social empowerment and environment management of our society. This document is
intended for use by policy-makers, academia, government, non-government organisations and general public for guidance on
matters of interest only. The decision and responsibility to use the information contained in this document lies solely with the
reader. The author(s) and the publisher(s) are not liable for any consequences as a result of use or application of this document.
Content may be used/quoted with due acknowledgement to Development Alternatives.

This work is licensed under the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License.

Suggested Citation
Niazi, Z., Khanna, P., Gupta, S., and Sirohi, R. (2020) Design and Technology for Disaster-resilient, Environmentally Responsible
Buildings in Mountain Regions (Uttarakhand) – Habitat Package. New Delhi: Development Alternatives.

2
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

ABOUT DST TIME LEARN PROJECT

The project Delivery Model for Eco-Friendly Multi Hazard Resistant Construction
Technologies and Habitat Solutions in Mountain States implemented in Uttarkashi by
Development Alternatives under the Department of Science and Technology (DST) TIME-
LEARN programme focuses on - sustainable construction in mountain regions through an
integrated approach which enables resource optimization, livelihood generation and climate
change through construction practices.
The project introduced environment friendly building materials and hazard resistant
construction systems in the region. It established a local delivery system for these products
and services through group and individual enterprises. The solutions offered by the project
include Stabilized Compressed Earth Blocks (SCEB) using local soil, Concrete blocks,
improved stone masonry with vertical reinforcement for ductility, precast roofing elements for
improved and safer RCC-based practice and Timber shingle based roofing.
Delivery systems for these technologies have been created through building capacity of local
community – women groups for SCEB, local carpenters for improved timber roofing and
individual micro enterprises for the pre-fabricated construction products. The materials were
introduced in the project through intensive community and market discussions. These have
been assessed by an independent group of professionals. As it incorporates high “localization”
component in material production and building construction processes, thus provide evidence
of a high local economy development and local resilience potential if disseminated widely and
mainstreamed in public and private construction projects.

3
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

ACKNOWLEDGEMENT

The preparation of the document ‘Design and technology habitat package for disaster
resilient, environmentally responsible buildings in mountain regions, focussing on
Uttarakhand’ has been a rewarding and collaborative journey that has benefited from the
participation of diverse spectrum of stakeholders who have contributed immensely to the
package. We would like to take this opportunity to thank them all for their generosity in
providing their time and effort.
We would extend our heartfelt gratitude to Dr. Debpriya Dutta, Head and Advisor, Scienst’G’
and Dr. Sunil Aggarwal, Scientist ‘E’ from Science for Equity, Empowerment & Development
(SEED) Division, Department of Science and Technology (DST), Govt. of India for approving
the project to Development Alternatives for piloting this initiative in Uttarakhand. We would
also like to express our gratitude towards Dr. Ruchi Badola, Scientist ‘G’ from Wildlife Institute
of India (WII) for being the coordinating organization of the TIME LEARN program and
ensuring the quality of the project along with 21 other core projects being implemented under
the Program.
We would like to thank our implementation partner, Himalayan Environmental Studies and
Conservation Organization (HESCO) for being our partner in mobilizing the communities,
conducting trainings and implementation of pilot models. We are grateful to Dr. Anil Prakash
Joshi, Founder of HESCO for providing his valuable inputs in the project for further scaling
up the work in mountain states. Our special thanks goes to Dr. Rakesh Kumar, Principal
Scientist from HESCO for coordinating and ensuring the timely implementation of the project.
We would also like to acknowledge our technology partners, Forest Research Institute (FRI),
Dehradun for providing the technology support in training and piloting Chir pine timber shingle
with timber truss under-structure roofing system along with its appropriate treatment
technology in the region. Special thanks goes to Dr. Rajendra Desai, Joint Director and
Managing Trustee of National Centre for People’s Action in Disaster Preparedness (NCPDP)
for providing technical assistance to build disaster resilient buildings in the region.
Our sincere thanks to Mr. Devendra Patwal, Disaster Management Officer, Uttarkashi for
providing his valuable suggestions and feedback from government perspective to take the
work further in district and state of UUttarakhand. Our sincere thanks goes to the field team
consisting of Dwarika Semwal, Gajendar Singh Rana and Vinod Chamoli who worked on
ground to mobilize the activities in three villages and coordinated the entire project. We are
indebted to the entire community especially to the women group who has come forward and
participated in the activities of mud block and other precast concrete material production.
Last but not the least, we acknowledge the relentless support of DA team including entire
Policy and Planning team, Product Development Team, TARA Machine team whenever
required to implement the project in the field. A special mention to Hriday Ray, Pramod
Singh, Shyam Narayan Prasad, K.P Singh, Sureshanand and Ramanand for providing on
field training.
Our sincere thanks to all.

4
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

PREFACE

The Habitat Package has been developed as complete Technology Package with Options for
Eco-Friendly Disaster Resistant Construction practices for mountain regions. It has been a
challenging and rewarding task to introduce and demonstrate a new construction approach in
rural areas of Uttarkashi district, Uttarakhand. The system which incorporates and provides
answers to some of the key issues of development – resources, livelihood and climate change.
The solutions implemented by the project in three demonstration buildings and the experience
of engagement with local community and entrepreneurs bring forth lessons which can inform
a larger strategy for mainstreaming sustainable construction in mountain regions.
Participatory approach has been followed through the implementation methodology, right from
the research and assessment stage to technology demonstration stage. This was a critical
aspect for technology integration and technology adaptation among communities.
Our attempt will be rewarding if this habitat package serves the Uttarakhand government in
achieving their sustainable development and disaster risk reduction agendas. This package
will seek to generate consensus regarding action needed on various fronts such as policy to
enable efficient use of mountain resources, decision making in line with green procurement,
micro-enterprise based delivery systems and building requisite capacities of mountain
communities.
The package has been divided into six sections – providing the background of the issue,
criteria followed for selected sustainable building technologies, technology options developed
under the project, case study showing the combination and implementation of technologies
and lastly, recommendations for scaling up.
We sincerely thank Department of Science and Technology (DST) SEED Division, for giving
us the privilege of being a part of this extremely important initiative. We hope that this will be
benefitted by government of Uttarakhand and other mountain state in India, Ministry of rural
development and Disaster management and mitigation departments.

5
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Dr. Debpriya Dutta

Head and Advisor, Scientist ‘G’


SEED Division
Department of Science and Technology

FOREWORD
Science for Equity, Empowerment and Development (SEED) Division under the Department
of Science and Technology, Government of India developed the concept of Technology
Intervention for Mountain Ecosystem- Livelihood Enhancement through Action Research &
Networking (TIME- LEARN) Program. Under this program, an innovative mechanism has
been developed for promoting Science and Technology (S&T) based organizations to develop
and implement innovative solutions for mountain specific problems in the Western Himalayan
states of Uttarakhand, Himachal Pradesh and Jammu and Kashmir.
This Habitat package documents the eco-friendly, low-cost, disaster resilient building material
technologies proposed in Uttarakhand region to address the shift in construction practices
from traditional to cement based practices in mountain regions leading to high energy
intensive, seismic vulnerable buildings. This Habitat package along with detailed packages of
each building technology covers detailed specifications and their localized methods of
production and construction processes. This would serve local government, entrepreneurs to
adapt such eco-friendly technologies in their practices, schemes and programs.
I take this opportunity to express my utmost gratitude to Development Alternatives Group for
piloting these technologies in the region of Uttarkashi and establishing micro-enterprise based
delivery systems of these technologies on the ground through trainings and capacity building
programs. I would also like to extend my gratitude to various implementation and technology
partners involved in the various stages of the project, due to which such initiative became a
reality.
I am sure that the package would serve the bigger picture in the framework of disaster risk
reduction, in alignment with National Disaster Mitigation Plan (NDMP) 2019 agenda. It would
also serve the Sustainable Development Agenda of Uttarkhand state by promoting resource
optimization through environment friendly building technologies and add to its employment
generation agenda by creating livelihood opportunities specifically in such challenging
pandemic scenario.

Dr. Debpriya Dutta

6
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

TABLE OF CONTENTS

1. Introduction …………………………………………………………………....... 8
 Approach …………………………………………………………………….. 10
 Methodology ………………………………………………………………… 11

2. Criteria for sustainable building technologies in mountain regions … 13

3. Design approach- structural concerns ……………………………………. 16

4. Technology options …………………………………………………………... 22


 Reinforced stone masonry ………………………………………………… 23
 Stabilized Compressed Earth Blocks …………………………………….. 24
 Concrete Blocks ……………………………………………………………. 26
 Pine shingle roofing on timber understructure …………………………... 28
 Precast RCC plank and joist roof slab …………………………………… 29
 Precast RCC door-window frames ……………………………………….. 31

5. Case study – Community building, Kamad (Uttarkashi) ……………….. 32

6. Way Forward …………………………………………………………………… 37


 Learning ……………………………………………………………………... 38
 Recommendations for state level action …………………………………. 38

7
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

1. Introduction

8
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Mountain regions are major eco-systems representing the inter-related ecology of our planet.
They are a key source of water, minerals, forest and agricultural products and their stability is
essential for the health of the global ecosystem. Mountain ecosystems are, however, rapidly
changing and this change is being accelerated by collective impact of development. Mountain
regions in India, as is commonly the case in other parts of the world, lie in disaster prone zones
– particularly prone to tectonic shifts. The way the built environment is planned and
constructed has a big impact on the degree of damage due to these extreme natural events.

Uttarkashi is situated in the extreme north -west corner of Uttarakhand, bounded with Tibet
and Kinnaur district of Himachal Pradesh to its north. The district faces a range of disaster-
risks. With majority of the district lying in seismic zone IV, it is highly vulnerable to seismic
activity of intensity which can cause heavy damage. According to a study of disaster risk1 in
Uttarakhand, earthquakes and fluvial floods are the two major disaster risks in the region.
According to the assessment, “the average annual economic loss, based on the probabilistic
assessment of earthquake and fluvial flood risk is about INR 2,545 Crores and that the losses
due to earthquake are far more significant, accounting for more than 95% of the total loss.
Residential buildings and critical buildings (health centres, schools, government buildings)
account for 57.4% and 4.4% of these losses”.

Source: Disaster Mitigation and


Management Centre, Govt. of
Uttarakhand

Construction practices in the mountain regions have been changing rapidly, mainly under the
influence of cement concrete and red brick-based practices, where the construction materials
are coming from plain regions. These are perceived as stronger, particularly to resist
earthquakes. The penetration of materials like cement and steel and workforce from plain
regions (such as Bihar) have accelerated this change. Burnt clay bricks which are transported
from kilns in the plain regions (such as Roorkee) are being used as an alternative to traditional
stone masonry. However, looking at the construction challenges from an eco-friendly
approach, two challenges were identified – one was the technical incorrectness of Reinforced
Cement Concrete (RCC) based construction practices in the region which is counter-
productive and results in increased vulnerability of buildings and second is the high
dependency on high energy materials like burnt clay bricks, steel and cement which are
transported from far-away plain regions.

In addition, most masons in rural areas, as was observed in the project implemented in
Uttarkashi, have incomplete and incorrect knowledge of RCC- based construction practices
which severely undermines the capacity of contemporary construction to be able to resist
damage by earthquakes.

1
Disaster Risk Assessment of Uttarakhand – State Level Assessment Volume 3A- under Uttarakhand Disaster Recovery
project – jointly conducted by DHI Water & Environment (S) Pte Ltd., Asian Institute of Technology, and Evaluacion de
Riesgos Naturales, Mexico DF - http://usdma.uk.gov.in/PDFFiles/Atlas_Vol3A_20190131.pdf

9
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

The high prevalence of non-local construction materials also undermines local economy and
erodes opportunities for skill development among local community. Traditional construction
practices using stone masonry and timber floors/roofs have seen a steady decline in skilled
masons who are technically proficient.
Current construction trends in rural areas of Uttarkashi

Brick and RCC slab construction in Siror village RCC columns and beams combined with traditional
stone masonry in Kamad village

Approach
An integrated sustainable approach was adopted where sustainable building construction
practices can add to the local economy generation, create disaster resilient
infrastructure, enhance natural resource optimization and encourage social inclusion
in the state. It has been envision that such an approach would lead to increase livelihood
opportunities, improved environment, construction of disaster safe buildings and community
participation in building processes. Such approach was achieved through four work areas on
the ground - Technical in which masons and carpenters were trained in disaster resilient
construction techniques, Environmental in which building technologies which low carbon,
resource efficient and add value to local resources were introduced, Economical in which
local building material
enterprise were setup to
produce and supply green
building materials and
construction services, Social
in which women and youth
were involved through skill
development and local skill
base up-gradation.

In total six new building


technologies (walling and
roofing) were introduced and
demonstrated– Reinforced
Random Rubble masonry, Stabilized Compressed Earth Blocks, Concrete Blocks, Chir pine
timber shingle roofing with timber truss understructure, Precast reinforced concrete door
window frames and Plank & Joist for roofing – which can be locally produced, maximizes the
use of local materials, optimises the use of cement and steel and which can be standardized
for structural integrity.

10
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Methodology

Research and assessment –At the outset, a baseline assessment was conducted in four
villages of the Uttarkashi district to understand the local habitat design, current trends of
construction and gaps/ shortcomings which make buildings vulnerable in the region. This
helped in identifying the key criteria for appropriate technology selection and, subsequently,
for evaluation of sustainability of the implemented technologies in the given regional context.
Technology adaptation & Technology integration –The following critertia/ indictors were
used for technology selection – Hazard resistance – Earthquakes and high velocity winds -
Structural integrity of building –proxy attribute of technical correctness of prevailing
construction, Environmental impact - This is a hybrid attribute combining criticality of
resource use and Embodied energy, Local Economy Component -% contribution to village
economy, Affordability - Cost of construction of wall/roof and maintenance, Climate
responsiveness- Resistance to transfer of heat and cold, Cultural integration- Link with
traditional construction practice.

Capacity building – Three level of trainings were conducted for the capacity building of local
masons, artisans, carpenters and women’s groups.
Level 1: Community based production and supply - This training has been divided in two parts
– one is Production training of new building materials and second is Mason training in disaster
safe construction practices. The production training was conducted with local artisans,
masons and carpenters from four to five different villages in the region. The artisans were
trained in the production of Stabilized Compressed Earth Blocks (SCEB), Concrete Blocks
and Timber under structure and shingle roof, Precast RCC Plank, Joist and Door window
frames. The mason training was conducted with local masons in which disaster safe
construction techniques were theorized and demonstrated in the pilot building.
Level 2: Construction training and technical support – This training was majorly conducted
during the construction of demonstration building through site supervisor and technical experts
at different stages of construction.
Level 3: Micro-Enterprise training and market support – the project team has worked with the
entrepreneur to develop a business plan, a strategy for product pricing and communication

11
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

information for product marketing. This training was conducted for hands on support for
enterprises by actual production orders to women’s groups, enterprises and construction
service orders to masons and carpenters.
Technology demonstration – The technologies has been demonstrated in three building
typologies at three different villages of Uttarkashi region – Community building at Kamad
village, Homestay at Bagi village and House at Siror village. Technology demonstration has
also been an essential part of capacity building of local masons and technology adaptation
among communities.
This was further strengthened by setting up delivery systems of the technologies in these
villages. A system for localized delivery and availability of the building material and the access
to the requisite skilled masons to implement the technology. The core of this delivery model is
about anchoring the production and delivery services in the local region.

12
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

2. Criteria for
Sustainable
Construction in
Mountain Regions

13
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Sustainability is understood in terms of its three components – environmental, social and


economic. What is equally important is to define and assess sustainability in response to a
given regional context for a practical interpretation of sustainability based on regional realities.
For instance, resistance to natural hazards is a non-negotiable pre-requisite for any
construction technology in mountain regions of India and therefore, integral to sustainability.
Uttarkashi is is largely representative of mountain regions of Uttarakhand. Certain
performance criteria or attributes have been identified to prioritize technology options which
are sustainable for the region. In response to the major challenges faced in mountain regions
of India and the emerging construction scenario in those regions, the following attributes were
considered for technology selection.

Attributes Measurement/ assessment metric

Hazard resistance – earthquakes and Structural integrity of building –proxy attribute of technical
high velocity winds correctness of prevailing construction practices- qualitative

This is a hybrid attribute combining criticality of resource


Environmental impact
use and Embodied energy – Megaloule - quantitative

Local Economy Component % contribution to village economy – quantitative

Cost of construction – INR/m2 of wall/roof and


Affordability
maintenance- quantitative
Resistance to transfer of heat and cold – U-value in W/m2 K,
Climate responsiveness
quantitative

Cultural integration Link with traditional good practice – qualitative

1. Resistance to Natural Hazards


The response to natural disasters is a function of construction quality and structural details
with respect to particular building materials/ techniques which are used. Technically speaking,
earthquake resistance can be built into the structure using any material – whether natural
materials like stone and timber or processed material like cement and burnt brick. It can be
ensured with good quality construction and correct structural detailing There are IS Code
specifications for resistance to earthquakes, floods and high velocity winds and guidelines
framed by leading technical institutions such as NICEE (National Information Centre of
Earthquake Engineering)-IIT Kanpur for enhancing disaster resistance of construction.
While documenting prevailing building practices in the region, it was common to see incorrect
practices in cement and RCC based construction. For instance, absence of roof level beams
in attempted RCC frames, very low awareness of good quality concrete for in-situ application,
incorrect reinforcement detailing are some of the widely observed problems. This widespread
lack of basic technical skills is, in fact detrimental to hazard-resistance. Therefore, it becomes
critical to enhance technical correctness of practice through introducing basic-essential tools,
standardization and quality control mechanism.
2. Environmental Impact
This attribute is concerned with environmental implications of materials and construction
technology. This can be assessed on the basis of two factors – Embodied energy and Critical
Resource use. Embodied energy, a universally recognized attribute for environmental
impact, is the cumulative energy consumed in constructing a wall or roof component of a
building- including energy use in production of raw materials, transportation of raw materials
to site and construction. Transportation is a major concern in mountainous regions, given the

14
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

fact that cement, steel and bricks are all sourced from faraway plain regions. Critical
resource use - is understood from the point of view of minimizing the negative impact of
natural resource exploitation which is inevitable in the case of primary materials like cement,
steel, sand and stone. Based on the criteria of Scarcity and Environmental Degradation,
Resource Criticality Index for primary construction materials can be derived specifically for
mountain regions.
3. Local Economy Component
This attribute is concerned with augmentation of the local economy through components of
construction activity. Depending on the distance between construction site and nearest supply
point of ready-to-use materials, ‘local’ can be interpreted for mountain regions with respect to
the nearest small market for materials and also the radius which contains all essential service
providers needed for construction in the region. There are two sub-attributes of Local
Economy Component. Percentage Cash Flow in the local economy signifies % of money
spent on a particular construction technology which stays in the local system. Job creation
signifies number of man-days of local employment generated by various stages of
implementing a construction technology.
4. Affordability
Affordability is an important concern, especially in the hilly districts which make up the bulk of
the nearly 3/4th rural population. The current convention with regards to cost of a ‘pucca’ house
is burnt brick masonry and RCC construction. The cost of burnt brick masonry and RCC slab
construction is in the range of INR 10-12000 per m3 and INR 4000-5000 per m2. The traditional
(random rubble) stone masonry walls cost in the range of INR 2500-3500 per m3. The practice
of slate stone for sloping roofs has taken a backseat due to environmental regulations- a piece
of slate costs around INR 40 today. Transportation expense of reaching materials to often
remote sites, accounts for 15-20% of the overall cost of building. The potential for cost-
efficiency largely lies in utilizing local materials more efficiently and reducing
transportation through localized material production units.
5. Climate Responsiveness
The loss of indoor thermal comfort efficiency has been a major outcome of brick and cement
based practices in mountain regions. The feeling of discomfort indoors due to cement
plastered brick walls and cement-concrete floors is a common experience of the rural
community, often manifest in the form of joint-pains especially among the aged. The
replacement of min 18” thick stone masonry walls with thinner 9” brick walls has a direct impact
on thermal comfort through both reduction in thermal transmittance (U-value, W/m2K – the
lower the better) and in thermal mass (capacity to absorb heat energy). The U-value of burnt
brick masonry is about 2.2 W/m2K- about 30% more than traditional stone masonry walls. The
RCC roof slabs of typically 100mm thickness, also have a high U-value of 4.2 W/m2K.
However in some cases, RCC slabs are used as intermediate slabs in double storey buildings,
with a sloping roof in the upper storey – this is able to minimize exposure of RCC slabs.

6. Cultural Integration
The issue of cultural discontinuity as a result of new brick-and-RCC practices is also
important- more so because it is relatively intangible and becomes evident over a number of
years. The prevalence of brick and RCC is already visible as the biggest change in the built
environment. It is related to the issue of climate responsiveness which is an intrinsic feature
of traditional construction.

15
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

3. Design Approach –
Structural Concerns

16
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Disaster resistance is the primary requirement of any building constructed specially in


mountain regions. Structural safety of the given building technologies was essential pre-
requisite for architectural design. Technically speaking, earthquake resistance can be built into
the structure using any material – whether natural materials like stone and timber or processed
material like cement and brick- with good quality construction and correct structural detailing.
Over the last decade, technical documents, aimed at construction personnel – both engineers
and artisans- have been developed by leading institutions with focus on non-engineered
construction in rural areas. Some key reference documents in this regard are –
 IS 4326 : Design and construction of earthquake resistant buildings and IS 13828 :
Improving Earthquake resistance of low strength masonry buildings-Guidelines
 Guidelines for Earthquake resistant non-engineered construction – IAEE and NICEE
(National Information Centre of Earthquake Engineering)
 Manual on Hazard Resistant Construction in India – developed under GOI-UNDP-
DRM Programme
 Guidelines for earthquake resistant construction in the National Building Code of India.
Three demonstration buildings have been constructed as part of the project – a community
building in Kamad village, an Eco-tourism home stay in Bagi village and a residential building
in Siror village. The design and structural details of these buildings have been developed in
accordance with the above documents. Kindly refer the Design Compendium for specific
details of these buildings.
Below is a summary of the main design and structural concerns, especially for load bearing
construction, which are reflected in the demonstration buildings.

1. Building Shape and Size


The main concerns in this regard are Plan Regularity and Vertical Regularity. While the former
applies to architectural plan of any given building, the latter mainly applies to double storeyed
(or higher) construction which is becoming increasingly prevalent in residential construction in
mountain regions.
Plan Regularity - In case of irregular plans, such as in the case of L-shape plan, the
projecting section should not be more than 15% of the dimension of the structure. If this is
not possible, then there should be a separation between the two parts of the building

Vertical regularity - In case of buildings with a floor above, there must be no vertical irregularity
due to the respective designs of both floors. This could be a small room on the upper floor
which causes asymmetry in the structure. This will result in torsion under seismic conditions,
which is not permitted in Category E buildings, unless a static analysis for seismic forces is
carried out. Vertical symmetry must be maintained across the length of the structure. If vertical
symmetry cannot be maintained, then there must be a structural separation between the single
story and the double storied part of the building.

17
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

This has been demonstrated in the


community building in Kamad village. A
connecting corridor was provided between
the single storied and double storied parts
of the building. The corridor is connected
with the ground floor section of the building
and is simply supported on brackets
provided in the double-storied section. This
will ensure that torsion caused by
asymmetric constraint to lateral forces will
not arise in case of earthquake.

2. Foundation

Strip footing in mortar ratio not leaner than, 1:6


is to be provided under all load bearing walls of
the structure and all eccentric foundations are
to be avoided. The depth of the footing is still a
strata with sufficient bearing capacity. It is
observed that rocky strata is found at shallow
depths of 2-3 feet in most parts of Uttarkashi. A
150mm deep RCC plinth beam is to be provided
across the thickness of the walls, for all load
bearing walls.

18
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

All vertical reinforcement for wall corners and


T-junctions will commence at the base
concrete of the strip footing and will end at the
roof level beam of the building, with correct
reinforcement anchorage details at both ends.
Verandah using RCC slab – This is a very
important design concern in buildings in
mountain regions. It is observed that many
residential buildings provide a verandah at the
front of the house across the entire length of
the building. In many cases, this involves a
combination of two different structural
systems – a masonry structure for the main
building and an RCC-based extension for the
verandah.
The RCC slab of the verandah must be
structurally integrated with the main building.
The supporting beams of the verandah slab
must bear fully on the load bearing walls of the
main structure at one end and on another
RCC beam at the other end which connects
all the vertical supports at the top. The vertical
supports can be reinforced masonry columns
in which the reinforcement at the core is
anchored into the RCC beam running at the
top of columns. The bottom of columns must
also be tied with a 150mm deep RCC beam
supported on a masonry footing underneath.

3. Seismic bands

Continuous RCC bands must be provided on all walls of building – both external as well as
internal walls - at plinth, sill, lintel and roof level. The bands must be must be the same
thickness of the walls and 75mm thick thick to provide adequate cover to the single layer of
reinforcement.

4. Vertical reinforcement
Single rod vertical reinforcement should be provided at all corner, T-junctions and on both
sides of all openings to impart ductility to the masonry walls. Laps in reinforcement bars will
be minimum 50 times the diameter of the bar. Corner and T-junction reinforcement will run
from foundation concrete to roof band, door reinforcement from plinth till roof band and window
reinforcement from sill level to lintel level.
For single storey building – 12mm bar
For double storied building - 6mm in ground floor and 12mm in upper floor

19
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

5. Masonry
In case of stone masonry, the inherent strength achieved through proper placement of stones
is very important. In particular, the use of header stones (which run for at least 75% of the wall
thickness) is critical. Adequate through stones should be identified from the stone pieces
before starting the masonry. All masonry should be constructed in 1:4 cement:sand mortar.

The layout of brick/ concrete block/ SCEB in each course of masonry should allow for
continuous vertical cavity of minimum 60mm for the bar and grouted with concrete made with
not more than 10mm size aggregates. Length of a 9” thick masonry wall should not exceed
12’ given a height of not more than 10’. If longer walls are needed, then pilasters should be
provided to strengthen the masonry – thickness of pilasters should not be less than thickness
of wall in which they are provided. In case of veranda, reinforced masonry column can be
provided instead of RCC columns.

20
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

6. Roof
The slab should be designed to behave as Rigid diaphragm, which is necessary for
transferring shear forces to the shear walls. Bearing for RCC joists should extend to the full
thickness of walls. The joist for the verandah will have a minimum bearing of 4” on masonry.

7. Door and window openings

All openings should be at a distance of at least


450mm from the inside corner of rooms and
must be at least 600mm apart. The cumulative
width of openings should not be more than
50% of the total length of the unsupported
wall.

21
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

4. Technology
Options

22
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Provided that the basic structural design of the building satisfies the requirements as listed in
the previous section, the technology options listed in this section can be integrated into the
building as per their specific details. Given below are brief profiles of the technologies
introduced in the project in Uttarkashi. Kindly refer the Technology Packages for more details.

Technology Advantages
Reinforced stone The technology increases the ductility of traditional Random
masonry Rubble type stone masonry, adds to local economy.
An alternative to red burnt clay bricks, can be locally produced
using locally available raw material like soil. The technology can
Stabilized Compressed
be produced on simple manually operated machines, adds to
Earth Blocks
local economy and provides better thermal comfort as compared
to burnt bricks in cold weather conditions of the region.
It is an alternative to red burnt clay bricks. The material can be
Concrete Blocks locally produced with mechanical compaction which improves its
quality significantly.
Chir pine timber is abundantly available in the region, the
Chir Pine shingle
technology can be locally produced and treated, hence it adds to
roofing on timber under
the local economy generation. The structure is light in weight, it
structure
is an alternative to heavy slate roof.
The technology enables faster construction of roof slabs,
Precast RCC Plank eliminates the need for scaffolding support and also reduces steel
and Joist Roof slab consumption in RCC slab construction by 20%, can be locally
produced, production can be operated in a local enterprise mode.
RCC door window frames were introduced as a durable
Precast RCC Door
alternative, which is highly amenable to small scale localized
Window Frames
production.

Reinforced stone masonry


Stone masonry continues to be practiced in the region, despite increased difficulty in
accessing stone for construction. Although the senior masons are aware of the importance of
correct placement of stone for more strength of masonry, there is negligible awareness of
ways to increase the earthquake resistance of stone masonry through embedded
reinforcement. The purpose of introducing reinforcement is to increase ductility of traditional
Random Rubble type stone masonry in lean cement mortar. Two types of reinforcement are
incorporated – (a) Single bar vertical steel in critical locations - corners, wall junctions and
sides of door-window openings, and (b) Horizontal seismic bands with 2 steel bars at the
plinth, sill, lintel and roof level. These measures have been proposed by the NICEE (National
Information Centre for Earthquake Engineering – IIT Kanpur) over last several years as part
of guidelines for earthquake resistant non-engineered construction, particularly in rural areas.
In addition, the practice of providing through stones to increase the inherent strength of stone
masonry against de-lamination was strictly implemented.

23
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Technical specifications
Thickness of stone masonry has to be minimum 15 inches.
Stone
It can vary from 15 inches to 18 inches depending on the
masonry
Reinforced availability of space and stone.
stone Single reinforcement bars – 12 mm for single storey and in
masonry double storey - 16 mm at ground level and 12mm at first floor
Reinforcement
level. Reinforcement has to be embedded from the
foundation level with an L bend of 15 inches in PCC.

Stabilized Compressed Earth Blocks


SCEB is a replacement for burnt clay bricks
which are transported from more than 200
km away to rural areas. The main raw
materials for SCEB – soil and coarse sand
are locally available – hence SCEB are a
good option for local production of masonry
material. SCEB are made by compressing
earth/ soil mix by simple mechanical
means. The basic concept underlying
compressed earth blocks is densification of
the soil mix using external energy- this
imparts them sufficient strength, eliminating the need to fire them in as kiln, like in the case of
burnt clay bricks. Coarse sand is usually added to the soil mix which results in better
densification of the soil mix leading to better strength. A small percentage of stabilizer – most
commonly 5-10% cement is added to the soil mix to increase strength of blocks and their
resistance to water. Since the blocks produced are uniform and well-finished in appearance,
cement plaster on the walls can be avoided. One of the biggest benefits of using SCEB in the
project was the involvement and leadership of women from the community in producing SCEB.
Kindly refer the SCEB Technology Package for specific details of production and
construction of this technology.

24
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Technical specifications
Depends on the block press used to produce the blocks.
Some common sizes possible with different presses are-
Size 230 x 115 x 75mm
230 x 190 x 100mm, 305 x 143 x 100mm
290 x 290 x 100mm
Recommended particle size composition-
Organic matter less than 1%
Clay content 5-15%, strength reduces beyond 15% clay
Soil content
characteristics Sand content – 60-70%
Silt content 15-35%, combined silt+clay 30-40%
Non-expansive soil- the clay in the soil should not
expand in wet conditions.
Stabilized
The objective of design mix is to arrive at a composition
Compressed
Earth Block indicated above. For a given soil, generally sand and
stabilizer quantities are to be determined for a good mix.
Design Mix Stabilizer : 7-8% Ordinary Portland Cement by weight of
block
Lime stabilization may also be done, but it is generally
appropriate for very clayey soils.
The fresh block must have a density of at least 2.05 g/cc
Density
or 2050 kg/cm3
Given the right design mix, as indicated above, indicative
Compressive wet compressive strength at 28 days
Strength 4% cement stabilization – 35-45 kg/cm2
8% cement stabilization – 60-70 kg/cm2
Water Not more than 15% by weight of block after 24 hours
absorption
Composite mortars like cement-lime mortar or cement-
soil mortar are better suited for use in SCEB masonry.
When soil is used in the mortar, it should have a clay
content of about 20%. Generally, cement mortar will
have a good strength but poor plasticity and flow
Mortar Design Mix characteristics and is therefore not ideal for SCEB
masonry.
Recommended mix-
Cement-lime-mortar 1:1:6,
cement-soil mortar 1:2:6 or 1:2:7 or mud mortar.
Cement-sand mortar 1:6

25
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Applicability
The technology is particularly well suited where blocks can be produced for a cluster of houses
– for instance, 20 houses in a village, since SCEB is suited for mass production by group of
local people. The major criteria for cost-effectiveness is availability of appropriate soil
(generally falling in the range specified in specifications above) in sufficient quantity and
possibility to produce blocks closer to the construction site to avoid transport costs. It is also
important that the block production is backed by a good understanding of quality parameters
for producing SCEB. Therefore, training of construction personnel is necessary in SCEB
construction.

Concrete Blocks
Concrete blocks are large sized
masonry units made by compacting a
well graded concrete mix. Since they
can be produced easily using simple
moulds, they are already being
produced by house-builders in the
mountain region. Although it is an
appropriate material for localized
production, there is no awareness of its
basic requirements for quality- namely
the correct mix and adequate
compaction. This has resulted in very poor quality blocks being made and used in construction.
The project introduced a small vibrating table and basic tools and accessories for a uniform
mix quality. In addition to regular blocks, special blocks with a single cavity were produced for
incorporating single bar vertical reinforcement wall using a well graded cement concrete mix.
Kindly refer the Concrete Block Technology Package for specific details of production
and construction of this technology.

26
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Technical specifications
Ordinary Portland Cement Grade 33(IS 269) or 43(IS
8112), or
Cement
Portland Pozzalana cement grade confirming to IS
1489 Part I
Different sizes for a well-graded mix. This can include
sizes from 6mm, 10mm, 20mm and even 40mm
Coarse aggregate
depending on availability of raw material and the
performance requirements of block.
Raw materials
Sand should be washed and should not contain dirt
Fine Sand Stone dust may also be used confirming to Grading
Zone II as per IS 383:1970
Fly ash confirming to IS 3812 may be used for part
Fly Ash
replacement of fine aggregate upto a limit of 20%

Design mix Lean concrete mix of 1:3:8 or 1:5:8

Sizes can be customized as per mould, some


common sizes are –
Size Length – 16 inch, 12 inch, 8 inch
Cement Width – 3 inch, 4 inch, 6 inch, 8 inch
concrete block Height – 5 inch, 6 inch, 8 inch
Open and
closed cavity Compressive Broadly classified into Class 5.5, 7, 8.5, 10, 12.5, 15
Hollow strength( hollow- –
Blocks(Load open and closed corresponding to Average Compressive Strength not
Bearing), and cavity) less than 55, 70, 85, 100, 125,150 kg/cm2
Solid Compressive Broadly classified into Class 4 and 5
Blocks(Load strength( solid corresponding to Average Compressive Strength not
bearing) load bearing) less than 40 and 50 kg/cm2
Not more than 6% of the mass after immersion in
Water absorption
cold water for 24 hours
Mortar for
Design Mix Cement Sand mortar 1:6
masonry

Applicability
Concrete has a wide application in construction across various parts of a building – from
foundation to columns to roof, because it can be formed into various shapes. One of such use
is Concrete blocks which have been in use in India for nearly four decades and are commonly
found in all parts of the country- both rural and urban. They also owe their popularity to the
fact that speed of construction is enhanced since the blocks bigger than burnt bricks.

The technology can be widely adopted in place of burnt clay bricks for both load bearing and
non-load bearing construction. The production of blocks is economically feasible wherever
cement and aggregates are easily available. It is also a viable option for micro-enterprise
based local availability of masonry materials in a housing project.

27
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Pine shingle roofing on timber under structure


Chir Pine is one of the most abundant timber resource of many parts of Uttarakhand, including
Uttarkashi. There has been a tradition of timber based construction for heavy stone slate roofs
in the region, but it is becoming increasingly rare due to stringent control on both timber and
stone slates which have proven to cause damage in earthquakes as well. The project aims to
re-define this inherently disaster resistant construction practice. With technical support from
Forest Research Institute (FRI) Dehradun, chir pine timber truss for gable roofs and chir pine
roofing shingles were introduced in the project. Treatment of timber through dipping wood in
a chemical solution is an important part of this technology, which significantly enhances the
durability of timber. Kindly refer the Timber Truss Technology Package for specific
details of production and construction of this technology.

28
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Technical specifications
Roof Types
Overview- All joints and parts
IS: 2700 – 1987, Code of Practice for Roofing
with Wooden
Pine shingle General brief Shingles
roofing on timber Typical designs of roof trusses from 3m to 6m
under structure Nail Jointed Timber Truss For Four meters
Span
Properties of Chir Timber
Roofing Truss – common truss types such as King Post,
componenets Queen Post, Fink truss
Timber shingles 400mm x 150mm x 12mm

Applicability
Roof trusses have the benefit of economic use of material (timber/ steel/ bamboo). Composed
of individual lightweight pieces, a truss also has advantage in transport and assembly as
compared to conventionbal roof structures. But trusses are more labour intensive and also
often require connection devices to join members of a truss or to anchor the truss securely to
wall masonry. However, if a number of identical trusses are to be manufactured, then there
can be significant cost advantage.

Precast RCC Plank and Joist Roof slab


Plank and Joist roof is a system which uses precast RCC elements to construct a flat slab
which can also be used as an intermediate floor. It consists of two types of precast structural
elements- Plank of size 1’x5’ functions as a small component of the slab and Joist which is a
beam (typical section 6”x6” till a span of 13’) to divide the roof area and to support the planks.
After placing the planks and joists in position, the roof is completed with a layer of nominally
reinforced in-situ concrete which ensures monolithic behaviour of all precast elements and
also provides a uniformly flat finish. The technology is developed and validated by the Central
Building Research Institute (CBRI) Roorkee. It has also been validated after testing by Building
Materials and Technology Promotion Council (BMTPC) for construction of intermediate roof
slabs. Kindly refer the Plank and Joist Technology Package for specific details of
production and construction of this technology.

The technology has been introduced as an


alternative to cast-in-situ RCC slab
construction which is usually constructed with
little attention to technical quality aspects and
therefore have proven to be vulnerable to
defects and damage during earthquakes. The
technology enables faster construction of roof
slabs, eliminates the need for scaffolding
support and also reduces steel consumption in
RCC slab construction by 20%. Converting the
RCC slab into smaller components which can
be produced in a local micro-enteprise under
better quality control.

29
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Technical specifications
Width 1 feet to 1.6 feet

Length 5 feet, ideally, smaller lengths possible,


Size preferably in multiples of 1 feet.

Thickness 2 inches, reducing to 1 inch at the two


Precast RCC
ends.
Plank
Nominal MS reinforcement
Reinforcement Main reinforcement 4 No. 6mm dia
Transverse 6mm dia. @ 200mm spacing
M20 grade
Concrete Mix 1 part cement : 1.5 parts sand : 3 parts coarse
aggregate
6 inch x 6 inch upto a span of 13 feet
Size For larger spans, either depth can be increased or
the joist to be designed as a doubly reinforced beam
MS, as per design requirements of span, in
Precast RCC accordance with IS 456:1978
Reinforcement
Joist For upto 13 feet span – 5 No.8mm dia, 6mm dia.
Triangular stirrups @150mm spacing
M20 grade
Concrete Mix 1 part cement : 1.5 parts sand : 3 parts coarse
aggregate
6 mm dia bars – 2 each per plank in the haunch
portion of the plank
Reinforcement
8mm dia bars in both directions @ 200mm spacing
in the in-situ concrete above top of planks.
In-situ concrete
M20 grade
1 part cement : 1.5 parts sand : 3 parts coarse
Concrete Mix
aggregate

Design Principle for a Plank and Joist Roof slab


Plank and Joist technology is a modular
construction system based on
standardized dimensions of planks and
joists. The planks are made to standard
dimensions and must have at least 50mm
bearing on the joists and walls.

The section of plank and joist roof slab


must be considered at the design stage to
ensure that the planks and joists fit
adequately within the dimensions of the
roof slab. The length of the room is
therefore fixed in multiples of plank
lengths. The width of the room depends on
the cross section of the joist. A standard
joist of 150mm x 150mm size can span upto 4 metres including the bearing of joists on at least
half the wall thickness. The dimensions of the room must be in accordance with the sizes of
the planks and their specified bearing on beams. However, the bearing of plank on masonry
wall can extend till the entire thickness of the wall. This provides flexibility in the size of the
roof slab at its two ends where planks bear on the walls.

30
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Applicability
The technology is best suited for wherever RCC slab is used for a flat slab construction. In
mountain areas, verandahs are commonly constructed with flat RCC extensions from existing
walls. The plank and joist system is also well suited for these verandahs. The technology can
prove economical if the number of planks and joists are more- such as in the case of a 2 or 3
storied buildings. The planks and joists can be produced by a small enterprise where the
infrastructure for casting, curing and storage of these elements can be installed at a low
investment. Masons can be trained easily in using planks and joists to construct an RCC slab.

Precast RCC Door Window Frames


The traditional use of timber door window frames
is today more difficult due to limited access to
good quality timber. Steel door window frames
have emerged as an affordable option. Hence a
local material has been replaced by an industrial
material produced far away in an industrial unit.
RCC is an excellent material for casting in the
profile of door-window frames. It is also more
durable than both secondary timber and steel
frames. RCC door window frames were
introduced as a durable alternative which is highly
amenable to small scale localized production.

Technical specifications
Size 10x6.5cm of length 1.6-2.4m
Raw Materials OPC 43 grade cement, sand of fineness modulus
Concrete Mix M15; the ratio of cement, sand & aggregates 1:2:4
Nominal MS reinforcement 4 mm dia - 3 Nos. for main
Reinforcement
reinforcement

Applicability
The technology is best suited to attain for longevity and high durability of door window frames.
RCC frames are best suited in regions with high rainfall – they doesn’t require anti termite
treatment as required in wood or corrode as in case of metal frames. Since frames are made
of RCC, they also provide structural support to the building.

31
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

5. Case study –
Community
Building, Kamad
(Uttarkashi)

32
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Community Building, Village Kamad, District Uttarkashi

The proposed technologies were demonstrated in the community building located at one of
the assessed villages - Kamad village, Uttarkashi. The design consists of earthquake resistant
construction techniques followed by the use of all proposed walling and roofing technologies
in the building. The structural safety of the given building technologies was essential for
architectural design, hence the building has been designed as two independent structures –
one single storey and other is a 2-storey structure, keeping the shape and size of the structures
and openings into consideration for seismic resistance. Both the structure are combined with
a covered corridor and verandah at the ground floor along with Mild Steel (MS) staircase to
access the first floor of the building.

The entire design of the building was based on structural guidelines which have been
developed for earthquake resistant construction in the country, with focus on non-engineered
construction in rural areas. Following documents were consulted at the design stage for
structural integrity of building –

 Guidelines for Earthquake resistant non-engineered construction – IAEE and NICEE


(National Information Centre of Earthquake Engineering)

 Manual on Hazard Resistant Construction in India – developed under Government of


India-UNDP-Disaster Risk Management Programme.

33
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

The draft designs prepared on the basis of above guidelines were submitted to an organization
National Centre for People’s Action in Disaster Preparedness (NCPDP) for The draft designs
prepared on the basis of above guidelines were subjected to structural validations by the
National Centre for People’s Action in Disaster Preparedness (NCPDP). The basis for
validating the drawings are provisions of IS 4326: Design and construction of earthquake
resistant buildings and IS 13828: Improving Earthquake resistance of low strength masonry
buildings-Guidelines. As per IS 4326 this building being a community centre is considered as
Category E building, hence design aspects were identified based on the prescriptive
recommendations. The design and construction details went through two stages of check and
modifications to satisfy requirements for structural safety as specified by NDPDP.
The earthquake resilient components incorporated in the building are as follows –

• Single storey and double storey parts of the building connected with a
Building Shape corridor simply supported on brackets to ensure that torsion caused by
and Size asymmetric constraint to lateral forces will not arise in case of
earthquake.

Foundation • Strip footing has been provided under all load bearing walls.

Seismic Bands • RCC bands provided at plinth, sill, lintel and roof level.

Masonry
• All corners, T-junctions and sides of door-window openings are re-
(super-
inforced for ductility with single tor-steel bar
structure)

 Heavy masonry in the gable part of the wall has been replaced with
Gable Roof truss and timber plank infill
 The gable roof has been constructed with truss using gusset plate
joinery and adequate anchorage with wall masonry

• A screed concrete 40mm thick is provided over the planks with 6mm
bars @ 6” spacing both ways to ensure diaphragm action of the precast
Intermediate
roofing elements
Slab
• Triangular rings project out of joist for shear connection with the screed
concrete.

Door and • All openings are at least 450mm from inside corner of rooms.
window • Cumulative width of all openings is Not more than 40% of the total wall
opening length

34
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

The architectural design of the community building is comprised of a ground floor of total
area 482 sqft with – Community hall, kitchen, store and verandah and first floor of total area
389 sqft with – Guest room and terrace. The proposed technologies were used in the following
building elements -

 Random Rubble Masonry with reinforcement: For Foundation and masonry till sill level
 Stabilized Compressed Earth Blocks: For construction of walls
 Concrete Block: For construction of walls (2-storey building)
 Timber understructure and shingle roof: For construction of the roof (2-storey building)
 Plank and Joist roof slab: For construction of the roof (1-storey building)
 RCC door-window frames : For all doors and windows

35
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Specifications of the building -

Specifications Quantities
Location Kamad village, Uttarkashi, Uttarakhand
Ground floor 482 sqft
Area
First floor 389 sqft
Ground floor of with – Community hall, kitchen, store
and verandah and first floor with – Guest room and
Architectural terrace.
design Designed as two independent structures combined
with a covered corridor with Mild Steel (MS) staircase
to access the first floor of the building.
Building shape and size -
Structural separation of the ground floor and the
double storeyed section connected with a corridor.
Foundation- Strip footing has been provided under all
load bearing walls.
Seismic bands- Continuous RCC bands of 75mm
thickness were provided at plinth, sill, lintel and roof
level.
Earthquake
Vertical reinforcement- All corners, T-junctions and
resilient
sides of door-window openings are re-inforced with
components
single bar, as specified.
Masonry – Wall thickness and material regularity has
been maintained.
Roof – Concrete screeding with appropriate
reinforcement has been maintained.
Door and window opening – Opening sizes and
appropriate side reinforcements have been
maintained.
Reinforced stone masonry - In foundation till sill level 1473.73
masonry. cuft
Stabilized Compressed Earth Blocks – From sill level
5250 Nos.
to roof level in single storey block.
Concrete Block – From sill level to roof level in double
1467 Nos.
storey block.
99 cuft (Truss)
Technologies Timber understructure and shingle roof- Roofing of
double storey block. 2600 Nos.
(Shingle)
131 Nos.
Plank and joist roof – Roof of single storey block and (Planks)
intermediate slab of double storey block. 90 Running ft
(Joist)
RCC door window frames – All doors and windows. 304 Running ft
Cost
INR 14 Lakhs
(Year 2018)

36
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

6. Way Forward

37
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

Learning
The experience of introducing the alternative building technologies in Kamad village illustrates
some important points about promoting these technologies at scale. Firstly, there is
appreciation of technologies which can be produced at the local level by the community itself,
as shown in the case of concrete blocks and SCEB which was a completely new material for
the community. The team of women who produced the SCEB value the work as it generates
an avenue for income for them. The current generation of masons, many of whom have
migrated from plains region is mostly trained in brick and RCC construction and negligible
understanding of construction principles for earthquake resistant construction. Training of local
manpower will continue to be a critical component of not just using new technologies but also
to building safe with conventional technologies.

There is also good potential for small scale precast concrete building elements such as plank
and joist roofing elements and door-window frames. The village community felt it is an
advantage to be able to build a small roof slab (for instance 12’x12’) in 1 or 2 days with precast
elements. The precast elements micro-enterprise established in Matli, Uttarkashi has good
potential for its products, which have attracted the interest of a home builders and also the
PWD in Uttarkashi. There needs to be a government push for these micro-enterprises by
facilitating finance for their improved infrastructure.

Timber such as Chir Pine is an abundant resource in the region. Even though it is second
grade timber, it has great potential for uses in construction with the help of chemical treatment.
Leading institutions like FRI, Dehradun have a rich knowledge base of timber based
construction but it has been stagnating for many years with no transfer to real projects on land.
The local carpenters trained in the project feel that Chir Pine shingles are an excellent
alternative to Corrugated Galvanized Iron (CGI) sheets, provided there is an extension of their
treatment and production to the villages. There is an urgent need to strengthen the area of
timber-based products for construction in conjunction with the sustainable forest management
practices which can ensure long-term supply of timber without negative environmental impact.
With the right policy support, supplemented with technical support, the resurgence of timber-
based practices can be a strong step in the direction of eco-friendly construction in
mountainous regions.

Uttarakhand state has envisioned the future of sustainable development and it is critical to
create a pathway of such environment friendly and green habitat solutions to achieve that
state vision. Looking at the rapidly increasing state infrastructural demand, orientation of state
action plan towards green sustainable building techniques and technologies in can go a long
way achieving sustainable future of the state. It can be impacted by a collection action from
four sides – demand side, supply side, capacity building and knowledge dissemination. At both
ground level action and policy formulations like green procurement policy.

Recommendations for state level action

 Continued emphasis on training of construction manpower in earth-quake


resistant construction

Mountain regions are characterized by diffused volume of construction, influence of dominant


construction practices and manpower from plains regions and a strong tradition of non-
engineered building. In such a scenario, the role of masons and carpenters assumes greater
significance of both design/technical advice and construction services. One of the most critical
things is the poor awareness of masons in following the correct RCC and masonry practice
for earth-quake resistance. The continuity of traditional knowledge base, largely confined to
only a handful of senior masons in each block, is also under question. Correct application of

38
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

RCC based practice and strengthening of traditional practices like stone masonry for
earthquake resistance are both important aspects to receive continued attention from training
initiatives. There are standardized protocols for these, developed both by leading institutions
such as IIT-Roorkee and NICEE and civil society organizations. This capacity building should
be taken up in a dedicated manner at the district level administration through a mix of longer
practice based training programmes and shorter refresher courses.

 Strengthening the traditional base of timber construction with improved timber-


based material and construction system for roof

Timber is one of the most abundant and valuable resource of mountain regions. It has been
part of traditional practice and used in one of the most earthquake-resilient forms of
construction in the kath-kuni system. This knowledge base has been declining over the years.
However, timber continues to be used structurally as beams for intermediate floor, for door-
windows and furniture. Led by environmental concerns, its usage is strictly regulated, though
it is challenging to impose regulations across the mountain geography. Sustainable
management of forests with involvement of mountain communities is a globally recognized
approach to underpin the utilization of timber for its principal applications including buildings
and construction. Policy- enabled transformation towards sustainable utilization of timber
plays a key role in this. Through the initiative of district administrations and respective Forest
departments, it is possible to realize benefits of timber based construction applications without
environmental degradation. Equally important is to transfer to the ground, scientific upgrades
of timber-based practices. A collaboration between leading scientific institution such as Forest
Research Institute and Civil Society organizations can be instrumental in bringing about this
transformation. Treatment of secondary grade timber for increased durability and introduction
can be achieved with simple, non-electrical means and promoted in mountain regions through
local carpentry enterprises

 Promoting the use of environment-friendly technologies in public buildings and


community infrastructure

Given the emerging prominence of cement-steel and brick based construction practice in
mountain regions, it is imperative to promote environment friendly and resource efficient
building technologies which can be adapted easily by the local community. The DST TIME
LEARN project in Uttarkashi has introduced a range of such technologies in Uttarkashi and
demonstrated their use in a variety of buildings. The demand for these technologies can be
effectively strengthened with evidence of their adoption in public buildings and community
infrastructure. This will also facilitate their green public procurement through inclusion in
regional Schedule of Rates and Subsequently in tender documents.

 Techno-financial support to Micro-enterprises to produce precast RCC-based


building products.

Supply of building products in response to the potential demand in mountain regions is


extremely amenable to micro-entrepreneurship. Pre-casting of concrete elements is a
scientifically proven way of increasing the resource efficiency of high cement and steel. This
is also a way to improve the prevailing low quality of RCC based construction in the region.
Enterprises offering products such as precast roofing elements, beams and door-window
frames can be located in the urban centres in proximity to the mountain settlements with road
access. Financial support to such enterprises and young entrepreneurs in the state is a key
requirement to put in place basic and low-cost production infrastructure such as moulds,
vibrating tables and electricity back-up. Provisions through state level employment generation
programmes such as the PMEGP can be tapped for this purpose.

39
DESIGN AND TECHNOLOGY FOR DISASTER-RESILIENT, ENVIRONMENTALLY RESPONSIBLE BUILDINGS IN MOUNTAIN REGIONS
(UTTARAKHAND) | Habitat Package

About Development Alternatives Group


Development Alternatives (DA) is a premier social enterprise with a global presence in the fields
of green economic development, social equity and environmental management. It is credited with
numerous technology and delivery system innovations that help create sustainable livelihoods in
the developing world. DA focuses on empowering communities through strengthening people’s
institutions and facilitating their access to basic needs; enabling economic opportunities through
skill development for green jobs and enterprise creation; and promoting low carbon pathways for
development through natural resource management models and clean technology solutions.

Development Alternatives
B-32, Tara Crescent, Qutub Institutional Area
New Delhi 110016, India
Tel: +91-11-2654-4100, 2654-4200, Fax: +91-11-2685-1158
40Website: www.devalt.org
Email: mail@devalt.org,

You might also like