Mechanisms of Antioxidant Action of Phosphite and Phosphonite Esters
Mechanisms of Antioxidant Action of Phosphite and Phosphonite Esters
Mechanisms of Antioxidant Action of Phosphite and Phosphonite Esters
ABSTRACT
Phosphite and phosphonite esters are used on a large scale for the
stabilisation of polymers against degradation during processing and
long-term applications. They function as antioxidants by various
mechanisms depending on their structure, the nature of the substrate to
be stabilised and the reaction conditions.
All phosphites and phosphonites are hydroperoxide-decomposing
secondary antioxidants. Their reactivity in hydroperoxide reduction
decreases with increasing electron-acceptor ability and bulk of the
groups bound to phosphorus in the order phosphonites > alkyl
phosphites > aryl phosphites > hindered aryl phosphites.
Five-membered cyclic phosphites are capable of decomposing hydro-
peroxides catalytically due to the formation of acidic hydrogen phos-
phates by hydrolysis and peroxidolysis in the course of reaction. The
o-hydroxyphenyl phosphates formed in this way from o-phenylene
phosphites are excellent chain breaking antioxidants.
Aryl phosphites, particularly these derived from sterically hindered
phenols, can act as chain-breaking primary antioxidants by reduction of
peroxyl radicals to alkoxyl radicals. The latter react further with the
23
1 INTRODUCTION
P(~H19)3 p(a-pt),
IV
V
o 0 o 0 ~
Vl
a
r{O
I o"P_o ~\
(X r,- ),-OR
~ d ~. ff -Q-!~R
IX
x
Scheme 1 XI ~
26 KLAUS SCHWETLICK
(RH)~R' (i)
R'+02~ROO' (1)
ROO' + RH~ ROOH + R' (2)
ROOH + RH~ RO' + H 20 + R' (3)
RO' + RH~ ROH + R' (4)
2ROO' ~ inactive products (5)
Scheme 2
2 HYDROPEROXIDE-DECOMPOSING ANTIOXIDANT
ACTION OF PHOSPHITES AND PHOSPHONITES
Table 1
Stoichiometric reaction of phosphites with cumyl hydroperoxide in
chlorobenzene ([Plo = [ROOHlo = 0.2 M)17,18
P(OEt)3 a 350
P(OiPrb 8 760
P(OtBub 220
P(OPhb 31 87 +12
(PhO)'P-~ 6·5
p(a-pt), 4·9
C O
\ .
/-OIPr 330
0
[0\/-OPh 65
0
0=0,I P-OiPr 190
~ 0
0=0
I \p-OPh 99
~
0 /
ao\p-{>-
~ 01 -
3·8 69 -62
,£O~;p-OiPr 120
0
PHOSPHITE AND PHOSPHONlTE ESTERS 29
Table 1-contd_
50
37 52 -105
0
""
1
P-OiPr 8-3
4-6 75 -42
-<}\{i
;={/
P- ~ j 0-83 102 +35
~O
Ph-P(OPhb C 600 (continued)
30 KLAUS SCHWETLICK
Table 1-contd.
1500
/0
Ph-P 13
\
0.2
0.1
o 20
t / min
Fig. 1. Products of reaction of 2,6-di-tert-butyl-4-methylphenyl 0-
phenylene phosphite with cumyl hydroperoxide in chlorobenzene at
50°C. 1S
0~/ 0
o
\p_OAr + Ph-~~OOH
I
Me
--+ 0=
~
I
0\
0
~O
/p ~
OAr
¥e
+ Ph-C--UI
r!te
IX XII
¥e ~CH2
Ph-C-OH --+ Ph-C"" + H 20
I Me
Me
OH
Me
I
+ Ph-C-OOH
I
--+ , O-~-O-O-t-Ph
0- -
/ 0
I
Me
I
Me OAr Me
XIII
+HzO 1- PhOH-MezCO
OH
0=6
~
I
0
\p
~o
~OAr
+ H 20 --+ r<
\J-O-~-OH
I
OAr
XIV
Me Me
Ph-t-OOH XIV~ Ph-OH + ~C=O
I M/
Me e
Scheme 3
PHOSPHITE AND PHOSPHONlTE ESTERS 33
o o
C\p~
0 HO 0
Cd \p-OPh +ROOH , H 20/ROOH,
HO "'P~
~O/ ~OPh
o I " OPh
xv XVI XVII
Table 2
Catalytic decomposition of cumyl hydroperoxide by cyclic phosphites in
ch lorobenzene 17.18
C 0
0
:P-OiPr 75 0·05 0·25 0·42
CO,P-OPh
75 0·05 0·2 0·84
0
EtOCO
X O
o
'P-O
I
~
If
-
~ 75 0·05 0·25 0·22
ceo\
EtOCO
ceo\°
"'" 0/
~
I P-O
7 ~
-
75 0·05 0·25 10
On the other hand, alkyl phosphites react with ROi radicals to form
the corresponding alkyl radicals R' which do not terminate but
propagate the oxidation:
--
/'
I. . ~ RO-P~ + ArO'
RO'+ ~P-OAr
/
RO-f-OAr ~ o Substitution
'./
/p"" + R'
OAr
. Oxidation
The diverse reactions of phosphoranyl radicals which depend on
their structure are understood rather well and have been reviewed in a
more comprehensive context. 38,39
PHOSPHITE AND PHOSPHONITE ESTERS 37
0.1
0.06
-
L
°
0.02
o
t/min
[><Arll([>OR] [><R]) +
is larger than 1, as might be expected according to the mechanism,
reactions (7)-(9), indicating, as does the higher consumption rate of
the phosphite, that additional processes must be involved in the
oxidation of the parent phosphite. The reaction of the phosphite with
hydroperoxides formed in the course of oxidation [reaction (6)] is the
main process involved.
In the oxidation of tetralin inhibited by 2,6-tert-butyl-4-
methylphenyl o-phenylene phosphite (IX), the situation is similar
(Fig. 3),41 but the hydroxylphenyl phosphate XIV appears addition-
ally, due to ring opening of the intermediate phosphate XII by
peroxidolysis and hydrolysis according to Scheme 3.
0.2
(lCD,
'" I O/P-OAr (IX)
0.16
•
~o"l •
0,,1
0
u
, ~O
/P'OAr 0
~P-OR
BOO
H09:
a 2 00
t/min
400
E
--
>
t /min
Fig. 5. Oxidation of cumene in the presence of phosphites in chloroben-
zene at 65°C ([Pl o = 0·05 M, [AIBNl = 0·1 M, [RHl = 1·71 M).41
. =! {[P]
tmd'j 0
_ k2[RH] 1
2k7 n
(1 + k2k[RH]
2
[P]o)}
7
(11)
Table 3
AIBN-initiated oxidation of cumene and tetralin inhibited by phosphites and BHT, respectively, in
chlorobenzene at 65°C ([P]o] = 0·05 M, [AIBN] = 0·1 M, [cumene] = 1·71 M, [tetralin] = 1·75 M)41
b...
x
o
M
C?
N
It)
N
0
M
...
v
0
...
N
~
N M
<.9 It) o:t
M N
"
M
0
0 N
It)
o:t
Il..
~
0
J
/~O o
* 0
I
/Il.."",
0
:I:
0
~x
44 KLAUS SCHWETLICK
800
-
.S
E
c:
..:..-
o 0.04 0.08
[P]/M
2 0!--
0 0 BHT
1.0
.....
0.5
[P] 1M
o
II
PhP(OR')z + !02 ~ PhP(OR')2
46 KLAUS SCHWETLICK
Table 4
Products and kinetic parameters of reactions of phosphites and phosphon-
ites with oxygen/AIBN in chlorobenzene at 65°C ([Pl o = 0·2 M, [AIBNl =
0·1 M, rj = 2·4 x 10- 6 M S-1)42.49
~P-OR' ""p ~p
/ / ~OR'
(mole fraction)
(mole fraction)
0·8 4
o 790 970
o 55 660
PHOSPHITE AND PHOSPHONITE ESTERS 47
Table 4--contd.
~ ,j/0
~P-OR' P
/ / ~OR'
(mole fraction)
0\
P-OiPr o 8 100
o
/
0\
P-OPh 0 6 80
I
Ph-P(OiPrb 1 0 22 120
Ph-P(OPh)2 1 0 28 150
/0
Ph-P 0 5·1 27
~
a [AIBN] = 1·0 X 10- 3 M, 'j = 2·4 X 10- 8 M s-l,
b Ring-opening products.
48 KLAUS SCHWETLICK
2 ""
/P-OAr + RN=NR + 20 z --- "" P ~O
/ ""OAr
',,--
+ /P-OR + O=ArOOR + Nz
pP
""
P-OR + '20z
I
--- ~;/'
P
/ / ~OR
That confirms that alkylperoxyl radicals react with these phosphites
according to eqns (7) and (8) by a-scission of the intermediate
alkoxyphosphoranyl radicals releasing sterically hindered aryloxyl
radicals which effectively trap peroxyl radicals [eqn (9)]. Therefore,
sterically hindered aryl phosphites can act as chain-terminating
antioxidants.
In the reaction of mixtures of alkyl and sterically hindered aryl
phosphites with oxygenl AIBN, the chain oxidation of the alkyl
phosphite is inhibited by the aryl phosphite. From the rates of
PHOSPHITE AND PHOSPHONITE ESTERS 49
Table 5
Products of reaction of phosphites with di-tert-butyl peroxalate in
chlorobenzene at 50°C ([Plo = 0.2 M, [DTBPOl o= 0·25 M)58
-1'0 ~
~P-OR' ~P P-OtBu Phosphonates
/'
/ ~OR' /
(mole fraction)
P(OEtb 1·0 0
P(OiPrb 0·84 0
P(OPhb 0 1·0
0=0
~
I ~P-OPh
0
0 0·9
PHOSPHITE AND PHOSPHONlTE ESTERS 51
Table fr-contd.
~/O ~
~P-OR' P /P-OtBu PhosPhonates
/
/ ~OR'
(mole fraction)
0=0' a-Q-
"""
I
01
p-
~
'f.
j
O 0·65 0·35
>CO"P-OiPr 0·88 0
0/
\ P-OiPr + + +
I
1·0 o o
+tBuO' +tBuO'
--.~) (tBuOhP . ) (tBuOhP=O
-~o -ffiu
(PhO) 2 p-o-p-~ CH
-
3 +tBuO;
-tBu H~~CH -~(OPh)
-
2 2
°""P-OR' +tBuO~
/
-q-
~
-
0
\.
\../
-tBu·1
OtBu / .
P
-Q-o / "OR' \
0'
/OtBu
O-P~
OR'
Me Me
I ~ I I
Me-C-O· + P-OPh ~ Me-C-O-P·-OPh
I / I I
Me Me
Me
I /
~ Me-C-O-P ~ + ·OPh
I
Me
Me Me
I ~ I I
Ph-C-O· + P-OPh ~ Ph-C-O-P·-OPh
I / I I
Me Me
Me
I
~ Ph-C/ +O=P-OPh
~
Me
I
0.1
:L
-. P(OAr )3
u
0.06
•
0.02
5 CONCLUSIONS
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