The Evolution of Living Autopoietic Systems - Luhmann
The Evolution of Living Autopoietic Systems - Luhmann
The Evolution of Living Autopoietic Systems - Luhmann
https://www.emerald.com/insight/0368-492X.htm
Evolution of
The origin of species through living
system differentiation autopoietic
systems
The evolution of living autopoietic systems
Jörg Räwel 2365
Independent Researcher, Zürich, Switzerland
Received 7 March 2019
Revised 11 June 2019
2 September 2019
Abstract Accepted 10 September 2019
Purpose – Maturana and Mpodozis (2000) developed a theory of evolution that is based on the concept of
autopoiesis and differs paradigmatically from the conventional theory derived from Darwin (1859). The
present study aims to show that the authors have not exhausted the explanatory potential that the concept of
autopoiesis can offer for the theory of evolution. Based on the critique of Maturana and Mpodozis, a system
theoretic-oriented concept for the origin of species will be developed.
Design/methodology/approach – To render the explanatory potential of the concept of autopoiesis
more fruitful for the theory of evolution, the proposition is made that the application of this concept is not
limited to the molecular, or organismal level, as propounded by Maturana and Mpodozis, but should be also
related to populations and species. By exempting the design of Maturana and Mpodozis from the rudiments of
methodological individualism, a new field of application for the concept of autopoiesis is explored.
Findings – The proposed system theoretic concept of evolution theory makes it possible to shed new,
constructive light on fundamental problems in the conventional biology of evolution. For example, with
regard to the significance of the emergence of sexuality, or how phases of accelerated change in the course of
evolution (e.g. the Cambrian explosion) are possible, or regarding the problem of the units of selection.
Originality/value – Although there have been attempts in the social sciences to interpret populations as
autopoietic systems (for example by Niklas Luhmann), the proposed approach to evolutionary biology is new.
Also original is a system theoretic conception of the evolutionary theory, in a strict renunciation of
methodological individualism. This renunciation permits systems theories of evolution in social science and
biology to be compared across disciplines.
Keywords Adaptation, Ecology, Systems theory, Evolution, Autopoiesis, Self-referential systems
Paper type Conceptual paper
1. Introduction
Maturana and Varela (1980) developed the concept of autopoiesis with reference to the
molecular operations of living systems (cells, in the first instance), i.e. systems characterized
by self-preservation and the maintenance of their own organization. Autopoiesis thus
distinguishes what characterizes living organisms as actually alive. As autopoiesis specifies
what different living organisms are, it does not, in this respect, differentiate between them.
If we consider autopoiesis in connection with the evolution of living organisms (“The
origin of species by means of natural drift”; Maturana and Mpodozis, 2000), then
the conventional (neo-Darwinian) theory of evolution has to be radically overhauled. We are
here referring to the theory deriving from Darwin (1859) and its subsequent Modern
Synthesis, which integrates (Darwin still unknown) knowledge of genetics, population
Kybernetes
Vol. 49 No. 10, 2020
The author thanks anonymous reviewers for their valuable hints and helpful critical comments, pp. 2365-2383
which certainly contributed to the improvement of the paper. The author thanks Stan Jones for © Emerald Publishing Limited
0368-492X
editing the English language of this paper. DOI 10.1108/K-03-2019-0141
K biology, palaeontology, zoology, botany and systematics. Modern Synthesis was especially
49,10 advanced and established, above all, by the evolutionary biologists Dobzhansky (1937),
Mayr (1942) and Huxley (1942). The present paper explores the possibilities for a
paradigmatic revision of the neo-Darwinian theory of evolution, a revision that is appearing
increasingly necessary (Margulis, 1997a; West-Eberhard, 2003; Jablonka and Lamb, 2005;
Callebaut et al., 2007; Hoffmeyer, 2008; Pigliucci and Müller, 2010; Koonin, 2011; Shapiro,
2366 2011; Noble, 2015; Kull, 2016).
Taking the concept of autopoiesis into account makes it imperative to question the
everyday observation of the apparently abundant variety of adaptations that organisms
have to their specific environments. It seems evident that the differentiation of life forms in
water from those on land, for example, shows up precisely in their different specific
adaptations to their various habitats. However, the concept of autopoiesis demands that we
understand adaptation counter-intuitively as a constant. Adaptation in the maintaining of
autopoiesis is precisely what remains constant amid all the differences between living
systems[1]. Hence, it is not surprising that organisms can adapt to differing environments.
What is surprising is rather the variety of forms in which living systems are adapted to
different environments.
Maturana and Mpodozis (2000) demonstrate the necessary radical reconfiguration of the
conventional evolutionary theory under the condition of presupposed autopoiesis and
adaptation of living systems. In Section 2 of the present analysis, the authors’ theoretical
concept will be briefly sketched by way of recapitulation. Nevertheless, we intend to show in
the present analysis that the authors do not fully exploit the explanatory potential ensuing
from the thesis of the assumed autopoiesis of living systems (as posited) as well as the
concomitant reconfiguration of the theory of evolution. By way of explanation, we subject
their proposition to a critical examination in Section 3.
What then follows, Section 4, focuses on developing an alternative proposition for a
theory of the evolution of autopoietic systems. The crucial point here is the attempt to make
so-called “population thinking” (Mayr, 1959) productive for the evolution of autopoietic
systems to counter the weaknesses of the proposition by Maturana and Mpodozis. The
authors of “The origin of species by means of natural drift” ascribe autopoiesis exclusively
to systems of molecular operation, i.e. to cells and individual organisms. We will argue for
the theoretical productivity of also understanding populations and species as autopoietic
systems. The aim is not to counteract the insights from Modern Synthesis with those from
the application of the concept of autopoiesis to evolution, rather it is a matter of integrating
these insights into a unified body of knowledge; in other words, the development of a “post-
modern” synthesis[2].
In this way, the meaning and consequences of the development of sexuality, for instance,
can be determined more plausibly than is possible with the conventional theory of evolution
(“twofold cost of sex”, or respectively, “paradox of sex”). By the same token, the difficulty of
the conventional evolutionary theory to determine which units are targeted by natural
selection (for instance: phenotype, genotype or groups?) will turn out to be a pseudo problem
in the study at hand (on this problem, Mayr, 1997).
The analysis will conclude by briefly recapitulating the productivity and the problem-
solving potential of the proposition presented.
2.1 Autopoiesis
An autopoietic system is one:
[. . .] organized (defined as a unity) as a network of processes of production (transformation and
destruction) of components which (i) through their interactions and transformations continuously
regenerate and realize the network of processes (relations) that produced them; and (ii) constitute
it [the system, J.R.] as a concrete unity in space in which they (the components) exist by specifying
the topological domain of its realization as such a network. (Maturana and Varela, 1980, p. 78)
Hence, autopoietic systems are simultaneously producers and products of themselves and,
to that extent, determined by their own structures[4].
From this perspective positing the complete, internal structural determination of
autopoietic systems, environmental influences can only be understood as irritations or
perturbations – not as information or instructions from outside – that can be processed only
in the internal, structure-determined logic of these systems. The regenerative nature of
living organizations can only be altered to the extent that these perturbations affect the
reproduction conditions of these organizations. If the reproductive conditions of autopoietic
systems – operations on a molecular basis with respect to cells and organisms; (sexual)
reproduction with respect to populations and species – are completely disrupted, the death
(extinction) of these systems occurs (Maturana, 1988; Section 6.5).
4.4 Competition
The dominant individual-based perspective of the conventional theory of evolution suggests
a preference for selecting variants of organisms, which assert themselves through egoistical
2374 competitiveness against organisms from their own population or against organisms of other
populations (“struggle for existence”). From the present perspective, oriented not according
to individual organisms but according to autopoietic systems, the mechanism of
competition, understood as one of the fundamental structuring elements of conventional
theory, has no validity.
Individual organisms are, from the present perspective, to be understood as structural
elements of autopoietic systems. They represent “nodes” of a network, which operationally
maintains, through reproduction, precisely that network itself in its organization. That is,
just in the same way, as with a view to individual organisms, the genetic configuration
belongs to the structural elements of these organisms in maintaining their autopoiesis
(ontogenesis) and should not be understood as that crucial structure, which is maintained by
evolution through the comparatively better adaptation of its associated organisms
(phenotypes) as the “survival of the fittest”. It is hence not the selective maintenance
(“natural selection”) of specific individual organisms, their specific genetic configuration or
the selection of groups of organisms (Wilson, 1975) that are decisive for evolution, but the
maintenance of autopoietic systems (the ecosystem as well as species and populations).
Epigenetics has therefore, when related to species and populations, the same meaning as the
genetics related to individual organisms.
Just as it is meaningless, from the current perspective, to talk about competition between
individual organisms – as structural elements of autopoietic systems – so it is meaningless,
where the condition of the autopoiesis of populations and species applies, to assume
competition between populations and species. The maintenance, or respectively, the
reproductive capacity of autopoietic systems is structurally determined. There exists no
outwardly aligned agent that could realize a competitive mechanism. It makes no difference
to populations and species as autopoietic systems, whether irritative environmental
influences occur through other living systems or simply materially, for instance, by a
change in the climatic conditions. They can carry on reproducing themselves under these
(changing) conditions or, in dying out, not carry on. The fact that autopoiesis, if it is not to
fail, is only possible where adaptation is continuously sustained, requires us to assume,
rather more, a preference for co-evolution and symbiosis as something necessary for
evolution overall. This is a finding supported by empirical evidence (Margulis and Fester,
1991; Margulis, 1997a, 1999).
If the disputable mechanism of “competition” is to be retained for methodological
reasons, it must seem surprising from the neo-Darwinian theoretical point of view on
evolution that, in the present perspective, evolution is characterized through the restriction
of competition. As regards the ecosystem, the emergence of sexuality initially allowed
something of an “unruly” production of probably also competing variants. The
differentiation of the ecosystem constitutes a restriction of competition to the extent that the
sexual production of variants is now limited to populations and species. This means it is
limited to autopoietic systems where adaptation (formation of niches) is always a
precondition and hence a “competitive expansion” is precisely not what can be assumed.
The differentiation of systems, and with that the emergence of new species, thus comes
about through the restriction of destabilizing competition, which is being forced by Evolution of
increasing variability, i.e. the emergence of sexuality. living
In this context, the question arises as to how the tenacious focus of conventional
evolutionary theory on individual organisms, or respectively and as a consequence, on the
autopoietic
mechanism of competition, is to be explained. We assume that it involves systems
anthropomorphism: an inappropriate transfer of occurrences, enrooted in social evolution
based on communication, onto the circumstances of biotic evolution. This applies especially
because the observation depends on the context. Competition and cooperation can be 2375
observed with ease if the focus is on the behaviour of individual organisms. However, it
would be pointless to observe competition and cooperation in the context of system-internal
events of populations and species, understood as autopoietic systems.
To go any further in explaining social evolution would exceed the limits of the present
discussion (more detail on this issue: Luhmann, 2012, p. 251ff.). At this point, it can only be
stated that the concept of the “individual” has itself developed in social evolution (Luhmann,
1995a, p. 121ff.). It should be noted that communication itself solidifies around the
differences (as themselves, in turn, communicative constructed categories) such as “persons”
or “individuals” as “communicators” (Luhmann, 1995b, p. 137ff.). Therefore, it is entirely
plausible to assume that Darwin was, when developing his theory, guided by the social
circumstance of his time, for instance, by the so-called “Manchester Capitalism” (Weikart,
1998).
4.5 Adaptation
The conventional theory of evolution makes an obvious categorical mistake when it asserts
that individual organisms were maintained in their existence by a comparatively better
capacity for adaptation and reproduction. It is much rather the ecosystem or species and
populations as systems, which maintained their existence by maintaining their organization
and adaptation autopoietically.
With reference to individual organisms, it is varying diversity, in the sense of
structural flexibility, which is needed, much rather, to ensure the reproduction and
adaptation of an autopoietic system under changing (environmental) conditions. It is only
in this way, that at least a few organisms are able to reproduce nevertheless, despite, for
example, massive changes in temperature in the course of climate change, that the
autopoietic organization and adaptation of a given population or species is maintained.
Hence, it is the relative “non-adaptivity” of the structures (organisms) of autopoietic
systems, which permits their adaptation, i.e. the capacity to continued reproduction (of
their reproduction) despite changing environmental circumstances. To that extent, the
present study constructively takes up an influential critique of “adaptionism” (Gould and
Lewontin, 1979).
Adaptation, the capacity of autopoietic systems to maintain their existence through the
reproduction of their own reproduction is, in contrast to the view of the conventional
evolutionary theory, not to be understood as a gradual process. Autopoiesis is possible, or it
is not. Life and death are clearly separate categories.
5. Conclusion
The proposal we outline here for a wider theory that integrates autopoiesis and evolution
diverges substantially from the theory outlined by Maturana and Mpodozis. The crux of the
difference between the two theories lies in their respective understandings of organismic
reproduction. In their focus on autopoiesis of individual organisms over the course of time,
Maturana and Mpodozis essentially maintain that the form of organismic reproduction is
practically meaningless in terms of evolution: “[W]e think that [. . .] a reference [to sexuality,
J.R.] does not introduce a substantial modification to the phenomenon of phylogenic drift”
(Maturana and Mpodozis, 2000, p. 288).
By contrast, we understand reproduction, as it refers to the ecosystem, precisely as
that form of operation that is responsible for maintaining it as an autopoietic system.
From our viewpoint, a change in the form of reproduction has, therefore, to have
significant consequences. Variants could now be produced systematically through
sexuality (genetic recombination), where previously prokaryotes were only varied
randomly and sporadically in the usual form of reproduction through cloning. As we
have shown, it is only in this way that system differentiation was possible. It became
necessary for the ecosystem to differentiate itself systematically, and in a self-
reinforcing manner in species, and populations. Indeed, from a functionalist
perspective, the evolutionary “invention” of sexual reproduction did pose a problem
for the ecosystem of that time, so that system differentiation, the emergence of
populations and species became the solution. The form of reproduction, as it is related
to prokaryotes, allowed, with mutations and horizontal gene transfers, merely the
increasing of the structural diversity of the ecosystem.
Nevertheless, it should be noted that Maturana and Mpodozis have indeed set out a
specific circumstance precisely. The point of reference is, however, not, as the authors
mistakenly state, the emergence of species, but the evolutionary mechanism of natural Evolution of
selection. The authors describe the factual occurrence of the differing survival, or living
respectively, demise of individual organisms in the course of evolution. They describe the
structural changes of the ecosystem, as well as of species and populations as autopoietic
autopoietic
systems. By focusing on lineages – individual organisms over generations in the course of systems
time – it is, in actual fact, only possible to assert changes. Here, it is not only not necessary,
as the authors note, but impossible to explain evolutionary change.
What is required is the supra-individual perspective we have presented, a perspective
2379
which abstracts from individual organisms to explain the emergence of species, or at least
makes it possible to understand in principle how differentiated forms of evolutionary
change, such as the “Cambrian explosion” or “hot spots” of high biodiversity, became
possible.
The perspective we have presented allows a better understanding of the evolutionary
emergence of sexuality and the problem of the units of selection. Sexuality is to be equated
with a radical change of the existing form of reproduction, which only allowed a system
differentiation of the existing ecosystem into species and populations. In this respect, this
approach supports Mayr’s biological species concept.
In the system theoretic perspective presented here, the problem of the units of selection
turns out to be a pseudo problem, one occurring in the context of methodological
individualism, which dominates the conventional evolutionary theory.
With regard to future research, it would be interesting to investigate whether
what we have presented as a system theoretic conceptualization of the origin of species
and populations can be reconstructed via computer simulation (although there are
doubts as to whether the concept of autopoiesis can be formalized at all, Razeto-Barry,
2012, p. 546). In this way, specific research results from population biology could be
linked with a theory of evolution itself oriented in accordance with systems theory
(Table I).
Maturana and
Topic Mpodozis Räwel
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Corresponding author
Jörg Räwel can be contacted at: [email protected]
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