UCB - BB Neupro 589pt Appeal 12 Apr 23
UCB - BB Neupro 589pt Appeal 12 Apr 23
UCB - BB Neupro 589pt Appeal 12 Apr 23
v.
2021-1924
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v.
2021-2336
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Case: 21-1924 Document: 65 Page: 2 Filed: 04/12/2023
1
Watson Laboratories, Inc. was the named defend-
ant in the original suit, but Actavis (formally known as
Watson) became the defendant. See UCB II, 2021 WL
1880993, at *1 n.1.
Case: 21-1924 Document: 65 Page: 6 Filed: 04/12/2023
III
In March 2019, about a year before UCB’s injunction
expired, UCB again filed a lawsuit against Actavis, accus-
ing Actavis’s same ANDA of infringement. This time, UCB
asserted the ’589 patent, which would delay FDA approval
of a generic for nine additional years, until the ’589 patent
Case: 21-1924 Document: 65 Page: 8 Filed: 04/12/2023
II
We next turn to obviousness. The district court held
the asserted claims obvious based on two separate grounds,
including that: (1) the claimed range of weight ratios of ro-
tigotine to PVP overlap with that disclosed in the Muller
patents and UCB failed to rebut this prima facie case of
obviousness; and (2) the prior art’s 9:2 and 9:3 TTS exam-
ples as modified by Muller’s teachings of a range of 1.5% to
5% PVP render the claims obvious. 4 UCB II, 2021 WL
1880993, at *23–26. UCB challenges the district court’s
holdings on both grounds. Because we affirm the judgment
of invalidity on the first ground of obviousness, we do not
reach the second ground.
The ultimate question of obviousness is a question of
law based on underlying fact findings. Merck & Co. v. Teva
Pharms. USA, Inc., 395 F.3d 1364, 1369 (Fed. Cir. 2005)
(citation omitted). We review the question of law de novo
and the underlying fact findings from bench trials for clear
error. Id. (citation omitted). “A factual finding is only
clearly erroneous if . . . we are left with the definite and
firm conviction that a mistake has been made.” Merck
Sharp & Dohme Corp. v. Hospira, Inc., 874 F.3d 724, 728
(Fed. Cir. 2017) (citation omitted); see also Anderson v. City
of Bessemer City, 470 U.S. 564, 574 (1985) (“Where there
are two permissible views of the evidence, the factfinder’s
choice between them cannot be clearly erroneous.” (citation
omitted)). Whether prior art teaches away from the
claimed invention, whether the claimed invention is new
and unexpected, and “the existence of and weight assigned
The district court found that the claimed range did not
produce new and unexpected results. The court deter-
mined that results obtained in the alleged invention and
those in prior art, like the ’747 Muller patent, are “similar
in kind . . . [and] with similar levels of stability (i.e., lack of
crystallization).” UCB II, 2021 WL 1880993, at *25, ¶ 44.
We read the district court’s finding of similar levels of sta-
bility as a finding that any differences in stability between
the claimed range and prior art is one of degree.
Dr. Prausnitz’s expert testimony, cited by the court, id., ex-
plains that adding slightly more PVP increased stability,
but that such a change is one of degree; “there would be no
new properties,” J.A. 1469 (Trial Tr. 412:07–22).
The court relied on other evidence to support its finding
that a person of ordinary skill would expect the claimed ro-
tigotine to PVP weight ratio range and the range disclosed
in the prior art to provide stability in a similar way. See
UCB II, 2021 WL 1880993, at *25, ¶ 46 (citing FF ¶¶ 41–
43, 129, 134). For example, the district court cited to prior
art and expert testimony showing that PVP was “the most
effective crystallization inhibitor” tested. DTX-118
at 118.001; see also UCB II, 2021 WL 1880993, at *25, ¶ 46
(citing FF ¶ 41 (J.A. 1405–06 (Trial Tr. 348:09–349:10) (ex-
plaining that the chemistry underlying rotigotine/PVP in-
teractions “was very well understood in 2009”); JTX-6
(Schacht) at [0059] (explaining that a “particularly pre-
ferred example of . . . a crystallization inhibitor is soluble
[PVP]”))).
Further, the court found that a person of ordinary skill
would expect that increasing the concentration of PVP in a
TTS would increase the stability of the amorphous drug.
UCB II, 2021 WL 1880993, at *7, ¶ 43. In support of its
finding, the court relied on UCB’s expert, Dr. Myerson, who
testified that, as a general principle, “increas[ing] . . . PVP
should increase the stability,” although one would need ex-
periments to verify how much the stability increases. Id.
(citing J.A. 1681–82 (Trial Tr. 583:24–584:14)).
Case: 21-1924 Document: 65 Page: 22 Filed: 04/12/2023
22)). The court also heard UCB’s evidence on Form II, in-
cluding UCB’s expert testimony on how Form II changed
the state of the art. As discussed above, the district court
was entitled to weigh the conflicting expert testimony on
this point and did not clearly err in declining to adopt
UCB’s view.
In sum, the district court’s finding that the claimed
range did not produce new and unexpected results is not
clearly erroneous.
C
Finally, we address whether the district court erred in
its analysis of UCB’s evidence of commercial success. Spe-
cifically, UCB argues that the district court erred in finding
no nexus, which led it to disregard the commercial success
of reformulated Neupro®. See Appellant’s Br. 41. We dis-
agree.
We have repeatedly held that evidence of commercial
success must have a nexus to the claims to be given weight
in an obviousness analysis. In other words, there must be
“a legally and factually sufficient connection” between the
evidence and the patent claims. Fox Factory, Inc. v. SRAM,
LLC, 944 F.3d 1366, 1373 (Fed. Cir. 2019) (citation omit-
ted). Simply speaking, there may be many reasons a prod-
uct is commercially successful; it is only where the success
is due to the claimed invention that commercial success can
show nonobviousness.
We have recognized that a patentee is entitled to a re-
buttable presumption of nexus where the patentee shows
that the commercial success is tied to a specific product and
that the product is the invention disclosed or claimed. Id.
(citation omitted). Even if a presumption of nexus is inap-
propriate, a patentee can prove nexus “by showing that the
evidence of secondary considerations is the ‘direct result of
the unique characteristics of the claimed invention.’” Id.
Case: 21-1924 Document: 65 Page: 25 Filed: 04/12/2023