BSI Standards Publication: Uninterruptible Power Systems (UPS)

BS
EN IEC 62040‑3:2021
BSI Standards Publication
Uninterruptible power systems (UPS)
Part 3: Method of specifying the performance and test requirements

BS EN IEC 62040‑3:2021 BRITISH STANDARD
National foreword
This British Standard is the UK implementation of EN IEC 62040‑3:2021.
It is identical to IEC 62040‑3:2021. It supersedes BS EN 62040‑3:2011,
which is withdrawn.
The UK participation in its preparation was entrusted to Technical
Committee PEL/22, Power electronics.
A list of organizations represented on this committee can be obtained on
request to its committee manager.
Contractual and legal considerations
This publication has been prepared in good faith, however no
representation, warranty, assurance or undertaking (express or
implied) is or will be made, and no responsibility or liability is or will be
accepted by BSI in relation to the adequacy, accuracy, completeness or
reasonableness of this publication. All and any such responsibility and
liability is expressly disclaimed to the full extent permitted by the law.
This publication is provided as is, and is to be used at the
recipient’s own risk.
The recipient is advised to consider seeking professional guidance with
respect to its use of this publication.
This publication is not intended to constitute a contract. Users are
responsible for its correct application.
© The British Standards Institution 2021
Published by BSI Standards Limited 2021
ISBN 978 0 580 98097 8
ICS 29.200
Compliance with a British Standard cannot confer immunity from
legal obligations.
This British Standard was published under the authority of the
Standards Policy and Strategy Committee on 31 July 2021.
Amendments/corrigenda issued since publication

Date Text affected
BS EN IEC 62040‑3:2021
EUROPEAN STANDARD EN IEC 62040-3

NORME EUROPÉENNE
EUROPÄISCHE NORM May 2021
ICS 29.200 Supersedes EN 62040-3:2011 and all of its amendments

and corrigenda (if any)
English Version
Uninterruptible power systems (UPS) - Part 3: Method of

specifying the performance and test requirements
(IEC 62040-3:2021)
Alimentations sans interruption (ASI) - Partie 3: Méthode de Unterbrechungsfreie Stromversorgungssysteme (USV) -

spécification des performances et exigences d'essai Teil 3: Methoden zum Festlegen der Leistungs- und
(IEC 62040-3:2021) Prüfungsanforderungen
(IEC 62040-3:2021)
This European Standard was approved by CENELEC on 2021-05-26. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.
European Committee for Electrotechnical Standardization

Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2021 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN IEC 62040-3:2021 E

BS EN IEC 62040‑3:2021
EN IEC 62040-3:2021 (E)
European foreword
The text of document 22H/267/FDIS, future edition 3 of IEC 62040-3, prepared by SC 22H
"Uninterruptible power systems (UPS)" of IEC/TC 22 "Power electronic systems and equipment" was
submitted to the IEC-CENELEC parallel vote and approved by CENELEC as EN IEC 62040-3:2021.
The following dates are fixed:
• latest date by which the document has to be implemented at national (dop) 2022-02-26
level by publication of an identical national standard or by endorsement
• latest date by which the national standards conflicting with the (dow) 2024-05-26
document have to be withdrawn
This document supersedes EN 62040-3:2011 and all of its amendments and corrigenda (if any).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.
Endorsement notice
The text of the International Standard IEC 62040-3:2021 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards
indicated:
IEC 60034-22 NOTE Harmonized as EN 60034-22

IEC 60068-1:2013 NOTE Harmonized as EN 60068-1:2014 (not modified)
IEC 60068-2 (series) NOTE Harmonized as EN IEC 60068-2 (series)
IEC 60068-3-3:2019 NOTE Harmonized as EN IEC 60068-3-3:2019 (not modified)
IEC 60196 NOTE Harmonized as EN 60196
IEC 60898-1:2015 NOTE Harmonized as EN 60898-1:2019 (modified)
IEC 60947-3 NOTE Harmonized as EN IEC 60947-3
IEC 60947-6-1 NOTE Harmonized as EN 60947-6-1
IEC 61000-2-4:2002 NOTE Harmonized as EN 61000-2-4:2002 (not modified)
IEC 61508 (series) NOTE Harmonized as EN 61508 (series)
IEC 62485-2:2010 NOTE Harmonized as EN IEC 62485-2:2018 (not modified)
2
BS EN IEC 62040‑3:2021
EN IEC 62040-3:2021 (E)
Annex ZA
(normative)
Normative references to international publications

with their corresponding European publications
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments)
applies.
NOTE 1 Where an International Publication has been modified by common modifications, indicated by (mod),
the relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available
here: www.cenelec.eu.
Publication Year Title EN/HD Year

IEC 60038 (mod) 2009 IEC standard voltages EN 60038 2011
IEC 60068-2-1 2007 Environmental testing - Part 2-1: Tests - EN 60068-2-1 2007
Test A: Cold
Test B: Dry heat
Test Ea and guidance: Shock
Test Cab: Damp heat, steady state
IEC 60146-1-1 2009 Semiconductor converters - General EN 60146-1-1 2010
requirements and line commutated
converters - Part 1-1: Specification of
basic requirements
IEC 60146-2 1999 Semiconductor converters - Part 2: Self- EN 60146-2 2000
commutated semiconductor converters
including direct d.c. converters
IEC 60364-1 - Low-voltage electrical installations - Part HD 60364-1 -
1: Fundamental principles, assessment of
general characteristics, definitions
IEC 60364-5-52 - Low-voltage electrical installations - Part HD 60364-5-52 -
5-52: Selection and erection of electrical
equipment - Wiring systems
IEC 60664-1 2020 Insulation coordination for equipment EN IEC 60664-1 2020
within low-voltage supply systems - Part
1: Principles, requirements and tests
IEC/TR 60721-4-3 2001 Classification of environmental conditions - -
- Part 4-3: Guidance for the correlation
and transformation of environmental
condition classes of IEC 60721-3 to the
environmental tests of IEC 60068 -
Stationary use at weatherprotected
locations
3
BS EN IEC 62040‑3:2021
EN IEC 62040-3:2021 (E)
Publication Year Title EN/HD Year

+ A1 2003 - -
IEC 61000-2-2 2002 Electromagnetic compatibility (EMC) - EN 61000-2-2 2002
Part 2-2: Environment - Compatibility
levels for low-frequency conducted
disturbances and signalling in public low-
voltage power supply systems
+ A1 2017 + A1 2017
+ A2 2018 + A2 2019
IEC 61000-3-2 2018 Electromagnetic compatibility (EMC) - EN IEC 61000-3-2 2019
Part 3-2: Limits - Limits for harmonic
current emissions (equipment input
current ≤ 16 A per phase)
IEC/TS 61000-3-4 1998 Electromagnetic compatibility (EMC) - - -
Part 3-4: Limits - Limitation of emission of
harmonic currents in low-voltage power
supply systems for equipment with rated
current greater than 16 A
IEC 61000-3-12 2011 Electromagnetic compatibility (EMC) - EN 61000-3-12 2011
Part 3-12: Limits - Limits for harmonic
currents produced by equipment
connected to public low-voltage systems
with input current >16 A and ≤ 75 A per
phase
IEC 62040-1 2017 Uninterruptible power systems (UPS) - EN IEC 62040-1 2019
Part 1: Safety requirements
- - + A11 2021
IEC 62040-2 2016 Uninterruptible power systems (UPS) - EN IEC 62040-2 2018
Part 2: Electromagnetic compatibility
(EMC) requirements
ISO 3744 2010 Acoustics - Determination of sound power EN ISO 3744 2010
levels and sound energy levels of noise
sources using sound pressure -
Engineering methods for an essentially
free field over a reflecting plane
ISO 3746 2010 Acoustics - Determination of sound power EN ISO 3746 2010
levels and sound energy levels of noise
sources using sound pressure - Survey
method using an enveloping
measurement surface over a reflecting
plane
ISO 4180 2019 Packaging - Complete, filled transport EN ISO 4180 2019
packages - General rules for the
compilation of performance test schedules
4
BS EN IEC 62040‑3:2021
–2– IEC 62040-3:2021 © IEC 2021
CONTENTS
FOREWORD ........................................................................................................................... 6
1 Scope .............................................................................................................................. 8
2 Normative references ...................................................................................................... 8
3 Terms and definitions .................................................................................................... 10
3.1 General ................................................................................................................. 10
3.2 Systems and components ..................................................................................... 11
3.3 Performance of systems and components ............................................................. 15
3.4 Equipment mobility................................................................................................ 18
3.5 Specified values.................................................................................................... 18
4 Environmental conditions ............................................................................................... 25
4.1 General – Test environment .................................................................................. 25
4.2 Normal conditions ................................................................................................. 25
4.2.1 General ......................................................................................................... 25
4.2.2 Operation ...................................................................................................... 26
4.2.3 Storage and transportation ............................................................................ 26
4.3 Unusual conditions................................................................................................ 26
4.3.1 General ......................................................................................................... 26
4.3.2 Operation ...................................................................................................... 26
4.3.3 Storage and transportation ............................................................................ 27
5 Electrical conditions, performance and declared values ................................................. 28
5.1 General ................................................................................................................. 28
5.1.1 UPS configuration .......................................................................................... 28
5.1.2 Markings and instructions .............................................................................. 28
5.2 UPS input specification ......................................................................................... 28
5.2.1 Conditions for normal mode operation ........................................................... 28
5.2.2 Characteristics to be declared by the manufacturer ....................................... 29
5.2.3 Characteristics and conditions to be identified by the purchaser .................... 30
5.3 UPS output specification ....................................................................................... 30
5.3.1 Conditions for the UPS to supply a load ......................................................... 30
5.3.2 Characteristics to be declared by the manufacturer ....................................... 31
5.3.3 Characteristics and conditions to be identified by the purchaser .................... 32
5.3.4 Performance classification ............................................................................. 32
5.4 Energy storage device specification ...................................................................... 37
5.4.1 General ......................................................................................................... 37
5.4.2 Battery ........................................................................................................... 37
5.5 UPS switch specification ....................................................................................... 38
5.5.1 UPS switches supplied as an integral part of a UPS ...................................... 38
5.5.2 UPS switches not supplied as an integral part of a UPS................................. 38
5.6 Signal, control and communication ports ............................................................... 38
6 UPS tests ...................................................................................................................... 38
6.1 Summary .............................................................................................................. 38
6.1.1 Venue, instrumentation and load ................................................................... 38
6.1.2 Routine testing .............................................................................................. 39
6.1.3 Site testing .................................................................................................... 39
6.1.4 Witness testing .............................................................................................. 39
6.1.5 Type testing ................................................................................................... 39
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IEC 62040-3:2021 © IEC 2021 –3–
6.1.6 Schedule of tests ........................................................................................... 40

6.2 Routine tests......................................................................................................... 41
6.2.1 General ......................................................................................................... 41
6.2.2 Electrical ....................................................................................................... 41
6.3 Site tests .............................................................................................................. 43
6.4 Type tests – Electrical ........................................................................................... 44
6.4.1 Input – AC input power compatibility .............................................................. 44
6.4.2 Output – Load compatibility ........................................................................... 47
6.4.3 Stored and restored energy times .................................................................. 52
6.5 Type tests – Environmental ................................................................................... 53
6.5.1 Transportation ............................................................................................... 53
6.5.2 Storage in dry heat, damp heat and cold environments .................................. 55
6.5.3 Operation in dry heat, damp heat and cold environments ............................... 55
6.5.4 Acoustic noise ............................................................................................... 56
6.6 UPS functional unit tests (where not tested as a complete UPS) ........................... 56
6.6.1 General ......................................................................................................... 56
6.6.2 UPS rectifier tests .......................................................................................... 57
6.6.3 UPS inverter tests ......................................................................................... 57
6.6.4 UPS switch tests............................................................................................ 57
6.6.5 Energy storage device tests ........................................................................... 57
Annex A (informative) Configurations – Uninterruptible power system (UPS) ....................... 58
A.1 General ................................................................................................................. 58
A.2 Single output bus UPS .......................................................................................... 58
A.2.1 General ......................................................................................................... 58
A.2.2 Basic single UPS ........................................................................................... 58
A.2.3 Single UPS with bypass ................................................................................. 59
A.3 Parallel UPS ......................................................................................................... 59
A.3.1 General ......................................................................................................... 59
A.3.2 Parallel UPS with common bypass ................................................................. 60
A.3.3 Parallel UPS with distributed bypass .............................................................. 60
A.3.4 Standby redundant UPS ................................................................................ 61
A.4 Dual bus UPS ....................................................................................................... 62
A.4.1 Basic dual bus UPS ....................................................................................... 62
A.4.2 Standby redundant dual bus UPS .................................................................. 63
Annex B (informative) Topologies – Uninterruptible power system (UPS) ............................. 64
B.1 General ................................................................................................................. 64
B.2 Double conversion topology .................................................................................. 64
B.3 Line-interactive topology ....................................................................................... 65
B.4 Standby topology .................................................................................................. 65
Annex C (informative) Switch applications – Uninterruptible power systems (UPS) .............. 67
C.1 General ................................................................................................................. 67
C.2 Transfer switches, bypass transfer switches ......................................................... 67
C.3 Maintenance bypass switches ............................................................................... 67
Annex D (informative) Purchaser specification guidelines .................................................... 69
D.1 General ................................................................................................................. 69
D.2 Load to be supplied by the UPS ............................................................................ 69
D.3 Energy storage device (battery – where applicable) .............................................. 70
D.4 Physical and environmental requirements ............................................................. 70
BS EN IEC 62040‑3:2021
–4– IEC 62040-3:2021 © IEC 2021
D.5 UPS technical data sheet – Manufacturer's declaration ......................................... 71

Annex E (normative) Reference non-linear load ................................................................... 77
E.1 General ................................................................................................................. 77
E.2 Apparent power rating of the reference non-linear load ......................................... 77
E.3 Circuit design ........................................................................................................ 77
E.4 Adjustment ............................................................................................................ 78
Annex F (informative) Multiple normal mode UPS – Guidance for testing ............................. 79
F.1 General ................................................................................................................. 79
F.2 UPS presenting automatic change of classification ............................................... 79
Annex G (normative) AC input power failure – Test method ................................................. 80
G.1 General ................................................................................................................. 80
G.2 Test G.1 – High impedance AC input power failure ............................................... 80
G.3 Test G.2 – Low impedance AC input power failure ................................................ 80
Annex H (informative) Dynamic output performance – Measurement techniques .................. 81
H.1 General ................................................................................................................. 81
H.2 Validation method for RMS measurements ............................................................ 81
H.3 Validation method for instantaneous measurements.............................................. 81
H.4 Example................................................................................................................ 82
Annex I (normative) UPS efficiency values ........................................................................... 84
I.1 General ................................................................................................................. 84
I.2 Equipment covered ............................................................................................... 84
I.3 Minimum weighted UPS efficiency ........................................................................ 84
Annex J (normative) UPS efficiency and no load losses – Methods of measurement ............ 86
J.1 General ................................................................................................................. 86
J.2 Measurement conditions ....................................................................................... 86
J.2.1 Environmental conditions ............................................................................... 86
J.2.2 Operational and electrical conditions ............................................................. 86
J.2.3 Instrumentation .............................................................................................. 87
J.3 Measurement method ........................................................................................... 87
J.3.1 Standard method ........................................................................................... 87
J.3.2 Alternative method ......................................................................................... 88
J.4 Test report ............................................................................................................ 88
Annex K (informative) UPS availability ................................................................................. 90
K.1 General ................................................................................................................. 90
K.2 Downstream distribution failures in the AC output of UPS ..................................... 90
K.3 Reliability integrity levels ...................................................................................... 90
K.4 Availability calculation ........................................................................................... 91
K.5 Industry practice ................................................................................................... 92
Bibliography .......................................................................................................................... 93
Figure 1 – Typical characteristic Y output voltage waveform ................................................. 34

Figure 2 – Dynamic output performance class 1 .................................................................... 35
Figure 5 – Load configuration for testing transient conditions ................................................ 50
Figure A.1 – Basic single UPS .............................................................................................. 58
Figure A.2 – Single UPS with bypass .................................................................................... 59
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 –5–
Figure A.3 – Parallel UPS with common bypass .................................................................... 60

Figure A.4 – Parallel UPS with distributed bypass ................................................................. 61
Figure A.5 – Standby redundant UPS.................................................................................... 62
Figure A.6 – Dual bus UPS ................................................................................................... 62
Figure A.7 – Standby redundant dual bus UPS ..................................................................... 63
Figure B.1 – Double conversion topology .............................................................................. 64
Figure B.2 – Line-interactive topology ................................................................................... 65
Figure B.3 – Standby topology .............................................................................................. 66
Figure C.1 – Bypass transfer switch ...................................................................................... 67
Figure C.2 – Internal maintenance bypass switch.................................................................. 68
Figure C.3 – External maintenance bypass switch ................................................................ 68
Figure E.1 – Reference non-linear load ≤ 8 kVA .................................................................... 77
Figure G.1 – Connection of test circuit .................................................................................. 80
Figure H.1 – Validation example of a transient response complying with UPS dynamic
output performance class 3 ................................................................................................... 83
Figure K.1 – Reliability % over time ...................................................................................... 92
Figure K.2 – Maintainability % over time ............................................................................... 92
Table 1 – Alphabetical list of terms ....................................................................................... 10

Table 2 – Example of power derating factors for use at altitudes above 1 000 m ................... 27
Table 3 – Compatibility levels for individual harmonic distortion of voltage in public
low-voltage power supply systems ........................................................................................ 29
Table 4 – Compatibility levels for individual harmonic distortion of voltage in industrial
plants and non-public low-voltage power supply systems ...................................................... 29
Table 5 – UPS test schedule ................................................................................................. 40
Table 6 – Free fall testing ..................................................................................................... 54
Table D.1 – UPS technical data – Manufacturer’s declaration ............................................... 71
Table I.1 – Efficiency weighting factors for UPS .................................................................... 85
Table I.2 – Minimum weighted UPS efficiency values (%) ..................................................... 85
Table K.1 – Reliability integrity levels for UPS ...................................................................... 91
BS EN IEC 62040‑3:2021
–6– IEC 62040-3:2021 © IEC 2021
INTERNATIONAL ELECTROTECHNICAL COMMISSION

____________
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international
co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and
in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports,
Publicly Available Specifications (PAS) and Guides (hereafter referred to as "IEC Publication(s)"). Their
preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with
may participate in this preparatory work. International, governmental and non-governmental organizations liaising
with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for
Standardization (ISO) in accordance with conditions determined by agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence between
any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent
rights. IEC shall not be held responsible for identifying any or all such patent rights.
IEC 62040-3 was prepared by subcommittee 22H: Uninterruptible power systems (UPS), of IEC
technical committee 22: Power electronic systems and equipment. It is an International
Standard.
This third edition cancels and replaces the second edition published in 2011 and constitutes a
technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
a) environmental conditions aligned with IEC 62040-1:2017 (UPS safety requirements);

b) compliance requirements included in all sub-clauses referenced in Table 5 UPS test
schedule;
c) non-linear step load is no longer a type test and was removed from 6.4 in consistency with
requirements for switch mode power supplies incorporating inrush current controls; this
resulted in the performance classification coding being shortened from 8 to 7 characters
(see 5.3.4);
d) free-fall test aligned with ISO 4180 (see 6.5.1.3);
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 –7–
e) multiple normal mode UPS test requirements introduced;

f) non-linear load requirements relaxed in Annex E in consistency with requirements for switch
mode power supplies complying with the applicable limits for harmonic current in
IEC 61000-3-2 and IEC 61000-3-12;
g) minimum UPS efficiency values referenced in Annex I became normative and are based on
active output power rating and utilisation of weighting factors rather than on allowances
related to isolation transformers, input harmonic current filters and input voltages.
The text of this International Standard is based on the following documents:
FDIS Report on voting

22H/267/FDIS 22H/270/RVD
Full information on the voting for its approval can be found in the report on voting indicated in
the above table.
The language used for the development of this International Standard is English.
This document has been drafted in accordance with the ISO/IEC Directives, Part 2, and
developed in accordance with ISO/IEC Directives, Part 1 and ISO/IEC Directives, IEC
Supplement, available at www.iec.ch/members_experts/refdocs. The main document types
developed by IEC are described in greater detail at www.iec.ch/standardsdev/publications.
In this document, the following print types are used:
• requirements proper and normative annexes: in roman type;

• compliance statements and test specifications: in italic type;
• notes and other informative matter: in smaller roman type;
• normative conditions within tables: in smaller roman type;
• terms that are defined in Clause 3: bold.
A list of all parts of the IEC 62040 series, published under the general title Uninterruptible power
systems (UPS), can be found on the IEC website.
The committee has decided that the contents of this document will remain unchanged until the
stability date indicated on the IEC website under "http://webstore.iec.ch" in the data related to
the specific document. At this date, the document will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.
IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates that it
contains colours which are considered to be useful for the correct understanding of its
contents. Users should therefore print this document using a colour printer.
BS EN IEC 62040‑3:2021
–8– IEC 62040-3:2021 © IEC 2021
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
1 Scope
This part of IEC 62040 establishes the performance and test requirements applied to movable,
stationary and fixed electronic uninterruptible power systems (UPS) that
• are supplied from AC voltage not exceeding 1 000 V,

• deliver AC output voltage not exceeding 1 000 V,
• incorporate an energy storage device not exceeding 1 500 V DC, and
• have a primary function to ensure continuity of load power.
This document specifies performance and test requirements of a complete UPS and, where
applicable, of individual UPS functional units. Requirements for the individual UPS functional
units found in IEC publications listed in the Bibliography apply so far that they are not in
contradiction with this document.
UPS are developed for a wide range of power, from less than hundred watts to several
megawatts, to meet requirements for availability and quality of power to a variety of loads.
Refer to Annex A and Annex B for information on typical UPS configurations and topologies.
This document also includes UPS performance and test requirements related to UPS switches
that interact with UPS functional units to maintain continuity of load power.
This document does not cover
• conventional AC and DC distribution boards and their associated switches,

• stand-alone static transfer systems covered by IEC 62310-3,
• rotary UPS covered by IEC 88528-11, and
• DC UPS covered by IEC 62040-5-3.
NOTE 1 This document recognises that continuity of load power to information technology (IT) equipment
represents a major UPS application. The UPS output characteristics specified in this document are therefore also
aimed at ensuring compatibility with the requirements of IT equipment. This, subject any limitation stated in the
manufacturer’s declaration, includes requirements for steady state and transient voltage variation as well as for the
supply of both linear and non-linear load characteristics of IT equipment.
NOTE 2 Test loads specified in this document simulate both linear and non-linear load characteristics. Their use
permits verification of the performance declared by the manufacturer while minimising complexity and energy
consumption during the tests.
NOTE 3 This document is aimed at 50 Hz and 60 Hz applications but does not exclude other frequency applications
within the domain of IEC 60196. This is subject to an agreement between manufacturer and purchaser with respect
to any particular requirements arising.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the cited edition applies.
For undated references, the latest edition of the referenced document (including any
amendments) applies.
IEC 60038:2009, IEC standard voltages

BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 –9–
IEC 60068-2-1:2007, Environmental testing – Part 2-1: Tests – Test A: Cold
IEC 60068-2-2:2007, Environmental testing – Part 2-2: Tests – Test B: Dry heat
IEC 60068-2-27:2008, Environmental testing – Part 2-27: Tests – Test Ea and guidance: Shock
IEC 60068-2-78:2012, Environmental testing – Part 2-78: Tests – Test Cab: Damp heat, steady
state
IEC 60146-1-1:2009, Semiconductor converters – General requirements and line commutated

converters – Part 1-1: Specification of basic requirements
IEC 60146-2:1999, Semiconductor converters – Part 2: Self-commutated semiconductor

converters including direct d.c. converters
IEC 60364-1, Low-voltage electrical installations – Part 1: Fundamental principles, assessment

of general characteristics, definitions
IEC 60364-5-52, Low-voltage electrical installations – Part 5-52: Selection and erection of
electrical equipment – Wiring systems
IEC 60664-1:2020, Insulation coordination for equipment within low-voltage supply systems –
Part 1: Principles, requirements and tests
IEC TR 60721-4-3:2001, Classification of environmental conditions – Part 4-3: Guidance for the
correlation and transformation of environmental condition classes of IEC 60721-3 to the
environmental tests of IEC 60068 – Stationary use at weatherprotected locations
IEC TR 60721-4-3/AMD1:2003
IEC 61000-2-2:2002, Electromagnetic compatibility (EMC) – Part 2-2: Environment –

Compatibility levels for low-frequency conducted disturbances and signaling in public low-
voltage power supply systems
IEC 61000-2-2:2002/AMD1:2017
IEC 61000-2-2:2002/AMD2:2018
IEC 61000-3-2:2018, Electromagnetic compatibility (EMC) – Part 3-2: Limits – Limits for
harmonic current emissions (equipment input current ≤ 16 A per phase)
IEC TS 61000-3-4:1998, Electromagnetic compatibility (EMC) – Part 3-4: Limits – Limitation of

emission of harmonic currents in low-voltage power supply systems for equipment with rated
current greater than 16 A
IEC 61000-3-12:2011, Electromagnetic compatibility (EMC) – Part 3-12: Limits – Limits for
harmonic currents produced by equipment connected to public low-voltage systems with input
current > 16 A and ≤ 75 A per phase
IEC 62040-1:2017, Uninterruptible power systems (UPS) – Part 1: Safety requirements
IEC 62040-2:2016, Uninterruptible power systems (UPS) – Part 2: Electromagnetic

compatibility (EMC) requirements
ISO 3744:2010, Acoustics – Determination of sound power levels and sound energy levels of
noise sources using sound pressure – Engineering methods for an essentially free field over a
reflecting plane
BS EN IEC 62040‑3:2021
– 10 – IEC 62040-3:2021 © IEC 2021
ISO 3746:2010, Acoustics – Determination of sound power levels and sound energy levels of
noise sources using sound pressure – Survey method using an enveloping measurement
surface over a reflecting plane
ISO 4180:2019, Packaging – Complete, filled transport packages – General rules for the
compilation of performance test schedules
3 Terms and definitions
3.1 General
For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminological databases for use in standardization at the following
addresses:
• IEC Electropedia: available at http://www.electropedia.org/

• ISO Online browsing platform: available at http://www.iso.org/obp
NOTE In this document, IEC 60050 definitions are referenced wherever possible, particularly those of
IEC 60050-551. When an existing IEC 60050 definition needs amplification or additional information, this is indicated
by adding the word "modified" after the IEC 60050 reference.
Table 1 provides an alphabetical cross-reference listing of terms.
Table 1 – Alphabetical list of terms
Term Term Term

Term number Term number Term number
AC input power 3.2.8 AC input power failure 3.3.1 active power 3.5.30
P
ambient temperature 3.5.56 apparent power 3.5.31 asynchronous transfer 3.3.14
S
automatic 3.3.11 battery 3.2.19 battery ripple current 3.3.18
bidirectional converter 3.2.16 bypass 3.2.29 bypass mode 3.3.9
charger 3.2.21 charger current limit 3.5.29 continuity of load 3.3.5
power
converter 3.2.12 current limit 3.5.27 cut-off voltage 3.5.55
convertor
DC link 3.2.17 deviation 3.5.5 displacement power 3.5.41
factor
electronic power 3.2.25 efficiency 3.5.57 energy storage device 3.2.18
switch
fixed UPS 3.4.3 flywheel energy 3.2.22 frequency variation 3.5.46
storage system
UPS functional unit 3.2.13 harmonic component 3.5.51 harmonic content 3.5.52
functional unit
high impedance failure 3.3.3 hybrid power switch 3.2.27 individual harmonic 3.5.50
distortion
input frequency 3.5.47 input power factor 3.5.42 input voltage tolerance 3.5.14
tolerance band band
inrush current 3.5.25 instantaneous voltage 3.5.11 UPS inverter 3.2.15
variation inverter
inverter current limit 3.5.28 light load 3.2.38 linear load 3.2.33
load 3.2.31 load power factor 3.5.43 load sharing 3.5.37
low impedance failure 3.3.4 mains 3.2.9 maintenance bypass 3.2.28
switch
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 11 –
Term Term Term

Term number Term number Term number
manual 3.3.10 maximum input current 3.5.24 mechanical power 3.2.26
switch
movable UPS 3.4.1 multiple normal mode 3.3.7 nominal 3.5.3
UPS
non-linear load 3.2.34 non-sinusoidal output 3.5.18 normal mode 3.3.6
voltage
output current 3.5.26 output frequency 3.5.48 output voltage 3.5.15
tolerance band
output voltage 3.5.16 overload capacity 3.5.38 parallel redundant UPS 3.2.7
tolerance band
parallel UPS 3.2.4 periodic output voltage 3.5.22 phase angle 3.5.39
modulation
polyphase 3.2.10 port 3.2.11 power factor 3.5.40
rated apparent power 3.5.32 rated current 3.5.13 rated frequency 3.5.44
of the equipment
S equ
rated frequency 3.5.45 rated input current 3.5.23 rated load 3.2.32
tolerance band
rated output active 3.5.36 rated output apparent 3.5.35 rated 3.5.1
power power
rated voltage 3.5.12 rating 3.5.2 recovery time 3.5.10
UPS rectifier 3.2.14 redundant UPS 3.2.5 reference non-linear 3.2.35
rectifier load
reference test load 3.2.36 reliability integrity level 3.3.19 restored energy time 3.5.54
RIL
RMS value 3.5.7 RMS voltage variation 3.5.8 routine test 3.3.16
RMS
secondary battery 3.2.20 service life 3.3.17 short-circuit power 3.5.33
S sc
short-circuit ratio 3.5.34 single UPS 3.2.3 sinusoidal output 3.5.17

Rsce voltage
standby redundant 3.2.6 static bypass switch 3.2.30 stationary UPS 3.4.2
UPS
steady state 3.5.9 step load 3.2.37 stored energy mode 3.3.8
stored energy time 3.5.53 supply impedance 3.3.2 synchronization 3.3.12
synchronous transfer 3.3.13 tolerance band 3.5.4 total harmonic 3.5.49
distortion
THD
transfer switch 3.2.24 transient 3.5.6 type test 3.3.15
unbalance ratio 3.5.21 unbalanced load 3.5.20 uninterruptible power 3.2.1
system
UPS
UPS switch 3.2.23 UPS unit 3.2.2 voltage unbalance 3.5.19
3.2 Systems and components
3.2.1
uninterruptible power system
UPS
combination of converters, switches and energy storage devices (such as batteries),
constituting a power system for maintaining continuity of load power in case of AC input
power failure
BS EN IEC 62040‑3:2021
– 12 – IEC 62040-3:2021 © IEC 2021
3.2.2
UPS unit
assembly consisting of at least one of each of the following UPS functional units:
• UPS inverter;
• UPS rectifier, and/or a charger;
• energy storage device (or means for connection to one)
3.2.3
single UPS
UPS comprising only one UPS unit
3.2.4
parallel UPS
UPS comprising two or more UPS units operating together for the purpose of sharing the load
3.2.5
redundant UPS
UPS that has additional UPS units and/or additional UPS functional units for the purpose of
improving the continuity of load power
3.2.6
standby redundant UPS
redundant UPS in which one or more UPS unit(s) or UPS functional units are held in reserve
until one or more UPS unit(s) or UPS functional unit(s) fail
3.2.7
parallel redundant UPS
parallel UPS that is also a redundant UPS
3.2.8
AC input power
external electrical power supplied to the UPS and, subject to satisfying the UPS output
specification, to any bypass circuits
Note 1 to entry: The AC input power is usually the mains or a private low-voltage power supply system.
3.2.9
mains
public low-voltage power supply system with characteristics as detailed in IEC 61000-2-2, or,
for industrial applications, non-public industrial low-voltage power supply system with class 3
characteristics as detailed in IEC 61000-2-4
3.2.10
polyphase
<circuit> circuit comprising more than one phase conductor
Note 1 to entry: Typical polyphase circuits include three-phase, bi-phase, split-phase circuits.
3.2.11
port
access to a device or network where electromagnetic energy or signals may be supplied or
received or where the device or network variables may be observed or measured
Note 1 to entry: Examples of ports include sockets and a group of terminals.
[SOURCE: IEC 60050-131:2002, 131-12-60, modified – Word "sockets" added to example in

Note 1 to entry, which has also been rephrased.]
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 13 –
3.2.12
converter
convertor
<electronic power conversion> unit for electronic power conversion, comprising one or more
electronic valve devices, transformers and filters if necessary and auxiliaries if any
Note 1 to entry: In English, the two spellings "converter" and "convertor" are in use, and both are correct.
[SOURCE: IEC 60050-551:1998, 551-12-01, modified – "(electronic) (power)" deleted from

term, <electronic power conversion> added as domain.]
3.2.13
UPS functional unit
functional unit
UPS sub-system, for example, a UPS rectifier, a UPS inverter or a UPS switch
3.2.14
UPS rectifier
rectifier
converter that changes single-phase or polyphase alternating electric currents to
unidirectional current
[SOURCE: IEC 60050-551:2001, 151-13-45, modified – Word "UPS" added to term and word
"electric energy converter" replaced by "converter" in the definition.]
3.2.15
UPS inverter
inverter
converter that changes direct electric current to single-phase or polyphase alternating
currents
[SOURCE: IEC 60050-551:2001, 151-13-46, modified – Word "UPS" added to term and word
"electric energy converter" replaced by "converter".]
3.2.16
bidirectional converter
converter which has the functions of both a rectifier and an inverter, and which can reverse
the flow of power from AC to DC and vice-versa
3.2.17
DC link
DC power interconnection between the rectifier and the inverter functional units
Note 1 to entry: The voltage of the energy storage device can differ from that of the DC link.
Note 2 to entry: The DC link can include converters.
3.2.18
energy storage device
system consisting of a single or multiple devices designed to provide power to the UPS inverter
for the required stored energy time
Note 1 to entry: Examples of energy storage devices include, but are not limited to, battery, double-layer capacitor
("super" or "ultra" capacitor) and flywheel energy storage systems.
3.2.19
battery
set of electrochemical cells of the same type so connected as to act together
BS EN IEC 62040‑3:2021
– 14 – IEC 62040-3:2021 © IEC 2021
[SOURCE: IEC 60050-151:2001, 151-12-11, modified – Words "bank" and "off" deleted from
the term, word "devices" replaced by "electrochemical cells" and note deleted.]
3.2.20
secondary battery
battery that is rechargeable by way of a reversible chemical reaction
3.2.21
charger
converter that provides DC power to an energy storage device for the purpose of increasing
or maintaining the amount of stored energy
3.2.22
flywheel energy storage system
mechanical energy storage device wherein stored kinetic energy can be converted to electrical
energy during stored energy mode
3.2.23
UPS switch
controllable switch used to interconnect or isolate power ports of UPS units, bypass or load
for continuity of load power
Note 1 to entry: Annex C details UPS switch applications.
3.2.24
transfer switch
UPS switch used to convey power from one of two or more sources
3.2.25
electronic power switch
UPS switch comprising at least one controllable electronic valve device
Note 1 to entry: A static bypass switch is an example of an electronic power switch.
[SOURCE: IEC 60050-551:1998, 551-13-01, modified – Words "an operative unit for electronic
power switching" replaced by "UPS switch" and Note 1 to entry added.]
3.2.26
mechanical power switch
UPS switch with physical separation between contacts
3.2.27
hybrid power switch
UPS switch with physical separation between contacts in combination with at least one
controllable electronic valve device
3.2.28
maintenance bypass switch
UPS switch designed to maintain continuity of load power via an alternative path during
maintenance activities
3.2.29
bypass
alternative power path provided to maintain continuity of load power when the normal path
cannot be used
3.2.30
static bypass switch
electronic power switch, typically internal to the UPS, used to enable the bypass mode
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 15 –
3.2.31
load
device or condition intended to absorb power supplied by the UPS and defined by the equations
Z=U/I
S = U2 / Z = Z × I 2
where
Z is the load impedance [Ω];
S is the apparent power [VA];
U is the UPS output voltage [V];
I is the current flowing through the load [A]
3.2.32
rated load
value of load used for specification purposes, generally established by a manufacturer for a
specified set of operating conditions of a component, device, equipment, or system
Note 1 to entry: The rated load is expressed in apparent power [VA] and active power [W] resulting in a power
factor of the rated load that includes the effect of any applicable combination of linear and of non-linear load
3.2.33
linear load
load wherein the parameter Z (load impedance) is a constant
3.2.34
non-linear load
load wherein the parameter Z (load impedance) is a variable dependent on other parameters,
such as voltage or time
3.2.35
reference non-linear load
non-linear load constructed, rated and applied in accordance with Annex E
3.2.36
reference test load
load at which the UPS delivers its rated output active power
Note 1 to entry: This definition permits, when in test-mode and subject to local regulations, the UPS output power
to be returned to the AC input power port.
3.2.37
step load
instantaneous addition or removal of electrical loads to a power source
3.2.38
light load
load that, for practical and/or cost reasons, is limited to a low value when the load level is not
relevant for performing a test, for example to 10 % of the reference test load value
3.3 Performance of systems and components
3.3.1
AC input power failure
variation in the AC input power which could cause the UPS to operate in stored energy mode
BS EN IEC 62040‑3:2021
– 16 – IEC 62040-3:2021 © IEC 2021
3.3.2
supply impedance
impedance of the power source supplying a port or a device
Note 1 to entry: Examples of supply impedance include that of the AC input power source supplying the input
port of a UPS and that of a converter supplying the output port of a UPS.
3.3.3
high impedance failure
failure in which the power source is disconnected from the port or device it normally supplies
3.3.4
low impedance failure
failure in which the power source is short-circuited at the port or device it normally supplies
3.3.5
continuity of load power
set of electrical conditions required for proper operation of the load including
a) voltage tolerance band,

b) frequency tolerance band,
c) voltage distortion limit, and
d) power interruption time limit
3.3.6
normal mode
<UPS operation> stable mode of operation that the UPS attains under the following conditions:
a) AC input power is within the specified tolerance band;

b) energy storage device is connected and charged or is under recharge;
c) load is within the specified rating;
d) bypass, if applicable, is within the specified tolerance band.
3.3.7
multiple normal mode UPS
UPS that provides a manually selectable and/or automatically determined set of input
dependency characteristics when operating in normal mode
Note 1 to entry: Typical sets of declared input dependency characteristics supported by a multiple normal mode
UPS include: (VFD, VI, VFI), (VFD, VI), (VFD, VFI) and (VI, VFI).
3.3.8
stored energy mode
<UPS operation> stable mode of operation that the UPS attains under the following conditions:
a) AC input power is disconnected or is out of the specified tolerance band;

b) all power is derived from the energy storage device;
c) load is within the specified rating.
3.3.9
bypass mode
<UPS operation> temporary mode of operation that the UPS attains when the load is supplied
via the bypass, resulting from abnormal conditions or a command
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 17 –
3.3.10
manual
<control> control of an operation by human intervention
[SOURCE: IEC 60050-441:1984, 441-16-04, modified – Word "control" deleted from term and
added as domain.]
3.3.11
automatic
<control> control of an operation without human intervention, in response to the occurrence of
predetermined conditions
[SOURCE: IEC 60050-441:1984, 441-16-05, modified – Word "control" deleted from term and
added as domain.]
3.3.12
synchronization
adjustment of an AC power source to match another AC power source in frequency and phase
angle
3.3.13
synchronous transfer
transfer within the voltage and frequency tolerance bands and phase angle difference as
declared by the manufacturer
3.3.14
asynchronous transfer
transfer that is not a synchronous transfer
3.3.15
type test
conformity test made on one or more items representative of the production
[SOURCE: IEC 60050-151:2001, 151-16-16]
3.3.16
routine test
conformity test made on each individual item during or after manufacture
[SOURCE: IEC 60050-151:2001, 151-16-17]
3.3.17
service life
<of a battery> period of useful life of a battery under specified conditions
[SOURCE: IEC 60896-21:2004, 3.26, modified – Words "of a battery" added as domain.]
3.3.18
battery ripple current
superimposed effective (RMS) alternating component of the battery current
BS EN IEC 62040‑3:2021
– 18 – IEC 62040-3:2021 © IEC 2021
3.3.19
reliability integrity level
RIL
probability of UPS output power failure per hour in high demand or continuous mode of
operation along with a discrete level for specifying the integrity requirements of the functions to
be allocated to the UPS, where RIL level 1 has the lowest level of integrity and RIL level 4 has
the highest
Note 1 to entry: The target failure rates for the four reliability integrity levels for UPS are specified in Annex K.
Note 2 to entry: High demand mode of operation means that the integrity is challenged more than once per year,
for example AC input power failure is deemed to occur more than once per year. See Annex K.
3.4 Equipment mobility
3.4.1
movable UPS
UPS that is either 18 kg or less in mass and not a fixed UPS, or a UPS with wheels, castors or
other means to facilitate movement as required to perform its intended use
3.4.2
stationary UPS
UPS that is not movable UPS
3.4.3
fixed UPS
UPS that is fastened or otherwise secured in a specific location
3.5 Specified values
3.5.1
rated
<value> value of a quantity used for specification purposes, generally established by a
manufacturer for a specified set of operating conditions of a component, device, equipment, or
system
[SOURCE: IEC 60050-151:2001, 151-16-08, modified – Word "value" deleted from term and
added as domain, words "generally" and "by a manufacturer" added to the definition.]
3.5.2
rating
set of rated values and operating conditions
[SOURCE: IEC 60050-151:2001, 151-16-11]
3.5.3
nominal
<value> value of a quantity used to designate and identify a component, device, equipment, or
system
Note 1 to entry: The nominal value is generally a rounded value.
[SOURCE: IEC 60050-151:2001, 151-16-09, modified – Word "value" deleted from term and
added as domain.]
3.5.4
tolerance band
range of values of a quantity within limits specified by the manufacturer
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 19 –
3.5.5
deviation
difference between the actual value and the desired value of a variable quantity at a given
instant
Note 1 to entry: This entry was numbered 351-21-04 in IEC 60050-351:2006.
[SOURCE: IEC 60050-351:2013, 351-41-04]
3.5.6
transient
behaviour of a variable quantity during transition between two consecutive steady states
Note 1 to entry: This entry was numbered 351-24-07 in IEC 60050-351:2006.
[SOURCE: IEC 60050-351:2013, 351-45-08, modified – Word "behaviour" deleted from term.]
3.5.7
RMS value
RMS
for a time-dependent quantity, positive square root of the mean value of the square of the
quantity taken over a given time interval
Note 1 to entry: The root-mean-square value of a periodic quantity is usually taken over an integration interval the
range of which is the period multiplied by a natural number.
Note 2 to entry: For a sinusoidal quantity a(t)=Âcos(ω t+ϑ 0 ), the root-mean-square value is A eff = Â/√2.
Note 3 to entry: The root-mean-square value of a quantity may be denoted by adding one of the subscripts eff or
rms to the symbol of the quantity.
Note 4 to entry: In electrical technology, the root-mean-square values of electric current i(t) and voltage u(t) are
usually denoted I and U, respectively.
Note 5 to entry: The abbreviation RMS was formerly denoted as r.m.s. or rms, but these notations are now
deprecated.
[SOURCE: IEC 60050-103:2017, 103-02-03, modified – Words "root-mean-square" and

"effective value" deleted from term, and domains deleted.]
3.5.8
RMS voltage variation
difference between the RMS voltage and the corresponding previously undisturbed RMS
voltage
3.5.9
steady state
state of a physical system in which the relevant characteristics remain constant with time
Note 1 to entry: A state under periodic conditions is often considered as a steady state.
[SOURCE: IEC 60050-103:2009, 103-05-01]
3.5.10
recovery time
time interval between a step change in one of the control or influence quantities and the instant
when the stabilized output quantity returns to and stays within the steady state tolerance band
BS EN IEC 62040‑3:2021
– 20 – IEC 62040-3:2021 © IEC 2021
3.5.11
instantaneous voltage variation
difference between an instantaneous voltage and the previous instantaneous voltage one cycle
prior divided by the peak voltage one cycle prior, expressed as a percentage
Note 1 to entry: Refer to Figure H.1 for an example.
3.5.12
rated voltage
input or output voltage assigned by the manufacturer for a specified operating condition
3.5.13
rated current
input or output current of the equipment assigned by the manufacturer for a specified operating
condition
3.5.14
input voltage tolerance band
steady state AC input power voltage tolerance band for normal mode operation
3.5.15
output voltage
RMS value of the voltage at the AC output port of the UPS
Note 1 to entry: The output voltage is an RMS value unless otherwise specified for a particular test.
3.5.16
output voltage tolerance band
steady state output voltage tolerance band with the UPS operating in normal mode or in
stored energy mode
3.5.17
sinusoidal output voltage
output voltage waveform complying with an applicable compatibility level for harmonic voltages
in low-voltage power supply systems
Note 1 to entry: Refer to Table 3 and Table 4.
3.5.18
non-sinusoidal output voltage
output voltage waveform that is not a sinusoidal output voltage
3.5.19
voltage unbalance
<polyphase circuit> condition in which the RMS values of the phase voltages or the phase
angles between consecutive phases are not all equal
[SOURCE: IEC 60050-161:1990, 161-08-09, modified – Words "voltage imbalance" deleted

from term and "in a polyphase system" in the definition replaced by "polyphase circuit" as a
domain.]
3.5.20
unbalanced load
load as seen by the supply, where the current or power factor differs between any of the
phases
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 21 –
3.5.21
unbalance ratio
difference between the highest and the lowest RMS values of the fundamental components in
a polyphase circuit, referred to the average between all phases of the RMS values of the
fundamental components of the currents or voltages respectively
[SOURCE: IEC 60146-2:1999, 3.5.15, modified – Words "three-phase a.c. system" replaced by
"polyphase circuit" and "three phases" replaced by "all phases".]
3.5.22
periodic output voltage modulation
periodic variation of the RMS output voltage amplitude at frequencies less than the
fundamental output frequency
3.5.23
rated input current
<UPS> RMS current at the AC input port of the UPS while operating in normal mode, at rated
input voltage, rated load and charging a fully depleted energy storage device
3.5.24
maximum input current
<UPS> RMS current at the AC input port of the UPS while operating in normal mode, at worst-
case input voltage, rated load and charging a fully depleted energy storage device
3.5.25
inrush current
maximum peak value and time duration of the input current when the UPS transitions from
stored energy mode to normal mode with no load connected
3.5.26
output current
RMS value of the current at the AC output port of the UPS
Note 1 to entry: The output current is an RMS value unless otherwise specified for a particular test.
3.5.27
current limit
<control> function that prevents a current from exceeding its specified value
3.5.28
inverter current limit
ratio of the UPS output current supplied by the inverter to the rated UPS output current
when a short-circuit is applied to the output port of the UPS
3.5.29
charger current limit
value of the charger DC output current when the charger is connected to a fully depleted
energy storage device
3.5.30
active power
P
under periodic conditions, mean value, taken over one period T , of the instantaneous power p :
1 T
P=
T 0∫p dt
BS EN IEC 62040‑3:2021
– 22 – IEC 62040-3:2021 © IEC 2021
Note 1 to entry: Under sinusoidal conditions, the active power is the real part of the complex power S. Thus P =
Re S.
Note 2 to entry: The SI unit for active power is watt, W.
[SOURCE: IEC 60050-131:2013, 131-11-42]
3.5.31
apparent power
S
product of the RMS voltage U between the terminals of a two-terminal element or two-terminal
circuit and the RMS electric current I in the element or circuit
S=U×I
Note 1 to entry: Under sinusoidal conditions, the apparent power is the modulus of the complex power S, thus S =
|S|.
Note 2 to entry: The coherent SI unit for apparent power is voltampere, VA.
[SOURCE: IEC 60050-131:2013, 131-11-41]
3.5.32
rated apparent power of the equipment
S equ
value calculated from the rated line current I equ of the equipment stated by the manufacturer
and the rated voltage U p (single phase) or U i (interphase) as follows:
a) S equ = U p × I equ for single-phase equipment and the single-phase part of hybrid equipment;
b) S equ = U i × I equ for interphase, for example bi-phase or split-phase equipment;
c) S equ = √3 U i × I equ for balanced three-phase equipment and the three-phase part of hybrid
equipment;
d) S equ = 3 U p × I equ max for unbalanced three-phase equipment, where I equ max is the maximum
of the RMS currents flowing in any one of the three phases
Note 1 to entry: In the case of a voltage range, U p or U i is the nominal system voltage according to IEC 60038 (for
example: 120 V or 230 V for single-phase or 400 V line-line for three-phase).
3.5.33
short-circuit power
S sc
value of the three-phase short-circuit power calculated from the nominal interphase system
voltage U nominal and the line impedance Z of the system at the PCC:
Ssc = U2 nominal / Z
where
Z is the system impedance at the power frequency
Note 1 to entry: PCC means point of common coupling, see IEC 60050-161:1990, 161-07-15.
[SOURCE: IEC 61000-3-12:2011, 3.10, modified – Note 1 to entry added.]
3.5.34
short-circuit ratio
R sce
impedance relation between a UPS and its AC input power, defined as follows:
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 23 –
a) R sce = S sc / (3 S equ ) for single-phase UPS;

b) R sce = S sc / (2 S equ ) for bi-phase or split-phase UPS;
c) R sce = S sc / S equ for all three-phase UPS
3.5.35
rated output apparent power
apparent power available at the AC output port of the UPS as declared by the manufacturer
3.5.36
rated output active power
active power available at the AC output port of the UPS as declared by the manufacturer
3.5.37
load sharing
simultaneous supply of power to a load from two or more UPS units
Note 1 to entry: The share of power provided by each UPS unit is not necessarily equal.
3.5.38
overload capacity
highest load which a UPS can maintain during a short period of time with the output voltage
remaining within applicable limits
Note 1 to entry: The overload capacity is expressed as the ratio of output current, over a given time, to rated
output current.
Note 2 to entry: Overload capacity is typically required for load energisation purposes wherein the power factor
is lower than the power factor at rated load.
3.5.39
phase angle
angle between reference points on one or more AC waveforms
Note 1 to entry: The phase angle is usually expressed in electrical degrees or radians.
3.5.40
power factor
under periodic conditions, ratio of the absolute value of the active power P to the apparent
power S :
P
λ=
S
Note 1 to entry: Under sinusoidal conditions, the power factor is the absolute value of the active factor.
[SOURCE: IEC 60050-131:2002, 131-11-46]
3.5.41
displacement power factor
ratio of the active power of the fundamental wave to the apparent power of the fundamental
wave
3.5.42
input power factor
power factor at the AC input port of the UPS, while operating in normal mode, at rated input
voltage, supplying the reference test load and with a fully charged energy storage device
connected
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3.5.43
load power factor
power factor of the load assuming it is supplied with an ideal sinusoidal voltage
3.5.44
rated frequency
input or output frequency of the equipment assigned by the manufacturer for a specified
operating condition
3.5.45
rated frequency tolerance band
steady state input or output frequency tolerance band
3.5.46
frequency variation
variation of the input or output frequency
3.5.47
input frequency tolerance band
steady state input frequency tolerance band for normal mode operation
3.5.48
output frequency tolerance band
steady state output frequency tolerance band
3.5.49
total harmonic distortion
THD
ratio of the RMS value of the sum of the harmonic components X h of orders 2 to 40 to the
RMS value of the fundamental component X 1
2
 Xh 
40
THD = ∑ 
h =2  1 
X
Note 1 to entry: In this context, X h refers to harmonic current or voltage components.
3.5.50
individual harmonic distortion
ratio of the RMS value of a specific harmonic component X h of orders 2 to 40 to the RMS
value of the fundamental component X 1
3.5.51
harmonic component
component of the harmonic content as expressed in terms of the order and RMS value of the
Fourier series terms describing the periodic function
3.5.52
harmonic content
quantity obtained by subtracting the fundamental component from an alternating quantity
[SOURCE: IEC 60050-161:1990, 161-02-21]

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3.5.53
stored energy time
minimum time during which the UPS, under specified operational conditions, will ensure
continuity of load power, during an AC input power failure
3.5.54
restored energy time
maximum time required to, under normal mode of operation and with the charging capacity
installed, recharge the energy storage device of the UPS so that the stored energy time can
again be achieved
3.5.55
cut-off voltage
voltage at which the energy storage device, during stored energy mode, under specified
operational conditions, is considered to be fully depleted
3.5.56
ambient temperature
temperature of the air or other medium where the equipment is to be used
[SOURCE: IEC 60050-826:2004, 826-10-03, modified – Words "average temperature" replaced

by "temperature", words "in the vicinity of the equipment" replaced by "where the equipment is
to be used", and Note to entry deleted.]
3.5.57
efficiency
<UPS> ratio of output active power to input active power or the ratio of output energy to input
energy under specified test conditions
Note 1 to entry: Test conditions for UPS efficiency are found in Annex J.
4 Environmental conditions
4.1 General – Test environment
The UPS shall be capable of operating as rated in an environment with pollution degree 2 of
IEC 60664-1 and under the normal conditions in 4.2.
Other conditions may be agreed upon between manufacturer/supplier and purchaser.
NOTE 1 Pollution degree is a characteristic of an environment and detailed in IEC 60664-1 from where the following
is derived.
– Pollution degree 1 applies where there is no pollution or only dry, non-conductive pollution.
– Pollution degree 2 applies where there is only non-conductive pollution that might temporarily become conductive
due to occasional condensation.
– Pollution degree 3 applies where a local environment within the equipment is subject to conductive pollution, or
to dry non-conductive pollution that could become conductive due to expected condensation.
– Pollution degree 4 applies when the pollution generates persistent conductivity caused for example by conductive
dust or rain or snow.
NOTE 2 It is assumed that the applicable safety and EMC conformity assessments are coordinated with any other
conditions agreed upon between manufacturer/supplier and purchaser.
4.2 Normal conditions
4.2.1 General
4.2 lists the default environmental conditions applicable to the operation, storage and
transportation of UPS.
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4.2.2 Operation
4.2.2.1 Ambient temperature and relative humidity
A UPS shall perform as rated when operating within the following ambient ranges:
• temperature +15 °C to +30 °C;

• relative humidity 10 % to 75 % (non-condensing).
The temperature and relative humidity ranges above are verified in accordance with
IEC TR 60721-4-3 when performed as described in 6.5.3.
NOTE A requirement for the UPS to perform when operating beyond the ambient ranges is considered an unusual
condition. See 4.3.
4.2.2.2 Altitude
A UPS conforming to this document shall be designed to operate as rated from sea-level up to
and including 1 000 m above sea level.
4.2.3 Storage and transportation
UPS equipment conforming to this document shall accept stationary storage within a building
and shall be transportable in its manufacturer provided shipping packaging by a pressurised
aircraft, by ship or by truck, within the following ambient ranges:
• temperature –25 °C to +55 °C;

• relative humidity 10 % to 95 % (non-condensing).
The temperature and relative humidity ranges above are verified as described in 6.5.2.
Packaging not designed for wet (condensing) ambient conditions shall be marked by warning
labels.
Shock and free-fall withstand requirements are verified when performed as described in 6.5.1.
Unless otherwise declared by the UPS manufacturer, UPS equipment conforming to this
document shall not be stored or transported at an altitude with equivalent air pressure lower than
70 kPa.
NOTE 1 The air pressure at an altitude of 3 000 m above sea level is approximately 70 kPa.
NOTE 2 Certain energy storage devices require other storage and transportation conditions; for example for a
battery, the duration of high or low ambient temperature can affect the battery life. The energy storage device
manufacturer typically provides instructions for battery transportation, storage and recharging.
4.3 Unusual conditions
4.3.1 General
4.3 lists conditions that, subject to an agreement between the manufacturer and the purchaser,
may require special design and/or special protection features. The purchaser shall identify any
requirements that deviate from the normal conditions in 4.2.
4.3.2 Operation
Unusual operating conditions to be identified include the following:
• pollution degree in excess of 2 (see Note 1 in 4.1) ;

• temperature and relative humidity conditions exceeding the ranges listed in 4.2.2.1;
• altitude conditions exceeding those listed in 4.2.2.2;
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NOTE 1 Table 2 is provided for guidance. It is an example of power derating required by altitude.
• exposure to vibration, shocks, tilting;

NOTE 2 Examples include a UPS installed in a vehicle or in an industrial environment.
• exposure to earthquakes;
NOTE 3 More details are given in IEC 60068-3-3.
• electromagnetic immunity exceeding the applicable requirements of IEC 62040-2;

• radioactive immunity to radiation levels exceeding those of the natural background;
• any of the following: moisture, steam, fungus, insects, vermin, dust, abrasive dust, corrosive
gases, salt laden air or contaminated cooling refrigerant, damaging fumes, explosive
mixtures of dust or gases, restriction of ventilation (for UPS and/or battery), radiated or
conducted heat from other sources.
Any change in performance affected by an unusual condition specified shall be declared by the
manufacturer.
Table 2 – Example of power derating factors for use at altitudes above 1 000 m
Altitude Derating factor

m feet Convection cooling Forced air cooling
1 000 3 300 1,000 1,000
1 200 4 000 0,994 0,990
1 500 5 000 0,985 0,975
2 000 6 600 0,970 0,950
2 500 8 300 0,955 0,925
3 000 10 000 0,940 0,900
3 500 11 600 0,925 0,875
3 600 12 000 0,922 0,870
4 000 13 200 0,910 0,850
4 200 14 000 0,904 0,840
4 500 15 000 0,895 0,825
5 000 16 500 0,880 0,800
This table is derived from ANSI C57.96:2013 for loading of dry-type distribution and
power transformers.
Values are generally calculated by interpolation for altitudes not listed.
NOTE 4 The maximum altitude declared by the manufacturer according to this document is assumed consistent
with the maximum value declared for safety purpose according to IEC 62040-1.
4.3.3 Storage and transportation
Any unusual storage and transportation condition shall be identified including situations
different from those normally applied to electronic equipment and batteries. The following is a
list of unusual conditions:
• temperature and relative humidity conditions exceeding the ranges listed in 4.2.3;
• altitude conditions exceeding those listed in 4.2.3;
• exposure to abnormal vibration, shocks, tilting and earthquake acceleration forces;
• special transportation and equipment handling requirements.
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5 Electrical conditions, performance and declared values
5.1 General
5.1.1 UPS configuration
The UPS manufacturer/supplier shall declare and describe the UPS configuration, including
• the quantity of UPS units and their topology,

• the redundancy configuration as applicable, and
• any UPS switches necessary for connection, interruption, transfer, bypass or isolation.
The declaration and its description may reference the applicable subclauses and figures in
Annex A, Annex B and Annex C and may be contained in a technical data sheet. Annex D
provides an example of a technical data sheet. This data sheet may be included in the UPS
user manual.
5.1.2 Markings and instructions
Any markings and instructions required in addition to those specified in IEC 62040-1 shall be
provided in the user manual, and the UPS shall be marked as applicable.
NOTE Examples include instructions necessary for performance related user customisation.
5.2 UPS input specification
5.2.1 Conditions for normal mode operation
A UPS conforming to this document shall remain in normal mode when connected to an AC
input power presenting characteristics as follows:
a) rated voltage with input voltage tolerance band ±10 % of rated voltage;
b) rated frequency with input frequency tolerance band ±2 % of rated frequency;
c) for polyphase input, voltage unbalance with an unbalance ratio of 5 %;
d) total harmonic distortion of voltage:
– for UPS intended for connection to the public low-voltage supply:
≤ 8 % with maximum levels of individual harmonic distortion of voltages not
exceeding those in Table 3;
– for UPS intended for connection to industrial plants and non-public networks:
≤ 12 % with maximum levels of individual harmonic distortion of voltages not
exceeding those in Table 4;
e) transient voltages, superimposed high-frequency voltages and other electrical noise such
as that caused by lightning or capacitive or inductive switching; within the electromagnetic
immunity levels specified in IEC 62040-2.
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Table 3 – Compatibility levels for individual harmonic distortion

of voltage in public low-voltage power supply systems
Odd harmonics non-multiple of 3 Odd harmonics multiple of 3 a Even harmonics
Harmonic order Harmonic voltage Harmonic order Harmonic Harmonic order Harmonic voltage
voltage
n % n % n %
5 6 3 5 2 2
7 5 9 1,5 4 1
11 3,5 15 0,4 6 0,5
13 3 21 0,3 8 0,5
17 ≤ n ≤ 37 2,27 × (17/n) − 0,27 21 ≤ n ≤ 39 0,2 10 ≤ n ≤ 40 0,25 × (10/n) + 0,25
NOTE 1 All of the harmonic levels in this table are assumed not to occur simultaneously.
NOTE 2 Table 3 is an extract from the compatibility levels in Table 1 of IEC 61000-2-2 and IEC 61000-2-
2:2002/AMD1:2017.
a The levels given for odd harmonics that are multiples of three apply to zero sequence harmonics. Also, on a
three-phase network without a neutral conductor or without load connected between line and ground, the values
of the 3 rd and 9 th harmonics may be much lower than the compatibility levels, depending on the unbalance of
the system.
Table 4 – Compatibility levels for individual harmonic distortion of voltage

in industrial plants and non-public low-voltage power supply systems
Odd harmonics non-multiple of 3 Odd harmonics multiple of 3 a Even harmonics
Harmonic order Harmonic voltage Harmonic order Harmonic voltage Harmonic order Harmonic voltage
n % n % n %
5 8 3 6 2 3
7 7 9 2,5 4 1,5
11 5 15 2 6 1
13 4,5 21 1,75 8 1
17 ≤ n ≤ 39 4,5 x (17/n) – 0,5 21 ≤ n ≤ 39 1 10 ≤ n ≤ 40 1
NOTE 1 All of the harmonic levels in this table are assumed not to occur simultaneously.
NOTE 2 Table 4 is derived from Class 3 compatibility levels in Table 2, Table 3 and Table 4 of
IEC 61000-2-4:2002.
NOTE 3 In some cases where part of an industrial network is dedicated to large non-linear loads, the compatibility
levels for that part of the network may be 1,2 times the above values.
a The levels given for odd harmonics that are multiples of three apply to zero sequence harmonics. Also, on a
three-phase network without a neutral conductor or without load connected between line and ground, the values
of the 3 rd and 9 th harmonics may be much lower than the compatibility levels, depending on the unbalance of
the system.
5.2.2 Characteristics to be declared by the manufacturer
The manufacturer shall declare the applicable characteristics for each AC input port. In addition
to those covered in 5.2.1, the following characteristics shall be declared:
a) number of phases;
b) neutral requirements;
c) rated input current;
d) input power factor;
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e) inrush current;
f) maximum input current;
g) input current at overload capacity (where applicable, the curve of current versus time);
h) total harmonic distortion of current;
i) minimum short-circuit power (S sc ) capacity required from the AC input power for
compliance with the maximum harmonic current distortion levels permitted in IEC 61000-3-2
(UPS ≤ 16 A) or IEC 61000-3-12 (16 A < UPS ≤ 75 A), where applicable. Where none of the
standards mentioned apply, individual harmonic distortion of input current levels (n ≤ 40)
measured or calculated at rated input current shall be declared when supplied with a
voltage source of negligible distortion;
j) earth leakage current characteristics (where in excess of 3,5 mA). Excludes contribution
from the load, if any;
k) AC power distribution system compatibility (TN, TT or IT as defined in IEC 60364-1);
l) rated input voltage and input voltage tolerance band;
m) rated input frequency and input frequency tolerance band.
NOTE The declaration generally takes the form of a technical data sheet. Annex D provides an example of a
technical data sheet.
5.2.3 Characteristics and conditions to be identified by the purchaser
The purchaser shall identify any conditions and characteristics that are more severe than those
declared by the manufacturer. Further, the purchaser shall identify any particular conditions
that may be required by national and local regulations and any adverse or special service
conditions including
a) pre-existing harmonic voltage distortion when in excess of those listed in Table 3 or Table 4,
as applicable,
b) requirements for compatibility with characteristics of protective devices of the AC input
power,
c) requirements for all-pole isolation of the UPS from the AC input power, and
d) standby generator characteristics, if any.
NOTE IEC 60034-22 provides characteristics for internal combustion engine driven generating sets.
Such service conditions and deviations may require special design and/or protection features.
UPS designed for industrial applications or for separately generated AC input power supplies
may be required to meet more severe conditions. The purchaser should specify such conditions
as applicable. In the absence of such information, the manufacturer/supplier may apply their
experience as to the compatibility of the design for the intended installation.
5.3 UPS output specification
5.3.1 Conditions for the UPS to supply a load
Subject to either
• the input conditions of 5.2.1 being satisfied, or

• the energy storage device being available,
a UPS conforming to this document shall be capable of supplying loads (single or polyphase,
as applicable) that are compatible with the output characteristics of the UPS as declared by the
manufacturer.
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5.3.2 Characteristics to be declared by the manufacturer
The manufacturer shall declare the applicable characteristics, including
a) the performance classification (V_ _ _ _ _ _ in accordance with 5.3.4) and, for multiple
normal mode UPS, the declared sets of input dependency characteristics in accordance
with 3.3.7 and the corresponding performance classifications,
b) the rated output voltage and RMS output voltage tolerance band,
c) the rated frequency and free-running output frequency tolerance band (non-
synchronized),
d) the output frequency tolerance band accepted by the UPS inverter for synchronization
with an external source, for example bypass and maximum phase angle between the
inverter output voltage and external source voltage waveforms,
e) the rate of change of frequency (slew-rate) when synchronizing,
f) the number of phases available,
g) the neutral availability,
h) the AC power distribution system compatibility (TN, TT or IT as defined in IEC 60364-1),
i) the total harmonic distortion of voltage
– in normal mode, and
– in stored energy mode,
j) the rated output active power, rated output apparent power and rated output current,
k) the overload capacity including, if applicable, the effect on the RMS output voltage
tolerance band declared in b)
– in normal mode,
– in stored energy mode. and
– in bypass mode, where applicable,
l) the minimum inverter current limit and minimum sustaining time,
m) the fault clearing capacity expressed as
– the maximum load protective device rating with which the UPS can co-ordinate under
fault conditions, and
– the applicable class 1, 2 or 3 of Figure 2, Figure 3, or Figure 4 that the output voltage
will comply with while clearing the fault; or the time it takes to clear the protective device;
n) the load power factor at rated load,
o) the permissible displacement power factor tolerance band of the load (cos Φ) 1 ,
p) the voltage unbalance resulting from 100 % load unbalance ratio (polyphase UPS only),
q) the UPS efficiency (in accordance with Annex I and Annex J),
r) the no load losses (in accordance with Annex J),
s) the parallel redundant UPS failure performance as the applicable class 1, 2 or 3 of
Figure 2, Figure 3, or Figure 4, and
t) the rated output active power and rated output apparent power for a system consisting
of two UPS units operating in parallel (if applicable).
Characteristics j), m), n) and o) shall also be declared also for the bypass transfer switch
when included with a single or parallel UPS.
NOTE 1 The characteristics declared are valid with a fully charged energy storage device, if not otherwise agreed
to.
NOTE 2 The declaration generally takes the form of a technical data sheet. Annex D provides an example of a
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NOTE 3 Some manufacturers include particular performance characteristics under abnormal conditions in the
declaration, for example transfer time from UPS to bypass under non-synchronized conditions.
5.3.3 Characteristics and conditions to be identified by the purchaser
The purchaser shall identify any characteristics and conditions that are more severe than those
declared by the manufacturer and any particular condition that may be required by national and
local regulations and any adverse or special load condition, including:
a) loads generating harmonic currents, in particular even harmonic currents, except for loads
complying with the maximum levels permitted in IEC 61000-3-2 (load ≤ 16 A),
IEC 61000-3-12 (16 A < load ≤ 75 A), or IEC TS 61000-3-4 (load > 75 A),
b) asymmetric loads requiring circulation of a DC current, for example half-wave,
c) requirement for independent earthing of the output neutral,
d) requirements for output power distribution including characteristics of protective devices for
coordination purposes,
e) requirements for all-pole isolation of the UPS from the output power distribution,
f) future extension/expansion requirements,
g) standby generator characteristics,
h) availability (see Annex K) and degree of redundancy (see Annex A), and
i) output overvoltage protection.
5.3.4 Performance classification
5.3.4.1 General
The manufacturer shall classify UPS complying with this document in accordance with the
coding AAA BB CC as detailed in 5.3.4.
NOTE 1 The objective of classifying UPS by performance is to provide a common base on which all UPS
manufacturer's/supplier's data are evaluated. This enables purchasers, for similar UPS power ratings, to compare
different manufacturer's products under the same measurement conditions.
NOTE 2 This classification is performance-based and does not exclude any specific technology or topology as the
means for achieving compliance with such classification.
NOTE 3 Refer to Annex B for examples of applicable UPS topologies.
5.3.4.2 Input dependency AAA
5.3.4.2.1 General
The input dependency AAA is a set of characters describing to which extent, for operation in
normal mode, the load power depends on the quality of the AC input power. The set of
characters takes form of either VFD, VI or VFI as described in the following subclauses.
5.3.4.2.2 VFD (voltage and frequency dependent)
UPS classified VFD shall protect the load from a complete loss of AC input power.
The output of the VFD UPS is dependent on changes in voltage and frequency of the AC input
power and is not intended to provide additional voltage corrective functions, such as those
arising from the use of tapped transformers.
VFD classification is verified when performing the test described in 6.2.2.7.

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5.3.4.2.3 VI (voltage independent)
UPS classified VI shall protect the load as required for VFD and also from
• under-voltage applied continuously to the input, and

• over-voltage applied continuously to the input.
The output voltage of the VI UPS shall remain within declared voltage limits (provided by
voltage corrective functions, such as those arising from the use of active and/or passive
circuits). The manufacturer shall declare an output voltage tolerance band narrower than the
input voltage tolerance band.
NOTE The energy storage device does not discharge when the AC input power is within the input voltage
tolerance band.
VI classification is verified when performing the tests described in 6.4.1.2.
5.3.4.2.4 VFI (voltage and frequency independent)
UPS classified VFI is independent of AC input power voltage and frequency variations as
specified and declared in 5.2 and shall protect the load against adverse effects from such
variations without discharging the energy storage device.
VFI classification is verified when performing the tests described in 6.4.1.3.
5.3.4.3 Output voltage waveform BB
5.3.4.3.1 General
The output voltage waveform BB is a set of characters describing the steady state waveform
of the output voltage when operating in:
– normal mode (1 st character);

– stored energy mode (2 nd character),
where each character takes the form of either S, X or Y as described in the following subclauses.
5.3.4.3.2 Waveform S
Sinusoidal output voltage waveform compatible with load equipment intended for connection
to public low-voltage power supply systems, presenting under linear load and reference non-
linear load conditions:
– harmonic distortion ≤ 8 %, and

– individual harmonic distortion within limits of Table 3.
5.3.4.3.3 Waveform X
Sinusoidal output voltage waveform compatible with load equipment intended for connection
in industrial plants dedicated to large non-linear loads, presenting under linear load and
reference non-linear load conditions:
– total harmonic distortion ≤ 12 %, and

– individual harmonic distortion within limits of Table 4.
5.3.4.3.4 Waveform Y
Non-sinusoidal output voltage waveform presenting
– peak voltage U P ≤ rated voltage × 2 , and

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– rise/fall rates d U /d t ≤ 10 V/µs.
Figure 1 represents a typical characteristic Y waveform.
Figure 1 – Typical characteristic Y output voltage waveform
The voltage waveform classification is verified by performing the applicable steady state
electrical type tests described in 6.4.2.2 and 6.4.2.4.
NOTE Non-linear loads such as switch mode power supplies tolerate non-sinusoidal voltage waveforms, generally
for a limited time. Subject to requirements from the load equipment manufacturer, this time is the stored energy
time (typically 5 min to 30 min).
5.3.4.4 Dynamic output performance CC
5.3.4.4.1 General
The dynamic output performance CC is a set of characters describing the voltage variation
caused by
• the change of mode of operation (1 st character), and

• the step load application (2 nd character),
where each character takes form of either 1, 2 or 3 as described in the following subclauses.
The dynamic output performance is verified by performing the electrical type tests in 6.4.2.10.2,
6.4.2.10.3, 6.4.2.10.4 (for the 1 st character) and in 6.4.2.10.5 (for the 2 nd character).
NOTE 1 Linear loads are generally tolerant of single transient deviations not exceeding 100 % of nominal peak
voltage for less than 1 ms. Linear loads, often containing magnetic components, are however generally sensitive,
on a half-cycle by half-cycle basis, to loss or gain in volt-time area. The validation method for RMS measurements
described in Clause H.2 is deemed an adequate technique to measure the latter.
NOTE 2 Non-linear loads of the type represented by the reference non-linear load of Annex E are generally
tolerant of loss or gain in the volt-time area during at least one complete half-cycle. The capacitor of the reference
non-linear load draws current only when the UPS voltage exceeds the load capacitor voltage and as such is affected
only if the UPS peak voltage decreases substantially for a length of time. Dynamic performance considerations for
this type of load is generally limited to ensuring the maintenance of the load capacitor voltage within stated limits
during transient testing.
NOTE 3 Purchasers are reminded that due to the diversity of load types, UPS manufacturers' data are based on
industry standard test loads that simulate typical load applications.
NOTE 4 The actual performance in a given application is subject to variation under transient conditions since actual
load ratings, individual sequencing, and start currents are likely to differ from standardized test situations.
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NOTE 5 Cord connected UPS designed to be installed by the operator for use in an office environment, either desk
or floor-mounted, and/or intended to be marketed by a third party without reference to the manufacturer, are, within
the UPS rating, expected to be capable of accepting any load suitable for connection to a public low-voltage power
system, unless any limitations are stated by the manufacturer within the user instructions.
NOTE 6 Refer to Annex H for guidance on measurement techniques.
5.3.4.4.2 Class 1
The UPS output voltage remains within the limits of Figure 2.
NOTE Such performance is required by sensitive critical loads.
Figure 2 – Dynamic output performance class 1
5.3.4.4.3 Class 2
NOTE Such performance is accepted by most types of critical load.

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5.3.4.4.4 Class 3
NOTE Such performance is accepted by most types of general-purpose IT loads, for example switched-mode power
supplies.

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5.4 Energy storage device specification
5.4.1 General
5.4 specifies details that apply to a secondary battery, presently the most common technology
utilised to provide energy storage for use during AC input power failure.
It is recognised that other technologies, for example flywheel energy storage systems, may
replace the need for a battery system. Such technologies may be fully compatible with UPS
characteristics primarily intended for batteries. With this in mind, subject to an agreement
between the manufacturer/supplier and the purchaser and where applicable, 5.4 may be used
to specify other energy storage technologies.
5.4.2 Battery
5.4.2.1 Requirements for all batteries
A battery intended to serve as an energy storage device for a UPS complying with this
document shall comply with the IEC 62040-1 requirements for location, ventilation, marking and
protection of a battery.
5.4.2.2 Characteristics to be declared by the manufacturer
The manufacturer shall declare the following battery characteristics, for example in the user
manual or in the UPS technical data sheet (see Clause D.5):
a) service life;
b) quantity of blocks or cells and of paralleled strings if more than one string;
c) nominal string voltage;
d) battery technology (e.g. vented or valve-regulated lead-acid, NiCd, NiMH, Li-Ion);
e) nominal capacity of total battery and reference discharge rate, for example discharge rate
C10;
f) stored energy time at reference test load;
g) restored energy time;
h) ambient temperature at which battery performance is rated;
i) earth condition of DC port /isolation of DC port from input and/or output (only applicable for
remote battery);
j) Battery ripple current during normal mode operation (if exceeding 5 % of the numerical Ah
capacity [C10 discharge rate]).
When a remote battery is part of the UPS installation, and the remote battery cabling and/or
protection is not provided by the manufacturer/supplier, the following additional characteristics
shall be declared:
k) discharge current at nominal battery string voltage while in stored energy mode and
supplying rated load;
l) DC fault current rating;
m) cable voltage drop recommendation;
n) protection requirements.
The manufacturer/supplier shall supply the following additional information if requested by the
purchaser:
o) charging regime, for example constant voltage, constant current, boost or equalization
capability, two-state charging;
p) charging voltage and tolerance band;
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q) cut-off voltage;
r) charger current limit and range (if adjustable), and tolerance band.
5.4.2.3 Characteristics and conditions to be identified by the purchaser
The purchaser shall identify any requirements, characteristics and conditions that deviate or
are more severe than those listed in 5.4.2.1 and 5.4.2.2. This includes any particular conditions
required by national and local regulations and any adverse or special service conditions
including when a battery is supplied by a third party.
NOTE National and local regulations can specify a minimum stored energy time and define the type of energy
storage device to be used.
5.5 UPS switch specification
5.5.1 UPS switches supplied as an integral part of a UPS
UPS switches supplied as an integral part of a UPS are covered by the specified electrical
service conditions and performance requirements in Clause 5 and need not to be specified
separately.
5.5.2 UPS switches not supplied as an integral part of a UPS
Switches supplied separately and intended to operate in conjunction with the UPS shall be
compatible with the applicable electrical service conditions and performance requirements of
the UPS and shall comply with their own product performance standard.
NOTE Examples of product standards that apply to particular switches are:

– static transfer systems (STS): IEC 62310-3;
– automatic transfer systems (ATS): IEC 60947-6-1;
– manual isolation, tie and transfer switches: IEC 60947-3.
5.6 Signal, control and communication ports
The manufacturer shall provide adequate instructions for use and installation of any
communication and signalling circuits supplied as an integral part of the UPS and intended to
be connected to information technology equipment, for example programmable logic computers,
local area networks (LAN) or to telecommunication networks.
6 UPS tests
6.1 Summary
6.1.1 Venue, instrumentation and load
6.1.1.1 Test venue
A UPS shall be tested in accordance with Table 5, generally at the manufacturer’s premises.
If testing of a UPS requires facilities either not available at the manufacturer’s premises and/or
not economically justified within the scope of a particular situation, the manufacturer may then
elect to:
a) use a third-party competent body to carry out compliance testing on the manufacturer’s
behalf. Evidence of third party certification shall be deemed sufficient to prove compliance
with the relevant clauses; or
b) demonstrate by calculation or by experience and/or testing of similar designs or sub-
assemblies in similar conditions and through compilation of a technical construction file that
the design is compliant. Evidence through a technical construction file shall be deemed
sufficient to prove compliance with the relevant clauses; or
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c) subject to an agreement with the purchaser, defer applicable tests to be performed on site.
Tests may be performed on the UPS in its complete form or, alternatively, on a UPS functional
unit or on a subassembly prior to delivery on site. When such necessity arises, the UPS
functional unit test of 6.6 applies and the manufacturer/supplier and the purchaser should
agree on conditions for final site testing. The manufacturer’s recommendation should be
followed in this respect.
6.1.1.2 Test instrumentation
Instruments used for the measurement of electrical parameters shall have sufficient bandwidth
to accurately measure true RMS value on waveforms which may be other than a fundamental
sinewave, i.e. may present considerable harmonic content. Whichever type of instrumentation
is used, its accuracy shall be in relation to the characteristic being measured and regularly
calibrated in accordance with applicable standards. Refer to IEC 61000-4-30 for guidance on
selection of instrumentation.
6.1.1.3 Test load
Tests are performed with reference test load where not otherwise specified in the relevant test
clause.
UPS capable of parallel operation may be tested as individual UPS units, except for the load
sharing test in 6.4.2.6. In particular cases, a special load, including the actual site load, may
be used if agreed upon between the manufacturer/supplier and the purchaser.
6.1.2 Routine testing
The routine tests listed in Table 5 shall be performed on every UPS and where not otherwise
specified in the relevant test clause, with the AC input power in accordance with 5.2.1.
Testing of characteristics other than those covered by routine tests are subject to an
agreement between the manufacturer/supplier and the purchaser.
6.1.3 Site testing
Uninterruptible power systems covered by this document include large multi-module UPS
that may be delivered as separate functional units intended for final assembly and wiring on
site. Such large UPS may require their final performance testing to be completed on site. Refer
to 6.3 for more details.
6.1.4 Witness testing
In addition to the routine tests performed by the manufacturer, the purchaser may wish their
representative to witness testing of selected items of Table 5 and/or of other specific items.
Witness tests are subject to an agreement between the manufacturer/supplier and the
purchaser.
The purchaser should evaluate the need for witness testing taking into account the
manufacturer’s/supplier’s quality assurance status.
6.1.5 Type testing
Type tests shall be performed on a UPS that represents a series of substantially identical
products. Type tests are intended to assure that such identical products are compliant with
their full specifications when produced under relevant quality standards and after having passed
the routine tests detailed in 6.2. The UPS used for type testing is not necessarily supplied to
any purchaser. Type tests are listed in Table 5 and detailed in 6.4 and 6.5.
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For UPS in ongoing production, some of the type tests should be repeated at specified intervals
on production samples to verify that the quality of the product is maintained.
6.1.6 Schedule of tests
Tests shall be performed in accordance with Table 5.
Multiple normal mode UPS shall be tested in each declared set of input dependency
characteristics. See 3.3.7.
NOTE 1 Annex F provides guidance for testing of multiple normal mode UPS.
Table 5 – UPS test schedule
Test description Routine Type test Subclause

test
Cable and interconnection check x x 6.2.2.2
Light load and functional test x x 6.2.2.3
No load x x 6.2.2.4
Full load x x 6.2.2.5
Synchronization x x 6.2.2.6
AC input power failure, VFD test x x 6.2.2.7
AC input power return x x 6.2.2.8
Transfer to bypass mode x x 6.2.2.9
Input – supply compatibility:
Input voltage tolerance, VI test x 6.4.1.2
Combined input voltage and frequency tolerance,
x 6.4.1.3
VFI test
Rated input current x 6.4.1.4
Maximum input current 6.4.1.5
Inrush current x 6.4.1.6
Total harmonic distortion of input current x 6.4.1.7
Input power factor x 6.4.1.8
Efficiency x 6.4.1.9
No load losses x 6.4.1.10
Standby generator compatibility x 6.4.1.11
Output – load compatibility:
Normal mode x 6.4.2.2
Stored energy mode x 6.4.2.3
Unbalanced load x 6.4.2.4
DC voltage off-set x 6.4.2.5
Load sharing x 6.4.2.6
Output overvoltage x 6.4.2.7
Periodic output voltage modulation x 6.4.2.8
Overload capacity x 6.4.2.9.1
Fault clearing capacity x 6.4.2.9.2
Inverter current limit x 6.4.2.9.3
Dynamic output performance:
Normal mode to stored energy mode x 6.4.2.10.2
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Test description Routine Type test Subclause

test
Stored energy mode to normal mode x 6.4.2.10.3
Normal mode to bypass mode – Overload x 6.4.2.10.4
Step load x 6.4.2.10.5
Parallel redundant UPS failure x 6.4.2.10.6
Energy storage device:
Stored energy time x 6.4.3.1
Restored energy time x 6.4.3.2
Battery ripple current x 6.4.3.3
Restart test x 6.4.3.4
Charger current limit x 6.4.3.5
Environmental:
Shock during transportation x 6.5.1.2
Free fall during transportation x 6.5.1.3
Storage in dry heat, damp heat and cold environments x 6.5.2
Operation in dry heat, damp heat and cold environments x 6.5.3
Acoustic noise x 6.5.4
UPS functional unit tests
(where not tested as a complete UPS):
UPS rectifier x 6.6.2
UPS inverter x 6.6.3
UPS switch(es) x 6.6.4
Energy storage device x 6.6.5
6.2 Routine tests
6.2.1 General
The routine tests detailed in 6.2 are electrical only. No environmental routine tests are
required.
6.2.2 Electrical
6.2.2.1 General
The requirements in 6.2.2 apply to both routine and type tests. See Table 5.
6.2.2.2 Cable and interconnection check
The UPS shall be inspected in accordance with the manufacturer’s installation and wiring
diagrams to determine that the AC input power, the energy storage device (as applicable),
the load and any communication circuits are connected as required.
Compliance is verified by inspection.
6.2.2.3 Light load and functional test
With the UPS in normal mode and light load applied; operation of the following shall be
verified:
a) all control switches and other means to activate UPS operation;

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b) protective devices (refer to 7.5.3 of IEC 60146-1-1:2009);

c) auxiliary devices, such as contactors, fans, outlets, annunciators and communication
devices;
d) supervisory, monitoring and remote signalling devices (if any);
e) automatic transfer to stored energy mode and back to normal mode by failing and
subsequently restoring the AC input power;
NOTE 1 This test can be performed in conjunction with AC fail/return tests of 6.2.2.7 and 6.2.2.8.
f) for UPS so equipped, automatic transfer to bypass mode or isolation of the inverter from
the common AC output bus (as applicable) and back to normal mode by failing and
subsequently restoring the inverter AC output voltage;
NOTE 2 This test can be performed in conjunction with transfer to bypass test of 6.2.2.9 or parallel redundant
UPS failure test of 6.4.2.10.6 as applicable
g) for UPS so equipped, manual transfer to bypass mode or isolation of the inverter from the
common AC output bus and back to normal mode (as applicable) by operating appropriate
switches and/or controls.
Compliance is verified by observation that the devices and functions intended to control, protect,
supervise, measure and signal UPS activities perform as expected and that the load voltage
remains within specified values during the manual and automatic transfers.
6.2.2.4 No load
The UPS shall remain in normal mode of operation and its output voltage shall remain within
the declared values with no load connected.
Compliance is verified by measurement that the output voltage does not exceed the steady
state variation declared for the rated voltage. See 5.3.2 b).
6.2.2.5 Full load
The UPS shall remain in normal mode of operation and its output voltage shall remain within
the declared values while supplying the reference test load.
Parallel UPS may be load tested by testing the individual UPS units separately or together.
Compliance is verified by measurement that the output voltage does not exceed the steady
state variation declared for the rated voltage. See 5.3.2 b).
6.2.2.6 Synchronization
This test shall be performed when synchronization to an external source is required. The test
shall be performed in normal mode and at light load. The voltage and frequency of the external
source, for example the bypass, shall be that prevailing at the test site and shall be stable and
within the characteristics specified in 5.2.1.
This test may be performed in conjunction with another test if it is more convenient.
Compliance is verified when, in steady state, the measured phase angle between the inverter
output voltage and the external source voltage waveforms is equal to or less than that declared
in 5.3.2 d).
6.2.2.7 AC input power failure and VFD input dependency
The UPS shall operate in normal mode at light load and with the energy storage device or
another appropriate energy source connected. The AC input power failure shall be tested as
specified in Annex G for high impedance failure.
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This test may be performed in conjunction with the light load test of 6.2.2.3 e).
Compliance is verified when, following the input AC failure, the UPS operates in stored energy
mode within steady state output voltage and frequency limits declared in 5.3.2 b) and 5.3.2
c).
6.2.2.8 AC input power return
The UPS shall operate in stored energy mode at light load and with the energy storage
device or another appropriate energy source connected and with the AC input power
disconnected. The AC input power shall then be returned, and the resulting AC output voltage
and frequency variations shall be measured.
Additionally, for type testing only, the procedure above shall be repeated except that the AC
input power shall be returned with improper phase rotation. This test may be performed in
conjunction with the light load test of 6.2.2.3 e).
Compliance is verified when:
a) following the return of input AC power with proper phase rotation, the UPS operates in
normal mode within steady state output voltage and frequency limits specified in 5.3.4;
and
b) for type testing only, following the return of input AC power with improper phase rotation,
the UPS does not get damaged.
6.2.2.9 Transfer to bypass mode
This test shall only be performed for UPS featuring automatic bypass capability.
The UPS shall operate in normal mode.
By failure simulation or output overload, the load shall be transferred to the bypass
automatically and then back to the UPS either automatically or manually when the failure
simulation or output overload is removed.
The output voltage transient shall be measured and the phase angle between the bypass
input voltage and the inverter output voltage shall also be measured while transferring to and
from the bypass.
This test may be performed in conjunction with the full load test of 6.2.2.5.
Compliance is verified when, throughout the process described above, the UPS output voltage
remains within the tolerance bands declared in 5.2.1 a) or 5.3.2 b), whichever is the widest,
and when the measured phase angle is equal or less than the value declared in 5.3.2 d).
6.3 Site tests
UPS that are delivered as separate UPS functional units intended for final on-site assembly
and wiring require their final performance tests to be completed on site. The site test procedure
generally consists of the manufacturer’s commissioning procedure and of completion of any
routine and type tests of Table 5 that were not otherwise completed prior to delivery.
The purchaser may, subject to an agreement with the UPS manufacturer, formulate a specific
site acceptance test (SAT) schedule as part of a purchase contract.
The purchaser should, for economic reasons and to avoid unnecessary stress to the UPS,
confine the site-test schedule to verify essential characteristics not otherwise verified.
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6.4 Type tests – Electrical
6.4.1 Input – AC input power compatibility
6.4.1.1 General
The AC input power shall
• comply with the applicable requirements in 5.2.1,

• present the applicable power distribution characteristics declared in 5.2.2 k), and
• be capable of providing a variable frequency and voltage as declared in 5.2.1 a) and 5.2.1
b). In the absence of a variable frequency/voltage generator, alternative test methods are
permitted.
6.4.1.2 Steady state input voltage tolerance and VI input independency
With the UPS operating in normal mode and with the AC input voltage and frequency set to
nominal values, the input voltage shall be adjusted first to the minimum value and then to the
maximum value of the input voltage tolerance band declared by the manufacturer in 5.2.1 a)
(or 5.2.2 l) if wider).The voltage shall remain at each value for at least 1 min.
The UPS output voltage shall be measured and recorded at nominal, minimum and maximum
input voltages. The test shall be performed both under reference test load and under no load
conditions.
a) Compliance with the steady state input voltage tolerance is verified when, under both
load conditions,
– the UPS output voltage remains within the RMS output voltage tolerance band
declared in 5.3.2 b), and
– the UPS remains in normal mode.
b) Compliance with VI input independency, if applicable, is verified when, in addition to a), the
boundaries of the output RMS output voltage tolerance band declared in 5.3.2 b) are
narrower than those of the input voltage tolerance band declared in 5.2.1 a) (or 5.2.2 l) if
wider).
6.4.1.3 Combined input voltage/frequency tolerance and VFI input independency
With the UPS operating in normal mode and the input voltage and frequency set at the
minimum values of their declared tolerance bands, simultaneously adjust both to the maximum
values of their declared tolerance bands. See 5.2.1 a) (or 5.2.2 l) if wider) and 5.2.1 b) (or
5.2.2 m) if wider).
Where the UPS output frequency is synchronized to the input frequency, the range of
synchronization shall be checked compliant with the maximum phase angle between the
inverter output voltage and input voltage waveforms while the input frequency is varied at
maximum slew-rate. See 5.3.2 d) and 5.3.2 e).
NOTE A decrease in frequency is assumed not to coincide with an increase in line voltage, and vice versa.
The test shall be performed at no load and then repeated with reference test load connected
to the UPS output.
a) Compliance with the combined input voltage/frequency tolerance is verified when under
both load conditions:
– the output voltage and frequency remain within the tolerance bands declared in 5.3.2
b) and 5.3.2 d) while input voltage and frequency are moved over the declared input
voltage and frequency tolerance bands;
– the UPS remains in normal mode.
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b) Compliance with VFI input independency, if applicable, is verified when, in addition to a),
the boundaries of the declared output voltage and frequency tolerance bands are
narrower than those of the declared input voltage and frequency tolerance bands.
6.4.1.4 Rated input current
The value of the rated input current shall be obtained from test 5.2.3.102 in IEC 62040-1:2017.
Compliance is verified when the value obtained is equal or less than that declared by the
manufacturer in 5.2.2 c).
6.4.1.5 Maximum input current
The UPS shall operate in normal mode, at worst-case declared AC input voltage, at rated load
and with a fully depleted energy storage device, and the value of the AC input current shall
be measured.
Compliance is verified when the measured input current is equal or less than that declared by
the manufacturer. See 5.2.2 f).
6.4.1.6 Inrush current
The UPS shall operate at no load in normal mode. The AC input power shall then be switched
off for 5 min and restored. The resulting inrush current and its duration shall be measured.
For the purpose of determining the maximum inrush current value, the test shall be repeated
10 times except that the duration of the AC input power interruption shall be randomly varied
between 1 s and 5 s.
For the purpose of this test, initial current surges attributable to energization of RFI capacitors
in input filters with a time duration of less than 1 ms shall be disregarded.
The AC input power shall be capable of providing a prospective short-circuit current so that
the short-circuit ratio R sce is at least 33. Testing at a R sce lower than 33 is permitted when the
test result is corrected by an appropriate calculation.
Compliance is verified when the measured inrush current and its duration do not exceed those
declared by the manufacturer in 5.2.2 e).
6.4.1.7 Total harmonic distortion of input current
The UPS shall operate in normal mode, at rated input voltage, with the reference test load
applied and with a fully charged energy storage device. The total harmonic distortion of the
current at the input port shall be measured.
Where the reference test load is implemented by means of returning the output power to the
UPS input port, the harmonic distortion to be measured is that of the input current actually
drawn by the UPS input (as opposed to that drawn from the AC input power).
Compliance is verified when the measured total harmonic distortion of the current at the input
port is equal or less than that declared by the manufacturer in 5.2.2 h).
6.4.1.8 Input power factor
The UPS shall operate in normal mode, at rated input voltage and frequency, with the
reference test load applied and with a fully charged energy storage device. The input power
factor shall be measured.
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Where the reference test load is implemented by means of returning the output power to the
UPS input, the input power factor to be measured is that of the input current actually drawn
by the UPS (as opposed to that drawn from the AC input power).
Compliance is verified when the measured input power factor is equal to or greater than that
declared by the manufacturer in 5.2.2 d).
6.4.1.9 Efficiency
The efficiency shall be measured at 100 %, 75 %, 50 % and 25 % load as specified in Annex J.
Where a UPS is designed to operate at multiple rated voltages and/or rated frequencies, the
UPS shall be tested at the most applicable rated voltage and rated frequency combination as
found in IEC 60038.
UPS designed for compliance with specific customer requirements impacting efficiency are not
required to comply with the efficiency values in Annex I.
Specific customer requirements typically arise from particular industry segments (for example
oil and gas, health care, offshore platforms and power plants).
Specific customer requirements impacting efficiency include widening of environmental

conditions, lowering of the DC voltage of the energy storage device, input/output voltages
and/or frequencies not listed in IEC 60038, additional isolation, special cooling, additional
overload, additional fault clearing capacity, additional input or output filtering, additional ingress
protection, etc.
Compliance is verified when the calculated efficiency values are equal to or greater than those
declared by the manufacturer in 5.3.2 q).
6.4.1.10 No load losses
The AC input power shall be measured at no load as specified in Annex J.
Where a UPS is designed to operate at multiple rated voltages and/or rated frequencies, the
UPS shall be tested at the most applicable rated voltage and rated frequency combination as
found in IEC 60038.
Compliance is verified when the measured loss value is equal to or lower than that declared by
the manufacturer in 5.3.2 r).
6.4.1.11 Standby generator compatibility
For the purpose of demonstrating UPS compatibility with a standby generator, all routine tests
listed in Table 5, with the exception of 6.2.2.3, shall be performed as a type test using the
output of a standby generator as the AC input power.
When performing test 6.2.2.7 and 6.2.2.8, a reference test load shall be used.
The characteristics of the standby generator used for this type test shall be provided by the
manufacturer of the UPS.
Subject to an agreement between the manufacturer/supplier and the purchaser, this test may
be performed on site.
NOTE 1 This test is generally performed in conjunction with the input voltage and frequency tolerance tests (see
6.4.1.2 and 6.4.1.3).
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NOTE 2 IEC 60034-22 provides characteristics for internal combustion engine driven generating sets.
6.4.2 Output – Load compatibility
6.4.2.1 Load power factor
Where the manufacturer/supplier declares in 5.3.2 o) a permissible displacement power factor

tolerance band for the load that can be connected to the UPS output port, the tests in 6.4.2
shall be performed with a nominal load power factor as per 5.3.2 n) and repeated using loads
at each extreme of the permissible displacement power factor tolerance band.
6.4.2.2 Normal mode
With the UPS operating in normal mode and at no load, measure the total harmonic
distortion, the individual harmonic distortion and the RMS value of the output voltage.
Repeat the test but with reference test load connected to the output of the UPS.
Repeat the test but with reference non-linear load connected to the output of the UPS.
Measurement of the harmonic values is unnecessary for UPS whose output in normal mode is
connected directly and solely through a switching device to the AC input power.
Compliance is verified when, under all load conditions,
– the measured output voltage total harmonic distortion and individual harmonic
distortion values remain within the waveform characteristics declared in 5.3.2 a) (see
5.3.4.3, 1 st character), and
– the measured output voltage remains within the RMS output voltage tolerance band
declared in 5.3.2 b).
6.4.2.3 Stored energy mode
With the UPS operating in stored energy mode and at no load, measure under steady state
conditions the total harmonic distortion, the individual harmonic distortion and the RMS value
of the output voltage
• at the beginning of stored energy mode, and

• just prior to when the UPS shuts down at cut-off voltage of the energy storage device.
Repeat the test but with reference test load connected to the output of the UPS.
Repeat the test but with reference non-linear load connected to the output of the UPS.
It is permissible to terminate the no load test at the end of the declared stored energy time
rather than when the UPS shuts down.
For UPS with a stored energy time rated less than 10 min, it is permissible to connect an
additional energy storage device to enable testing and to stabilise measurements.
NOTE This test can be performed in conjunction with stored energy time tests of 6.4.3.1.
Compliance is verified when, under all load conditions,
– the measured total harmonic distortion and individual harmonic distortion values
remain within the waveform characteristics declared in 5.3.2 a) (see 5.3.4.3, 2 nd character),
and
– the measured output voltage remains within the RMS output voltage tolerance band
declared in 5.3.2 b).
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6.4.2.4 Unbalanced load (polyphase UPS only)
With the UPS operating in normal mode and with all output phases supplying 100 % load
except for one phase that shall be at no load (unless otherwise specified by the
manufacturer/supplier), measure the phase-to-neutral output voltages (or phase-to-phase
voltages if a neutral does not exist) and calculate the output voltage unbalance ratio.
Compliance is verified when the calculated output voltage unbalance ratio is equal to or less
than the declared output voltage unbalance ratio. See 5.3.2 p).
6.4.2.5 DC voltage off-set
With the UPS operating in normal mode and at no load, measure the 10 s average DC voltage
at the AC output port of the UPS.
Compliance is verified when the measured DC voltage at the AC output port is equal to or less
than 0,1 % of the rated output voltage .
6.4.2.6 Load sharing (parallel UPS only)
With two UPS units operating in parallel and in normal mode while supplying a load equal to
the rated output active power and the rated output apparent power declared in 5.3.2 t),
measure the output active power and the output apparent power at the output port of each
UPS unit.
Repeat the test in stored energy mode.
Compliance is verified when, in both modes of operation, the measured power values do not
exceed the applicable rated output active power and rated output apparent power of each
UPS unit as declared by the manufacturer in 5.3.2 j).
6.4.2.7 Output overvoltage
With the UPS operating in normal mode and at light load, simulate an output voltage beyond
the upper limits in Figure 2, Figure 3 or Figure 4, as applicable.
Repeat the test but with the UPS operating in stored energy mode.
Compliance is verified when, in both modes of operation, following the simulation, the UPS
automatically performs corrective action so that the overvoltage ceases to be supplied to the
load.
6.4.2.8 Periodic output voltage modulation
Only when, subject to a specific agreement between the purchaser and the manufacturer, this
test is specified, it shall be checked by voltage recording at different loads and operating
conditions.
Compliance is verified when, under all load and operating conditions, the UPS output voltage
remains within the limits of Figure 2, Figure 3 or Figure 4, as applicable.
6.4.2.9 Overload capacity and fault clearing capacity
6.4.2.9.1 Overload capacity
With the UPS operating in normal mode at light load and with an ambient temperature
between 20,0 °C to 30,0 °C, apply a load which shall result in the UPS supplying its declared
overload capacity. See 5.3.2 k).
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Repeat the test but with the UPS operating in stored energy mode with a fully charged energy
storage device, and if applicable, in bypass mode.
NOTE In some cases, the UPS will change mode of operation to bypass mode where so declared by the
manufacturer.
Compliance is verified when
– the UPS output voltage remains within the RMS output voltage tolerance band declared
in 5.3.2 b) or, if current limiting, as otherwise declared by the manufacturer or supplier,
– the UPS is not damaged or showing signs of over-heating as a result of the test, and
– the UPS is able to function correctly after removal of the overload.
6.4.2.9.2 Fault clearing capacity
With the UPS operating in normal mode and at light load, a short-circuit shall be applied
through a suitable fuse or circuit-breaker of a current rating in accordance with the manufacturer
or supplier’s stated protective device clearing capability. See 5.3.2 m).
If the UPS is rated for operation at multiple input and output voltages, the short-circuit test
shall be performed at the highest nominal rated input and output voltages.
The manufacturer or supplier shall declare the dynamic output performance class with which
the UPS output voltage will comply during the fault clearing and whether a static bypass
switch takes part in the fault clearing. Otherwise, the manufacturer shall declare the time it
takes to clear the protective device.
The manufacturer may specify conditions for compliance, provided that such conditions
represent realistic site conditions. Typical conditions include a lower limit for the impedance of
cables connecting the UPS output to the protective device and to the short-circuit.
The test shall be repeated with the UPS operating in stored energy mode, unless the
manufacturer or supplier states that the UPS cannot co-ordinate with external protective devices
in this mode of operation.
If the UPS is declared capable of co-ordinating with external protective devices in stored
energy mode, the manufacturer shall substantiate by calculation that worst-case clearing
requirements are supported.
Compliance is verified when, throughout the event, the UPS output voltage remains within the
limits of Figure 2, Figure 3 or Figure 4, as applicable.
6.4.2.9.3 Inverter current limit
With the UPS operating in stored energy mode, at light load and with the bypass input
disconnected, if any, short-circuit(s) shall be applied at the UPS output port, and the applicable
steady state short-circuit current(s) and the time sustained shall be measured.
The following short-circuit conditions shall be considered:
• phase to neutral (resulting in short-circuit current ik1);

• phase-to-phase (resulting in short-circuit current ik2);
• three-phase without short-circuit connection to neutral (resulting in short-circuit current ik3).
Compliance is verified when the values measured are equal or greater than the values declared
in 5.3.2 l).
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6.4.2.10 Dynamic performance
6.4.2.10.1 Load configuration
For the purpose of determining the dynamic performance of the UPS output during transient
conditions arising from change of mode of operation or from step loading, the UPS output
voltage waveform shall be observed in conjunction with the output current waveform to
determine the voltage variation and time duration of the transient.
Key
S1 switch
S2 switch
M meter for recording voltage and/or current
Figure 5 – Load configuration for testing transient conditions
a) Configuration for change of mode of operation

Using the test circuit of Figure 5, initiate the change of mode of operation under conditions
specified in the relevant test procedure. While initiating the change of mode, record the UPS
input and output voltages until steady state conditions occur.
b) Configuration for step load
Using the test circuit of Figure 5, apply the specific step load under conditions specified in
the relevant test procedure. While initiating the step load, record the UPS output voltage
and current until steady state conditions occur.
6.4.2.10.2 Normal mode to stored energy mode
With the UPS initially operating in normal mode, the AC input power shall be interrupted as
specified in Annex G for high and for low impedance AC input power failure and shall remain
interrupted for a minimum of 1 s, starting at each of the following conditions independently:
a) where the input voltage waveform passes through zero;

b) at the peak of the input voltage waveform.
At each of these conditions, the measurements shall be performed as described in 6.4.2.10.1

a).
The tests shall be performed at least three times to ascertain repeatability. Alternatively,
conditions a) and b) may be ignored if compliance is achieved when conducting each test
sequentially 10 times at a random phase angle.
For UPS requiring polyphase AC input power, observation of the input voltage waveform of
any of the phases is permitted.
Compliance is verified when the output voltage measured remains within the limits of Figure 2,
Figure 3 or Figure 4, as applicable.
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6.4.2.10.3 Stored energy mode to normal mode
With the UPS initially operating in stored energy mode, the input supply shall be reconnected
(at any angular position on the input supply waveform) and measurements shall be performed
as described in 6.4.2.10.1 a).
Where synchronization is a feature of the UPS, during a time interval covering the transition
back to normal mode, the input and output voltage waveforms shall be checked to ensure
that, at the point of transition, the phase angle between the input supply voltage waveform and
output voltage waveform does not exceed any limits stated.
NOTE The time required by the UPS to synchronize is variable. This test therefore requires instrumentation that
can capture a delayed time event. In some cases, communication signals from the UPS or trigger signals within the
UPS can generally assist in this test. Where this is not possible, the test is done by comparison of both waveforms
in time intervals.
Compliance is verified when, throughout the event, the output voltage measured remains
within the limits of Figure 2, Figure 3 or Figure 4, as applicable, followed by the steady state
values declared in 5.3.2 b).
6.4.2.10.4 Normal mode to bypass mode – Overload
Where the UPS has a bypass mode of operation that is automatic under conditions of output
overload, the overload capacity test 6.4.2.9.1 shall be repeated to force bypass mode of
operation due to overload. The input and output voltage waveforms shall be observed during
transitions from normal mode to bypass mode, and vice versa. Where in addition the
manufacturer declares that automatic change to bypass mode is inhibited if the bypass
voltage or frequency is out of tolerance (except under certain fault conditions), the input supply
voltage and frequency shall be adjusted beyond the specified range to demonstrate compliance
with the UPS specification beyond which the UPS operation in bypass mode is inhibited.
6.4.2.10.5 Step load
With the UPS operating in normal mode at no load, apply a 100 % reference test load step
and measure the dynamic performance of the UPS output voltage.
Reduce the load to 20 % of rated output active power by switching off the 80 % load and
measure the dynamic performance of the UPS output voltage.
Refer to Figure 5 for load configuration and to Annex H for measurement techniques.
Repeat the test but with the UPS operating in stored energy mode.
The test shall be performed with the step load applied to the output of the UPS at the peak
voltage within a tolerance band of ±10°.
For polyphase UPS, the reference test load shall be applied to all output phases while any
output phase is at peak voltage with respect to neutral, or to another phase if neutral is not
available at the UPS output port. Voltage measurement of all output phases is required.
NOTE A typical test procedure consists of repeating the step load application at random until such time that the
required peak voltage condition is achieved.
Compliance is verified when the output voltage(s) measured remain within the limits of
Figure 2, Figure 3 or Figure 4, as applicable.
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6.4.2.10.6 Parallel redundant UPS failure
This test is required for UPS incorporating parallel redundancy. The test shall be conducted
with rated load applied to the UPS. By failure simulation, the redundant UPS functional units
or UPS units shall be made to fail (e.g. inverter semiconductor failure). The output voltage
transients and frequency shall be measured and shall comply with the manufacturer's declared
limits. Both high and low impedance failures in redundant UPS shall be considered.
NOTE Low impedance failure is typically simulated by shorting an appropriate power semiconductor in the
redundant UPS. High impedance failure is typically simulated by opening the connection to an appropriate power
semiconductor in the redundant UPS.
The manufacturer or supplier declare the dynamic output performance class with which the UPS
output voltage will comply while the fault simulation is performed.
6.4.3 Stored and restored energy times
6.4.3.1 Stored energy time
Before carrying out this test, operate the UPS at no load in normal mode for a period in excess
of the restored energy time declared in 5.4.2.2 g).
Measure the temperature of the energy storage device immediately prior to the test for the
purpose of calculating any applicable adjustment to the stored energy time declared in
5.4.2.2 f).
Assuming that the energy storage device is a battery, subject to any particular agreement
between the purchaser and the UPS manufacturer, the reference temperature of the battery
shall be 25 °C.
NOTE 1 Similar consideration apply for other stored energy technologies.
Apply reference test load to the UPS output and disconnect the AC input power.
Measure the voltage of the energy storage device while the UPS operates in stored energy
mode.
Compliance is verified when the UPS has operated in stored energy mode for a period equal
to the stored energy time declared in 5.4.2.2 f) and when the measured voltage of the energy
storage device has not fallen below the cut-off voltage declared 5.4.2.2 q).
NOTE 2 New batteries often do not provide full capacity and a number of charge/discharge cycles can be necessary
before full stored energy time is achieved.
6.4.3.2 Restored energy time (to 90 % capacity)
At the cessation of stored energy time test of 6.4.3.1, reapply AC input power to the UPS and
operate in normal mode, at nominal AC input power voltage and reference test load.
After the restored energy time declared in 5.4.2.2 g) has elapsed, the test of 6.4.3.1 shall be
repeated to obtain the new value of stored energy time.
Worst-case consideration should apply where the charging capacity, in normal mode of
operation, is affected by the amount of load applied to the UPS output.
NOTE Stored energy and restored energy times are influenced by ambient temperature and the values stated by
the manufacturer for restored energy time is the time to restore 90 % of rated capacity unless otherwise stated.
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Compliance is verified when the UPS has operated in stored energy mode for a period equal
to at least 90% of the stored energy time declared in 5.4.2.2 f) and when the measured voltage
of the energy storage device has not fallen below the cut-off voltage declared 5.4.2.2 q).
6.4.3.3 Battery ripple current
The AC component (RMS value) of the battery current shall be measured. The UPS shall
operate in normal mode and the battery shall be fully charged. Balanced and unbalanced
load conditions shall be measured. See 6.4.2.4. Worst-case ripple current shall be reported.
NOTE In the absence of a specific battery manufacturer specification, recommended ripple current limits for lead-
acid, NiCd and NiMH batteries are given in IEC 62485-2 (e.g. for lead-acid batteries 0,05 C under float charge).
Compliance is verified when the ripple current measured is equal to or less than that specified
by the battery manufacturer.
6.4.3.4 Restart test
Automatic or other restart means shall be tested after a complete shutdown of the UPS.
Compliance is verified when the normal mode of UPS operation is returned per manufacturer’s
design criteria.
6.4.3.5 Charger current limit
With the UPS operating in normal mode with reference test load applied and with a fully
depleted energy storage device or a suitable DC load connected to the port intended for the
energy storage device, the charging current shall be measured. Repeat the test at minimum
and maximum settings if adjustable.
This test is only required for UPS capable of supporting external energy storage devices.
Compliance is verified when the values measured are within the tolerance bands declared in
5.4.2.2 r).
6.5 Type tests – Environmental
6.5.1 Transportation
6.5.1.1 General
The following tests are intended to simulate the environmental transportation requirements the
UPS is designed to meet. The transportation-related tests assess the construction of the UPS
in the shipping container against resistance to damage by normal handling operations during
transportation.
6.5.1.2 Shock
The following steps shall be carried out on a complete UPS with a mass less than 50 kg,
excluding the transportation packaging and in the chronological order below.
a) As initial measurements, perform the light load and functional test (see 6.2.2.3).
b) Ensure the UPS is non-operational and pack it in its normal shipping state for transportation.
c) Subject the packaged UPS to two 15 g n half-sine shock pulses of 11 ms nominal duration
in all three planes, in accordance with IEC 60068-2-27.
NOTE No electrical measurements are taken during the test.
d) As final inspection after the above tests, unpack the UPS and check for signs of physical
damage or distortion to component parts.
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e) As final measurements, perform the light load and functional test. See 6.2.2.3.
Final measurements and requirements may be combined with those of the free fall test. See
6.5.1.3.
Consideration should be given to any test result consequences that may require dielectric tests
to be applied in accordance with the relevant safety standard.
Compliance is verified when the requirements of items d) and e) are satisfied.
6.5.1.3 Free fall
The following free fall test steps shall be performed in the chronological order below.
a) As initial measurements, perform the light load and functional test. See 6.2.2.3.
b) Ensure the UPS is non-operational and packed in its normal shipping state for
transportation.
c) Test the UPS by allowing it to fall freely from a point of suspension onto a solid surface. The
surface of the package which impacts the solid surface through the fall is the surface on
which the package normally rests.
The following test conditions shall be met.
1) The test shall be carried out twice.
2) The test shall be made with the UPS in its integral transport case or shipping state for
transportation.
3) The height of fall shall be in accordance with Table 6.
4) The height of fall shall be measured from the part of the UPS nearest to the test surface.
d) As final inspection after above tests, unpack the UPS and check for signs of physical
damage or distortion to component parts.
e) As final measurements, perform the light load and functional test. See 6.2.2.3.
Table 6 – Free fall testing
Mass of packed UPS Drop height

(kg) (mm)
< 10 600
10,1 to 20 450
20,1 to 30 300
30,1 to 40 250
40,1 to 50 200
50,1 to 100 150
Table 6 is derived from level 3 of ISO 4180 (number of transhipments and level of external force
are considered to be general). For other levels and for masses greater than 100 kg, the free-
fall testing shall be governed by ISO 4180.
Consideration should be given to any test result consequences that may require dielectric tests
to be applied in accordance with the relevant safety standard.
Compliance is verified when the requirements of d) and e) are satisfied.

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6.5.2 Storage in dry heat, damp heat and cold environments
The following storage test steps shall be performed in the chronological order below.
a) As initial measurements, perform the light load and functional test. See 6.2.2.3. Before
carrying out these tests, charge any internal energy storage device for the period defined
in the manufacturer's instructions.
b) Ensure the UPS is not operational, but packed in its normal shipping state for transportation
and storage with controls in shipping state.
c) Conduct tests as follows.
1) Dry heat as per the normal environmental conditions: +55 °C ± 2 °C for a duration of
16 h using the test method Bb of IEC 60068-2-2.
2) Damp heat as per the normal environmental conditions: +40 °C ± 2 °C at a humidity
between 90 % to 95 % for a duration of 96 h using test method Cab of IEC 60068-2-78.
3) Cold as per the normal environmental conditions: –25 °C ± 3 °C for a duration of 16 h
where practicable using test method Ab of IEC 60068-2-1.
NOTE No electrical measurement are required during the tests.
d) As final inspection after the tests, unpack the UPS, inspect for signs of physical damage or
distortion to components and for corrosion of metallic parts.
e) As final measurements, allow the UPS to return to normal ambient temperature and
pressure and perform the light load and functional test. See 6.2.2.3.
Compliance is verified when the requirements of d) and e) are satisfied.
6.5.3 Operation in dry heat, damp heat and cold environments
The following operation test steps shall be performed in the chronological order below.
a) Perform the light load and functional test. See 6.2.2.3.

b) Ensure the UPS works in normal mode at rated input voltage and rated output power.
c) Conduct tests in the following sequence.
1) Dry heat as per the normal environmental conditions or as per the manufacturer's stated
maximum value for a duration of 16 h using test method Bd of IEC 60068-2-2.
2) Damp heat at +30 °C ± 2 °C at a humidity between 72 % and 78 % for a duration of 96 h
using test method Cab IEC 60068-2-78. This test only applies when the manufacturer’s
stated maximum temperature is above +30 °C.
3) Cold as per the manufacturer's stated minimum temperature for a duration of 2 h using
test method Ab or method Ad of IEC 60068-2-1, as applicable. This test only applies
when the manufacturer’s stated minimum temperature is +5 °C or lower.
4) Repeat the damp heat after the cold if both damp heat and cold apply.
Separate tests are permitted when the declared environmental conditions of the UPS
and the energy storage device differ.
d) Take measurements during testing as applicable to check that the UPS continues to function
according to this document in normal and stored energy modes of operation.
e) Repeat step a) after the UPS has returned to ambient conditions to confirm normal
operation.
f) As final requirements after the tests, perform the light load and functional test (see 6.2.2.3)
and check the UPS for signs of physical damage or distortion and that it continues to perform
in accordance with the initial characteristics.
Compliance is verified when the requirements of e) and f) are satisfied.

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6.5.4 Acoustic noise
The UPS manufacturer shall declare the acoustic noise level in the technical documentation.
NOTE The declaration generally takes the form of a technical data sheet. Annex D provides an example of a
The acoustic noise level shall be determined in accordance with the method of measurement
specified in ISO 3746, or as an alternative, ISO 3744, and governed by the normal positioning
expected in use (for example, table-top, wall-mounted or free-standing).
Values shall be measured when the UPS operates at reference test load under the following
conditions:
• normal mode, at normal input voltage;

• stored energy mode.
The acoustic noise level to be declared is the A-weighted emission sound pressure level, L pA,m
expressed in dB (20 µPa) at bystander positions as follows.
The bystander positions shall be at a horizontal distance of 1,00 m ± 0,03 m from the sides of
the UPS and at a vertical distance of 1,50 m ± 0,03 m above the floor. Four bystander positions
are centred horizontally at the front, rear, right and left sides of the UPS. If the length of any
side of the UPS exceeds 2,0 m, additional bystander positions at 1,0 m intervals should be
used. For wall-mounted UPS or for UPS placed against the wall, three bystander positions are
centred at the front, right, and left sides of the UPS.
The acoustic noise from audible alarms shall not be included in the values stated.
The acoustic noise from fans required to operate under any rated condition shall be included
in the values stated.
Compliance is verified when the values determined from the measurements are within the
values declared by the UPS manufacturer.
6.6 UPS functional unit tests (where not tested as a complete UPS)
6.6.1 General
The UPS manufacturer shall design a UPS test program if submitting selected UPS functional
units to performance tests prior to their final assembly and wiring into the UPS.
Any test result from UPS functional units shall be considered in conjunction with the routine
or type tests listed in Table 5. This is to decide and substantiate whether any of these tests
may be simplified or waived due to UPS functional unit tests having been performed. The
objective is to prove compliance of the complete UPS with the requirements of the applicable
tests listed in Table 5.
Consideration shall be given to prove compliance through adequate calculation, for example
calculation of the efficiency of the complete UPS is facilitated when the efficiency or losses
of the UPS functional unit are known.
If previous type tests have been performed on a UPS functional unit, the original
manufacturer’s specifications shall be acceptable and no further type tests will be required for
that unit.
Subclauses 6.6.2, 6.6.3, 6.6.4 and 6.6.5 provide UPS functional unit test guidance for
consideration of the manufacturer.
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Compliance is verified when all applicable requirements of the tests listed in Table 5 have been
satisfied following final assembly and wiring of the complete UPS.
NOTE Subclause 6.1.3 provides additional information for completion and testing of a UPS intended for final
assembly and wiring on site.
6.6.2 UPS rectifier tests
Line-commutated UPS rectifiers shall be tested in accordance with the applicable tests in
Table 13 of IEC 60146-1-1:2009, i.e. all tests listed except safety and EMC tests 7.2, 7.4.2, 7.6
a) and 7.6 b) that are not part of the scope of this document.
Self-commutated UPS rectifiers shall be tested as UPS inverters in accordance with 6.6.3.
Compliance is verified when the UPS rectifier successfully passes all of the applicable tests
(for UPS type test) or 7.3.1 of IEC 60146-1-1:2009 (for UPS routine test) and when the
compliance condition in 6.6.1 is satisfied.
6.6.3 UPS inverter tests
UPS inverter tests shall be performed in accordance with the applicable tests in Table 4 of
IEC 60146-2:1999, i.e. all tests listed except safety and EMC tests 7.3.3, 7.3.8, 7.3.18, 7.3.20,
7.3.21 that are not part of the scope of this document.
Compliance is verified when the UPS inverter successfully passes all of the applicable tests
(for UPS type test) or passes 7.3.1, 7.3.2, 7.3.4 and 7.3.5 of IEC 60146-2:1999 (for UPS
routine test) and when the compliance condition in 6.6.1 is satisfied.
6.6.4 UPS switch tests
UPS switches that are integral to the UPS are tested in conjunction with the UPS.
UPS switches supplied separately may be tested during a UPS site test. See 6.3.
An external maintenance bypass switch is an example of a UPS switch that may be supplied
separately. See Figure C.3.
Compliance with the requirements in this document characterises compliance of UPS switches
that are integral to the UPS and no additional tests are required.
6.6.5 Energy storage device tests
Energy storage devices, for example batteries, shall be tested in accordance with their own
product standard.
Unless otherwise specified in the purchase contract, any additional UPS functional unit
performance tests on an energy storage device shall include, if deemed necessary by the UPS
manufacturer, tests to verify the performance of the battery under any special charging and
discharging regimes specified by the energy storage device manufacturer.
Stored energy time and restored energy time and any additional on-site testing shall be a
matter of agreement between the UPS manufacturer or supplier, and the purchaser.
Compliance is verified when the energy storage device has been tested compliant to its own
product standard and when the compliance condition in 6.6.1 is satisfied.
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Annex A
(informative)
Configurations – Uninterruptible power system (UPS)
A.1 General
The uninterruptible power system (UPS), as described in this document, is an electronic power
system. Its primary function is to provide specified continuity and quality of power to a user's
equipment in the event of a partial or total failure of the AC input power, which is usually the
public low-voltage power supply system. This is accomplished by supplying power from the AC
input power and/or from the energy storage device to the user's equipment.
The user's equipment, typically referred to as the critical or protected load, may consist of one
or many pieces of equipment located in a room or a building. This is the equipment that the
user has determined needs to be provided with power that has a better continuity and quality
than that power which is normally available. The critical load is predominantly some form of
data processing equipment, although it may be other equipment such as lighting,
instrumentation, pumps or communication equipment. The stored energy to support this load,
usually in the form of batteries, may be needed to supply power to the equipment for a specified
time which may be momentary or for many hours. The time interval is commonly referred to as
stored energy time or back-up time.
A variety of UPS have been developed to meet the user's requirements for continuity and quality
of power to different types of loads over a wide range of power from less than one hundred
watts to several megawatts.
The following text outlines the variation of UPS configurations ranging from a single unit to more
complex systems for added availability of load power.
Various UPS configurations are used to achieve different degrees of availability of load power
and/or to increase output power rating.
Annex A presents the characteristics of typical arrangements in use.
A.2 Single output bus UPS
A.2.1 General
A single UPS comprises an energy storage device and one or more static power converter(s),
for example a rectifier/battery charger and an inverter and performs in accordance with UPS
manufacturer’s declaration. See 5.3.4. A single UPS generally presents an availability
consistent with equipment requiring reliability integrity level 1 (RIL-1 – see Annex K).
A.2.2 Basic single UPS
A basic single UPS is a UPS unit that contains no alternative circuit path for the purpose of
ensuring continuity of load power. See Figure A.1.
Figure A.1 – Basic single UPS

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In the case of an AC input power failure, the energy storage device, for example a battery,
will supply the power at a decreasing DC voltage until it is too low for satisfactory output of the
inverter. The type and capacity of the battery will determine the length of time the system can
operate without AC input power.
NOTE 1 Double conversion, line-interactive and standby UPS topologies, as detailed in Annex B, represent
examples of a basic single UPS.
NOTE 2 It is acknowledged that some applications require, in addition to the AC output, a source of uninterruptible
DC power. Subject to an agreement between the UPS manufacturer and the purchaser, the DC power can be derived
from the DC link. Such DC requirements are excluded from the scope of this document.
A.2.3 Single UPS with bypass
A single UPS with bypass (see Figure A.2), is a basic single UPS to which a bypass is added
for the purpose of ensuring continuity of load power upon
a) failure of the basic single UPS, and

b) load current transients (overload, inrush or fault currents) exceeding the overload capacity
of the basic single UPS and not exceeding capacity of the bypass.
Subject to compatibility of the AC input power with the requirements for AC output, the addition
of a bypass increases the availability of load power.
The physical implementation of the bypass may consist of semiconductors (e.g. thyristor, triac,
transistors) and/or of electro-mechanical devices (e.g. relay, contactor), provided that the
bypass control and activation design is compatible with the requirements specified for the UPS
in Clause 5.
NOTE 1 The input and output frequency is normally the same and, if the voltage levels are different, a bypass
transformer is used. For some loads, the UPS and the bypass AC input are synchronized to maintain continuity of
load power.
NOTE 2 A UPS switch is used to connect or disconnect the basic single UPS to or from the AC output.
NOTE 3 Separate AC input feeds for the static power converter and for the bypass can be used subject to
compatibility requirements, if any, to be disclosed by the UPS manufacturer.
NOTE 4 An overall maintenance bypass switch can be added to the bypass for servicing purposes.
NOTE 5 The use of bypass introduces the possibility of an AC input disturbance affecting the load.
Figure A.2 – Single UPS with bypass
A.3 Parallel UPS
A.3.1 General
A parallel UPS comprises two or more UPS units with AC outputs connected to a common AC
output bus. The energy storage device(s) in a parallel UPS are either dedicated to each UPS
unit or shared between several UPS units.
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NOTE UPS switches can be used in parallel UPS applications to connect or disconnect UPS units to or from the
common AC output bus.
The total quantity of single UPS units in a parallel UPS equals
n+r
where
n is the quantity of single UPS units required to support the load;

r is the quantity of redundant UPS units.
A parallel redundant UPS contains at least one redundant UPS unit ("n + 1") and presents
an availability higher than that of the corresponding basic single UPS because any UPS unit
may be isolated in case of failure or for maintenance procedures without affecting the continuity
of power to the load.
A parallel capacity UPS contains no redundant UPS unit ("n + 0") and presents an availability
lower than that of the corresponding basic single UPS because the failure of any UPS unit may
affect the continuity of load power.
A.3.2 Parallel UPS with common bypass
This configuration consists of a paralleled basic single UPS with one common overall bypass
fitted. See Figure A.3.
NOTE Notes 1 to 5 of Figure A.2 apply.
Figure A.3 – Parallel UPS with common bypass
A.3.3 Parallel UPS with distributed bypass
This configuration consists of paralleled UPS with bypass designed to ensure that, when the
UPS operates in bypass mode, the rated load current flows through the distributed bypass
units without overloading any of them. See Figure A.4.
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Figure A.4 – Parallel UPS with distributed bypass
A.3.4 Standby redundant UPS
The standby redundant UPS configuration comprises a minimum of two single UPS with
bypass configuration. The bypass input of the working UPS (that supplies power to the critical
load), is fed by the AC output of the idling UPS. Usually the basic single UPS of the working
UPS supplies power to the load and transfers the load to the idling UPS in case of failure of
the working UPS. See Figure A.5.
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Figure A.5 – Standby redundant UPS
A variation of the standby redundant UPS configuration consists of two or more working UPS
connected to one idling UPS.
A.4 Dual bus UPS
A.4.1 Basic dual bus UPS
A basic dual bus UPS comprises any two UPS configurations of Annex A whose AC outputs are
connected to separate buses. See Figure A.6.
Figure A.6 – Dual bus UPS
Dual bus configuration is primarily intended to supply loads that accept dual input supply.
A basic dual bus configuration UPS is normally designed with redundancy so that any of the
two buses is capable of supplying the total load ("2n"). The redundant dual bus UPS presents
an availability higher than that corresponding a parallel redundant UPS configuration with the
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same quantity of UPS units. This is a result of the fault tolerant AC output configuration where,
in addition to supply redundancy, a fault on one bus does not affect the other bus.
NOTE Dual bus configuration requires duplicated supply wiring to the load.
A.4.2 Standby redundant dual bus UPS
Dual bus configuration intended to supply loads that accept only a single input supply may be
implemented with the use of a fault tolerant transfer system. The transfer system ensures that
power from only one of the two buses is supplied to the load and transfers the load to the idling
bus in case of a source-initiated failure. See Figure A.7. See 5.5 for references to transfer
systems.
NOTE Some loads require UPS A and UPS B to be synchronized for the purpose of maintaining continuity of load
power during the transfer of supply.
Figure A.7 – Standby redundant dual bus UPS

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Annex B
(informative)
Topologies – Uninterruptible power system (UPS)
B.1 General
Annex B describes popular UPS topologies in use and the mode of operation of each of these
in form of a block diagram. The energy storage device is commonly a battery and has been
symbolised as such throughout Annex B. But other forms of energy storage devices are
equally possible. See 5.4.1.
Additional circuits and components such as filters (transient and EMC) and isolation
transformers may be required depending on the topology, the load requirements and the AC
power distribution system. These details are omitted for simplicity. The technical merits are not
discussed, and the purchaser should verify with the vendor the suitability of any system for the
intended load equipment.
B.2 Double conversion topology
Double-conversion topology comprises an AC to DC converter, generally a rectifier, and a DC

to AC converter, generally an inverter. See Figure B.1.
Figure B.1 – Double conversion topology
In normal mode of operation, the load is continuously supplied by the rectifier/inverter

combination.
The DC link may be directly connected to the energy storage device or through a DC to DC
converter, a switch or a semiconductor. Recharge of the energy storage device may be
provided by the rectifier or by other means, for example by a dedicated charger.
When the AC input power is out of UPS pre-set tolerances, the UPS enters stored energy
mode of operation where the battery/inverter combination continues to support the load for
the duration of the stored energy time or until the AC input returns to UPS design tolerances,
whichever is the sooner.
The double conversion topology is often referred to as an "on-line UPS" meaning the load is
always supplied by the inverter. The term "on-line" also means "on-the-mains". To prevent
confusion in definition, the term "on-line" should be avoided and the term "double conversion"
used.
NOTE A double conversion UPS is an example of a UPS providing VFI performance (see 5.3.4).
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B.3 Line-interactive topology
Line-interactive topology comprises bidirectional AC to DC power conversion, generally through

a bidirectional converter and an AC power interface. See Figure B.2.
Figure B.2 – Line-interactive topology
In normal mode of operation, the load is supplied with conditioned power via a parallel
connection of the AC input and the bidirectional converter. The converter or the power
interface is operating to provide output voltage conditioning and/or battery charging. The
output frequency is dependent upon the AC input frequency.
When the AC input power voltage or frequency is out of UPS pre-set tolerances, the converter
and battery maintain continuity of load power in stored energy mode of operation and the
AC power interface disconnects the AC input power from the bidirectional converter.
The unit runs in stored energy mode for the duration of the stored energy time or until the
AC input power returns within UPS design tolerances, whichever is the sooner.
NOTE 1 The nature of this design requires an impedance between the AC input power and the converter.
NOTE 2 The converter is either of bidirectional design as described above, and the AC input power interface
generally consists of a passive impedance. Alternatively, the converter is unidirectional, and the AC input power
interface consists of a power conditioner. In this case, a separate charger for the energy storage device is
incorporated.
NOTE 3 A line-interactive UPS is an example of a UPS providing VI performance (see 5.3.4).
B.4 Standby topology
Standby topology comprises a battery charger, a DC to AC converter, generally a uni-

directional inverter and a UPS switch. See Figure B.3.
BS EN IEC 62040‑3:2021
– 66 – IEC 62040-3:2021 © IEC 2021
Figure B.3 – Standby topology
In normal mode of operation, the load is supplied with AC input power via the UPS switch.
When the AC input power is out of UPS pre-set tolerances, the UPS unit enters stored energy
mode of operation, and the load is transferred to the inverter directly or via the UPS switch.
The battery/inverter combination maintains continuity of load power for the duration of the
stored energy time or until the AC input power returns to within UPS pre-set tolerances and
the load is transferred back, whichever is the sooner.
In active standby operation, the inverter is normally operating at no load.
In passive standby operation, the inverter is normally not operating but activated upon AC
input power failure.
Standby topology is often referred to as an "off-line UPS", meaning electronically conditioned

power is fed to the load when the AC input power is out of tolerance. The term "off-line" also
means "not-on-the-mains" when in fact the load is fed from the mains in normal mode of
operation. To prevent confusion, the term "off-line" should be avoided and the term "passive
standby" used.
NOTE 1 The UPS transfer switch can be electro-mechanical or electronic (see Clause C.2) depending on the load
requirements.
NOTE 2 A standby UPS is an example of a UPS providing VFD performance. See 5.3.4.
NOTE 3 Incorporation of additional devices to provide conditioning of the AC input power, for example a ferro-
resonant transformer or an automatic tap-changer, turns a passive standby UPS into a line-interactive UPS.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 67 –
Annex C
(informative)
Switch applications – Uninterruptible power systems (UPS)
C.1 General
Annex C describes the general characteristics and applications of UPS switches that are
integral to a UPS.
These switches interact with UPS functional units for the purpose of maintaining continuity
of load power under specified conditions, including fault and maintenance conditions. Other
switches or breakers, encountered in conventional electrical distribution boards, such as
rectifier input switches, battery disconnect switches and general-purpose breakers or switches
are not included in this discussion.
NOTE 1 Stand-alone static transfer systems (STS) that are not integral part of a UPS are excluded from the scope
of this document. STS test and performance requirements are covered in IEC 62310-3.
NOTE 2 The UPS switches shown in the diagrams of Annex C are represented as separate units. In practice, a
UPS switch can be contained within a UPS unit.
C.2 Transfer switches, bypass transfer switches
Figure C.1 shows a transfer switch (EPS-TRA) that connects the load either to the output of
a UPS or to an alternative supply, for example the bypass. A transfer switch typically employs
two electronic power switches (EPS1 and EPS2).
a AC inputs may be tied.
Figure C.1 – Bypass transfer switch
A bypass transfer switch is used to protect the load against power disturbances or interruption
arising from inrush or fault currents that would otherwise overload the UPS or from unavailability
of power during UPS failure or maintenance.
NOTE 1 Depending on the conditions prior to a transfer occurring, either synchronous transfer or asynchronous
transfer occurs.
NOTE 2 Typical transfer switch characteristics include

– electronic power switches – very fast opening and closing times,
– mechanical power switches – air-gap isolation when open and high overload capacity when closed, and
– hybrid power switches – very fast closing time and high overload capacity when closed.
C.3 Maintenance bypass switches
For the purpose of ensuring continuity of load power during maintenance activities, a UPS
maintenance bypass switch (MBS) provides an alternative supply path to the load that
BS EN IEC 62040‑3:2021
– 68 – IEC 62040-3:2021 © IEC 2021
otherwise is supplied from the UPS through electronic power switches (EPS) and their
associated mechanical power switch(es) for isolation (ISO). Figure C.2 and Figure C.3 show
examples of UPS maintenance bypass switches.
Figure C.2 – Internal maintenance bypass switch
Figure C.3 – External maintenance bypass switch

BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 69 –
Annex D
(informative)
Purchaser specification guidelines
D.1 General
A variety of UPS are available to meet the user requirements for continuity and quality of power
to different types of loads over a wide range of power from less than one hundred watts to
several megawatts.
Annex D has been compiled to assist purchasers to formalise criteria important to their
application and/or to confirm agreement with conditions declared by the manufacturer/supplier.
For an explanation of typical UPS configurations, modes of UPS operation and topologies, the
reader's attention is drawn to Annex A, Annex B and Annex C.
The UPS technical data sheet contained in Annex D presents a summary of the normal and
unusual environmental and electrical conditions to be considered. This data sheet also
references the specific subclause of concern. The reader’s attention is drawn to Clause 4
(environmental conditions) and Clause 5 (electrical conditions).
The following additional topics should also be considered.
D.2 Load to be supplied by the UPS
The diversity of types of load equipment and their relevant characteristics are always changing
with technology. For this reason, the UPS output performance is characterized by loading with
passive reference loads to simulate, as far as practical, the expected load types, but it cannot
be taken that these are totally representative of the actual load equipment in a given
application.
The UPS industry has generally specified UPS output characteristics under conditions of linear
loading, i.e. resistive or resistive/inductive. Under present technology, many loads present a
non-linear characteristic due to power supplies of the rectifier capacitor type either single or
poly-phase. See Annex E.
The effect on the output of the UPS by non-linear loads both in steady state and dynamic is,
in many cases, to cause deviation from the output characteristic specified by the
manufacturer/supplier where these are quoted under linear load conditions.
Due to the higher peak to RMS steady state current ratios, the output total harmonic voltage
distortion may be increased beyond the stated limit. Load compatibility with higher levels of
total harmonic voltage distortion is a matter of agreement between the manufacturer/supplier
and the purchaser.
Application of non-linear load steps may result in a deviation from the linear dynamic voltage
characteristics due to high transient inrush currents relative to steady state, especially where
the UPS employs electronic current limiting in normal mode of operation.
These effects of high transient inrush currents on the load voltage may be tolerable where
these loads are the first to be energized or have no deteriorative effect on the loads already
connected. This effect applies to switching of transformers or other magnetic devices subject
to magnetic remanence and to loads containing capacitors.
BS EN IEC 62040‑3:2021
– 70 – IEC 62040-3:2021 © IEC 2021
Some UPS topologies utilise a static bypass switch to support high inrush current to permit
economic sizing of the UPS. While single units may not support high inrush currents when the
bypass is unavailable, redundant UPS often can.
Where the load is sensitive to frequency variation beyond typical public low-voltage power
supply system limits or is sensitive to voltage variation or distortion of the supply waveform, the
choice of the best UPS topology for these applications should be investigated.
The advice of the manufacturer/supplier should be sought in respect of these matters.
Examples of loads that should be identified by the purchaser include IT equipment in general,
motors, saturating transformer power supplies, diode rectifiers, thyristor rectifiers, switched
mode power supplies.
Examples of special features or requirements of loads include their operating duty, any
unbalance between phases, non-linearity (generation of harmonic currents), branch-circuit
fuse and breaker ratings, maximum step load and load profile, required method of connection
of loads to UPS output.
D.3 Energy storage device (battery – where applicable)
The energy storage device is generally recommended by the manufacturer/supplier for

compatibility with the UPS design. The purchaser may nevertheless identify requirements
related to the following:
a) type of battery/batteries and construction;

b) nominal voltage, number of cells, ampere hour capacity (if supplied by purchaser);
c) rated stored energy time;
d) rated restored energy time;
e) service life required;
f) presence of other loads on battery and their voltage tolerances;
g) availability of separate battery rooms;
h) protection and isolation devices;
i) special requirements regarding, for example, battery ripple current;
j) operating temperature;
k) cut-off voltage;
l) temperature compensated charging voltage/boost or equalization requirements.
D.4 Physical and environmental requirements
If physical and environmental requirements are other than those of Clause 4 and Clause 5, the
purchaser should specify the following:
a) efficiency at specified load conditions;

b) ambient temperature range of operation;
c) cooling system (UPS and battery installation);
d) instrumentation (local/remote);
e) signal, control and communication ports;
f) special environmental conditions: equipment exposed to fumes, moisture, dust, salt, air,
heat, etc.;
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 71 –
g) special mechanical conditions: exposure to vibration, shocks or tilting, special

transportation, installation or storage conditions, limitations to space or weight;
h) performance limitations regarding, for example, electrical and audible noise;
i) future extensions of the UPS system.
D.5 UPS technical data sheet – Manufacturer's declaration
A recommended format for the test report is provided in Table D.1.
Table D.1 – UPS technical data – Manufacturer’s declaration
Subclause Manufacturer’s
description Declared characteristic Units/Value declared value
[test item] [default value]
General
Manufacturer's
Model
designation
3.5.35
Rated output apparent power VA
5.3.2 j)
3.5.36
Rated output active power W
5.3.2 j)
Performance, configuration and topology
5.3.2 a) Performance classification
[6.2.2.7] VFD BB CC
[6.4.1.2] VI BB CC
[6.4.1.3] VFI BB CC
Multiple normal mode UPS Yes/no
3.3.7 If yes, applicable set of input (VFD, VI, VFI),

[Annex F] dependency characteristics (VFD, VI),
(VFD, VFI)
(VI, VFI)
Single
Parallel
5.1.1
Configuration Redundant
Annex A
Dual bus
Bypass
Double-
5.1.1 conversion
Topology
Annex B Line-interactive
Standby
Operating conditions – Environmental
Dimensions in use/installed
H x W x D mm
(height × width × depth)
Mass in use/installed
(with energy storage device if kg
integrated)
4.1, 4.3.2 Pollution degree [PD2]
4.2.2.1, 4.3.2 Ambient temperature range, operating [+15 °C to
°C
[6.5.3] +30 °C]
%
4.2.2.1, 4.3.2 Relative humidity, ambient range,
(non- [10 % to 75 %]
[6.5.3] operating
condensing)
Altitude, maximum operating
[sea-level to
4.2.2.2, 4.3.2 – without output power derating m 1 000 m]
4.3.2, Table 2 – with output power derating m [3 000 m]
at …. % power at 90 % power
4.3.2 Other unusual operating conditions yes (details), no
BS EN IEC 62040‑3:2021
– 72 – IEC 62040-3:2021 © IEC 2021
Acoustic noise: A-sound pressure
(L pA,m ) at 1 m
6.5.4,
[6.5.4] – in normal mode dB (20 µPa)
– in stored energy mode dB (20 µPa)
Storage and transportation conditions – Environmental
4.2.3, 4.3.3 [–25 °C to
Ambient temperature range °C
[6.5.2] +55 °C]
4.2.3, 4.3.3 % (non-
Relative humidity, ambient range [10 % to 95 %]
[6.5.2] condensing)
4.2.3, 4.3.3 Altitude, maximum permitted M [3 000 m]
or or
Ambient air pressure, minimum kPa [70 kPa]
permitted
Energy storage device, specific storage
4.2.3, 4.3.3 yes (details), no
or transportation conditions
4.3.3 Other unusual storage and yes (details), no
transportation conditions
5.2 UPS input specification
5.2.2 a) Number of phases
5.2.2 b) Neutral requirements
5.2.2 c)
Rated input current A
[6.4.1.4]
5.2.2 d)
Input power factor
[6.4.1.8]
5.2.2 e) Inrush current %
[6.4.1.6] s
5.2.2 f) Maximum input current A
[6.4.1.5]
5.2.2 g) Input current at overload capacity %
[6.4.2.9.1] (where applicable curve of current s
against time)
5.2.2 h),
Total harmonic distortion of current %
[6.4.1.7]
5.2.2 i) Minimum short-circuit power (S sc )
capacity required from the AC input VA
power
5.2.2 j) Earth leakage current mA [< 3,5 mA]
5.2.2 k) AC power distribution system
TN; TT; IT
compatibility
5.2.2 m) Rated input voltage V
[6.4.1.3] [± 10 %]
Input voltage tolerance band + %, – %
5.2.2 m) Rated input frequency Hz
[6.4.1.3] [± 2 %]
Input frequency tolerance band + %, – %
UPS compatibility with unusual input
5.2.3 a) yes (details), no
harmonic voltage distortion
UPS compatibility with specific input
5.2.3 b) yes (details), no
supply protective devices
UPS compatibility with all-pole isolation
5.2.3 c) yes, no
from the AC input power
UPS compatibility with a specific
5.2.3 d) yes (details), no
standby generator
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 73 –
5.3 UPS output specification
Rated output voltage V
5.3.2 b)
RMS output voltage tolerance band + %, – %
5.3.2 j) Rated output current A
5.3.2 l), Minimum inverter current limit (ik1, ik2, % or A RMS
[6.4.2.9.3] or ik3 as applicable)
(% of rated current or actual current (A)
and sustaining time) s
Rated frequency
Hz
5.3.2 c) Free-running output frequency
+ %, – %
tolerance band (non-synchronized)
Output frequency tolerance band
accepted by the UPS inverter for
(min) to (max)
5.3.2 d), synchronization with an external source
Hz
[6.4.1.3] Maximum phase angle between the
degrees
inverter and external source voltage
waveforms;
5.3.2 e), Rate of change of frequency (slew-rate)
Hz/s
[6.4.1.3] when synchronizing
5.3.2 f) Number of phases available
5.3.2 g) Neutral availability yes, no
[AC input power
AC power distribution system
5.3.2 h) TN, TT or IT system declared
compatibility
in 5.2.2 k)]
5.3.2 i) Total harmonic distortion of voltage:
[6.4.2.2]
[6.4.2.3] – normal mode % [THD declared in
(If multiple normal mode 5.3.2 a)]
UPS, for each applicable
input dependency
characteristic % [THD declared in
– stored energy mode 5.3.2 a)]
5.3.2 a) [Dynamic output

Dynamic output
[6.4.2.10.5] Dynamic output performance following performance
performance
[Annex H] a step load application class declared in
class 1, 2 or 3
5.3.2 a)]
Overload capacity
– normal mode %/s
– stored energy mode %/s
5.3.2 k), (See Bypass

[6.4.2.9.1] – bypass mode section in this
Table D.1)
RMS output voltage tolerance band
Yes/no
affected?
If yes, new tolerance band + %, – %
5.3.2 m), Fault clearing capacity (max. protective A
[6.4.2.9.2] device) trip curve [C IEC 60898-1]
– normal mode
dynamic output [Class 3]
performance
class 1, 2, 3,
or
clearing time
(ms)
BS EN IEC 62040‑3:2021
– 74 – IEC 62040-3:2021 © IEC 2021
– stored energy mode A
trip curve [C IEC 60898-1]
dynamic output [Class 3]

performance
class 1, 2, 3
or
clearing time
(ms)
[rated output
active power/
5.3.2 n) Load power factor at rated load
rated output
apparent power]
Permissible displacement power factor % Lead to
5.3.2 o)
tolerance band of the load (cos Φ) % Lag
Voltage unbalance resulting from
5.3.2 p)
100 % load unbalance ratio (polyphase %
[6.4.2.4]
UPS only)
UPS efficiency in normal mode
If multiple normal mode UPS, for each
applicable input dependency
characteristic
%
5.3.2 q) – Eff 100 %
[6.4.1.9]
[Annex J] – Eff 75 %
%
– Eff 50 % %
– Eff 25 % %
[Annex I] – Eff W %
No load losses
5.3.2 r),
If multiple normal mode UPS, for each
[6.4.1.10] W
applicable input dependency
[Annex J]
characteristic
Parallel redundant UPS failure
[dynamic output
– High impedance failure Dynamic output performance
performance class declared in
class 5.3.2 a)]
5.3.2 s),
1, 2 or 3
[6.4.2.10.6]
– Low impedance failure Dynamic output [Class 3]
performance
class
1, 2 or 3
5.3.2 t), Rated output active power and rated W
[6.4.2.6] output apparent power for a system
consisting of two UPS operating in VA
parallel (if applicable)
Bypass (as applicable)
5.5.1, Internal
Clause C.3 Maintenance bypass switch or
[6.2.2.3 g)] External
Static
Clause C.2, or
Automatic bypass switch
[6.2.2.3 f)], electro-
[6.2.2.9] mechanical
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 75 –
≤ 0,1 ms
5.3.4.4: 1 st character ≤ 1,0 ms

Bypass switch transfer time
[6.4.2.10.4] ≤ 10 ms
> 10 ms
5.2.2 a) Number of phases
5.2.2 b) Neutral requirements
5.2.2 c) Rated current A
5.3.2 k) Overload capacity: %
[6.4.2.9.1] % of rated current and time duration s
Bypass protective device rating A
5.2.3 b)
Trip curve [C IEC 60898-1]
5.2.2 j) Earth leakage current mA [< 3,5 mA]
5.2.2 d)
Power factor
5.2.2 i) Minimum short-circuit power (S sc )

capacity required from the AC input VA
power
5.2.2 k) AC power distribution system
TN; TT; IT
compatibility
5.2.2 l) Rated voltage V
[± 10 %]
Voltage tolerance band + %, – %
5.2.2 m) Rated frequency Hz
[± 2 %]
Frequency tolerance band + %, – %
(details)
Clause B.1 Bypass isolation transformer
5.2.2 e) Inrush current (if transformer or %

inductor is supplied) s
5.4.2 Energy storage device – Battery
5.4.2.2 a) Service life years
5.4.2.2 b) Quantity of blocks or cells and of
paralleled strings if more than one
string
5.4.2.2 c) Nominal string voltage V DC
5.4.2.2 d) Battery technology Vented or valve-
regulated lead-acid,
NiCd, NiMH, Li-Ion,
etc.
5.4.2.2 e) Nominal capacity of total battery and Ah Ah
reference discharge rate (Cx rate) Cx [C10]
5.4.2.2 f) Stored energy time (back-up time at hh:mm
[6.4.3.1] reference test load)
5.4.2.2 g) Restored energy time (recharge time to hh:mm
[6.4.3.2] 90 % capacity)
5.4.2.2 h) Ambient temperature at which battery °C
performance is rated
5.4.2.2 i) Earth condition of DC port (remote (+), (–) or centre or
battery only) Not earthed
5.4.2.2 i) Isolation of DC port from input and/or - Referenced to
output (remote battery only) input or output, or
- Isolated from input
and output
BS EN IEC 62040‑3:2021
– 76 – IEC 62040-3:2021 © IEC 2021
5.4.2.2 j) battery ripple current during normal % of the numerical
mode operation (if exceeding 5 % of Ah capacity [C10
total battery Ah capacity) discharge rate]
5.4.2.2 k) to r) Additional characteristics provided by
the battery supplier for a remote battery
5.4.2.3 Additional or unusual conditions
5.6 Communication circuits
5.6 Signal, control and communication
ports available
NOTE For information, the manufacturer can complement Table D.1 with safety, electromagnetic compatibility and
environmental characteristics of IEC 62040-1, IEC 62040-2 and IEC 62040-4.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 77 –
Annex E
(normative)
Reference non-linear load
E.1 General
Non-linear load tests described in this document require each output phase of the UPS to be
connected to a reference non-linear load as shown in Figure E.1 (or to a condition in which
the UPS delivers such resulting output characteristics). This circuit contains a diode rectifier
bridge that has a capacitor and a resistor in parallel on its output. The physical implementation
of this circuit may consist of multiple circuits in parallel.
Refer to Clause E.4 for description of U, R s , R 1 , C, U c .
Resistor R s can be placed either on the AC or DC side of the rectifier bridge.
Figure E.1 – Reference non-linear load ≤ 8 kVA
E.2 Apparent power rating of the reference non-linear load
The non-linear load shall be applied in accordance with the UPS apparent power as follows.
a) For single-phase UPS rated for loads up to and including 8 kVA, the apparent power of
the reference non-linear load shall be equal to that of the UPS.
b) For single-phase UPS rated for loads in excess of 8 kVA, the apparent power of the
reference non-linear load shall be 8 kVA and a linear load shall be added so that the total
apparent power equals that of the UPS.
c) For UPS with N phases rated for loads up to and including N × 8 kVA, N identical reference
non-linear loads shall be connected, either line-neutral or line-to-line, depending on UPS
design, so that the total apparent power equals that of the UPS.
d) For UPS with N phases rated above N × 8 kVA, the load necessary for a polyphase UPS
rated at N × 8 kVA shall be connected, and linear load shall be added so that the total
apparent power equals that of the UPS.
For UPS with two phases and with no neutral the reference non-linear load shall be
determined as for a single-phase UPS.
E.3 Circuit design
The following keys refer to Figure E.1 and to the design equations in Clause E.3.
BS EN IEC 62040‑3:2021
– 78 – IEC 62040-3:2021 © IEC 2021
U rated output voltage of UPS, RMS;

f UPS output frequency in Hz;
Uc rectified voltage;
S apparent power across a reference non-linear load: power factor 0,7, i.e. 70 % of
the apparent power S will be dissipated as active power in the two resistors R 1 and
Rs;
R1 load resistor: set to dissipate an active power equal to 66 % of the total apparent
power S;
Rs series line resistor: simulating a voltage drop in the power lines – see
IEC 60364-5-52.
From peak voltage, distortion of line voltage, voltage drop in line cables and ripple voltage of
rectified voltage, the average of the rectified voltage U c will be empirically:
Uc = 2 × 0,92 × 0,96 × 0,975 × U = 1,22 × U
and the values of resistors R s , R 1 and capacitor C in farads will be calculated by the following:
Rs = 0,04 × U 2 /S;
R1 = U c 2 / (0,66 × S);
C = 7,5 / (f × R 1 )
For dual frequency 50 Hz or 60 Hz, 50 Hz shall be used in the calculation. The capacitance
value used shall be not less than the calculated value.
NOTE 1 The voltage drop in the diode bridge is neglected.
NOTE 2 Tolerances on calculated component values:

Rs = ± 10 %;
R1 = to be adjusted during test to obtain rated output apparent power; and
C = 0 % to +25 %
NOTE 3 A ripple voltage of 5 % peak-to-peak of the capacitor voltage U c corresponds to a time constant of
R 1 × C = 7,5/f.
E.4 Adjustment
The non-linear test load shall be adjusted as follows.
a) The reference non-linear load test circuit shall initially be connected to an AC supply at
the rated output voltage specified for the UPS unit under test.
b) The AC supply impedance shall not cause a distortion of the AC waveform greater than
8 % when supplying this test load (requirement of IEC 61000-2-2).
c) The resistor R 1 shall be adjusted to obtain the rated output apparent power (S), as
specified in Clause E.3 for the UPS under test. When applicable, the additional linear load
specified in Clause E.2 shall be added.
After the adjustment in c), the reference non-linear load shall be applied to the output of the
UPS under test without further adjustment.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 79 –
Annex F
(informative)
Multiple normal mode UPS – Guidance for testing
F.1 General
Annex F describes guidance for testing of a UPS declared capable of presenting more than one
of the UPS performance classifications described in 5.3.4.
For each applicable performance classification, the UPS performance should be verified
compliant in accordance with the values declared in Clause 5 and with the tests in Clause 6.
For test purposes, the UPS should be capable of being constrained to operate in each declared
classification.
F.2 UPS presenting automatic change of classification
In addition to the requirement in Clause F.1, a UPS that automatically selects a particular
performance classification should also be verified compliant with the least onerous change of
mode requirement when switching from one performance classification to another.
For example, in a UPS capable of automatically switching between performance classifications

VFD SS 31 and VFI SS 11, the digit 3 represents the least onerous change of mode requirement.
Such UPS should comply with the characteristics in Figure 4 when switching between
classifications.
BS EN IEC 62040‑3:2021
– 80 – IEC 62040-3:2021 © IEC 2021
Annex G
(normative)
AC input power failure – Test method
G.1 General
The performance of the UPS when the AC input power fails shall be tested using the circuit of
Figure G.1 wherein the key informs the characteristics with which test circuit components S1,
S2 and fuse shall comply.
For use on polyphase supplies, the poles in each of S1 and S2 shall open and close
simultaneously.
Key
L AC input power phase(s)
N AC input power neutral (or phase where no neutral is used)
S1 switch or contactor rated for the AC input power voltage and capable of interrupting the rated input
current of the UPS
S2 switch or contactor rated for the AC input power voltage and fault current while fuse F opens
F fuse rated to support the UPS at light load or at reference test load as required in Clause G.2 and
Clause G.3
Figure G.1 – Connection of test circuit
G.2 Test G.1 – High impedance AC input power failure
Normal mode of operation, light load for routine test 6.2.2.7, reference test load for type
tests 6.4.2.10.2 and 6.4.1.11:
• S1 = closed;
• S2 = open;
• open S1 to simulate AC input power failure.
G.3 Test G.2 – Low impedance AC input power failure
Normal mode of operation, light load:
• S1 = closed;
• S2 = open;
• close S2 to simulate AC input power failure and observe that fuse F clears.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 81 –
Annex H
(informative)
Dynamic output performance – Measurement techniques
H.1 General
The UPS dynamic output performance is specified in 5.3.4.4 It is tested against the limits of
Figure 2, Figure 3 or Figure 4, as applicable, and interpreted as a single event commencing at
the instant of the relevant transient condition and with recovery time lasting until the output
voltage returns to steady state conditions.
The measurement technique should provide test results that permit assessment against:
a) any loss or gain in RMS value when compared to the steady state RMS value previous to
the event; and
b) for waveforms other than Y, any instantaneous voltage variation within the first 10 ms
duration of the event.
A typical measurement device will support a total measurement duration of at least 1 s while
configured to sample at a typical minimum rate of 100 k samples/s and a minimum bandwidth
of 50 kHz.
NOTE 1 For details about RMS voltage measurement, see IEC TR 61000-2-8.
NOTE 2 The condition of instantaneous values being measured for variations with duration of 10 ms or less is
consistent with industry practice.
The following transients should not be considered when determining UPS dynamic output
performance:
• transients originating external to the UPS on the AC input power and coupled through to
the UPS output. These are covered under the immunity requirements of IEC 62040-2;
• steady state repetitive sub cyclic transients, for example commutation notches. These are
covered under the harmonic voltage requirements in 5.3.4.3.
H.2 Validation method for RMS measurements
The evaluation consists of comparing the output RMS voltage variation of the UPS with the
applicable limits for dynamic output performance classification 1, 2 or 3 of 5.3.4. The RMS
variation values should be derived by continuously sampling the UPS output voltage with a
digital storage measurement device. Each RMS variation value should be obtained by
computing the RMS value of the samples within a sliding window of ½ cycle duration and by
comparing that value to the steady state RMS value of the UPS output voltage previous to
the event. The first RMS variation value to be considered is that arising during the time interval
0,1 ms to 0,1 ms + ½ cycle following the event. This value is to be positioned at position 0,1 ms
in Figure 2, Figure 3 or Figure 4, as applicable.
NOTE The steady state RMS output voltage of the UPS is measured previous to the event in the absence of any
other transient condition.
Validation is achieved when the RMS voltage variation values fit within the limits determined
by Figure 1, Figure 2 or Figure 3, as applicable.
H.3 Validation method for instantaneous measurements
The evaluation consists of comparing the instantaneous output voltage variation of the UPS
with the applicable limits for dynamic output performance classification 1, 2 or 3 of 5.3.4.
BS EN IEC 62040‑3:2021
– 82 – IEC 62040-3:2021 © IEC 2021
Instantaneous voltage variation at times exceeding 10 ms need not to be considered. Voltage

variation at times exceeding 10 ms are covered by the RMS validation method. See Clause H.2.
Validation achieved when the real time voltage variation fits within the limits determined by
Figure 1, Figure 2 or Figure 3, as applicable.
H.4 Example
Figure H.1 is a validation example of a transient response complying with UPS performance
classification 3.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 83 –
Key
(V p ) peak value of UPS output voltage previous to the event
(t 0 ) beginning of the event
(t 1 ) t 0 + 0,1 ms
(t 2 ) t 1 + 1/2 cycle, in the 50 Hz example t 1 + 10 ms
(A 1 ) deviation of the first output RMS voltage from the steady state RMS value previous to the event.
Measured from t 1 to t 2
(B 1 ) deviation of the instantaneous output voltage (measured at t 1 ) from V p
NOTE (A 1 ) and (B 1 ) are placed at (t 1 ) = 0,1 ms in the dynamic output performance figure, as applicable (Figure 4
in this example for class 3).
Figure H.1 – Validation example of a transient response
complying with UPS dynamic output performance class 3
BS EN IEC 62040‑3:2021
– 84 – IEC 62040-3:2021 © IEC 2021
Annex I
(normative)
UPS efficiency values
I.1 General
Notwithstanding the inherent benefits of supplying energy to a load through a UPS, such
procedure results in localised energy losses that are higher than those arising if the same load
were supplied directly from the low-voltage power supply system. UPS energy losses may
however be substantially off-set by taking into account that a UPS, depending on its
construction, may condition, isolate and filter adverse load currents that would otherwise
impose additional demands on the low-voltage power supply system, and thus require
oversizing of the latter. Examples of such demands include the effect of reactive and/or
harmonic current circulation due to non-linear and low load power factors. As a result, a UPS
complying with the efficiency limits in Annex I is likely to minimise the global effect in respect
to energy losses.
I.2 Equipment covered
Annex I covers UPS rated 50 W and above.
I.3 Minimum weighted UPS efficiency
For compliance purposes, the weighted UPS efficiency is calculated as follows:
EffW = W25 % × Eff25 % + W50 % × Eff50 % + W75 % × Eff75 % + W100 % × Eff100 %
where
Eff W is the weighted UPS efficiency (%);

W 25 % , W 50 % , W 75 % , W 100 % are the weighting factors at 25 %, 50 %, 75 %, 100 % load in
Table I.1;
Eff 25 % , Eff 50 % , Eff 75 % , Eff 100 % are the efficiency values measured at 25 %, 50 %,
75 %,100 % load as specified in Clause J.3.
Table I.2 provides the minimum UPS efficiency values. These values consider the diverse low-
voltage power supply systems worldwide and that some UPS feature internal isolation and
filtering characteristics.
In situations where external transformers and filters are utilised, the UPS manufacturer should
exclude those from the efficiency measurements.
A multiple normal mode UPS shall comply with the minimum efficiency value of the lowest
input dependency classification available.
NOTE 1 The order of input dependencies from lowest to highest is VFI, VI, VFD.
Compliance is verified when the weighted UPS efficiency calculated is equal to or greater than
the applicable minimum weighted UPS efficiency value in Table I.2.
NOTE 2 Guidance about tolerances can be found in 7.8 of IEC 60146-1-1:2009.

BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 85 –
Table I.1 – Efficiency weighting factors for UPS
UPS Load
rating
25 % 50 % 75 % 100 %
(kW)
≥ 0,05
to
≤ 0,3 0,20 0,20 0,30 0,30
> 0,3
to
≤ 3,5 0,00 0,30 0,40 0,30
> 3,5
to ≤ 10 0,00 0,30 0,40 0,30
> 10
to
≤ 200 0,25 0,50 0,25 0,00
> 200 0,25 0,50 0,25 0,00
Table I.2 – Minimum weighted UPS efficiency values (%)
UPS
rating Performance classification
(kW) VFD VI VFI
≥ 0,05 to
≤ 0,3 87,0% 85,0% 79,0%
> 0,3 to
≤ 3,5 90,0% 88,0% 82,0%
> 3,5 to
≤ 10 94,0% 92,0% 85,0%
> 10 to
≤ 200 95,0% 93,0% 87,0%
> 200 96,0% 94,0% 89,0%
BS EN IEC 62040‑3:2021
– 86 – IEC 62040-3:2021 © IEC 2021
Annex J
(normative)
UPS efficiency and no load losses – Methods of measurement
J.1 General
Annex J specifies conditions and methods to be followed when determining UPS efficiency and
no-load losses during type tests specified in 6.4.1.9 and 6.4.1.10.
J.2 Measurement conditions
J.2.1 Environmental conditions
The ambient temperature shall be between 20,0 °C to 30,0 °C and remaining environmental
conditions shall be within the limits specified in 4.2.1 or 4.3.2 as applicable.
NOTE It is a requirement in certain countries that, when testing a UPS rated 110 V to 127 V having a type A or a
type B AC input power plug,
– the UPS under test shall be tested on a thermally non-conductive surface,
– the UPS under test shall not be subjected to additional intentional cooling, and
– the ambient air speed immediately surrounding the UPS under test shall be ≤ 0,5 m/s in any direction.
J.2.2 Operational and electrical conditions
The efficiency measurements shall be performed with a load capable of being adjusted so that
the UPS delivers 100 %, 75 %, 50 % and 25 % of the active power (W) for which it is rated.
The no load loss measurement shall be performed by measuring the active power at the UPS
input port with no load applied.
The following requirements apply for each measurement.
a) The UPS shall operate in normal mode.

b) Transfer of energy to and from the energy storage device shall be prevented during the
test. The energy storage device may be disconnected during the test to prevent such
transfer of energy. Alternatively, if the energy storage device is connected during testing,
it shall be in a fully charged state before testing.
c) The UPS shall have been operated with the load connected for a sufficient length of time
for the UPS to reach steady state conditions as verified by using one of the following means:
1) if available, the length of time determined during temperature rise type tests plus 25 %;
or
2) temperature trend variation of less than 2 °C on relevant power dissipating components
with significant heat capacity over not less than three consecutive readings with no less
than 10 min of interval between the readings.
d) Each load condition shall be within the range of 95 % to 105 % of the intended load and
the power factor shall be 0,99 or greater.
e) All UPS sub-systems intended to be operational in normal mode shall be activated, except:
1) any feature unrelated to maintaining the energy storage device at full charge,
regardless of whether it is connected, or continuity of load power (e.g. LCD display) is
permitted to be set to their lowest power-consuming mode during testing;
2) any port unrelated to maintaining the energy storage device at full charge, regardless
of whether it is connected, or continuity of load power is permitted be disconnected
during testing; and
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 87 –
3) DC output port(s) of the UPS under test, if any, which shall remain unloaded during
testing.
f) The AC input power to the UPS shall be at 97 % to 103 % of the rated voltage and 99 %
to 101 % of the rated frequency and otherwise within the tolerances specified in
IEC 61000-2-2.
J.2.3 Instrumentation
The combination of instruments and transducers used for the measurement of UPS efficiency
shall
• provide true RMS measurements of the active input and output power or energy with an
uncertainty at full rated load of less than or equal to 0,5 % at the 95 % confidence level
including the effect of voltage and current harmonics up to and including the 40 th order, and
• measure input and output values simultaneously.
The confidence level of an instrument’s uncertainty shall be understood as the probability of

measurements presented by such instrument being accurate within the uncertainty limits. A
normal distribution of data with coverage factor 1,960 represents a 95 % confidence level which
is a generally accepted level. For further information, refer to ISO/IEC Guide 98-3.
NOTE Simultaneous input and output measurements are generally provided through separate input and output
instruments. Nevertheless, one single multi-channel instrument providing fast serial sampling ("multiplexed
sampling") is also deemed to provide simultaneous measurements.
J.3 Measurement method
J.3.1 Standard method
Under the conditions specified in J.2.1 and J.2.2, using the instrumentation described in J.2.3,
the measurement of the UPS efficiency shall be carried out as follows.
a) 100 % load shall be applied to the output of the UPS and a suitable stabilization time be
allowed to reach the steady state conditions as specified above.
b) The active input and output power (W) shall be measured simultaneously in three successive
readings taken no more than 15 min apart. Alternatively, the input and output energy shall
be measured simultaneously over a 15 min-period.
The UPS efficiency shall be calculated for each pair of readings.
NOTE 1 Where the load is implemented by means of returning the output power to the UPS input, the total input
power equals the UPS output power plus that supplied by the AC input power.
NOTE 2 Where a UPS is connected to more than one input source, the active input power to be considered is the
sum of all inputs.
NOTE 3 Where a UPS supplies more than one output, the active output power to be considered is the sum of all
outputs.
c) If power was measured in b), the arithmetic mean of the 3 UPS efficiencies shall then be
obtained. The result is considered to be the value of the efficiency measure.
d) Steps a), b) and c) shall be repeated but for 75 %, 50 %, and 25 % load conditions.
A multiple normal mode UPS shall be tested as above in each of its declared sets of input
dependency configurations.
NOTE 4 As an example, a multiple normal mode UPS with the following declared sets of input dependency
characteristics: (VFD, VI, VFI), (VI, VFI), (VFI) is tested in each of these configurations.
BS EN IEC 62040‑3:2021
– 88 – IEC 62040-3:2021 © IEC 2021
J.3.2 Alternative method
It is acknowledged that instruments and transducers meeting the requiremens of J.2.3 may not
be commercially available. Therefore, the use of instruments and transducers providing
measurement uncertainty greater than allowed by J.2.3 is permitted provided that the standard
method is varied as follows.
In J.3.1, replace step c) by the following.
c) The input and output measuring instruments and transducers, if any, shall be exchanged
and step b) shall be repeated. The arithmetic mean of all 6 resulting UPS efficiencies is
considered to be the value of the efficiency measure. If power was measured in b), the
arithmetic mean of all 6 resulting UPS efficiencies is considered to be the value of the
efficiency measure. If energy was measured in b), the arithmetic mean of both resulting
UPS efficiencies is considered to be the value of the efficiency measure.
J.4 Test report
A recommended format for the test report is provided in Clause D.5 that, if used, shall be
completed for each performance classification declared by the manufacturer.
The following information shall be recorded in the test report.
a) UPS details
• brand, model, type, and serial number;
• product description, including the tested performance classification(s). See 5.3.4, and
for multiple normal mode UPS, the tested set of input dependency configurations;
• rated voltage and frequency;
• rated output active and apparent power;
• details of manufacturer marked on the product (if any);
• a list of any features, interfaces or ports that have been turned off or placed in a low
power state or disconnected. See J.2.2 e);
• in the case of products with multiple functions or with options to include additional
modules or attachments, the configuration of the appliance as tested.
b) Test parameters
The following parameters shall be recorded for each measurement:
• ambient temperature (°C) and relative humidity (%);
• input and output test voltage (V) and frequency (Hz);
• total harmonic input voltage distortion;
• information and documentation on the instrumentation, set-up and circuits used for
electrical testing.
c) Data
• all data shall be recorded without rounding of measurements;
• all percentages of calculated efficiencies shall be rounded to the first decimal place;
• measurement method used: either J.3.1 or J.3.2.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 89 –
d) Test and laboratory details

• test report number/reference;
• date of test;
• name and signature of authorized test person(s);
• information and documentation on the instrumentation including calibration, set-up and
circuits used for electrical testing.
BS EN IEC 62040‑3:2021
– 90 – IEC 62040-3:2021 © IEC 2021
Annex K
(informative)
UPS availability
K.1 General
UPS availability represents the likelihood of the UPS being capable of supporting the load and
makes use of certain reliability concepts detailed in IEC 61508 (all parts). UPS availability is
evaluated based on the failure rate and maintainability of a particular configuration.
For the purpose of Annex K, the UPS failure to be avoided is a power failure to the critical load
connected to the UPS output. A power failure is deemed to have occurred when the UPS output
voltage is outside the dynamic output performance limits tolerated by the load and determined
by Figure 1, Figure 2 or Figure 3, as applicable. See 5.3.4.4.
Any consequential damage of a UPS not supporting its load is beyond the scope of Annex K.
The following output power loss conditions are not considered failures:
a) the loss of power to the load at the end of a specified stored energy time; or
b) the failure of a single AC output on a UPS with redundant AC outputs.
NOTE Functional safety as defined in IEC 61508 (all parts) is mainly concerned with systems whose failure rate
and reliability could reduce the level of safety of persons, or property, or both.
K.2 Downstream distribution failures in the AC output of UPS
Failures in the electrical distribution downstream of the AC output also produce power failure.
Therefore, particular care should be taken when designing, installing and maintaining the
electrical distribution system.
K.3 Reliability integrity levels
Reliability integrity levels (RILs) determine the lower limit target level of integrity for the
functions to be implemented by the UPS and adopt a risk-based approach for the determination
of requirements. Numerical target failure measures are set for a UPS linked to a particular RIL
as shown in Table K.1.
A UPS built and tested to satisfy the requirements of a particular reliability integrity level will
confidently offer a specified availability of power to the critical load when appropriate service
(maintenance) conditions are adhered to. These conditions include monitoring of the UPS, the
availability of spare parts and of personnel to perform maintenance as well as training, and
become critical as the required MTTR decreases.
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 91 –
Table K.1 – Reliability integrity levels for UPS
Reliability Failure rate

integrity
level (expected output power failures per hour
in high demand 1 or continuous mode of operation)
4 ≥ 10 –9 to < 10 –8
3 ≥ 10 –8 to < 10 –7
2 ≥ 10 –7 to < 10 –6
1 ≥ 10 –6 to < 10 –5
1 High demand mode of operation means that the integrity is challenged more than
once per year, for example AC input power failure is deemed to occur more than
once per year.
K.4 Availability calculation
The availability of a UPS indicates the expected percentage of time at which, during its useful
life, the UPS complies with its objective of avoiding a power failure to the critical load.
The availability is expressed by
A ≈ MTBF / (MTBF + MTTR)
where
A is the availability of a UPS;
MTBF is the mean time between failures, assumed to be constant;
MTTR is the mean time to repair, assumed to be constant and << MTBF.
NOTE Failure rate = 1/MTBF.
A UPS with RIL1 presents ≥ 10 -6 to < 10 -5 power failures per hour to the critical load, meaning
that its MTBF is between 1/10 -5 and 1/10 -6 h, i.e. between 100 000 h and 1 000 000 h. The
availability of such a UPS, assuming a MTTR of 6 h, is between 99,994 0 % (100 000/100 006)
and 99,999 4 % (1 000 000/1 000 006), generally known in the industry as "4 to 5 nines of
availability."
Constant MTBF and MTTR conditions characterise the availability of a UPS during its useful
life. The availability arising is known as "steady state" or "asymptotic" availability.
MTBF affects the reliability [r(t) = e –t/MTBF ] that represents the estimated chance of avoiding
power failure to the critical load after at least "t" hours of operation.
MTTR affects the maintainability [m(t) = 1 – e –t/MTTR ] that represents the estimated chance of
having restored power to the critical load after no more than "t" hours of repair. In Figure K.1
and Figure K.2, times t = 0, t = MTTR and t = MTBF define important characteristics of reliability
and maintainability.
In Figure K.1, when t = 0, r(0) = e –0/MTBF = 1 = 100 %, meaning that the UPS is working. When
t = MTBF, r(MTBF) = e –MTBF/MTBF = e –1 = 0,37 = 37 %, meaning that there is 37 % chance of
avoiding power failure to the critical load if the UPS is left operating for the next "MTBF" hours.
BS EN IEC 62040‑3:2021
– 92 – IEC 62040-3:2021 © IEC 2021
Figure K.1 – Reliability % over time
In Figure K.2, when t = 0, m(0) = 1 – e –0/MTTR = 0 = 0 %, meaning that the UPS is not repaired.
When t = MTTR, m(MTTR) = 1 – e –MTTR/MTTR = 1 – e –1 = 0,63 = 63 %, meaning that there is 63 %
chance that the UPS will again supply the load after "MTTR" hours of repair.
Figure K.2 – Maintainability % over time
K.5 Industry practice
If an availability declaration is made by the UPS manufacturer, such declaration should contain
the installation context assumed including the MTBF and MTTR of the AC input power.
Concepts like "high nines availability" and "ratings", "class" or "tiers" of availability represent
industry practice commonly adopted in data centres even if not being an international standard.
EXAMPLE
– "Rating" system from ANSI/TIA-942 (www.tiaonline.org);
– "Class" system from CENELEC EN 50600-2-2 (www.cenelec.eu);
– "Tier" system from the Uptime Institute (www.uptimeinstitute.com).
NOTE The typical availability structure of the above is: 1 or I (Basic); 2 or II (Redundant); 3 or III (Concurrently
maintainable); 4 or IV (Fault tolerant).
BS EN IEC 62040‑3:2021
IEC 62040-3:2021 © IEC 2021 – 93 –
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BSI Standards Publication

Uninterruptible power systems (UPS)

Part 3: Method of specifying the performance and test requirements

Amendments/corrigenda issued since publication

EUROPEAN STANDARD EN IEC 62040-3

ICS 29.200 Supersedes EN 62040-3:2011 and all of its amendments

Uninterruptible power systems (UPS) - Part 3: Method of

Alimentations sans interruption (ASI) - Partie 3: Méthode de Unterbrechungsfreie Stromversorgungssysteme (USV) -

European Committee for Electrotechnical Standardization

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels

Ref. No. EN IEC 62040-3:2021 E

The following dates are fixed:

IEC 60034-22 NOTE Harmonized as EN 60034-22

Normative references to international publications

Publication Year Title EN/HD Year

Publication Year Title EN/HD Year

–2– IEC 62040-3:2021 © IEC 2021

IEC 62040-3:2021 © IEC 2021 –3–

6.1.6 Schedule of tests ........................................................................................... 40

–4– IEC 62040-3:2021 © IEC 2021

D.5 UPS technical data sheet – Manufacturer's declaration ......................................... 71

Figure 1 – Typical characteristic Y output voltage waveform ................................................. 34

IEC 62040-3:2021 © IEC 2021 –5–

Figure A.3 – Parallel UPS with common bypass .................................................................... 60

Table 1 – Alphabetical list of terms ....................................................................................... 10

–6– IEC 62040-3:2021 © IEC 2021

INTERNATIONAL ELECTROTECHNICAL COMMISSION

UNINTERRUPTIBLE POWER SYSTEMS (UPS) –

Part 3: Method of specifying the performance and test requirements

a) environmental conditions aligned with IEC 62040-1:2017 (UPS safety requirements);

IEC 62040-3:2021 © IEC 2021 –7–

e) multiple normal mode UPS test requirements introduced;

The text of this International Standard is based on the following documents:

FDIS Report on voting

In this document, the following print types are used:

• requirements proper and normative annexes: in roman type;

–8– IEC 62040-3:2021 © IEC 2021

UNINTERRUPTIBLE POWER SYSTEMS (UPS) –

Part 3: Method of specifying the performance and test requirements

• are supplied from AC voltage not exceeding 1 000 V,

This document does not cover

• conventional AC and DC distribution boards and their associated switches,

IEC 60038:2009, IEC standard voltages

IEC 62040-3:2021 © IEC 2021 –9–

IEC 60068-2-1:2007, Environmental testing – Part 2-1: Tests – Test A: Cold

IEC 60146-1-1:2009, Semiconductor converters – General requirements and line commutated

IEC 60146-2:1999, Semiconductor converters – Part 2: Self-commutated semiconductor

IEC 60364-1, Low-voltage electrical installations – Part 1: Fundamental principles, assessment

IEC 61000-2-2:2002, Electromagnetic compatibility (EMC) – Part 2-2: Environment –

IEC TS 61000-3-4:1998, Electromagnetic compatibility (EMC) – Part 3-4: Limits – Limitation of

IEC 62040-1:2017, Uninterruptible power systems (UPS) – Part 1: Safety requirements

IEC 62040-2:2016, Uninterruptible power systems (UPS) – Part 2: Electromagnetic

– 10 – IEC 62040-3:2021 © IEC 2021

3 Terms and definitions