Understanding Bibliometric Parameters Analysis
Understanding Bibliometric Parameters Analysis
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Understanding Bibliometric
Parameters and Analysis1
Asim F. Choudhri, MD
Adeel Siddiqui, MD Bibliometric parameters have become an important part of modern
Nickalus R. Khan, MD assessment of academic productivity. These parameters exist for the
Harris L. Cohen, MD purpose of evaluating authors (publication count, citation count,
h-index, m-quotient, hc-index, e-index, g-index, i-10 [i-n] index)
Abbreviations: AIS = article influence score, and journals (impact factor, Eigenfactor, article influence score,
PoP = Publish or Perish, SJR = SCImago jour- SCImago journal rank, source-normalized impact per paper). Al-
nal rank, SNIP = source-normalized impact per
paper, WOS = Web of Science
though in recent years there has been a proliferation of bibliometric
parameters, the true meaning and appropriate use of these param-
RadioGraphics 2015; 35:736–746
eters is generally not well understood. Effective use of existing and
Published online 10.1148/rg.2015140036 emerging bibliometric tools can aid in assessment of academic
Content Codes: productivity, including readiness for promotions and other awards.
1
From the Department of Radiology, Le Bon- However, if not properly understood, the data can be misinter-
heur Children’s Hospital, 848 Adams Ave, preted and may be subject to manipulation. Familiarity with biblio-
G216, Memphis, TN 38103 (A.F.C., A.S.,
H.L.C.); and Departments of Radiology (A.F.C.,
metric parameters will aid in their effective implementation in the
A.S., H.L.C.), Neurosurgery (A.F.C., N.R.K.), review of authors—whether individuals or groups—and journals, as
Ophthalmology (A.F.C.), Pediatrics (H.L.C.), well as their possible use in the promotions review process, maxi-
and Obstetrics (H.L.C.), University of Ten-
nessee Health Science Center, Memphis, Tenn. mizing the effectiveness of bibliometric analysis.
Presented as an education exhibit at the 2013
©
RSNA Annual Meeting. Received February 15, RSNA, 2015 • radiographics.rsna.org
2014; revision requested May 23 and received
June 12; accepted July 1. All authors have dis-
closed no financial relationships. Address cor-
respondence to A.F.C. (e-mail: achoudhri@
uthsc.edu). Introduction
Bibliometrics is a field that uses quantitative means to evaluate aca-
demic productivity. This quantitative analysis of scientific literature
is rapidly changing with the creation of new evaluation tools, pa-
rameters, and normative data. The use of bibliometrics in academic
medicine is in a relative state of infancy.
RG • Volume 35 Number 3 Choudhri et al 737
Evaluation of Authors
The most widely known bibliometrics param-
eter for evaluation of individual authors is publi- Publication Count
cation count, followed by citation count. Fueled Calculating the publication count is the simplest
by the imperfections of these data, as well as the bibliometric parameter. Typically, only peer-re-
recent availability of digital resources for cal- viewed articles in journals indexed in a database
culating more complex parameters, a new gen- such as PubMed or Index Medicus are consid-
eration of bibliometric tools has arisen (Table ered. Book chapters are not often considered.
1). Perhaps the h-index (1), which has recently Case reports are included, whereas editorials and
undergone numerous modifications (2–5), can opinion pieces are not typically included. This
be considered the prototype of advanced biblio- parameter, although easy to calculate, does not
metric parameters. take into consideration the position of authorship
There are several quantitative parameters that of an author or the quality of the journal. Articles
can help measure the academic strength of sci- published in “throwaway” journals are counted
entific journals (Table 2), the most widely known equally with those in more academically rigorous
of which is the 2-year journal impact factor (6). journals. With this metric, no distinction is made
Recently developed tools such as the Eigenfactor between original groundbreaking research and
provide more complex analysis of journals (7). less impactful articles such as case reports.
Each of these parameters has its own strengths
and weaknesses, from both theoretic and practi- Citation Count
cal standpoints. The citation count for an article is a method of
Bibliometric parameters are playing an in- giving weight to articles that have influenced
creasing role in the evaluation of academic pro- subsequent publications. The limitation of this
ductivity, readiness for promotion and/or tenure technique is that a widely read educational or
(8), and scores on grant applications (9), with informative article may not be cited, despite
journals with higher impact factors being more having a positive impact on the dissemination of
likely to receive submissions of high-quality information. A case report that provides guid-
manuscripts. A variety of databases exist for ance to others who encounter the same rare
obtaining the information required to calculate entity may be cited much less frequently than
bibliometric parameters (Table 3). These data- other types of articles. In addition, citation
bases have sparked recent interest; however, bib- count does not differentiate between positive
liometrics is not a new concept, and important and negative citations. Thus, an article cited in a
analyses have been performed in the past in the critical fashion could still influence the citation
field of radiology (10). count positively. Self-citations by an author are
738 May-June 2015 radiographics.rsna.org
also counted. Self-citations may be appropriate an attempt to describe the quantity and quality
when an author is building on the research per- or impact of a given author’s academic publica-
formed by his or her research group; however, tions and is based on a set of the author’s most
self-citations of uncertain relevance to the newly frequently cited articles. The h-index indicates
published work may be considered dishonest. that a given author has had h articles published,
each of which has h or more citations (Fig 1a)
h-Index (1). Additional publications will not increase
Recognition of limitations in the utility of publi- the h-index until and unless they are cited an
cation count and citation count led to develop- appropriate number of times. For example, a
ment of a metric that attempts to quantify both radiologist with seven publications with three
publication count and citation count in a single citations each would have an h-index of 3, and
metric that is less prone to manipulation. The h- the h-index would remain at 3 until there are four
index is a dimensionless number that represents publications with four or more citations each.
RG • Volume 35 Number 3 Choudhri et al 739
Conversely, a radiologist with seven publications In recent years, extensive work has been per-
with seven or more citations each would have an formed to determine, on a specialty-by-specialty
h-index of 7. Thus, articles that have been cited basis, normative data for h-index values at
less frequently (implying little impact on the sci- different levels of academic rank. In multiple
entific community) are given less weight in the h- fields of medicine, a progressive increase in the
index. Furthermore, incremental increases in the h-index is seen for academic physicians as they
h-index become progressively more difficult. It is move from instructor to assistant professor to
more difficult for an author to progress from 19 associate professor to full professor, although
articles with 19 citations each (h-index = 19) to the absolute values vary by specialty (8,11–21).
20 articles with 20 citations each (h-index = 20) Existing work has identified a progressive in-
than for an author to progress from two articles crease in h-index between the academic ranks of
with two citations each (h-index = 2) to three ar- clinical instructor (mean, 1.1 ± 2.7), assistant
ticles with three citations each (h-index = 3). professor (mean, 2.3 ± 4.1), associate profes-
Citations within the h-index do include self- sor (mean, 6.2 ± 7.2), and full professor (mean,
citations; however, owing to the nature of the 12.5 ± 10.9) in academic radiology departments
metric, it is difficult for most authors to bring in the United States (8). Thus, an h-index of
about a significant change in their h-index simply 14 is more than one standard deviation above
through self-citation. the mean for associate professors, which could
740 May-June 2015 radiographics.rsna.org
Figure 1. (a) Graph shows the citation count for selected publications (in order from highest
to lowest number of citations). The curve crosses the identity line at publication number h, so
that the gray square has an area of h2. The area in the curve above this square (e2) represents
excess citations in the top h articles that do not contribute to the h-index. (b) Graph shows
that the g-index uses all citations up to publication number g; therefore, there are no excess
citations. By definition, g ≥ h. (Fig 1 adapted, with permission, from reference 5.)
be used to help justify early promotion of a ra- be multiplied by four, whereas that for an article
diologist from assistant to associate professor. published 4 years ago would be multiplied by
The stratification of academic rank appears to one and that for an article published 6 years
be more reproducible on the basis of h-index ago would be multiplied by four and divided by
than on the basis of publication count or cita- six. Thus, older published articles are given less
tion count; consequently, the h-index is used weight, and emphasis is placed on articles that
as a factor in academic promotions at some are more recent (4).
institutions.
e-Index
m-Quotient Given that incremental increases in the h-index
The m-quotient (or m-index) is a variant of the become progressively more difficult, additional
h-index and is defined as an individual’s h-index citations of articles that constitute the h-index do
divided by the number of years since his or her not count toward an individual’s h-index. A re-
first publication (3). This value represents the av- cently created adjunct parameter called the e-index
erage amount the author’s h-index has increased indicates the excess citations of the top h articles
per year over his or her publishing career and can that do not count toward the h-index (5). For in-
help differentiate between two authors with simi- stance, for an author with an h-index of 10, the e-
lar h-indexes but different career lengths. An h- index is the average number of citations beyond 10
index of 12 for an individual 10 years into his or for the 10 most frequently cited articles. In other
her career (m-quotient of 1.2) may be considered words, e is the square root of all excess citations for
as more substantial than an h-index of 12 for an articles that constitute the h-index. Alternatively, if
individual 24 years into his or her career (m-quo- one identifies the set of articles that constitute the
tient of 0.5). However, use of the m-quotient can h-index and adds the number of citations, h2 cita-
penalize individuals who demonstrate research tions are used for the h-index, and the remainder
productivity early in their career (eg, during are considered excess citations (e2) (Fig 1a). Thus,
undergraduate school) followed by years during e = (total citations − h2)0.5. It is probably easier
which their focus is on education (ie, medical to understand the equation after learning the
school and residency training). concept than the other way around. The e-index
does not have to represent a whole number and
hc-Index will typically decrease when the h-index increases;
The contemporary index (hc) is a variant of the however, the e-index will increase during the time
h-index that time-weights citations. It is derived when the h-index is stable.
by multiplying the citation count for an article
by four, then dividing by the number of years g-Index
since publication. The citation count for an ar- The g-index is defined as a number such that
ticle published in the current year would simply the top g articles are cited an average of g times
RG • Volume 35 Number 3 Choudhri et al 741
(or are cited g2 or more times). Whereas the e- tor differs from the impact factor in two impor-
index attempts to complement the h-index by tant ways. First, citations from more widely read
addressing excess citations beyond h (which are journals, as determined by the citing journal’s Ei-
ignored by the h-index), the g-index includes all genfactor score, are given greater weight, thereby
citations for the top g articles (2). That is, the limiting the ability to use articles in low-impact
top g articles average g citations each (Fig 1b). journals as a means of garnering excess citations.
Second, although there is a 1-year census period
i-10 (i-n) Index (as with the impact factor), the target window is 5
The i-10 index is the number of publications years. The mathematic algorithm used to calculate
that have been cited 10 or more times and rep- the Eigenfactor is much more robust and less sub-
resents an attempt to sift through unsubstantial ject to rapid fluctuations or manipulation.
work (ie, throwaway articles). An i-n index could The Eigenfactor gives increased weight to cita-
accordingly be calculated for any n, such as i-5 tions from more widely read journals by using the
(which may be more helpful in evaluating more concept of eigenvector centrality, which measures
junior authors) or i-100 (which could be applied the importance of a specific “node” to a network.
to compare entire departments). On the Internet, a more highly trafficked web-
site would receive a higher eigenvector centrality
Evaluation of Journals score than a less highly trafficked website. Simi-
larly, the Eigenfactor calculates which journals
Impact Factor (nodes) receive more citations (higher eigenvec-
The impact factor was developed by Eugene tor centrality score). Citations from more active
Garfield and the Institute for Scientific Infor- journals are given more weight than citations
mation (acquired by Thomson Scientific and from less active journals.
Healthcare in 1992). The impact factor takes At its core, this is what gives the Eigenfactor
into account all indexed citations received by a little more credibility than the impact factor. It
a given journal (target window) divided by the is more difficult to “game” where citations come
number of “citable” articles published by a jour- from and to do so consistently. It is also very diffi-
nal (census period). By convention, the impact cult for a journal to artificially increase the number
factor usually refers to the previous 2 years of of citations it receives from a more popular and
publication, although a 5-year impact factor is widely read journal. Journals with a higher Eigen-
also used (6). factor than impact factor are those that have gar-
Because different sciences can have vastly dif- nered the attention of more established journals
ferent publication and citation rates, it is incor- and more researchers within their community.
rect to use the impact factor to compare journals
in different fields. It is also very difficult to com- Article Influence Score
pare individual researchers. Instead, the impact The AIS is derived from the Eigenfactor score
factor is best used to compare different journals (23). The first step in deriving the AIS is to de-
from the same scientific discipline. termine the number of articles published by a
The impact factor has been published since journal over a 5-year period and divide by the
1972 and has been widely used to determine the total number of articles published by all journals
importance of a journal. Unfortunately, this has during the same period. This gives an idea of
led to many criticisms regarding impact factor and what percentage of the total number of scientific
to certain changes in editorial policy. For example, articles were published in a given journal. The
the definition of what constitutes a citable article Eigenfactor score is then divided by this percent-
in a journal can be manipulated to decrease the age, and the number is normalized to 1. An AIS
denominator and increase the impact factor. One greater than 1 means that each article in that
widely cited article in a journal can artificially in- journal has above-average influence, whereas a
flate the impact factor for that journal, even if it score below 1 means that each article has below-
is a controversial article that is cited in criticism. average influence. For instance, the 2012 AIS for
Case reports are often cited only infrequently, RadioGraphics was 1.087, suggesting that articles
which contributes to many journals opting to dis- in RadioGraphics have a greater influence than the
continue publishing this type of article for fear of average article in the scientific literature.
negatively affecting the impact factor.
SCImago Journal Rank
Eigenfactor The SJR was developed by the SCImago Re-
The Eigenfactor was developed by researchers at search Group at the University of Extremadura
the University of Washington and the University of in Spain (24). Like the Eigenfactor, the SJR
California at Santa Barbara (7,22). The Eigenfac- uses a page-rank algorithm to determine which
742 May-June 2015 radiographics.rsna.org
citations are from more widely read journals, print” articles, which have previously not been
with these citations being given more weight. available on other databases. The major limita-
The main difference between the Eigenfactor tions of PubMed are that (a) articles are con-
and the SJR is that the former relies on the In- fined to the biomedical and life sciences journal
stitute for Scientific Information WOS database literature and (b) there is very little citation
(25), whereas the SJR relies on the Scopus da- analysis. MEDLINE is the most common source
tabase (26). of material sought by physicians using PubMed,
In 2012, an updated version of the SJR although PubMed does include other databases.
known as the SJR2 was introduced (27). The
SJR2 differs from the SJR in that it measures Scopus
the cosine of the citing and cited journals to Launched in 2004 by Elsevier, Scopus (26) is
determine the thematic relationship of the jour- the largest online bibliometric database and in-
nals. Journals that often cite each other are con- cludes journal articles from all major disciplines
sidered to be thematically close and are given published from 1966 onward, including articles
greater weight. In addition, unlike any other bib- from the social and physical sciences that are not
liometric parameters, the SJR2 divides the pres- included in PubMed. Citation analysis is more
tige gained by a journal by the number of citable robust with Scopus than with PubMed and is
documents. The more often that related journals available for articles published after 1996; how-
cite a specific journal, the more prominence that ever, there are stated plans to extend archiving
journal is given in its respective discipline. This back to 1970. A unique advantage of the Scopus
computation was included to address a fun- database is individual author identification, which
damental issue that affects many other biblio- groups articles by author on the basis of affilia-
metric measures: As more journals and articles tion and coauthors. This allows separation of re-
are added to research databases, bibliometric sults for authors with similar names, and authors
parameters are “diluted,” and comparison of can report errors or omissions to maintain the
numbers over time becomes limited. accuracy of their listings. In contrast, PubMed,
Google Scholar, and WOS all search for specific
Source-normalized Impact per Paper strings of text to group authors, so that authors
SNIP was created by Professor Henk Moed at with similar names are not separated. More re-
the University of Leiden, the Netherlands (28). cently, Scopus has added partial indexing of ar-
Similar to the SJR, SNIP gives greater weight ticles published online ahead of print. However,
to citations from the same scientific discipline. with Scopus, each author has a unique identifier,
Citations in fields that have fewer overall cita- which provides accurate author identification.
tions are given more weight. In essence, SNIP Unlike PubMed, Scopus is not free to users. Al-
divides a journal’s citation count per paper by though it is owned by Elsevier, Scopus is run by
the “citation potential” in a given discipline. A a separate administrative group to limit any con-
major factor is the number of citations included flict of interest.
in a given article, a number that varies by dis-
cipline. For instance, a citation from an article Web of Science
with 200 references will count for less than a Although the Thomson Reuters WOS database
citation from an article with only 20 references contains fewer articles than Scopus, it has articles
(29). Because SNIP takes this citation potential from 1900 onward (25). Like Scopus, WOS in-
into account, it can be used to compare journals cludes journal articles from all major disciplines,
from different disciplines, and even to compare although the total number of disciplines covered
different disciplines with one another. Like the is slightly less than that of Scopus. WOS does have
SJR, SNIP makes use of the Scopus database robust citation analysis, although a recent study
(discussed later). found 20% more articles in a citation analysis per-
formed with Scopus compared with WOS (30).
Databases WOS is perhaps most robust when evaluating
research conducted prior to 1996. Like Scopus,
PubMed WOS is not free to users.
Created by the National Library of Medicine
and launched in 1997 as a freely available in- Google Scholar
terface to the MEDLINE database, PubMed Google Scholar is the newest entry into the sci-
has become one of the most popular and widely entific database community. It is free to users,
used search engines for use with the medical offers robust search capacity, and may be the
literature. A unique advantage of PubMed is best way to access obscure information, such as
the incorporation of “published online ahead of articles published in journals that have yet to
RG • Volume 35 Number 3 Choudhri et al 743
Publication or Index W X Y Z
Publication
Paper 1 25 6 10 18
Paper 2 1 6 8 7
Paper 3 1 6 5 2
Paper 4 1 6 3 1
Paper 5 1 6 2 1
Paper 6 1 0 2 1
Total 30 30 30 30
Index
h-Index 1 5 3 2
e-Index 5.4 2.2 4.6 5.1
g-Index 5 5 5 5
Note.—Table 5 shows the citation profile of four physicians, each
with six publications and a total of 30 citations. Dr X has the
highest possible h-index of 5; accordingly, the e-index is lower. Dr
W has the lowest possible h-index of 1 and therefore the highest
possible e-index of 5.4. Thus, it is not valid to compare e-indexes
between researchers who do not have comparable h-indexes.
elaborate measures because of the “zipfian” nature 7. Bergstrom CT, West JD, Wiseman MA. The Eigenfactor
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