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How RAND Invented the Postwar World
SATELLITES, SYSTEMS ANALYSIS, COMPUTING, THE INTERNET—ALMOST ALL THE DEFINING FEATURES
OF THE INFORMATION AGE WERE SHAPED IN PART AT THE RAND CORPORATION BY VIRGINIA CAMPBELL
TO SOME FIRST- RATE ANALYTICAL MINDS , HAVING INTELLEC - Centralized, That was the genesis of the original
tual elbow room in which to carry out advanced research can decentralized, and “think tank,” Project RAND, the name
be a greater lure than money, power, or position. Academic distributed networks, being short for Research and Develop-
requests, and it could turn down Air Force proposals that it As a result, a certain mystique has always surrounded the
believed were inappropriate to the strengths of its 200 staff RAND Corporation, with both supporters and detractors attrib-
researchers. uting to it virtually limitless influence and achievements. What
Today the RAND Corporation, as it has been known since is undeniable is that RAND has played a central role in the crea-
it became independent of Douglas in May 1948, is a nonprofit tion of critical technological developments since World War II,
organization with more than 800 researchers. It performs re- most prominently during the nail-biting era of the Cold War.
search for many sponsors besides the Air Force, most of them The extraordinary feature of RAND that emerged quickly
nonmilitary. Throughout its history it has conducted innu- after its creation was its interdisciplinary approach to identify-
merable studies, often with world-changing results, involving ing, evaluating, and applying technology. The organization was
technologies both military and civilian. Some of its most ex- structured along conventional academic lines, with departments
ceptional work, though, has gone unsung, for a number of rea- of mathematics, physics, engineering, economics, psychology,
sons. First, RAND’s work consists of ideas and assessments, chemistry, and aerodynamics. But under the leadership of Frank
rather than inventions or manufactured goods. Second, a good Collbohm, a former Douglas test pilot and engineer, and excep-
part of its most technologically interesting research has been tional division heads like John Williams of the mathematics
done under secret classification. And third, RAND’s preferred department, RAND sought to cross those lines at every oppor-
public stance has always been one of understatement. tunity. Its mathematicians and physicists were urged to be con-
versant with the concepts its engineers and
economists were pursuing, and vice versa.
As Arthur Raymond, the chief engineer
Franklin R. Collbohm, a of Douglas Aircraft, said in 1947, RAND
former Douglas engineer studied “systems and ways of doing things,
and RAND’s first rather than particular devices, particular
president, in his office. instrumentalities, particular weapons, and
we are concerned not merely with the phys-
ical aspects of these systems but with the
human behavior side as well.” The result-
ing intellectual crossbreeding bore epochal
results. And the fact that all ideas were fo-
cused on concrete military challenges put
a firmly pragmatic tug on RAND’s creative
intellectual freedom.
The organization’s very first report, “Pre-
liminary Design of an Experimental World-
Circling Spaceship,” was issued in May of
R
AND ’ S INTERDISCIPLINARY PHILOSOPHY WAS SO ESSEN - reason the Air Force had ignored the danger of a surprise attack
tial to its functioning that it became the driving concern so soon after Pearl Harbor. In any case, Wohlstetter (whose
in the architecture of the purpose-built facility RAND wife, Roberta, was a RAND researcher and historian working
moved into in 1953. John Williams had planned the layout of on what would be a classic early study of Pearl Harbor) wrote
the building to heighten the probability that researchers from a report that provoked a huge change, affecting everything from
different fields would come face-to-face in the course of their specific mechanical procedures to the entire orientation of
daily activities. From the outside, RAND’s headquarters had a strategic policy.
functional, unremarkable mid-century look. Inside, however, On the simplest level, it established aerial refueling of the
the small, quiet offices in which analysts worked (there were strategic bomber force as a routine practice. Wohlstetter’s
no traditional laboratories, since RAND was devoted to pencil- study made clear that strategic bombers should be based se-
and-paper research) were arranged in a two-floor grid around curely within the continental United States and not in Europe,
a set of square outdoor courtyards. It was impossible for any where they would be vulnerable to attack themselves. This
economist or psychologist to go far without encountering a made in-flight refueling a must. Wohlstetter’s work also gave
physicist or engineer, which meant that theoretical constructs high-profile urgency to technologies that enhanced the surviva-
got steadily confronted with the shaping forces of economic bility of military assets, including communications.
reality, human behavior, and utilitarian concerns. In work that ran parallel to Wohlstetter’s, the RAND analyst
Meanwhile, the interdisciplinary approach was yielding con- Bruno Augenstein, who had come to Santa Monica in 1949 from
crete results. A researcher named Ed Paxson used the term sys- Purdue University, established the technical foundation for the
tems analysis to describe the process of analyzing not just a Air Force’s accelerated development of intercontinental ballistic
military operation but the entire complex of activities in which missiles (ICBMs). Essentially, he joined the idea of the nuclear
blast to the idea of rocket propulsion. At that time nuclear bombs in mathematical terms. Under his influence, RAND researchers
were heavy and unwieldy, and rockets were imprecise. But Au- added game theory to their arsenal of techniques, using it, for
genstein realized that if you could achieve more precision in example, to predict the outcome of various scenarios involving
missile guidance, you would need a less powerful blast at the nuclear confrontations.
target, which meant a smaller warhead that could be carried While most of RAND’s researchers shunned experimental
by a smaller rocket needing a smaller amount of propulsion. work, it was the mathematicians, of all people, who got their
Augenstein and his team worked out the calculations cover- hands dirty by building a computer, which they affectionately
ing precision guidance, rocket technology, high-yield weapons, named the Johnniac in honor of Von Neumann. It was simple
re-entry techniques, and strategic reconnaissance to arrive at justice for the computer to be so named, because it was one of
a set of feasibility alternatives and design tradeoffs. They then fewer than 10 “Princeton-type” parallel scientific computers
gave a four-hour briefing to a Department of Defense commit- built to the logic Von Neumann had developed at the Institute
tee chaired by the mathematician John Von Neumann, which for Advanced Study.
made recommendations based on RAND’s results. Augenstein
T
reported his work in a 1954 memorandum that is widely re- HE MACHINE , WHICH BECAME OPERATIONAL IN 1953 —
garded as the most important document of the missile age. The four years after Williams and others had determined that
Air Force’s ballistic-missile program would never have received they couldn’t simply buy what they wanted—was custom-
top priority as early as 1955 without it, and since this program built at RAND with a slate of features that made it groundbreak-
helped develop the basic space-launch capability that is used ing and ruggedly adaptable to the most practical concerns. It used
to this day, America’s space program would have proceeded punch-card input and output devices, and it was designed to al-
more slowly as well. low easy access to all of its 80 vacuum tubes for ready mainte-
Though systems analysis was the grand concept behind nance. So thorough were the efforts to keep its moving parts cool
RAND’s highest-profile work, the most important key to RAND’s and operational (most pioneer computers could run without
L E F T: C O U RT E S Y O F T H E R A N D C O R P O R AT I O N ; R I G H T: L E O N A R D M C C O M B E / T I M E L I F E P I C T U R E S / G E T T Y I M A G E S
overall creativity was the sheer intellectual force of its mathe- interruption for only painfully short times) that researchers who
matics department, with people like Williams, Von Neumann were exposed to the closed-cycle air cooling system during main-
(who served as a consultant), and Willis Ware (who came to tenance began referring to the Johnniac as the Pneumoniac. The
RAND in 1952 from Princeton University). At the Institute for Johnniac was remarkably reliable for its time; the IBM 701 that
Advanced Study, in Princeton, New Jersey, Von Neumann had RAND soon acquired never matched it in this respect.
pioneered the discipline of game theory, which formalizes the Because RAND needed increasingly complex calculations to
human decisions involved in games, negotiations, and so forth attack the problems it had defined through systems analysis,
the Johnniac was continually being improved. When
storage tubes made by RCA proved too troublesome,
RAND had the International Telemeter Corporation
develop the first commercially produced magnetic-
core memory. The Johnniac also served as a test bed
for advances that were later adopted by commercial
computer makers, such as the first 140-column-wide,
high-speed impact printer and a swapping drum to
support multiple users of one of the first online time-
sharing systems.
For a think tank like RAND, which deals in analy-
sis, the production of an actual concrete object is
a collateral, if not accidental, occurrence. It is for
good reason that RAND’s researchers as well as
the users of its output have
Left: The Johnniac’s long joked that RAND stands
console. Right: for Research and No Devel-
Analysts play a war opment. The Johnniac was one
game, with bomb major exception to this rule.
bursts and planes. Another was the 1955 volume A
JUST BUY WHAT THEY WANTED.
COLD WAR CONSIDERATIONS PLAYED DIRECTLY INTO RAND’S ROLE IN DEVEL
Million Random Digits With 100,000 Normal Deviates. The technologies involved in bringing this off—including
(According to RAND legend, the latter half of the title caused rocket propulsion, television cameras, and electronic trans-
the book to be catalogued under Psychology by the New York mission—were in various stages of development, some suffi-
Public Library.) ciently short of maturity to give the Air Force pause. In gen-
RAND developed its collection of random numbers by first eral the Pentagon put far greater trust in spy planes, but the
building a machine, basically an electronic roulette wheel, to Air Force allowed RAND to continue its work on space re-
generate them and then subjecting the results to rerandom- connaissance.
ization and severe testing to weed out any unintentional pat-
O
terns. RAND needed the numbers for the vast assortment of NE IMPORTANT ELEMENT THAT PROJECT FEED BACK
probability procedures that its research called for. The rest envisioned was the use of magnetic-tape storage to hold
of the world needed them too, for everything from polling video images until the satellite flew over a point where
to sociological surveys. In a slightly more esoteric application, they could be transmitted back to earth. As part of the study,
there is the story of the submarine commander who kept A Mil- RAND contracted with a small California company called
lion Random Digits next to him when his sub was on patrol Ampex Corporation that was doing groundbreaking work on
duty for use in setting his evasion courses. The book went video recording and magnetic tape. RAND’s support spurred
through three printings by 1971, stood the test of time as a on Ampex’s efforts, which proved crucial to the development
standardized text, and was reprinted anew in 2001. Within of the commercial video-recording industry we have today.
RAND, the joke about this surprise classic is that it is perhaps The RAND researchers Amrom Katz and Merton Davies tire-
the only case in which a random misprint would not be con- lessly briefed decision makers on Project Feed Back, continu-
sidered an error. ing to argue in favor of space as a recon-
RAND’s work on reconnaissance, which began in its earli- An illustration from naissance arena for the Air Force. RAND’s
est years and continued for decades, resulted in some of its RAND’s first report, 1954 Project Feed Back report became
most impressive accomplishments. The organization’s stud- on a “world-circling the blueprint for the development of an
ies in infrared detection in the early 1950s led directly to the spaceship,” in 1946. Air Force space reconnaissance vehicle,
space-based early-warning sys- and the contract for the vehicle,
tem against Soviet attack. RAND identified as WS-117L, went to
researchers verified by calcula- Lockheed in 1956.
tion that sensors could detect Back at RAND, Katz and Da-
the exhaust plume of a rocket vies watched as electronic trans-
sitting on a launch pad. mission difficulties began to bog
Only since the mid-1990s, with down progress on WS-117L. But
the declassification of work from their colleague Richard Raymond
the 1950s, has RAND’s most in- had suggested a design that did
teresting work in space reconnais- not use a video camera and hence
sance been put in perspective. did not require video storage or
LEONARD MCCOMBE/TIME LIFE PICTURES/GETTY IMAGES
Back in 1946 RAND was avidly transmission. It used conventional L E F T: C O U RT E S Y O F T H E R A N D C O R P O R AT I O N ; R I G H T:
upper atmosphere with weather and reconnaissance balloons. RAND to look into the survivability of command-and-control
The Air Force objected to Raymond’s idea, mostly because structures in a nuclear war, he joined the project with the idea
it wanted real-time reconnaissance and judged his approach that McCulloch’s work with human brains might provide a
far too slow. Then the Soviet Union launched its Sputniks in fruitful analogy, even a model.
1957, sending a shock wave through the Pentagon. Suddenly The question Baran first confronted was this: How, in the
the midair retrieval system, which yielded pictures at least as event of a strike against the United States that might take out
quickly as reconnaissance planes, began to look very good as critical points of the command-and-control hierarchy, could
an interim strategy. the “go” or “no go” command for a counterstrike be communi-
Spurred by new urgency, WS-117L was redefined and be- cated? This was a chilling, unanswered question in 1960, when
came highly classified under CIA management. The public, tensions between America and the Soviet Union were fierce and
which had become aware of WS-117L from press coverage, unstable. Baran had heard RAND’s president, Frank Collbohm,
was told that the project had been canceled. Even Katz and express reservations about the Air Force’s dependence on high-
Davies, whose advocacy frequency communication
had helped bring about and suggest using AM
what was now taking radio stations for surviv-
place, were never told the ability. So Baran, using
truth. The reasoning was RAND’s Johnniac, plotted
that Katz was such a talk- AM radio stations across
er that he would raise the country and outlined
suspicion if he abruptly a redundant network for
dropped his favorite sub- communicating a simple,
ject, as he would have to crucial “go” or “no go”
do. Space reconnaissance message.
throughout the 1960s was On the basis of Baran’s
done very much as Katz work, the Air Force built
and Davies had urged. The the first emergency broad-
system was crucial to the cast system by “hijacking”
nation’s defense, because the AM network and send-
not until the 1970s were ing a signal that couldn’t
the problems associated be heard on radio but
with electronic transmis- Roger Johnson of RAND could be transmitted from
sion of high-resolution shows a model of an node to node. However,
video images back to experimental airplane. once Baran had talked with
earth finally worked out. people at Air Force bases
Cold War considerations also played directly into RAND’s around the country, he knew that communicating a “go” or “no
role in developing the concept behind what we now know as go” message was a very bare minimum requirement and that
the Internet. In 1959 RAND’s reputation for intellectual free- unlimited communication was what was ultimately needed. To
dom induced a young engineer named Paul Baran to leave have that in a robust, redundant system, digital technology was
Hughes Aircraft and pursue his interests at RAND, a few miles called for.
away. Baran was intensely interested in improving the reliabil- That’s where Baran’s key idea came in. He envisioned break-
ity of the military “command and control” system—the means ing each message into standardized blocks of data, with each
of communicating crucial information and orders from one block containing information about its recipient, its origin,
level of command to another. This system could come under the length of time it had been in the network, and its position
severe strain when it was most needed, in the event of an within the message of which it was a part. A series of blocks
enemy attack. would go out into the network and make their way through
Even before arriving at RAND, Baran had been thinking it in any sequence they could—each one sending back a con-
about the concepts of redundancy and rerouting that were firmation from the new node to the previous node—until all
put forth in the neurobiologist Warren McCulloch’s work on the blocks arrived at their destination. If a certain node was
“neural nets.” When he heard that the Air Force had asked not available, a block that was sent to it would bounce back
and tell the node it had just come from to avoid sending any on ARPA projects in 1969, and over the following decades it
further blocks that way. When all the blocks reached their des- gradually shed its military orientation to become the Internet
tination, they were reconstituted into a message. we know today.
Baran’s idea was a brilliant inspiration to those who under- Just as consequential as RAND’s contributions to the Inter-
stood the concept of digital technology. But 40-odd years net were its accomplishments in computer software, particu-
ago the digital universe was little more than fantasy to a world larly the software it developed for linear programming. Linear
immersed in analogue reality. The people in charge of the na- programming (with programming used in the sense of plan-
tion’s largest, farthest-reaching communication system, the tele- ning or allocation, not as a reference to computing) basically
phone monopoly of AT&T, were analogue folk. AT&T even involves finding the optimum value for a multivariable func-
refused to listen to its own innovative research division, Bell tion governed by a system of linear equations. One classic prob-
Labs, and turned down the Air Force’s request for a study of lem involves designing a diet that will contain specified mini-
digital network possibilities. Prodded by RAND, the Air Force mum levels of certain nutrients. Given an assortment of pos-
decided to do the work itself. Then the Department of Defense sible foods, along with their prices and a list of what nutrients
intervened to decree that work of this type belonged exclusively they contain, what is the cheapest way to satisfy the constraint?
under the purview of the Defense Communications Agency, not RAND has published many Many problems of this type come
the Air Force. But the DCA wasn’t interested in digital tech- books over the years, up in management. The inputs may
nology, so nothing happened. aimed at widely varying be raw materials, personnel, or me-
The instigation for the Internet ultimately came in 1966, groups of readers. chanical parts, for example, and the
when Robert Taylor, director of the Information Process- constraints may involve cost, time,
ming problems could suddenly be solved in a hurry with the active frontier of technological advance. Both Willis Ware
aid of a computer. In a 1963 RAND report, Dantzig described and Bruno Augenstein have suggested that the time and place
the simplex method in action: “To solve [the problem earlier (post–World War II Southern California) in which RAND was
described] by brute force . . . would require solar systems full created had a great deal to do with the intellectual leaps it
of nano-second electronic computers running from the time of came up with. RAND’s early reconnaissance research not only
the big bang until the time the Universe grows cold to scan all prompted technological innovations in the military but also
the permutations in order to be certain which is best. Yet it spurred private-sector developments like video recording. That
takes only a second using an IBM-370-168 and standard sim- work was declassified only in the mid-1990s, and the next
plex method software.” decades may well reveal other consequential research that can
only be hinted at now. In the meantime, the advances that
P
RECISION AND ACCURACY ARE DIFFERENT THINGS , OF can be discussed, such as the work that Paul Baran did lead-
course, and any analytical solution, no matter how clever, ing to the Internet, make a persuasive case that an organi-
is only as good as the model used to derive it. In the zation whose sole job is to generate ideas can promote the
excitement that attended RAND’s advances, some enthusi- advance of technologies with the power to change the life of
asts got carried away and forgot this important truth. In an an entire culture. ★
echo of Jeremy Bentham’s “felicific calculus” of the eigh-
teenth century, ambitious social scientists tried to express a VIRGINIA CAMPBELL is a freelance writer living in Los Angeles.
host of amorphously defined social benefits and costs
with mathematical equations and use them to make
“scientific” policy decisions on economic, budgetary,
and natural-resource issues. Robert McNamara, who
had been an enthusiast of RAND-style analysis as a
high-ranking executive at the Ford Motor Company,
tried to run the Vietnam War with models and com-
puters, learning too late that unanticipated factors
without a variable in the equation can greatly alter the
outcome.
From a strictly technological standpoint, RAND’s
glory days ended sometime in the late 1960s. By then the
Air Force had drawn significant benefits from RAND’s
emphasis on free inquiry, cross-fertilization, and systems
analysis, and its own research activities had incorpo-
rated these techniques. Other organizations and busi-
nesses saw that RAND’s research could be useful to
them, and they began offering subsidies for projects that
had nothing to do with the military. As the 1970s wore
on, RAND shifted more and more from actively creat-
ing the frontiers of technology to concentrating on pol-
icy analysis, military and nonmilitary. These studies have
ranged far afield. One mid-1970s report, for example,
suggested that some recovering alcoholics could safely
drink in moderation instead of abstaining completely.
Another set of studies evaluated cost, safety, and envi-
ronmental impact for a proposed set of storm barriers
along the Netherlands’ northern coast. More recent pub- An Air Force officer
lications have run the gamut from the arts to counter- peers out from a room
terrorism. used by umpires in
RAND’s policy-centered work has been impressive RAND’s war games.
and influential, but most of it has not occurred at the