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Bilingual
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Bilingual
life and reality

François Grosjean
Copyright © 2010. Harvard University Press. All rights reserved.

Harvard University Press


Cambridge, Massachusetts, and London, England
2010

Grosjean, François, et al. Bilingual : Life and Reality, Harvard University Press, 2010. ProQuest Ebook Central,
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Copyright © 2010 by the President and Fellows of Harvard College
all r ights r eserv ed
Copyright © 2010. Harvard University Press. All rights reserved.

Printed in the United States of America

Library of Congress Cataloging-in-Publication Data


Grosjean, François.
Bilingual : life and reality / François Grosjean.
p. cm.
Includes bibliographical references and index.
ISBN 978-0-674-04887-4 (alk. paper)
1. Bilingualism. I. Title.
P115.G75 2010
404′.2—dc22 2009043291

Grosjean, François, et al. Bilingual : Life and Reality, Harvard University Press, 2010. ProQuest Ebook Central,
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To Henri Jean-Baptiste, Caroline, Faith, Jill, and Brigitte,
as well as to Lysiane, Marc, and Eric, who, among many others,
became bilingual unintentionally and live(d) their lives
with two or more languages
Copyright © 2010. Harvard University Press. All rights reserved.

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Contents

Acknowledgments ix
Introduction xiii

p a rt 1 . biling u a l a d u lt s

1. Why Are People Bilingual? 3


2. Describing Bilinguals 18
3. The Functions of Languages 28
4. Language Mode and Language Choice 39
5. Code-Switching and Borrowing 51
6. Speaking and Writing Monolingually 63
7. Having an Accent in a Language 77
8. Languages across the Lifespan 85
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9. Attitudes and Feelings about Bilingualism 97


10. Bilinguals Who Are Also Bicultural 108
11. Personality, Thinking and Dreaming, and
Emotions in Bilinguals 121
12. Bilingual Writers 134
13. Special Bilinguals 145

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c o n t e n t s

p a rt 2 . bilin g u a l c h ild r e n

14. In and Out of Bilingualism 163


15. Acquiring Two Languages 178
16. Linguistic Aspects of Childhood Bilingualism 191
17. Family Strategies and Support 205
18. Effects of Bilingualism on Children 218
19. Education and Bilingualism 229

Conclusion 243

Notes 247
Index 271
Copyright © 2010. Harvard University Press. All rights reserved.

viii

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Acknowledgments

I wish to express my gratitude to the many people


who have helped me in preparing this book. A very cordial thank
you to Elizabeth Knoll, senior editor for behavioral sciences and
law at Harvard University Press, who encouraged me to “come back
home” for this new book and who has been most helpful at various
stages of its preparation. She also very kindly accepted that I use a
few carefully chosen extracts from my first book, Life with Two Lan-
guages. All my thanks to Julie Hagen, who did a wonderful job with
the copyediting and with whom I enjoyed working. A few special
people took time off to meet with me or to interact extensively with
me via e-mail concerning aspects of bilingualism: Elizabeth Beau-
jour, an expert on bilingual writers; Maria Brisk, a specialist in
Copyright © 2010. Harvard University Press. All rights reserved.

bilingualism and education; Nancy Huston, a well-established En-


glish-French bilingual writer; Olivier Todd, an international jour-
nalist and author of biographies; Ellen Bialystok, an expert on the
effects of bilingualism in children; Aneta Pavlenko, an authority on
various aspects of bilingualism; and Corey Heller, editor of Multilin-
gual Living Magazine, who helped me with the list of concerns that
parents have when raising bilingual children. To these individuals I
should add two anonymous reviewers and a member of the Har-

ix

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a c k n o w l e d g m e n t s

vard University Press Board of Syndics, who gave me some very


valuable suggestions. May they all receive my heartfelt gratitude.
My thanks also go to those who have sent me their papers (and
even books) and who have spoken or written to me. Among them:
Cristina Banfi, Veronica Benet-Martinez, John Berry, Philippe
Blanchet, Robbins Burling, Susana Chávez-Silverman, Vivian Cook,
Tim Cruikshank, Jim Cummins, Susanne Döpke, Nadya Direkova,
Karen Emmorey, Lily Wong Fillmore, David Green, John Hale,
Michèle Koven, Asaid Khateb, Elizabeth Lanza, David Luna, Ste-
phen Matthews, Teresa McCarty, Elena Nicoladis, Johanne Paradis,
Barbara Zurer Pearson, Jennifer Prather (Ariel Dorfman), Paul Pres-
ton, Cathy Price, Marie-Eve Perrot, Elliot Roth, Robert Schrauf,
Cecilia Serra Stern, Timothy Shanahan, Merrill Swain, Jeanine
Treffers-Daller, Jyotsna Vaid, Guadalupe Valdés, Marilyn Vihman,
Virginia Yip, Katherine Yoshida, Martine Walsh, Janet Werker, Iwar
Werlen, and Jeannie Wurz.
I wish to thank the following for permission to reproduce ma-
terial in this book: Camilla Cai for excerpts from Einar Haugen,
The Norwegian Language in America: A Study in Bilingual Behavior
(Bloomington: Indiana University Press, 1969), and Einar Haugen,
“The Stigmata of Bilingualism,” in Anwar Dil, ed., The Ecology of
Language: Essays by Einar Haugen (Stanford: Stanford University
Copyright © 2010. Harvard University Press. All rights reserved.

Press, 1972); Harvard University Press for excerpts from François


Grosjean, Life with Two Languages: An Introduction to Bilingualism
(Cambridge, Mass.: Harvard University Press, 1982), copyright ©
1982 by the President and Fellows of Harvard College; McArthur &
Company for excerpts from Nancy Huston, Losing North: Musings on
Land, Tongue and Self (Toronto: McArthur & Company, 2002), copy-
right © 2002 by McArthur & Company.

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a c k n o w l e d g m e n t s

Finally, my deep gratitude goes to my immediate family, Lysiane,


Marc, and Eric, who have been wonderful in their support over the
years and so interesting to interact with when discussing, among
other things, our lives with two or more languages in several cul-
tures.
Copyright © 2010. Harvard University Press. All rights reserved.

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Introduction

As I sit down to work on this book, I marvel at peo-


ple who are bilingual—that is, who use two or more languages in
their everyday life. In the span of a few hours this Monday morn-
ing, I bought croissants in French from the baker’s wife, who then
served the next client in Swiss German; I accompanied my bilingual
wife into town to meet her trilingual Italian-French-German friend;
I stopped by my garage to have my car checked by a mechanic of
Portuguese origin, who explained to me, in French, how the cool-
ing system worked. While going from one place to another, I lis-
tened to the radio and heard that the former long-time Colombian
hostage Ingrid Betancourt had spent her Sunday in Paris with
French friends and had spoken in Spanish, on Colombia’s Caracol
Copyright © 2010. Harvard University Press. All rights reserved.

Radio, to the hostages who had not been freed along with her. I
also listened to Roger Federer in London, talking about the final he
had played at Wimbledon; he was tired, having finished his game
against Rafael Nadal quite late in the evening and then given inter-
views in his four different languages (Swiss German, German,
French, and English). Now, as I am settling down at my desk, ac-
companied by the music of George Frideric Handel, a German-
Italian-English trilingual, I can hear the children in the day-care

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i n t r o d u c t i o n

center across the street singing songs in French and Italian. Bilin-
gualism is indeed present in practically every country in the world,
in all classes of society, in all age groups. It has been estimated that
half of the world’s population, if not more, is bilingual. This book
is about them.
Why a new book after so many others on the same topic? The
reason goes back a long way. When I was a young student at the
University of Paris coming to terms with my own bilingualism and
biculturalism, I looked for a book on the subject and found only
scholarly works that were rather long and difficult to read (I wasn’t
a linguist then). In addition, I didn’t feel that they addressed the
very down-to-earth issues I was interested in at that moment, nor
did they answer some of my basic questions: What is bilingualism?
Was I really a bilingual? Why was I suddenly having difficulties with
language when things had gone smoothly until that point? (I had
just returned to France after a ten-year absence.) Was I English, as
my education had made me, or French, as my name and my pass-
port indicated? Was it all right to be bicultural? These were some of
the questions I was seeking answers to, and looking back over the
years, I now know that many bilinguals have asked themselves the
same questions. It took me quite some time, and my own delving
into bilingualism, first at the level of my master’s thesis and then as
Copyright © 2010. Harvard University Press. All rights reserved.

a researcher in my own right, to come to satisfactory answers.


More than forty years later, after publishing my books Life with
Two Languages and Studying Bilinguals and many scholarly papers, I
felt the need to write the simple, basic introduction I had been
looking for as a young man. Admittedly, there are numerous intro-
ductory textbooks on bilingualism (I am the author of one), there
are edited volumes and more specialized monographs, there is an
encyclopedia on the topic, and there are academic journals (I

xiv

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i n t r o d u c t i o n

helped found one), not to mention newsletters for bilingual fami-


lies and numerous Web sites dedicated to the subject. That said,
even though the phenomenon is widespread, bilingualism as a
topic is still unfamiliar to most people. In addition, bilingualism is
surrounded by a number of myths: bilinguals are rare and have
equal and perfect knowledge of their languages; real bilinguals have
acquired their two or more languages in childhood and have no ac-
cent in either of them; bilinguals are born translators; switching be-
tween languages is a sign of laziness in bilinguals; all bilinguals are
also bicultural; bilinguals have double or split personalities; bilin-
gualism will delay language acquisition in children and have nega-
tive effects on their development; if you want your child to grow up
bilingual, use the one person–one language approach; children be-
ing raised bilingual will always mix their languages; and so on.
My first aim in this book is to present the various facets of being
bilingual as simply and as clearly as possible and, while doing so, to
demystify who bilinguals are. Unlike with my more scholarly writ-
ings on the topic, I have a very general readership in mind here,
made up of those who are interested in bilingualism or involved,
in one way or another, with bilinguals: general readers and stu-
dents, parents planning to raise or already raising bilingual chil-
dren, spouses and members of extended families who interact with
Copyright © 2010. Harvard University Press. All rights reserved.

bilinguals, as well as colleagues and friends, and professionals who


deal with bilingual children, such as teachers, psychologists, and
speech therapists. My second aim—as important as the first—is to
offer bilinguals a book about who they are, written by someone
who is himself bilingual and who has been through the highs and
lows of living with several languages and cultures. Many bilinguals
do not consider themselves to be bilingual and are critical of their
own language competence. I hope that this book will help them

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i n t r o d u c t i o n

come to terms with their own reality and accept who they are—
competent but different types of users of languages.
I want this book to be optimistic but also realistic. Bilingualism
is not the burden or the problem it has been made out to be by
some, but neither is it the complete bliss that others would have us
believe. Bilingualism is quite simply a fact of life for millions and
millions of people, with its ups and downs, its good times and its
bad times, its moments of joy (there are many) and its moments of
frustration (there are some). As a bilingual and bicultural person
myself, I will try to describe people who, like me, know and use sev-
eral languages and interact with different cultures; I will try do so
in as clear and informative a way as possible.
This book has two parts: the first concerns bilingual adults and
the second bilingual children. Each part is broken down into short
chapters that discuss various aspects of the bilingual person. In
Part 1, I examine the reasons why people are bilingual and show the
extent of bilingualism. I then describe bilinguals in terms of lan-
guage fluency and use, and look at the different functions of the bi-
lingual’s languages. I spend three chapters on how bilinguals adapt
their language production to the situation and to those they are in-
teracting with—other bilinguals or monolinguals—and I cover such
bilingual behaviors as code-switching, borrowing, and interference.
Copyright © 2010. Harvard University Press. All rights reserved.

I then devote a chapter to what it means to have an accent in one or


several languages, something that is in fact quite normal when one
is bilingual. I continue with the bilingual’s languages across the
lifespan—that is, how the knowledge and use of different languages
wax and wane, depending on changing need. The next chapter ex-
amines the attitudes and feelings that bilinguals, and also mono-
linguals, have toward bilingualism. It is followed by a chapter on
biculturalism, a phenomenon that is not automatically linked to

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i n t r o d u c t i o n

bilingualism but impinges on the life of many bilinguals. This


is followed by a discussion of the personality of bilinguals, how
thinking and dreaming take place in bilinguals, and how they ex-
press their emotions with one or all of their languages. The final
two chapters in Part 1 deal with bilingual writers and other “spe-
cial” bilinguals. Over the years, I have described and championed
regular, everyday bilinguals. I continue to do so in this book, as
they make up the great majority of bilinguals. But I have decided
also to evoke special, sometimes exceptional, bilinguals: language
teachers, translators and interpreters, well-known people who are
bilingual, even secret agents, as well as bilingual authors who write
literature in their second language or in both their languages, an
outstanding feat.
In Part 2, I explain how children can go in and out of bilingual-
ism very rapidly and how this depends largely on the need they
have for the languages they are in contact with. I then discuss the
ways of becoming bilingual as a child: two languages are acquired
simultaneously in infancy, or one language is acquired in infancy,
followed by a second language at some later time. I follow this with
a chapter on linguistic aspects of childhood bilingualism, address-
ing dominance in a language, adapting to the language mode, lan-
guage “mixing,” bilingual children as interpreters, and the way bi-
Copyright © 2010. Harvard University Press. All rights reserved.

lingual children play with languages. I spend a chapter discussing


the strategies families can adopt to ensure that their children
become bilingual, and the support that they, and their children,
should receive to maintain the family’s languages. A chapter on the
effects of bilingualism on children’s development addresses a ques-
tion on the minds of many parents. I cover the problems of past bi-
lingualism studies and where the research stands today, and also
say a few words about bilingual children and language disorders. In

xvii

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i n t r o d u c t i o n

the final chapter I discuss education and bilingualism and review


programs in which the educational aim is not bilingualism, as well
as those where bilingualism is one of the goals.
What are the differences between this new book and Life with Two
Languages? First, this book is shorter and covers only certain aspects
of bilingualism, concentrating on the adult and the child. Political,
demographic, and social aspects of bilingualism, for example, are
not dealt with here. Second, this book is written so as to be accessi-
ble to a large general readership and not mainly to students and
professionals. Hence the shorter chapters, the far fewer references
made to the research literature, and the reduced emphasis on do-
mains—some of them my own—such as the cognitive and neuro-
linguistic aspects of bilingualism, or the modeling of bilingual pro-
cessing. Third, more than twenty-five years have passed since Life
with Two Languages was published, and my thinking on a few topics
has evolved. In sum, I would say that the two books are good com-
panions to each other. The reader who has finished this book and is
interested in knowing more may want to pick up the earlier work,
which covers more domains, is certainly more exhaustive, and of-
fers many more personal testimonies from bilinguals themselves.
As in Life with Two Languages, I let bilinguals speak for them-
selves about their personal experiences as people who live with two
Copyright © 2010. Harvard University Press. All rights reserved.

or more languages and cultures. I also present a few short ex-


tracts from the works of bilingual authors, including Eva Hoffman,
Nancy Huston, Richard Rodriguez, and Olivier Todd, because their
talent as writers allows them to express in just the right words feel-
ings about, and experiences of, bilingualism that many of us have
shared.
The scholarly references I cite in this volume span several de-
cades, although the majority are quite recent. Why such a large

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i n t r o d u c t i o n

time span, and why some older references? The answer is simple.
The study of bilingualism now has a long history, and it is impor-
tant to mention the classic works of some of the early research-
ers in the field, such as Einar Haugen, Uriel Weinreich, William
Mackey, Wallace Lambert, and others. They set the stage for schol-
ars of my generation, and for the ones following mine. That said, I
do not actually cite many references in this text, as I do not want to
weigh down the chapters with notes. Readers who want to delve
further into particular aspects of bilingualism may refer to my pre-
vious works, as well as to the many other introductory and more
advanced books on the subject.
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I

Bilingual Adults
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1
Why Are People Bilingual?

Out of curiosity, I googled the word “bilingual” and


came up with more than 32 million hits (a number that will have
increased by the time you read this). I then looked up the ways the
word was used and found it in the contexts of bilingual dictionar-
ies, bilingual professions, bilingual people, bilingual laws, bilin-
gual nations, bilingual books, bilingual toys, bilingual studies, bi-
lingual ballots, bilingual databases, bilingual schools, and so on.
As I went through the list (I gave up after a few pages), it became
clear that the word “bilingual” was being used in many different
ways, such as, “who know and use two languages” (in reference to
bilingual people), “which are presented in two languages” (bilin-
gual books, ballots), “which need two languages” (bilingual pro-
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fessions), “which recognize two languages” (bilingual nations), or


“which go from one language to the other” (bilingual dictionaries).
It also emerged that some expressions are not clear. Is a bilingual
school, for example, a school that welcomes and caters to two
monolingual language populations, a school that uses two lan-
guages in its teaching, or a school that promotes bilingualism in
its children? The take-home message from this is that we must

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b i l i n g u a l a d u l t s

be careful in interpreting the word “bilingual” when we see it or


hear it.
In this book matters will be simpler, as we will be concentrating
on bilingual adults and bilingual children. In addition, I propose
this definition of bilinguals at the outset:

Bilinguals are those who use two or more languages (or dialects) in
their everyday lives.

Three points need to be made with regard to this definition. First, it


puts the emphasis on the regular use of languages and not on flu-
ency, as I shall discuss in more detail in Chapter 2. Second, it in-
cludes dialects along with languages. Thus, an Italian who uses one
of Italy’s many dialects, such as Pugliese, as well as Italian is consid-
ered to be bilingual, just as a person who uses English and Spanish
on a regular basis is. Third, the definition includes two or more lan-
guages, since some people use three or four languages, if not more.
I have often been asked why I don’t use the word “multilingual.”
Two reasons come to mind. The first is that some people are “only”
bilingual (they know and use two languages) and it seems odd to
use the term “multilingual” when describing them. The second is
that the word “multilingual” is used less than “bilingual” in refer-
ence to individuals. There is a long tradition in the field of extend-
Copyright © 2010. Harvard University Press. All rights reserved.

ing the notion of bilingualism to those who use two or more lan-
guages on a regular basis.
Before spending several chapters examining the bilingual person,
we need to ask ourselves why people are bilingual and why it is that
so many inhabitants of the world use two or more languages in
their everyday life. In this chapter we will look first at the factors
that lead to bilingualism, and second at how extensive bilingualism
really is.

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why are people bilingual?

Reasons That Lead to Bilingualism


If you attempt to find out the number of languages there are in the
world, you will come up with many different answers. A primary
reason for this is how you define a language as compared with a
variety of a language, often called a dialect. When you include
each dialect as an independent language, the count goes up; when
you don’t, the number goes down. The Web site and reference
book Ethnologue: Languages of the World presents a comprehensive
catalogue of all the known living languages in the world today. It
basically applies the criteria of mutual intelligibility between dia-
lects and a common literature to determine whether two dialects
are part of the same language, but it also allows for exceptions
based on ethnolinguistic identities. According to the latest count
by Ethnologue, close to 7,000 languages exist in the world (the exact
number in the 2005 edition is 6,912 languages). The area with the
fewest languages is Europe (only 239 languages) and the area with
the most languages is Asia (2,269). One outstanding area, which we
all tend to see as vast but devoid of important land masses—and
hence of languages—is the Pacific, but in fact as many as 1,310 lan-
guages are spoken on the various islands scattered across the great
expanse of the Pacific Ocean.1
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With so many languages in the world (even though, according


to Ethnologue, some 516 of them are nearly extinct), a lot of con-
tact is bound to take place between people of different language
groups. And with such language contact, bilingualism will arise.
Members of one group will learn the language of another—just as,
for instance, Swiss Germans learn French, or immigrants to the
United States learn English. Sometimes the learning is reciprocal,
although this is rare. Other times, interacting groups will learn

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b i l i n g u a l a d u l t s

a lingua franca (a language of communication), such as Swahili,


which is used for between-group interaction in Eastern Africa.
Let us now look more closely at the reasons for language contact
and bilingualism.

Linguistic Makeup of a Country

A rather rough way of assessing the amount of language contact


that takes place in each country is to divide the number of lan-
guages in the world (some 7,000) by the number of countries (192,
according to the United Nations at the time of writing). The result,
an average of 36 languages per country, gives us some idea of the ex-
tent of linguistic diversity. According to linguist William Mackey,
however, this figure requires a few correctives. First, Mackey points
out, some languages are numerically more significant than others.
Ethnologue estimates that 94 percent of the world’s people speak 347
languages, or approximately 5 percent of all the languages. Among
the languages spoken by the most people we find Mandarin Chi-
nese, Spanish, English, Bengali, Hindi/Urdu, Arabic, Portuguese,
Russian, Japanese, and French. Second, some languages are spo-
ken natively in several countries (for example, Spanish is spoken
throughout Central and South America, English in many Com-
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monwealth countries). That said, many countries are home to nu-


merous languages: there are some 516 languages in Nigeria, accord-
ing to Ethnologue, 427 in India, 275 in Australia, 200 in Brazil, 280 in
Cameroon, and so on. In fact, it is difficult to find countries with
only one or two languages; they are usually isolated geographically
(islands such as Greenland and Saint Helena) or politically (North
Korea, Cuba).2
Linguistic contact within a country, and hence bilingualism, will

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why are people bilingual?

depend on many factors. One is language distribution within the


country. If the distribution is geographically based—that is, if the
various languages are found in specific areas—there may be less
contact than if the language groups all occupy the same territory.
One example with which I am very familiar is Switzerland, where
the linguistic borders between the four national languages are rela-
tively well delineated: French is spoken in the west, Italian basically
in the Ticino area (central southern tip of the country), Romansh
in a small area in the eastern part of the country, and German in
the rest of the territory. Invariably bilingualism occurs all along the
linguistic borders (I live some three miles from the French-German
border) and also in border towns like Fribourg and Biel/Bienne. In
other countries, two or more languages occupy the same territory
(for instance, English and Spanish in the American Southwest),
and in such cases the chances of bilingualism are greater, all other
things being equal, since much more contact takes place between
groups.
Another factor is the language policy of the country. If a govern-
ment recognizes several languages and gives them some official sta-
tus (as Canada does with English and French, and Belgium with
French, Flemish, and German), then the language contact may not
be as great as in countries that recognize one official language
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among the many that are spoken. In the case of Belgium, for exam-
ple, some contact occurs between the indigenous language groups
and each group learns the language of the others in school, but
many people lead their lives in basically one language. In contrast,
when a country has just one national language (recognized or not),
or an accepted lingua franca, as in many African nations, then
members of most language groups have to become bilingual (exam-
ples would be the Inuit in Canada, the Navajo in the United States,

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the Kabyles in Algeria, the Albanians in Greece, the Hungarians in


Romania, the Finns in Sweden, and so forth). Of course, other fac-
tors will have some influence, such as the linguistic and education
policies of a country and the attitudes vis-à-vis different language
groups. A Belgian offers this assessment of the linguistic situation
in his country:

Every child at school learns both languages starting in


early primary school. Flemish-speaking people . . . learn
and know French much better, because French is a much
more useful and international language.3

Movement of Peoples

In today’s world, in addition to language contact between indige-


nous groups, contact occurs between the indigenous groups and
speakers of other languages who have immigrated to that region
or country. Several patterns may lead to bilingualism. Most fre-
quently, at least nowadays, the immigrants (to the United States,
England, or France, for instance) learn the language of their new
homeland, but the indigenous population may also learn the lan-
guage of the settlers (thus, historically we find American Indians
learning English in the United States, and Egyptians learning Ara-
Copyright © 2010. Harvard University Press. All rights reserved.

bic during the Arab settlement of Egypt). In some cases, but rarely,
each group learns the language of the other (as when Spanish set-
tlers in Paraguay learned Guaraní and Guaraní Indians learned
Spanish).
People have always moved within and across countries and conti-
nents and have done so for many different reasons. Trade, com-
merce, and business have long given rise to language contact and

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why are people bilingual?

hence bilingualism. In earlier times, when traders traveled to ar-


eas where another language was spoken or a lingua franca was
used, many—buyers as well as sellers—became bilingual. Greek was
the lingua franca of trade in the Mediterranean during the third,
fourth, and fifth centuries bce. Today, Russian is the language of
trade and business throughout Russia and the nations of the for-
mer Soviet Union (more than a hundred languages are spoken in
the Russian Federation), and of course English is a major language
of trade and business throughout the world. Business today in-
creasingly operates on global dimensions. Many people move to an-
other country for a few years to work for an international division
of their company; their families often accompany them, and both
adults and children may become bilingual. And we should note
here that it is not always necessary for people to migrate physically
for language contact to take place. A great many businesspeople
communicate with each other by phone and online, in English and
other international languages, across countries and time zones,
and then return to their normal, often monolingual, lives at the
end of the workday.
People also move around the world for political and religious rea-
sons. World history is full of examples of people moving to another
land and, more often than not, another language, for political rea-
Copyright © 2010. Harvard University Press. All rights reserved.

sons: Russians migrated after the 1917 Revolution, Sudeten Ger-


mans after World War II, Cubans during the Castro era, Vietnamese
after the fall of South Vietnam. As for religious migrations, Hugue-
not Protestants fled France after the revocation of the Edict of
Nantes in 1685 and settled in Russia, England, Holland, and Amer-
ica, for example. In the twentieth century Russian Jews left the So-
viet Union under difficult circumstances and settled in Israel or the

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b i l i n g u a l a d u l t s

United States, among other countries. And in recent years, many


Christians have been leaving the Middle East and resettling else-
where.
Even though military invasions, wars, and colonization are prob-
ably less frequent today than in the past, they have been the cause
of much language contact. Alexander the Great and his armies
spread Greek throughout the Middle East; the Roman Empire
brought Latin to much of Europe, North Africa, and the Middle
East; the Spanish conquistadores in the Americas spread their lan-
guage; colonizations in the nineteenth century increased the num-
ber of speakers of French, English, and Russian, and so on.
Finally, migration for economic and social reasons is a major fac-
tor in the movement of peoples and hence of language contact.
People have always moved to other regions, countries, or continents
in search of work and better living conditions. Many countries
throughout the world have a history of immigration, and many,
such as Australia, Canada, the United States, Brazil, and Argentina,
have been built on this very phenomenon. Western Europe, which
many left in earlier centuries for better conditions elsewhere, has
now, in turn, become home to large immigrant communities that
are in various stages of integration.
Within the first few generations of immigration, there is a great
Copyright © 2010. Harvard University Press. All rights reserved.

deal of language contact as immigrants and their descendants con-


tinue to speak their native language and also, most of the time,
the language(s) of their new country. It has been estimated, for
example, that owing to immigration, some 300 different languages
are spoken in London today, and that even a small market town
like Boston in Lincolnshire, England, with a population of 70,000,
houses some 65 spoken languages.4

10

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why are people bilingual?

Education and Culture

Education and culture have always been and will always be domains
in which outside languages are learned and used. As far back as the
time of the Roman Empire, almost all educated Romans learned
Greek, which was the language of medicine, rhetoric, philosophy,
and so on. Later in Europe, Italian and then French took on the
same role, as did German for scientific domains in the nineteenth
century. Today, English has taken over as the main lingua franca of
education and culture. In addition, millions of children and stu-
dents, in many different countries, not only learn one or two lan-
guages as subjects in school but are also educated in a language
that is not their native language. This is the case, for example, in
numerous African and Asian nations as well as in most immigra-
tion countries. A Marathi-Hindi-English trilingual writes:

When I first went to school I did not know English, but I


started English as a subject in secondary school, and
then English was the medium of instruction at college.5

A Farsi-English bilingual says:

I did not know how to speak English until I was ten


Copyright © 2010. Harvard University Press. All rights reserved.

years old, when I went to an English-speaking school in


Tehran.6

Some schoolchildren and older students may actually travel some


distance to be schooled or to go to college in a different language.
An example close to my home is seen in the French border area
where I live in Switzerland. There is a long-established tradition
among Swiss German students of crossing the linguistic border

11

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to attend our local French-speaking high school instead of going to


their own German-speaking high school. We often hear the stu-
dents chatting away in Swiss German as they walk from the train
station, and by the end of their schooling they have become
German-French bilinguals. As for college, one need only think of all
the students who travel to France, Russia, the United Kingdom, the
United States, and elsewhere, to obtain a degree. These students be-
come active bilinguals very quickly.

Other Factors

Among other factors leading to bilingualism, three come to mind:


bilingual families, people’s professions, and deafness. Concerning
the first, there are innumerable bilingual households in which the
children learn the home language (or home languages) as well as
the language(s) outside the home. We will come back to this in Part
2 of this book, but this is a very common way of becoming bilin-
gual. Here is the testimony of one English-Spanish bilingual:

I was born and grew up in Colombia, South America. In


the type of family environment I was brought up in,
hearing and speaking two languages [Spanish and Eng-
Copyright © 2010. Harvard University Press. All rights reserved.

lish] was a normal thing. My mother is Canadian and my


father Colombian, and each would speak to us in their
respective native language.7

Second is the simple fact that certain jobs require the knowledge
and use of several languages. We have already mentioned trade,
commerce, and various financial businesses. Many other profes-
sions need people to know two or more languages as well: tourism
and travel, the hotel and restaurant industry, diplomacy, research,

12

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why are people bilingual?

the media (including foreign reporting), show business, language


teaching and bilingual education, interpreting and translation, aid
to developing countries, and so on. Today’s workplace is very often
bilingual, if not multilingual.
Third, being hard of hearing or deaf often leads to bilingual-
ism in the language of the majority group (English in the United
States, for example) and the sign language of the Deaf community
that exists in the country or region (American Sign Language in the
United States, for instance).8

The Extent of Bilingualism


Based on this discussion of the wide extent of bilingualism, one
wonders what has given rise to the following misconception:

Myth: Bilingualism is a rare phenomenon.

This false impression probably comes from the fact that one
rarely has an overall view of the amount of language contact that
occurs in the world. It may also be that some people have very re-
stricted definitions of what it means to be bilingual (we will come
back to this in the next chapter). What is certain is that bilingual-
ism is present in practically every country of the world, in all classes
Copyright © 2010. Harvard University Press. All rights reserved.

of society, in all age groups.


So how many bilinguals are there? Even though I have worked in
the field for many years, I still haven’t found a good answer. Like
many others, I have reported that half of the world’s population, if
not more, is bilingual. But the data we all would like to have are
missing. This is because counting the number of users of a single
language is already very difficult (see the problem of separating a
dialect from a language) and also because surveys and censuses do

13

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not agree on what questions to ask. Should individuals be asked


which languages they know, which they use, which they spoke as a
child? In addition, bilingualism and biculturalism are sometimes
seen as phenomena that “dilute” a linguistic or cultural group
(does the bilingual/bicultural person belong to group A or group
B?) and hence it is easier to ask simple, one-language and one-
culture questions.
That said, there are some data around that we can use. For exam-
ple, the European Commission published a report in 2006 that
asked Europeans about their mother tongue and their knowledge
of other languages. To the question concerning which languages
(excluding the mother tongue) people spoke well enough to be able
to have a conversation, 56 percent of those polled (in twenty-five
different countries) named one other language, thus indicating
their potential bilingualism (even if they did not speak the two lan-
guages on a daily basis), and 28 percent named a third language
(making them potentially trilingual). So slightly more than half
of Europe’s population is probably at least bilingual. As would
be expected, the countries with the most bilinguals are primarily
the smaller ones: Luxembourg, Slovakia, Latvia, The Netherlands,
Slovenia—to which we should add Switzerland, which was not in-
cluded in the poll as it is not officially a member of the Euro-
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pean Union. The more monolingual countries are primarily the


larger ones, such as Great Britain—where, nevertheless, 38 percent
of those polled reported being able to speak at least one language
other than their mother tongue.9
How about North America? Let’s begin with Canada. Statistics
Canada reports that slightly more than 5 million people claimed
in Canada’s 2001 census that they were bilingual in English and

14

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why are people bilingual?

French, an 8.1 percent increase over the number five years earlier.
They represent almost 18 percent of the population. As would be ex-
pected, almost half of the Francophones are bilingual, as opposed
to only 9 percent of the Anglophones. In addition, another 18 per-
cent of the population reports having some mother tongue other
than English and French; since most of those individuals probably
also use one of the two national languages, the bilingual popula-
tion of Canada is therefore probably around 35 percent, a percent-
age somewhat lower than Europe’s.10
What is the situation in the United States? More than thirty years
ago, in Life with Two Languages, I analyzed the 1976 Survey of Income
and Education. It had asked language questions of those who re-
ported a non-English background in the household. I worked out
then that a bit fewer than 13 million inhabitants (some 6 percent of
the population) reported speaking both English and a minority
language on a regular basis—that is, they were bilingual. I con-
cluded that the United States was a heavily monolingual country
when compared with other countries of the world.11 Since then, the
U.S. censuses have asked which language is spoken at home other
than English and how well the person speaks English. Close to 18
percent of the population in the 2000 census reported speaking an-
other language at home, up from 14 percent in 1990 and 11 percent
Copyright © 2010. Harvard University Press. All rights reserved.

in 1980. Of the almost 47 million who reported using another lan-


guage, close to 36 million reported that they spoke English very
well or well, which would mean that some 13.71 percent of the total
U.S. population was bilingual. If we add those who reported speak-
ing English “not well,” the overall percentage of bilinguals increases
to close to 17 percent.12 If one adds the many Americans who use
a second or third language outside the home and who weren’t

15

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counted as other language users in the censuses, we certainly have


an increase in the proportion of bilinguals in the United States.
The numbers do not reach those of Europe, not to mention those
in many Asian and African nations, but the United States is cer-
tainly a country with many bilinguals—an estimated 55 million in
2009!
As for the languages spoken in the United States along with En-
glish, by far the most-used language, according to the 2000 census,
is Spanish (some 28 million speakers, an increase of 10 million be-
tween 1990 and 2000).13 Following Spanish, in the top ten one finds
several Asian languages (Chinese, Tagalog, Korean, Vietnamese) as
well as “old” European languages (French, German, Italian, Rus-
sian, Polish). The latter, with the exception of Russian, have lost
speakers compared with the past. It should be noted that a number
of languages that were in the top ten in the middle of the twenti-
eth century, such as Yiddish and the Scandinavian languages, had
fallen off strongly by 2000. For example, the number of Yiddish
speakers had gone from 1.7 million in 1940 to fewer than 200,000 in
2000 (and it was mainly being spoken by elderly individuals).
In sum, bilingualism is a worldwide phenomenon, found on all
continents and in the majority of the countries of the world. In
some, such as the Asian and African countries for which we unfor-
Copyright © 2010. Harvard University Press. All rights reserved.

tunately do not have good data, the percentages found in Europe


and North America are most probably surpassed. As a Luganda-
Swahili-English speaker writes concerning Uganda:

Everybody in my country is encouraged to speak as many


languages as he or she can master. As a bilingual I find
that I can relate to a wide range of people who come
from different parts of Uganda.14

16

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why are people bilingual?

An Akan-Fanti-English trilingual from Ghana says:

People take pride in being bilingual because they are gen-


erally looked upon with respect. Some of the languages
are dominant, and being able to speak them is a great ad-
vantage. Ghana really encourages bilingualism . . . My ex-
perience as a bilingual is a great one. This is because I
have been able to communicate freely and with ease with
others who are not my kinsmen.15
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2
Describing Bilinguals

One day, I was sitting at an outdoor café and over-


heard three people talking about what it means to be bilingual. I
pricked up my ears but resisted the temptation to interrupt, even
though they were talking about my pet subject. One of them in-
sisted that being bilingual meant being totally fluent in two lan-
guages; another agreed and added that the bilingual person also
had to have grown up with both languages. The third person was
less assertive and mentioned simply the regular use of two lan-
guages. “After all,” she asked, “someone might know two languages
fluently but almost never use one of them; does that make him bi-
lingual? What about the person who doesn’t know the two lan-
guages to the same level but who uses them regularly? Isn’t she bi-
Copyright © 2010. Harvard University Press. All rights reserved.

lingual?” I sipped my coffee quietly at the next table and promised


myself that in my next book on bilingualism I would write a chap-
ter on this very issue.
Below, in addition to examining the criteria of fluency and use,
we will look at some other factors that help characterize bilinguals,
such as which languages they use and what they use them for, what
their language history is, their proficiency in the various linguistic
skills, the language modes they navigate in, and whether they are
also bicultural.
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describing bilinguals

Language Fluency or Language Use?


A number of years ago, I asked some monolingual college students
what they understood me to mean when I told them that person X
was bilingual in English and French. The top answer (from 36 per-
cent of the students) was that it meant X speaks both languages
fluently. When asked to rate the importance of fluency on a 1 to 5
scale, where 1 was not important and 5 very important, they gave
“fluent in two languages” a high mean rating of 4.7.
The notion that being bilingual means being fluent in your lan-
guages is widespread. The bilingual writer Nancy Huston, who is
Canadian but has lived in France for many years, has given much
thought to her dual language and cultural status and has written
about it. I will mention her views in several parts of this book. For
Huston, true bilinguals are those who learn to master two lan-
guages in early childhood and who can move back and forth be-
tween them smoothly and effortlessly.1 Even some linguists have
put forward fluency as the defining characteristic of bilinguals. The
American linguist Leonard Bloomfield, for example, wrote that bi-
lingualism was the native-like control of two languages.2 Several
decades later, the lecturer and diplomatic interpreter Christophe
Thiery set the bar very high when he wrote,
Copyright © 2010. Harvard University Press. All rights reserved.

A true bilingual is someone who is taken to be one of


themselves by the members of two different linguistic
communities, at roughly the same social and cultural
level.3

He reported that the “true” bilinguals he studied had learned their


languages in their youth (before age fourteen), had spoken both
languages at home, had gone back and forth between the two lan-
guage communities, and had been taught in both their languages.
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b i l i n g u a l a d u l t s

In addition, they had no accent in either language, they were equally


fluent in all the skills of their two languages, and they did not let
one language interfere with the other when speaking to monolin-
guals.
A major aim of this book will be to show that the majority of
bilinguals simply do not resemble these rare individuals. While a
few may, such as interpreters and translators (and we will turn to
them in the chapter on “special bilinguals”), most bilinguals are
simply not like that. They may not have acquired their languages in
childhood, spoken their languages in the home, or lived in two-
language communities. Many have not been schooled in all their
languages, many have an accent in one of their languages, and
more often than not one language does interfere with the other. If
one were to count as bilingual only those who can pass as monolin-
guals in each language, one would have no label for the vast major-
ity of people who use two or more languages regularly but do not
have native-like fluency in each. According to the fluency definition,
they are not bilingual, and yet they are not monolingual either, be-
cause they live their lives with more than one language.
The monolingual view of bilingualism that one still finds in the
general public (but much less often among specialists in bilingual-
ism) has led to a common misapprehension:
Copyright © 2010. Harvard University Press. All rights reserved.

Myth: Bilinguals have equal and perfect knowledge of their languages.

Some add that bilinguals must have acquired their languages as


children, and some others bring in the idea that they should not
have an accent in any of them. These are the “real,” the “pure,”
the “balanced,” the “perfect” bilinguals. All the others (in fact, the
majority of people who use two or more languages in their ev-
eryday life) are viewed as “not really” or “less” bilingual. One conse-

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describing bilinguals

quence of this is that the language skills of bilinguals have almost


always been appraised in terms of monolingual standards. The
effects of bilingualism have been closely scrutinized, and bilinguals
themselves rarely evaluate their language competencies as ade-
quate. They have a tendency to assume and amplify the monolin-
gual view of bilingualism and thus criticize their own bilingualism.
They complain that they don’t speak one of their languages well,
that they have an accent, that they mix their languages, and so on.
Many do not want to be labeled bilingual, and some even hide their
knowledge of their weaker language.
All this is unfortunate, as it does not take into account the real-
ity, which we will discuss in more depth in the next chapter, that
most bilinguals use their languages for different purposes, in dif-
ferent situations, with different people. They simply do not need to
be equally competent in all their languages. The level of fluency
they attain in a language (more specifically, in a language skill) will
depend on their need for that language and will be domain specific.
Hence, many bilinguals are dominant in one language, some do
not know how to read and write one of their languages, and others
have only passive knowledge of a language. Perhaps a sprinkling of
bilinguals may have equal and perfect fluency in their languages, al-
though Einar Haugen—one of the fathers of bilingualism research,
Copyright © 2010. Harvard University Press. All rights reserved.

whom I had the honor of knowing—did not believe this was truly
possible. He wrote:

Is it possible to keep the patterns of two (or more) lan-


guages absolutely pure, so that a bilingual in effect be-
comes two monolinguals, each speaking one language
perfectly but also perfectly understanding the other and
able to reproduce in one the meaning of the other with-

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b i l i n g u a l a d u l t s

out at any point violating the usage of either language?


On the face of it one is inclined to say no. Hypothetically
it is possible just as a perfectly straight line or perfect
beauty or perfect bliss are theoretically possible, but in
practice it is necessary to settle for less.4

Because defining bilinguals in terms of language fluency is prob-


lematic, many researchers have opted for language use as the defin-
ing criterion, and little by little an increasing number of bilinguals
are adopting it when describing their own bilingualism. Uriel Wein-
reich and William Mackey, two important scholars who marked the
field of bilingualism in the second half of the last century, both
leaned in this direction. They defined bilingualism as the alternate
use of two (or more) languages.5 My own definition—bilinguals are
those who use two or more languages (or dialects) in their everyday
lives—is very similar and also puts the stress on language use.
The range of who can be considered bilingual increases consider-
ably when one concentrates on language use. At one end we find
the migrant worker who may speak with some difficulty the host
country’s language and who does not read and write it. At the other
end, we have the professional interpreter who is fully fluent in two
languages. In between, we find the scientist who reads and writes
Copyright © 2010. Harvard University Press. All rights reserved.

articles in a second language but who rarely speaks it, the foreign-
born spouse who interacts with friends in his first language, the
member of a linguistic minority who uses the minority language
only at home and the majority language in all other domains of
life, the Deaf person who uses sign language with her friends but a
spoken language (often in its written form) with a hearing person,
and so on. Despite the great diversity among these people, they all
share a common feature: they lead their lives with two or more lan-
guages.
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describing bilinguals

Language Fluency and Language Use


Despite the increasing emphasis put on language use when describ-
ing bilinguals, one cannot do away with the notion of fluency—that
is, which languages bilinguals know and the degree of proficiency
they have in them. I have developed a grid, shown in Figure 2.1, that
takes into account both factors.
Language use is presented along the grid’s vertical axis by a con-
tinuum (from “never” used to “daily” use), and language fluency is
presented along the horizontal axis (“low” fluency to “high” flu-
ency). A bilingual’s languages can be placed on the grid according

Daily Lb La

Language
use

Lc
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Never Ld

Low High
Language fluency

Figure 2.1. Describing the bilingual in terms of language use and lan-
guage fluency. The languages in this example are English (La), Spanish
(Lb), Italian (Lc), and French (Ld).
23

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b i l i n g u a l a d u l t s

to the levels reached in each dimension. In the example given, I de-


pict the bilingualism of Ana, a second-year chemistry major at a
large midwestern university. Because of her background (her par-
ents emigrated from the Dominican Republic), the year she spent
abroad in Italy, and the languages she studied at school, she has
four languages: La (English), Lb (Spanish), Lc (Italian), and Ld
(French). She has high fluency in La (English) and medium fluency
in Lb (Spanish), both of which she uses daily. She has rather low
fluency in Lc (Italian), which she uses irregularly with an Italian
girlfriend she met in Italy (the friend knows three of Ana’s lan-
guages), and low fluency in Ld (French), which she never uses. (In-
terested readers might wish to fill in the grid with their own lan-
guages according to their use and fluency levels.)
The older definition of bilingualism puts the emphasis on high
language fluency (the right-hand part of the grid). Since our exam-
ple bilingual, Ana, has medium fluency in Lb, she might not have
been counted as a bilingual according to that view. The more recent
definition of bilingualism puts the emphasis on regular language
use (top part of the grid); we see that Ana uses both La and Lb on a
daily basis and so can be considered bilingual. Whether Ana is tri-
lingual (in La, Lb, and Lc) depends on where the border is drawn on
the language-use continuum. At first glance, we could say that she
Copyright © 2010. Harvard University Press. All rights reserved.

is bilingual in languages La and Lb and has some knowledge of Lc


and Ld. This pattern is common in today’s world: bilinguals may
use two or more languages on a regular basis and also have some
knowledge of one or more other languages.
In this book I will often address the issue of which languages a
bilingual knows, even if it is with a very low level of fluency, and
which languages he or she uses. I will do so by referring back to this
grid.

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describing bilinguals

Making Things a Bit More Complex


Many other factors—in addition to traditional biographical data
(age, sex, socioeconomic status, occupation, and so on)—need to be
taken into account when describing bilinguals. I will mention a few
here and take some of them up again in later chapters.
First, as indicated in Figure 2.1, we need to know which languages
bilinguals actually know and which they use. Many of us know sev-
eral languages to varying degrees (in my case, the number is four)
but we use fewer than that on a regular basis (in my case the num-
ber is two). We also need to know what the relationship is between
the languages a person uses. This will help us understand the influ-
ence that one language can have on the other (languages that are
closer to one another, for example, have a tendency to influence one
another more).
It is also important to know whether some languages are still be-
ing acquired (think of someone who has been in the United States
for only a year and is still making progress in English) and whether
other languages are in the process of being restructured, that is, be-
ing modified due to the influence of a stronger language. This
would be the case, for example, with Hindi for a Hindi-French bi-
lingual in France who has very little use of her Hindi because she
Copyright © 2010. Harvard University Press. All rights reserved.

has been living abroad for ten years.


The language history of the bilingual is a third thing to keep in
mind. Which languages (and language skills) were acquired, and
when? Were the languages acquired at the same time (something
that is relatively rare) or one after the other? For example, many
people acquire one language at home and then a second language
when they start school. And how were the languages acquired? In a
natural setting or more formally (at school), or a combination of

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b i l i n g u a l a d u l t s

both? How a language was acquired can have an impact on how


well one knows it, especially regarding reading and writing compe-
tence. We also need to know what the pattern of language use was
over the years. In sum, the age at which a language was acquired,
how it was acquired, and the amount of use it has been given over
the years has an impact on how well a language is known, how it is
processed, and even the way the brain stores and deals with it. We
will come back to this question in the chapter that deals with lan-
guages across the lifespan.
We also have to know about the bilingual’s proficiency (fluency)
in each of the four skills (speaking, listening, reading, writing) in
each language. (So far we have mentioned only a global measure of
fluency for each language.) A way of representing this, for a given
moment in time, is to use four of the grids presented in Figure
2.1, one for each skill, filling in each one according to the use of
the skill and the fluency in the skill. More complete proficiency
tests can then be administered, as well as self-assessment question-
naires.6 What one will find is that many bilinguals may not know
how to read and write a particular language, even though they
speak it and listen to it. In addition, their proficiency will rarely be
equal across languages, as we discussed above, and they might have
an accent in a language, a topic we will come back to in a later
Copyright © 2010. Harvard University Press. All rights reserved.

chapter.
Another important factor that characterizes bilinguals concerns
the functions of their languages: which languages (and language
skills) they use, in what context, for what purpose, and to what ex-
tent. We know, for example, that with many bilinguals only one lan-
guage is used for certain specific domains (such as at work, for reli-
gious practices) whereas others may cross domains (as when several
languages are used with friends). In the next chapter we will exam-

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describing bilinguals

ine the influence this has on language dominance as well as on


such behaviors as translation.
A full description of the bilingual also needs to take into account
language mode, which is the state of activation of the bilingual’s
languages, depending on such factors as situation, interlocutor,
and topic. In some situations, such as when speaking with mono-
linguals, only one language is active and being used. For instance,
when I am addressing a French audience, only my French is present
and I deactivate my other languages so that they do not intervene.
In other situations, however, such as when speaking to another bi-
lingual who shares the same languages, two or more languages can
be active and can interact in the conversation. For example, when I
speak French to my wife, who is bilingual in French and English, I
may bring in words and sentences from English, depending on my
need for them, as I know she will understand me. In this situation
(called a bilingual mode), bilinguals can simply bring in the other
language for a word, a phrase, or a sentence (through mechanisms
called code-switching and borrowing), or they can actually change
the language they are speaking (referred to as changing the base
language). I will spend three full chapters on such phenomena, as
they are central to bilingual communication.
A final factor to keep in mind is biculturalism: whether bilin-
Copyright © 2010. Harvard University Press. All rights reserved.

guals interact with two or more cultures or whether they live their
lives within one culture. Not all bilinguals are also bicultural. For
example, a Moroccan who knows and uses Moroccan Arabic as well
as Modern Standard Arabic and who has lived all his life in Mo-
rocco is bilingual but not bicultural. Nevertheless many bilinguals,
such as first-generation immigrants, are also bicultural, and this
plays a role in their bilingualism. We will discuss this in Chapter 10,
“Bilinguals Who Are Also Bicultural.”

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3
The Functions of Languages

We will begin this chapter with a brief visit to the


town of Pomerode, in the state of Santa Catarina in Brazil. In this
community of some 20,000 inhabitants, founded by German immi-
grants from Pomerania in Germany, both German (more precisely,
Pomeranian) and Portuguese are spoken by a majority of the popu-
lation. What is interesting is how the inhabitants distribute their
languages across the domains of their lives; some domains are cov-
ered by one language, some by the other, and some by both.1 In cer-
tain situations, for example, only Portuguese is used (with the au-
thorities, in clubs, for sports, for writing), in others only German is
used (for example, at church), and in some areas both languages are
employed (at work, in stores, at home, with friends).
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What is true of Pomerode’s Portuguese-Pomeranian bilinguals is


true of most bilinguals throughout the world, whether they live in
communities with other bilinguals or by themselves. They distrib-
ute their languages across the different domains of life and use dif-
ferent languages with different people. After a discussion of the
principle describing this phenomenon, we will study the impact
it has on bilinguals’ language fluency, language dominance, and
translation abilities, as well its less direct consequence for memory.

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the functions of languages

What Languages Are Used For


What I call the complementarity principle can be stated as follows:

Bilinguals usually acquire and use their languages for different pur-
poses, in different domains of life, with different people. Different as-
pects of life often require different languages.

The complementarity principle is illustrated in Figure 3.1. In the


figure, I have taken up our example of Ana from the previous chap-
ter, and I have attributed her languages to the domains in which
she uses them. To simplify things, I reduced the number of do-
mains covered; in reality there would be many more. Ana’s fourth
language (Ld, French) is not represented in the figure as she never
uses it. Each domain is represented by a hexagon and can be cov-
ered by one, two, or three languages. We see that La (English, Ana’s
best-known and most-used language according to the figure in
Chapter 2) is used by itself in five domains of life: college, shopping,
going out, boyfriend, and official matters. Language Lb (Spanish,
also a highly used language but with medium fluency) is used by it-
self in two domains of life: with parents and with distant relatives;
and La and Lb together cover three domains: siblings, friends, and
religion. Finally, we note that Lc (Italian), which Ana does not use
Copyright © 2010. Harvard University Press. All rights reserved.

very much and does not know very well, shares just one domain
with La and Lb (distant friend).2
For all bilinguals we can draw the same kind of language-use
pattern covering domains such as parents, children, siblings, dis-
tant relatives, work, sports, religion, school, shopping, friends, go-
ing out, hobbies, and so on, and come up with a distribution of
their languages. Some languages will cover many domains, others
fewer, and some will cover domains along with another language

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b i l i n g u a l a d u l t s

La La

La

Lb La

La

La
Lb & Lb
La
& Lb

La
La
& Lb
& Lb
& Lc

Figure 3.1. An illustration of the complementarity principle. The do-


mains covered by languages La (English), Lb (Spanish), and Lc (Italian)
Copyright © 2010. Harvard University Press. All rights reserved.

are represented by the hexagons.

(or other languages). Rarely do bilinguals have all domains of life


covered by all their languages (La and Lb at work, La and Lb at
home, La and Lb with one’s family). If all languages were used in all
domains, there would probably be much less reason to be bilingual.
Just one language would normally be sufficient.
It should be noted that with diglossia, a form of societal bilin-

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the functions of languages

gualism where two languages or two varieties of a language are em-


ployed by a group, each language has a very precise domain of use.
Thus the principle stated above is rigidified in diglossia: very few if
any domains are covered by two or more languages.

The Impact of the Complementarity Principle


A first impact this principle has is on language fluency. In general,
if a language is spoken in a reduced number of domains and with a
limited number of people, then it will not be developed as much as
a language used in more domains and with more people. It is pre-
cisely because the need for and uses of their languages are usually
quite different that bilinguals do not develop equal and total flu-
ency in all their languages. This is also true for certain language
skills, such as reading and writing. Many bilinguals have not had to
read and write in one or more of their languages and hence have
not developed those skills. And even if they do have reading and
writing skills in each language, the levels of competence are proba-
bly different because their need for those skills is not the same in
everyday life.
If a domain is not covered by a language, bilinguals will simply
not possess the domain-specific vocabulary, the stylistic variety, or
Copyright © 2010. Harvard University Press. All rights reserved.

even sometimes the discursive and pragmatic rules needed for that
domain. Let me give a personal example. When I was on the faculty
of Northeastern University in Boston in the 1970s and ’80s, I taught
introductory statistics, among other courses. I therefore knew the
“language of statistics,” but I knew it only in English. When I came
back to Europe and offered to teach a statistics course in French, I
suddenly found myself in difficulty. I simply didn’t have the vocab-
ulary in French and didn’t know how to say such things as “stan-

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b i l i n g u a l a d u l t s

dard distribution,” “scattergram,” “hypothesis test,” and so on. It


was a very odd feeling. My French is fluent and yet there I was,
struggling to get concepts out.
I know that many bilinguals have shared the experience of sud-
denly having to use a language that they don’t usually use in a par-
ticular domain. What happens then is interesting, but also frustrat-
ing at times. You tend to fumble in the language that is new in that
domain. When you don’t find the right word or expression, you
are tempted to draw from the other language or languages you
know, a tactic that sometimes works when you are speaking with
other bilinguals who share your languages but that is inappropri-
ate when you are speaking to monolinguals. So you continue to
struggle and perhaps finally resort to bringing in some of the words
from the other language(s) all the same, by adapting them and ex-
plaining them. Sometimes you simply try to shorten the conversa-
tion. As one bilingual writes:

Whenever I have to explain in French anything about my


professional activities or my former school experience in
the U.S., I find it very hard not to use English words, be-
cause these experiences belong to my “English-related
background.” I have learned the business language in the
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U.S. and find it difficult to express the same ideas in


French. Luckily this occurs most of the time with bilin-
gual friends and therefore it doesn’t bother anyone to
switch from one language to another or to mix both in
the same conversation.3

Three students of mine (Christine Gasser, Roxane Jaccard, and


Vanessa Cividin) interviewed English-German and French-Italian

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the functions of languages

bilinguals about domains that were linked to particular languages


(such as work, family, shopping, hobbies).4 Before the interviews,
they learned how the subjects’ languages were distributed across
the domains, and they divided the domains into two categories for
a particular language: a strong domain (a domain in which the lan-
guage is used) and a weak domain (where the language is not used).
They then observed how their subjects talked about these domains
with them. (In the interviews, the subjects knew that they were
speaking to fellow bilinguals and hence could call on their other
language if they needed to.) What they found was that the subjects
brought in their other language two to five times more often when
they were speaking about a weak domain, as compared with a
strong domain. In the weak domain they simply didn’t have the vo-
cabulary they needed to speak that language by itself and hence
called upon the other, stronger language. This shows how hard it is
to speak to someone in the “wrong” language—and things only get
worse when that person is monolingual and does not know the
speaker’s more favorable language.
Well-learned behaviors are special cases for the complementarity
principle, since one language has almost exclusive control of the be-
havior in question. For example, counting and mathematic com-
putations are usually done in the language in which they were
Copyright © 2010. Harvard University Press. All rights reserved.

learned. An Arabic-English-French trilingual once wrote to me:

There is one type of activity that I find I always use


French for, and that is mental arithmetic. I learned arith-
metic in French, and I find that I remember multiplica-
tion tables best in that language and have continued us-
ing it for that purpose.5

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b i l i n g u a l a d u l t s

And an Alsatian-French bilingual stated:

I do not know how to count in Alsatian very well. I have


to think about numbers above twenty and especially
about dates.6

I have known bilinguals who do simple arithmetic in one lan-


guage and more advanced mathematics in another because they
changed their language of instruction between the two. Praying is
another specialized area where the complementarity principle is at
work. Many bilinguals can recite a prayer in one language but have
great difficulty doing so in another, simply because they did not
learn it in that language. Phone numbers can also be a problem.
When I lived in the United States I knew my phone number in Eng-
lish only, and I had to go through a painstaking process to convert
it into French when I had to give it in that language (when speak-
ing French with French-English bilinguals, I would simply switch
to English for the phone number so as not to have to go through
that process). Now that I am back in Europe, my current phone
number is in French in my memory and its English version is sim-
ply much less available to me.
A second effect of the complementarity principle concerns lan-
guage dominance. It is recognized in the field of bilingualism that
Copyright © 2010. Harvard University Press. All rights reserved.

many bilinguals are dominant in one of their languages, as op-


posed to being “balanced.” Even though dominance is difficult to
define (is it based on fluency only, on fluency and use, or on the
ability to also read and write in the language?), most specialists put
the emphasis on fluency: subjective fluency (as it is reported by the
bilinguals themselves) and objective fluency (as it is evaluated by as-
sessment tools).7
To assess subjective fluency, bilinguals are given language back-

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the functions of languages

ground questionnaires that include self-rating scales for their two


or more languages and the four skills in each language (speak-
ing, listening, reading, and writing).8 Among the tools used for as-
sessing objective fluency, one finds language evaluation measures
taken by outside judges (including pronunciation evaluation) as
well as behavioral tasks that measure, among other things, the time
needed to do such things as carry out a command, name a picture
or a number, read a text. These instruments also contain transla-
tion tasks. Based on the various measures obtained, evaluators de-
termine a dominance rating: the person is dominant in Language a,
or dominant in Language b, or balanced in both languages.
These various approaches have been criticized for reducing the
complexity of the bilingual’s language behavior to a number of
rather simple tasks. Admittedly some assessments may produce a
global measure of dominance—confirming, for example, that Ana
(our example) is indeed globally dominant in La (English). In Fig-
ure 2.1, we saw that she is generally more fluent in La than in Lb
(Spanish) and, of course, much more fluent in La than in Lc (Ital-
ian) or Ld (French). And in Figure 3.1 we observed that she covers
many more domains with La than with Lb or Lc: nine in all for La,
counting shared domains, as compared with six for Lb, and only
one for Lc. So Ana does appear to be, at first sight, a “dominant” bi-
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lingual in English rather than a “balanced” bilingual. But the prob-


lem with global dominance assessments is that they do not take
into account how the languages are distributed over domains. Even
though Ana is globally dominant in La, we see that there are two
domains in which she uses Lb exclusively. She is probably domi-
nant in Lb in those domains, as could be shown with the right as-
sessment tools. In fact, back in 1971 Robert Cooper had already
shown evidence for this. He found that Spanish-English bilinguals

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had very different word-naming scores depending on whether the


domain proposed was family, neighborhood, school, or religion. In
some domains they would have been considered balanced, but not
in others.9 In sum, bilinguals should not be surprised that, even if
they are globally dominant in a language, they may feel less domi-
nant, or not dominant, in that language in a particular domain;
this is simply a reflection of the complementarity principle at work.
A final effect of the principle concerns translation. Consider the
following long-standing belief:

Myth: Bilinguals are born translators.

How often have we been asked as bilinguals, “Oh, since you’re bilin-
gual in X and Y, could you translate this for me?” And how often
have we felt inadequate in proposing a translation? Of course we
try to please our interlocutor (until the requests become too fre-
quent or difficult), but we often have to explain why we couldn’t do
a very good job—because we didn’t know several translation equiva-
lents, for example, or didn’t understand part of a domain-specific
text. The response we get is invariably, “Oh, but I thought you were
bilingual!”
Bilinguals’ lack of translation skills can be explained by means
of the complementarity principle. Unless bilinguals have domains
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covered with two languages, or they acquired the language they are
translating into (the target language) in a manner that puts the em-
phasis on translation equivalents and thus on building a bridge be-
tween La and Lb, they may find themselves without the resources to
produce a good translation. In given domains, they may be missing
the required vocabulary and set expressions. This is exactly what
happened to me when I had to translate statistical terms from En-
glish into French; I just didn’t have them. In addition, bilinguals

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the functions of languages

may lack stylistic variety in the target language, or the cultural


or technical knowledge required to understand what is being said
in the source language. Hence, even though bilinguals can usu-
ally translate simple things from one language to another, they
often have difficulties with more specialized domains. This does
not make them any less bilingual; it simply reflects the fact that
their different languages are distributed across different domains
of their lives and overlap only in some of them.
There is also a slightly less direct consequence of the comple-
mentarity principle that relates to memory. It seems that bilinguals
remember things better when the language that is used for recall
matches the language used at the time of the event in a particular
domain. Researchers Viorica Marian and Ulrich Neisser mention
two anecdotal pieces of evidence when introducing a study that
confirms this point. The first anecdote was offered by the multilin-
gual researcher Aneta Pavlenko. When asked, in Russian, for her
apartment number in the United States, she erroneously provided
the number of her old apartment in her native country, which
she knew in Russian. The other anecdote was offered by Elizabeth
Spelke, who related that a bilingual child had learned a French
song while on vacation in France but could not recall the song on
his return to the United States. However, when he was once again
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in a French-speaking environment, he remembered the song with-


out any effort.10
For their study, Marian and Neisser interviewed a number of
Russian-English bilinguals, in English and in Russian. They gave
them English prompt words in the English part of the study, and
Russian prompt words (translation equivalents) in the Russian
part. The English prompt words included, for example, “summer,”
“neighbors,” “birthday,” “cat,” “doctor.” The task of the bilinguals

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b i l i n g u a l a d u l t s

was to describe an event from their own life that the prompt word
brought to mind. The researchers also asked the participants, after
the interview, to indicate the language in which they had been spo-
ken to, they had spoken, or they had been surrounded by at the
time that each recalled event took place. If the event prompted by
the word “cat” took place in Russian, the researchers called this a
Russian memory; if in English, then it was an English memory.
They found that their bilingual subjects accessed more Russian
memories when interviewed in Russian than when interviewed in
English, and more English memories when interviewed in English
than when interviewed in Russian. Marian and Neisser concluded
that bilinguals are more likely to retrieve events (memories) that
occurred in a particular language if that same language is also used
in the retrieval setting. They called this language-dependent recall.
Thus the complementarity principle also manifests itself in the re-
call of events that took place in the bilingual’s different languages—
which, as we have seen, are usually linked to different domains.
The complementarity principle is certainly one of the most per-
vasive aspects of individual bilingualism. Bilinguals who speak two
or more languages feel its constant presence in their everyday lives.
They may even comment openly on its different manifestations,
without finding the exact words to account for them.
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4
Language Mode and
Language Choice

When communicating with others, bilinguals have


to ask themselves two questions (which they often do subcon-
sciously): which language should they use, and can they bring their
other language(s) into the interaction if they need to? Figure 4.1 il-
lustrates the process of asking—and answering—these questions. To
simplify things, the example concerns someone who uses just two
languages; we will talk about tri- and quadrilinguals later.
The bilingual’s two languages, which are visually represented by
the squares in the diagram, are inactive (or deactivated) before the
interaction (these squares are filled in with diagonal lines). In our
example, the bilingual answers the “which language” question with
Copyright © 2010. Harvard University Press. All rights reserved.

Language a (La). It becomes activated and is then represented with


a solid black square. This first process, choosing which language to
use, is called language choice, and the language chosen is called the
base language.
The next question is whether the other language should be
brought in or not. If, for example, the bilingual is speaking to a
monolingual who does not know her other language, the answer is
no, and we see in the diagram (on the lower left) that the other lan-

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b i l i n g u a l a d u l t s

Which language to use?

La

Lb

La

Bring in the other language?

No Yes

La La

Lb Lb

Monolingual Bilingual
language language
mode mode
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Figure 4.1. Deciding which language to use and whether to bring in the
other language.

guage (Lb) remains inactive; only La is active (solid black). In this


situation, the bilingual is said to be in a monolingual language
mode, as only one language is active. When my wife speaks to her
aunt, for example, she chooses French as the base language and de-
activates her English because she knows that her aunt would not

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language mode and language choice

understand her if she brought English into their conversation. She


is, therefore, in a monolingual language mode. If, however, a bilin-
gual is talking to another bilingual who shares her two languages
(La and Lb), and she feels comfortable bringing in the other lan-
guage with that person, then Lb will also be activated, but less so
than La (see the cross-hatched lines filling the Lb square on the
lower right). This situation is referred to as a bilingual language
mode. Thus, when my wife and I talk to each other we choose
French as our base language, but our English is also active and we
sometimes bring it in to refer to places and people we know in Brit-
ain or the United States or to things we did in those places. With
us, La is the most active language, as it is the base language, but Lb
is on standby in case it is needed. Much of the bilingual’s language
behavior revolves around the possibilities offered in Figure 4.1, as
we will see below and in the next two chapters.

Language Mode
Looking at Figure 4.1 again, we see that the monolingual language
mode and the bilingual language mode are endpoints on a contin-
uum (an arrow line links them). In their everyday lives, bilinguals
find themselves at various points along this continuum that induce
Copyright © 2010. Harvard University Press. All rights reserved.

different language modes.1 At one end of the continuum bilinguals


are in a monolingual mode, as when they are speaking (or writing)
to monolinguals in one of the languages they know (family mem-
bers, friends, colleagues). They can also be in this mode if they are
reading a book written in one of their languages, or watching a TV
program in just one language. At the other end of the continuum,
bilinguals find themselves in a bilingual language mode when they
are communicating with bilinguals who share their two languages,

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b i l i n g u a l a d u l t s

such as close friends or siblings, and with whom they feel they can
bring in the other language. They might also be in bilingual lan-
guage mode when they are listening to a conversation between
other bilinguals in which the two languages are used. Bilinguals
can also be in an intermediary mode on the continuum, for exam-
ple when their interlocutor is bilingual but does not like to bring in
the other language during a conversation, or when they are talking
about a subject in the “wrong” language (their other language is
probably activated in such a situation, even if they do not use it).
Bilinguals differ from one another in terms of how much they
move along the language-mode continuum. Some stay at the mono-
lingual end, whereas others will move right along the continuum,
choosing different points on it depending on the situation, the per-
son they are speaking with, the topic, and so on. Those who live
in bilingual communities may find themselves at the bilingual end
of the continuum during the major part of their day. Movement
along the continuum can occur at any time, as soon as there is a
need for it. We might start at the monolingual end and then, half-
way through a conversation, realize that the person we are talking
to is also bilingual and move to the bilingual end. We might also
start at the bilingual end and then come to understand, as the
conversation takes place, that our interlocutor dislikes switching
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languages. We will then deactivate the other language and speak


monolingually.
Many researchers believe that, in a monolingual mode, the lan-
guage not being used is not totally deactivated (note that the
squares in Figure 4.1 representing deactivated languages are not
white but are partially filled in with diagonal lines). This is because
bilinguals are often influenced by their other language, even in a
monolingual situation. We can see this in the dynamic interfer-

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language mode and language choice

ences they produce—that is, the deviations that are due to the deac-
tivated language, such as when one says in English, “He liked very
much the person” based on the French, “Il aimait beaucoup la
personne.”
In a bilingual mode, the base language is normally more active
than the other (“guest”) language, but there are instances when
both need to be fully active, such as when a bilingual person is lis-
tening to two people speaking different languages or when he or
she is interpreting. In the latter case, you need to have access to
both the source language (the entering language) and the target
language (the language you are interpreting into). Note also that
in a bilingual mode the base language can change; one can start
speaking La to an interlocutor and then change over to Lb by
simply flip-flopping the levels of activation of the two languages
(something that can’t be done in the monolingual mode).
Then there is the case of the tri- or quadrilingual person. Figure
4.2 shows how a trilingual’s languages can also be activated to dif-
ferent degrees. The trilingual has chosen Lb as the base language
and has also activated Lc but not La, since the person she is speak-
ing to knows just two of her three languages. She is therefore in a
bilingual mode. With someone who knows the same three lan-
guages she does, and with whom she feels comfortable bringing in
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the other languages, she would be in a trilingual language mode.


The same thing can happen with people who use four or more lan-
guages in their everyday life.

Choosing a Base Language


As we saw in Figure 4.1, bilinguals, when communicating in a bilin-
gual mode, first have to choose a base language (also called a host

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b i l i n g u a l a d u l t s

La La

Which
language(s) Lb Lb
to use? Answer

Lc Lc

Figure 4.2. A trilingual in a bilingual mode.

or matrix language) to use with their interlocutors. The process of


language choice is probably one of the most interesting bilingual
phenomena, even though bilinguals don’t give it much thought.
Anthropologist Carroll Barber studied the language behavior of
twelve trilingual Yaqui Indians of the Pascua Yaqui tribe in Arizona.
She was interested in understanding when it was that they used
Yaqui, Spanish, and English. She wrote:

The men often find questions about their use of their


languages rather ridiculous; naturally they speak Yaqui to
Yaquis, Spanish to Mexicans, and English to Anglos. As
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one of them said, “I could talk to you in Yaqui—you


wouldn’t understand me.” The problem does not seem so
simple, however, when it is realized that in many of their
social relationships they are dealing with people who
speak at least two of their languages. Why then do they
choose to speak one language at one time and another at
some other time?2

Below, we will look at the factors for language choice according to


four main categories: participants, situation, content of discourse,
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language mode and language choice

and function of the interaction. We will address the complexity of


the phenomenon and see how it can sometimes break down.
Within the participants category, one factor that is crucial for
language choice is the language proficiency of the speaker and the
interlocutor. One usually attempts to use the language that will be
the most successful for communication. I’ve heard many bilinguals
state that they use language X with a certain person simply because
she does not master the other language sufficiently well. Another
factor that seems to play an important role is the language his-
tory between participants. One develops an “agreed upon” lan-
guage with certain individuals, even if it has never been discussed,
and this becomes the language of communication from then on. In
fact, this agreement is so strong that an interlocutor may be puz-
zled or surprised if it is broken (for example, with a sudden change
of base language over the phone).
A participant’s attitude toward a language and a group may also
explain language choice. Members of stigmatized minorities may
no longer wish to speak the majority’s language; this is true of peo-
ple who have suffered in the past at the hands of the majority
(such as German Jews during World War II and Russian Jews more
recently, who refuse to use German and Russian, respectively, in
their new countries). Other factors in the participants category in-
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clude age, the socioeconomic status of the participants, their de-


gree of intimacy, the power relationship between them, and so on.3
What is fascinating here is that in bilingual communities, some
bilinguals who deal extensively with the public, such as storekeep-
ers, sales representatives, police officers, and others, develop a finely
tuned sense for determining which language to use with a particu-
lar person. They base their decision on such cues as the person’s
stance, dress, and facial expression—and they are often right.
Concerning the next category, situation, the location of the in-
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b i l i n g u a l a d u l t s

teraction is an important language-choice factor. In bilingual Para-


guay, for example, one will tend to address someone in the country-
side in Guaraní but use Spanish in the cities.4 Elsewhere, members
of minorities may well speak the majority language when out in
public together and keep their minority language for use when they
are at home (I have noticed this with young North Africans in
France). The formality of the situation is also important. In Swit-
zerland, for example, Swiss German is not usually spoken by mem-
bers of the federal government when they are giving a speech on TV
(they will use German), although they will speak it as they are com-
ing into the studio, and with friends and colleagues afterward. Of
course, the presence of monolinguals is of crucial importance. How
many times have I seen this situation: a group of people is speaking
language X together until a monolingual of language Y arrives;
they then switch over to language Y to include that person. But
then the group switches right back to language X when the mono-
lingual is having a side conversation or steps away for a few min-
utes! Unfortunately, a person can on occasion be left out because
she does not master (or master sufficiently well) the language of the
others. This can be quite frustrating, and usually something gives
way quite rapidly—either the person wanders off or the others inte-
grate her, even if it means having someone translate the major
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points of what is being said.


As for the content of discourse, we have already discussed this
when dealing with the complementarity principle. Some topics are
simply better dealt with in one language than another, and bilin-
guals speaking among themselves may well change base languages
when they change topics. In Paraguay again, school, legal, and busi-
ness affairs are usually discussed in Spanish rather than in Gua-
raní. I know I change languages, for example, when I talk about

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language mode and language choice

cognitive psychology with my son, with whom I normally speak


French; we each have a larger vocabulary in English in that domain
and it just simplifies things to move over to that language when we
want to talk about some recent research.
Finally, concerning the fourth category, the function of the inter-
action, we should keep in mind that people often communicate to
achieve something and not just to pass information along to some-
one else. Thus there are many instances of choosing a particular
language to raise one’s status, to create a social distance, to exclude
someone, to request something, or to give a command. For exam-
ple, Gerard Hoffman mentioned in his study that, in the Puerto Ri-
can community in Jersey City, New Jersey, some Puerto Rican fore-
men would change languages when they changed roles: they would
speak Spanish to the other Puerto Ricans at lunchtime but employ
English during work hours, when their status changed to the role
of foreman.5 As for excluding someone, all bilinguals have “played”
with language choice, although there is always the danger that it
can backfire and create an embarrassing situation. I was once told
by a young Greek American woman about a time when she was in a
crowded student cafeteria with a friend with whom she normally
spoke English. They changed over to Greek to comment on people
around them, thinking they would not be understood. After a few
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minutes, one of the people they had talked about folded his news-
paper, turned toward them, and said with a large grin, “Good-bye!”
in Greek.
Usually several factors taken together explain a bilingual’s lan-
guage choice, and some factors have more weight than others. In
her classic book on Guaraní-Spanish bilingualism in Paraguay,
Joan Rubin states that three factors (countryside, school, and pub-
lic functions in the capital city) clearly indicate which language to

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use (Guaraní for the first factor, Spanish for the other two) but that
the rest can best be placed in a decision tree that orders them.6 At
the very top of the tree is location, then formality, then intimacy,
then seriousness of discourse, and if you have not branched off be-
fore this point, there are still three remaining factors: the first lan-
guage learned, the person’s predicted proficiency, and the sex of
the two participants. Not all language decisions require one to go
through so many steps, but language choice remains complex even
though it is a well-learned behavior that takes place smoothly and
rapidly. Bilinguals are usually quite unaware of the many factors
behind their choice; it is just part of being bilingual.
However hard one tries to find the right language for a given con-
text, it may happen that a satisfactory solution cannot be found. I
observed one such situation when my wife and I were sitting in a
restaurant in the German part of Switzerland one day. I could not
help but notice that the five people at the table right next to ours
did not all share the same languages. I made a sketch of the situa-
tion at their table when I got back home (see Figure 4.3). Clearly the
father, mother, and daughter in the group were visiting from the
United States and had invited the daughter’s grandmother and
great-aunt to dinner. The father and daughter spoke the elders’ lan-
guages (German and French) in addition to speaking the mother’s
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only language (English). In the figure, I have indicated who com-


municated with whom and the language used (E for English, G
for German, F for French). I also show, with the discontinuous
lines, who could not communicate with whom: the mother with
the grandmother and the mother with the great-aunt. Note that
two people were pivotal throughout the meal, the father and the
daughter. They knew and used all three languages and hence could
ease the communication flow. This is a good example of the com-

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language mode and language choice

GREAT-AUNT
(German, French,
no English)

∅ G
G
MOTHER DAUGHTER
(English, E (English,
no German, ∅ German,
no French) some French)

E G
F/G
E
FATHER GRANDMOTHER
(French, German, (German, French,
F/G
English) no English)

Figure 4.3. The languages spoken around a dinner table.

plexity one can find in language-choice situations, and also of the


fact that some people may be marginalized when they do not share
the others’ language(s). It also shows how important go-betweens
can be; they play a crucial role that can at times be quite taxing.
Another example reveals how a factor that at first sight should
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play the most important role in the choice of a base language may
be put aside for a second, less important factor. I was sitting in my
office one day when a student came in and asked in French, with
great hesitancy and a very heavy American accent, whether I was
Professor Grosjean. I replied that I was. Aware of my interlocutor’s
very poor French, and mindful of the importance of establishing
good communication concerning an administrative matter, I sug-
gested in English that we speak English. To my amazement, she did

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not take me up on my offer. She continued with her very hesitant


French, which I had difficulty understanding. I asked again, in En-
glish, whether she did not wish to change over to English and
was told, in French, that she had come to Switzerland to learn
French and wanted to speak it. Hence, we continued in French, but
since I wasn’t sure we were understanding each other, I gave her
some documents to take with her and wound down the interaction.
Thinking back on it, I suppose I should have agreed to act as a lan-
guage teacher and gone along with her wish to speak French, but it
was a busy day and I didn’t think we were communicating op-
timally. It made me grateful, though, that most interactions in
language-choice situations are usually more smooth and efficient.
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5
Code-Switching and Borrowing

We have seen that if a bilingual person is interact-


ing with another bilingual who shares her languages, then a base
language will be active during their communication and the other
language will also be active, although less so. The bilingual speaker
can bring in that other language if the need arises and if she feels
comfortable doing so with her interlocutor. Here is an example. A
French family is watching some ice fishermen on Walden Pond in
the dead of the winter. The young son, Marc, shows real interest in
the equipment being used and the fish that are brought up. The
mother, who often brings in English when she is speaking French,
is getting very cold and says to her husband: “Va chercher Marc and
bribe him avec un chocolat chaud with cream on top.” The French
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parts mean “go fetch Marc” and “with a hot chocolate,” respec-
tively. There are two ways of calling in the other, “guest” language:
through what is called code-switching (as here) and through bor-
rowing.

Code-Switching
Code-switching is the alternate use of two languages, that is, the
speaker makes a complete shift to another language for a word,
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b i l i n g u a l a d u l t s

phrase, or sentence and then reverts back to the base language.


Hence, bilinguals who code-switch are speaking language X in a bi-
lingual mode when they call upon language Y for a moment. In the
example above, the bilingual brings in whole phrases from English.
Code-switching may also be done with single words, as in: “On a
pris un trail” (We followed a trail), or whole clauses, as in the follow-
ing Russian sentence with a code-switch into French: “Chustvovali,
chto le vin est tiré et qu’il faut le boire” (They felt that the wine is un-
corked and it should be drunk).1
Code-switching has often been criticized, mainly by monolin-
guals but also by some bilinguals. Many feel that it creates an un-
pleasant mixture of languages, produced by people who are careless
in the way they speak. This has led to another common misconcep-
tion:

Myth: Bilinguals code-switch out of pure laziness.

Code-switching has been given pejorative names such as Franglais


(the mixture of English and French) and Tex-Mex (the combination
of English and Spanish in the American Southwest). Reactions
to code-switching can be rather strong. One is reported by Lynn
Haney in her biography of the famous African American singer and
dancer Josephine Baker. It should be recalled that Baker lived most
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of her adult life in France and spoke fluent French. Haney writes
that when Baker returned to the United States on a visit, she was at
a dinner party and was mixing some French into her English in ad-
dition to having sprinkles of French in her American accent. When
she asked an African American maid for a cup of coffee, in French,
the maid exclaimed that Baker was full of —— and told her to speak
the way her mouth was born!2
Negative attitudes like these, as well as the worry that code-

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code-switching and borrowing

switching will lead to some form of “semilingualism,” have led


some bilinguals, such as language teachers and bilingual parents,
to discourage code-switching and to avoid doing it. I would like to
allay the reader’s fears by quoting the distinguished linguist Einar
Haugen, who wrote the following very sensible statement based on
many years of research on bilinguals:

Reports are sometimes heard of individuals who ‘speak


no language whatever’ and confuse the two to such an
extent that it is impossible to tell which language they
speak. No such cases have occurred in the writer’s experi-
ence, in spite of many years of listening to [their] speech.3

Personally, I have seen uncontrollable switching only in aphasic bi-


lingual patients—that is, patients who have a language impairment
stemming from a cerebral vascular accident (or stroke). But even
then, it has been uncontrolled in just a handful of individuals;
most aphasic patients control their code-switching well.
Bilinguals code-switch for many reasons. One primary reason is
that certain notions or concepts are simply better expressed in the
other language (they seek le mot juste, as one says in French). If the
person you are speaking to understands your other language and
accepts code-switches, and the better word or expression is from
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that language, then you can simply bring it into what you are say-
ing. The analogy I use is having cream with coffee instead of just
having it black; the word or expression in the other language adds a
little something that is more precise than trying to find an equiva-
lent element in the base language. The following is an example I
have cited many times. My wife and I adopted the word “play-
ground” as a code-switch when we were in the United States, as it
reflected better the kind of free environment kids could have fun

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b i l i n g u a l a d u l t s

in, as compared with the traditional French parc, with its strict
rules and rather poor offering of swing sets. (Since then, I’m happy
to say, things have changed considerably in France and Switzerland
and we, along with others, use a new expression that reflects this,
terrain de jeu.)
A second reason for code-switching is to fill a linguistic need for
a word or an expression. As we saw in Chapter 3 in the discussion of
the complementarity principle, if a domain is covered wholly or
partly by a language other than the one we are speaking, and the
situation is conducive to code-switching, then we will bring in the
words and expressions we need, either because they are the only
ones we have or because they are the most readily available. As a
French-English bilingual once wrote to me:

The reason why I use so many words in English when I


speak with French-speaking people is because I find it
very hard to convey certain ideas or information about
my daily life in this country [the U.S.] in a language other
than English. Notions such as “day care center,” “finger
food,” “window shopping,” and “pot-luck dinners” need
a few sentences to explain in French.”4

For this bilingual woman, her home and young-children domains


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were covered mainly by English and so she code-switched into Eng-


lish when speaking about them. Another linguistic reason for code-
switching is to report what someone has said in the other language.
It would sound unnatural to translate it for a bilingual who under-
stands the other language perfectly.
Code-switching is also used as a communicative or social strat-
egy, to show speaker involvement, mark group identity, exclude

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code-switching and borrowing

someone, raise one’s status, show expertise, and so on. As concerns


exclusion, let me take an example from one of my earlier books.
Nicole, a French-English bilingual in the United States, was a regis-
tered nurse in the cardiovascular unit of a large urban hospital on
the East Coast. She spoke English at work, but since the arrival of a
French Canadian colleague, she had sometimes been using French
with her when they were alone. One day the two were asking a pa-
tient some questions about his recent heart attack. Toward the end
of the interview, Nicole switched quickly into French without turn-
ing away from the patient and said softly: “Ça me paraît grave” (It
seems serious). She then asked the patient a few more questions in
English.5 All bilinguals reading this can probably think of one or
two times in their own experience when they rapidly slipped into
another language to convey something to just one of the people
they were with. But this can be a risky communicative strategy, in
addition to being perceived as impolite, as the person being ex-
cluded may know the other language well enough to understand
what has just been said.
An example of code-switching used to raise one’s status was
given by linguist Carol Myers-Scotton and her coauthor William
Ury. The scene takes place on a bus in Nairobi. A passenger gets on
and the conductor tells him, in Swahili, that the fare is fifty cents
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to go to the post office. The passenger gives him a shilling and the
conductor tells him to wait for his change. When the bus nears the
post office and the change still hasn’t been handed over, the passen-
ger tells the conductor that he wants his change. The conductor re-
plies that he’ll get his change. The passenger then switches over to
English and says, “I am nearing my destination.” The switch is an
attempt by the passenger to change his status from equal to higher

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b i l i n g u a l a d u l t s

than the driver and hence to have more authority (English is the
language of the educated elite in Kenya). But in this case, the con-
ductor counters the attempt by saying, in English, “Do you think I
could run away with your change?” thereby reestablishing status
equality between them.6
It is interesting to note that code-switching can also take place in
different modalities. Some bilinguals code-switch when writing, for
example (in letters, e-mail messages, and so on) but they have a ten-
dency to flag the words with quotation marks or by means of un-
derlining. They are aware that the reader might be led astray if this
precaution is not taken. Of course when you are writing for your-
self (for example, taking notes) anything goes, and many of us
bilinguals take multilingual notes full of unflagged switches. Code-
switching can also take place between an oral language and a sign
language. Paul Preston, himself an English–American Sign Lan-
guage bilingual, interviewed a number of bilingual hearing adults,
the children of Deaf parents. While most of the interviews took
place in English, he noticed that his informants would sometimes
switch to sign language. The reasons he gives are very similar to
the ones we have already mentioned: his informants code-switched
when they felt that a sign expressed a concept better, when they
were momentarily unable to think of the English word, when they
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were paraphrasing Deaf people, and when they became emotionally


unable to speak.7
In recent years, considerable work has been done by linguists to
better understand how code-switching takes place.8 One of the re-
sults has been the realization that, instead of being a haphazard
and ungrammatical mixture of two languages, code-switching fol-
lows very strict constraints and is implemented by bilinguals who

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code-switching and borrowing

are competent in their languages. Linguist Shana Poplack, a pio-


neering expert on code-switching, writes:

Code-switching is a verbal skill requiring a large degree of


linguistic competence in more than one language, rather
than a defect arising from insufficient knowledge of one
or the other . . . [R]ather than representing deviant be-
havior, [it] is actually a suggestive indicator of degree of
bilingual competence.9

My own work on the phonetics of code-switching shows that


there is indeed a sudden and complete sound shift to the other lan-
guage at the switch break but that the prosody may, at times, re-
main that of the base language.10 In a pilot study I conducted with
my colleague Carlos Soares, we showed that if a code-switch is
short and corresponds to a minor syntactic unit, as in the exam-
ple at the beginning of this chapter, then it is integrated into the
prosody of the base language. If, on the contrary, it is longer and
a more important syntactic unit, then it will bring with it the
prosodic patterns of the guest language. Thus, in the sentence,
“Marc, savonne-toi. You haven’t used soap for a week!” the first part,
which can be translated as “Marc, soap yourself,” has the character-
istics of French prosody (a long falling contour) whereas the second
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part maintains its typical English prosodic pattern (a final rise indi-
cating surprise). As for the listener’s perception of a code-switch,
how efficient it is will depend on such factors as the specificity of
sounds and groups of sounds in the guest language (the more spe-
cific, the easier the perception), the existence of a similar-sounding
word in the base language (this has a tendency to delay the percep-
tion), the number and frequency of code-switches, and so on.

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b i l i n g u a l a d u l t s

Borrowing
Another way bilinguals bring in their less activated language is
by borrowing a word or short expression from that language and
adapting it morphologically (and often phonologically) into the
base language. Unlike code-switching, which is the alternate use of
two languages, borrowing is the integration of one language into
another. Figure 5.1 illustrates this.
As we can see in the top part of the figure, which depicts a code-
switch, the person speaking Language a (La; empty rectangles)
shifts over completely to Language b (Lb; shaded rectangle) and
then switches back to La (empty rectangles again). With borrowing,
on the other hand, the element borrowed from Lb is integrated
into La; this is shown in the bottom part of the figure by the rect-
angle with diagonal lines, depicting the “blending” of Lb and La.
There are two forms of borrowing. Probably the most frequent is
when both the form and the content of a word are borrowed (to

Code-switch
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Borrowing

Figure 5.1. Illustration of the difference between a code-switch (the al-


ternate use of two languages) and a borrowing (the integration of one
language into the other).

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code-switching and borrowing

produce what has been called a loanword or nonce borrowing, or


more simply a borrowing), as in these two examples taken from
French-English bilinguals: “Ça m’étonnerait qu’on ait code-switché
autant que ça” (I can’t believe we code-switched as often as that)
and “Maman, tu peux me tier /taie/ mes chaussures?” (Mummy, can
you tie my shoes?). In these examples, the English words “code-
switch” and “tie” have been brought in and integrated into the
French sentence. The parts of speech that are borrowed the most
are nouns, followed by verbs (as in the above examples) and adjec-
tives; the other parts of speech are borrowed much less often.
The integration of borrowings has been the object of much re-
search. There is still some controversy surrounding their phonolog-
ical adaptation (are they fully adapted to the base language or do
they keep some of their guest-language phonology?) but there is
less debate about morphological adaptation. As we can see in the
examples above, the English word “code-switch” is brought into
French and given the past-participle “-é” ending; the same is true in
the second example, where the infinitive “-er” ending (pronounced
/e/) is given to the English word “tie.” When nouns are concerned,
they are adapted to the noun morphology of the base language—for
example, they may be given a plural form and a gender when the
borrowing language requires it. Thus we find the following English
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borrowings in Spanish: “el trainer,” “esa girl” (this girl), and “la
responsibility.”11 Note that when a borrowing comes into a sentence
and does not require a morphological marking, and if is not pho-
nologically integrated—that is, pronounced with the phonetics of
the base language—it is difficult to distinguish it from a one-word
code-switch. This has caused much debate among specialists about
whether we are dealing with a code-switch or a borrowing.
A second type of borrowing, called a loanshift, occurs when the

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b i l i n g u a l a d u l t s

speaker either takes a word in the base language and extends its
meaning to correspond to that of a word in the other language, or
rearranges words in the base language along a pattern provided by
the other language and thus creates a new meaning. An example of
the first kind of loanshift would be the use of humoroso by Portu-
guese Americans to mean “humorous” when its original meaning
in Portuguese is “capricious.” Another example would be soportar in
Puerto-Rican Spanish; it normally means “to endure” but has now
also been given the English meaning “to support.” As for the re-
arranging of words, also called calques or loan translations, an ex-
ample was noted in Florida in the Spanish speech of bilinguals
who said tener buen tiempo (based on the English “to have a good
time”) instead of using the Spanish divertirse.12 Another example of
this kind would be: “I put myself to think about it,” said by a
Spanish-English bilingual, based on the Spanish expression me puse
a pensarlo.13
Why do bilinguals borrow? The reasons are very similar to the
ones given for code-switching, although there are fewer communi-
cative strategies in play. Using the right word is at the top of the
list, along with using a word from a domain covered by the other
language (yet one more example of the complementarity principle
at work). Linguists have spent considerable time explaining why
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immigrants, when speaking their native tongue, borrow so much


from their host country’s language. Practically overnight, they find
themselves living with new realities and new distinctions in do-
mains such as work, housing, schooling, food, sports, flora and
fauna, and so on. Very often the vocabulary of their first language is
not adequate to cover this new life. As Uriel Weinreich, the well-
known researcher on bilingualism, once said, it is only natural to

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code-switching and borrowing

use ready-made designations from the other language instead of


coining new words; after all, few users of language are poets!14
It is important to distinguish the spontaneous borrowings of
bilinguals (also called speech or nonce borrowings) from words
that have become part of a language community’s vocabulary and
that monolinguals also use (called language borrowings or estab-
lished loans). The latter, while originally brought in by bilinguals,
are now used by all speakers of the language. In the following
sentences, every third or fourth word is an established loan from
French that has now become part of the English language: The poet
lived in the duke’s manor. That day, he painted, played music, and
wrote poems with his companions. The process through which some
borrowings used by bilinguals become integrated into the mono-
lingual’s language is complex and has a number of variants: some
words are borrowed very quickly while others go through a long
process; some are brought in by one bilingual and others are ac-
cepted by a large bilingual community before being transferred to
the monolingual group. Weinreich likens spontaneous borrowings
to sand being carried by a stream, whereas established borrow-
ings are like the sand that is deposited at the bottom of a lake.15
Whether the sand keeps moving or is deposited depends on many
factors; the same is true of borrowings.
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When spontaneous borrowings become established borrowings,


they have not only gone through an integration process but have
also survived the resistance of some of the speakers of the language
concerned. One may think of the French as being opposed to using
English words, but some segments of the population do not hesitate—
often unconsciously—to replace older, worn-out French words or
expressions with new ones from English. Hence the existence of

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b i l i n g u a l a d u l t s

new English words in today’s French, such as “cool,” “top,” “look,”


“best of,” “too much,” and the like. Having said this, there are insti-
tutions that attempt to reduce the amount of borrowing that takes
place. In France, for example, the French Academy regularly pro-
poses French words to replace English words for new concepts.
Some are adopted by the French (courriel is now used as frequently
as “e-mail”) but others are simply not used, such as bouteur instead
of “bulldozer.” Languages know how to make good use of new
words, and words can take on a life of their own. Take an example
from French: the word “people” has now been borrowed into French,
but with the meaning of celebrities (movie or soap stars, singers,
actors). It has been fully integrated into the language and is now
sometimes written as les pipols. This has led to such derivatives as la
pipolisation.
The opposition to loans from other languages is not something
new, and it has not always worked in the same direction. Back in
1300, Robert of Gloucester wrote the following about the domina-
tion of French over English:

If a man knows no French, people will think little of him


. . . I imagine there are in all the world no countries that
do not keep their own language except England alone.16
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Who could have thought that seven hundred years later the situa-
tion would be reversed, with English influencing French.

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6
Speaking and Writing
Monolingually

When communicating with others, bilinguals are


constantly asking themselves—subconsciously most of the time—
which language they should use and whether they can bring in an-
other language. When they are in a monolingual language mode—
that is, in the presence of monolinguals, or bilinguals who do not
share their languages (or with whom they don’t feel they can code-
switch or borrow)—the answer is apparently quite simple: they will
have to use the language the others know, and, if possible, they
will not let another language intervene. But things are not always
straightforward concerning the second point, the presence of the
other, nonactive language.
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Choosing a Language
At first sight, choosing a language for communicating in a mono-
lingual mode appears to be a simple operation. We “shut off” our
other language or languages and speak just one. After all, if we were
to start speaking a language that our interlocutors did not know,
we wouldn’t get very far. As the Yaqui Indian mentioned earlier

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b i l i n g u a l a d u l t s

said, “I could talk to you in Yaqui—you wouldn’t understand me.”1


I have been impressed over the years by how bilinguals excel at
choosing the appropriate language and how proficient they are in
deactivating their other languages. Suddenly, bi- or multilinguals
who have two or more languages at their disposal can become
speakers of a single language. I often think of tennis champion
Roger Federer, who gives interviews in four languages (Swiss Ger-
man, German, English, and French) and usually does so without
letting his other languages intervene. In such situations, he is most
often in a monolingual mode, as he can’t expect that the interview-
ers, and especially the public he is speaking to, will know his other
languages.
Bilinguals who manage to stay in a monolingual mode and, in
addition, who speak that language fluently and have no accent in it,
can often “pass” as monolinguals. I was quite surprised one day,
several years ago, when I heard the baker’s wife down the road from
where I live answer the phone in fluent Swiss German. I had known
her for some ten years and had always believed that she was Swiss
French. I would have expected that she would have to struggle with
German like most Swiss French do (not to mention with Swiss Ger-
man, which the Swiss French rarely speak). But she was conducting
a fluent conversation in what, I was to find out, was her mother
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tongue. I was just as surprised when I learned that the actress


Natalie Wood, who starred in the 1961 movie West Side Story, and
whom I had thought of as a totally monolingual person, was in fact
born into a Russian-speaking family and was bilingual in Russian
and English. Many examples come to mind of this “miracle” of bi-
lingualism—the hidden languages that people know but have never
used in our presence.
Choosing a base language and sticking to it for monolingual

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speaking and writing monolingually

communication, whether when speaking or writing, is just part


of being a bilingual. Sometimes more than communication is at
stake, and keeping to the monolingual mode is all the more crucial.
Olivier Todd, the Franco-English journalist and writer, describes in
his autobiography how his British mother and he had missed the
last boat to England when the Germans invaded France. They re-
mained in France for the duration of the war and his mother was in
partial hiding, as she would have been sent to an internment camp
if the Germans had known her nationality. Todd explains how they
had agreed not to speak English in public—on the street, in cafés,
on the bus. If an English word or sentence ever escaped her, Todd,
who was a child at the time, was to squeeze her hand. The problem
was that his mother was very anti-German, and one day on the
Métro she burst out against the occupiers in English, right in front
of a German officer. Todd tells us that they were lucky that day and
nothing happened. Olivier Todd’s mother made it through the war
without being identified as a British subject.2
Researchers have long been intrigued by how bilinguals manage
to control the language they speak and how they keep out their
other languages. On a cognitive level there is active debate about
the mechanisms involved. Some researchers, such as David Green
of the University of London, talk of the inhibition of the languages
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not needed, whereas I take a “softer” stance and advocate the deac-
tivation of those languages but not their inhibition.3 I believe that
the bilingual language system has to allow for switching back and
forth between a monolingual and a bilingual mode, and that even
in a monolingual mode, as we will see below, the speaker can call
upon the other deactivated language. This is more difficult to do
when a language is inhibited than when it is deactivated.
Neurologists and neurolinguists have recently conducted brain-

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imaging studies in an effort to better understand the structures


that control language choice. Jubin Abutalebi and David Green re-
viewed the literature, and they suggest that several neural struc-
tures of control play a role: the left caudate in the subcortical area
of the brain appears to supervise the correct selection of languages;
the left prefrontal cortex updates and keeps on line the relevant
language, as well as inhibits the languages not being used; the ante-
rior cingulate cortex signals to the prefrontal cortex potential er-
rors in language choice; and the left and right posterior parietal
cortex biases selection toward the language in use and away from
the language not in use.4 This research, which is still very recent, is
helping us understand how bilinguals select the right language to
use and keep out the others, to some extent at least, as we will see
below.
When bilinguals are in a monolingual mode, that is, speaking or
writing in just one language, we expect that their other languages
are deactivated and do not intervene. This would make sense, since
the bilinguals are usually communicating with people who do not
know the other languages. In fact, however, things are not quite as
simple as that. Bilinguals may sometimes code-switch when speak-
ing or writing monolingually, and they regularly produce interfer-
ences. We will examine both processes below.
Copyright © 2010. Harvard University Press. All rights reserved.

Code-Switching in a Monolingual Mode


One reason for code-switching in a monolingual mode is to bring
in a proper noun from the other language. Some bilinguals prefer
to pronounce names (of a city, a newspaper, a person, even one’s
own name) in their correct language, which may force them to
code-switch, whereas other bilinguals will adapt them phonologi-

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speaking and writing monolingually

cally into the base language, thus borrowing them in. There are no
rules here. On the one hand, we don’t want to sound too sophis-
ticated or distant by switching over to the other language. It is
also important that our interlocutors understand us, and code-
switching might cause miscomprehension. On the other hand,
adapting a name into the base language might distort it too much
or detach it from reality. After all, an American friend named Jona-
than just doesn’t seem to be the same person when his name is pro-
nounced in French. Deciding whether to say the proper noun in its
original form or adapt it to the language being spoken will depend
on many factors, but the central factors are clear communication
and not distancing oneself too much from interlocutors. When I
lived in the United States, I would anglicize my family name and
then spell it out; giving the French version was not a solution, as
most people simply wouldn’t understand it.
Proper nouns aside, bilinguals may well code-switch momen-
tarily when in a monolingual mode, either because they have not
mastered the language that well (as when a highly dominant bilin-
gual is speaking in his weaker language) or they do not have the re-
quired vocabulary for that particular domain in the language they
are speaking (the complementarity principle). When they code-
switch out of the blue like this, their interlocutors will often be
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taken aback. I’ve had people spring a code-switch on me when I


didn’t expect it and have been momentarily “deaf” to it. This simply
shows how deactivated the other language can be when one is in a
monolingual mode.
When the interlocutor, or one of the interlocutors, knows the
speaker’s other language, he or she can propose the translation
equivalent in the language that is being spoken. This is a common
strategy in multilingual countries, where people often understand

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several languages even if they prefer not to speak them, and they
are ready to help out a bit. I once heard an American professor say
on a French radio program during an interview, “Il n’est pas ruth-
less” (He’s not ruthless). The reporter, who wanted the interview to
be understandable to the listeners, came in immediately with the
French expression, “sans scrupules.” The professor said, “Oui . . .”
and then continued what he had been saying.
If the interlocutor does not seem to know the bilingual speaker’s
other languages, then a code-switch will need to be accompanied by
an explanation. One produces the word or expression in the other
(guest) language, perhaps with a preceding phrase such as, “In lan-
guage X we say . . . ,” and then one proceeds. Of course, this cannot
be done too often, because it slows down the interaction and may
not be looked upon favorably by those listening.

Interferences
Despite the fact that bilinguals sometimes want to keep out their
other languages when they are speaking or writing monolin-
gually, and although they may have filtered out all code-switches,
the other languages can still enter in the form of interferences: de-
viations from the language being spoken (or written) stemming
Copyright © 2010. Harvard University Press. All rights reserved.

from the influence of the deactivated languages. Interferences, also


called transfers, accompany bilinguals throughout their life, how-
ever hard they try to avoid them. They are the bilingual’s uninvited
“hidden companions,” often present even though one tries to filter
them out.
Interferences are of two kinds: static interferences, which reflect
permanent traces of one language on the other (such as a perma-
nent accent, the meaning extensions of particular words, specific

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speaking and writing monolingually

syntactic structures, and so on), and dynamic interferences, which


are ephemeral intrusions of the other language, as in the case of an
accidental slip on the stress pattern of a word due to the stress
rules of the other language, or the momentary use of a syntactic
structure taken from the language, or languages, not being spoken.
In what follows, I will not distinguish between the two types of in-
terference. Usually they are difficult to separate—except in the case
of an accent, which is most often a static interference.5 The discus-
sion will emphasize dynamic interferences—elements of the other
language that slip into the language you are speaking or writing,
most often without your being aware of them. It is only when your
interlocutor asks what you meant by word X or corrects your syn-
tax or looks at you in a strange way that you realize, after the fact,
that the other language has slipped in. You are often left with the
feeling that you were sure that X was a word in that language, or
that the structure was correct, when in fact that was not the case. (I
was interested to see the interferences the copy editor of this book
found after I sent the manuscript to the publisher; there were a few,
even though I was working in a monolingual mode and trying to
write in English only—except for examples, of course.)
It is important at this stage to differentiate interferences from
other deviations that are due to the level of fluency attained in a
Copyright © 2010. Harvard University Press. All rights reserved.

language. These intralanguage deviations reflect the person’s inter-


language (the linguistic knowledge level reached in the language)
and may include overgeneralizations (for example, taking irregu-
lar verbs and treating them as if they were regular) and simplifica-
tions (dropping pluralization and tense markers, omitting function
words, simplifying the syntax), as well as hypercorrections and the
avoidance of certain words and expressions.
Interferences can occur at all levels of language. At the first level,

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that of pronunciation (phonology, prosody), a “foreign accent” is a


direct reflection of the interference of another language. Traces of
an accent can be permanent (it is simply the accent you have when
you are speaking language X) or ephemeral, such as momentary
slips in the pronunciation of a sound, the wrong stress placement
on a word, the intonation of a phrase based on your stronger lan-
guage, and so on. These accidental slips, which often increase in
number when you are tired or stressed, will often “give you away” as
a speaker of the other language. Your interlocutor may then ask
you what other language you speak, or may—very nicely—tell you
how well you speak the language you are using.
Interferences at the word level (individual words or expressions)
resemble the lexical borrowings that we examined in the preceding
chapter. In fact they may well be explained by similar psycholin-
guistic mechanisms, although this has not been studied adequately.
Just like borrowings, you can import, involuntarily of course, both
the form and the meaning of a word. Thus, a French-English bi-
lingual once said to her English-speaking nephew, “Marc, you’re
baving!” She pronounced “baving,” based on the French word baver
(to dribble), like “patting.” Marc looked at his aunt with puzzle-
ment and she quickly corrected herself. Another example would be,
“Look at the camion!” where the French word camion (truck) is pro-
Copyright © 2010. Harvard University Press. All rights reserved.

nounced as if it were an English word (like “canyon”).


A more subtle type of lexical interference—the bête noire, so to
speak, of bilinguals—is similar to a loanshift, where only the mean-
ing of the word is brought in and added to an existing word. For ex-
ample, in the sentence, “Look at the corns on that animal,” the
meaning of French cornes (horns) has been added to that of the En-
glish word “corn.” Another example would be, “Oh, he’s in the
stove,” which a Norwegian American boy said when a stranger asked

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speaking and writing monolingually

him where his father was. The interference comes from the Norwe-
gian stova, which means living room.6 In these two examples, the
base- and guest-language words resemble each other to a large ex-
tent (they are near homophones, and near homographs when writ-
ten; often called “false friends”), but that does not have to be the
case, as we see in the example “Don’t move the needles on the clock,”
based on the French word aiguilles (which means both needles and
hands of a clock); the word should have been “hands.” These acci-
dental borrowings (loanshifts) can occur frequently in a bilingual’s
language because the words pronounced are definitely those of the
base language and the bilingual believes he or she is speaking just
one language, and yet the words are used with the wrong mean-
ing. Nancy Huston, the Canadian and French bilingual writer, re-
ports that she ends up avoiding the use of false friends such as
éventuellement and “eventually,” “harassed” and harassé, to make sure
that she won’t mix them up.7
Interferences at the level of idiomatic expressions and proverbs
are also very frequent and particularly difficult to filter out. Bilin-
guals may translate them literally from the other language into the
language they are speaking and not be aware that the meaning is
not always transparent. Hence, “I’m telling myself stories” is a lit-
eral English translation of the French expression “je me raconte des
Copyright © 2010. Harvard University Press. All rights reserved.

histoires”; the bilingual speaker should have said, “I’m kidding my-
self.”8 Another example would be the literal translation of “as alike
as two peas in a pod,” which would not mean anything in French;
one should say “comme deux gouttes d’eau” (literally, “like two
drops of water”). Here are two examples where the literal English
translation of a German expression comes close but isn’t quite
right: “Winter is before the door” is based on “Winter steht vor der
Tür”; the English expression is “Winter is around the corner.” And

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b i l i n g u a l a d u l t s

“He was laughing in his fist” comes from “Er hat sich ins Fäustchen
gelacht”; the correct English expression is “He was laughing up his
sleeve.”9
Interferences at the level of syntax are also quite frequent, such as
when bilingual speakers use the word-order pattern of one lan-
guage in the other, insert determiners when they are not normally
present, use the wrong preposition (again based on the deactivated
language), and so on. For example, if French-English bilinguals say
“on the page five” instead of “on page five,” they are probably think-
ing of the French equivalent, “sur la page cinq.” The same is true of
“I saw that at the television,” based on “J’ai vu ça à la télévision.”
As for interferences when writing, many are similar to the ones
that crop up in spoken language at different linguistic levels (for
example, lexical and syntactic). Among the things that are spe-
cific to writing, though, one finds spelling differences between lan-
guages. For instance, near homographs—that is, words that are
spelled only slightly differently in two languages—are often a prob-
lem. Many English-French bilinguals have to stop and think about
how many d’s there are in “address” (there is only one in French),
how many p’s in “development” (there are two in French), if there
are two h’s or not in “rhythm” (there is only one in French), and so
on. Personally, I bless the development of grammar and spelling
Copyright © 2010. Harvard University Press. All rights reserved.

checkers in word processing programs, especially for difficult lan-


guages like French that have complex grammatical rules. However,
word processors do not catch errors in higher-level aspects of lan-
guage use, such as style and level of formality. These can be quite
different in two languages (for example, the greeting and farewell
phrases in letters, the style of reports, and so on) and we can easily
write something incorrectly based on what we know from another
language.

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speaking and writing monolingually

Interferences and Communication


The interferences bilinguals produce when communicating in a
single language can have different impacts on the comprehension
of their monolingual listeners (or readers). At the level of sentence
structure, Uriel Weinreich proposed three categories, which we will
address in order of the least impact to the greatest impact. In the
first category, the interference pattern is possible in the base lan-
guage and has no negative impact on comprehension. Thus an
English-Russian bilingual who uses a subject-verb-object order in
Russian, based on the normal English word order, produces a per-
fectly good Russian sentence, although that particular word order
is not a necessity in Russian. In the second category of interfer-
ences, the meaning of the sentence is understandable by implica-
tion. Weinreich cites the German-English bilingual who says “yes-
terday came he,” based on the German, “gestern kam er.” Although
the English sentence is not grammatical, the meaning can be un-
derstood. Finally, in the third category, the interference produces
an unintended meaning and hence communication is affected.10 I
like to cite an example that caused me problems in my teenage
years as a bilingual. I would say to French friends, “Je te manque,”
based on “I miss you” in English. My friends would look at me with
Copyright © 2010. Harvard University Press. All rights reserved.

a puzzled expression because I was in fact telling them that they


were missing me instead of that I was missing them. I should have
said, “Tu me manques.”
Since instances of Weinreich’s first two categories of interference
seem to occur much more frequently, interferences seldom affect
communication. In the long term, bilinguals who need to commu-
nicate in a particular language, either by speaking or writing, or
both, will normally develop enough skills in the language to com-

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b i l i n g u a l a d u l t s

municate satisfactorily. The interferences they produce will likely


not be that numerous. In addition, monolinguals who live or work
with bilinguals grow accustomed to language that is influenced by
the other tongue. They get used to hearing an accent, strange sen-
tence structures, words that are not quite appropriate, and this
makes communication easier. An interesting example comes from
English–American Sign Language (ASL) bilinguals, who sometimes
retain facial expressions from sign language when communicating
in an English monolingual mode. Paul Preston mentions the occa-
sional use of prolonged eye contact, which is crucial in Deaf culture
but which makes hearing people uncomfortable. In addition, he
evokes the arched, furrowed eyebrows that are part of asking a
“what, where, who, which” type of question in ASL, a facial expres-
sion that can be misunderstood as accusatory or angry in the hear-
ing world.11
Many bilinguals have reported making more errors (many of
them being interferences) when they are tired or stressed. Sentence
structures that are normally controlled, morphological endings
that are normally inserted, intonations that are usually mastered—
all of these things can start breaking down in certain conditions.
Nancy Huston evokes this with humor:
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The use of a foreign tongue discourages not only loquac-


ity but pedantry; it prevents you from taking yourself too
seriously . . . The minute I start yelling at my children, for
instance, my accent worsens and my vocabulary shrinks—
this makes them burst out laughing and I can no longer
make my rage credible; I have no choice but to calm
down and laugh.12

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speaking and writing monolingually

A final point concerns the direction of interferences. If bilinguals


are heavily dominant in a language, then the interference flow is
straightforward: the stronger language influences the weaker lan-
guage, either in a permanent manner (perhaps in the form of an ac-
cent) or in an ephemeral way (what we have called dynamic inter-
ferences). However, if the two languages have more or less equal
importance (at least in everyday use), then interferences can go
both ways. The British researcher Vivian Cook is well known for his
work showing how knowledge and use of a second language can
have an influence on the first language.13 When interferences are
bidirectional, some bilinguals may report that they know neither
language well, or that their languages are influencing each other.
Eva Hoffman, in Lost in Translation, states this very appropriately:

When I speak Polish now, it is infiltrated, permeated, and


inflected by the English in my head. Each language
modifies the other, crossbreeds with it, fertilizes it. Each
language makes the other relative. Like everybody, I am
the sum of my languages.14

In various writings, I have insisted on what I call the bilingual or


holistic view of bilingualism, which proposes that the bilingual is
Copyright © 2010. Harvard University Press. All rights reserved.

an integrated whole who cannot easily be decomposed into two


separate parts.15 The bilingual is not the sum of two (or more) com-
plete or incomplete monolinguals; rather, he or she has a unique
and specific linguistic configuration. The coexistence and constant
interaction of the languages in the bilingual have produced a dif-
ferent but complete language system.16 The analogy I use is that of
the high hurdler in track and field who blends two competencies,

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that of the high jumper and that of the sprinter, but is neither one
alone.
In sum, the influences of the other language, notably in the form
of interferences, are present in bilingual language but they do not
usually affect communication. I would even suggest that they may
render what is said more original and less stereotypical. As we will
see, the prose of such bilingual writers as Joseph Conrad and Sam-
uel Beckett contains traces of their other language. Interferences
greatly enriched their writing and helped make it what it is.
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7
Having an Accent in a Language

E ven though very few of us are professional lin-


guists, we all have something to say about a person’s accent. An ac-
cent is one of the things that we notice most in someone’s speech
and we always have an opinion about it. The issue of accents gets
more complicated with bilinguals and their two or more languages,
especially because of a popular belief:

Myth: Real bilinguals have no accent in their different languages.

The reality for bilinguals is quite different. Having a “foreign” ac-


cent in one or more languages is, in fact, the norm for bilinguals;
not having one is the exception. Whether one has an accent mainly
depends on when the language was acquired. Having an accent
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does not make someone less or more bilingual. Some extremely flu-
ent and balanced bilinguals have an accent in one or the other of
their languages; other less fluent bilinguals may have no accent at
all. The world is full of respected scholars, writers, politicians, and
others who are bilingual and speak with an accent in one of their
languages.
Take, for example, the illustrious author Joseph Conrad, men-
tioned briefly at the end of the preceding chapter. What one tends

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to forget about Conrad is that he was originally Polish, not British,


and that he had a very strong Polish accent when he spoke in En-
glish. And yet his English prose is recognized as outstanding and he
remains one of English literature’s great authors of the turn of
the twentieth century. In a totally different domain, a recognized
American statesman and Nobel Prize winner, Henry Kissinger, has
a strong German accent when speaking in English, a language that
he masters fully.
In sum, there is no relationship between one’s knowledge of a
language and whether one has an accent in it. Because accents are
in fact normal among bilinguals, we will examine why people have
accents, what they mean at the phonetic level, and the disadvan-
tages and advantages for bilinguals of having an accent.

An Accent: Why and How


One can have an accent in a language for several reasons. First, and
quite simply, it can be because one has acquired a particular dialect
of the language. Thus an English speaker from India may simply
have the accent linked to Indian English and it may have nothing
to do with the age at which his English was acquired. A second,
better-recognized reason is the influence of one’s first language on
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the second. An English-French bilingual may have an English ac-


cent in French because she acquired French later on in life. This was
the case for my English great-aunt, who had moved to France in her
twenties. She had a strong accent when she spoke French, although
her French was otherwise impeccable and quite refined.
What kind of influence can the first (often stronger) language
have on the second (often weaker) language? First, if the latter has a
sound that isn’t found in the first, the speaker may use a replace-

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having an accent in a language

ment that is phonetically close. For example, because there is no “z”


sound in Norwegian, Norwegians speaking English sometimes say
“rosses” instead of “roses.” There is no “ch” sound in Portuguese
(as in “church”) and so a Portuguese person speaking English may
say “shicken” instead of “chicken.” The same is true for the English
“th” sound replaced by “s” or “z” or “f” or “v” by French speakers,
who may say “sanks” instead of “thanks.” Note also that if the sec-
ond (or weaker) language has two rather similar sounds where the
first (stronger) language has only one, the bilingual may fail to dis-
tinguish the two sounds and use only one, based in part on the first
language. Thus, a French person may use the same sound when
pronouncing “hit” and “heat,” “rim” and “ream,” and so on. At the
level of prosody, word stress can be particularly difficult to master.
Instead of stressing the first syllable in “LI-brary,” a French per-
son may say, “LI-BRA-RY.” This pronunciation is still understand-
able to an English-speaking listener, but when the stress is put
on the wrong syllable (and the others are reduced), intelligibility
problems can occur, for example, with “e-DIN-burgh” instead of
“E-dinburgh.”
An accent can also be caused by the second language’s influence
on the first. This can happen after many years of greater use of the
second language and reduced use of the first. I once met a French
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woman who had learned English when she came over to the United
States with her husband, whom she had met on a U.S. military base
in France. She had lived in the Midwest, far removed from any
French speakers, and she had rarely returned to France. When I met
her, some twenty years later, she spoke French with a rather strong
American English accent: her intonation in French was English, her
stop consonants (“p,” “t,” “k”) were aspirated and no longer French,
and so on. She was very conscious of the change and I spent the

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greater part of our conversation telling her it was quite natural that
she would have an accent in French, given the circumstances of
her life.
What about an accent in a third or a fourth language: where does
it come from? It really depends on when and where one has ac-
quired the language. For example, I acquired my Italian in my teens
when English was my stronger language (although it’s not my first
language), and so I have an English accent in Italian. Had I ac-
quired it earlier, I might have a French accent in Italian or no accent
at all. One should also note that a bilingual can have an accent in
all of his or her languages. This can happen, for example, when a bi-
lingual has spent her early years going back and forth between two
or more linguistic communities (for example, between Germany,
Italy, and England). Again, there is nothing wrong with having ac-
cents in several languages, although the bilingual may feel that she
speaks no language correctly. This is false, of course. Having an ac-
cent is not an indication of how well one has mastered a language.
Researchers do not agree on an age limit distinguishing between
the likelihood of not having an accent in a second language and
having one. Some have proposed that a language can be “accent-
less” if it is acquired before age six, and that the window (what
some call the sensitive period) remains open until age twelve.1 There
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are many exceptions, however, including reports of highly moti-


vated people (language teachers, for instance) who have learned a
language later but compensated for that disadvantage with inten-
sive contact with native speakers, extended stays in the country in
question, the study of phonetics and pronunciation, and so on, and
who “pass” as native speakers of the language.2 Personally, I know
individuals who arrived in a new country at age fifteen and even
later and yet do not have a foreign accent in that language. And

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having an accent in a language

they didn’t have to work hard to attain this fluency, they tell me.
Despite such accounts, early learning—acquiring a second or third
language in early childhood, and using it extensively—is a good
guarantee for “accentless” speech. (I put “accentless” in quotes be-
cause all speech is accented, by definition, although not in the
sense used here.)

Disadvantages and Advantages of Having an Accent


What are the reported disadvantages of having an accent? The
one that is mentioned the most is that it makes you stick out from
the others when you want the exact opposite, to blend in. Eva
Hoffman, author of the much acclaimed Lost in Translation, writes
about her experience of having an accent during her teenage years:

Some of my high school peers accuse me of putting it on


in order to appear more “interesting.” In fact, I’d do any-
thing to get rid of it, and when I’m alone, I practice
sounds for which my speech organs have no intuitions,
such as “th” (I do this by putting my tongue between my
teeth) and “a,” which is longer and more open in Polish
(by shaping my mouth into a sort of arrested grin).3
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And as an adult, if one’s accent is quite strong, and the society is


not positively inclined toward the group you belong to, an accent
can have a negative effect on the way you are perceived and treated.
James Bossard, a sociologist, gives us this example:

Benjamin . . . has been a traveling salesman. He was


reared in a Yiddish-speaking home, and he speaks Eng-
lish today with a remarked Yiddish accent. Benjamin says

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b i l i n g u a l a d u l t s

that this fact handicaps him in selling, particularly in


certain areas of the country.4

Having an accent may also give the wrong impression—that the


speaker does not know the language when he or she does know
it, maybe even extremely well. In addition, it may signal that the
speaker has not tried hard enough to learn the language, when in
fact the accent is the result of neuromuscular factors and not a lack
of effort put into language learning. Finally, having an accent does
not normally impede communication, but from time to time one
can meet a person who has such a strong accent in one of his or her
languages that it seems like the person is speaking the other lan-
guage. Intelligibility suffers, even though the person may be quite
fluent in the language. When this happens in a conversation, for ex-
ample, one can normally find strategies for understanding what is
being said. If this is not possible, one may have to shorten the inter-
action (in as a polite way as possible); fortunately such instances are
relatively rare.
An accent can seem odd or startling when a person’s name does
not match up with his accent. In Switzerland, for example, a per-
son with the very French name Jean-François Guignard may speak
French with a German accent. This could simply be because he and
Copyright © 2010. Harvard University Press. All rights reserved.

his parents (say, a Swiss French father and a Swiss German mother)
moved to the German part of Switzerland when he was young and
he acquired French rather late in life. People may be taken aback by
his accent and wonder why he has it, but it is not that surprising
when they know the full story. Another disadvantage to accents
that is mentioned by many is that stress and emotion can make
an accent reappear or increase in strength. Canadian and French bi-
lingual author Nancy Huston reports that her English accent in

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having an accent in a language

French becomes stronger when she is nervous, when she speaks to


strangers, when she has to leave a message on an answering ma-
chine, or when she has to speak in public.5
Clearly, there are also advantages to having an accent. One is that
the accent may be seen positively by a person or a group. Huston
writes:

The minute I detect foreign intonations, my interest and


empathy are quickened. Even if I have no direct contact
with the person in question . . . my ears prick up when I
hear her accent and, studying them unobtrusively, I try
to imagine the other, faraway side of her life.6

Tony Blair, the former prime minister of the United Kingdom, has
a strong English accent in French, but the French love it when he
gives speeches in their language, especially as he invariably makes
them laugh with his British humor with its irony, innuendo, and
deadpan style. Numerous performing artists have played on their
accent to appeal to their audience, such as French singer Maurice
Chevalier and Italian actor Roberto Benigni when performing in
English, and British singers Petula Clark and Jane Birkin when per-
forming in French. I have also known of cases in which an accent
was a major factor in a person’s falling in love with someone (al-
Copyright © 2010. Harvard University Press. All rights reserved.

though not the only factor, one hopes).


Another, slightly less romantic advantage to having an accent
is that it clearly marks you as a member of your group. For exam-
ple, a Swiss person from the French-speaking part of Switzerland
speaking German with a French accent is revealing, unconsciously,
the group he belongs to. Some people do not want to be seen as
belonging to the other language group and purposely use their
accent as a signal of their original group membership. Elizabeth

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b i l i n g u a l a d u l t s

Beaujour, an expert on bilingual writers, writes that the Russian-


born French writer Elsa Triolet had a strong Russian accent in
French, which embarrassed her. She retained it, however, and Beau-
jour claims that it was her way of showing that she had not be-
trayed her linguistic loyalty to Russian, her first language.7 Finally,
having an accent can be self-protective: it prevents members of the
group you are interacting with from expecting you to know all the
group’s cultural and social rules. In short, it allows you to be dif-
ferent.8
To summarize, having an accent when you know and use two
or more languages is a fact of life; it doesn’t make you any less
bilingual, and it rarely impedes communication. It is something
bilinguals get used to, as do others they interact with.
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8
Languages across the Lifespan

In Chapter 2, I stressed how important it is to take


into account the language history of bilinguals. To understand
an individual bilingual’s language knowledge and use, we need to
know, for example, which languages, and language skills, were ac-
quired, as well as when and how. Were the languages acquired
at the same time—something that is quite rare—or one after the
other? We also need to know about the pattern of language fluency
and use over the years. Hence, examining how languages wax and
wane during a lifetime, which may well include the learning of new
languages and the forgetting of older ones, is very much part of un-
derstanding the bilingual person.
Copyright © 2010. Harvard University Press. All rights reserved.

The Wax and Wane of Languages


To illustrate the language history of bilinguals, I will offer my own
case as an example, as it will allow us to see how the waxing and
waning of languages is a dynamic process, how language domi-
nance may change over time, and how a bilingual’s language his-
tory can be quite complex. In Figure 8.1, I present five language use
and language fluency grids based on the configuration set up in

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7 years old 17 years old
D La D Lb

Language Language Lc
use use
La
N N
L H L H
Language fluency Language fluency

27 years old 39 years old


D La D Lb

Language Lb Language
use use
Ld La
N Lc N Lc
L H L H
Language fluency Language fluency

60 years old
D La
Lb
Language
use
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N Ld Lc
L H
Language fluency

Figure 8.1. The wax and wane of languages in a bilingual. The axis for
language use goes from never used (N, bottom) to daily use (D, top),
and that for language fluency from low fluency (L, left) to high fluency
(H, right). The four languages in question are French (La), English (Lb),
Italian (Lc), and American Sign Language (Ld).

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languages across the lifespan

Chapter 2. Recall that language use is presented along the vertical


axis, on a continuum from never used (N) on the bottom, to daily
use (D) on the top, and language fluency is presented along the
horizontal axis, from low fluency (L) on the left, to high fluency (H)
on the right. Each grid, with the exception of the last one, corre-
sponds to the status of my languages one year before a major lan-
guage change. The four languages involved are French (La), English
(Lb), Italian (Lc), and American Sign Language (Ld).
In the first grid, we see that in my early years (at age seven) I was
monolingual in French (La). It is the only language represented on
the grid and it is placed in the top right square, which corresponds
to daily use and high fluency (for a boy of that age, of course). At
eight years of age I was put into an English boarding school in
Switzerland, followed by a similar school in England. Hence the ap-
pearance of English (Lb) in the second grid, which quickly be-
came my stronger language. I also acquired Italian (Lc) during the
months I spent in Italy over the school breaks. So in the second
grid (age seventeen), English is the most-used and most-fluent lan-
guage. I hardly used French at that time and had only medium flu-
ency in it; I used Italian more than French, but my Italian was not
quite as fluent.
At age eighteen, a second major linguistic change occurred. I
Copyright © 2010. Harvard University Press. All rights reserved.

left England and returned to France after an absence of ten years.


Overnight, French became my most important language (although
it was several years before my fluency improved) and English be-
came the less-used language. So in the third grid (age twenty-seven)
French has gone back up to the top right square and English has
dropped in fluency and especially in use. As for Italian, it was not
being used at all and its fluency was thus also quite low.
Two more linguistic changes took place in my life after that.

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b i l i n g u a l a d u l t s

When I was twenty-eight my family and I moved to the United


States for a one-year stay that was to end up lasting twelve years.
The fourth grid (age thirty-nine) shows my language status at the
end of that period, just before we returned to Europe. English is
back up in the top right position, French has dropped a bit in flu-
ency and even more in use, and Italian remains in the same place.
During this period, I also had the privilege of discovering and
learning an exceptional language, American Sign Language (Ld),
the language used by the Deaf in the United States to communi-
cate among themselves and with signing members of the hearing
world. Unfortunately my fluency in ASL was never very high and I
didn’t use it much (mainly at work), which explains its lower-left
position on the grid.
Finally, at age forty, I returned to Europe with my family (to
the French-speaking part of Switzerland), and once again my lan-
guages reorganized themselves. The final grid, which represents
my languages a few years ago (age sixty), is where things stand
now, with two highly fluent languages, French and English, the first
used slightly more than the second, and two languages, Italian and
American Sign Language, that are never used, with Italian slightly
more fluent than ASL.
An interested bilingual reader might wish to take a colored pen
Copyright © 2010. Harvard University Press. All rights reserved.

and fill in the grids in Figure 8.1 for points just before major changes
in his or her own language history. One could also examine the flu-
ency and use of each language skill (speaking, listening, reading,
writing) at each stage; this would entail filling in four grids per
stage.
A few general comments can be made based on my particular
language history. (I kept it quite factual for the purpose of illustrat-
ing the chapter. Of course, it was also a very human experience with

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languages across the lifespan

its ups and its downs, especially at age eighteen—but that is an-
other story.) First, as we can see, an individual language history can
be quite complex. In my case this was because of repeated immi-
gration. Other bilinguals may have more straightforward histories
(for example, those who live on language borders or in multilin-
gual countries), but important life events may nevertheless change
the relative importance of their languages—events such as starting
school (and learning to read and write in one or several languages),
getting a job, settling down with a spouse, or losing a close family
member with whom a language was used exclusively.
Second, we see that this is a dynamic process in which new situa-
tions, new interlocutors, and new language functions involve new
linguistic needs (recall the complementarity principle). New needs
will change the bilingual person’s language configuration. Typically
there are periods of stability, of varying duration, and then periods
of language reorganization during which an existing language may
be strengthened, another one may lose its importance, yet another
may be acquired, and so on. One should be careful not to judge a
person’s bilingualism during these transition periods, as the skills
required by the new environment may not be fully in place. It is also
during these periods that bilinguals need to be reassured about
what is happening to them. Even if their general level of communi-
Copyright © 2010. Harvard University Press. All rights reserved.

cation is affected for a while, it will recover as their languages reor-


ganize themselves.
Third, the figure grids show clearly how global dominance in a
language can change and how the bilingual’s first language is not
automatically the stronger language at a particular point in time.
In my experience, language dominance changed four times and
there were two periods, both about ten years long, when my second
language was the dominant language. I have known many bilin-

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b i l i n g u a l a d u l t s

guals who have started their lives with one language as the domi-
nant language and then at some point, after a transition, found
it replaced by a second language. One should be careful, there-
fore, not to think that the bilingual’s first language, or mother
tongue, is the stronger, most fundamental language; it really de-
pends on the individual’s language history and, as we have seen, on
the complementarity principle. Finally, an examination of bilin-
guals’ language history will help counter another false idea:

Myth: Real bilinguals acquire their two or more languages in


childhood.

One can become bilingual in childhood, but also in adolescence


and in adulthood. In fact, many people become bilingual as adults,
after they immigrate to another region or another country or be-
cause they marry someone who speaks another language that be-
comes the language used in the home. With time, adults can
become just as bilingual as those who acquired their languages in
their early years, although probably without the native-speaker’s
accent for some of them.

Language Forgetting
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Changes in the life of bilinguals, such as immigration or the loss


of a close family member, may be the start of what is sometimes
referred to as language loss or language attrition. I will use the
better known expression “language forgetting,” even though it is
not clear whether a language is really forgotten or is simply so deac-
tivated that one can no longer access it correctly. The language re-
searcher Linda Galloway presented a very fine example relating to a
heptalingual—someone with seven languages—five of which were in

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languages across the lifespan

the process of being forgotten at the time of the study. This person
first learned Hungarian, followed by Polish at age four when he
moved to Poland. He seemed to have “lost” his Hungarian then, un-
til he returned to Hungary at age six. At age ten he moved to Roma-
nia, where he learned both Romanian, in school and with friends,
and Yiddish, spoken socially. He returned to Hungary at age twelve
where, in school, he studied German, English, and Hebrew. He then
spent six years in Germany, where he went to college, and German
became his dominant language. At age twenty-five he left for the
United States, where English became his primary language. His
wife is Hungarian but they mainly use English in the home. When
Galloway met this person, he was actively using only two languages,
English and Hungarian; three were dormant, on the way to being
forgotten, German, Hebrew, and Yiddish; and two were all but for-
gotten, Romanian and Polish.1
Language forgetting is a phenomenon that is probably as com-
mon as language learning, and yet it has received little attention in
the past. This is now changing, thanks to the work of such re-
searchers as Monika Schmid, Barbara Köpke, and Kees de Bot,
among others. When the domains of use of a language are consid-
erably reduced, if not simply absent, the process of language forget-
ting will begin, and it will extend over many years. It can be ob-
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served in various ways: in hesitant language production as the


bilingual searches for appropriate words or expressions; frequent
code-switching, borrowing, and interferences as he or she calls on
the dominant language for help; pronunciation (sounds, intona-
tion) that is marked increasingly by the other language or lan-
guages; “odd” syntactic structures or expressions that are borrowed
from the stronger language, as well as many writing difficulties,
particularly in spelling but also at other linguistic levels. Language

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b i l i n g u a l a d u l t s

comprehension is less affected, although the person may not know


new words and new colloquialisms in the language that is being
forgotten. People who are in this extended process of forgetting
a language and are using only one language are “dormant bilin-
guals.” They often avoid using the fading language because they no
longer feel sure about their knowledge of it and they do not want to
make too many mistakes. If they do have to use it, they may cut
short a conversation so as not to have to show openly how far
the attrition has progressed. Personally, I try not to use my Ital-
ian or my sign language. If I am in situations where there is no
other option left, I find myself struggling to express even simple
things. I am constantly excusing myself, commenting on how bad
my knowledge of a particular language is, falling back whenever I
can on my two other languages, or asking others to help me out.
Although people have their lives to live and cannot stop to worry
about a language that they are forgetting, in certain contexts, such
as with speakers of that language, they become conscious of the
“lost” language, and some may feel guilty about it. Hence such re-
marks as “I really should have kept up my X” or “I wish I could
speak X the way I once did.” One should keep in mind, though,
that language forgetting is simply the flip side of language acquisi-
tion (both are governed by the strength of the need for a language)
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and they are just as interesting linguistically. But the attitudes one
has toward them are very different. Whereas language acquisition is
seen positively (“Oh, you’re learning Spanish, how wonderful!”),
language forgetting is not talked about in such terms and those
who are losing a language often experience regret if not remorse.
These feelings may be even stronger if one’s name is linked with the
language in question. Hence, an Italian American person with an
Italian name may find herself having to explain, and lamenting, the
loss of the Italian she no longer ever uses.
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languages across the lifespan

Language loss is usually quite a slow process, but bilinguals may


sometimes amplify the “damage” observed because the impression
it leaves can be so disturbing. In one of her books, author Nancy
Huston analyzed the status of her English ten years after moving
from Canada to France, where French had become her dominant
language. She wrote that she was frightened by the atrophy of her
mother tongue. Her vocabulary was much reduced, she observed,
and it was only when she read Shakespeare, Joyce, or Djuna Barnes
that she rediscovered hundreds of words that were no longer part
of her vocabulary. She concluded that, far from having become
“perfectly bilingual,” she felt doubly “mi-lingue” (semilingual).2 Of
course, even though Huston was going through a dominant French
period at that time, she was far from semilingual, even though she
felt that this was the case. This is the impression that many have
when they see that one of their languages is “withering away.” A few
years later, Huston started writing novels in English (her first books
were in French), and since then she has become one of a few excep-
tional bilinguals who write prose in both of their languages.

Bilingualism and the Elderly


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As the years move on, bilinguals sometimes ask themselves what


the status of their language knowledge and use will be in old age,
especially in their second language, which may have become their
everyday mode of communication. Nancy Huston is married to a
Bulgarian-French bilingual, and they use French, his and her sec-
ond language, as their common language. She evokes this question
in a startling but touching way:

We’re sometimes filled with dread at the perspective of a


quasi-autistic communal old age. At first our acquired
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b i l i n g u a l a d u l t s

language will desert us bit by bit and our sentences will


be studded with blanks: ‘Could you get me the . . . ? You
know, the thing that’s hanging from the . . . in the . . . ??!’
. . . Eventually, with French totally erased from our mem-
ories, we shall sit in our rocking-chairs from dawn to
dusk, nattering incomprehensibly in our respective
mother tongues.3

Robert Schrauf, an expert on aging in bilinguals and biculturals,


reassures all of us who live with two or more languages that the
probability that we will in any way resemble Huston’s description is
extremely low. Admittedly, old age has an impact on language per-
ception (poorer speech discrimination, difficulty with more com-
plex or faster speech, poorer storage of the information obtained)
and with language production (word-finding difficulties, especially
proper names), but this is true of both monolinguals and bilin-
guals. Schrauf states quite clearly that older bilinguals experience
the same kinds of age-related processing deficits as monolinguals,
although he does add that little is known about bilinguals who are
dominant in one language.4
Just recently, two studies seem to show that, on the contrary, el-
derly bilinguals need not worry about being any different from
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elderly monolinguals. In the first study, a Canadian specialist in the


cognition of bilinguals, Ellen Bialystok, and her collaborators stud-
ied inhibitory control in monolinguals and bilinguals of various
ages, using what is known as the Simon task. The study’s older sub-
jects—the ones we are concerned with here—were between the ages
of sixty and eighty. Subjects were asked to look at a computer
screen and to press the response key marked “X” when they saw a red
square and the key marked “O” when they saw a blue square. The

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languages across the lifespan

squares appeared either on the left or the right side of the screen.
In congruent trials, the red square appeared above the “X” key and
the blue square above the “O” key; in the incongruent trials, the red
square appeared above the “O” key and the blue square appeared
above the “X” key. The authors’ findings replicated the well-attested
congruency effect: the subjects were faster in responding when the
colored square appeared on the same side as its corresponding key
(for example, when the red square was on the same side as the “X”
key), and slower when the color and the key were not on the same
side. This is known as the Simon effect. What is even more interest-
ing, though, is that the bilingual subjects in the older group were
faster than a matched monolingual group, on both the congruent
and the incongruent trials.5 In a control study, the authors ruled
out the possibility that the speed difference was due to baseline dif-
ferences between the groups.
The authors’ explanation for the elderly bilinguals’ advantage
was that the need to manage two active language systems, and to
manipulate attention to one or the other, or both, during language
use, is carried out by the same general executive (cognitive) func-
tions that are responsible for managing attention to any set of sys-
tems or stimuli. In other words, a lifetime of activities such as lan-
guage choice, which forces bilinguals to activate one language and
Copyright © 2010. Harvard University Press. All rights reserved.

deactivate (maybe even inhibit) the other, at least in the monolin-


gual mode, has given them an attentional advantage in the kinds of
tasks in which you have to pay attention to one cue (the color of
the square) and not another (where it is located). Bilinguals seem to
have a head start, and this can be observed in bilingual children too
(which we will address in Part 2).
The second study, also conducted by Ellen Bialystok and her col-
laborators, has received much attention in the popular press, as it

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b i l i n g u a l a d u l t s

shows that being bilingual may well delay the development of de-
mentia in old age. Dementia is a general term applied to cognitive
disorders that have an impact on memory, language, motor and
spatial skills, problem solving, and attention. Alzheimer’s disease is
the most common cause of dementia; others include brain injury,
brain tumors, and so on. The authors examined 184 patients diag-
nosed with dementia, 51 percent of whom were bilingual. The latter
were fluent in English (the language of the monolinguals) as well
as another language (in all, they represented twenty-five different
languages). The bilingual subjects had spent the majority of their
lives, at least from early adulthood, regularly using both languages.
When the authors compared the age of onset of the symptoms of
dementia in the two groups, they found that the bilinguals had a
mean age of onset 4.1 years later than the monolinguals (at 75.5
years versus 71.4 years). The authors argue, once again, that the
attentional control that bilinguals use to govern their languages—
choosing one or the other or both, keeping one suppressed while
activating the other (at least when communicating in the monolin-
gual mode)—is akin to other complex mental activities that appear
to protect against dementia. They conclude tentatively (the find-
ings are still recent) that while bilingualism does not appear to af-
fect the accumulation of pathological factors associated with de-
Copyright © 2010. Harvard University Press. All rights reserved.

mentia, it enables the brain to better tolerate the accumulated


pathologies.6
Growing old as a bilingual does not seem to be very different
from growing old as a monolingual, with its advantages and disad-
vantages; it may just be, though, that bilinguals have a few addi-
tional cognitive benefits in their favor.

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9
Attitudes and Feelings
about Bilingualism

A lmost everyone has something to say about bilin-


gualism. Here are extracts from the testimonies of three bilinguals:

Dutch-English bilingual: “You are able to communicate


with people in different countries.”

American Sign Language–English bilingual: “Bilingual-


ism gives you a double perspective on the world.”

German-French-English trilingual: “There is the advan-


tage of being able to read a greater variety of books, of
traveling, and of conversing with people directly.”1
Copyright © 2010. Harvard University Press. All rights reserved.

We will start with a closer examination of the perceptions of bilin-


guals themselves (positive and negative) and then move on to how
monolinguals see bilingualism.

How Bilinguals View the Advantages of Bilingualism


One major point that comes up often is the ability bilinguals have
to communicate with different people of different cultures and in

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b i l i n g u a l a d u l t s

different countries.2 It is certainly true that being bilingual allows


you to interact with many different people, especially if the lan-
guages you use are major world languages. It is also the case that if
one does not master a language sufficiently well, or at all, commu-
nication can be very difficult. When the Italian soccer coach Fabio
Capello was appointed to be England’s national coach, many in the
media asked how he would be able to communicate with his players
as his English was limited. He was reported to have said things like,
“At this moment, my English is not so well” and “I am very proud
and hon-or-ried.”3 He stated that he would study English inten-
sively, but members of the press were dubious. (I am happy to re-
port that a few months later he had made good progress.) On a
more serious note, there is the story of Mario Capecchi, a Nobel
Prize winner for medicine, who at age seventy was reunited with his
half-sister, Marlene Bonelli, age sixty-nine, whom he had not seen
since World War II, some sixty years earlier. He had been separated
from his mother and sister during the war and had had to fend for
himself in very difficult circumstances while his mother was in-
terned in the Dachau concentration camp. His mother and he were
finally reunited in 1946 and they moved to the United States, but
without his half-sister, who was at this point in Austria. Capecchi
and his sister only saw each other again in 2008, under very moving
Copyright © 2010. Harvard University Press. All rights reserved.

circumstances. The problem was, they had no common language—


his sister did not speak English and he didn’t speak German, his
sister’s main language.
Linked to the ability to communicate with more people is the
fact that bilingualism allows one to read more books (if one is liter-
ate in several languages, of course) and, for some bilinguals, it al-
lows for greater clarity in speaking and a richer vocabulary. An-
other linguistic advantage is that knowing several languages seems

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attitudes and feelings about bilingualism

to help you learn other languages. Many bilinguals have reported


on this and the claim makes sense. First there is the fact that new
languages may be related to the ones already known and this will
facilitate learning (knowing French will help you learn Spanish,
knowing Dutch will facilitate the learning of German), and there is
also the fact that the human mind structures languages—their pho-
nology, morphology, syntax, and so on—in such a way that links are
created between them. These links, in turn, can be a real help in the
acquisition and use of a new language.
Bilingualism also seems to encourage divergent thinking. It has
often been reported that bilingual children are able to distance
themselves from the form of a word rather early on and can appre-
ciate that something may be named in many different ways and
serve different purposes. Besides the cognitive advantages for older
bilinguals, mentioned in the previous chapter, bilingualism has
cognitive benefits for adults across the board. In one study, re-
searcher Anatoliy Kharkhurin asked bilinguals and monolinguals
to undertake various tasks, such as imagining difficult situations
and identifying the troubles they might encounter, or drawing pic-
tures with incomplete figures or with triangles. From these he ob-
tained various measures of fluency, originality, elaboration, and
flexibility. He concluded that bilinguals were superior in divergent
Copyright © 2010. Harvard University Press. All rights reserved.

thinking tasks that require the ability to simultaneously activate


and process multiple unrelated concepts from distant categories.
The bilingual subjects were superior to monolinguals in three of
the measures, fluency, elaboration, and flexibility; the one area in
which they behaved identically to monolinguals was originality,
that is, the ability to produce uncommon ideas or ideas that are to-
tally new or unique.4
The social and cultural dimension of bilingualism is often men-

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b i l i n g u a l a d u l t s

tioned as a real advantage for those who know and use more than
one language in everyday life. Bilingualism is reported to foster
open-mindedness, offer different perspectives on life, and reduce
cultural ignorance. A more instrumental advantage is also men-
tioned: bilingualism may lead to more job opportunities and
greater social mobility, and may also be a real advantage in one’s
current occupation. I have known people who were offered a partic-
ular job, or new responsibilities, precisely because they knew one or
two additional languages. In a large European Union survey con-
ducted in twenty-nine countries in 2006, the job factor was men-
tioned many times in respondents’ answers to the question, “What
would be your main reasons for learning a new language?” A third
of the respondents answered, “To use at work (including traveling
abroad on business)” and a fourth indicated, “To be able to work in
another country” and “To get a better job in your own country.”5
Other advantages put forward for being bilingual are that it al-
lows one to help others, it creates a bond with other bilinguals, and
it sometimes allows one to understand what others may not. The
final report on the European Union survey summarizes many of
the advantages given above:

The benefits of knowing foreign languages are unques-


Copyright © 2010. Harvard University Press. All rights reserved.

tionable. Language is the path to understanding other


ways of living which in turn opens up the space for
intercultural tolerance. Furthermore, language skills fa-
cilitate working, studying and traveling . . . and allow
intercultural communication.6

I was touched when I received this testimony from a German-


French-English trilingual who, in a few lines, said it all so well:

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attitudes and feelings about bilingualism

Being a trilingual has helped me in various ways. I have


achieved greater stature in my work environment; I have
developed my lingual capacities; I have become more
open-minded toward minorities and more aware of their
linguistic problems; I have enjoyed various forms of liter-
ature and felt a certain amount of pride in being able to
read in three different languages . . . Life never becomes
boring, because there is more than just one language
available. Being trilingual has been a guide to under-
standing and helping others.

All the advantages cited above are important for daily life, and
quality of life, and show clearly why it is crucial to encourage and
foster bilingualism. But they can never compare with such excep-
tional moments as when lives were spared precisely because of
bilingualism. Here are two examples. A Bengali-Urdu-English tri-
lingual once told me that when Bangladesh had its war of inde-
pendence in 1971 against Pakistan, he was arrested by a Pakistani
Punjabi/Urdu platoon one day and was on the verge of being shot.
Although Bengali himself, he managed to be released because he
showed his captors that he could speak Urdu and that he could re-
cite a few verses of the Koran in Arabic. The second example con-
Copyright © 2010. Harvard University Press. All rights reserved.

cerns August Bohny, a Swiss citizen who was recognized as Righ-


teous among the Nations by the State of Israel for having risked his
life to save Jews during the Holocaust. Bohny was a primary-school
teacher who worked for the Red Cross in World War II. He went to
France to set up homes for parentless children, many of them Jew-
ish, who had been taken out of internment camps. One morning,
the pro-German Vichy police came to his house and asked him to
give up the Jewish children he was hosting (twelve of them were

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b i l i n g u a l a d u l t s

sleeping right there in the dining room). Bohny spoke good French
(he was Swiss German) and managed to delay things by convincing
the officers to go back to the village to phone their headquarters.
While they were away, he roused the children and quickly sent them
out to the farms that surrounded the village. When the police came
back, Bohny told them that the children were gone. His own suit-
case was ready, as he thought he would be taken to prison, but
nothing came of it and he managed to continue his exemplary
work until the end of the war.

How Bilinguals View the Inconveniences of Bilingualism


According to the bilingual individuals I surveyed, the inconve-
niences of bilingualism are less numerous than the advantages. In
fact, when I asked a group of bilinguals and trilinguals what the
disadvantages were, 52 percent of the bilinguals and 67 percent of
the trilinguals replied that there weren’t any.7 That said, there are
some negative aspects that I will mention.
First, bilinguals who do not know one of their languages well
sometimes report that they get tired and frustrated having to use it
(speaking or writing) and that they invariably make mistakes when
Copyright © 2010. Harvard University Press. All rights reserved.

doing so. The author Richard Rodriguez mentions this aspect in


his book Hunger of Memory, when recounting how his Spanish-
speaking father dealt with English in his family:

Though his English improved somewhat, he retired into


silence. At dinner he spoke very little. One night his chil-
dren and even his wife helplessly giggled at his garbled
English pronunciation of the Catholic Grace before
Meals. Thereafter, he made his wife recite the prayer at

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attitudes and feelings about bilingualism

the start of each meal, even on formal occasions when


there were guests in the house. Hers became the public
voice of the family.8

Rodriguez tells us that his father was not shy but that he simply
didn’t master English as well as Spanish; when speaking the latter,
he would convey a confidence and authority not expressed in En-
glish.
Another disadvantage bilinguals mention concerns the influence
of their stronger language on a weaker one. Some bilinguals report
that, when speaking monolingually, they often have to struggle to
keep code-switches and borrowings out and they have to put up
with interferences that increase in number as they get tired, ner-
vous, angry, or worried. In fact, the fear of having languages “con-
taminate” one another has pushed a few people not to learn or use
another language at all, even when their environment encourages
them to do so. A good example is that of the French writer, poet,
and surrealist André Breton, who spent time in the United States
during World War II (he worked for the U.S. Office of War Informa-
tion). He is reported to have refused to speak and write in English,
although his passive knowledge of the language was good. The rea-
son he gave was that he didn’t want his French to be affected by En-
Copyright © 2010. Harvard University Press. All rights reserved.

glish. Bilinguals are rarely as puristic as Breton, but it is true that


some are particularly careful not to let interferences seep through;
this leads to careful, sometimes hesitant speech that sounds almost
abnormal in its correctness.
Some bilinguals report difficulties adapting to new situations
and new environments that require more of one language and less
of the other (see the complementarity principle). They feel they
don’t have time to adjust, and they struggle with the language that

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b i l i n g u a l a d u l t s

is suddenly thrust to the forefront. Any bilingual who, after even a


short journey, has suddenly had to adjust to a new language envi-
ronment will sympathize with this. Similarly, having to speak in
public can be very trying if it has to be done in the “wrong” lan-
guage—either the weaker language or the language not normally
used in formal situations.
Another inconvenience mentioned by bilinguals is that they are
often asked to act as interpreters or translators, and many find this
both difficult and tiring (as I discussed earlier). Since they may not
want to refuse a favor asked of them, they often struggle through
the job but then report how stressful it was. The situation can be
even more difficult if a bilingual has to serve as intermediary be-
tween two cultures when he or she is personally involved. Paul Pres-
ton, who interviewed a number of English-ASL bilinguals, sons and
daughters of Deaf parents, gives us the vivid testimony of a person
who had to interpret at her father’s funeral because there was no-
body else who could do it:

I didn’t want to do it . . . but I had to. For Mamma. There


wasn’t anybody else. I just kept sobbing and signing, all
mixed up, all at the same time. [signs, “Never again.”] I
never want to do anything like that again.”9
Copyright © 2010. Harvard University Press. All rights reserved.

One disadvantage that we will return to in the next chapter is


that some bilinguals who are also bicultural do not feel they belong
to any cultural group. They feel estranged from their cultures, par-
ticularly at turning points in their lives (for example, when they re-
turn “home,” which is no longer home).
Despite these pluses and minuses, I asked bilinguals if they felt
they were any different from monolinguals. In general, they an-

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attitudes and feelings about bilingualism

swered that they did not, except for the fact that they have more
languages and hence can communicate with more people.

Bilingualism as Seen by Monolinguals


The attitudes and feelings that monolinguals have toward bilin-
guals, and bilingualism, are extremely varied. They range from the
very positive to the very negative. The world expert on bilingualism,
Einar Haugen, stated this in the following way back in 1972, and
what he said is still relevant today in many places:

Bilingualism is a term that evokes mixed reactions nearly


everywhere. On the one hand, some people . . . will say,
“How wonderful to be bilingual!” On the other, they
warn parents, “Don’t make your child bilingual.”10

Not only is there a difference of opinion regarding adult bilin-


guals as opposed to child bilinguals, but there is especially a dif-
ference regarding bilinguals of a higher socioeconomic status as
opposed to bilinguals of a lower status, primarily those who are
immigrants or members of a minority language group. Whereas
the former impress monolinguals with their ability to master lan-
guages and to move freely from one language to another, the latter
Copyright © 2010. Harvard University Press. All rights reserved.

are seen more negatively, particularly if they speak the dominant


language with an accent and have children who are having dif-
ficulties adapting in their monolingual school. Many of the myths
that are discussed in this book emanate from this latter monolin-
gual view of the bilingual person.
Unlike smaller European countries and countries in Africa and
Asia where multilingualism is the norm, the United States and
other large nations such as England and France have not been

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b i l i n g u a l a d u l t s

very supportive of their inhabitants who live their lives with two
or more languages. Here is what linguist Barry McLaughlin said
about this some while back, in 1978:

In the United States, monolingualism traditionally has


been the norm. Bilingualism was regarded as a social
stigma and a liability . . . This hostility toward bilingual-
ism has nothing to do with language as such. The hostil-
ity is directed not at language but at culture. The bilin-
gual represents an alien way of thinking and alien
values.11

Have things changed since then? In fact attitudes and feelings sim-
ply do not change that fast, as Aneta Pavlenko, a contemporary re-
searcher in bilingualism and herself an immigrant to the United
States, attests. She writes that bilinguals are often viewed with sus-
picion either as linguistic and cultural hybrids who may be in con-
flict with themselves, or as individuals whose shifting linguistic
allegiances imply shifting political allegiances and moral commit-
ments.12
The immigrant literature is unfortunately rife with examples of
discrimination against immigrants who are also bilingual. I have al-
ways personally regretted that large, rather monolingual countries
Copyright © 2010. Harvard University Press. All rights reserved.

have not fostered the bilingualism of their minorities, immigrant


or not. Government-sponsored reports come out every so often
lamenting a country’s incompetence in second and foreign lan-
guages, which, in this age of worldwide contact, has become a seri-
ous liability. The paradox, of course, is that there are many speakers
of second languages in these large countries, but they are not the
ones in positions of power where the languages are needed. Mil-
lions of dollars are injected into the teaching of second languages

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attitudes and feelings about bilingualism

to monolinguals when second-language skills already exist within


many minority groups. Were we to support and cultivate this im-
portant national resource, as well as encourage the learning of sec-
ond languages, we would be on the way to solving the foreign-
languages problem that many decry.
In the end, the more monolingual a group or country is, the
more difficult it is for the society to understand that bilinguals are
a real asset to a nation in terms of what they can bring to cross-
cultural communication and understanding.
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10
Bilinguals Who Are Also
Bicultural

Since language is a part of culture and learning a


new language may sometimes mean acquiring a new culture, many
people share the following false impression of bilinguals:

Myth: Bilinguals are also bicultural.

In fact bilingualism is not coextensive with biculturalism. Many


people use two or more languages in everyday life while belonging
to just one main culture. For example, a Dutch person may use
Dutch, English, and German in everyday life but really only live
within the Dutch culture. Hence being bilingual does not automat-
ically mean that one is also bicultural. That said, many bilinguals
Copyright © 2010. Harvard University Press. All rights reserved.

are also bicultural—and these bicultural bilinguals are the subject


of this chapter.

Describing Bicultural People


Culture reflects all the facets of life of a group of people: their so-
cial rules, their behaviors, their beliefs, their values, their customs
and traditions. As individuals, we belong to a number of cultures

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bilinguals who are also bicultural

(often called cultural networks) made up of minor and major cul-


tures. Minor cultures include the ones related to specific areas of
life, such as one’s job, habitat, sports, hobbies, whereas major cul-
tures encompass the national culture of the country we live in, the
social and religious groups we belong to, and so on. In a way, we are
all “multicultural,” and our cultural networks are usually comple-
mentary in the sense that we can belong to several at a time. In
what follows, we will look at biculturalism as it pertains to ma-
jor cultures, most notably national or ethnic groups that, in our
case, also have different languages. I am interested in the fact that
some people are both French and Italian, German and American,
Kurdish and Turkish, Russian and Estonian, even though some of
these pairings are frowned upon or even rejected by the individual
groups in question.
How can one describe people who are bicultural? They have the
following characteristics: first, they take part, to varying degrees,
in the life of two or more cultures. For instance, Koreans in the
United States take part in the life of their Korean community in
America as well as that of the larger American society. Second, they
adapt, at least in part, their attitudes, behavior, values, and lan-
guages to their cultures. Hence, Koreans in the United States adapt
their language and their behavior depending on whether they are
Copyright © 2010. Harvard University Press. All rights reserved.

with other Koreans or with members of the larger American soci-


ety. And third, they combine and blend aspects of the cultures in-
volved. Certain aspects (beliefs, values, attitudes, behaviors, and so
on) come from one or the other culture—hence statements like,
“That’s my Korean side” or “That’s my American side”—whereas
other aspects are blends of the two cultures. An example here
would be facial expressions and body language, which are often the
product of both cultures blended into one unique configuration.1

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b i l i n g u a l a d u l t s

Thus biculturals will adapt to certain situations or contexts (this is


a dynamic, adaptable component of their biculturalism) while also
blending some features of their two cultures (this part is not as
readily adaptable). Here is how a Franco-American describes his
own biculturalism, most notably the blending aspect:

To me, being bilingual in the U.S. and, more specifically,


being Franco-American in our pluralistic society, means
that I have two languages, two heritages, two ways of
thinking and viewing the world. At times these two ele-
ments may be separate and distinct within me, whereas
at other times they are fused together.2

Figure 10.1 depicts an example of one person’s biculturalism. We


see the two cultures, represented by squares (here culture A is domi-
nant) and the component that blends certain aspects of the two
cultures, represented by the oval. Cultures rarely have exactly the
same importance for the bicultural person; one culture often plays
a larger role, and so we can speak of cultural dominance in the
same way that we speak of language dominance in bilinguals (but
Copyright © 2010. Harvard University Press. All rights reserved.

A B
Figure 10.1. A bicultural person’s combination of two cultures (culture
A, the dominant culture, and culture B), along with the blending com-
ponent (shaded oval).

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bilinguals who are also bicultural

this dominance does not make a person any less bicultural). In the
illustration, we see by the relative size of the squares that culture A
is more important than culture B. In a bicultural’s lifetime, cul-
tures can wax and wane, become dominant for a while before tak-
ing a secondary role. In my own case, I feel that I have changed my
dominant culture four times since becoming bicultural: it was En-
glish in my teenage years, French until age twenty-eight, American
until I was forty, and it has been Swiss since then.
People can become bicultural at any time during their life: in
childhood, when a child is born into a bicultural family; when a
child starts going to school; in adolescence, if the young person
moves from one culture to another; and, of course, in adulthood, as
with immigrants who settle down in a new country and, over the
years, become bicultural. Concerning the latter, the stages that take
place in migration are now well studied—arrival, isolation, culture
shock, and more or less rapid acculturation. This last stage is af-
fected by the size and concentration of the migrant group, the
number of children in the family, the host country’s attitude to-
ward the group in question, and so on. The literature also men-
tions the migrants’ idealization of their home country, the return
shock they experience when they see that “back home” no longer
matches their dreams and memories, and the more or less perma-
Copyright © 2010. Harvard University Press. All rights reserved.

nent acceptance of a migratory status. Nancy Huston writes:

As time goes by, your communications with “back home”


become fewer and farther between . . . Your parents age,
your siblings change jobs and/or spouses, have children,
remarry, redivorce, you can’t keep up with it all . . . The
foreigners who surrounded you when you first arrived . . .

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b i l i n g u a l a d u l t s

have become your compatriots. Now it is their destiny


that means the most to you, because it has become your
destiny.3

Biculturals can be involved in more than two major cultures, de-


pending on their life’s itinerary. Figure 10.2 depicts a tricultural
who is currently dominant in culture B; her next most important
culture is C, and then culture A.

Acting Biculturally
Bilinguals who are also bicultural may find themselves at various
points along a situational continuum that requires different types
of behavior depending on their situation. At one end they are in a
monocultural mode, since they are with monoculturals or with
biculturals with whom they share only one culture. In this situa-
tion they must deactivate as best they can their other cultures. At
the other end of the continuum they are with other biculturals
who share their cultures. With them, they will use a base culture to
interact in (the behaviors, attitudes, beliefs of one culture) and
Copyright © 2010. Harvard University Press. All rights reserved.

A B C

Figure 10.2. The relative importance of the three cultures of a tricultural


person (culture B is dominant, followed by C, then A).

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bilinguals who are also bicultural

bring in the other culture, in the form of cultural switches and


borrowings, when they choose to.
Let us look at the two endpoints a bit more closely. Concerning
the monocultural mode, bicultural people in this mode attempt to
apply the motto, “When in Rome, do as the Romans do.” If their
knowledge of the culture in question is sufficient (a bit like having
sufficient knowledge of a language that has to be used), and they
manage to deactivate, at least to a large degree, their other cultures,
then they can behave appropriately. Thus, many biculturals will
know how to adapt to such situations as welcoming acquaintances
at home, holding a meeting at work, dealing with relatives who are
monocultural, doing business with the local administration, dress-
ing according to the context, and so on.
However, because of the blending component in biculturalism,
certain behaviors, attitudes, and feelings may not be totally adapted
to a situation and may instead be a mixture of the person’s two (or
more) cultures. This form of static cultural interference is a differ-
entiating factor between bilingualism and biculturalism: bilinguals
can usually deactivate one language and use only the other in par-
ticular situations, whereas biculturals cannot always deactivate cer-
tain traits of their other culture when in a monocultural environ-
ment. Let me give a few examples. My greeting behavior is not
Copyright © 2010. Harvard University Press. All rights reserved.

totally monocultural when it should be, despite my efforts to be-


have in the right way in each of the four cultures I interact with.
When in England, I have a tendency to shake hands at the end of a
visit when a small wave would be sufficient (shaking hands takes
place at the beginning of an encounter, usually, and is not re-
peated at the end). Kissing when greeting women friends is also
problematic: whom to kiss, and how many times? Just think about
it: in England and the United States, if kissing is appropriate at

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b i l i n g u a l a d u l t s

all, it consists of one brief air kiss; in France, you kiss someone on
both cheeks; and in Switzerland, you kiss them three times. Things
get even more complex when you meet a Swiss friend in France.
(Should it be two kisses, the French way, or three, the Swiss way?)
Finally, when trying to attract a waiter’s attention in a French café,
I just can’t bring myself to be quite as conspicuous as the normal
French customer. Instead of saying, “Garçon!” with a loudish voice,
I try to attract the waiter’s attention through eye contact and by
raising my hand meekly (which invariably leads to failure, at least
for the first few tries).
All biculturals who are reading this can add their favorite exam-
ples of cultural blends in domains such as the hand gestures to use
with someone, the amount of space to leave between yourself and
the other, what to talk about (in some cultures, for example, you
don’t talk about salaries with people you don’t know), how much
to tip, and so on. Paul Preston, who has interviewed a number of
bilingual-bicultural people who have Deaf parents, mentions that
prolonged eye contact, something crucial in Deaf culture, makes
hearing people feel uncomfortable and hence they try not to use
it that much with them.4 Another example concerns the compli-
cated tu versus vous form of address in French. An English-French
bicultural friend related something that happened to her as she
Copyright © 2010. Harvard University Press. All rights reserved.

was adapting to the French way of life:

I once shocked my friends at a small dinner party by using


the familiar “tu” form of address to one of the guests, a
girl roughly my own age. She was introduced to me as a
friend by my host, who was a good friend of mine, and so
I thought I should treat her as a potential friend. I was
quite unaware of the embarrassment my behavior was

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bilinguals who are also bicultural

causing the other guests; it was only when she left that
the others asked me why I had been so insulting to her.
Hadn’t I noticed that everyone else said “vous” to her? I
realized that the relationships covered by their term
“amie” and my unconscious translation “friend” were not
equivalent. For me a friend is someone to be friendly
with, whereas one may not necessarily be “amical” with
an “amie.”5

Biculturals will invariably say that life is easier when they are in
a bicultural mode—that is, with other biculturals like themselves.
Bilingualism expert Aneta Pavlenko, herself a Russian-English
bilingual-bicultural person, sent me the following example:

Russian-American teenagers in Philadelphia may spend


Friday evening with their families laughing over an ever
popular Soviet-era comedy and then go out Sunday night
to see a new Hollywood blockbuster. Chatting about the
movie in English, they may slip in a few Russian adjec-
tives or a reference to a popular character from a Russian
movie.6

The bicultural teenagers know that the others are intimate with
Copyright © 2010. Harvard University Press. All rights reserved.

both of their languages and cultures and that they will understand
when they intermix the cultures in their behavior or in what they
say. These are precious moments, when the bicultural person can
relax and not have to worry about getting things right each time.
Bicultural bilinguals often state that their good friends (or their
“dream” partners) are people like them, with whom they can be to-
tally relaxed about going back and forth between their languages
and cultures.

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b i l i n g u a l a d u l t s

The Bicultural’s Identity


One important aspect of biculturalism relates to the identity bicul-
tural people decide to take on. Their dilemma is that monocultural
members of their different cultures want to know if they are mem-
bers of culture A or culture B, or of a new culture, when biculturals
just want to be accepted—consciously or unconsciously—for who
they are: members of two or more cultures. But reaching a point
where one can say, “I am bicultural, a member of culture A and of
culture B” takes a long time and sometimes never happens.7 Why is
that? The process is dual: there is the way members of the cultures
you belong to categorize you, and there is the way you categorize
yourself. Others will take into account your kinship, the languages
you speak and how well you do so, your physical appearance, your
nationality, your education, your attitudes, and so on. The out-
come, in each culture you belong to, will often be categorical: you
are judged by friends, acquaintances, and others to belong to cul-
ture A or to culture B, but rarely to both cultures. An additional
problem can be that culture A may categorize you as a member
of culture B and vice versa, a form of double, contradictory catego-
rization. Examples of this can be found among young second-
generation immigrants in Europe today. Those who stayed behind
Copyright © 2010. Harvard University Press. All rights reserved.

in the home country categorize those who emigrated as Westerners


or Europeans, whereas many citizens of the “host nations” see
them as members of their parents’ original culture. Young North
Africans in France, for example, often feel that they are rejected by
both the country of their parents and the country where they were
born (France). When they return to Algeria or Tunisia or Morocco,
they are treated like foreigners with radical ideas and Western mor-

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bilinguals who are also bicultural

als, and yet in France they are considered as Arab foreigners and are
often discriminated against: their identification papers are checked
frequently, they are often mistreated by the police, and they are
sometimes threatened with deportation.
Faced with such sometimes contradictory perceptions, bicul-
turals have to reach a decision regarding their own cultural iden-
tity. They take into account how they are seen by the cultures they
belong to, as well as such other factors as their personal history,
their identity needs, their knowledge of the languages and cultures
involved, the country they live in, the groups they belong to. The
outcome, after a long and sometimes trying process, is to identify
solely with culture A, solely with culture B, with neither culture A
nor culture B, or with both culture A and culture B.8 The first three
solutions—that is, only A, only B, neither A nor B—are often unsat-
isfactory in the long run, even if they might be temporary answers.
They do not truly reflect the bicultural person who has roots in two
cultures, and they may have negative consequences later on. Those
who choose to identify with just one culture (whether freely or
when pushed to do so) are basically turning away from one of their
two cultures, and they may later become dissatisfied with their
decision. As for those who reject both cultures, they often feel
marginalized or ambivalent about their life. Hence the terms and
Copyright © 2010. Harvard University Press. All rights reserved.

expressions that abound concerning immigrants and other bicul-


turals, such as “uprooted,” “rootless,” “hybrid,” “neither here nor
there,” “threshold people.” When Paul Preston interviewed bilin-
gual and bicultural hearing children of Deaf parents, he found sev-
eral who couldn’t (or didn’t dare) call themselves bicultural, even
though their experience was the epitome of biculturalism. One per-
son said:

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b i l i n g u a l a d u l t s

I always felt like I didn’t belong either place. I didn’t be-


long with the Deaf 100 per cent and I didn’t belong with
the Hearing. I didn’t feel comfortable with Hearing. I felt
more comfortable with Deaf but I knew I wasn’t deaf. I
feel like I’m somewhere in-between.9

The fourth route, where one identifies with both cultures, A and
B, is the optimal solution since biculturals live their lives within
two cultures, combining and blending aspects of each one, even
when one culture is dominant. Some biculturals are helped by the
existence of new cultural groups, such as the immigrant groups
in North America. Identifying with Cuban Americans, or Haitian
Americans, for example, and being able to use those labels, is a fine
way of telling others that you are of dual heritage, Cuban and
American or Haitian and American, and that you wish to be recog-
nized as a bicultural individual.
For isolated biculturals, finally identifying with both cultures
and admitting openly to being bicultural (and not simply neither A
nor B, as many biculturals say) may take time or may actually
never be possible. In his autobiography, Olivier Todd, the Franco-
British journalist and writer, clearly shows throughout his book
Carte d’identités that he has been in search of his dual and combined
Copyright © 2010. Harvard University Press. All rights reserved.

identity, despite the fact that when he was a young man French
philosopher and writer Jean-Paul Sartre once told him that his
problem was that he was divided between England and France.
Todd applauds projects between the two countries, such as the
Channel Tunnel, and he feels most comfortable with people who
have his dual heritage—his mother, his first wife, Anne-Marie, and
many bicultural friends. Even though he never actually uses the
term “bicultural” (but then, how many biculturals do?), one clearly

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bilinguals who are also bicultural

feels that this is what he aspires to be openly, even though he


states that he is slightly more French than English. (Dominance of
one culture should in no way be a barrier to accepting one’s own
biculturalism, although it is for some.) In a very touching part of
his book, Todd speaks to Aurélia, his newly adopted little girl of In-
dian origin:

“I hope to come back [to India] with you, Aurélia, when


you’ll be . . . twenty or twenty-five years old . . . I’d like
you to be proud to be French and Indian.”10

I had the privilege of meeting Olivier Todd just before I wrote this
book, and I asked him about his biculturalism. I stressed the fact
that one could be both A and B even if one culture is dominant. He
very kindly responded that I was right and that he was, indeed,
bicultural.
The writer Veronica Chambers relates how she progressively dis-
covered her dual identity and how a trip to Panama allowed her to
go “from being a lone Black girl with a curious Latin heritage to be-
ing part of the Latinegro tribe or the Afro-Antillianos.” She con-
tinues:

I was thrilled to learn there was actually a society for peo-


Copyright © 2010. Harvard University Press. All rights reserved.

ple like me. Everyone was Black, everyone spoke Spanish


and everyone danced the way they danced at fiesta time
back in Brooklyn.11

A counseling psychologist, Teresa LaFromboise, and her col-


leagues propose that there are six factors that help biculturals ac-
cept and live fully in their biculturalism: having a good under-
standing of the two cultures involved, having a positive attitude
toward both, feeling confident that one can live effectively in the

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b i l i n g u a l a d u l t s

two, being able to communicate verbally and nonverbally in the two


cultures, knowing what culturally appropriate behavior to use in
each, and having a well-developed social network in the two cul-
tures.12
I end this chapter on a personal note. When I talk or write about
biculturalism, some tell me that I am being too optimistic and that
“things are not that easy.” Having gone through the struggle of be-
coming bicultural, I agree with the latter point and do not pretend
that the road is without obstacles. I also reply, though, that many
biculturals do not receive sufficient help to attain—and accept—
their dual identity. Despite this, some come to an acceptance of
their biculturalism, even though the two cultures they belong to
may not accept them as such. Bicultural people are invaluable in
today’s world—they are bridges between the cultures they belong to,
useful go-betweens who can explain one culture to members of the
other and act as intermediaries between the two. As one of Paul
Preston’s interviewees said, “We can see both sides because we’re on
both sides.”13
Copyright © 2010. Harvard University Press. All rights reserved.

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11
Personality,
Thinking and Dreaming,
and Emotions in Bilinguals

I
n Chapter 3, I mentioned how bilinguals deal with
well-learned mental processes such as counting, praying, remem-
bering phone numbers, and so on. In this chapter, we will examine
some other topics that often come up regarding bilinguals. Do they
change personality when they change language? What language do
they think in or dream in? And how do they express their emo-
tions? Such questions are fascinating, as are the answers.

The Personality of Bilinguals


Copyright © 2010. Harvard University Press. All rights reserved.

In a news item on 24 June 2008 entitled “Switching Languages Can


Also Switch Personality: Study,” Reuters reported on research that
supposedly showed that “people who are bicultural and speak two
languages may unconsciously change their personality when they
switch languages.”1 With this wire, the international press agency
was simply perpetuating a long-standing misapprehension:

Myth: Bilinguals have double or split personalities.

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b i l i n g u a l a d u l t s

What evidence is there for this position? Before describing the


study mentioned by Reuters, let’s look at what some individual
bilinguals have said about this.2 A French-English bilingual once
wrote to me:

I know that I am more aggressive, more caustic, when I


speak French. I am also more rigid and more narrow-
minded in defending my assertions.

A Greek-English bilingual noted:

In English my speech is very polite, with a relaxed tone,


always saying “please” and “excuse me.” When I speak
Greek, I start talking more rapidly, with a tone of anxiety
and in a kind of rude way, without using any English
speech characteristics.

Finally, a Russian-English bilingual wrote:

I find when I’m speaking Russian I feel like a much more


gentle, “softer” person. In English, I feel more “harsh,”
“businesslike.”

Thus, both the French-English and the Greek-English bilinguals


feel they are more aggressive and more tense in French or Greek, re-
Copyright © 2010. Harvard University Press. All rights reserved.

spectively, than they are in English, and the Russian-English bilin-


gual is more gentle in Russian.
The impressions shared by these bilinguals and others have been
alluded to in the literature. Robert Di Pietro, a linguist who was
himself an English-Italian bilingual, once observed that in an Ital-
ian American–owned store in Washington, D.C., the butcher’s style
was different when he changed languages. In English, he was rather
formal, whereas in Italian he would joke and sometimes even en-

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per sonality, t hinking and dr eaming, emotions

gage in mild flirtations with young women.3 And Charles Gal-


lagher, an expert on North Africa, reported that when Arab French
bilinguals enjoyed themselves with French friends, their whole
character was quite distinct from that expressed in Arabic.4
Psychologist Susan Ervin did some very interesting work at the
beginning of her career on this precise question. In one study,
she showed Thematic Apperception Test (TAT) cards—cards show-
ing pictures that have ambiguous content—to French-English bilin-
guals who had lived in the United States for an average of twelve
years. She tested them in two sessions, one for each language, that
were conducted six weeks apart, and she found significant effects
of language on three variables: verbal aggression toward peers,
withdrawal-autonomy, and achievement. For example, for the same
card one bilingual said in the French-language session,

I think he [the husband] wants to leave her because he’s


found another woman he loves more . . . I don’t know
whose fault it is but they certainly seem angry.

And in the English-language session she said,

He’s decided to get a good education . . . he keeps on


working and going to college at night some of the time
Copyright © 2010. Harvard University Press. All rights reserved.

. . . He’ll . . . get a better job and they will be much hap-


pier . . . his wife will have helped him along.

Ervin observed that in French, the picture elicited themes such


as aggression and striving for autonomy, whereas in English the
wife is seen as supporting her husband.5 In another study, Ervin
asked Japanese-American women to complete the sentences she
gave them in both Japanese and in English. She found that they
proposed very different endings, depending on the language used.

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b i l i n g u a l a d u l t s

For example, for the sentence beginning, “When my wishes conflict


with my family . . .” one participant’s Japanese ending was, “. . . it is
a time of great unhappiness,” whereas the English ending was, “. . .
I do what I want.” For the sentence beginning, “Real friends should
. . . ” the Japanese ending was, “. . . help each other” and the English
ending was, “. . . be very frank.”6
Some forty years later, David Luna and his colleagues conducted
the study that was described by the Reuters newswire. Although
very similar to the Ervin studies, the earlier work was not men-
tioned—which is unfortunate, as Ervin had given a reasonable ex-
planation for the results she had obtained. In Luna’s research, His-
panic American bilingual women students were asked to perform
several tasks. In one study, they had to interpret target advertise-
ments, first in one language and then, six months later, in another.
The ads contained pictures of women, and they were asked ques-
tions like, “What is the woman in the ad doing?” “How does she
feel?” and so on. Luna and his colleagues found that in the Spanish
sessions, informants perceived women in the ads as more self-suf-
ficient (strong, intelligent, industrious, ambitious) as well as extro-
verted. In the English sessions, however, they voiced a more tradi-
tional, other-dependent and family-oriented view of the women. In
a second study, the subjects were given a timed categorization task
Copyright © 2010. Harvard University Press. All rights reserved.

that showed that the associations between the category “mascu-


line” and the category “other-dependent,” on the one hand, and the
category “feminine” and the category “self-sufficient,” on the other,
were stronger in Spanish than in English, thereby giving converging
evidence for the results of the first study.7
Does this mean, then, that bilinguals have two identities, as the
title of the Luna paper, “One Individual, Two Identities,” seems to
indicate? Or that the Reuters statement in its wire based on this re-

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per sonality, t hinking and dr eaming, emotions

search is correct: biculturals who speak two languages may un-


consciously change their personality when they switch languages?
Could it be that there is some truth to the Czech proverb, “Learn a
new language and get a new soul”? One should note first that
monocultural bilinguals are not concerned by any of this, even
though they probably make up the vast majority of bilinguals in
the world. Indeed, in many African, European, and Asian nations,
people are bi- or multilingual while being members of just one ma-
jor culture. But what about bicultural bilinguals? I proposed more
than twenty-five years ago, in my first book on bilingualism, that
what is seen as a change in personality is simply a shift in attitudes
and behaviors corresponding to a shift in situation or context, in-
dependent of language.8 In essence, the bicultural bilingual sub-
jects in these various studies were behaving biculturally—that is,
adapting to the context they were in (see the previous chapter). In
fact Susan Ervin, in her very first study (1964), stated something
similar:

It is possible that a shift in language is associated with a


shift in social roles and emotional attitudes. Since each
language is learned and usually employed with different
persons and in a different context, the use of each lan-
Copyright © 2010. Harvard University Press. All rights reserved.

guage may come to be associated with a shift in a large


array of behavior.9

As we saw in the earlier discussion of the functions of languages,


bilinguals use their languages for different purposes, in different
domains of life, with different people. Different aspects of life often
require different languages. Contexts and domains trigger different
attitudes, impressions, and behaviors, and what is seen as a person-
ality change due to language shift may have nothing to do with the

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b i l i n g u a l a d u l t s

language itself. In fact, when I questioned some other bilinguals,


they put their finger right on the explanation. A French-Flemish-
English trilingual stated:

I don’t really know if my personality changes when I


change language. The main reason for this uncertainty is
that I use the two languages in different situations and
therefore I would act differently even if it was in the same
language.

As this trilingual person clearly indicates, different situations make


one behave differently, whether one is using one language or several
languages. Just think of the way you speak with your best friend,
and the behavior and personality you adopt with him or her, and
think of how this changes in the most formal interactions you
have, such as with a school head, religious authority, or employer.
Another way of examining this is to observe biculturals who are
monolingual. Although they have just one language, they probably
behave exactly like biculturals who are bilingual, thereby demon-
strating that it is not a switch in language that triggers behavioral
and attitudinal changes.
A final testimony comes from a Swiss German–French–English
trilingual:
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When talking English, French, or German to my sister,


my personality does not change. However, depending on
where we are, both our behaviors may adapt to certain
situations we find ourselves in.

In other words, it is the environment and the interlocutors together


that cause bicultural bilinguals to change attitudes, feelings, and
behaviors (along with language)—and not their language as such.

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per sonality, t hinking and dr eaming, emotions

All this makes much less spectacular news, unworthy of a Reuters


news story, but probably much closer to the truth.

Thinking and Dreaming in Bilinguals


One question bilinguals are often asked is, what language do they
think in? I asked the same question in a small survey I conducted
with bilinguals and trilinguals, and the answer was “both languages”
(70 percent).10 But before we try to understand this result, I should
stress that thinking can often be independent of language. When
people are walking down the street, riding a bus, or jogging in the
woods, their thoughts may not be in a particular language, whether
they are monolingual or bilingual. Philosophers and psychologists
have long acknowledged that thought can be visual-spatial or in-
volve nonlinguistic concepts. Some scholars, such as Steven Pinker
and Jerry Fodor, propose that we have a “language of thought” (it
has also been called “mentalese”) that is prelinguistic; that is, it
takes place before the representations we are thinking about are
turned into French, English, or Spanish, for example. According to
Pinker and Fodor (but there are opponents of this view), it is only
at a later stage, in our planning to speak or subvocalizing, that in-
dividual languages actually intervene. It is then that we are some-
Copyright © 2010. Harvard University Press. All rights reserved.

times conscious of the language that we have activated.


The “both languages” answer cited above is not surprising, since
the bilinguals I asked probably took into account their “internal
monologues” or “inner speech” when they answered. And since
speech (in this case, nonverbalized speech) is normally used in dif-
ferent situations, with different people and for different purposes
(see the discussion of the complementarity principle), their answer
makes a lot of sense. Thus, were I to think about something I want

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b i l i n g u a l a d u l t s

to say in this book, after the “language of thought” (or mentalese)


stage, it would be in English, because I am writing it in that lan-
guage. Were I to think about a shopping list, it would be in French,
as I live in a French-speaking region. Were I to think about what a
friend told me the other day, it would be in the language that the
friend used when we spoke. As linguist Aneta Pavlenko wrote to
me, “In that way, context-specific activation . . . affects language se-
lection for ‘inner speech.’”11
Things are no different when one is dreaming. In the small sur-
vey I conducted, almost as many bilinguals and trilinguals (64 per-
cent) said that they dreamed in one or the other language, depend-
ing on the dream (when they dreamed with language, of course).
Once again, the complementarity principle is at work here: depend-
ing on the situation and the person we are dreaming about, we will
use the one language, the other, or both. For example, a French-
English bilingual in the United States once told me that he had
dreamed about a little village in the French-speaking part of Swit-
zerland that he knew well but to which he had not returned for sev-
eral years. In his dream, he met an inhabitant of the village and he
spoke French to him.
One interesting aspect of dreams in bilinguals is that some peo-
ple have reported speaking a language fluently in a dream when
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they are not actually fluent in that language. The linguist Veroboj
Vildomec reported that a multilingual who spoke some Russian
dreamed that he was speaking fluent Russian. But when he woke
up, he realized that it had been in fact a mixture of Czech and
Slovak, with a bit of Russian, and not fluent Russian after all.
Vildomec added that other bilinguals reported producing interfer-
ences during their dreams, that is, deviations in a language due to
another language, even though they rarely made any when awake.12

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per sonality, t hinking and dr eaming, emotions

It is true that some bilinguals are extremely careful to keep interfer-


ences out of their everyday speech, whereas when they are sleeping
their brain can relax and let the other language seep in.

Emotions in Bilinguals
A particularly complex, and fascinating, aspect of bilingualism is
how bilinguals deal with emotions in their languages:

Myth: Bilinguals express their emotions in their first language, which


is usually the language of their parents.

Despite this well-established (but erroneous) belief, things are not


quite so simple. First, some bilinguals have grown up learning two
languages simultaneously and hence have two first languages with
which they will express their emotions. And for the majority of
bilinguals who have acquired their languages successively—first one
language and then, some years later, another—the pattern is not
clear either. Aneta Pavlenko, who is herself multilingual, has spent
many years researching the topic of emotions and bilingualism and
has written a book on the subject, in which she concludes:

I have tried to dismantle the myth of a simple, tangible,


Copyright © 2010. Harvard University Press. All rights reserved.

easily described relationship between the languages and


emotions of bi- and multilingual speakers, and to show
that this relationship plays out differently for different
individuals, and even in the distinct language areas of a
single speaker.13

This is not to say that some bilinguals do not prefer to express their
emotions in their first, often their dominant, language. Think of all
those bilinguals who have lived in the same place all their lives, who

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b i l i n g u a l a d u l t s

use their first language with their family and friends, who learned
their second and third languages in adolescence, and who basically
use the latter as work languages. It makes sense that they will ex-
press affect in their most-used language, that is, their first lan-
guage. But as Pavlenko writes, it would be too simplistic to posit
that late bilinguals have emotional ties only with their first lan-
guage and have no such ties with their other languages.14
Some bilinguals who have had a traumatic experience in their
first language, for example, may decide not to use it any longer
when they are in a position to do so. Pavlenko cites Monika
Schmid, a linguist who has worked a lot on language forgetting,
who mentioned a married couple who had known each other in
Germany just before the war, before emigrating. Because of the
trauma of what they had lived through during the war, in more
than fifty years of marriage they had never spoken German to each
other, their first language, not even intimately.15 There is also the
case of the historian and author Gerda Lerner, who had joined the
anti-Nazi resistance in Austria before emigrating in 1939 at age
nineteen. Once settled in the United States, she refused to use her
first language; she was repelled by it in every way. It was only some
thirty years later that she reconciled herself with German.
Even without having lived through a traumatic experience, bilin-
Copyright © 2010. Harvard University Press. All rights reserved.

guals may prefer using their second language over their first to con-
vey emotions. One English-French bilingual, who had grown up in
England and moved to France at age twenty-one, offered the follow-
ing testimony:

It is liberating to speak a language that is not one’s


mother tongue because it is easier to speak of taboo sub-
jects . . . I find it easier to speak of anything connected

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per sonality, t hinking and dr eaming, emotions

with the emotions in French, whereas in an emotional


situation in English I am rather tongue-tied, the affective
content of the words is so much greater.

She explained to me that her English childhood had lacked af-


fection and that it was in French that she had discovered what
love meant. She ended her testimony with the words, “Perhaps one
day I’ll even manage to say [the English words], ‘I love you.’” An-
other interesting testimony is given by the bilingual writer Nancy
Huston. It concerns how she spoke to Léa, her baby girl, who was
born some nine years after Huston had moved to Paris. She was go-
ing through a strong French-language period and had married a
Bulgarian-French bilingual with whom she spoke French. Huston
writes that she had started out using English baby talk with Léa
but simply couldn’t continue. The memories and the feelings that
it stirred up were simply too strong for her to be able to continue in
English. (Huston went through a very difficult time as a child
when, at age six, she experienced her mother’s abandonment of the
family home.)16
Many late bilinguals mention that they can swear more easily in
their second language. The same English-French bilingual quoted
above wrote:
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I can . . . swear much more easily in French and have a


wider range of “vulgar” vocabulary . . . I am finding that
gradually the way I use French is influencing the way I
use English—I can now say “shit” and “fuck off.”

Huston, who wrote her master’s thesis on linguistic taboo and


swear words, analyzes this phenomenon, which she also experi-
enced in her first years in Paris. She writes:

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b i l i n g u a l a d u l t s

The French language in general . . . was to me less


emotion-fraught, and therefore less dangerous, than my
mother tongue. It was cold, and I approached it coldly
. . . This advantage, however, was not without its draw-
backs. In a way, I was almost too free in French . . . I was
untouched by the language. It did not talk to me, sing to
me, rock me, slap me, shock me, scare me shitless. It was
indifferent to me.17

When bilinguals are tired, angry, or excited, they naturally revert


to the language in which they express their emotions, be it their
first or their second language. Here is what a Portuguese-English
bilingual told me:

If there is something that makes me angry and if I allow


some of my anger to come out, there is no doubt that I
will use Portuguese, no matter the context or the situa-
tion.

Pavlenko notes that sometimes when bilinguals are really angry,


true communication is put aside and they may use a language that
their spouse or child cannot understand. This can give them emo-
tional satisfaction even if the words are not understood.18
Copyright © 2010. Harvard University Press. All rights reserved.

Stress may cause interferences, problems in finding the appropri-


ate word, and unintentional switching. Here is a personal experi-
ence. I was once bitten by a stingray while bathing in shallow
waters in California. I was in real pain and bleeding quite badly.
Since I was with a group of English-speaking people, I recall that I
switched back and forth between English and French: I used the
former language to ask them to take me to a doctor and I uttered
French interjections to help express and ease the pain. In some very

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per sonality, t hinking and dr eaming, emotions

stressful situations, one language can even be completely cut off.


Here is what an American Sign Language–English bilingual once
wrote to me:

One time I was in a very emotional situation and I was


unable to speak, but the people with me could sign. They
also were bilingual, so I signed and we communicated
using sign language.

The language that is used in therapy is also very revealing. Paul


Preston recounts how five of the American Sign Language–English
bilinguals he interviewed said they felt blocked when in a therapy
session because they could not express in English some of the
things they really wanted to say in sign language.19 And Nancy
Huston states that she is convinced that she could not finish her
own psychoanalysis because it was conducted in French, the lan-
guage that made her feel protected at the time and the one in
which her neuroses were under control.20
Emotions and bilingualism thus produce a very complicated and
also very personal reality that has no set rules. Some bilinguals pre-
fer to use one language, some the other, and some continue to use
both of them. As Pavlenko writes, about her own habits:
Copyright © 2010. Harvard University Press. All rights reserved.

Each language . . . ties me differently, with bonds I can-


not shake loose. And so, on a daily basis, I have no choice
but to use both English and Russian when talking about
emotions. “I love you,” I whisper to my English-speaking
partner. “Babulechka, ia tak skuchaiu po tebe [Grandma,
I miss you so much],” I tenderly say on the phone to my
Russian-speaking grandmother.21

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12
Bilingual Writers

A ll groups of people have exceptional members, and


it is with pleasure that I mention some of “our” exceptional people
in the next two chapters. Few of us bilinguals will become like them
(and we don’t need to) but they are, in a linguistic sense, our
Edmund Hillarys or Tenzing Norgays, and they have their place in
our story.
In this chapter I will concentrate on bilingual writers, since writ-
ing is a specific area of language and probably one of the hardest
cognitive skills that humans acquire. The language in which we
learn to read and write fluently in our youth will normally remain
the language we will use to write in for the rest of our lives. Of
course, some people do write in another language, or several others,
Copyright © 2010. Harvard University Press. All rights reserved.

but they may not feel totally at ease doing so. However, in the small
world of professional literary writing, one finds marked exceptions
involving bilinguals. There are some bilingual authors who write
books in their second (or third) language—an incredible feat when
one thinks about how hard it is to write literature in one’s own na-
tive language. And, even more exceptional, there are those who
write literature in both of their languages. This chapter will be
about these outstanding writers.

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bilingual writers

Writing in Your Second (or Third) Language


Many writers are bi- or multilingual, but they decide, despite this,
to stick to one language for writing—usually their first language.
Hence, Isaac B. Singer, for example, the Polish American writer and
Nobel Prize winner, always wrote in his native language, Yiddish,
even though he knew many other languages, notably Polish and
Hebrew. Czesáaw Miáosz, also a Nobel laureate, was fluent in Polish,
Russian, English, Lithuanian, and French, but wrote only in Polish.
A subgroup of these writers are those who choose to author their
books in their most proficient writing language, even though it
may not be their first language. Two examples come to mind. The
first is Richard Rodriguez, the author of the best seller Hunger of
Memory, whose very first language was Spanish but whose family
switched over to English when he started going to school. Hence,
English became his dominant language during his adolescence and
definitely his writing language. The other example is Eva Hoffman,
who moved to Canada from Poland when she was thirteen. She
wrote her Lost in Translation in English, the language of her high
school and university studies. Her book, like Rodriguez’s, is a mas-
terly account of her intellectual and human journey into main-
stream American society and culture. Both authors have chosen to
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use English as their written language and have developed strong,


sometimes unique, literary voices. Of course, as bilinguals them-
selves, they have the advantage of being able to oversee some of the
translations that are done of their works, but they do not venture
into literary creation in their less dominant language.
There are authors, however, who decide to write in their second
or even their third language even though they have good writing
proficiency in their first language. Probably the most famous is

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b i l i n g u a l a d u l t s

Joseph Conrad, the early twentieth-century author of such classics


as Heart of Darkness, Lord Jim, Nostromo, and The Secret Agent. Conrad
was born Józef Teodor Konrad Korzeniowski in Poland, where he
lived until the age of sixteen. He then lived in France for four years
and became fluent in French. He joined the English merchant navy
and learned to speak and write English. When he ended his sailing
career at the age of thirty-five, he had already written some prose in
English, and after that he became a full-time novelist. What is espe-
cially interesting is that he did not write his books in Polish, his
first language, or in French, a language he wrote fluently, but in En-
glish, his third language.
According to Conrad’s biographer Frederick Karl, his decision
not to write in Polish was a way of separating himself from his fa-
ther and his culture and country. Unfortunately, neither the British
nor the Poles understood his situation; the British said that he was
a Pole in disguise and the Poles said the reverse (a typical bicultural
quandary). Conrad’s English prose was superlative and required al-
most no editing, but in speaking he did retain a strong accent,
which prevented him from lecturing publicly. Here, according to
Karl, is what Conrad told a Belgian critic some twenty years after
having settled down in England:
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My pronunciation [in English] is rather defective to this


day. Having unluckily no ear, my accentuation is uncer-
tain, especially when in the course of a conversation I be-
come self-conscious. In writing I wrestle painfully with
that language which I feel I do not possess but which
possesses me—alas.1

Conrad retained complete fluency in Polish and French, and at


home he would often carry on conversations in all three languages.

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bilingual writers

He also gave advice to translators who were translating his books


into French and Polish.
Agota Kristof, a Hungarian-French bilingual, is a contemporary
author who writes novels only in her second language. Kristof fled
Hungary with her husband and their four-month-old baby during
the 1956 uprising (she was twenty-one at the time) and came to set-
tle down in Neuchâtel, Switzerland. She knew no other language
than Hungarian when they first arrived, and she worked for a num-
ber of years in a local watchmaking factory. She then went back to
school and studied French, thanks to a grant from the local univer-
sity, and started on her literary career some twelve years after hav-
ing moved to Switzerland. Her books, such as The Notebook (1986), a
story of twin brothers lost in a country torn apart, have been trans-
lated into numerous languages. Her autobiography, The Illiterate
(2004), recounts her forced emigration to Western Europe.2

Writing in Both Languages


As I have said, writing is a difficult skill, in whatever language, and
writing literature is an art that only a handful of people ever mas-
ter. And yet there is a group of exceptional bilinguals who write
their works in two languages, not just one. I wish to examine those
Copyright © 2010. Harvard University Press. All rights reserved.

authors who went from writing in their first language to writing in


their second language, those writers, even fewer, who started with
their second language and then “moved back,” as it were, to writing
in their first, and authors who write bilingual works, using both
languages in the same piece.
Some bilingual writers who immigrated at one or more points in
their lives moved from writing in their first language to writing in
their second or third language. Three such authors come to mind.

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b i l i n g u a l a d u l t s

Vladimir Nabokov was born in St. Petersburg, Russia, in 1899 and


was brought up trilingual in Russian, French, and English. At the
age of twenty, he went to Cambridge, where he read French and
Slavic literature. Nabokov became well known as an émigré writer
in Russian, publishing such works as Mashenka, The Gift, and The
Eye in that language. But later he wrote in English and became fa-
mous in the English-speaking world for such novels as The Real Life
of Sebastian Knight, Bend Sinister, Ada, and Lolita. Nabokov also trans-
lated Russian works into English and English works into Russian
(such as Alice in Wonderland).
The second author in this group is Samuel Beckett. Born in Ire-
land, a native speaker of English, he learned French at school and
obtained a bachelor’s degree in Romance languages and English.
He never really used French in his daily life, however, until he be-
came an instructor at the Ecole normale supérieure in Paris when
he was twenty-two. His first works—tales and poems—were in En-
glish. In 1937, at the age of thirty-one, he moved to Paris perma-
nently but continued to write in English; Murphy, for instance, was
published in 1938. During World War II he took part in the Resis-
tance in France and then went into hiding in the Vaucluse region.
In 1951 his first French novel, Molloy, appeared, and from then on he
wrote in both French and English. At that point, according to Eliz-
Copyright © 2010. Harvard University Press. All rights reserved.

abeth Beaujour, he stated that he didn’t know in advance what lan-


guage he would use for his next work.3 Beckett received the Nobel
Prize for Literature in 1969 for his contribution to the literature of
two languages.
The third author is Elsa Triolet, born Elsa Kagan, a Russian
French novelist of the twentieth century. She spent her early years
in Russia and moved to France when she was twenty-two, after hav-
ing met her first husband, André Triolet. Her early works were in
Russian (In Tahiti, Camouflage). After divorcing Triolet, she married
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bilingual writers

the French poet and novelist Louis Aragon, and the two had par-
allel literary careers. Her first book in French was Good Evening,
Theresa, in 1938. It was followed by many other works, including A
Fine of Two Hundred Francs, which was awarded the prestigious Prix
Goncourt.
Elizabeth Beaujour has analyzed the reasons that led such au-
thors to shift over to writing in their second (or third) language.
One obvious reason is to be able to write for a wider audience. If
you live in a country other than the one in whose language you are
writing (you live in France and are writing in Russian, for example),
you simply don’t have that many readers for your works, even if the
émigré community is quite large (as it happened to be for Nabokov
and Triolet).
A second reason has to do with how the works are translated into
the author’s other language (Triolet’s books in Russian, for exam-
ple, were translated into French). Bilingual authors are rarely happy
with the job that outside translators do with their work and they
often edit the translations extensively. In the end, they frequently
resort to translating their own works into their other language.
But the process of self-translation turns out to be particularly tor-
menting for many (Beaujour talks of “the hell of self-translation”),
and many bilingual authors express dissatisfaction with their own
Copyright © 2010. Harvard University Press. All rights reserved.

translations. Beaujour talks of Triolet’s perception of the act of


translating as the “terrifying spectre of noncoincidence with her-
self.”4 More recently, Ariel Dorfman wrote the following about his
translation/adaptation of his book Heading South, Looking North: A
Bilingual Journey.

My rewriting of the memoir in Spanish after I completed


it in English followed the structure, story, explorations of
history and the mind which its rival language had set
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b i l i n g u a l a d u l t s

out. Spanish had to overflow its words inside the house


that English built. And yet, how changed was that house
as it filled with Spanish. It was not the same book.5

A third reason that some bilingual writers move from writing


in their first to writing in their second language relates to the
complementarity principle: bilinguals use their languages for dif-
ferent purposes, in different domains of life, with different people.
Different aspects of life often require different languages. Beaujour
relates that Elsa Triolet realized that her Russian novel, Camouflage,
had been written in the “wrong” language, since it takes place in
France amid characters who speak, think, and feel French. Beau-
jour also tells us that when Nabokov Russianized his English best
seller Lolita, he had real problems finding appropriate terms for
descriptions dealing with cars, clothing, items of furniture, and
so on.6
Even though bilingual authors have good reasons for starting to
write in their second or third language, it is nonetheless difficult.
Triolet talks about the actual physical pain of writing her first book
in French (Good Evening, Theresa), and Nabokov says the same thing
in a more evocative way: he said it was like learning how to handle
things again after losing seven or eight fingers in an explosion!7
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As I stated at the beginning of this section, there is another


group of bilingual writers, a far smaller group, who start writing in
their second language and then revert to writing in their first lan-
guage, something they had not done before. I had the pleasure of
meeting such a writer in Paris when I was preparing this book.
Nancy Huston was born in Canada and she lived there for a num-
ber of years before moving to the United States, where she went to
college. She left for Paris in 1973, where she did her master’s thesis
with semiologist Roland Barthes. She stayed on in France, and
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bilingual writers

when she started to write, she decided to do so in her second lan-


guage, French. Her first book, Les Variations Goldberg, came out in
1981 (The Goldberg Variations appeared in English many years later).
She gives the following explanation for her decision to write in
French:

I suppose it was to do with the fact that my mother


tongue was too emotionally fraught at the time. I pre-
ferred something more distant, more intellectual . . . I
was in denial of my roots. No childhood, no mother, no
problems. That worked for a number of years and then it
stopped.8

Huston pursued her career as a French-language author for a num-


ber of years before deciding to write a novel in English, Plainsong,
which came out some twelve years after her first book in French.
She says of her return to English after her “first efforts” in French:

My first efforts at fiction . . . tried to be savvy . . . I was


starved for theoretical innocence. I longed to write long,
free, wild, gorgeous sentences that explored all the regis-
ters of emotion, including—why not?—the pathetic. I
wanted to tell stories wholeheartedly, fervently, passion-
Copyright © 2010. Harvard University Press. All rights reserved.

ately—and to believe in them, without dreading the deri-


sive comments of the theoreticians.9

In a newspaper interview in 2008, she explained that French had


become the language of exchange with her tax advisor and her chil-
dren’s teachers. Her return to English coincided with her return to
the piano (from playing the harpsichord), “because,” she said, “I’m
strong enough to accept emotions.”10
Nancy Huston now writes in both her languages and translates
her works both ways. She states that translation is hard, tedious
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b i l i n g u a l a d u l t s

work, and that once she has finished translating a work, she sud-
denly feels that she could never have written the work in the other
language!11 In 2005 Huston won the prestigious Prix Femina for
Ligne de faille, which she had in fact first written in English (Fault
Lines) and then translated into French.
While bilingual authors generally choose one language in which
to write, writing in their first language only, or their second (or
third), or alternating from one to the other, depending on the cir-
cumstance, a few decide to write bilingual works in which both lan-
guages are present on the same page (see Chapter 5 for a presenta-
tion of the bilingual language mode). Elizabeth Beaujour finds that
in the twilight of their career, most bilingual writers are not satis-
fied keeping their two languages separate. They are in search of
unity and wish their writing to exist in both languages. They can
achieve this by making sure that all of their works are published in
both languages (something that Beckett did, and Huston is cur-
rently doing), and they can have their characters act as bilinguals
do, in a monolingual and also a bilingual way. Beaujour mentions
Nabokov who, in Ada, had his characters speak three languages and
shift from one language to another quite freely.12
Today, one does not need to be so advanced in one’s literary ca-
reer to write bilingually, as can be seen in the prose of two Hispanic
Copyright © 2010. Harvard University Press. All rights reserved.

American contemporary writers. Junot Díaz, a professor of writing


at MIT and winner of the 2008 Pulitzer Prize for fiction for his
book The Brief Wondrous Life of Oscar Wao, brings a lot of Spanish
into his English prose (this particular code-switching style is often
known as Spanglish). Here is a very short extract:

[They] shrieked and called him gordo asqueroso! He for-


got the perrito, forgot the pride he felt when the women
in the family had called him hombre.13
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bilingual writers

Susana Chávez-Silverman is a Hispanic American author who has


traveled in the Americas and holds a position at Pomona College
in California. Her book Killer Crónicas: Bilingual Memories (2004) is
based on the e-mails that she sent to colleagues and friends when
she spent thirteen months in Buenos Aires. She too uses a blend
of English and Spanish, but with a frequency of switches that is
higher than normal, at least in the written mode. Here are a few
lines from the beginning of one of her chapters:

Como northern Califas girl, of course, había visto mucho


nature espectacular; the Pacific Ocean como yarda de
enfrente, for starters, y los sequoia giant redwoods. Yes,
especially los redwoods. Pero también esa enredadera,
don’t know its name, the one with the huge, velvety deep
purple blossoms y las fragile, hairy leaves and stems
como patas de tarántula.14

Chávez-Silverman says that she remains bilingual in her writing so


as to resist having to choose between the two languages; she hopes
that her book will help establish a new trend for bilingual minority
writing.
The list of bilingual writers working in their two languages, sepa-
rately (usually) or together, is not long. As Elizabeth Beaujour says,
Copyright © 2010. Harvard University Press. All rights reserved.

the phenomenon remains rare:

While it is not unusual for a writer to be a bilingual, it is


still rare for a major modern writer to be bilingual or
polyglot as a writer and to create a body of work of more
or less equal weight in more than one language.15

As time goes by and bilingualism in all its aspects is more widely


accepted, we may discover other writers, themselves bilingual, who
never dared show their work in their other language (either the
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first or the second, or both), or who never managed to get it pub-


lished. A fine example of one such writer is the much-acclaimed
Jack Kerouac, the internationally known American novelist of the
Beat generation. His On the Road, published in 1957 and translated
into twenty-seven languages, remains a favorite among many for its
anti-establishment, cross-country tale. What few people know is
that Kerouac came from a French Canadian family established in
Lowell, Massachusetts, and that he spoke French with his parents
until the age of six; it was only then that he acquired English.
Still fewer people realize that Kerouac wrote at least two books in
French (the Quebec French variety known as joual): La nuit est ma
femme and, discovered only in 2008, Sur le chemin. The latter (despite
its title) is a different book from On the Road and was written
shortly after the 1951 version of Kerouac’s best seller. It was never
published in French but Kerouac did translate it into English as
Old Bull in the Bowery. Let us hope that many other Sur le chemins,
stored away in filing cabinets or in archives, will one day be pub-
lished so that we can admire the bilingual creativity of their au-
thors.
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13
Special Bilinguals

This book is about regular, everyday bilinguals—that


is, the great majority of those who lead their lives with two or more
languages. There are, however, special bilinguals who have both a
regular and sometimes also a unique relationship with their lan-
guages. In the previous chapter, we dealt with bilingual writers.
Other special bilinguals, such as second-language teachers, and
translators and interpreters, also make a living from their knowl-
edge and use of their languages, while others may depend on their
proficiency in their languages to do their job and to assure their
safety (secret agents, for example). Among special bilinguals, we
also find well-known people—known either because they are out-
standing multilinguals or because they are famous for reasons that
Copyright © 2010. Harvard University Press. All rights reserved.

have nothing to do with their linguistic skills. These special people


will be the subject of this chapter.

Second-Language Teachers
Teachers of second languages are also often called foreign-language
teachers, although this can be a misnomer when the language they
teach is used by millions of speakers in that country, such as Span-

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ish in the United States or Arabic in France. There are two kinds
of second-language teachers. First, there are those who teach the
country’s language, or languages, to others, mainly foreigners (for
example, instructors of English as a second language who teach En-
glish to newly arrived immigrants in the United States). These
teachers do not have to be bilingual in order to do their job and so
we will not say much about them here.
Second, one finds teachers who teach a language other than the
country’s main language or languages. Examples would be teachers
of German in England, teachers of English in Italy, and so on. They
themselves form two groups. In the first group you find those who
acquired the language they teach as a second language, in school or
college. They may also have had a short stay in a country where the
language they specialize in is used. This is the case with Ms. Wright,
for example, who teaches Spanish at a high school in the Boston
area. She took modern languages in college, studied Spanish and
French, and then spent six months in Mexico. In the second group,
you find native speakers of the language who have moved to an-
other country and now teach their mother tongue. This is the case
with Ms. Lopez, who teaches Spanish alongside Ms. Wright in the
same school. She is originally Venezuelan and she moved to the
United States as an adult after having gone to college in Caracas.
Copyright © 2010. Harvard University Press. All rights reserved.

She is a trained psychologist but took on language teaching when


she arrived in the United States, after having followed a number of
language-education courses at a local university.
Both Ms. Wright and Ms. Lopez teach Spanish to high school
students of various levels. Based on the definition of bilingualism
given in Chapter 2, the two are bilingual in that they use their two
(or more) languages on a daily basis. Language teachers have varied
fluency in the language they teach, and they may even have an ac-

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special bilinguals

cent in it, just like normal bilinguals, but they are special bilinguals
in a number of ways. First, some, like Ms. Wright, do not use the
language they teach outside the classroom very much, since they do
not often have a need for it in everyday communication outside of
work. Note, though, that this is not the case for Ms. Lopez, who has
many Spanish-speaking friends and who uses both English and
Spanish outside of school.
Second, they have insights into the linguistics of the language
that normal language users do not have. For instance, how many
speakers of English can explain, in a pedagogical way, the differ-
ence between the prepositions “for,” “since,” and “ago”? How many
speakers of French can explain, in a clear manner, all the rules of
the French past participle?
Third, second-language teachers are in a bilingual mode when
teaching. When they are using the second language (for example,
Spanish) overtly in class, they also have their other language (En-
glish here) available in case a student asks a question in it or code-
switches for a word or expression. But they themselves may resort
very rarely to code-switches and borrowings in front of students,
and they may well correct those who slip into their better-known
language.
Thus, in moments that would normally be conducive to code-
Copyright © 2010. Harvard University Press. All rights reserved.

switching and borrowing, and where the latter might facilitate


communication, second-language teachers may refrain from calling
upon the students’ first language in order not to “set a bad exam-
ple.” Nevertheless, as users of the two languages themselves, and in
private, they may code-switch and borrow. Having said this, I have
also heard language teachers state that they refrain from code-
switching outside school so as not to slip by accident into that be-
havior when they are teaching.

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b i l i n g u a l a d u l t s

A fourth way in which such teachers are special bilinguals is that,


even more so than regular bilinguals, they rarely believe they are bi-
lingual, since many hold a very strict view of what it means to be
bilingual (complete fluency in two or more languages, no accent in
either language, and so on). When speaking to second-language
teachers who feel this way, I often have to convince them that they
are in fact bilingual, even though they clearly have special bilingual
characteristics. Finally, they are usually true admirers of the second
language they teach (most often in its standard variety) and they
have a love for its culture, which they try to share with their stu-
dents. Once again, this is often not the case with regular bilinguals,
who concentrate less on their languages and cultures than on ev-
eryday aspects of life.

Translators and Interpreters


When we discussed the complementarity principle in Chapter 3, we
saw that bilinguals are often not very good translators and inter-
preters. This is because, in domains covered by just one language,
they do not always know the translation equivalents in the other
language. Unless they acquired their second language explicitly, as
in traditional second-language courses, bilinguals who are translat-
Copyright © 2010. Harvard University Press. All rights reserved.

ing will find themselves lacking the vocabulary and also, at times,
the linguistic skills and stylistic varieties needed to accomplish the
translation. They may also lack the cultural knowledge attached to
a language that would facilitate their understanding of the original
text—a necessary step to be able to translate correctly.
Unlike regular bilinguals, translators and interpreters must have
a complete set of translation equivalents in the other language.
They must also know the two languages fluently (at all linguistic

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special bilinguals

levels), and in addition they must have a good knowledge of the


cultures concerned. Of course, the complementarity principle will
continue to play a role, but it will be greatly reduced. Translators
and interpreters, unlike regular bilinguals, have to learn to use their
languages (and the underlying skills they have in them) for similar
purposes and in similar domains of life. This is something regular
bilinguals do not often need to do.
Translators indicate which language or languages they can trans-
late from (these are their source languages) and which they can
translate into (their target languages). For example, the source lan-
guages might be German and Spanish and the target language, En-
glish. In the translation and interpretation world, one speaks of
active and passive languages. In the active-language category, lan-
guage A is the person’s native language or another language strictly
equivalent to a native language (it is thus the target language). Lan-
guage B is usually the first second language of which one has per-
fect command (it will usually also be a target language). In the
passive-languages category, you find one or several languages for
which the person has complete understanding; these will be the
source languages. In addition, many translators and interpreters
specialize in domains, such as law, finance, or politics.
Translation is a special bilingual skill: you try to express in one
Copyright © 2010. Harvard University Press. All rights reserved.

language, in as faithful a way as possible, the meaning and the


style of a text in another language. This means fully understanding
the original text in the source language, and having the necessary
transfer skills, as well as the linguistic and cultural skills, in the tar-
get language. Very little room is left for the translator’s own intu-
ition or creativity. He or she must follow the original text as exactly
as possible and render it in correct prose in the target language. It is
no wonder, then, that there are specialized schools where students

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b i l i n g u a l a d u l t s

learn the skills linked to translation, usually at the master’s-degree


level (for example, the Monterey Institute of International Studies
in California, and the Ecole de traduction et d’interprétation in
Geneva). One of the requirements for entry is to have excellent lan-
guage skills in two or more languages. Training then transforms
the student into a certified translator.
There are literally hundreds of thousands of translators in the
world today, many working in the shadow of international institu-
tions, government bodies, large corporations, publishing compa-
nies, and so on. As in every other trade, there are certain “champi-
ons,” translators esteemed for their skills who are unknown to the
public but who are well known and highly respected by their peers.
There are also some renowned authors who were (or are) transla-
tors. For instance, the French poet Charles Baudelaire produced an
immensely successful translation of the works of Edgar Allan Poe;
the Russian American author Vladimir Nabokov translated Alice in
Wonderland into Russian, as well as works (often poetry) by Verlaine,
Tennyson, Byron, Keats, Shakespeare, and so on; and the Argentin-
ean writer Jorge Luis Borges translated many English, French, and
German works into Spanish.
Simultaneous interpreters have an even more complex set of skills.
In addition to what has been described for translators, one must
Copyright © 2010. Harvard University Press. All rights reserved.

add all the linguistic and cognitive skills that allow interpreters to
go from hearing oral input in one language to producing oral out-
put in the other language, either simultaneously or successively.1
This involves, among other things, careful listening, processing and
comprehending the input in the source language, memorizing it,
formulating the translation in the target language, and then articu-
lating it, not to mention dual tasking (letting the next sequence
come in as you are outputting the preceding one), note taking in

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special bilinguals

some types of interpretation, and careful enunciation. Interpreter


training is therefore very demanding and requires additional years
of study.
In terms of language mode, interpreters work in a bilingual
mode, but one language is not more active than the other, as in reg-
ular bilinguals’ communication. Both languages (the source lan-
guage and the target language) have to be active to the same extent.
The interpreter has to be able to hear the input (source) language
and also the output (target) language, not only for self-monitoring
of what she is interpreting but also in case the speaker uses the tar-
get language in the form of code-switches. However, the source-
language production mechanisms must be tightly shut off (deacti-
vated) so that the interpreter does not slip into simply repeating
what she is hearing instead of interpreting it (as sometimes hap-
pens when interpreters get very tired). Given all of these require-
ments, it is no wonder that interpreters, like translators, are consid-
ered special bilinguals, and that regular bilinguals are not born
translators and interpreters. A bilingual student learned this the
hard way when he tried out for a position as an interpreter:

When I was a student in Paris, I found an ad one day


stating that interpreters were being sought for a one-day
Copyright © 2010. Harvard University Press. All rights reserved.

conference. They would be interpreting from English into


French. Naive as I was—aren’t all bilinguals born inter-
preters, I told myself—I went to the office that was orga-
nizing the conference. They were very welcoming and I
felt quite confident I could get the job. I was put into a
booth for a trial run and I put on the headphones
handed to me. The first sentence came through and I
managed to interpret it quite nicely. This is going to be a

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b i l i n g u a l a d u l t s

breeze, I told myself. But problems started immediately.


As I was outputting the first sentence, the second one
was already coming in and I wasn’t paying enough atten-
tion to it. I could remember its beginning but not its
ending. I struggled on but very quickly fell behind the re-
corded voice and I just couldn’t say anything more after a
few minutes. I left the booth, and the office, not very
proud of myself. The scene remains vivid in my mind
some forty years later and since then I have had the ut-
most respect for interpreters and the training they have
to go through to do their job well.2

Secret Agents
Many of us believe that agents who work for intelligence services
are probably bilingual and bicultural, in the image of Jack Hig-
gins’s Kurt Steiner in The Eagle Has Landed, a novel about a German
attempt to kidnap Winston Churchill during World War II. In the
story, Steiner’s father was a major general in the German army and
his mother was American. Steiner himself, the leader of a German
commando unit, had been brought up in both England and Ger-
many and was perfectly bilingual.
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As I was researching the literature to find out about the bilin-


gualism of secret agents, I realized that there was very little written
about their linguistic skills. And as I dug further, I slowly under-
stood that the classic view we all have is not quite as clear-cut as it
would seem. Not all agents, for example, need to know another lan-
guage well, so long as they are in contact with someone who is bi-
lingual. Thus, a spy who passes government secrets to a member of
a foreign embassy can do so in her native language if the embassy

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special bilinguals

member (perhaps an attaché of some kind) acts as a bilingual go-


between. This is true also for agents who agree to work for a foreign
power while staying put in their home country and gradually mov-
ing up within various government structures. This was the case
with the Cambridge Five in England, notably Kim Philby and Guy
Burgess, who spied for the Soviet Union in the middle of the last
century while occupying important positions in the British estab-
lishment.
“Sleeper” or deep-cover agents are placed by the spying power in
a target country and are often natives of that country (or nationals
of both countries). Just recently, an example of a sleeper agent re-
ceived a lot of press. George Koval was born in 1913 in Sioux City,
Iowa, and he grew up there as a normal American boy. He played
baseball and, of course, spoke fluent American English. During the
Depression, his parents and he emigrated to a Siberian city in a re-
gion that Stalin had proposed as a Jewish homeland. His parents
were committed to communism, and Koval was strongly influenced
by them. He was trained at the Institute of Chemical Technology in
Moscow and was recruited by the GRU (the largest Russian intelli-
gence agency). Koval was then sent back to the United States and
for a number of years was inactive as an agent (his code name was
Delmar). He was drafted into the U.S. Army and, little by little, his
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duties brought him into contact with the atomic bomb project (no-
tably, aspects dealing with the fuel used). What he learned was ex-
tremely valuable for the development of the Russian bomb, which
was detonated for the first time in 1949. Koval was a very successful
agent not only because he was intelligent and well trained (this gave
him access to the heart of the bomb project) but also because he
was a “genuine” American. He spoke fluent English, he loved base-
ball, and he was just a regular guy. He fled back to the Soviet Union

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b i l i n g u a l a d u l t s

after the war, when he realized that U.S. counterintelligence was


closing in on him.
Agents like Koval, though, who in some ways coincide with what
we imagine them to be—that is, perfectly bilingual and bicultural—
do not represent the majority of agents. Let me conclude this dis-
cussion with the example of Britain’s Special Operations Executive
(SOE) agents, who operated during World War II. The task of the
SOE was to infiltrate agents into occupied Europe so that they
could organize, inspire, and assist the local resistance groups fight-
ing the Nazi presence. They were taught how to use guns and
explosives, transmit messages, carry out acts of sabotage, defend
themselves, and so on, and they were either parachuted into the
area they were to work in or flown in using light airplanes. Those
recruited were either nationals of the country in question or knew
it very well. Many of the latter had at least one parent from the tar-
get country, or they had worked or gone to school there before the
war. For example, one SOE agent in France, Gilbert Norman, was
the son of an English father and a French mother and he had been
educated in both countries. Another agent, Jack Agazarian, had an
Armenian father and a French mother, and had gone to schools in
both France and England.
However, other SOE agents were far from being proficient bilin-
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guals. For example, a very successful agent in the Besançon region


of France, George Millar (his alias was Emile) spoke good French—
but with a strong Scottish accent! He writes in his memoir that
he could pass as a Frenchman in front of any German, but he
knew that a real Frenchman would know right away that he wasn’t
French. Since the Germans were often aided by the French Vichy
police in their hunt for Resistance fighters, this was potentially a
problem. In fact, one day Millar was stopped by two French police
officers, who asked him who he really was. He had to admit that he
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special bilinguals

was British and, much to his surprise, they let him go, as they
were friendly with the Resistance.3 Unfortunately, other SOE agents
were not as lucky as Millar. Francis Suttill, the head of a “circuit”
(Resistance network) in the Paris region, had a very poor accent in
French, despite having a French mother. To make sure he was un-
derstood, he had to rely on the help of a “courier,” a young French
SOE agent, Andrée Borrel. In addition to the problem of Suttill’s
strong accent, apparently some of Suttill’s agents would get to-
gether in black-market restaurants and would talk things over—in
English.4
Suttill’s circuit (named Prosper) was penetrated by the Germans
and many agents were caught and imprisoned. After they had been
interrogated, they were sent to concentration camps in Germany.
Unfortunately, very few managed to survive the ordeal. The reasons
for the Prosper disaster are many (one being that there was a traitor
among the SOE agents) and a lack of linguistic skills probably does
not rank among them. But had the bilingualism and biculturalism
of the British agents been total—something one does not expect in
regular bilinguals—and had some of them been more careful with
their language behavior in public, their chances of remaining free
would probably have been better. Nevertheless, these agents were
extremely devoted and courageous, and one can only have gratitude
Copyright © 2010. Harvard University Press. All rights reserved.

for what they undertook in very difficult circumstances. They sacri-


ficed their lives so that France and Europe could be free of the Ger-
man occupation.

Well-Known Bilinguals
I will end with a few special bilinguals or multilinguals who are
well-known people. In the first category are individuals who are
outstanding learners and speakers of many languages. They are
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b i l i n g u a l a d u l t s

often called polyglots or even linguists (in the sense of being multi-
lingual). Such people are talked about with wonder by monolin-
guals who go through life with just one language, and by regular
bilinguals who may know “only” three or four languages to varying
degrees, as is my case. One such person who is often mentioned is
Cardinal Giuseppe Mezzofanti, who lived astride the eighteenth
and nineteenth centuries and was reported to speak fluently some
fifty to sixty languages. Another polyglot often evoked is the British
explorer, ethnologist, and diplomat Sir Richard Francis Burton,
who lived in the nineteenth century. He is reported to have ac-
quired four languages in his youth and then some twenty-five oth-
ers as an adult, including Gujarati, Marathi, Hindustani, Persian,
and Arabic, not to mention many dialects. Burton lived in India,
among other places, and explored the Arabian Peninsula and the
upper Nile region, and hence made good use of the languages that
he acquired.
Professional linguists who study languages as well as language
structure and language processing usually know just a few lan-
guages, but some are true polyglots. For example, Mario Pei, an
Italian American linguist in the past century, and a best-selling au-
thor in his field, was reported to be able to speak some forty lan-
guages and to be acquainted with the linguistics of about a hun-
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dred languages. Another linguist, the late Ken Hale, who taught at
MIT, specialized in endangered indigenous languages, which he
also learned with great ease. Among his languages we find Navajo,
Jemez, Hopi, Tohono O’odham, Warlpiri, and Ulwa.
Leaving aside these rare people, there are many bilinguals who
are well known not because they master or mastered a large number
of languages, but because of their various other activities. Bilin-
gualism is (or was) just part of their everyday life. In the domain of

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special bilinguals

philosophy and religion, for example, Erasmus, the famous Dutch


humanist, spoke five languages, partly owing to the fact that he
lived in several countries, notably England, France, and Switzer-
land. He used Latin not only for diplomacy and theology but also
in everyday conversations. Pope John Paul II was reported to speak
twelve languages, some of which he probably used daily, such as
Polish, Latin, Italian, and English. As for his successor, Pope Bene-
dict XVI, in addition to being able to read Ancient Greek and bibli-
cal Hebrew, he speaks German fluently as well as Italian, French,
English, and Latin. The most surprising bilingual in this cate-
gory is Jesus Christ, who may have been tri- or quadrilingual. His
mother tongue was Aramaic; he then learned Hebrew in his rabbin-
ical training and he may also have known Greek and Latin, both of
which were spoken in Palestine at the time.
In the domain of politics and diplomacy, one of the founding fa-
thers of the United States, Benjamin Franklin, who was also a
diplomat, scientist, inventor, and printer, was reported to be flu-
ent in six languages (English, French, Italian, Spanish, Latin, and
German). Closer to our time, former Canadian prime minister Pi-
erre Trudeau was a French-English bilingual, Prime Minister Indira
Gandhi of India knew at least two languages (Hindi and English),
and President Tito of Yugoslavia was fluent in five languages. The
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current governor general of Canada, Michaëlle Jean, is fluent in


French, English, Haitian Creole, Spanish, and Italian. Former U.S.
secretary of state Henry Kissinger is a German-English bilingual,
and is easily recognized by his deep voice and rather strong Ger-
man accent. Madeleine Albright, who occupied the same position,
was born in Prague and is fluent in Czech, Russian, English, and
French; she also has reading abilities in several other languages. As-
sociate Justice of the U.S. Supreme Court Sonia Sotomayor is bilin-

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b i l i n g u a l a d u l t s

gual in Spanish and English, as is Hilda Solis, secretary of labor in


the Obama administration. Daniel Cohn-Bendit, the charismatic
leader of the May 1968 events in France and currently a member of
the European Parliament, is totally bilingual in French and Ger-
man. He appears on talk shows in both Germany and France and
goes back and forth between his two languages, which he speaks
with no accent. At least two members of French president Nicolas
Sarkozy’s first cabinet, Rachida Dati and Fadéla Amara, are bilin-
gual in Arabic and French, although one rarely hears them speak
their first language, which is a minority language in France.
Many famous scientists were (or are) bilingual, often because of
immigration. Here are just a few, along with their main languages:
Albert Einstein (German, English), Sigmund Freud (German, En-
glish), Marie Curie (Polish, Russian, French), Guglielmo Marconi
(Italian, English), Bruno Bettelheim (German, English), and Ro-
man Jakobson (Russian, French, English, German, and Czech).
In the domain of classical music and fine arts, George Frideric
Handel, the Baroque composer, was a German-Italian-English tri-
lingual. The composer and piano virtuoso Frédéric Chopin had a
French father and hence spoke fluent French as well as Polish. Ar-
thur Rubinstein spoke Polish, the language of the country he was
born in, as well as German, French, and English. Yo-Yo Ma, cellist
Copyright © 2010. Harvard University Press. All rights reserved.

and composer, speaks Chinese and English. As for artists, Vincent


van Gogh was bilingual in Dutch and French, Pablo Picasso was at
least bilingual in Spanish and French, and Marc Chagall was trilin-
gual (Russian, English, and French).
The media are increasingly international, and many journalists
and reporters are bi- or multilingual. Here are just a few well-
known examples: Christiane Amanpour (English, Farsi, French),
Ralitsa Vassileva (English, Bulgarian), Octavia Nasr (Arabic, En-

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special bilinguals

glish, French), María Elena Salinas (Spanish, English), Olivier Todd


(French, English), Nelson Monfort (French, Spanish, English, and
Italian), and Jonathan Mann (English, French).
In the field of show business, many bilingual singers, such as
Shakira, Nana Mouskouri, Céline Dion, Gloria Estefan, Christina
Aguilera, and Julio Iglesias, sing in at least two languages, some-
times many more. As for actors and comedians, many are bilingual,
such as Eva Longoria Parker and Andy García (both Spanish-English
bilinguals), Aziz Ansari (English, Tamil), Margaret Cho (Korean,
English), and Maz Jobrani (English, Farsi). Some actors actually
have taken roles in the other language or languages they know and
use, for example Jodie Foster (English, French), Sophia Loren (Ital-
ian, French, English), Charlotte Gainsbourg (French, English), and
Lambert Wilson (French, English). In fact, in certain countries with
a large minority language population (such as the Hispanic popu-
lation in the United States), there is now a demand for bilingual
actors.
Finally, the domain of sports is simply replete with bilinguals.
I’ll mention just a few and let the reader add other names and
other sports: tennis (Roger Federer, Rafael Nadal), baseball (numer-
ous major-league players from Cuba, the Dominican Republic, Ja-
pan, Mexico, and elsewhere), motor sports (Fernando Alonso, Kimi
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Räikkönen, Felipe Massa), soccer (Thierry Henry, Patrick Vieira,


Jens Lehmann), basketball (Yao Ming, Tony Parker), and so on.

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II

Bilingual Children
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14
In and Out of Bilingualism

A s adult speakers, we never fail to be amazed by


children who speak a second or a third language. Some four-year-
old little girl will tell you something in English and then switch
over to Spanish to answer her mother’s question, or a twelve-year-
old boy will offer to translate into French what his German friend
is saying. How do they do it? we ask ourselves. The next six chapters
will offer some answers to this question. In this chapter, I examine
cases of children who become bilingual at different moments in
their childhood; I also discuss bilingual children who revert to
monolingualism. We will then examine the reasons that underlie
this to-and-fro movement—into bilingualism, as well as out of bi-
lingualism.
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Becoming Bilingual
Children who acquire two languages from the very start (that is, si-
multaneously) continue to intrigue researchers, but they are in fact
far rarer than children who acquire one language and then another
(we will study both cases in the next chapter). To acquire two lan-
guages together, the family usually adopts an approach by which

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b i l i n g u a l c h i l d r e n

the child receives two language inputs (perhaps one language is


spoken by the mother, the other by the father, or one language by
the parents and the other by a caretaker such as a nanny or a day-
care center). Let me give two examples. Hildegard, an American lit-
tle girl, acquired two languages simultaneously, since her father
spoke German to her and her mother spoke English. Between the
ages of two and five, she was dominant in English because the fam-
ily lived in an English-speaking environment. She was a lively little
girl, quickly aware of the two languages, and she tried out various
ways of getting her father to also speak English, such as by asking
him, “How does Mama say it?” Her German became less fluent as
time went by but it got a real boost when Hildegard spent a bit
more than half a year in Germany during her fifth year. In fact, as
is often the case, after only four weeks in a totally German envi-
ronment, she was unable to produce more than a few very simple
utterances in English. Of course, when she returned to the United
States, she quickly recovered her English, and after four weeks it
was her German that was starting to weaken. Then things settled
down, and Hildegard continued her journey in bilingualism with
no problems.
Hildegard’s story is similar to that of many children who acquire
their languages simultaneously: one language weakens if the envi-
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ronment favors the other, there are very rapid shifts in dominance
if the main language changes, and there are even signs that a lan-
guage is forgotten for a while, although it can be revived quickly if
conditions are right. As it happens, Hildegard’s story is also a clas-
sic in the field of bilingualism, as her father, Werner Leopold, pub-
lished one of the first exhaustive case studies on the simultaneous
acquisition of two languages.1 It is based on Hildegard, who is
probably the most studied bilingual child in linguistic history.

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in and out of bilingualism

If the second language does not come from one of the parents, it
can come from other caretakers, as my second example shows. Su-
zanne, who now lives in the United States, told me that when she
was an infant in Africa, her nanny spoke Swahili to her. Suzanne
was fluent in that language until age seven, in addition to the
French she spoke with her parents. The family then moved to a
Portuguese-speaking country and her Swahili was replaced by Por-
tuguese. She continues her story below; as the reader will see, jug-
gling languages did not scare this family:

French was spoken at home, English at school, and Por-


tuguese at home and in the community. With my older
sister I always tended to use English, whereas with my
younger sister I spoke Portuguese. My two sisters would
communicate mostly in Portuguese, but the three of us
always spoke French with our parents.2

If there are several caretakers and people who matter in the life of
the young child, and if they use different languages, then it is not
uncommon that the child will pick them all up. Here is the testi-
mony of a person who lived in India at the turn of the twentieth
century and who noticed that very young English children acquired
Copyright © 2010. Harvard University Press. All rights reserved.

several Indian languages so as to be able to speak with people who


were in their immediate proximity. They also sometimes acted as
interpreters for their parents:

It is a common experience in the district of Bengal [In-


dia] in which the writer resided to hear English children
three or four years old who have been born in the coun-
try conversing freely at different times with their parents
in English, with their ayahs [nurses] in Bengali, with the

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b i l i n g u a l c h i l d r e n

[groundsmen] in Santali, and with the house servants in


Hindustani.3

An important moment in the early life of children who become


bilingual is when they start going to school and begin to socialize
with other children. If the school or the environmental language is
different from what they speak at home, then they will acquire it,
sometimes easily and sometimes with more difficulty (see Chapter
19 for a discussion of bilingualism and education). For example, an-
thropologist Carroll Barber, who studied Yaqui Indians in Arizona,
tells us that their children, whose first language is Yaqui, acquire
their second and third languages at about age five or six: Spanish
through contact with Mexican American children in and out of
school, and English in school, where it is the medium of instruc-
tion.4 Similarly, young Tanzanian children acquire at least three
languages: the local language in the home and immediate sur-
roundings, Swahili in the community and at school, and English at
school.5 If the school system itself starts with one language as the
medium of instruction and then moves on to another, several lan-
guages can be involved. Marie-Paule Maurer tells us about Létitia,
a young girl of Portuguese origin in Luxembourg. Her first lan-
guage was Portuguese, but when she went to kindergarten she
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acquired Luxembourgish, a German dialect. The school language


then switched over to standard German in first grade. French came
in as a “second” language in second grade, and little Létitia also
had Portuguese lessons she attended twice a week.6 Given this ex-
ample, it is no wonder that the people in Luxembourg are among
the most multilingual in the world!
As children grow older, different events in their lives can lead

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in and out of bilingualism

them to acquire a second, third, or fourth language. Immigration is


one of those important events. Quite literally millions of immi-
grants to North America and to Europe have been confronted with
the language of a new country in their childhood and adolescence.
Eva Hoffman, the author of Lost in Translation, recalls vividly her
first day in a Canadian school at age thirteen, accompanied by her
sister:

“Shut up, shuddup,” the children around us are shout-


ing, and it’s the first word in English that I understand
from its dramatic context. My sister and I stand in the
schoolyard clutching each other, while kids all around us
are running about, pummelling each other, and scream-
ing like whirling dervishes.7

Despite her ordeal of changing countries as well as languages,


schools, and even her first name, to integrate her more quickly, Eva
Hoffman succeeded brilliantly in her studies and in her career. Un-
fortunately, not all children who are put in such a “sink or swim”
context make it through as well as Eva.
Without actually immigrating, many children and adolescents
spend time in another region or in another country in order to ac-
quire the language there. This has happened throughout human
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history—as far back as ancient Rome, when Roman families would


send their children to Greece to be educated and to learn Greek. In
the country I now live in, Switzerland, there is a long-standing tra-
dition of spending time during one’s adolescence in another part
of the country so as to pick up the language more easily (for exam-
ple, many Swiss German teenagers spend a year, sometimes less, as
au pairs or apprentices in the French-speaking part of the country).

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b i l i n g u a l c h i l d r e n

Reverting to Monolingualism
One often hears about, or reads about, children becoming bilin-
gual, sometimes in a very short time span, and one marvels at how
they do it. One rarely hears the same types of stories about children
who revert back to monolingualism after having been bilingual.
And yet they are just as much a part of our story, even though peo-
ple cherish language acquisition more than language forgetting.
Let me mention two cases. The first one concerns Stephen, the
sixteen-month-old child of anthropologist Robbins Burling, who
accompanied his parents to the Garo Hills district of Assam in In-
dia. Stephen began using Garo words within a few weeks of their
arrival, although his English remained dominant at first. Since he
had a Garo nurse, his Garo improved quickly, in particular when
his mother was hospitalized and he was left mainly in the care of
his nurse. In addition, his father often spoke Garo to him. The fam-
ily traveled to another region of India a bit later on and his English
picked up again, especially because his mother was back. When the
family left the Garo region, Stephen, who was a bit more than
three, was truly bilingual in Garo and English, maybe with a slight
dominance in Garo. He translated and switched from one language
to the other as bilingual children do.8
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Robbins Burling’s account is particularly interesting, as he takes


time to tell us about Stephen’s return to monolingualism. When
the family traveled across India, Stephen would try to speak Garo
with Indians he met, but he soon realized that they did not speak it
(Garo is spoken only by a bit more than half a million inhabitants).
The last time he tried to use the language was in the plane going
back to the United States. He thought that the Malayan boy sitting
next to him was a Garo and, as Burling writes, “A torrent of Garo

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in and out of bilingualism

tumbled forth as if all the pent-up speech of those weeks had been
suddenly let loose.” His father did try to speak Garo to Stephen
when they were back in the States, but after a few months he did
not respond to his father’s Garo. Burling did not know if it was a
lack of understanding or a refusal to speak the “wrong” language.
Within six months of their departure from the Garo Hills, Stephen
was having problems with the simplest of Garo words. Robbins
Burling finishes his report in the following way:

At the age of five and a half, Stephen is attending kinder-


garten in the United States. He speaks English perhaps a
bit more fluently and certainly more continuously than
most of his contemporaries. The only Garo words he now
uses are the few that have become family property, but I
hope that some day it will be possible to take him back
to the Garo Hills and to discover whether hidden deep in
his unconscious he may not still retain a remnant of his
former fluency in Garo that might be reawakened if he
again came in contact with the language.9

The intriguing point that Burling raises concerns whether one


can recover a language acquired in very early childhood, and also
forgotten very early on. It is reported that the forgotten language
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sounds familiar and that certain sounds are not difficult to pro-
nounce, but no real studies have managed to give us clear informa-
tion on how much is retained and how quickly the language can be
relearned. All of us who have a childhood language deep inside our
minds have a hidden wish that we will one day be able to reactivate
it and use it in everyday life. As for Stephen, Robbins Burling told
me via e-mail that Stephen never did go back to the Garo Hills.
However, when he was six he acquired Burmese in Rangoon (now

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b i l i n g u a l c h i l d r e n

Yangon). He spoke it quite fluently for a year but then forgot it. As
his father wrote to me, by age eight Stephen had learned three lan-
guages and forgotten two!10
The second example of a child who reverted to monolingualism
is closer to us, geographically and temporally. This case study, re-
lated by linguist Lily Wong Fillmore, concerns Kai Fong, the son of
a Chinese (Cantonese) immigrant family, who arrived in the United
States when he was five. He was raised mainly by his Chinese grand-
mother, as the parents spent long hours in their San Francisco–
area restaurant. When he started going to school, Kai Fong had dif-
ficulties: he was teased by the other boys because of his clothes and
his haircut. After a rock-throwing incident he was involved in, and
the reprimand that followed, he started becoming more withdrawn
both at school and at home. He went through a period when he
knew both Cantonese and English, but quite quickly he switched to
speaking English to his grandmother, who could not understand
him. By age ten, he was spending more time outside the home,
with English-speaking friends, and he no longer seemed to under-
stand Cantonese well. Among his three siblings, only one, a sister,
still communicated in Cantonese with the parents and the grand-
mother. All the adults were disconcerted by this rapid loss of the
family language. Wong Fillmore ends her report as follows:
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The shift from Cantonese to English in this family and


the loss of the family language by the children have had a
great impact on communication between the adults and
the children and ultimately on family relations. There is
tension in this home: The adults do not understand the
children, and the children do not understand the adults.
Father, Mother, and Grandmother do not feel they know

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in and out of bilingualism

the children, and they do not know what is happening in


their lives.11

Fortunately, not all cases of language forgetting are as difficult


as this one. Normally, parents learn enough of the majority lan-
guage to interact, to some extent at least, with their children who
speak it exclusively. In this particular case, the grandmother never
learned English and the parents spoke it very badly, particularly the
mother. As for Kai Fong, who went from being monolingual in
Cantonese, to being bilingual in Cantonese and English, to being
monolingual in English, all in the span of a few years, I asked Lily
Wong Fillmore how he was doing. She replied that he was twenty-
three or twenty-four years old now (this was in 2008) and added, “I
hope he is more comfortable with who he is.”

An Explanation
We have seen how children can go in and out of bilingualism in a
very short time. Figure 14.1 outlines the factors that underlie this
phenomenon. In the figure, the main factor leading to the develop-
ment of a language is the need for that language (language X in the
figure). The need can be of various sorts: to communicate with
Copyright © 2010. Harvard University Press. All rights reserved.

family members, caretakers, friends, some or all of whom may be


monolingual in that language; to participate in the activities of a
day care or a school; to interact with people in the community. The
need can also be, quite simply, to watch television, do sports, and so
on. In a word, the child has to feel that he or she really needs a par-
ticular language. If that is so, and other factors are favorable, then
the child will develop the language. If the need disappears or isn’t
really there (perhaps the parents also speak the other language but

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b i l i n g u a l c h i l d r e n

NEED FOR LANGUAGE X


To communicate with family
members, caretakers, friends
(some/all may be monolingual)
To take part in day-care /school
activities
To interact with people in the
community
To watch television, do sports, etc.

Amount of input

Type of input
(oral/written)
LEVEL OF
Role of the family DEVELOPMENT
OF LANGUAGE X
Role of the school
and the community

Attitudes (e.g., toward


the language and culture,
bilingualism, etc.)
Copyright © 2010. Harvard University Press. All rights reserved.

Figure 14.1. Factors leading to the acquisition and maintenance of an-


other language in children.

pretend they don’t), and other factors are unfavorable, then the
child will no longer use the language and there is a fair chance that
it will be forgotten.
Let me go back to the example concerning Hildegard to see how
it fits in with the need factor. She needed to communicate with

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in and out of bilingualism

each of her parents and hence acquired two languages, even though
English became dominant because she lived in the United States.
But when she went to Germany, she needed German more and her
dominance shifted. On her return to the United States, she reverted
to being dominant in English.
How about language forgetting? Clearly Stephen felt he no
longer needed Garo when he left India. He knew that his father, the
only other Garo speaker in the family, also spoke English, and he
didn’t feel, unconsciously of course, that he needed to keep it up
just to please him. Children don’t like pretending when it comes to
something as vital as the language used with a parent. As for Kai
Fong, after a difficult beginning at school, he needed to fit in in his
new country, and he found more solace with his English-speaking
friends than he did at home, and so he let go of his Cantonese, even
though it meant not being able to communicate with some of his
family. The need for English was simply far greater than that for
Cantonese.
In Figure 14.1, the other factors that play a role in the level of
development of a language are listed on the left. Let me go through
them and give some examples. First, children require a certain
amount of input of the language in order to acquire it. Annick
De Houwer, a well-known specialist on childhood bilingualism,
Copyright © 2010. Harvard University Press. All rights reserved.

stresses the fact that for children to “pick up” a language, they need
to have language input in a variety of situations from people who
matter to them—parents, caretakers, members of the extended fam-
ily, friends, and so on.12 Second, the type of input that children re-
ceive is important. Bilingual speech containing code-switches and
borrowings is bound to occur in the family, but if one can find ways
of giving children moments of “monolingual” input, as naturally as
possible, then it is all for the better. Sometimes the monolingual

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b i l i n g u a l c h i l d r e n

role can be taken on by members of the extended family who do


not know the other language or by monolingual caretakers (for ex-
ample in day care or kindergarten). Another type of input is written
language. Annick De Houwer stresses the importance of reading to
children, as it is an excellent source of vocabulary and cultural in-
formation that they may not have in their normal environment.
Later, if the child becomes literate in the language, then moments
dedicated to personal reading will be important.13
A third factor is the role of the family. We will return this aspect
in a later chapter, so it is enough to say here that, if at all possible,
parents and caretakers should be aware of what their children are
going through as they are acquiring (or losing) a language. They
should adopt family strategies to reinforce the home language if it
is the minority language and if it is in danger of being replaced by
the majority language spoken outside the home. Input from ex-
tended family members and friends who use the language is pre-
cious and shows children that using that language is quite natural.
The role of the school and the larger community is also crucial
for the child’s development of a language. Although we will deal
with bilingualism and education in another chapter, I should stress
here how important schools and communities are in the acquisi-
tion of a language, or in its loss. If the minority language is not
Copyright © 2010. Harvard University Press. All rights reserved.

given support in the school or in the community, there is a good


chance that it will lessen in importance, if not simply be put aside,
especially if the majority language is present in every aspect of the
child’s life. Here is the testimony of a young French couple con-
cerning their son, who lost his French not even a year after they
moved to the United States:

When we first arrived . . . Cyril, our eldest and then only


son was almost two and was making fine progress in
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in and out of bilingualism

learning French. For some time after our arrival, French


remained the only language of interaction in the home,
but English did start making inroads, through American
friends and through children’s television programs . . .
Cyril started to attend day care and hence began to learn
English, and it wasn’t long before he began speaking it
along with French at home. We would, of course, only
speak to him in French and insist that he answer back in
French, but enforcing this became difficult when friends
of his would come home to play. In addition, speaking
one language and being answered back in the other be-
came tiring, and little by little we started answering back
in English. With time, Cyril used less and less French
with us, and he slowly became monolingual in English.14

The final factor proposed in the figure concerns the attitudes


people have toward the language and culture that need support,
as well as toward bilingualism. Children are extremely receptive
to the attitudes of their parents, teachers, and peers. Here is what
one person told me about the negative bias French-speaking Bel-
gians have toward Flemish, a language that is taught in French-
speaking schools but that children simply don’t seem to be able to
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learn well:

Our early education is often biased by the fact that our


parents transmit prejudices about the other group.
Therefore it is sometimes hard to find the motivation for
learning the other language. [In addition] French-
speaking people . . . are very unwilling to learn Flemish,
as the only places where they could use it are Belgium
and Holland.15
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b i l i n g u a l c h i l d r e n

Clearly, negative attitudes about a language and its culture and the
lack of need for the language, at least when one is young, do not au-
gur well for the child’s acquisition of that language.
As for attitudes toward bilingualism, one is surprised by how lit-
tle people know about it, and by the preconceived ideas they have
concerning what it means. I have presented some of these myths
and discussed them throughout the book. People also have preset
beliefs about children and bilingualism. The following is one such
idea:

Myth: The language spoken in the home will have a negative effect on
the acquisition of the school language, when the latter is different.

This is totally wrong. On the contrary, the home language can be


used as a linguistic base for acquiring aspects of the other lan-
guage. It also gives children a known language to communicate in
(with parents, caretakers, and, perhaps, teachers) while acquiring
the other. In his book Hunger of Memory, Richard Rodriguez relates
how nuns from his Catholic school came to his home to ask his
parents to stop using Spanish with him. This kind of thing hap-
pens often because professionals, many with good intentions, ten-
der advice concerning bilingualism that is not always based on sci-
entific facts. Richard Rodriguez’s parents complied and he never
Copyright © 2010. Harvard University Press. All rights reserved.

fully developed his Spanish when he could have been fluent in both
his languages, in speech and writing. His parents, like many other
parents who “let go of the home language,” then had to explain to
family members why their children could no longer speak it.

Embarrassed, my parents would regularly need to explain


their children’s inability to speak flowing Spanish during
those years. My mother met the wrath of her brother, her

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in and out of bilingualism

only brother, when he came up from Mexico one summer


with his family. He saw his nieces and nephews for the
very first time. After listening to me, he looked away and
said what a disgrace it was that I couldn’t speak Spanish,
“su proprio idioma.”16

It is crucial that parents, and also professionals who are involved


with bilingual children, learn about bilingualism. It will allow them
to understand what the children are going through, and help them
offer the support that bilingual children need.
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15
Acquiring Two Languages

A s we know, children become bilingual either by


acquiring two languages at the same time (simultaneously) or by
acquiring them one after the other (successively). Linguists diverge
over the age that separates the two types of acquisition, but most
would agree that up to age four, children are in a simultaneous ac-
quisition mode whereas as from age five on they are in a successive
mode. Whatever the type of acquisition, the degree of bilingualism
attained can be the same. The factors that we examined in the pre-
vious chapter condition the extent of a child’s bilingualism and
how long the child will be bilingual, but not the type of acquisition.
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Simultaneous Bilingualism
In this type of bilingualism, children acquire two languages (some-
times even three) at the same time, from the very beginning of lan-
guage onset. Simultaneous bilinguals are far less numerous than
children who acquire their two languages successively (certainly less
than 20 percent of bilingual children).1 Simultaneous bilingualism
occurs when each parent uses a different language with their child
(for example, the father uses Spanish and the mother English) or

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acquiring two languages

the parents use one language and other caretakers (a member of


the family, a nanny, the personnel in the child’s day care) use an-
other language. Hence the child receives a dual language input and,
over the first years, acquires two languages.
A topic that worries many parents is the rate of language acquisi-
tion, since some people hold the following view:

Myth: Bilingualism will delay language acquisition in children.

Although there is some variability in the rate of language acquisi-


tion among bilingual children, as there is among monolingual chil-
dren, the main milestones are reached within the same age spans in
the two groups. Let me take a few examples, starting with the very
first stage, babbling. Psycholinguist D. Kimbrough Oller and his
colleagues compared the development of canonical babbling (that
is, babbling using well-formed syllables, such as “da da da”) in
monolingual and bilingual infants and found that the two groups
started babbling at the same age.2 As concerns the capacity to per-
ceive different sounds, bilingual infants have to discriminate more
possibilities (there are more speech sounds when there are two lan-
guages), but they seem to do so very efficiently. For example, Janet
Werker and her team found that infants raised in a bilingual envi-
ronment establish the phonetic representations for each of their
Copyright © 2010. Harvard University Press. All rights reserved.

languages in much the same manner, and on the same time course,
as infants establishing representations for one language.3 However,
if there are many similar sounds (for example, Spanish and Catalan
between them have three “e” sounds, as in “bet”), then bilingual in-
fants may take a bit more time learning to discriminate them ap-
propriately.4
As for when the first word is spoken, we’ve known for quite some
time that monolingual and bilingual children do not differ; this

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b i l i n g u a l c h i l d r e n

takes place at around eleven months, on average.5 The development


of two vocabularies by bilingual children also seems to follow the
pattern found in all children. One expert on the question, Barbara
Zurer Pearson, wrote to me that bilinguals are right on target with
onset milestones, on the condition that they don’t have just cur-
sory exposure to one of their two languages.6 They need good ex-
posure to both languages. In a study she conducted with Sylvia
Fernandez, the bilingual children were reported to have 60 to 65
percent exposure in one language and 35 to 40 percent exposure in
the other language—a difference that may explain why their vocab-
ularies in the two languages were not equal. But all of the children
showed the traditional “lexical spurt” (when a vocabulary increases
suddenly) either alternately, depending on the strength of each lan-
guage, or when both languages were taken together in the count.7
Other researchers working on other aspects of language develop-
ment have also reported similarities between monolingual and bi-
lingual children: sounds or sound groups that are easier to produce
appear sooner than those that are more difficult, some words are
overextended (for example, when “doggie” is used to mean small
four-legged animals), utterances slowly increase in length, simpler
grammatical constructions are used before more complex ones,
and so on.
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In the preceding chapter, I mentioned little Hildegard, Werner


Leopold’s English-German bilingual daughter whose progress in
her two languages was carefully documented by her father. In his
very scholarly work, he raised an issue that is still heavily debated in
the literature today—and that is of interest to parents. He stated
that during her first two years, Hildegard combined her two lan-
guages into one system: her speech sounds belonged to a unified
set, he wrote, undifferentiated by language. She also mixed English

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acquiring two languages

and German words, he stated, and failed to separate the two lan-
guages when speaking to monolingual English or German speak-
ers. He added that it was only at the end of her second year that
there appeared the “first flicker of the later unfolding of two sepa-
rate language systems,” and from then on she slowly began to dis-
tinguish between them.8 The debate that Leopold’s findings evoke
is between two opposite positions: those who say bilingual children
develop a single, unitary language system at the start that then
slowly separates into two systems, and those who believe that bilin-
gual children develop a dual, differentiated system from the very
beginning.
Proponents of the one-system position point to the kind of evi-
dence found by Leopold, such as the fact that bilingual children
may “mix” their languages, sometimes more so in their early years
than later on (we will come back to this point in the next chapter).
There is also the fact that they sometimes use a single rule or device
that can come from one or the other language. Another finding is
that some bilingual children show little overlap in their two vocab-
ularies (that is, a concept is represented by a word in one or the
other language but rarely in both). For example, linguists Virginia
Volterra and Traute Taeschner, who studied the vocabulary devel-
opment of two little German-Italian bilinguals, Lisa and Giulia,
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found that Lisa had just three corresponding words (equivalents in


the two languages) out of a vocabulary of eighty-seven words, and
Giulia had six corresponding words out of an eighty-three-word vo-
cabulary.9 There is also the fact that blends and compounds are
used by children in these early stages. For example, little Juliette, a
two-year-old English-French bilingual, blended the French word
chaud and its English equivalent “hot” into “shot.” She also blended
the English word “pickle” and its French equivalent, cornichon, to

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b i l i n g u a l c h i l d r e n

get “pinichon.” As for compounds, Hildegard would say “Bitte-


please” and Pierre, a French-English bilingual boy, produced “papa-
daddy” and “chaud-hot.”
Proponents of the alternate model, that children have two differ-
ent languages from the start, are currently more numerous, and
they have good arguments. For example, as early as 1976, Coral
Bergman reported that her daughter Mary, in acquiring Spanish
and English simultaneously, clearly differentiated her two languages
at a very early age (fifteen months), responding in Spanish to her
babysitter and in English to her mother. Bergman proposed this in-
dependent-development hypothesis:

As it is being acquired, each language is able to develop


independently of the other with the same pattern of ac-
quisition as is found in monolingual children learning
that language.10

Since then, researchers such as Jürgen Meisel, Annick De Houwer,


and Fred Genesee, among many others, have defended a dual lan-
guage system from the start. Jürgen Meisel, who actually talks of
multiple first-language acquisition, states that children acquiring
two languages simultaneously can differentiate the grammatical
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systems of their languages from very early on and without appar-


ent effort. He then argues that the mixing bilingual children do
around age two or just after can be explained, for the most part,
as code-switching (see the next chapter). He states that these chil-
dren master morphology correctly (they do not randomly attach
inflectional morphemes from both languages to lexical material
from each of the languages being acquired) and they follow the syn-
tactic rules of these languages (for example, specific Romance lan-

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acquiring two languages

guage word-order patterns are never used in German by young


French-German bilinguals).11
Where do we stand, then, on this issue? The two languages in
the young bilingual are definitely in some form of contact but
not in a state of “fusion,” which could explain some of the observa-
tions made by earlier proponents of the unitary language position.
Jürgen Meisel points out that the two languages do not develop
at the same pace and this leads to such cross-linguistic influence
as interference (transfer) and acceleration or delay in the acquisi-
tion of specific constructions. Researchers Virginia Yip and Ste-
phen Matthews, who studied young Cantonese-English bilinguals,
observed the pervasive influence of the dominant language on the
weaker language, as well as some structures developing more
quickly in one language due to their simplicity or transparency.
They conclude that the bilingual children they studied—and this is
probably true of most of these types of children—have a distinct
and unique linguistic profile that cannot be characterized as a com-
posite of two monolinguals housed in the same mind.12
Let me make one final point on the simultaneous acquisition of
two languages. In order to clearly differentiate each language, chil-
dren rely on different factors: the phonetic and prosodic cues (for
example, the rhythm) of each language, other structural aspects,
Copyright © 2010. Harvard University Press. All rights reserved.

the context the language is used in, and, most importantly, the lan-
guage spoken by a given person. Anyone who interacts for some
time with a young bilingual child will notice the strong bond that
exists for that child between a person and his or her language (the
person-language bond). In the eyes of the child, a person is associ-
ated with one particular language, and if that person addresses
the child in the other language, the child may refuse to answer or
may be distressed. Here are two examples. Little Luca, bilingual in

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b i l i n g u a l c h i l d r e n

French and Croatian, was speaking to his paternal grandmother.


Their language of communication is French but since they were in
Croatia, his grandmother asked him to name a few things in Cro-
atian. He refused to do so and then said, in French, “It’s mummy
who asks that” (Luca speaks Croatian only to his mother and her
parents). Juliette, a two-and-a-half-year-old French-English bilin-
gual, was playing with Marc, a five-year-old English-speaking boy.
Their usual language of communication was English, but to please
and surprise her, Marc decided to use a French word with her. He
asked his mother for the equivalent of “come” in French and then
returned to Juliette and said, “Viens, viens.” Much to his surprise,
Juliette was far from pleased; instead of smiling, she said angrily,
“Don’t do that, Marc,” and repeated this several times. Thus, it
would seem that one strategy used by the bilingual child is to deter-
mine which language is spoken with whom, and to keep to that
language. This makes the choice of words and of rules simpler and
less effortful. When the person-language bond is broken, the young
child is at a loss and may become upset.

Successive Bilingualism
As we have seen, most children become bilingual in a successive
Copyright © 2010. Harvard University Press. All rights reserved.

manner. That is, they learn one language in the home and then
a second language at school or in the outside community. They
therefore already have a language when they start acquiring the sec-
ond one, and they can use their first language, to some extent at
least (researchers diverge on the extent), in acquiring the new lan-
guage.
Before describing how second-language acquisition takes place

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acquiring two languages

naturally in children, I will address a well-established misapprehen-


sion:

Myth: The earlier a language is acquired, the more fluent a child will
be in it.

One assumption this myth is based on is the idea that young chil-
dren acquire a language more quickly and with less effort than
older children. Another is that the brain is more malleable or “plas-
tic” very early on and hence is more receptive to such tasks as lan-
guage learning. In addition, younger children are said to have fewer
inhibitions, to be less embarrassed when they make mistakes, and
hence to be better learners.
The reality is slightly different and this needs to be underscored.
First, as applied linguist Barry McLaughlin reminds us, children do
not have fewer inhibitions and are not less embarrassed when they
make mistakes; in fact, they may well be shy and self-conscious in
front of their peers.13 Second, it has been shown that young chil-
dren are rather unsophisticated and immature learners in that they
have not yet fully acquired certain cognitive skills—such as the ca-
pacity to abstract, generalize, infer, and classify—that could help
them in second-language acquisition. Third, the notion that there
is a strict, critical period for language learning around the age of
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five years old has been replaced with the notion of a broader “sensi-
tive period” that can extend beyond ten years old and is probably
different for different language skills.
Thus, in a well-known study, researchers Catherine Snow and
Marianne Hoefnagel-Hohle examined the learning of Dutch by
speakers of English in different age groups. They showed that twelve-
to fifteen-year-olds did better than younger learners.14 The only real

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b i l i n g u a l c h i l d r e n

advantage for acquiring a language at an early age is in pronuncia-


tion skills, but as we saw in Chapter 7, even teenagers and some
adults can learn to speak without an accent. In sum, the crucial fac-
tors for becoming bilingual as a child, at whatever age, are the need
for the new language, as well as the amount and type of input, the
role of the family and the school, and the prevailing attitudes to-
ward the language and the culture and toward bilingualism as
such.15
In her work, linguist Lily Wong Fillmore proposed a description
or model of natural second-language learning in children. Its par-
ticular interest lies in the fact that she deals with young second-
language learners who are members of immigrant families. Her
description, however, is applicable to many other bilingual chil-
dren, so long as they acquire their second language naturally. These
learners already speak one language at home and they have a need
to learn the majority language. By so doing, they become bilingual,
one hopes for the rest of their lives—although, as we saw in the pre-
vious chapter, this may not be the case if they start losing their first
language. Wong Fillmore stresses, first of all, that these children do
not come to the task empty-handed; they already possess social, lin-
guistic, and world knowledge; they know what language is used for
and what settings it is used in. All of this is of great help to them in
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learning the new language.16


Wong Fillmore’s model has three components and three sets of
processes. The components are the learners who know they have to
acquire the second language, the speakers of the language who will
help them do so in various ways, and the social setting that brings
the learners and speakers into contact—the school, above all, but
also the community. As for the processes, the first set in the model
concerns social aspects. The learners have to observe what is hap-

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acquiring two languages

pening in social settings and figure out what people are talking
about and how they do it. They also have to make the speakers
aware of their needs and get them to make accommodations and
adjustments so that they can understand the speakers, and so that
they can acquire the language. In a word, both sides have to cooper-
ate. In her earlier work, Lily Wong Fillmore described three social
strategies used by language learners: (1) join a group and act as if
you understand what is going on, even if you don’t; (2) give the im-
pression, with a few well-chosen words, that you can speak the lan-
guage; and (3) count on your friends for help.17
Here is an example of how ten-year-old Cyril used these strate-
gies. After having gone through several years of monolingualism,
Cyril moved with his parents to the French-speaking part of Swit-
zerland and entered the village school a month after his arrival. Be-
cause he was American (at least culturally) and was fun to be with,
he was an immediate success. However, his French at the start
was nonexistent and his friends’ English was no better. So for a
few weeks he applied Wong Fillmore’s strategies, without knowing
that’s what he was doing, of course. He quickly learned a few set ex-
pressions and used them along with gestures—and a big smile. His
new friends, in turn, did all they could to help him out. One of the
ways they did this was by simplifying their French considerably.
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At the local village fair, for example, kids could “fish” for a pres-
ent that an adult, behind a screen, would put on the hook. One
of the prizes Cyril wanted was a rubber alligator. Knowing this, one
of the French-speaking children said to Cyril in “broken” French:
“Moi avoir alligator, te donner” (literally, “Me get alligator, I give
you”). The sentence he would normally have used with a French-
speaking friend would have been much more complex, of the type,
“Si j’obtiens l’alligator, je te le donnerai.” Cyril understood the sim-

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plified sentence and all was well (but I don’t believe he ever did get
the alligator).
The second set of processes Lily Wong Fillmore mentions con-
cerns linguistic aspects. Again without being aware that they are
doing it, learners have to obtain from native speakers information
to allow them to discover how the language works and how people
use it. They get this information from the redundant, repetitive,
and regular speech that is spoken to them in context by native
speakers. The learners have to pay close attention to what is being
said and assume a relationship between that and the events around
them. They make educated guesses about what people are saying
and what they are likely to talk about in a given situation. As Wong
Fillmore puts it: “Assume that what people are saying is directly
relevant to the situation at hand or to what they or you are experi-
encing. (Metastrategy: guess).”18 Learners bring to the task their
knowledge of linguistic categories, types of structures (declarative,
interrogative, and so on), and speech acts (direct and indirect), and
hence they can look for their equivalents in the new language.
Finally, cognitive elements form the third set of processes. For
Wong Fillmore these are central, as they result in the acquisition of
the language. Given the contextual input they are obtaining, learn-
ers must discover the units and rules of the language; they must
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then synthesize this knowledge into a grammar. They apply cogni-


tive skills to accomplish this, such as associative and analytical
skills, memory, inferential skills, and so on. They also use learning
strategies, some of which Wong Fillmore lists: “Look for recurring
parts in the formulas you know”; “Make the most of what you’ve
got”; “Work on big things; save the details for later.”19
A point made by many language acquisition specialists, includ-
ing Lily Wong Fillmore and Barry McLaughlin, concerns the fact

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acquiring two languages

that learners can be very different from one another. They may
come from different cultural, linguistic, and social groups; they
may be of different ages; they may have different cognitive abilities
(for example, perceptual skills, pattern recognition skills), as well as
different attitudes toward trying new things and taking risks. Some
will indeed actively venture forth, even if they make mistakes, while
others will be more reserved, and sometimes the outcome of the
latter approach may be more successful. Let me cite the example of
two brothers, Cyril, whom we have already met, and Pierre, both
English-speaking boys acquiring French in a natural setting. Cyril
was ten and his brother was five. Whereas Cyril was a very outgoing,
let’s-try-it kind of boy, Pierre was much more reserved and quiet.
Cyril acquired broken French very quickly; he would make pronun-
ciation errors, gender errors, grammatical errors, but he wouldn’t
mind, and he just kept communicating with his friends. Pierre used
a different approach. For about three months he hardly said a word
in French (he even managed to get his teacher to speak basic En-
glish to him), but when he did start to speak French freely, it was
much more error free than Cyril’s French. It was as if Pierre had let
the language settle in, following the path described by Wong Fill-
more, and then, once everything was in place (grammar, pronuncia-
tion, vocabulary), he set about speaking the language. He even had
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the nerve to correct his older brother at times. For example, the lat-
ter said formage one day instead of fromage (cheese), and much to
Cyril’s annoyance, Pierre butted in and said, “C’est fromage, Cyril!”
As an end to this chapter, I would like to stress a very important
aspect of second-language learning that is underlined by many spe-
cialists in the domain, most notably Jim Cummins. Attaining com-
municative abilities in a second language in a natural environment
is only part of the process schoolchildren have to go through, since

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b i l i n g u a l c h i l d r e n

most times they need to read and write the language as well as
speak it. Conversational fluency (what Cummins calls “basic inter-
personal communicative skills”) is attained quite quickly if the
setting is right and all goes well (for example, both Cyril and
Pierre were fluent in conversational spoken French after a year in
Switzerland). This is true for many young bilinguals and may give
the impression that they have acquired the new language. But aca-
demic language proficiency (what Cummins calls “cognitive aca-
demic language proficiency”) takes much more time and work.20 As
Cummins writes, monolingual children with normal language de-
velopment come to school at age four or five fluent in their home
language; they then spend the next twelve years expanding their lin-
guistic competence in the sphere of literacy (which includes not
only reading and writing but also being able to use language, as
well as viewing, representing, and thinking about ideas critically).
Academic language is complex, Cummins reminds us, because of
the difficulty of the concepts that have to be understood, the un-
common and technical vocabulary that has to be known, and the
sophisticated grammatical constructions that have to be used.
Cummins estimates that second-language learners require some
five years to catch up to their native-language peers in literacy-
related language skills.21 As we will see in Chapter 17, they also need
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strong family and teacher support to manage this.

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16
Linguistic Aspects of
Childhood Bilingualism

When one talks about bilingual children with oth-


ers, a number of topics invariably turn up: dominance in a lan-
guage, adapting to the language mode, and language “mixing.” In
this chapter we will take up these topics and also discuss bilingual
children as natural interpreters. Finally, we will look at how bilin-
gual children play with languages.

Dominance in a Language
Bilingual children often show signs of dominance in a language.
There are several reasons for this, related to whether children ac-
Copyright © 2010. Harvard University Press. All rights reserved.

quire their two languages simultaneously or learn one language af-


ter the other. When languages are acquired simultaneously, it may
happen that certain linguistic constructs are more complex in one
language than in the other and hence are acquired more quickly in
the “easier” language, thereby giving the impression that the child
is dominant in that language. For example, children bilingual in
Hungarian and Serbian may express location earlier in Hungarian
than in Serbian, since in Hungarian it is expressed with only an

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b i l i n g u a l c h i l d r e n

inflection on the noun, whereas Serbian requires an inflection on


the noun and a locative preposition.1 Linguist Marilyn Vihman
found something similar in the speech of little Raivo, an Estonian-
English bilingual child. He had a tendency to omit bound mor-
phemes in Estonian (endings such as -da or -ega) because morphol-
ogy in Estonian is more complex than in English and he took more
time acquiring it.2
Apart from these structural reasons, language dominance in chil-
dren acquiring two languages simultaneously is mainly due to the
amount of exposure they get in each language. It is common for a
child to receive more input in one language than to receive equal in-
puts in the two. We saw in Chapter 14, for example, that Hildegard
was dominant in English before her trip to Germany; not only did
her mother speak English to her but it was also the language of
the environment. This was also true for Stephen who, for a while,
was dominant in Garo. The main effect of dominance—which can
change, sometimes quite quickly—is that the stronger language de-
velops to a greater extent than the weaker one (more sounds are
isolated, more words are acquired, more grammatical rules are in-
ferred) and it has a tendency to influence the weaker language. Rob-
bins Burling reported that his son Stephen, for example, used Garo
phonemes instead of English phonemes when he spoke English.3
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Usually the influence is not total, as with Stephen, but only partial.
Thus little Anne, an English-French bilingual child whose domi-
nant language was English, would translate the English preposi-
tions that are used with English verbs and add them to French
verbs. She would say, for example, “Je cherche pour le livre” based on
“I’m looking for the book” instead of the grammatically correct “Je
cherche le livre.”4
Language dominance in children acquiring two languages suc-

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linguistic aspects of childhood bilingualism

cessively is even more pervasive than in their younger counterparts


who are raised with two languages from the start, since at first they
only have one language and it is constantly present when they are
acquiring and speaking the second language. Of course, learning to
speak a second language isn’t just a question of being influenced
constantly by the first language. Linguists have known for a long
time that some processes of second-language acquisition resemble
those of first-language acquisition: using simple structures before
more complex ones, overextending the meaning of words, simplify-
ing the morphology, overgeneralizing rules, simplifying various lin-
guistic constructs, and so on. Thus, for example, when a young sec-
ond-language learner says, “I taked the bus with Mummy,” she is
overgeneralizing the regular past-tense rule in English to irregular
verbs. And when a young French learner says, “Moi malade” (I sick)
he is simplifying the French utterance, “Je suis malade,” by using
moi for all instances of the first person and omitting the verb. That
said, the first language is ever present, as can be seen in the many
interferences (or transfers) that children make. Ten-year-old Cyril,
when acquiring French, produced sentences that were clearly influ-
enced by English. For example, he would say, “Pas toucher mon
nez,” based on “Don’t touch my nose” instead of “N(e) me touche
pas le nez.” He also said, “Maintenant dit papa la chanson” based
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on “Now tell Daddy the song” instead of “Maintenant dit la chan-


son à papa.”
It is important to view within- and between-language mecha-
nisms (overgeneralizations, simplifications, interferences, and so on)
as strategies employed by children in their effort to use their weaker
language. Further language input and feedback from listeners, as
well as occasional breakdowns in communication, will gradually
help the child home in on the new language.

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b i l i n g u a l c h i l d r e n

Adapting to the Language Mode


We saw in Chapter 4 that in their everyday lives, bilinguals find
themselves at various points along a situational continuum that in-
duces different language modes. At one end of the continuum,
bilinguals are in a monolingual mode because they are speaking
to monolinguals in one—or the other—of the languages that they
know. They therefore have to use the correct language and exclude
(deactivate) the other language. At the other end of the contin-
uum, bilinguals find themselves in a bilingual language mode be-
cause they are communicating with bilinguals who share their two
languages. They have to choose which language to use and they
can also code-switch and borrow if their interlocutors accept this
behavior and the situation is appropriate. Children quickly learn
about language mode and become adept at language choice and
code-switching.
Concerning language choice, I will mention two little children,
Mario and Carla, who acquired English and Spanish simulta-
neously. Their father, anthropologist and linguist Alvino Fantini,
describes the factors that guided his children’s choice of language.
They were very much like those that guide adults. For example,
when the children knew their interlocutor, they spoke to him or her
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in the appropriate language. When that was not the case, then the
environment was the important factor. In a Spanish environment
(in Mexico or Bolivia, for example) they would use Spanish. In an
English environment (say, the United States) they would use En-
glish—but only if they knew that the person did not speak Spanish.
The telephone, the radio, and the television were all extensions of
the setting for them; thus they showed surprise when they heard a
Spanish voice on the radio in Vermont. If they didn’t know their in-

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linguistic aspects of childhood bilingualism

terlocutor but he or she looked “Latin,” then they would start out
in Spanish but would switch over to English if the other person did
not respond. The person’s level of fluency was also an important
factor—and something they could judge by age four. If Mario and
Carla noticed that the person was using his or her weaker language
to communicate with them, then they would inevitably choose
the other language.5 (Unlike adults, children are not prepared to al-
low a person to practice his or her weaker language with them.)
Fantini’s study, along with others, shows that young bilingual chil-
dren rapidly develop a decision process wherein the interlocutor is
the primary factor for language choice, followed by the situation
and the function of the interaction. Other factors, such as the topic
of interaction, appear later.
Children quickly learn to what extent code-switching behavior is
permissible in an interaction. Psycholinguist Elizabeth Lanza re-
corded a two-year-old Norwegian-English bilingual child (Siri) in-
teracting with her American mother and then her Norwegian fa-
ther, both of whom were bilingual. What is interesting is that the
mother frequently feigned the role of a monolingual and did not
code-switch languages with Siri. The father, on the other hand, ac-
cepted Siri’s language code-switching and responded to it. Lanza
analyzed the interactions between Siri and her parents in terms of
Copyright © 2010. Harvard University Press. All rights reserved.

a monolingual- to bilingual-discourse context continuum, along


which she placed various parental strategies. For example, she
placed “minimal grasp” and “expressed guess” at the monolingual
end of the continuum; they were precisely the strategies used by the
mother. With the first strategy, minimal grasp, the adult indicates
no comprehension of the child’s other language, and with the sec-
ond, the parent asks a yes-no question using the other language.
At the bilingual end, one finds two other strategies: “move on,”

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b i l i n g u a l c h i l d r e n

where the conversation is allowed to continue (indicating the adult


has understood the element from the other language), and “code-
switching,” where the adult also code-switches with the child (these
were the strategies used by Siri’s father). Overall during the period
of the study (from age two years to two and a half), the strategies
produced very different results: Siri brought in many more words
of the other language with her father, who was open to code-
switching, than with her mother, who did not respond to it. What
this means in terms of language mode is that Siri was probably
in different modes with her two parents—she leaned toward the
monolingual mode with her mother but never reached it, as she did
switch with her sometimes, and she was at the bilingual end of the
continuum with her father.6
The sociolinguist Erica McClure has studied code-switching for
many years. Examples from her early work with Mexican Ameri-
can children are particularly interesting. In addition to observing
switches used to fill lexical gaps, she found switches aimed at re-
solving ambiguities or clarifying statements in the speech of chil-
dren as young as three years old. She also found that the younger
children used switches to attract or retain attention, as in: “Yo me
voy a bajar, Teresa [I’m getting down, Teresa]. Look!” Switches for
emphasis occurred only later, at ages eight or nine, as in, “Stay here,
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Roli. Te quedas aquí [you stay here].” Other late-occurring switches


were those used for elaboration and those involving focus, such as
topicalization; for example: “Este Ernesto [this Ernest], he’s cheat-
ing.”7 Cristina Banfi mentions instances of code-switching she ob-
served in her three-and-a-half-year-old English-Spanish bilingual
daughter, Anabel. In one of them, Anabel realizes that there are
some monolinguals present in the bilingual group she is address-
ing. Since she wants to include them in the surprise she is present-

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linguistic aspects of childhood bilingualism

ing, she says, “Ciérrense los ojos. Close your eyes.”8 In sum, children
acquire code-switching skills early on, and they use them when in a
bilingual mode to fill a linguistic need, and also as a communica-
tive strategy.

Language “Mixing” in Bilingual Children


Myth: Children raised bilingual will always mix their languages.

Language mixing is widely viewed as a consequence of bilingual-


ism in children. The problem is that it is unclear what is meant
by “mixing.” I have tried to keep away from this word myself be-
cause it has so many meanings. Are we talking about interferences
in language-dominant children? Do we mean code-switches and
borrowings, or even a change in the base language, in children who
are in a bilingual language mode? In addition, the word carries the
connotation that the language being spoken by bilingual children
is somehow tainted. In fact, there are a number of factors that may
account for the greater presence of the other language and the
“mixing” that results.
As we have seen, bilingual children may be dominant in one lan-
guage (whether they are simultaneous or successive bilinguals), and
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that language has a tendency to “impose itself” on the weaker lan-


guage. This can take the form of interferences and also the di-
rect use of elements of the dominant language to fill various gaps
in the weaker language (words, in particular). Psycholinguist Fred
Genesee and his collaborators showed this clearly in a study in
which they observed five French-English children between the ages
of twenty-two and twenty-six months who were being raised bilin-
gual. Three were language-dominant children. Oli was French dom-

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b i l i n g u a l c h i l d r e n

inant and Ban and Tan were English dominant. Oli showed a rela-
tively high rate of French elements in the English he spoke with
his English-speaking mother (English was his weaker language),
whereas Ban and Tan showed the reverse: more English elements
when speaking French to their father (French was their weaker lan-
guage).9
As for successive bilinguals, children who first acquire one lan-
guage and then the other, we have already seen that they will go
through a period of language dominance. They will produce inter-
ferences, and they will insert elements of their stronger language
into their weaker language as a stop-gap measure. But as soon as
they have picked up enough of the second language, they will in-
creasingly speak just that language and will then call on the other
language mainly for communicative reasons, primarily when the
situation is appropriate and they are in a bilingual mode.
Language mode is precisely another factor that accounts for lan-
guage mixing. First, it is not yet clear at what age children start to
control their movement along the monolingual-bilingual contin-
uum as well as their bilingual speech. We saw above that this seems
to take place quite early on, but there may be a short period of ad-
justment when language choice and code-switching mechanisms
are not yet under control. Slippage can take place at this point, and
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hence the mixing. Second, with older children, it is unclear what


language mode they are in when mixing takes place. If they are
speaking to adults who know their two languages, even if only one
language is being used, then it is not surprising that they bring in
the other language. Children are terribly pragmatic: if they are sup-
posed to use a particular language with a particular adult but they
know that she also speaks their other language, then they may
well bring in that language in case of need. More generally, when

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linguistic aspects of childhood bilingualism

children grow up in families where everyday communication is


bilingual speech with a lot of base-language changes and code-
switching, it is no surprise that the young children speak in a simi-
lar fashion. As we will see in the next chapter, it is important for
bilingual children to obtain monolingual input in each of their lan-
guages when they are young, even if they receive bilingual input
from time to time. Monolingual speech allows them to learn that
in some situations, mainly with monolinguals, one has to speak
just one language, whereas in other situations one can use both
languages.

Bilingual Children as Interpreters


One aspect of bilingual children that simply amazes people, even
researchers like me, is their ability to interpret quite early on. We
have seen in earlier chapters that interpretation is a very complex
skill. We all realize that children do not have the same interpreta-
tion capacities as adults, nor the necessary vocabulary in both lan-
guages, but nevertheless their natural ability in this domain never
ceases to impress us. Brian Harris and Bianca Sherwood describe a
young Italian girl (referred to as BS) who, before she was four,
was already interpreting between the Abruzzi dialect (her mother’s
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only language) and Italian (her father’s language; he also spoke the
Abruzzi dialect). When BS and her family moved to Venezuela and
opened a grocery store, BS greeted customers in Spanish, which she
had learned in no time, and could interpret messages from them
to either parent. The family then emigrated to Canada and BS,
who was then eight, added English to her three other languages.
She continued translating and interpreting for her parents: phone
calls, conversations, messages, mail, newspaper articles, and TV

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b i l i n g u a l c h i l d r e n

programs. For the latter, she used either successive interpretation,


in which she would give the gist of the information, or simulta-
neous interpretation, a more difficult form of translation.10
Like many children with minority-language parents, BS would
act as a liaison between her parents and the outside, majority-
language-speaking environment. Not only would she translate but
also, as she grew older, she drew on her bicultural skills to explain
why things were done the way they were. Some situations she found
herself in were difficult. Her father would get worked up in bargain-
ing sessions with non-Italians and become angry and upset. She
would have to soften his outbursts at the risk of having her father
get angry at her, since he had some comprehension of English. Here
is a typical exchange presented by Harris and Sherwood:

Father to BS (in Italian): Tell him he’s a nitwit.


BS to third party (in English): My father won’t accept your offer.
Father angrily to BS (in Italian): Why didn’t you tell him what I told
you?11

Many bilingual children find themselves in BS’s situation. The


ones that have particularly fascinated me are the hearing children
of Deaf parents who grow up with sign language and the majority
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oral language. In the following extract, an American Sign Lan-


guage–English bilingual relates how she first became an interpreter
at age four and how she used her interpreting skills at the doctor’s
office and when making long-distance phone calls for her parents:

There is nothing that stands out in my mind about being


bilingual as a child with the possible exception of being
an interpreter at four years of age. That was the main dif-

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linguistic aspects of childhood bilingualism

ference between myself and most other kids; I had to go


home to interpret at the doctor’s office for grandma or
whoever it was that day. One problem I did encounter
many, many times was making long-distance calls. In
those days, there was no dial-direct service, and trying to
make an operator believe a four- to six-year-old who was
trying to call Virginia from Boston was always a problem.
Everyone wanted to speak to my “mommy.” People who
called the house and specifically asked for any member of
my family never knew how to handle the situation when
faced with having to discuss an adult problem with a
nine-year-old.12

Although for some children interpreting is a game, it can also be


hard work if not a burden, and adults should be careful not to ask
too much of them. Harris and Sherwood tell us about HB, a seven-
year-old French-Bulgarian bilingual who was taken to visit a Bul-
garian family that had just arrived in Canada. He was left with the
family’s child to watch TV in French. When his mother came back
to fetch him, he told her he was tired because he had interpreted
the program into Bulgarian for his playmate. Paul Preston, in his
interviews with adult children of Deaf parents, found that a recur-
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ring theme was the fact that they had to interpret for their parents.
Some had negative memories of this, like Thelma:

I hated it when [my mother’s] friends came over . . . and


wanted me to be their interpreter for them to go to the
bank, take care of their business . . . I was the community
interpreter. I was put in situations I didn’t know I could
say no to.13

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b i l i n g u a l c h i l d r e n

Some others found various ways of making their interpreting life a


bit more manageable. Preston tells us that telephone interpret-
ing offered the greatest latitude in manipulating conversations, as
it placed the communication in the hands of the hearing child.
George, for example, was asked by his father to call up all the ga-
rage mechanics in the Yellow Pages in order to compare prices. This
is what he did:

I tried to tell him that there were just too many, but he
insisted. So, I sat there and pretended to be talking to
someone when it was just the dial tone.14

Many parents do realize the burden they are placing on their bilin-
gual children. Preston tells us about Tom, who one day was an-
gry with his mother for asking him to interpret; she responded by
signing:

I know, hard on you. Hard on me too. Hard on both of


us. Not like hearing people. They have an easier life.15

Researchers have begun to study the interpreting abilities of


young bilingual children, and their results confirm the children’s
skills. For example, Marguerite Malakoff and Kenji Hakuta exam-
ined the abilities of young English-Spanish bilinguals (ages ten and
Copyright © 2010. Harvard University Press. All rights reserved.

eleven) in New Haven, Connecticut. They found that the children


made very few errors; the main ones were missing words because
they did not have the equivalent in the language they were translat-
ing into. Of course, they were more efficient when translating into
their dominant language (English) than into their nondominant
one (Spanish). The authors concluded that interpretation skills are
widely found in bilingual children by late elementary school.16
In a later study, Stanford University professor Guadalupe Valdés

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linguistic aspects of childhood bilingualism

examined the strategies adopted by Spanish-English bilingual


youngsters when asked to interpret in a rather unusual situation: a
simulated meeting between a Spanish-speaking mother and the
English-speaking principal of the daughter’s school because the
daughter has been accused of stealing. The majority of the young-
sters involved in the study had been identified as interpreters in
their family and community. Valdés found that these young inter-
preters succeeded in keeping up with the information flow; they
used a number of strategies to convey essential information, in-
cluding tone and stance, and they were able to compensate for lin-
guistic limitations. She concluded that the traits and abilities they
exhibited were characteristic of exceptionally cognitively competent
individuals—in this case, gifted children.17

Playing with Languages


Play is something that one overlooks when talking about bilingual
children and their languages. Just like monolingual children who
play with language (making words rhyme, inventing new words,
and so on), bilingual children play with their two (or more) lan-
guages. For example, they may jokingly speak to a person in the
wrong language. Alvino Fantini relates that Mario and Carla would
Copyright © 2010. Harvard University Press. All rights reserved.

tease their grandparents by speaking to them in Spanish instead of


English. They would also speak to their parents in the wrong lan-
guage, English, to amuse them (the home language was Spanish).18
Children also play with code-switching and borrowing, especially
when it is frowned upon in the family. Thus, Yves Gentilhomme,
who grew up as a French-Russian bilingual, tells us that his bilin-
gual friends and he had fun borrowing French words into Rus-
sian and giving them Russian morphological endings. For example,

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b i l i n g u a l c h i l d r e n

the French assiette (plate) adapted into Russian with the accusative
marker would give them: “Daj mne asjetu” (Give me a plate). An-
other game consisted in translating idiomatic expressions literally
into the other language and producing them with a straight face.
An example given by Gentilhomme was calling someone “my lit-
tle cabbage” in Russian (a direct translation of “mon petit chou,”
which in French means “my little lamb”).19
Children are quite aware of pronunciation and play with it a lot.
They sometimes make fun of people who speak a language with
an accent by repeating what they said and adding their accent.
Cristina Banfi tells us that little Anabel plays with this aspect of
language; here is an exchange between Anabel and her father, who
is English speaking:

Anabel: Dad, how do you say Harry Potter in Spanish?


Father: There is no translation. It’s the same.
Anabel: No, Dad, it’s “Harry Potter” (pronounced as it is in
Spanish).20
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17
Family Strategies and Support

M aking children bilingual, and keeping them that


way, is a responsibility that many families give a lot of thought to.
Admittedly, some children “just become bilingual” (I was one of
those when I was put into an English boarding school at age eight),
but an increasing number of parents are concerned about the ap-
proach they should adopt, and the support they should give their
children, in order to ease their way into a life with two or more lan-
guages. In this chapter, we will discuss the family strategies that are
available and the support that bilingual children, and parents, should
receive. I include in the concept of “family” parents and grandpar-
ents, as well as more distant family members and other caretakers.
Copyright © 2010. Harvard University Press. All rights reserved.

Family Strategies
I have met many couples who want to start a family and are won-
dering how best to make sure their children are bilingual. The rea-
sons they give for raising bilingual children are many: some want
them to be able to speak both the parents’ languages (for example,
the mother speaks Spanish and the father English); others want
them to be able to communicate with their grandparents; some

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b i l i n g u a l c h i l d r e n

want to prepare them for the day they will enter school, where a dif-
ferent language is used; and still others want to give them a head
start in languages. Whatever the reason, they are looking for ways
to start their children on the road to bilingualism.
There are five strategies that parents can follow to promote bilingual-
ism in their children. Probably the best-known is the “one person–
one language” strategy, which was made famous in the world of
bilingualism (even though it had probably existed for centuries)
when, at the beginning of the twentieth century, Jules Ronjat asked
French linguist Maurice Grammont how best to bring up his child
to be bilingual. Ronjat’s wife was German and he was French.
Grammont proposed that each parent should speak his or her lan-
guage exclusively to baby Louis, and that is what they did. Ronjat
later wrote a book on the strategy and stated that Louis had ac-
quired each language just as any native-speaking child would have
done. Recall that little Hildegard, whom we met in Chapter 14, was
raised with the same strategy; her father spoke German to her and
her mother spoke English.
A second strategy is to use one language in the home, usually the
minority language, and the other language outside the home (I will
call this the “home–outside the home” strategy). The idea is that
everyone in the home speaks only one language so that it is ac-
Copyright © 2010. Harvard University Press. All rights reserved.

quired well; as for the other language, it will be acquired when the
child ventures outside the home and, later, when he or she goes to
day care and then enters school. This approach is used—although
not, perhaps, as a conscious strategy—by millions of immigrant
families in which the minority language is spoken in the home, and
sometimes also in the neighborhood, and the majority language is
spoken in the outside society. When parents consciously adopt this
strategy for their children, they usually enforce the home–outside

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family str at egies and support

the home dichotomy much more strictly. The well-known bilin-


gualism specialist Einar Haugen was brought up bilingual in Nor-
wegian and English with this approach. He writes:

[My parents] took the position that I would learn all the
English I needed from my playmates and my teachers,
and that only by learning and using Norwegian in the
home could I maintain a fruitful contact with them and
their friends and their culture.1

A third strategy consists of first using one language with the


child and then later, around age four or five, introducing the other
language. I will call this the “one-language-first” strategy. Usually,
the first language is the minority language, which the parents use
exclusively. They make sure that every contact the child has (other
caretakers, family members, playmates, television, and so on) takes
place in that language. Once that language is well established, then
parents allow the other language to be acquired, and this usually
happens very fast if it is the majority language of the outside com-
munity.
A fourth strategy—the “language-time” strategy—is to use one
language at specific times (for example, in the morning) and the
other at other times (say, in the afternoon). The alternating can be
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done on the same day or over several days (perhaps by speaking one
language during the first part of the week, another language dur-
ing the second part).
The fifth strategy, which is a kind of default strategy even though
it is adopted consciously by parents, is to use the two languages in-
terchangeably, letting such factors as topic, person, situation, and
so forth dictate the language to be used. I will call this the “free-
alternation” strategy.

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b i l i n g u a l c h i l d r e n

What is the rate of success of these different strategies? As con-


cerns the first, the one person–one language strategy, we should
note that it is adopted by many parents who feel more comfortable
speaking their dominant language—maybe the only language for
one of them—with their child. It is certainly the best-known strat-
egy, but the perception people have of it has evolved, over time, into
a mistaken belief:

Myth: If parents want their children to grow up bilingual, they should


use the one person–one language approach.

One person–one language is certainly a fine strategy in the very


first months of language development, when children are primar-
ily with their parents. They obtain dual language input and, very
quickly, they produce sounds, and then syllables and words, in both
languages. The problem, though, is that one language, the minor-
ity language, will eventually have less and less input unless the par-
ents take very clear action. As soon as the children go out into the
outside world (unless they live in a minority community with the
minority language), they will hear and use the other, majority lan-
guage much more. In addition to the problem of decreased input in
the minority language, children will want to be like other children
and not be singled out. So, little by little, the majority language
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will start taking over, much to the distress of the parent who uses
the minority language. Childhood bilingualism expert Annick De
Houwer conducted a large survey covering close to two thousand
families and found that there was a one-in-four chance that chil-
dren would fail to speak the minority language when this strategy
was used.2 In sum, I am not an unconditional supporter of the one
person–one language strategy, as the child may well receive decreas-

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family str at egies and support

ing input from the minority language; this makes the life of the mi-
nority-language parent difficult and can create stress in the family.
The home–outside the home strategy has a few inconveniences
but many advantages. Among the inconveniences is the fact that
one of the parents will probably have to agree to speak his or her
second (or third) language to the child so that everyone is speaking
just one language in the home. Another inconvenience is that, after
a while, the home language—usually the minority language—will
need to be reinforced with input from friends and other family
members, as well as activities in that language, such as playing in
the language and watching TV programs in it. If this reinforcement
can be achieved, then the other, outside-the-home language, which
is usually the majority language, will take care of itself—in day care
and then school, through outside friends, and so on—and the chil-
dren will become bilingual. Parents will then have to work on stabi-
lizing the languages and making sure that a need for them contin-
ues to exist throughout the childhood and adolescent years (see
Chapter 14). In her survey, Annick De Houwer found that if both
parents used the same language in the home, then the success of
transmitting that language, along with the outside language, in-
creased by 20 percent.
What about the one-language-first strategy? This approach is
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successful when the family is surrounded by a well-organized and


quite large minority-language community so that the child is given
all the language input he or she needs. If that is not the case, it may
be difficult to avoid having the majority language come in earlier.
Here is the testimony of a Russian-English bilingual who was raised
with this strategy in the United States. She first learned Russian at
home and acquired English when she entered school:

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b i l i n g u a l c h i l d r e n

I didn’t speak a word of English when I first went to


school. There was another little boy entering kindergar-
ten with me, but our mothers separated us so that we
wouldn’t speak Russian between ourselves. I can’t spe-
cifically remember learning English; I seem to have
picked it up very quickly.3

As for the language-time strategy, it is based on a very arbitrary


factor, the time of day or the day of the week, and is not very suc-
cessful, at least in the family setting. However, it is a strategy used
in immersion and dual-language educational programs (see Chap-
ter 19), and it is successful in that kind of environment.
The last strategy, the free-alternation strategy, is by far the most
natural, but its success rate suffers from the fact that the majority
language will become dominant as the child spends more time at
school and outside the home, not to mention with the majority-
language friends he or she will bring home.
Whichever strategy parents adopt, once bilingualism has started
to take hold, the family has to keep monitoring the environment to
ensure that the child has a real need for both languages, and that
he or she is receiving enough exposure to both languages. Exposure
should come from active human interaction (speaking to, playing
Copyright © 2010. Harvard University Press. All rights reserved.

with, or reading to the child) and not from passive activities such as
watching TV or DVDs. To increase exposure to the languages, and
to reduce the load put on parents, it is preferable if members of the
extended family and other caretakers can help, and if the child can
interact with other children who speak the languages.
There is one important aspect that parents have to be careful
about. If at all possible, children must be able to find themselves, at
various times, in a monolingual mode in each of their languages

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family str at egies and support

(see Chapter 4). This means that, unlike in the home, where at least
one parent is bilingual (if not two), children should come into reg-
ular contact with monolingual speakers of each language. There
are two reasons for this. First, children will receive input that does
not contain code-switches and borrowings, those elements of the
other language that often appear when bilinguals speak to one an-
other. Second, it allows children to learn how to navigate along
the monolingual-bilingual language-mode continuum and hence
to adapt their speech to the situation and interlocutor. As we saw in
the previous chapter, children quickly learn when to speak a partic-
ular language in a specific situation and, if the mode is monolin-
gual, to deactivate their other language. In a bilingual home, it is
simply too easy to slip into a bilingual mode: parents bring in
words from the other language and sometimes even change over to
the stronger language to speak to each another or to make sure
they are understood by their children. Children have a tendency to
copy their parents and, little by little, the dominant language in-
creases its presence until it has replaced the minority language. Lin-
guist and speech pathologist Susanne Döpke puts it very well in
imagining how a child might decide to favor one language:

Mummy speaks English or Greek to me and everybody


Copyright © 2010. Harvard University Press. All rights reserved.

else speaks English to me. Consequently, I can choose to


speak English or Greek to Mummy, but because I hear
English much more than Greek, English is easier to use.
So why should I use Greek?4

If families do not have a minority-language community at hand


in which there are monolingual speakers, finding ways of putting
children in a monolingual mode in the minority language is admit-
tedly difficult and calls for some creativity. When they returned

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b i l i n g u a l c h i l d r e n

to the United States from Switzerland, the parents of Cyril and


Pierre did several things to keep up their children’s French and
hence maintain their English-French bilingualism. For example,
they sought out newly arrived French families who had children of
the same age, and they put the children together to see if they
would become friends. This worked with one or two of the French
youngsters, and so for several months, while those children were ac-
quiring English, Cyril and Pierre had French monolingual children
speaking and playing with them in French. In addition, the parents
invited the friends their boys had made in Switzerland to visit them
in the United States over the summer. Since those friends were
strictly monolingual, Cyril and Pierre had no choice but to speak
French with them. Finally, the family tried to get over to Switzer-
land and France once a year so as to immerse Cyril and Pierre in
their other, now weaker language.
What is interesting about the stratagems used by these parents is
that they were quite natural. The children were put into situations
where they needed their nondominant language and so they used
it. Their bilingual parents learned rather quickly, as have many oth-
ers, that forcing a child to keep to just one language when his or
her interlocutor knows both only leads to frustration on both sides.
I have often said, with a smile, that bilingual parents are far from
Copyright © 2010. Harvard University Press. All rights reserved.

being the best friends of their children’s weaker language and hence
of their bilingualism. But they can make up for this by putting
their children in natural situations where they have a real need for
their weaker language.

Family Support
Not only should bilingual children receive support from their fam-
ily if at all possible (recall that I include parents and grandparents
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family str at egies and support

as well as more distant family members and other caretakers under


this term), but also the family itself should get help from others. I
am thinking of support from relatives and friends, and also from
those who play an important role in the young child’s world, such
as teachers, doctors, psychologists, and language therapists. I re-
main astounded by the myths and stereotypes that are passed on to
families and by the type of “advice” that they are given. For exam-
ple, the literature is full of testimonies about teachers coming to
minority-language homes to ask that the children not be raised bi-
lingually and to say that the family should speak only the majority
language, as Richard Rodriguez recounted in his memoir Hunger of
Memory.5
How many parents, based on the advice of others—including pro-
fessionals—have forced themselves to change their language behav-
ior and thus deprived their children of becoming bilingual? Ray
Castro speaks of his own experience very touchingly. He relates that
at home, with his parents, aunt and uncle, and grandparents, the
language was Spanish and the culture distinctly Mexican. His par-
ents did everything they could so that he learned English, which he
needed to survive in America. The problem was that it was done at
the expense of Spanish. Castro explains that little by little his Span-
ish dwindled to nothing; he did not identify with the dominant
Copyright © 2010. Harvard University Press. All rights reserved.

culture nor with his Chicano culture, as he didn’t have Spanish. He


writes:

I felt alone and lonely . . . My parents were not at fault;


from them English was a gift of love—a gift they had
never received. They were sure that I would not endure
the suffering that accompanies such labels as foreigner
or, in my case, wetback and spic . . . My years without
Spanish now appear tragic. How can I ever make up that
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b i l i n g u a l c h i l d r e n

loss! I barely communicated with my own grandparents!


They died, in fact, before I relearned Spanish.6

One cannot expect parents to develop the expertise in various


aspects of bilingualism that linguists, educators, psychologists,
speech therapists, and members of the medical world may have.
But it is important that they be able to differentiate, with the help
of these professionals, between the myths that surround the field
and the reality. In addition, it is crucial that parents, and all those
who take care of bilingual children, be informed about such topics
as how children become bilingual and retain their bilingualism,
what it means to be bilingual, the complementarity principle, lan-
guage mode, code-switching and borrowing, the effects of bilin-
gualism on children, and so on. This knowledge will help them
comprehend the development of their bilingual children and pre-
pare them for the appearance of various bilingual phenomena. For
example, parents must understand why it is that some children go
through a period when they refuse to speak the home language, in
public and sometimes in the home, in large part because they do
not wish to be different from other children. An Arabic-English bi-
lingual wrote to me about this:
Copyright © 2010. Harvard University Press. All rights reserved.

As an adolescent I pretended I did not know Arabic, and I


tried very hard to lose my foreign accent. I did this be-
cause I wanted very badly not to be any different from
the rest of my friends. As I got older, though, I started to
learn and appreciate my native language and culture
much more.7

Bilingual children are particularly conscious of their parents’


sometimes broken knowledge of the majority language. Richard

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family str at egies and support

Rodriguez speaks of being troubled by his parents’ “high-whining”


vowels and “guttural consonants” and their confused syntax. He
would grow nervous hearing them speak English. And the journal-
ist and writer Olivier Todd recounts how, in the streets and stores
of Paris, he would pretend not to know his mother when she spoke
with her strong British accent. I personally recall the day my son
told me, “Dad, speak like all the other dads,” by which he meant
something like, “Since you also speak English, and English is the
language used here, and I don’t want to be different from the oth-
ers, then let’s speak English together instead of French.”
In an interesting longitudinal study spanning six years, Stephen
Caldas and Suzanne Caron-Caldas tracked language use in their
three adolescent English-French bilingual children in both their
Louisiana home and their Quebec summer residence. They showed
that the home-language preference in Louisiana shifted from pre-
dominantly French to overwhelmingly English as they grew older,
whereas in Quebec, the reverse was true and the language prefer-
ence shifted totally to French. This was explained, they said, by
peer influence outside the home, as their children had English-
speaking peers in Louisiana and French-speaking peers in Quebec.
In a revealing anecdote included in the study, the father, who spoke
French to his children in Louisiana, was with his twelve-year-old
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daughter, Stéphanie, at a football game. He was getting ready to say


hi to one of her friends when Stéphanie hissed to him, “Don’t
speak French to her.” (The father did so anyway.) In the end, the
children would no longer speak French to their parents in Louisi-
ana but would do so with no problem in Quebec. While the au-
thors refer to the “parallel monolingualism” of their children, the
latter were in fact bilingual in a very specific way.8
While parents must be aware of what a child is going through as

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b i l i n g u a l c h i l d r e n

he or she is learning to live with two or more languages (languages


that might not have the same social status), they must also under-
stand the cultural changes that the child or adolescent is going
through if they have moved from one country or region to another.
Many children experience culture shock, as do their parents, and
they need help during this transition phase. Author Nancy Huston
remembers vividly the night she arrived, at the age of six, straight
from Canada, at the German home of her new stepmother. She was
offered traditional German food, including cold cuts, black bread,
and various cheeses, but all this was foreign to her, as were the peo-
ple around her and the language they spoke. She kept her head
down and touched nothing on her plate. But one person was at-
tuned to what she was living through. Her new aunt Wilma went
out in the dark, drove some thirty miles, and found her a box of
Kellogg’s Corn Flakes. As Huston writes, it was the most delicious
meal of her life!9
There are bound to be times when the going is difficult and frus-
tration occurs because of a communication problem, an unkind re-
mark by an adult or a child, a bad grade in the weaker language,
and so on, and it is crucial that bilingual children receive encour-
agement and assistance. As they grow older, they must be able to
talk with others about what it means to be bilingual and bicultural
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and express some of the difficulties they may be having.


For school-age children the difficulties may include reading and
writing problems in school. Depending on the country and the cul-
ture, literacy skills have greater or lesser importance in the curricu-
lum, and bilingual children and adolescents may need additional
support in these areas. French schools, for example, put a lot of em-
phasis on correct spelling and grammar, and bilingual children
who are in the process of learning French are often penalized for

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family str at egies and support

the errors they make. It is here that parents and other caretakers
may be able to explain the situation to bilingual youngsters and
help them meet their new challenge. In addition, a few words with a
teacher can do wonders. Of course, this is easier if parents have
mastered the language themselves and are used to interacting with
the school; if that is not the case, some intermediary who is close to
the family may be able to step in.
Becoming bilingual and bicultural should be a joyful journey
into languages and cultures. When children undertake it, it is im-
portant that they be accompanied, if at all possible, by caring and
informed adults who will ease their passage from one stage to the
next, and with whom they can talk about what they are experienc-
ing. When they have that kind of support, there is every chance
that the bilingualism and biculturalism attained will be a success.
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18
Effects of Bilingualism on Children

I sometimes
receive e-mails or phone calls from
young parents who would like their child to become bilingual but
are worried that there might be harmful consequences. Many have
heard the following:

Myth: Bilingualism has negative effects on the development of


children.

I reassure those I interact with, but it is true that because of this


view, which is still present in certain circles and countries, some
parents hesitate to raise their children to be bilingual, while others
worry about the linguistic and cognitive development of their bi-
Copyright © 2010. Harvard University Press. All rights reserved.

lingual children. In looking at past studies that established


the myth, as well as later studies that came out with the oppo-
site results, we will see that much of the work contained method-
ological and subject-selection problems. From where we stand to-
day, it is clear that there is no basis for the myth of negative
effects—not even with bilingual children who have language dis-
orders.

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effects of bilingualism on children

Problems with Past Studies


Back in 1890, the educator and linguist Simon S. Laurie wrote the
following very negative assessment of bilingual children:

If it were possible for a child or boy to live in two lan-


guages at once equally well, so much the worse. His intel-
lectual and spiritual growth would not thereby be dou-
bled but halved. Unity of mind and of character would
have great difficulty in asserting itself in such circum-
stances.1

Some thirty years later, the great linguist Otto Jespersen added:

The brain effort required to master two languages in-


stead of one certainly diminishes the child’s power of
learning other things which might and ought to be
learnt.2

During the first half of the twentieth century, many studies seemed
to confirm these dire assessments. One such study found that Welsh-
English bilingual children had lower IQ scores than monolingual
children, and that this inferiority became greater with each year
Copyright © 2010. Harvard University Press. All rights reserved.

from age seven to age eleven. Another study found that children
with those same languages (Welsh and English) were outperformed
by monolingual English children in both verbal and nonverbal in-
telligence tests. And a third study revealed that bilingual Italian-
American children were surpassed in measures of mental age by
monolingual English-speaking children.3 In sum, much of the work
done at the time found that bilingualism had a negative effect on

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b i l i n g u a l c h i l d r e n

the child’s linguistic, cognitive, and educational development; only


a few showed no effect or a positive effect.
It is no wonder, therefore, that parents who had the choice hesi-
tated to raise their children to be bilingual, or quite simply decided
not to do so. Einar Haugen, the famous expert on bilingualism,
who was himself brought up bilingual in Norwegian and English,
had this to say about his parents’ tenacity despite such negative
opinions:

I have been a bilingual as far back as I can remember, but


it was not until I began reading the literature on the sub-
ject that I realized what this meant. Without knowing it,
I had been exposed to untold dangers of retardation, in-
tellectual impoverishment, schizophrenia, anomie, and
alienation, most of which I had apparently escaped, if
only by a hair’s breadth. If my parents knew about these
dangers, they firmly dismissed them and made me bilin-
gual willy-nilly.4

Midway through the last century, the tide turned rather sud-
denly and many researchers found that bilingualism was, after all,
a real asset for the child. A major study conducted by Elizabeth
Peal and Wallace Lambert is representative of the research in this
Copyright © 2010. Harvard University Press. All rights reserved.

period. Peal and Lambert selected a group of ten-year-old chil-


dren from six French Canadian schools in Montreal and compared
the French-English bilinguals with the French monolinguals on
a battery of tests. The bilinguals got higher scores on both verbal
and nonverbal IQ tests. Subtests showed that the bilinguals had
more diversified structures of intelligence and more flexibility in
thought—that is, greater cognitive flexibility, greater creativity, and
greater divergent thought. In addition, the bilingual students were

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effects of bilingualism on children

ahead in content work at school, and their attitudes toward En-


glish Canadians were more favorable than those of their monolin-
gual French counterparts.5 A few years later, Merrill Swain and Jim
Cummins conducted a review of studies that had been done. They
came to the conclusion that bilinguals are more sensitive to seman-
tic relations between words, are more advanced in understanding
the arbitrary assignment of names to referents, are better able to
treat sentence structure analytically, are better at restructuring a
perceptual situation, have greater social sensitivity and a greater
ability to react more flexibly to cognitive feedback, are better at
rule-discovery tasks, and have more divergent thinking.6
How can one explain such a discrepancy between the research
findings from the first part of the twentieth century and those
from the second part? And what can parents and others involved
with bilingual children take away from all of this? We now know
that one of the main problems with interpreting the findings of
both the negative and positive studies lies in making sure that the
study groups (bilinguals and monolinguals) were truly comparable
in every aspect, apart from their bilingualism or monolingualism.
The early studies, which often involved IQ and which had found
lower IQ scores for bilinguals, had not sufficiently controlled for
differences in participants’ sex, age, socioeconomic background,
Copyright © 2010. Harvard University Press. All rights reserved.

and educational opportunities. In addition, it is unclear how the re-


searchers chose their bilingual subjects and if the latter had suf-
ficient command of the language in which they were tested. If they
did not, it would be no surprise that they did less well, since most
tests, including IQ tests, require a good understanding of the lan-
guage being used.
Even though the studies from the second half of the twenti-
eth century controlled for these factors more carefully, a bias may

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b i l i n g u a l c h i l d r e n

have favored bilingual subjects at the time (recall that later re-
sults were in favor of bilinguals). G. MacNab mentions two prob-
lems with the Peal and Lambert study. First, the bilingual students
may have come from families more open to different cultures and
more willing to try new experiences; in addition, they may have
been “sharper” students from the start. The second problem per-
tains to the way students were chosen to be part of the bilingual
group. Peal and Lambert had a very strict criterion: their subjects
had to be balanced bilinguals—that is, equally good in the two lan-
guages. Thus, they filtered out many subjects and kept “the best.” It
is not surprising, therefore, that the group did so well.7
Swain and Cummins themselves pointed out in their 1979 study
that positive findings were usually associated with children who
belonged to the majority-language group and who took part in
language-immersion programs, whereas negative findings were
found with minority-language students whose bilingualism was
not valued and who did not live in a social environment that in-
duced learning.8 When I finished my own review of the literature on
the effects of bilingualism at the beginning of the 1980s for my
book Life with Two Languages, I proposed that bilingualism as such
had no major effect—positive or negative—on the cognitive and in-
tellectual development of children. I cited the applied linguist Barry
Copyright © 2010. Harvard University Press. All rights reserved.

McLaughlin, who wrote that the findings of research on the effects


were either contradicted by other research or could be questioned
on methodological grounds. The one conclusion that he accepted
was that having command of a second language makes a difference
if a child is tested in that language. If he or she knows the language
well, the results will be favorable; if not, the results will be less fa-
vorable—“a not very surprising finding,” McLaughlin noted.9

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effects of bilingualism on children

Where Do We Stand Today?


When I started preparing this new book, I was interested in finding
out where the effects literature had taken us. I contacted the best-
known authority in the field, the Canadian developmental psycho-
linguist Ellen Bialystok, and she very kindly brought me up to date
and sent me recent papers to read.10 At present, the findings are
not as black and white as earlier research—either totally positive
or totally negative—seemed to show, and the differences between
bilinguals and monolinguals, when any are found, are often specific
to a particular task and sometimes rather subtle.
Bialystok has shown repeatedly that bilingualism enhances prob-
lem solving where solutions depend heavily on control of attention
(she talks of “selective attention” and “inhibitory control”) because
the task includes misleading information. For example, in a study
she conducted with Lili Senman, they presented various objects to
monolingual and bilingual children who were between the ages of
four and five years old. One object was a sponge that looked like a
rock (they called this a rock-sponge). They placed the object on
a table and told the children, “Look what I have. Can you tell
me what this is?” Most of the children answered correctly that it
was a rock. The researcher then revealed the hidden property of
Copyright © 2010. Harvard University Press. All rights reserved.

the object—the fact that it was a sponge—and asked further ques-


tions. There were appearance questions (for example, “What did
you think this was when you first saw it?”) and a reality question,
“What is it really?” This last question was the hardest for children
(the answer, of course, was “a sponge”), because the object’s percep-
tual features (it looked like a rock) had to be ignored or inhibited.
What Bialystok and Senman found was that monolingual and bi-

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b i l i n g u a l c h i l d r e n

lingual children performed similarly on appearance questions but


that bilingual children scored reliably better than monolinguals on
reality questions. The authors explained this difference by suggest-
ing that bilingual children are more advanced than monolingual
children in developing inhibitory control.11
Earlier in the book, I discussed another study by Ellen Bialystok
and her collaborators that showed that this advantage continues
throughout the bilingual’s lifespan and is even present in elderly
bilinguals.12 Based on their research, it seems that the processes
that manipulate attention to one language or the other, or to both,
during language use in bilinguals may be the same cognitive func-
tions that are responsible for managing attention to any set of sys-
tems or stimuli, as in Bialystok’s studies.
Another domain that has been studied quite extensively in bilin-
gual children, and that is halfway between cognition and language,
concerns metalinguistic abilities. These deal with our capacity to
analyze different aspects of language (sounds, words, syntax, mean-
ing in words and sentences, and so on) and, if needed, to talk about
these properties. Psycholinguists have developed numerous meta-
linguistic tasks that involve different processes. Bialystok differen-
tiates between two such processes, the analysis of representational
structures and the control of selective attention; she finds differ-
Copyright © 2010. Harvard University Press. All rights reserved.

ences between monolinguals and bilinguals for the latter, selective


attention (as seen in the study described above), but not for the for-
mer.13 Let me address these processes one at a time.
The first process, analysis of representation, is the ability to con-
struct mental representations with more detail and structure than
were part of one’s initial implicit knowledge. This process is in-
volved when explaining grammatical errors in a sentence, or substi-
tuting one phoneme for another, as when one takes the first sound

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effects of bilingualism on children

away from the word “cat” and puts in its place the first sound of
the word “mop,” to give the word “mat.” In these kinds of tasks,
monolingual children and bilingual children obtain similar results.
The second process, the control of selective attention, is respon-
sible for directing attention to specific aspects of a stimulus or a
mental representation, as we have already seen above. Bialystok tells
us that there is a need for such control when a problem contains a
conflict or an ambiguity. Arriving at the correct solution demands
that children (and adults) attend to one of two possible representa-
tions while they inhibit or resist attention to the other. Here are a
few examples of tasks given to children that involve control of se-
lective attention: counting words in a correct sentence; using a new
(or made-up) name for an object in a sentence (for example, replac-
ing “plane” with “wood” in the sentence “the plane is flying past”);
and judging that a sentence, such as “apples grow on noses,” is syn-
tactically grammatical even though it contains a semantic anomaly.
Ellen Bialystok states that bilingual children do better than their
monolingual counterparts on these types of tasks.14
In addition to these cognitive and metalinguistic tasks, some lin-
guistic tests, notably vocabulary tests, have also been used in stud-
ies comparing bilingual and monolingual children. (Note that other
linguistic aspects of bilingualism, such as language dominance,
Copyright © 2010. Harvard University Press. All rights reserved.

language “mixing,” interferences, language choice, and code-


switching, have already been covered in Chapter 16.) When vocabu-
lary knowledge is evaluated in children, it is often through recep-
tive vocabulary tests in which they have to choose one picture,
among others, that illustrates the words spoken by the experi-
menter. Ellen Bialystok and her colleague Xiaojia Feng reviewed a
number of studies that used such tests and found that bilinguals
do less well on this task than monolinguals. This is because the vo-

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b i l i n g u a l c h i l d r e n

cabulary they have in each language is often smaller than that of


comparable monolinguals. Of course when bilingual children are
evaluated in terms of both their languages, then the situation im-
proves greatly, but if one looks at just one language at a time, there
is frequently a difference.15 This is not surprising, however, as bilin-
gual children are starting to be affected by the complementarity
principle, which states that bilinguals usually acquire and use their
languages for different purposes, in different domains of life, with
different people, because different aspects of their life often require
different languages. Unfortunately, vocabulary tests do not take
this principle into account and hence test results penalize bilingual
children. Nevertheless, the authors show that in other language
tasks, especially those involving memory, there are no differences
between monolinguals and bilinguals.
Bialystok and Feng summarize recent research on the effects of
bilingualism on the cognitive development of bilingual children in
the following way:

The picture emerging from these studies is a complex


portrait of interactions between bilingualism and skill ac-
quisition in which there are sometimes benefits for bilin-
gual children, sometimes deficits, and sometimes no con-
Copyright © 2010. Harvard University Press. All rights reserved.

sequence at all.16

This is a fair description of what is becoming a complex picture of


the often subtle differences between monolingual and bilingual
children—when differences exist.

Bilingual Children and Language Disorders


Linguist and speech therapist Susanne Döpke reminds us that some
10 percent of children can be expected to have difficulties with lan-
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effects of bilingualism on children

guage development. She stresses that this percentage is the same for
monolingual and bilingual children. The reasons for language de-
lays and language disorders are many, but bilingualism is not one
of them, she stresses. Döpke states that a number of conditions
in the child’s stronger language may signal a language disorder.
Among these, we find the inability to understand familiar words or
to follow instructions appropriate for the child’s age, difficulty
in saying or learning words or phrases, the use of language in a
strange way, a delay in other areas of development, various behav-
ioral problems, and so on. Döpke insists that discontinuing the
home language does not improve the bilingual child’s abilities in
the majority (school) language; on the contrary, it can have other
consequences that can be prejudicial to the child and to his or
her environment. Hence, if a child is being raised bilingual, no
change should be made in the languages used, despite the wide-
spread and erroneous idea, still conveyed by some professionals,
that the child’s language disorder will get better if parents revert to
just one language. As Döpke states clearly,

Bilingualism does not cause any type of language disor-


der and retracting to just one language does not improve
a language disorder.17
Copyright © 2010. Harvard University Press. All rights reserved.

Not only are bilingual children with language disorders not more
numerous than monolingual children, but their difficulties are of-
ten the same as the latter group’s. Psycholinguist Johanne Paradis
and her colleagues studied the errors made by seven-year-old bilin-
gual and monolingual children with a disorder called specific lan-
guage impairment (SLI) and found the same deficit patterns in the
two groups. Children with SLI have normal social and emotional
development, as well as normal sensory and motor abilities, but
their language abilities are below age expectations. They are intelli-
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b i l i n g u a l c h i l d r e n

gent and healthy in every way except for the difficulties they have
with language. The study examined the tense errors made by these
children (for example, “The teddy want juice” or “Brendan bake a
cake last night”) and found that the dual language knowledge of
the bilingual children with SLI did not cause them to have different
patterns of errors from those of their monolingual peers with SLI.
The authors concluded that bilingual language learning does not
appear to interfere with the overall course of language acquisi-
tion, even under conditions of impairment.18 In a later publication,
Paradis states that her group’s research finds no empirical support
for advising parents to give up speaking one of their two languages
to a child who has SLI (especially when the child is acquiring two
languages simultaneously).19
Copyright © 2010. Harvard University Press. All rights reserved.

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19
Education and Bilingualism

When the terms “education” and “bilingualism” are


put together in the same phrase, they bring up a topic that is both
vast and often controversial, if not explosive in certain countries.
Since this book is about bilingualism, we will approach the topic
with a particular slant, which is that, if at all possible, education
should help children and adolescents acquire a second or third lan-
guage while retaining their first language (or languages). In addi-
tion, again if possible, education should encourage the active use of
those languages. This position is not very different from an objec-
tive proposed by the United Nations Educational, Scientific and
Cultural Organization (UNESCO) in its 2002 Universal Declaration
on Cultural Diversity:
Copyright © 2010. Harvard University Press. All rights reserved.

Encouraging linguistic diversity—while respecting the


mother tongue—at all levels of education, wherever possi-
ble, and fostering the learning of several languages from
the earliest age.1

As we will see, in some programs for bilingual children the edu-


cational aim is not bilingualism, whereas in others bilingualism is
indeed one of the aims. It is important to underline that this chap-

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b i l i n g u a l c h i l d r e n

ter is not about bilingual education as it is known in the United


States, but about educational approaches that lead either to mono-
lingualism in children or to bilingualism. What really interests me
here is how schools can encourage a child or an adolescent to ac-
quire and use new languages as well as retain the language or lan-
guages already known.

When the Aim Is Not Bilingualism


Before addressing the central issue of children who enter school
with a language that is different from the school’s main language (I
will call the former the minority language), I should say a few
words about the regular second-language learning that takes place
in most schools throughout the world. I am thinking here of how
British schoolchildren learn German, for example, how the French
learn English, how Americans learn Spanish, and so on. In most
cases the learning is rather formal; the language is a subject that
is taught, like other subjects, at specific times during the school
week. It rarely becomes a means of communication and is not a
medium used to teach other subjects. Second-language (or foreign-
language) teachers—I was one at the start of my career—often make
laudable efforts to transform language learning into an enjoyable
Copyright © 2010. Harvard University Press. All rights reserved.

and lively activity. In addition to more traditional materials, they


use Web-based and other audiovisual methods, as well as diverse
communicative strategies, to teach the language in question. But
miracles simply don’t happen when you have classes of up to
twenty or thirty students that meet for just a few hours a week. At
the end of their schooling, students usually retain some knowledge
of the second language learned, but they have little actual use for it
unless they find themselves in a communicative context where the

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education and bilingualism

language is needed. In sum, many of these students acquire a base


on which they could build real language use, and hence bilingual-
ism, if the situation were appropriate and the need arose. But they
are not yet bilingual.
One might think, naively, that children and adolescents who
come to school knowing another language (usually a minority lan-
guage) have a head start in becoming bilingual. After all, won’t a
young Nicaraguan who enters the American school system with lit-
tle English become, over time, an active bilingual in Spanish and
English? Won’t a young North African in France become bilingual
in Arabic and French, or a young Turk in Germany become bilin-
gual in Turkish (or Kurdish) and German? In many African and
Asian countries, bilingualism does indeed develop in children who
come from other language backgrounds when they start attending
school. But in areas of the world with minority groups that come
from immigration, rare is the country that has a deliberate educa-
tional policy of allowing minority children to acquire and retain
both their native, immigrant language and the majority language,
and hence a policy of fostering bilingualism. The reasons for this
are many (political, financial, cultural) and are the object of con-
stant debate.
The main approach that schools take is to integrate these chil-
Copyright © 2010. Harvard University Press. All rights reserved.

dren into the mainstream classroom and get them to acquire the
majority language as best they can, without paying attention to, or
using, their first language. Numerous problems accompany this ap-
proach, which some label “submersion” or “sink or swim.” If chil-
dren do not understand or speak the language used in the school,
their learning of skills and content matter is slowed down and they
fall behind. In addition, they often feel lonely and insecure, espe-
cially if they are alone among children who already know the ma-

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b i l i n g u a l c h i l d r e n

jority language. Their struggle is even harder when the teachers


have no knowledge of the minority language and culture in ques-
tion and there is no one to help them out. Jim Cummins, an au-
thority on the education of minority children, writes that one of
the most frustrating experiences for newcomer students is not be-
ing able to express their intelligence, their feelings and ideas, even
their humor, to teachers and peers. They cannot do so in the lan-
guage of the school and they are not allowed to do so in their native
language.2 Autobiographies and memoirs of people who have gone
through this ordeal are replete with testimonies like the following:

Although most of the English teachers knew some


French, they would make absolutely no use of it [to help
me]. They argued that the “hard way” was the only way to
learn. My older sister and I were in the same school. Her
knowledge of English was far better than mine, but she
was not allowed to help me, and we were forbidden to
communicate in French.3

The well-known Mexican American labor leader and civil rights ac-
tivist César Chávez had this to say about his experience:

In class, one of my biggest problems was the language. Of


Copyright © 2010. Harvard University Press. All rights reserved.

course, we bitterly resented not being able to speak Span-


ish, but they insisted that we had to learn English. They
said that if we were American, then we should speak the
language, and if we wanted to speak Spanish, we should
go back to Mexico.4

There are different variants to this majority-language approach.


One is to offer special second-language classes (in the United States,
these are called English as a second language, or ESL, classes) where

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the children are taught, often in a rather formal way, the language
used as the medium of instruction in the school. Not only is what
is learned not always very useful, despite the considerable efforts of
dedicated teachers, but in addition the children suffer from the
stigma of being pulled out of the regular classroom to attend such
classes, and this widens the gap between them and the other chil-
dren. Here is what a Portuguese-English bilingual once told me
about his experience:

When I first went to school on arrival in the United


States, I was put into an English as a Second Language
class. This was where all the non- and limited-English-
speaking students ended up. We were at least twenty of
varying languages and ages. The teacher spoke only in
English. She communicated her instructions to the new
arrivals through the students who already understood
English. Each language group would end up sitting to-
gether to be able to get the teacher’s instructions and ex-
planation via the students who were able to interpret. I
don’t think I learned to speak English in that class; what
I learned was on the street from the children I played
with.5
Copyright © 2010. Harvard University Press. All rights reserved.

Numerous researchers have stressed how difficult it is for chil-


dren and adolescents to follow the regular school curriculum while
they are in the process of learning the language of instruction. Jim
Cummins stresses the fact that minority-language learners have to
catch up to a “moving target” in content matters; he notes that
majority-language children are not standing still waiting for the
other children to reach their level. As time goes by, concepts be-
come more difficult, vocabulary more technical, and grammati-

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b i l i n g u a l c h i l d r e n

cal constructions more sophisticated. As we learned in Chapter


15, Cummins estimates that minority-language children require at
least five years to catch up to their majority-language peers in
literacy-related language skills.6 The problem is, many become dis-
couraged and fall behind or drop out.
As minority-language children and adolescents struggle with
their “new” language, which some will master while others won’t,
they are also slowly losing their native language, which is not being
reinforced and developed at school. The experience of Richard Ro-
driguez, author of Hunger of Memory, is a case in point; he made it
through in the sense that he acquired English, but in the process he
lost his Spanish, even though he took traditional Spanish classes in
high school (by then it was too late):

I grew up victim to a disabling confusion. As I grew flu-


ent in English, I no longer could speak Spanish with con-
fidence. I continued to understand spoken Spanish. And
in high school, I learned how to read and write Spanish.
But for many years I could not pronounce it. A powerful
guilt blocked my spoken words; an essential glue was
missing whenever I’d try to connect words to form sen-
tences.7
Copyright © 2010. Harvard University Press. All rights reserved.

If the minority language can be used in the first years of school,


it not only has important social, cultural, and psychological bene-
fits for children but it also helps them acquire the second language
through the transfer of skills from one language to the other. There
comes a point, however, when it is too late. Linguist Lily Wong Fill-
more tells us about Freddy, a seventeen-year-old “former” English
learner who was being tutored in mathematics in order to pass the
California High School Exit Examination (he had already failed the

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education and bilingualism

math part twice). He lacked the vocabulary and the grammatical re-
sources in English to make sense of the material he read. Wong Fill-
more poses the question of whether it would have helped if the
tutorial sessions had been conducted in Spanish, Freddy’s first lan-
guage. In his case, it would have helped when he was younger, she
says, but, having been schooled exclusively in English, Freddy no
longer understood or spoke Spanish as well as he did English.
Wong Fillmore concludes that Freddy would have found it easier to
learn what he was supposed to be learning in school had he re-
ceived content instruction in Spanish.8
Acknowledging the importance of instruction in the first lan-
guage, as underlined by the UNESCO objective mentioned at the
beginning of this chapter, some educational bodies have estab-
lished transitional programs during which the student’s first lan-
guage serves as a bridge toward the second, majority language.
These types of programs were common in the United States in the
second part of the twentieth century and exist now in such coun-
tries as The Netherlands, England, and Sweden, according to edu-
cation expert Maria Brisk.9 Students are instructed in their first
language for a limited period, while they are acquiring language
skills in the majority language. As time goes by (programs last any-
where between one and four years, depending on the country), the
Copyright © 2010. Harvard University Press. All rights reserved.

majority language plays an increasingly important role and eventu-


ally takes over completely. The advantages of these programs are
many: children start school in a language that they understand and
that is linked to their home culture, they can interact easily with
the teacher and the other children, they make headway in content
subjects as they are acquiring the majority language, the literacy
skills they acquire can be transferred to their new language, and so
on. The one problem, in terms of bilingualism, is that the pro-

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b i l i n g u a l c h i l d r e n

grams are by nature transitional and no effort is made after they


are over to maintain the children’s native language and culture.
Some children may get sufficient help from their home and com-
munity to hold on to their first language, but many others will as-
similate into the mainstream culture and lose their linguistic and
cultural roots. They will go from being monolingual in a minority
language to being basically monolingual in the majority language.
For many, bilingualism will have been experienced only during the
short transition period between the two.

When the Aim Is Bilingualism


Before discussing examples of how schools can help children be-
come, and remain, bilingual, let’s consider some recent history.10
Back in the 1960s, a very important educational innovation took
place in the small town of St. Lambert in Quebec, Canada. It would
have repercussions around the world, and its effects have grown
stronger year after year. Some English Canadian parents living in
the predominantly French-speaking town were dissatisfied with the
traditional manner in which French was taught in school. With
the help of educators and psychologists from McGill University
(Wallace Lambert, Richard Tucker, and others), they set up an “im-
Copyright © 2010. Harvard University Press. All rights reserved.

mersion program” in which English-speaking children were taught


in French, by French-speaking teachers, starting in kindergarten.
The children were allowed to speak English with one another in
kindergarten, but in grade one this was discouraged. From first
grade on, the teachers never spoke English to the students or with
one another, so as to create, so far as possible, a totally French-
speaking environment. The children were taught to read and write

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education and bilingualism

in French starting in grade one. In grade two, they started having


English-language classes for about an hour a day, but the rest of the
program was in French. In the following grades more English was
brought in, so that by grade six, more than half of the teaching was
in English. In this way, the children were first taught in a second
language and then, little by little, their first language was intro-
duced as a second medium of instruction.
At first sight, one might think this was just another form of the
submersion program discussed in the first section of this chapter.
In reality, however, the differences were many. All children in the
classroom were from the same language background, their home
language was respected and it was introduced as a medium of in-
struction relatively soon, their parents were supportive of the pro-
gram, and the teachers had high expectations for the children’s
achievement. And, indeed, the approach proved to be very success-
ful. By grade six, the children were in no way behind control groups
in English-language skills and in content subjects (they had trans-
ferred their newly acquired reading skills from French to English),
their level of intelligence was equivalent to that of the controls, and
their knowledge of French was far better than that of other English
Canadians their age. And, most important, they had learned a lan-
guage by using it in context instead of by acquiring it through for-
Copyright © 2010. Harvard University Press. All rights reserved.

mal instruction. French now covered a few domains of their life,


even if English remained the dominant language. The one thing
missing was the use of French outside the school, but this was left
to the families to work on. The success of the St. Lambert project
led to the development of similar programs in Canada, the United
States, and many other countries, modeled on the original for-
mat or some variant of it. Late-immersion or language-switch pro-

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b i l i n g u a l c h i l d r e n

grams, for example, start the instruction in the second language in


later grades; partial-immersion programs use the second language
for half of the day or for only certain subjects, and so on.
The immersion approach has been used with children from
dominant language groups, such as English-speaking children in
English Canada, but also with minority children. Let me mention
one such example involving a Navajo language-revival program in
Fort Defiance, Arizona. On the basis of work by the linguist Mi-
chael Krauss, Teresa McCarty, an education specialist, reminds us
that America’s indigenous languages are in dire danger of being
lost: of the 175 languages currently found in the United States, only
20 are naturally acquired by children.11 Navajo is the most-used
Indian language, but it is no longer the primary language for a
growing number of Navajo children. Hence a Navajo immersion
program was started in 1986 so that children could acquire Na-
vajo while making progress in English and their other subjects.
Children in the Fort Defiance Elementary School started with Na-
vajo and were taught reading and writing skills in that language be-
fore moving on to English. In the lower grades all communication
occurred in Navajo, but the teachers were bilingual and could help
them when they had difficulties. As the children moved up the
grades, English was brought in more and more (half a day for each
Copyright © 2010. Harvard University Press. All rights reserved.

language in grades two and three, for example). What is striking


about the program is that Navajo caretakers spent time speaking
with children in Navajo in the evening, after school, and they took
part in activities with the students, such as bookmaking. An assess-
ment that was done in fourth grade was most favorable in terms of
the students’ Navajo- and English-language skills as well as their
performance in subjects such as mathematics. In addition, students
had regained pride in being Navajo.12

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education and bilingualism

A highly respected educator, Wayne Holm, has been teaching in


Navajo schools for some fifty years. Holm stresses the fact that
young Navajos who have been through the program now have the
choice of continuing to speak and use Navajo in their later life:

Learning the language of one’s people does not force you


to live your life in one and only one way. It keeps your op-
tions open. As a young adult, you can choose whether to
use your language, who to use your language with, and
what things you will talk about in your language.
Children whose parents or schools deny them access to
their language [are deprived] . . . of choice. . . . By the
time a teenager or young adult might choose to speak
the language, for most, it is already too late.13

There is a type of educational program that promotes bilingual-


ism and biliteracy, as well as a very real understanding of the people
and cultures involved. It is the dual-language program (also called
a two-way program), in which two languages are used through-
out schooling and the students come from both language back-
grounds. An example of one such program in the United States is
the Amigos School, located in Cambridge, Massachusetts. Part of
the Cambridge public schools, the Amigos School offers bilingual,
Copyright © 2010. Harvard University Press. All rights reserved.

biliterate education from kindergarten to eighth grade for students


from families in which Spanish is the dominant language, as well
as students for whom English is the main language. Every student
group, or class, has a balance of native-English and native-Spanish
speakers. Groups rotate between their English classroom and their
Spanish classroom. For example, kindergarten students spend two
and a half days in one language classroom and then switch to the
other language classroom for the remainder of the week. Grades

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b i l i n g u a l c h i l d r e n

one through three rotate weekly between the language classrooms.


In later grades, students are exposed daily to both languages when
they switch from a subject taught in Spanish to another taught in
English. Long-term projects are usually done in just one language.
Students use the language appropriate to the classroom or subject;
in the public domain, such as in the corridors, at school assemblies,
and so on, both languages are used. One unique aspect of this kind
of program is that students who are dominant in one language
work with, and help, students dominant in the other language.
This is education at its best, with both languages and cultures be-
ing respected and valued.14
I should pause here to say a few words about biliteracy. Many
parents and educators wonder whether literacy in one language
helps or hinders literacy in the other. In 2006, the National Liter-
acy Panel for Language Minority Children and Youth, a panel of
sixteen scholars commissioned by the U.S. Department of Edu-
cation, released its report after four years of work. The extensive
volume includes a section on first- and second-language literacy.
What emerges is that there is a real cross-linguistic influence of
literacy knowledge, processes, and strategies from one language
(predominantly the strongest one) to the other. For example, word-
reading skills acquired in one language transfer to the other; in
Copyright © 2010. Harvard University Press. All rights reserved.

early stages of second-language spelling development, the first-


language phonology and graphophonic rules affect the spelling
of the second language (when the languages have similar writing
systems, of course); and there is also cross-language transfer of
reading-comprehension ability.15 In short, the literacy skills a stu-
dent has in one language help the student develop literacy skills in
the other. Of course, the extent of the facilitation will depend on

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education and bilingualism

the relation between the two languages and their writing systems.
Facilitation will be greater between Spanish and English, for exam-
ple, than between Chinese and English. But clearly biliteracy is pos-
sible, and it will not hinder the bilingual child.16
Another example of a successful dual-language program is found
in Switzerland, in the bilingual town of Bienne (its French name),
also called Biel (its German name). The high school there offers a
three-year dual-language program leading to the high school de-
gree (or Maturité). The program contains both French-speaking
and Swiss German–speaking students, with about 50 percent of
each per class. Teaching takes place in the teacher’s mother tongue
(French or German) and subjects are taught in the same language
throughout the three years. About half the courses are in German
and the other half in French, so that students are using their first
language half the time and their second language the other half.
Students are regrouped by language only for language courses (for
example, German-speaking students take German literature in Ger-
man). Teachers help the nonnative speakers in their courses by
translating from time to time and by making sure that the subject
matter is understood. When marking papers, they are not exces-
sively strict when students make errors in their weaker language.
Students who follow a subject in their native language are coached
Copyright © 2010. Harvard University Press. All rights reserved.

in how to help their nonnative-speaking fellow students; they can


answer their questions, translate from time to time, and so on.
The program is organized so that all students find themselves in
a helping role half the time and in an assisted role the other
half. They are encouraged to interact with one another across lan-
guage groups during breaks, lunchtime, and extracurricular ac-
tivities such as sports, camps, concerts, and study trips. This allows

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b i l i n g u a l c h i l d r e n

the Swiss Germans to improve their French and the Swiss French
students to do the same with German as well as Swiss German (the
everyday language used in the German part of Switzerland).
The Amigos and the Biel/Bienne programs are exceptions, un-
fortunately. According to the Center for Applied Linguistics, in
Washington, D.C., there were some 332 dual-language bilingual pro-
grams of this type in elementary schools in the United States in
2008, which represents only about 1 percent of all programs. But,
just like the early immersion programs, they are establishing a
model for what can be done to help students acquire two lan-
guages, discover the culture of the other language group, interact
with speakers of that language and culture, and have a better un-
derstanding of what it means to be able to help someone else who
does not understand what is being said and to be helped by some-
one when you are in the same situation. For all of those who have
lived through the sink or swim approach in education (I was one of
those children), these kinds of programs are extremely promising.
They reconcile education and bilingualism and benefit all those
concerned, whether they come from the dominant culture or from
a minority culture.17
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Conclusion

Some ten months have gone by since I wrote the in-


troduction to this book and I am still marveling at people who are
bilingual and bicultural. I saw the baker’s wife yesterday when I
went to her store, and we spoke French as usual. I wanted to tell her
I had just finished a book and that I had mentioned her bilingual-
ism in it, but I decided to wait until it was published. I did tell the
car mechanic the other day, though, and he just smiled and moved
on to what was wrong with my car. And just this morning I saw the
little children from the day care across the street and thought of
their songs in French and Italian that I had enjoyed so much.
All this made me realize, yet again, just how natural living with
two or more languages really is, but also how bilingualism and
Copyright © 2010. Harvard University Press. All rights reserved.

biculturalism are still so poorly understood. Although I have tack-


led in this book some fifteen myths about these phenomena, I am
the first to acknowledge that some still have a long life ahead of
them. That said, it is worth repeating over and over again that there
are probably more bilinguals on the earth today than monolinguals
and that, in this age of global communication and travel, the num-
ber will surely increase. Bilingualism and biculturalism are there-

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c o n c l u s i o n

fore normal phenomena, even if in large, strongly monolingual


countries they are seen as the exception.
The myths that I would like most to see disappear are those that
touch the bilingual most closely, notably the myth that bilinguals
have equal and perfect knowledge of their languages (to which
many add that they also speak them without an accent), the myth
that bilinguals have double or split personalities, and the myth
that bilingualism has negative effects on the development of chil-
dren. Concerning the first, I recall vividly an illustrious Sorbonne
professor telling me some two years after I had returned to France,
after spending ten years in English schools, “You know, Grosjean, I
really wondered whether you would ever be able to know either lan-
guage correctly.” Clearly this professor had a very traditional view
of bilingualism and did not understand that, after having reorga-
nized themselves, the languages of a bilingual usually attain the
linguistic level needed for the person’s new life.
As for the myth concerning double or split personalities, I am re-
minded of Olivier Todd’s autobiography, where he reports that the
French philosopher Jean-Paul Sartre told him, as a young man, that
his real problem was the fact that he was torn between England and
France. The notion that one can be bicultural—with roots in two
cultures, a defender of both although possibly dominant in one—
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was simply not accepted then. When I look around today and see so
many bilingual and bicultural people, some in quite visible public
positions, still hesitant to acknowledge publicly their other lan-
guage and culture, I realize that we are not there yet, at least in
some parts of the world.
Finally, the myth that bilingualism has negative effects on the
development of children reminds me of Einar Haugen, the fore-

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c o n c l u s i o n

most specialist in bilingualism, whose parents dismissed the “ap-


parent dangers” of bilingualism and made him bilingual all the
same. Thank heaven they did, as the world is all the better thanks
to his scholarly work in this field.
However, despite the myths I am optimistic. An increasing num-
ber of children and adolescents in the process of becoming bilin-
gual, bicultural, and, for some, biliterate are receiving the attention
they require precisely because they are bilingual and bicultural. As I
have said, there are bound to be times when the going is difficult
and frustration occurs. It is crucial, therefore, that all receive en-
couragement and assistance. As bilingual children and adolescents
grow older, they must be allowed to talk about what it means to be
bilingual and bicultural and to express some of the difficulties they
may be having. Caring and informed adults must accompany them
(many already do) and ease their passage from one stage to the
next. I dream of the moment when these young people and, later,
adults will all be proud of their languages and cultures, and be ac-
cepted for who they are—bilingual and bicultural individuals, quite
simply.

Interested readers can contact the author by means of his Web site:
Copyright © 2010. Harvard University Press. All rights reserved.

www.francoisgrosjean.ch.

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Notes

1. why are people bilingual?


1. Raymond G. Gordon, ed., Ethnologue: Languages of the World, 15th ed.
(Dallas: SIL International, 2005); www.ethnologue.com.
2. Ibid. William Mackey, Bilingualism as a World Problem (Montreal:
Harvest House, 1967).
3. From François Grosjean, Life with Two Languages: An Introduction to
Bilingualism (Cambridge, Mass.: Harvard University Press, 1982), 15.
4. Andrew Buncombe and Tessa MacArthur, “London: Multilingual
Capital of the World,” Independent (London), 29 March 1999;
www.phon.ucl.ac.uk/home/estuary/multiling.htm. James Black,
“The English Market Town Where They Speak 65 Languages . . .
and a Quarter of the People Are Eastern European Migrants,”
Daily Mail, 23 April 2008.
Copyright © 2010. Harvard University Press. All rights reserved.

5. From Grosjean, Life with Two Languages, 36.


6. Ibid.
7. Ibid.
8. See François Grosjean, “The Bilingualism and Biculturalism of the
Deaf,” in Studying Bilinguals (Oxford: Oxford University Press,
2008), chap. 13.
9. European Commission, Europeans and Their Languages, Special
Eurobarometer 243 (2006); ec.europa.eu/public_opinion/archives/
ebs/ebs_243_en.pdf.

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n o t e s t o p a g e s 1 5 – 2 6

10. 2001 Census of Canada, www12.statcan.ca/english/census01/home/


index.cfm.
11. Grosjean, Life with Two Languages, 54–57.
12. U.S. Census 2000, www.census.gov/main/www/cen2000.html. One
obtains a very similar figure from the U.S. Census Bureau’s 2005–
2007 American Community Survey (ACS), which is based on sam-
pling (1 out of every 480 households received a questionnaire). In
the 2005–2007 survey, a total of 19.5 percent of household mem-
bers age five years and older reported speaking a language other
than English in the household. If one takes away one or two
points for those who speak no English at all, the percentage of
bilinguals is quite similar to that based on the 2000 census.
13. The figure presented in the 2005–2007 ACS (ibid.) is close to 34
million.
14. From Grosjean, Life with Two Languages, 9.
15. Ibid.

2. describing bilinguals
1. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 40.
2. Leonard Bloomfield, Language (New York: Holt, Rinehart and
Winston, 1933), 56.
3. Christophe Thiery, “True Bilingualism and Second Language
Learning,” in David Gerver and H. Wallace Sinaiko, eds., Language
Copyright © 2010. Harvard University Press. All rights reserved.

Interpretation and Communication (New York: Plenum, 1978), 145–153;


quotation on 146.
4. Einar Haugen, The Norwegian Language in America: A Study in Bilin-
gual Behavior (Bloomington: Indiana University Press, 1969), 9.
5. Uriel Weinreich, Languages in Contact (The Hague: Mouton, 1968).
William Mackey, “The Description of Bilingualism,” Canadian Jour-
nal of Linguistics 71 (1962): 51–85.
6. For an example of such a questionnaire, see Ping Li, Sara Sepanski,

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n o t e s t o p a g e s 2 8 – 3 7

and Xiaowei Zhao, “Language History Questionnaire: A Web-Based


Interface for Bilingual Research,” Behavioral Research Methods 38
(2006): 202–210.

3. the functions of languages


1. For more about Pomerode, see www.pomerodeonline.com.br. For a
classic study of the bilingual community there, see Jürgen Heye,
“Bilingualism and Language Maintenance in Two Communities in
Santa Catarina, Brazil,” in William McCormack and Stephen
Wurm, eds., Language and Society (The Hague: Mouton, 1979), 401–
422.
2. On the complementarity principle, see François Grosjean, “The Bi-
lingual Individual,” Interpreting 2 (1997): 163–187.
3. Quoted in François Grosjean, Life with Two Languages: An Introduc-
tion to Bilingualism (Cambridge, Mass.: Harvard University Press,
1982), 141.
4. François Grosjean, Studying Bilinguals (Oxford: Oxford University
Press, 2008), chap. 3.
5. Grosjean, Life with Two Languages, 275.
6. Ibid., 276.
7. See, for example, James Flege, Ian MacKay, and Thorsten Piske,
“Assessing Bilingual Dominance,” Applied Psycholinguistics 23 (2002):
567–598.
8. See Ping Li, Sara Sepanski, and Xiaowei Zhao, “Language History
Copyright © 2010. Harvard University Press. All rights reserved.

Questionnaire: A Web-Based Interface for Bilingual Research,” Be-


havioral Research Methods 38 (2006): 202–210.
9. Robert Cooper, “Degree of Bilingualism,” in Joshua Fishman, Rob-
ert Cooper, and Roxana Ma, eds., Bilingualism in the Barrio (Bloom-
ington: Indiana University Press, 1971), 273–309.
10. Viorica Marian and Ulrich Neisser, “Language-Dependent Recall
of Autobiographical Memories,” Journal of Experimental Psychology:
General 129 (2000): 361–368.

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n o t e s t o p a g e s 4 1 – 5 5

4. language mode and language choice


1. The scientific definition of language mode is the state of activation
of the bilingual’s languages and language-processing mechanism
at a given point in time. I discuss this in several chapters in
François Grosjean, Studying Bilinguals (Oxford: Oxford University
Press, 2008).
2. Carroll Barber, “Trilingualism in an Arizona Yaqui Village,” in Paul
Turner, ed., Bilingualism in the Southwest (Tucson: University of Ari-
zona Press, 1973), 295–318; quotation on 305.
3. I deal extensively with language choice in François Grosjean, Life
with Two Languages: An Introduction to Bilingualism (Cambridge,
Mass.: Harvard University Press, 1982), chap. 3.
4. Joan Rubin, National Bilingualism in Paraguay (The Hague: Mouton,
1968).
5. Gerard Hoffman, “Puerto Ricans in New York: A Language-Related
Ethnographic Summary,” in Joshua Fishman, Robert Cooper, and
Roxana Ma, eds., Bilingualism in the Barrio (Bloomington: Indiana
University Press, 1971), 13–42.
6. Rubin, National Bilingualism in Paraguay.

5. code-switching and borrowing


1. Example from Lenora Timm, “Code-Switching in War and Peace,”
in Michel Paradis, ed., Aspects of Bilingualism (Columbia, S.C.: Horn-
Copyright © 2010. Harvard University Press. All rights reserved.

beam, 1978), 236–249.


2. Lynn Haney, Naked at the Feast: A Biography of Josephine Baker (Lon-
don: Robson, 1995), 201.
3. Einar Haugen, The Norwegian Language in America: A Study in Bilin-
gual Behavior (Bloomington: Indiana University Press, 1969), 70.
4. François Grosjean, Life with Two Languages: An Introduction to Bilin-
gualism (Cambridge, Mass.: Harvard University Press, 1982), 150.
5. Ibid., 115.

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n o t e s t o p a g e s 5 6 – 6 4

6. Carol Scotton and William Ury, “Bilingual Strategies: The Social


Functions of Code-Switching,” Linguistics 193 (1977): 5–20.
7. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press, 1995), 134.
8. See the work of researchers such as Peter Auer, Penelope Gardner-
Chloros, Carol Myers-Scotton, Pieter Muysken, Shana Poplack,
and Jeanine Treffers-Daller.
9. Shana Poplack, “Sometimes I’ll Start a Sentence in Spanish y
Termino en Español: Toward a Typology of Code-Switching,” Lin-
guistics 18 (1980): 581–618; quotation on 615–616.
10. See François Grosjean, Studying Bilinguals (Oxford: Oxford Univer-
sity Press, 2008).
11. Examples from Carol Pfaff, “Constraints on Language Mixing:
Intrasentential Code-Switching and Borrowing in Spanish/En-
glish,” Language 55 (1979): 291–318.
12. Example from Anthony Lozano, “Tracing the Spanish Language,”
Agenda 10 (1980): 32–38.
13. Example from Wendy Redlinger, “A Description of Transference
and Code-Switching in Mexican-American English and Spanish,”
in Gary Keller, Richard Teschner, and Silva Viera, eds., Bilingualism
in the Bicentennial and Beyond (New York: Bilingual Press/Editorial
Bilingüe, 1976), 41–52.
14. Uriel Weinreich, Languages in Contact (The Hague: Mouton,
1968), 57.
Copyright © 2010. Harvard University Press. All rights reserved.

15. Ibid.
16. As quoted in Otto Jespersen, Growth and Structure of the English Lan-
guage (New York: Appleton-Century, 1923), 94.

6. speaking and writing monolingually


1. Quoted in Carroll Barber, “Trilingualism in an Arizona Yaqui Vil-
lage,” in Paul Turner, ed., Bilingualism in the Southwest (Tucson: Uni-
versity of Arizona Press, 1973), 305.

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n o t e s t o p a g e s 6 5 – 7 4

2. Olivier Todd, Carte d’identités (Paris: Plon, 2005).


3. David Green, “Mental Control of the Bilingual Lexico-Semantic
System,” Bilingualism: Language and Cognition 1 (1998): 67–81.
François Grosjean, “The Bilingual’s Language Modes,” in Janet
Nicol, ed., One Mind, Two Languages: Bilingual Language Processing
(Oxford: Blackwell, 2001), 1–22.
4. Jubin Abutalebi and David Green, “Control Mechanisms in Bilin-
gual Language Production: Neural Evidence from Language
Switching Studies,” Language and Cognitive Processes 23 (2008): 557–
582.
5. In François Grosjean, “An Attempt to Isolate, and Then Differenti-
ate, Transfer and Interference,” International Journal of Bilingualism
(forthcoming), I suggest that we use the term “transfer” for static
phenomena and the term “interference” for dynamic phenomena.
I also propose a way of differentiating empirically between the
two.
6. Example from Einar Haugen, The Norwegian Language in America: A
Study in Bilingual Behavior (Bloomington: Indiana University Press,
1969).
7. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 41.
8. Example from Ronald Sheen, “The Importance of Negative Trans-
fer in the Speech of Near Bilinguals,” International Review of Applied
Linguistics 18 (1980): 105–119.
Copyright © 2010. Harvard University Press. All rights reserved.

9. Examples from William Mackey, Bilinguisme et contact des langues


(Paris: Editions Klincksiek, 1976).
10. Uriel Weinreich, Languages in Contact (The Hague: Mouton, 1968).
11. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press), 136–137. An experimental study by researchers Jennie
Pyers and Karen Emmorey showed that bilinguals reduced the
number of times they furrowed their eyebrows when they switched
from a bilingual to a monolingual mode, but they did not stop
completely; the facial cue still occurred one-third of the time when

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n o t e s t o p a g e s 7 4 – 8 3

ASL-bilingual speakers asked what-where-who-which questions in


English of monolingual English speakers. See Pyers and Emmorey,
“The Face of Bimodal Bilingualism: Grammatical Markers in
American Sign Language Are Produced When Bilinguals Speak to
English Monolinguals,” Psychological Science 19 (2008): 531–535.
12. Huston, Losing North, 27.
13. See, for example, Vivian Cook, Effects of the Second Language on the
First (Clevedon, U.K.: Multilingual Matters, 2003).
14. Eva Hoffman, Lost in Translation (New York: Penguin, 1989), 273.
15. See, for example, François Grosjean, “The Bilingual as a Compe-
tent but Specific Speaker-Hearer,” Journal of Multilingual and Multi-
cultural Development 6 (1985): 467–477.
16. Vivian Cook makes a similar argument. See, for instance, Cook,
“Evidence for Multicompetence,” Language Learning 42 (1992): 557–
591.

7. having an accent in a language


1. James Flege, “Factors Affecting Degree of Perceived Foreign Ac-
cent in English,” Journal of the Acoustical Society of America 84 (1988):
70–79.
2. Theo Bongaerts, Brigitte Planken, and Erik Schils, “Can Late
Starters Attain a Native Accent in a Foreign Language? A Test of
the Critical Period,” in David Singleton and Zsolt Lengyel, eds.,
The Age Factor in Second Language Acquisition (Clevedon, U.K.: Multi-
Copyright © 2010. Harvard University Press. All rights reserved.

lingual Matters, 1995), 30–50.


3. Eva Hoffman, Lost in Translation (New York: Penguin, 1989), 122.
4. James Bossard, “The Bilingual as a Person: Linguistic Identifica-
tion with Status,” American Sociological Review 10: 699–709; quota-
tion on 705.
5. Nancy Huston and Leila Sebba, Lettres parisiennes (Paris: Editions
J’ai Lu, 2006), 13.
6. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 25.

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n o t e s t o p a g e s 8 4 – 9 8

7. Elizabeth K. Beaujour, Alien Tongues: Bilingual Writers of the “First”


Emigration (Ithaca, N.Y.: Cornell University Press, 1989), 73.
8. An anonymous reviewer kindly reminded me of this aspect.

8. languages across the lifespan


1. Linda Galloway, “Language Impairment and Recovery in Polyglot
Aphasia: A Case Study of a Hepta-Lingual,” in Michel Paradis, ed.,
Aspects of Bilingualism (Columbia, S.C.: Hornbeam, 1978), 121–130.
2. Nancy Huston and Leila Sebba, Lettres parisiennes (Paris: Editions
J’ai Lu, 2006), 76.
3. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 43.
4. See, for example, Robert Schrauf, “Bilingualism and Aging,” in
Jeanette Altarriba and Roberto Heredia, eds., An Introduction to Bi-
lingualism: Principles and Processes (New York: Lawrence Erlbaum,
2007), 105–127.
5. Ellen Bialystok, Michelle Martin, and Mythili Viswanathan, “Bilin-
gualism across the Lifespan: The Rise and Fall of Inhibitory Con-
trol,” International Journal of Bilingualism 9 (2005): 103–119.
6. Ellen Bialystok, Fergus Craik, and Morris Freedman, “Bilingualism
as a Protection against the Onset of Symptoms of Dementia,”
Neuropsychologia 45 (2007): 459–464.

9. attitudes and feelings about bilingualism


Copyright © 2010. Harvard University Press. All rights reserved.

1. Unless otherwise indicated, the testimonies in this chapter are


taken from François Grosjean, Life with Two Languages: An Introduc-
tion to Bilingualism (Cambridge, Mass.: Harvard University Press,
1982).
2. Much of this discussion is based on two research surveys, one con-
ducted by Veroboj Vildomec—see Vildomec, Multilingualism (Leiden:
A. W. Sythoff, 1963)—and the other by me, with results published
in Grosjean, Life with Two Languages. In addition, I will use the re-
sults of a large public survey: European Commission, Europeans

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n o t e s t o p a g e s 9 8 – 1 0 9

and Their Languages, Special Eurobarometer 243 (2006);


ec.europa.eu/public_opinion/archives/ebs/ebs_243_en.pdf.
3. Daily Telegraph, 6 February 2008, online at telegraph.co.uk; BBC,
14 December 2007, http://news.bbc.co.uk/sport2/hi/football/
international/7137847.stm.
4. Anatoliy Kharkhurin, “The Effect of Linguistic Proficiency, Age of
Second Language Acquisition, and Length of Exposure to a New
Cultural Environment on Bilinguals’ Divergent Thinking,” Bilin-
gualism: Language and Cognition 11 (2008): 225–243.
5. European Commission, Europeans and Their Languages.
6. Ibid., 1.
7. Based on Grosjean, Life with Two Languages.
8. Richard Rodriguez, Hunger of Memory: The Education of Richard
Rodriguez (New York: Bantam, 1983), 24–25.
9. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press, 1995), 147.
10. Einar Haugen, “The Stigmata of Bilingualism,” in Anwar Dil, ed.,
The Ecology of Language: Essays by Einar Haugen (Stanford: Stanford
University Press, 1972), 307–324; quotation on 308.
11. Barry McLaughlin, Second-Language Acquisition in Childhood (Hills-
dale, N.J.: Lawrence Erlbaum, 1978), 2–3.
12. Aneta Pavlenko, Emotions and Multilingualism (Cambridge: Cam-
bridge University Press, 2005), 23.
Copyright © 2010. Harvard University Press. All rights reserved.

10. bilinguals who are also bicultural


1. Biculturalism has been studied much less than bilingualism, and
very few definitions of it are offered in the literature. In Angela-
MinhTu Nguyen and Verónica Benet-Martínez, “Biculturalism Un-
packed: Components, Measurement, Individual Differences, and
Outcomes,” Social and Personality Psychology Compass 1 (2007): 101–
114, the authors describe bicultural individuals as those who have
been exposed to two cultures and have internalized them. They
add that biculturalism also entails the synthesis of cultural norms

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n o t e s t o p a g e s 1 1 0 – 1 2 0

from two groups into one behavioral repertoire, or the ability to


switch between cultural schemas, norms, and behaviors in re-
sponse to cultural cues. Thus, their description includes the three
characteristics that I have given here.
2. From François Grosjean, Life with Two Languages: An Introduction to
Bilingualism (Cambridge, Mass.: Harvard University Press, 1982),
166.
3. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 70–71.
4. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press, 1995), 136.
5. Grosjean, Life with Two Languages, 159.
6. Personal communication.
7. To simplify things, I will refer to biculturals as having just two cul-
tures from now on, but everything said also applies to people who
belong to a greater number of cultures.
8. John Berry, a social psychologist, uses the following labels for the
four possibilities mentioned here, respectively: assimilation, sepa-
ration, marginalization, and integration. See, for example, John
Berry, “Integration: A Psychological and Cultural Perspective,” pa-
per presented at the conference Conceptualising Integration, orga-
nized by the Estonian Integration Foundation, Tallinn, Estonia,
18–19 October 2007. One problem is that these labels are based on
immigration and the ensuing acculturation, whereas people can
Copyright © 2010. Harvard University Press. All rights reserved.

and do become bicultural without actually moving from one


country to another.
9. Preston, Mother Father Deaf, 199.
10. Olivier Todd, Carte d’identités (Paris: Plon, 2005), my translation.
11. Veronica Chambers, “The Secret Latina,” Essence, July 2000;
www.veronicachambers.com/secret.html.
12. Teresa LaFromboise, Hardin Coleman, and Jennifer Gerton, “Psy-
chological Impact of Biculturalism: Evidence and Theory,” Psycho-
logical Bulletin 114 (1993): 395–412.
13. Preston, Mother Father Deaf, 228.

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n o t e s t o p a g e s 1 2 1 – 1 2 8

11. personality, thinking and dreaming,


and emotions in bilinguals
1. ReutersLife newswire, “Switching Languages Can Also Switch Per-
sonality: Study,” 24 June 2008; www.reuters.com/article/
lifestyleMolt/idUSSP4652020080624.
2. Unless otherwise indicated, the testimonies in this chapter are
taken from François Grosjean, Life with Two Languages: An Introduc-
tion to Bilingualism (Cambridge, Mass.: Harvard University Press,
1982).
3. Robert Di Pietro, “Code-Switching as a Verbal Strategy among Bi-
linguals,” in Fred Eckman, ed., Current Themes in Linguistics: Bilin-
gualism, Experimental Linguistics, and Language Typologies (Washing-
ton, D.C.: Hemisphere Publishing, 1977), 3–13.
4. Charles Gallagher, “North African Problems and Prospects: Lan-
guage and Identity,” in Joshua Fishman, Charles Ferguson, and
Jyotirindra Das Gupta, eds., Language Problems in Developing Nations
(New York: Wiley, 1968), 129–150.
5. Susan Ervin, “Language and TAT Content in Bilinguals,” Journal of
Abnormal and Social Psychology 68 (1964): 500–507.
6. Susan Ervin, “An Analysis of the Interaction of Language, Topic,
and Listener,” in John Gumperz and Dell Hymes, eds., The Ethnog-
raphy of Communication, special issue of American Anthropologist 66,
Part 2 (1964): 86–102.
Copyright © 2010. Harvard University Press. All rights reserved.

7. David Luna, Torsten Ringberg, and Laura Peracchio, “One Individ-


ual, Two Identities: Frame Switching among Biculturals,” Journal of
Consumer Research 35 (2008): 279–293.
8. Grosjean, Life with Two Languages.
9. Ervin, “Language and TAT Content,” 506.
10. Grosjean, Life with Two Languages.
11. Personal communication. Aneta Pavlenko is currently doing re-
search on these issues. I wish to thank her for discussing them
with me.
12. Veroboj Vildomec, Multilingualism (Leiden: A. W. Sythoff, 1963).

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n o t e s t o p a g e s 1 2 9 – 1 3 9

13. Aneta Pavlenko, Emotions and Multilingualism (Cambridge: Cam-


bridge University Press, 2005), 227.
14. Aneta Pavlenko, “Bilingualism and Emotions,” Multilingua 21
(2002): 45–78.
15. Monika Schmid, First Language Attrition, Use and Maintenance: The
Case of German Jews in Anglophone Countries (Amsterdam: John
Benjamins, 2002).
16. Nancy Huston and Leila Sebba, Lettres parisiennes (Paris: Editions
J’ai Lu, 2006).
17. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 49–50.
18. Pavlenko, Emotions and Multilingualism, 147.
19. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press, 1995), 136.
20. Huston and Sebba, Lettres parisiennes, 138.
21. Pavlenko, Emotions and Multilingualism, 22–23.

12. bilingual writers


1. Frederick R. Karl, Joseph Conrad (New York: Farrar, Straus and
Giroux, 1979), quotation on 697.
2. With one or two exceptions I give book titles in English, for read-
ers’ convenience. Other out-of-the-ordinary authors who write
fiction in their second or third language include André Aciman,
Ha Jin, Andreï Makine, Dai Sijie, Ahdaf Soueif, and Xu Xi. I owe
Copyright © 2010. Harvard University Press. All rights reserved.

this information to Elizabeth Beaujour (who was a great help


when I was preparing this chapter), as well as to an anonymous re-
viewer.
3. Elizabeth Beaujour, Alien Tongues: Bilingual Russian Writers of the
“First” Emigration (Ithaca, N.Y.: Cornell University Press, 1989), 174.
Another book that is often cited on this subject is Steven G.
Kellman, The Translingual Imagination (Lincoln: University of Ne-
braska Press, 2000).
4. Beaujour, Alien Tongues, 52, 62.

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n o t e s t o p a g e s 1 4 0 – 1 4 3

5. Ariel Dorfman, “Footnotes to a Double Life,” in Wendy Lesser, ed.,


The Genius of Language: Fifteen Writers Reflect on Their Mother Tongues
(New York: Pantheon, 2004), 208.
6. Beaujour, Alien Tongues, 64, 114.
7. Ibid., 66, 95.
8. Jane Sullivan (interview with Nancy Huston), “The Trouble with
Cultural Dislocation,” Sydney Morning Herald, 22 September 2007;
www.SMH.com.au/news/books/the-trouble-with-cultural-
dislocation.
9. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 37–38.
10. Gerry Feehily, “Biography—Nancy Huston: A View from Both
Sides,” Independent, 22 February 2008; www.independent.co.uk/
arts-entertainment/books/features/biography--nancy-huston.
11. Sullivan (interview with Huston), “The Trouble with Cultural Dis-
location.” Huston, Losing North, 39.
12. Beaujour, Alien Tongues, 111.
13. Quoted from Junot Díaz, “The Brief Wondrous Life of Oscar
Wao,” New Yorker, 25 December 2000, an excerpt from the book,
available online at www.newyorker.com/archive; see also Junot
Díaz, The Brief Wondrous Life of Oscar Wao (New York: Riverhead
Books, 2007), 17.
14. Susana Chávez-Silverman, “Flora y Fauna Crónica,” in Killer
Crónicas: Bilingual Memories (Madison: University of Wisconsin
Copyright © 2010. Harvard University Press. All rights reserved.

Press, 2004), 5.
15. In addition to the authors mentioned already, several others have
written, or write, in their two or more languages, including: André
Brink (Afrikaans, English), Ariel Dorfman (Spanish, English),
Claude Esteban (Spanish, French), Romain Gary (French, English),
Julien Green (French, English), Milan Kundera (Czech, French),
Jonathan Littell (English, French), John Milton (Latin, Greek, Ital-
ian, English). My thanks to Elizabeth Beaujour for supplying
much of this information, and also to John K. Hale for the infor-

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n o t e s t o p a g e s 1 5 0 – 1 6 7

mation on John Milton. Beaujour’s remark about bilingual writers


is taken from the syllabus for Professor Beaujour’s City University
of New York Graduate Center course, Bilingual/Polyglot Writers.

13. special bilinguals


1. Of course, sign language interpreters also change modality, going
from an oral language to a sign language or vice versa.
2. Personal communication.
3. George Millar, Maquis: The French Resistance at War (London: Cassell,
1945).
4. Sarah Helm, A Life in Secrets: The Story of Vera Atkins and the Lost
Agents of SOE (London: Abacus, 2006).

14. in and out of bilingualism


1. Werner Leopold, Speech Development in a Bilingual Child (New York:
AMS Press, 1970).
2. From François Grosjean, Life with Two Languages: An Introduction to
Bilingualism (Cambridge, Mass.: Harvard University Press, 1982), 177.
3. From R. Andersson, “Philosophical Perspectives on Bilingual Edu-
cation,” in Bernard Spolsky and Robert Cooper, eds., Frontiers of Bi-
lingual Education (Rowley, Mass.: Newbury House, 1977); reprinted
in Grosjean, Life with Two Languages, 177.
4. Carroll Barber, “Trilingualism in an Arizona Yaqui village,” in Paul
Turner, ed., Bilingualism in the Southwest (Tucson: University of Ari-
Copyright © 2010. Harvard University Press. All rights reserved.

zona Press, 1973), 295–318.


5. Mohamed Abdulaziz-Mkilifi, “Triglossia and Swahili-English Bilin-
gualism in Tanzania,” in Joshua Fishman, ed., Advances in the Study
of Societal Multilingualism (The Hague: Mouton, 1978), 129–152.
6. Marie-Paule Maurer, “Létitia, d’origine portugaise, à l’école
luxembourgeoise,” Education et Sociétés Plurilingues 24 (2008): 81–92.
7. Eva Hoffman, Lost in Translation (New York: Penguin, 1989), 104–
105.

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n o t e s t o p a g e s 1 6 8 – 1 7 8

8. Robbins Burling, “Language Development of a Garo and English


Speaking Child,” in Evelyn Hatch, ed., Second Language Acquisition
(Rowley, Mass.: Newbury House, 1978).
9. Ibid., 74.
10. The case of Stephen makes one think of President Barack Obama,
who spent four years in Indonesia between the ages of six and ten.
He attended a local school and had Indonesian friends. He became
relatively fluent in Indonesian (Bahasa Indonesia) but stopped us-
ing it with anyone when he returned to the United States, with the
exception of his half sister. It is said that he can still hold a general
conversation in Indonesian.
11. Lily Wong Fillmore, “Loss of Family Languages: Should Educators
Be Concerned?” Theory into Practice 39 (2000): 203–210; quotation
on 205.
12. Annick De Houwer, Two or More Languages in Early Childhood: Some
General Points and Practical Recommendations (Washington, D.C.:
Center for Applied Linguistics, 1999).
13. Ibid.
14. Grosjean, Life with Two Languages, 106.
15. Ibid., 15. Even though this testimony is not recent, things have not
changed since then.
16. Richard Rodriguez, Hunger of Memory: The Education of Richard
Rodriguez (New York: Bantam, 1983), 29.
Copyright © 2010. Harvard University Press. All rights reserved.

15. acquiring two languages


1. Unfortunately, no good statistics exist on this point. Barbara Zurer
Pearson and Sylvia Fernández report that among the Hispanic
population in Miami, between 6 percent and 15 percent of bi-
linguals had learned their two languages from birth. Pearson and
Fernández, “Patterns of Interaction in the Lexical Growth in Two
Languages of Bilingual Infants and Toddlers,” Language Learning 44
(1994): 617–653.

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n o t e s t o p a g e s 1 7 9 – 1 8 3

2. D. Kimbrough Oller et al., “Development of Precursors to Speech


in Infants Exposed to Two Languages,” Journal of Child Language 24
(1997): 407–425.
3. See, for example, Tracey Burns et al., “The Development of Pho-
netic Representation in Bilingual and Monolingual Infants,” Ap-
plied Psycholinguistics 28 (2007): 455–474.
4. Laura Bosch and Núria Sebastián-Gallés, “Simultaneous Bilingual-
ism and the Perception of a Language-Specific Vowel Contrast in
the First Year of Life,” Language and Speech 46 (2003): 217–243.
5. Anna-Beth Doyle, Mireille Champagne, and Norman Segalowitz
report that the average child’s age for speaking the first word, as
recalled by mothers, is 11.2 months for bilinguals and 11.6 for
monolinguals. Doyle, Champagne, and Segalowitz, “Some Issues
in the Assessment of Linguistic Consequences of Early Bilingual-
ism,” in Michel Paradis, ed., Aspects of Bilingualism (Columbia, S.C.:
Hornbeam, 1978), 13–20.
6. Personal communication, 13 March 2008. I thank Barbara Zurer
Pearson for this information. Her recent book deals at length with
the issues discussed; see Barbara Zurer Pearson, Raising a Bilingual
Child (New York: Random House, 2008).
7. Pearson and Fernández, “Patterns of Interaction.”
8. Werner Leopold, Speech Development in a Bilingual Child (New York:
AMS Press, 1970).
9. Virginia Volterra and Traute Taeschner, “The Acquisition and De-
Copyright © 2010. Harvard University Press. All rights reserved.

velopment of Language by Bilingual Children,” Journal of Child Lan-


guage 5 (1978): 311–326.
10. Coral Bergman, “Interference vs. Independent Development in In-
fant Bilingualism,” in Gary Keller, Richard Teschner, and Silva
Viera, eds., Bilingualism in the Bicentennial and Beyond (New York: Bi-
lingual Press/Editorial Bilingüe, 1976), 86–96; quotation on 88.
11. Jürgen Meisel, “The Bilingual Child,” in Tej Bhatia and William
Ritchie, eds., The Handbook of Bilingualism (Oxford: Blackwell, 2004),
91–113.

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n o t e s t o p a g e s 1 8 3 – 1 9 0

12. Virginia Yip and Stephen Matthews, The Bilingual Child: Early Devel-
opment and Language Contact (Cambridge: Cambridge University
Press, 2007).
13. Barry McLaughlin, Myths and Misconceptions about Second Language
Learning: What Every Teacher Needs to Unlearn (Washington, D.C.:
Center for Applied Linguistics, 1993).
14. Catherine Snow and Marianne Hoefnagel-Hohle, “The Critical Pe-
riod for Language Acquisition: Evidence from Second Language
Learning,” Child Development 49 (1978): 1114–1128.
15. Note that many of these factors also hold for adults, with the ex-
ception of school, of course, and family to some extent. It is clear
that additional aspects also play a role where adults are con-
cerned.
16. Lily Wong Fillmore, “Second-Language Learning in Children: A
Model of Language Learning in Context,” in Ellen Bialystok, ed.,
Language Processing in Bilingual Children (Cambridge: Cambridge
University Press, 1991), 49–69.
17. Lily Wong Fillmore, “The Second Time Around: Cognitive and So-
cial Strategies in Second-Language Acquisition,” Ph.D. diss., Stan-
ford University, 1976.
18. Ibid.
19. Ibid.
20. Jim Cummins, “BICS and CALP: Empirical and Theoretical Status
of the Distinction,” in Brian Street and Nancy Hornberger, eds.,
Copyright © 2010. Harvard University Press. All rights reserved.

Encyclopedia of Language and Education, vol. 2: Literacy (New York:


Springer Science, 2008), 71–83.
21. Jim Cummins, “Promoting Literacy in Multilingual Contexts,”
What Works? Research into Practice, Research Monograph no. 5, Liter-
acy and Numeracy Secretariat, Ontario (June 2007), 1–4. I will
come back to these questions, notably that of biliteracy, in Chap-
ter 19. A complete review of the literacy question can be found in
Diane August and Timothy Shanahan, eds., Developing Literacy in
Second-Language Learners: Report of the National Literacy Panel on Lan-

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n o t e s t o p a g e s 1 9 2 – 2 0 0

guage Minority Children and Youth (Mahwah, N.J.: Lawrence Erlbaum,


2006).

16. linguistic aspects of childhood bilingualism


1. Melania Mikeš, “Acquisition des catégories grammaticales dans le
langage de l’enfant,” Enfance 20 (1967): 289–298.
2. Marilyn Vihman, “The Acquisition of Morphology by a Bilingual
Child: A Whole-Word Approach,” paper presented at the Fifth An-
nual Conference on Language Development, Boston University,
1980.
3. Robbins Burling, “Language Development of a Garo and English
Speaking Child,” in Evelyn Hatch, ed., Second Language Acquisition
(Rowley, Mass.: Newbury House, 1978).
4. Paul Kinzel, Lexical and Grammatical Interference in the Speech of a Bi-
lingual Child (Seattle: University of Washington Press, 1964).
5. Alvino Fantini, “Bilingual Behavior and Social Cues: Case Studies
of Two Bilingual Children,” in Michel Paradis, ed., Aspects of Bilin-
gualism (Columbia, S.C.: Hornbeam, 1978), 283–301.
6. Elizabeth Lanza, “Can Bilingual Two-Year-Olds Code-Switch?”
Journal of Child Language 19 (1992): 633–658.
7. Erica McClure, “Aspects of Code-Switching in the Discourse of Bi-
lingual Mexican-American Children,” Technical Report no. 44,
Center for the Study of Reading, University of Illinois at Urbana-
Champaign, 1977.
Copyright © 2010. Harvard University Press. All rights reserved.

8. Cristina Banfi, “Translation and the Bilingual Child,” Bilingual


Family Newsletter 25 (2008): 1–6.
9. Fred Genesee, Elena Nicoladis, and Johanne Paradis, “Language
Differentiation in Early Bilingual Development,” Journal of Child
Language 22 (1995): 611–631.
10. Brian Harris and Bianca Sherwood, “Translating as an Innate
Skill,” in David Gerver and H. Wallace Sinaiko, eds., Language
Interpretation and Communication (New York: Plenum, 1978), 155–
170.

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n o t e s t o p a g e s 2 0 0 – 2 1 1

11. Ibid.
12. François Grosjean, Life with Two Languages: An Introduction to Bilin-
gualism (Cambridge, Mass.: Harvard University Press, 1982), 201.
13. Paul Preston, Mother Father Deaf (Cambridge, Mass.: Harvard Uni-
versity Press, 1995), 86.
14. Ibid., 145.
15. Ibid., 165.
16. Marguerite Malakoff and Kenji Hakuta, “Translation Skill and
Metalinguistic Awareness in Bilinguals,” in Ellen Bialystok, ed.,
Language Processing in Bilingual Children (New York: Cambridge Uni-
versity Press, 1991), 141–166.
17. Guadalupe Valdés, Expanding Definitions of Giftedness: The Case of
Young Interpreters from Immigrant Communities (Mahwah, N.J.: Law-
rence Erlbaum, 2003).
18. Fantini, “Bilingual Behavior and Social Cues.”
19. Yves Gentilhomme, “Expérience autobiographique d’un sujet
bilingue Russe-Français: Prolégomènes théoriques,” paper pre-
sented at the Third International Conference on Languages in
Contact, Justus-Liebig University, Giessen, Germany, 1980.
20. Banfi, “Translation and the Bilingual Child.”

17. family strategies and support


1. Einar Haugen, “The Stigmata of Bilingualism,” in Anwar Dil, ed.,
The Ecology of Language: Essays by Einar Haugen (Stanford: Stanford
Copyright © 2010. Harvard University Press. All rights reserved.

University Press, 1972), 307–324; quotation on 307.


2. Annick De Houwer, “Parental Language Input Patterns and
Children’s Bilingual Use,” Applied Psycholinguistics 28 (2007): 411–
424.
3. François Grosjean, Life with Two Languages: An Introduction to Bilin-
gualism (Cambridge, Mass.: Harvard University Press, 1982), 171.
4. Susanne Döpke, “Raising Children Bilingually: Some Sugges-
tions for Parents” (1996); this article is available online at
www.bilingualoptions.com.au; quotation on 2.

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5. Richard Rodriguez, Hunger of Memory: The Education of Richard


Rodriguez (New York: Bantam Books, 1983).
6. Ray Castro, “Shifting the Burden of Bilingualism: The Case for
Monolingual Communities,” Bilingual Review/La Revista Bilingüe 3
(1976): 3–28; quotations on 5, 8.
7. Grosjean, Life with Two Languages, 163.
8. Stephen Caldas and Suzanne Caron-Caldas, “A Sociolinguistic
Analysis of the Language Preferences of Adolescent Bilinguals:
Shifting Allegiances and Developing Identities,” Applied Linguistics
23 (2002): 490–514.
9. Nancy Huston, Losing North: Musings on Land, Tongue and Self (To-
ronto: McArthur, 2002), 58.

18. effects of bilingualism on children


1. Simon S. Laurie, Lectures on Language and Linguistic Method in the
School (Cambridge: Cambridge University Press, 1890), 15.
2. Otto Jespersen, Language (London: Allen and Unwin, 1922), 148.
3. David Saer, “The Effect of Bilingualism on Intelligence,” British
Journal of Psychology 14 (1923): 25–38. W. Jones and W. Stewart, “Bi-
lingualism and Verbal Intelligence,” British Journal of Psychology 4
(1951): 3–8. Natalie Darcy, “The Effect of Bilingualism upon the
Measurement of the Intelligence of Children of Preschool Age,”
Journal of Educational Psychology 37 (1946): 21–44.
4. Einar Haugen, “The Stigmata of Bilingualism,” in Anwar Dil, ed.,
Copyright © 2010. Harvard University Press. All rights reserved.

The Ecology of Language: Essays by Einar Haugen (Stanford: Stanford


University Press, 1972), 307–324; quotation on 307.
5. Elizabeth Peal and Wallace Lambert, “The Relation of Bilingualism
to Intelligence,” Psychological Monographs 76, no. 27 (1962): 1–23.
6. Merrill Swain and Jim Cummins, “Bilingualism, Cognitive Func-
tioning and Education,” Language Teaching and Linguistics: Abstracts
12 (1979): 4–18.
7. G. L. MacNab, “Cognition and Bilingualism: A Reanalysis of
Studies,” Linguistics 17 (1979): 231–255.

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8. Swain and Cummins, “Bilingualism, Cognitive Functioning and


Education.”
9. Barry McLaughlin, Second-Language Acquisition in Childhood (Hills-
dale, N.J.: Lawrence Erlbaum, 1978), quotation on 206.
10. I wish to thank Ellen Bialystok for her guidance through this ra-
ther complex field.
11. Ellen Bialystok and Lili Senman, “Executive Processes in Appear-
ance-Reality Tasks: The Role of Inhibition of Attention and Sym-
bolic Representation,” Child Development 75 (2004): 562–579.
12. Ellen Bialystok, Michelle Martin, and Mythili Viswanathan, “Bilin-
gualism across the Lifespan: The Rise and Fall of Inhibitory Con-
trol,” International Journal of Bilingualism 9 (2005): 103–119.
13. Ellen Bialystok, “Metalinguistic Aspects of Bilingual Processing,”
Annual Review of Applied Linguistics 21 (2001): 169–181.
14. Ibid.
15. Ellen Bialystok and Xiaojia Feng, “Language Proficiency and Its
Implications for Monolingual and Bilingual Children,” in A.
Durgunoglu, ed., Challenges for Language Learners in Language and
Literacy (New York: Guilford, forthcoming).
16. Ibid.
17. Susanne Döpke, “Understanding Bilingualism and Language
Disorder” (2006); this article is available online at
www.bilingualoptions.com.au.
18. Johanne Paradis et al., “French-English Bilingual Children with
Copyright © 2010. Harvard University Press. All rights reserved.

SLI: How Do They Compare with Their Monolingual Peers?” Jour-


nal of Speech, Language, and Hearing Research 46 (2003): 113–127.
19. Johanne Paradis, “Bilingual Children with Specific Language Im-
pairment: Theoretical and Applied Issues,” Applied Psycholinguistics
28 (2007): 551–564.

19. education and bilingualism


1. UNESCO Universal Declaration on Cultural Diversity (Paris: UNESCO,
2002), objective no. 6, p. 15.

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2. Jim Cummins, “Promoting Literacy in Multilingual Contexts,”


What Works? Research into Practice, Research Monograph no. 5, Liter-
acy and Numeracy Secretariat, Ontario (June 2007), 1–4.
3. Quoted in François Grosjean, Life with Two Languages: An Introduc-
tion to Bilingualism (Cambridge, Mass.: Harvard University Press,
1982), 209.
4. Jacques Levy, Cesar Chavez: Autobiography of La Causa (New York:
Norton, 1975), 24.
5. Grosjean, Life with Two Languages, 211.
6. Cummins, “Promoting Literacy.”
7. Richard Rodriguez, Hunger of Memory: The Education of Richard
Rodriguez (New York: Bantam Books, 1983), 28.
8. Lily Wong Fillmore, “English Learners and Mathematics Learning:
Language Issues to Consider,” in Alan H. Schoenfeld, ed., Assessing
Mathematical Proficiency (Cambridge: Cambridge University Press,
2007), 333–344.
9. Maria Brisk, “Bilingual Education,” in Bernard Spolsky, ed., Con-
cise Encyclopedia of Educational Linguistics (Oxford: Pergamon, 1999),
311–315.
10. I realize that it is not always possible for schools to promote bilin-
gualism in the school language and another language that may be
quite rare, especially without the appropriate resources (funds,
teachers, educational materials, and so on). That said, it is impor-
tant to review the ways in which some schools do foster bilingual-
Copyright © 2010. Harvard University Press. All rights reserved.

ism among their students, because encouraging the learning and


use of languages (publicly and privately) does seem to be the road
that lies ahead, at least in many parts of our world. Interested
readers may want to refer to Colin Baker, Foundations of Bilingual
Education and Bilingualism (Clevedon, U.K.: Multilingual Matters,
2006).
11. Michael Krauss, “The Condition of Native North American Lan-
guages: The Need for Realistic Assessment and Action,” Interna-
tional Journal of the Sociology of Language 132 (1998): 9–21.

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12. Teresa McCarty, “Revitalising Indigenous Languages in Homogen-


ising Times,” Comparative Education 39 (2003): 147–163.
13. Wayne Holm, “The ‘Goodness’ of Bilingual Education for Native
American Children,” in Teresa McCarty and Ofelia Zepeda, eds.,
One Voice, Many Voices: Recreating Indigenous Language Communities
(Tempe and Tucson: Arizona State University Center for Indian
Education and University of Arizona American Indian Language
Development Institute, 2006), 1–46; quotation on 41–42.
14. Some of this information comes from Professor Maria Brisk, and
my thanks go to her; for more information, see the Amigos School
Web page, www.cpsd.us/AMI.
15. Cheryl Dressler and Michael Kamil, “First- and Second-Language
Literacy,” in Diane August and Timothy Shanahan, eds., Developing
Literacy in Second-Language Learners: Report of the National Literacy
Panel on Language Minority Children and Youth (Mahwah, N.J.: Law-
rence Erlbaum, 2006), 197–238. I wish to thank Timothy Shanahan
for making the report available to me and for answering my ques-
tions.
16. For more on biliteracy, see Ellen Bialystok, Gigi Luk, and Ernest
Kwan, “Bilingualism, Biliteracy, and Learning to Read: Interactions
among Languages and Writing Systems,” Scientific Studies of Reading
9 (2005): 43–61.
17. The European Schools, which cater to the children of European
Union officials as well as local children, represent another model
Copyright © 2010. Harvard University Press. All rights reserved.

of education favoring bilingualism and multilingualism. Accord-


ing to Alex Housen, in 2002 some 17,000 children, representing
fifty nationalities and more than thirty different languages, were
enrolled in the ten schools spread across the European Union;
see Housen, “Processes and Outcomes in the European Schools
Model of Multilingual Education,” Bilingual Research Journal 26
(2002): 45–64.

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Index

Abutalebi, Jubin, 66 176–177; of monolinguals toward


Accent: well-known people with accents, bilinguals, 105–107; toward languages,
77–78, 83–84; reasons for, 78; charac- 175
teristics of, 78–79; in a third or fourth
language, 80; age limit for, 80; disad-
vantages of, 81–83; advantages of, 83– Barber, Carroll, 44, 166
84 Base language, 27, 39, 40, 41, 43–50, 52, 53,
Acculturation, 111 57, 58, 59–60, 64, 67, 71, 73, 197, 199. See
Acquisition of languages, simultaneous, also Language choice
178–184, 261n1; case studies, 164, 180– Beaujour, Elizabeth, 84, 138, 139–140, 142,
181; main milestones, 179–180; com- 143
pared with monolingual acquisition, Beckett, Samuel, 76, 138, 142
179–180; one-system position, 181–182; Bergman, Coral, 182
blends and compounds, 181–182; dual- Bialystok, Ellen, 94–95, 223–226
system position, 182–183; differentiat- Biel/Bienne, 7, 241
ing each language, 183; person-lan- Biculturalism: general aspects of, 27; de-
guage bond, 183–184; dominance, 192 scription of, 109–110, 255n1. See also
Copyright © 2010. Harvard University Press. All rights reserved.

Acquisition of languages, successive, 184– Bicultural people


190; the younger, the better myth, 185– Bicultural people: characteristics of, 109–
186; Wong Fillmore’s model, 186–188; 110; blending component in, 109–110,
strategies in, 187–188; diversity of 113–114; cultural dominance, 110–111,
learners, 189; types of proficiency, 189– 119; and immigration, 111; becoming
190; dominance, 192–193 bicultural, 111; acting biculturally, 112–
Activation and deactivation of lan- 115; cultural modes, 112–115; and iden-
guages. See Language mode tity, 116–120, 124–127, 256n8; attitudes
Amigos School, 239–240 toward, 117
Attentional control, 95–96, 223–224, Bilingual, meanings of, 3
225 Bilingualism: definitions of, 4, 22;
Attitudes: toward bilingualism, 97–107, and well-learned behaviors, 33–34;

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i n d e x

Bilingualism (continued) Brisk, Maria, 235


advantages of, 97–102; inconveniences Burling, Robbins, 168–170, 192
of, 102–105 Burton, Sir Richard Francis, 156
Bilingualism, extent of, 13–17; in the
world, 13; in Europe, 14; in Canada, 14–
15; in the United States, 15–16; in Para- Capecchi, Mario 98
guay, 46, 47 Castro, Ray, 213–214
Bilingualism, myths about, 13, 20, 36, 52, Chambers, Veronica, 119
77, 90, 108, 121, 129, 176, 179, 185, 197, Chávez, César, 232
208, 218, 244 Chávez-Silverman, Susana, 143
Bilingualism, reasons for, 5–13; makeup Childhood bilingualism: becoming bilin-
of country, 6–8; movement of peoples, gual, 163–177; case studies of, 164, 165,
8–10; education and culture, 11–12; 168–170; causes of, 165, 166, 167; revert-
other factors, 12–13 ing to monolingualism, 168–171; fac-
Bilingualism, views of: monolingual, 20; tors controlling, 171–177; and interfer-
holistic, 75–76 ence, 183, 193, 197, 198; and language
Bilingualism of the Deaf. See Deaf mode, 194–197, 198–199, 210–212; and
bilinguals code-switching, 195–197; mixing lan-
Bilinguals: definition of, 4, 22; descrip- guages, 197–199; and interpreting, 199–
tion of, 18–27; diversity of, 22; dor- 203; playing with languages, 203–204;
mant, 92. See also Elderly bilinguals refusing to speak a language, 214–215.
Bilingual writers, 134–144; who write in See also Acquisition of languages, si-
second or third language, 135–137, multaneous; Acquisition of languages,
258n2; who write in both languages, successive; Family, role of; Family
137–142, 144, 259n15; who write bilin- strategies; Family support; Language
gually, 142–143 dominance
Biliteracy, 240 Code-switching: definition of, 51; exam-
Bloomfield, Leonard, 19 ples of, 51, 52, 54, 57; types of, 52; atti-
Bohny, August, 101 tudes toward, 52–53; and aphasia, 53;
Borrowing: definition of, 58; compared reasons for, 53–55; in different modali-
to code-switching, 58; types of, 58–60; ties, 56; linguistics aspects of, 56–57;
Copyright © 2010. Harvard University Press. All rights reserved.

integration of, 59; nonce borrowing, phonetics and prosody of, 57; com-
59; examples of, 59–60, 62; loan shift, pared to borrowing, 58; in a monolin-
59–60; and complementarity principle, gual mode, 66–68; and language for-
60; reasons for, 60–61; spontaneous getting, 91; unintentional, 132–133; in
borrowing, 61; established borrowing, children, 195–197
61–62; opposition to, 61–62; and lan- Complementarity principle: description
guage forgetting, 91 of, 29–31; and fluency, 31–32, 103; evi-
Bossard, James, 81 dence for, 32–33; and well-learned be-
Brain, bilingual. See Neurolinguistics of haviors, 33–34; and language domi-
bilingualism nance, 34–36; and translation, 36–37,
Breton, André, 103 149; and memory, 37–38; and language

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i n d e x

choice, 46; and code-switching, 54, 67; 223–226; control of attention, 223–224,
and borrowing, 60; and bilinguals’ 225; metalinguistic tasks, 224; vocabu-
language history, 89; and thinking, lary tests, 225–226
127–128; and dreaming, 128–129; and bi- Elderly bilinguals, 93–96
lingual writers, 140; and children, 226; Emotions in bilinguals, 129–133
and vocabulary tests, 226 Erasmus, Desiderius, 157
Conrad, Joseph, 76, 77–78, 136–137 Ervin (-Tripp), Susan, 123–124, 125
Cook, Vivian, 75
Culture, characteristics of, 108–109
Culture shock, 111, 216 Family, role of, 135, 163, 171–174, 176, 186
Cummins, Jim, 189–190, 221, 222, 232, Family strategies, 205–212
233–234 Family support, 212–217
Fantini, Alvino, 194–195, 203
Feelings about bilingualism. See Atti-
Deaf bilinguals, 13 tudes
De Houwer, Annick, 173, 174, 182, 208, Feng, Xiaojia, 225–226
209 Fernandez, Sylvia, 180
Dementia, 96 Fillmore, Lily Wong, 170–171, 186–189,
Deviations, intralanguage, 69 234–235
Díaz, Junot, 142 Fluency. See Language fluency
Diglossia, 30–31 Foreign accent. See Accent
Di Pietro, Robert, 122 Fort Defiance, Arizona, 238
Discrimination toward immigrants, 106 Functions of languages, 26–27, 28–38. See
Divergent thinking, 99 also Complementarity principle
Dominance. See Language dominance
Döpke, Susanne, 211, 226–227
Dorfman, Ariel, 139 Gallagher, Charles, 123
Dreaming and bilingualism, 128–129 Galloway, Linda, 90–91
Genesee, Fred, 182, 197
Green, David, 65–66
Education, 229–242; as a cause of bilin-
Copyright © 2010. Harvard University Press. All rights reserved.

gualism, 11–12; when the aim is not bi-


lingualism, 230–236; submersion ap- Hakuta, Kenji, 202
proach, 231, 233–234; transition Hale, Ken, 156
programs, 234–236; immersion pro- Harris, Brian, 199–200, 201
grams, 236–238; when the aim is bilin- Haugen, Einar, 21–22, 53, 105, 207, 220,
gualism, 236–242; language revival pro- 244–245
grams, 238; dual-language programs, Hoefnagel-Hohle, Marianne, 185
239–242; European schools, 269n17 Hoffman, Eva, 75, 81, 135, 167
Effects of bilingualism, adults, 94–96 Holm, Wayne, 239
Effects of bilingualism, children, 218–228; Huston, Nancy, 19, 71, 74, 82–83, 93–94,
past studies, 219–222; recent research, 111, 131–132, 133, 140–142, 216

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Identity of bilinguals/biculturals, 116– monolingual mode, 63–66; cortical


120, 124–128 control of, 66; in therapy, 133; in chil-
Interference: dynamic, 42, 69–72; static, dren, 194–195
68; types of, 70–72; examples of, 70–72; Language contact, 5, 6, 7, 8, 9, 10, 13. See
Weinreich’s three categories, 73; and also Borrowing; Languages of the
communication, 73–74; when tired or world
stressed, 74; direction of, 75; in lan- Language disorders, 226–228
guage forgetting, 91; in children, 183, Language dominance, 27, 34–36, 85, 89; in
193, 197, 198; difference with transfer, children, 164, 168, 173, 191–193, 198; and
252n5; in sign-speech bilinguals, interference, 193
252n11. See also Accent Language fluency, 19–22, 23–24; subjec-
Interlanguage, 69 tive, 34–35; objective, 35–36
Interpretation, 104, 150–152, 199–203. See Language forgetting: example of, 90–91;
also Translation characteristics, 91–92; attitudes to-
Interpreters, 150–151 ward, 92–93
Intralanguage deviations, 69 Language history of bilinguals, 25–26; ex-
amples of, 85–88, 90–91; main charac-
teristics of, 89–90
Jesus Christ, 157 Language loss. See Language forgetting
Language mode, 27, 39–43; monolingual
mode, 40, 42, 63–66; bilingual mode,
Karl, Frederick, 136 41, 43; intermediary mode, 42; diversity
Kerouac, Jack, 144 among bilinguals, 42; activation and
Kharkhurin, Anatolij, 99 deactivation of languages, 42–43, 64–
Kissinger, Henry, 78, 157 66; in multilinguals, 43; and interpre-
Koval, George, 153–154 tation, 151; in children, 194–197; scien-
Kristof, Agota, 137 tific definition of, 250n1
Language-person bond. See Acquisition
of languages, simultaneous
LaFromboise, Teresa, 119 Language proficiency. See Language flu-
Lambert, Wallace, 220–221, 222, 236 ency
Copyright © 2010. Harvard University Press. All rights reserved.

Language acquisition. See Acquisition of Language skills, 26


languages, simultaneous; Acquisition Languages known, 25
of languages, successive; Childhood Languages of the world, 5–6
bilingualism Language switching. See Code-switching
Language assessment, 34–36 Language use, 22–24. See also Language
Language attrition. See Language forget- choice
ting Lanza, Elizabeth, 195–196
Language borrowing. See Borrowing Leopold, Werner, 164, 180–181
Language choice, 39–41, 43–50; factors in- Lerner, Gerda, 130
volved in, 44–47; complexity of, 47–48; Lingua franca, 7
and nonaccommodation, 49–50; in a Literacy, 190, 216–217

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Loanword. See Borrowing Pearson, Barbara Zurer, 180


Luna, David, 124 Pei, Mario, 156
Personality and bilinguals, 121–127
Playing with languages. See Childhood
Mackey, William, 6, 22 bilingualism
MacNab, G., 222 Pomerode, Brazil, 28
Malakoff, Marguerite, 202 Poplack, Shana, 57
Marian, Viorica, 37–38 Preston, Paul, 56, 74, 104, 114, 117, 120, 133,
Matthews, Stephen, 183 201, 202
Maurer, Marie-Paule, 166
McCarty, Teresa, 238
McClure, Erica, 196 Recovering a forgotten language, 169–170
McLaughlin, Barry, 106, 185, 188, 222 Rodriguez, Richard, 102–103, 135, 176–177,
Meisel, Jürgen, 182–183 213, 215, 234
Mezzofanti, Cardinal Giuseppe, 156 Ronjat, Jules, 206
Millar, George, 154–155 Rubin, Joan, 47
Miáocz, Czesáaw, 135
Mixing languages. See Borrowing; Child-
hood bilingualism; Code-switching; Sartre, Jean-Paul, 118, 244
Interference Schmid, Monika, 91, 130
“Multicultural,” 109, 112 School, role of, 11–12, 166, 167, 172, 174,
“Multilingual,” 4 186, 209, 216, 229–242
Myers-Scotton, Carol, 55 Schrauf, Robert, 94
Myths about bilingualism. See Bilingual- Second-language learning, formal, 230–
ism, myths about 231, 232–233
Second-language teachers, 145–148
Secret agents, 152–155
Nabokov, Vladimir, 138, 139, 140, 142, “Semilingualism,” 53
150 Senman, Lili, 223
Neisser, Ulrich, 37–38 Sherwood, Bianca, 199–200, 201
Neurolinguistics of bilingualism, 53, 65– Singer, Isaac, 135
Copyright © 2010. Harvard University Press. All rights reserved.

66, 96, 185 Snow, Catherine, 185–186


Soares, Carlos, 57
SOE agents, 154–155
Obama, Barack, 261n10 Spanglish, 142–143
Oller, D. Kimbrough, 179 Special bilinguals, 134–159
Spelke, Elizabeth, 37
Suttill, Francis, 155
Paradis, Johanne, 227–228 Swain, Merrill, 221, 222
Pavlenko, Aneta, 37, 106, 115, 128, 129–130, Swearing and bilingualism, 131–132
132, 133 Switching. See Code-switching; Language
Peal, Elizabeth, 220–221, 222 choice

275

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Thiery, Christophe, 19 Valdés, Guadalupe, 202–203


Thinking and bilingualism, 127–128
Todd, Olivier, 65, 118–119, 159, 215, 244
Transfer. See Interference Weinreich, Uriel, 22, 60–61, 73
Translation, 36–37, 139, 149–150. See also Well-known bilinguals, 155–159
Interpretation Well-learned behaviors, 33–34
Translators, 148–150 Wong Fillmore, Lily. See Fillmore, Lily
Triolet, Elsa, 84, 138–139, 140 Wong
Tucker, Richard, 236 Writers. See Bilingual writers

Ury, William, 55 Yip, Virginia, 183


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