Qualitative Interview Techniques
Qualitative Interview Techniques
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Abstract: This document describes the use of qualitative methods to conduct exploratory interviews for the
investigation of applied business research questions. The document focuses on a description of gathering
qualitative data in one-on-one interviews. The aspect of consistency is addressed through the development
of an interview protocol, which for each investigation is contingent upon the specific research question. This
idea is explored through a description of research projects which have employed an interview protocol. The
projects described here all employed Narrative Inquiry to document the stories of research participants’
interpretations of their experiences related to the research question. The specific interview protocol is
presented and it is shown how the protocol serves to address the project’s research question. This
document concludes with a description of how these techniques may be employed, in general, to contribute
to the exploratory investigation of a research topic in business and management studies.
1. Introduction
If a researcher wants to delve into a subject area that is relatively new or that has not been
thoroughly investigated in the past then an approach should be adopted which facilitates an
exploration of emerging constructs. This approach usually means the adoption of a qualitative
perspective. Thus, data will be gathered relative to a research question and emerging themes
will be identified within the data. It becomes important to ensure the technique used to gather this
type of data will facilitate subsequent analysis. Therefore the technique must support a
consistent approach across a number of data gathering incidents. It most also, however, allow
for flexibility in the response of the research participants. Various types of responses to the
conundrum of consistency versus flexibility are discussed in this document.
This document describes the use of qualitative methods to conduct exploratory interviews for the
investigation of applied business research questions. To begin, the case is made for adopting a
qualitative perspective. It should be noted that a comparison of the advantages and
disadvantages of a qualitative versus a quantitative perspective is not considered within the
scope of this document. Next, the document will focus on gathering qualitative data in one-on-
one interviews. The aspect of consistency will be addressed through the development of an
interview protocol, which for each investigation will be contingent upon the specific research
question. This idea will be explored through a description of research projects which have
employed an interview protocol. The projects described here all employed Narrative Inquiry to
document the stories of research participants’ interpretations of their experiences related to the
research question. The subjects of the four projects are as follows:
• Voluntary turnover of information systems professionals
• Information systems and small business
• The changing role of Chief Information Officers
• Characteristics of multi-generation small businesses
A specific interview protocol was developed for each of the above four projects. It is important to
note that each protocol should serve to address the project’s research question. This document
will conclude with a description of how these techniques may be employed, in general, to
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contribute to the exploratory investigation of a research topic in business and management
studies.
2. Qualitative Approach
Qualitative researchers conduct exploratory investigations which result in a close relationship with
research participants. Research questions are posed which facilitate in depth discussions with
participants within their natural surroundings. These discussions involve the researcher
attempting to document the meanings attributed to a situation or the research question by the
research participant. It becomes important that a consistent approach be taken during the data
gathering process to enable subsequent analysis. That is, a technique should be adopted that
provides consistency across a number of interviews. However, it remains important because of
the exploratory nature of the investigations that the technique also allow flexibility. The research
participants must not be influenced in how they respond to a research question or the content of
their response.
3. Conducting Interviews
Qualitative exploratory interviews are usually conducted one-on-one between the researcher and
the research participant. This interaction allows the research participant to tell their story about
the area under investigation. An approach which facilitates this interaction is found in Narrative
Inquiry, which is, “… the symbolic presentation of a sequence of events connected by subject
matter and related by time” (Scholes, 1981:205). Relating the events to a sequence or the
chronological passage of time facilitates recollection (Bruner, 1990; Vendelo, 1998; and
Czarniawska-Joerges, 1995). Recollection is also more memorable when the story related by the
research participant is about a personal experience (Tulving, 1972; and Swap et al, 2001).
The Narrative Inquiry approach has been employed in research projects, such as: behavioral
science (Rappaport, 1993), fiction and film (Chatman, 1978), strategic management (Barry and
Elmes, 1997), development of information systems (Hirschheim and Newman, 1991), and design
process of information systems (Boland and Day, 1989).
McCracken’s (1988) ‘Long Interview’ technique may be used in order to provide some structure to
the interview, yet allowing research participants to reflect on their personal experiences in a
relatively unbiased and free-flowing manner. The four-step technique involves the following:
• Gaining an awareness of the relevant literature
• Introspectively understanding one’s own awareness of the research question
• Conducting the interview during which research participants have an opportunity to
tell their story
• Conducting analyses of the interview data to identify emerging themes.
During the course of the interview research participants are asked to reflect upon their past work
experiences. Initially, “grand tour” (McCracken, 1988) questions are asked. These questions are
general in nature and non-directive in manner, allowing the research participant to specify much
of the substance or perspective of the interview. Throughout this section of the interview,
“floating prompt” (McCracken, 1988) questions are asked. The nature of these questions
depends upon the content of each interview, and, generally, relate to the researcher’s decision to
pursue a thread of discussion in more detail. Specific, or “planned prompt” (McCracken, 1988)
questions are asked near the end of the interview in order to address issues gleaned from the
literature or previous investigations.
The research participants are encouraged, through the research method, to thoroughly describe
their interpretations of a specific experience. This process identifies important factors grounded
within that experience.
Collecting and analyzing qualitative data requires a significant amount of effort (Luna-Reyes and
Andersen, 2003). The analysis of transcripts involves a thorough review of the contents in order
to identify common themes (Glaser and Strauss, 1967). The discovery of categories and their
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revision based upon further review of transcripts entails an iterative process. Thompson (1997)
has suggested that interpretation of textual data, or narratives, is iterative, and includes two
stages. The first stage relates to determining an understanding of each narrative. The second
stage is where the researcher identifies emerging themes from amongst a number of narratives.
Thus, data analysis involves searching for emerging themes, first within an interview and then
across a series of interviews. The search for emerging themes is common practice in qualitative
research (Miles and Huberman, 1994) and involves the interplay between data and the emerging
themes. The process begins with a careful reading of the transcript, where noteworthy phrases
or sentences are highlighted. Passages that seem conceptually linked are then considered
together and descriptions of the theme or pattern that the groupings share are developed.
Subsequently, the data are reread to identify further evidence that supports or challenges the
emerging themes. This second review may lead to the identification of new themes, or a
reclassification of existing themes. The data reduction methods of Grounded Theory (Strauss
and Corbin, 1990) may be employed, in a similar manner as Orlikowski (1993). Initially, each
interview transcript is reviewed to identify emerging themes. This is known as “open coding”
(Strauss and Corbin, 1990). As more interviews are conducted categories are identified with
supporting concepts, supported by data within the transcripts. This process is known as “axial
coding” (Strauss and Corbin, 1990). The role of the researcher throughout this process is, “… to
be open to possibilities afforded by the text rather than projecting a predetermined system of
meanings onto the textual data” (Thompson, 1997:441).
4. Projects
Voluntary Turnover of Information Systems Professionals
Hunter and Tan (2001) employed Narrative Inquiry to explore voluntary turnover decisions of
information systems professionals. They interviewed a number of information systems
professionals at various stages of their careers to determine what considerations led these
individuals to change jobs. In order to ground the discussion in the research participants’
personal experiences, individual resumes were employed as the main instrument to guide the
interview and to elicit the narratives.
The resume was employed to assist research participants to reflect upon their work experiences
and report these experiences in a sequential account of events at they transpired throughout their
careers. The resume approach has been used previously in information systems research
(Young, 2000). The resume is readily available and an untapped source of data (Dex, 1991), as
well as acting as a milestone reference to assist human memory recall (Baker, 1991).
With reference to the research participant’s resume, questions were asked which focused the
discussion on activities of the current position, why the research participant found the current
position attractive and why the research participant left a previous position. This process was
followed in reverse chronological order employing the research participant’s resume until the time
of initial entry into the IS profession.
Based upon the transcripts of the interviews, common themes were identified. These themes
represented two common trends for the profession. First, the information systems professionals
interviewed tended to associate more closely with the profession than with a specific
organization. Second, there was an increased desire to remain current with technology and to
have experience with the leading edge technologies. Hunter and Tan (2001) were able to provide
recommendations and suggest implications for various stakeholders, including information
systems professionals, and organizations.
The IS professionals involved in this project tended to make voluntary turnover decisions
associated with Path 3 of the unfolding model of voluntary turnover (Lee and Mitchell, 1994; and
Mitchell et al, 2001), which entails a mild shock creating minimal dissatisfaction leading to an
eventual voluntary turnover decision. The IS professionals who participated in this project
seemed very interested in gaining experience and obtaining skills they feel are important for them
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to advance in their careers. They also seemed less concerned with corporate commitment and
more concerned about commitment to their careers.
This research project represents an innovative application of the Narrative Inquiry approach to
reveal factors associated with research participants’ decisions regarding voluntary turnover. The
Narrative Inquiry approach was supported in this project by the Long Interview technique, which
within the techniques framework was based upon the research participants’ resumes. This
procedure grounded the data obtained in the interviews within the personal experiences of the
research participants, which in turn supports the validity of the reflective biographies.
There were two objectives for conducting this project. The first objective was to further
investigate the unique aspects of the use of information systems by small business. It has been
identified previously that small business is unique from large business (Belich and Dubinsky,
1999; and Pollard and Hayne, 1998). Small business is affected by resource poverty (Thong et
al, 1994). Small business managers lack time, finances, and human resource skills.
Consequently their approach to managing is to make minimum commitments with an emphasis
on immediately addressing opportunities or resolving problems (Stevenson, 1999).
The second objective (Hunter, 2005b) was to try to identify if there is an international difference in
how information systems are being used by small business. The plan was to incorporate
experiences from a wide variety of geographical areas. This international perspective was taken
in order to try to identify any variation in the use of information systems by small business.
Potential regional researchers were asked to adopt and follow an interview protocol, included
here as appendix A. The first part of the interview related to obtaining demographic data for the
small business. The second part of the interview attempted to focus the discussion on the small
business use of information systems. Questions in this part of the interview were developed in
order to try to identify how information systems were employed to support the small business.
Also, the regional researchers were encouraged to include any data gathering which they thought
might be appropriate for their specific region. It was anticipated that regional data would be
consolidated into a large international database. The regional data and the consolidated data
could then be used for comparative purposes. The construction of the database allowed easy
sharing of the consolidated data with the regional researchers so they could then conduct any
further data analysis they felt may be necessary.
The first objective, gathering data from as geographically diverse sources as possible, was not as
successful as had been hoped. While a number of researchers had expressed interest in the
project at the beginning, several for various reasons, were unable to fully participate in the
project. In the end, five researchers participated fully in the project. There was one from
Canada, one from Portugal, and three from the USA. A total of thirty three interviews were
conducted.
The second objective that of obtaining a better picture of the use of information systems by small
business across the globe, was more successful. It was very interesting to find that there was not
much variability based upon geography. There was, however, more variability relative to
business type and size. Typically, most of the responses received to the earlier questions about
what “information systems” meant and how they were employed led to responses addressing the
functional and support nature of information systems. As anticipated, most of the applications of
information systems were accounting or administrative related functions used to support daily
operations. Most of the small businesses did not have a strategic plan. However, for those that
did it was typically related to an annual review of their information systems budget. Most of the
research participants felt their information systems were delivering on expectations and that the
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organization had been helped in the functional area. Where they identified obstacles, they were
mainly about skill deficiencies or time constraints. This supports the concept of resource poverty
(Thong et al, 1994) outlined earlier. Surprisingly, the cost of information systems was not
considered by many research participants as an obstacle.
This project represents the first of its kind which has attempted to conduct simultaneous and joint
investigations into the use of information systems by small business across a broad geographical
area. The lessons learned both about conducting these types of projects and from the data
gathered, will prove valuable in subsequent more extensive replications. Thus, this project
represents the first step in the long journey of taking an international perspective to investigating
the use of information systems by small business.
Before the interviews could be conducted it was necessary to find individuals who were interested
in the project and who would be willing to volunteer to participate. Through various personal
contacts individuals were sent information about the project. Those who responded expressing
an interest in the project were contacted and provided further information. Individual interviews
were scheduled with each CIO who volunteered. Some were conducted face-to-face, while
others were carried out via the telephone. In all cases the interviews were audio taped.
Transcripts were prepared from the audio tapes and sent to the respective participant for review.
For the most part any corrections related to spellings of names or towns; or because of inaudible
comments made during the interview.
Emerging themes were identified by analyzing individual interview transcripts and then by
comparing the themes from other interview transcripts. This is a common and accepted practice
when conducting qualitative research (Miles and Huberman, 1994) to support the interpretation of
textual data (Thompson, 1997).
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The data obtained from all the interviews was analyzed by employing Mintzberg’s (1973)
framework of Managerial Roles. The framework was adopted here because it represents a
comprehensive approach to analyzing the roles of senior managers. The framework includes ten
highly interrelated roles which are grouped into three categories. Research (Kmetz and Willower,
1982; Martinko and Gardiner, 1990; and Sproull, 1981) has shown that the roles outlined in the
framework apply across functional areas and hierarchical levels.
In general, the emerging themes related to either management issues or technology issues. The
management issues included such aspects as governance, growth and change, supply chain,
staff and skills requirements, user relations, project management, and performance evaluation.
The technology issues related to system integration, security, data warehouse, and wireless or
mobility.
Another emerging theme related to the alignment (Reich and Benbasat, 2000; and Seddon et al,
2002) of the interpretation of the individual role and the corporate expectations as expressed by
the Chief Executive Officer (CEO). This alignment may be expressed as follows. The role of a
CIO may include leadership and facilitating change. The role of the Chief Technology Officer
(CTO) has more to do with Management and ensuring efficient current operations. While
leadership involves creating vision and inspiring followers, management involves implementing
programs within the established vision and evaluating performance of followers relative to
established metrics. Both of these functions, CIO and CTO are important. What is more
important is the alignment or agreement between the CEO and the CIO that the role will involve
those aspects associated with a CIO role or a CTO role. Interpretations of both the CIO and the
CEO must be clear and explicit.
Finally, this research project is an in-depth investigation of the role of the CIO. The results of this
project will contribute to a more thorough understanding of the role of the CIO and how the role is
emerging in various corporate and national contexts.
From a strategic orientation, then, managers of small businesses will emphasize responding to
opportunities, while managers of large businesses will focus on efficient use of resources.
Further, with regards to resources, the small business manager will respond quickly to the
environment, with a minimum commitment of resources in a multi-staged approach. The
‘promoter’ conceptually represents these tactics of the small business manager where, resource
commitments tend to be multi-staged, with a minimum commitment at each stage. In a rapidly
changing environment, this type of staged commitment enables a firm to respond faster to
changes in competition, the market and technology. Conversely, the manager of a large
business will take the time to follow formal procedures to make a one-time decision regarding a
long-term commitment. This approach is conceptually represented by the ‘trustee’ who tends to
engage in a systematic analysis to determine what needs to be done to get the greatest return on
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the currently controlled resources. This process ultimately results in a large-scale commitment of
resources at one point in time. To some extent, the formal systems adopted by large firms, such
as capital allocation systems, tend to encourage up front resource commitments. (Stevenson
1999).
TABLE 1
APPROACHES TO BUSINESS PRACTICE
Another concept, “resource poverty”, (Thong et al, 1994) may also be employed to provide further
elaboration of the difference between managers of large and small businesses. Resource
poverty refers to the lack of both financial and human resources. Managers of small businesses
must continually conduct their affairs with limited amounts of money. This situation tends to
increase the manager’s focus, as indicated above, on a minimum and multi-staged commitment
process. Further, limited human resources may mean either fewer available employees or
employees without the appropriate skills. In either case, the manager of a small business will be
limited in what activities can be initiated and completed. Hence, there will be a focus on the near
term, with an emphasis on allocating these scarce resources only to what is considered top
priority activities.
This exploratory investigation will document the comments of a family representative regarding
their interpretation of the experiences of their multi-generation small business. A qualitative
approach will be adopted, employing Narrative Inquiry to document these interpretations.
Narrative Inquiry involves documenting stories that are contextually rich and temporally bounded.
The term contextually rich relates to a research participant’s account of experiences that are
vividly remembered. A story is temporally bounded when it is structured in a sequence with a
beginning and an end. The structure of the interview will be based upon McCracken’s (1988)
Long Interview technique and will follow a chronological sequence across the generations of
existence of the small business. The interview protocol is included in Appendix C. Historical,
current, and future issues will be pursued. The resulting interview transcripts will be analyzed to
identify emerging themes. The result of this investigation will be a more thorough understanding
of the important aspects of multi-generational small business. This understanding may be
employed to assist other small businesses. Also, each interview will form the basis of a chapter
in a book about a number of multi-generation small businesses.
5. Conclusion
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The above four project descriptions have included a discussion of how to employ a guide to
conduct qualitative interviews. One project used the research participants’ resume to organize
the interview. The others employed an interview protocol which was developed based upon the
research question related to the area of investigation.
In general, the objective of all four projects was to conduct in-depth interviews to gather research
participants’ interpretations of a specific subject. The interview technique supported the post
interview analysis of the transcripts to identify emerging themes. Further, this technique adopted
also facilitated subsequent analysis of these themes across a number of interviews. Thus, while
it was considered important to allow the research participants as much flexibility as possible
regarding their expression of their interpretations, it was also necessary to adopt an interview
technique which would provide some level of consistency over several interviews.
Finally, these techniques provide a detailed way to apply the Narrative Inquiry approach to
conducting qualitative interviews. The techniques contribute to a flexible yet consistent way to
gather research participants’ interpretations in one-on-one interviews and then to compare these
interpretations based upon a number of interviews.
References
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Academy of Management Review, Vol. 22, No. 2, 1997, pp. 429-452.
Boland, Richard J. Jr. and W. F. Day. “The Experience of Systems Design: A Hermeneutic of
Organization Action”, Scandinavian Journal of Management, Vol. 5, No. 2. 1989, pp. 87-104.
Chatman, S. Story and Discourse: Narrative Structure in Fiction and Film. Ithaca, New
York, Cornell University Press, 1978.
Glaser, B. G. and A. L. Strauss. (1967). The Discovery of Grounded Theory: Strategies for
Qualitative Research. New York, Aldine De Gruyter.
Hirschheim, Rudi and Michael Newman. “Symbolism and Information Systems Development:
Myth, Metaphor and Magic”, Information Systems Research, Vol. 2, No. 1, March 1991, pp. 29-
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Hunter, M. Gordon and Felix Tan. “Information Systems Professionals in New Zealand:
Reflective Career Biographies”, International conference of the Information Resources
Management Association, May 20-22, 2001, Toronto, Canada, pp. 132-133.
Lee, T. W. and T. R. Mitchell. “An Alternative Approach: The Unfolding Model of Voluntary
Employee Turnover”. The Academy of Management Review, Vol. 19, No. 1, January 1994, pp.
51-79.
Luna-Reyes, L. F. and D. L. Andersen. “Collecting and Analyzing Qualitative Data for System
Dynamics: Methods and Models”, System Dynamics Review, Vol. 19, No. 4, Winter 2003, pp.
271-296.
Mintzberg, 1973.
Mitchell, T. R., B. C. Holtom, T. W. Lee, and T. Graske. “How to Keep your Best Employees:
Developing an Effective Retention Policy”, The Academy of Management Executive, Vol. 15, No.
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Pollard, C. and S. Hayne. (1998). “The Changing Faces of Information Systems Issues in Small
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Rappaport, J. “Narrative Studies, Personal Stories and Identity Transformation in the Mutual Help
Context”, Journal of Applied Behavioral Science, Vol. 29, No. 2, 1993, pp. 239-256.
Reich, B. H. and I. Benbasat. “Factors that Influence the Social Dimension of Alignment
between Business and Information Technology Objectives”, MIS Quarterly, Vol. 24, No.
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Chicago, University of Chicago Press, 1981, pp. 200-208.
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Strauss, A. and J. Corbin. Basics of Qualitative Research: Grounded Theory Procedures
and Techniques. Newbury Park, CA, SAGE Publications, 1990.
Swap, W., D. Leonard, M. Schields, and L. Abrams. “Using Mentoring and Storytelling to
Transfer Knowledge in the Workplace”, Journal of Management Information Systems, Vol. 18,
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APPENDIX A
Information Systems and Small Business
Interview Protocol
We are interested in finding out how your “Information Systems” support your business. This interview will
last about two hours and will be audio taped with your permission and the guarantee of confidentiality. To
start off, we would like to collect some statistical information about you and your organization.
Date of Interview:
Name of Organization:
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APPENDIX B
The Changing Role of Chief Information Officers
Interview Protocol
PART A
1. Personal History
a. Where were you born?
b. Where did you grow up?
c. Are you married?
d. Any children?
e. Please relate a personal interest story.
2. Family History
a. Parents
b. Siblings
c. Where you lived
3. Education
a. Where and when did you go to elementary school, high school and university?
4. Previous Work Experience
a. What companies have you worked for?
b. What positions have you held at these companies?
c. What were the highlights as far as tasks performed and major accomplishments?
PART B
5. Current Position
a. Company background
i. What is the industry?
ii. When was the company formed?
iii. What is the company’s industry relationship (market share)?
iv. What is the company Mission?
v. Are there any unique aspects to the company that you find interesting?
vi. What is the URL for your website?
b. Why did you accept your current position?
c. What issues initially required your attention?
i. Describe the issue.
ii. Discuss what you did.
iii. Discuss the final result.
d. What issues are you currently addressing?
i. Describe the issue
ii. Discuss the status and anticipated outcome.
e. What issues do you foresee addressing or requiring your attention in the future?
i. Describe.
ii. How do you plan to address the issue?
iii. What is the anticipated outcome?
PART C
6. Pick a week and tell me what you did
a. Describe the task
b. Indicate the number of hours you spend doing the task
c. Was there something that you did not do that week that you normally would?
7. Dealing with Users.
a. How do you determine what your users want/require?
b. How do you know that you have responded to what your users want/require?
c. How do you know that you have delivered what your users want/require?
8. How do you decide on investments in:
a. Hardware?
b. Software?
c. People?
d. Tools?
e. Techniques and methods?
9. General comments about CIOs and their emerging and evolving roles.
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APPENDIX C
Multi-Generation Small Business
INTERVIEW PROTOCOL
1. Personal Comment
a. Personal History
i. Where were you born?
ii. Where did you grow up?
iii. Please relate a personal interest story.
b. Family History
i. Parents
ii. Siblings
iii. Where you lived
c. Education
i. Where and when did you go to elementary school, high school and university?
d. Previous Work Experience
i. What companies have you worked for?
ii. What positions have you held at these companies?
iii. What were the highlights as far as tasks performed and major accomplishments?
2. Family History
a. Founder
iv. Where born?
v. Where grew up?
vi. Education
vii. When moved to Lethbridge?
viii. When married?
ix. Children
3. Company background
a. What is the industry?
b. When was the company formed?
c. What is the company’s relationship (market share) to the rest of the industry?
d. What is the company Mission?
e. Are there any unique aspects to the company that you find interesting?
4. Business Model
a. Describe your firm’s approach to conducting business
5. Major issues in the past
a. Describe the issue.
b. Discuss what you did.
c. Discuss the final result.
d. Repeat the above for another issue.
6. What issues are you currently addressing?
a. Describe the issue
b. Discuss the status and anticipated outcome.
c. Repeat the above for another issue.
7. What issues do you foresee addressing or requiring your attention in the future?
a. Describe.
b. How do you plan to address the issue?
c. What is the anticipated outcome?
d. Repeat the above for another issue.
8. Succession
a. Has this issue been considered
b. How has it been considered?
c. What has been the result of this consideration?
9. General comments
a. Do you have any other comments about your business?
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