Ellipsis Handbook PDF
Ellipsis Handbook PDF
Ellipsis Handbook PDF
Scott AnderBois
Scott [email protected]
1 Introduction
Recent years have seen a proliferation of approaches to ellipsis which make crucial ref-
erence to the semantic interpretations of ellipsis sites and their antecedents in various
ways. At the same time, recent decades have witnessed a sea change within the field of
semantics, with many researchers treating sentence meanings not in terms of mere truth-
conditions, but rather in terms of a broader notion of Context Change Potential (CCP)
or Information Exchange Potential. It seems natural, then, to ask the question of how
this broader notion of semantic content can be brought to bear in the analysis of ellipsis.
In this chapter, we engage this question by focusing on one particular branch of se-
mantic theories with this broader conception of meaning: inquisitive semantics (Groe-
nendijk (2007), Groenendijk & Roelofsen (2009), AnderBois (2012a) inter alia, see Cia-
rdelli et al. (2013) for a recent overview). Inquisitive semantics holds that sentence mean-
ings for both declarative and interrogative sentences consist of (or at least determine) sets
of alternative propositions. For the study of ellipsis, then, the hypothesis is that seman-
tic conditions on certain ellipsis processes will (or at least may) make reference to this
broader, alternative-rich notion of semantic content rather than to mere truth conditions.
The outline for this chapter is as follows: §2 introduces inquisitive semantics; §3 briefly
presents the most fully fleshed out account of an ellipsis process using inquisitive seman-
erability, and Licensing from the perspective of the account in §3 and discusses how
1
Ellipsis in inquisitive semantics
they might di↵er under other possible ways of incorporating inquisitive semantics into a
theory of ellipsis.
2 Inquisitive semantics
The core intuition behind inquisitive semantics is that the meaning/CCP of sentences not
only includes truth-conditional information, but also includes the issue(s) that it raises,
i.e. its inquisitive content. This has been long recognized, of course, for the CCPs of in-
terrogative sentences. Inquisitive semantics extends this idea to capture the intuition that
assertions, especially those containing widest scope disjunctions and indefinites, also raise
issues in discourse. For example, (1) introduces two alternatives – ‘that it will rain’, ‘that
it will snow’ – and thereby makes this issue salient in the output context in a way that
truth-conditionally equivalent sentences such as ‘it will precipitate’ do not (assuming that
and indefinites (e.g. Kratzer & Shimoyama (2002), Simons (2005), Alonso-Ovalle (2006))
in what has been called ‘Hamblin’ or ‘Alternative’ semantics. These works hold that in-
definites and disjunctions introduce alternatives into semantic composition. While the
(see e.g. Groenendijk (2011) for discussion), there are two fairly consistent ways in which
inquisitive semantics di↵ers from Hamblin semantics. First, the two di↵er in the ways
in which alternative-rich meanings are composed and what their formal properties are.
These properties have no clear importance for the study of ellipsis, so we refer the reader
to Ciardelli et al. (2013) and references therein for detailed discussion. Second, alternative-
evoking (or lack thereof) is treated as an aspect of the top level meaning of assertions and
2
Ellipsis in inquisitive semantics
We turn now to give a concrete version of inquisitive semantics for both questions and
assertions. Given our present purposes, the presentation here is necessarily informal (see
Groenendijk & Roelofsen (2009) and AnderBois (2012a) for more detailed formal presen-
tations).
The core formal shift in inquisitive semantics is to treat sentence meanings not as
sets of possible worlds (i.e. propositions), as is done classically, but rather as sets of sets
of possible worlds (i.e. sets of propositions). This move itself has a precedent in Hamblin
(1973)’s semantics for interrogatives, but di↵ers in that expressions other than questions
will make use of these richer meanings. In particular, we assume that disjunctions, indefi-
nites, and other forms of existential quantification also contribute alternatives into seman-
tic composition. Following Groenendijk & Roelofsen (2009), we will call a sentence inquis-
itive if its interpretation contains more than one alternative. The idea, then, is that not
only interrogatives, but also declarative sentences may be inquisitive in this sense. Fur-
Taking (1) as an example, we illustrate this idea in informal set notation in (2a) and
graphically in the diagram (2b). Diagrams like (2b) provide a pictorial representation of
the interpretation of the formula in a toy model. We assume a toy model containing four
possible worlds (w00 , w01 , w10 , w11 ), represented visually by the four named circles. The
names here correspond to the truth values of two propositions, p and q. In our current
example, then, p = ‘that it will rain’ and q = ‘that it will snow’. The boxes, then, repre-
3
Ellipsis in inquisitive semantics
b.
11 10 Precipitation 11 10 Rain
01 00 Snow! 01 00
The classical semantics for disjunction is not inquisitive since it produces only a sin-
gle ‘alternative’, the proposition that it will precipitate. In contrast, an inquisitive seman-
tics for disjunction produces the alternative-rich interpretation with distinct alternatives
for the di↵erent forms of precipitation mentioned in the sentence. While these two inter-
pretations di↵er in their inquisitive content, they contain the same informative content,
i.e. determine the same truth-conditions. It is the same set of possible worlds which ap-
pear in some alternative or other in the interpretation of the two formulas, just struc-
tured di↵erently.
formulas on the basis of the alternatives they evoke. To continue with our toy example,
then, we assign a sentence with a disjunction like (1) the alternative-rich interpretation
on the right of (2), while assigning (3) the di↵erent (yet truth-conditionally equivalent)
natives one by one, an indefinite produces a set containing one alternative per individual
in the restrictor set. For example, a sentence like (4) will receive an interpretation with n
4
Ellipsis in inquisitive semantics
(5) { ‘that R met with Al’, ‘that R met with Bella’, ‘that R met with Chad’, . . . }
In this section, we have introduced the basic conception of sentence meaning in in-
quisitive semantics with a focus on the two main alternative-evoking elements: disjunc-
tion and existential quantifiers such as indefinites. Simple sentences containing these el-
ements make salient a set of alternatives and simultaneously contribute the information
that the world of evaluation lies within some alternative(s) in this set. In §2.4, we provide
a semantics for questions which makes the parallel with indefinites and disjunction ex-
plicit, while also capturing the di↵erence between the two classes. Before doing so, how-
ever, we introduce a class of operators which interact with the inquisitive component of
Thus far, we have given an informal introduction to an inquisitive semantics for disjunc-
tion and existential quantification. This semantics holds that sentences containing these
elements make salient in the discourse a set of alternatives in a way that truth-conditionally
equivalent sentences may not. While this intuition seems fairly clear for the simple sen-
tences we have looked at thus far, it turns out only to hold of sentences which contain
wide-scope disjunctions and existential quantifiers. For example, a disjunction within the
counterpart, (6b).
Moreover, this behavior in fact follows from the way negation is naturally defined
in inquisitive semantics (see Roelofsen (2013) and references therein for detailed discus-
sion of its mathematical foundations). Since sentence meanings are sets of alternatives,
5
Ellipsis in inquisitive semantics
negation rejects each of these alternatives as in ((7), middle), returning the maximal al-
ternative which does not overlap with any of these. One important consequence of this is
that, while it preserves truth conditions, double negation is no longer semantically vac-
uous since it eliminates the alternative-rich structure of the formula to which it applies,
((7), right).
11 10 11 10 11 10
01 00 01 00 01 00
It follows, then, that not just any sentence containing an inquisitive element will be
inquisitive, but rather those where the inquisitive element takes widest scope. We have
illustrated this here for negation, other operators may also have this property, such as the
Comma operator found in appositive relative clauses. This fact is parallel to the obser-
vation (e.g. Chung et al. (1995), Romero (1998)) that inner antecedents for sluicing must
take wide scope (indeed, licensing of sluicing is often used as a diagnostic for scope of in-
definites).4
2.4 Questions
While inquisitive semantics assigns a more question-like semantics to sentences with wide-
scope disjunctions and existential quantifiers, we still need to distinguish these latter el-
ements from questions. The basic approach in inquisitive semantics – at least in matrix
clauses – is to di↵erentiate the two in terms of their informative potential. For ease of ex-
position, we will simply use the term ‘informativity’ below, though in all cases the rel-
evant notion is possible informativity rather then actual (see AnderBois (2012a) for de-
tailed discussion). The inquisitive semantics for disjunction in the right side of (2) not
6
Ellipsis in inquisitive semantics
that some alternative or other holds. That is to say that a declarative with a wide-scope
disjunction rules out the possibility that none of the alternatives hold. Intuitively, and
perhaps definitionally so, questions are not possibly informative in this way.
The literature on inquisitive semantics has seen two ways to cash out this insight,
which we can call absolute and relative uninformativity. We can illustate these two ap-
proaches for the wh-question in (8), recalling that we keep the pictures to two positive
Roelofsen (2009), who propose a Q(uestion) operator which adds in the ‘no one’ alter-
native, as in the left picture of (9). The second option, due to AnderBois (2012a), is to
claim that questions have an existential presupposition and that the alternative set of the
question is uninformative only relative to this presupposition. We can indicate this picto-
rially by shading out the worlds presupposed not to be live options (just world 00 in this
case):
11 10 11 10
01 00 01 00
Here, we will follow AnderBois (2014) in adopting this latter option. Ultimately,
however, the decision between these two approaches is an empirical one, resting largely
Beyond the unresolved nature of this question for English, it is of course possible that
7
Ellipsis in inquisitive semantics
both options are needed across languages or across question constructions within a single
language (e.g. argument vs. adjunct wh-questions, wh- vs. alternative questions).
Having introduced inquisitive semantics, we turn now to apply it to the analysis of ellip-
sis and, in particular, AnderBois (2010), AnderBois (2014)’s account of both merger and
sprouting subtypes of sluicing. Finally, §4 will conclude by exploring other possible ways
of incorporating the core insights of inquisitive semantics into a theory of ellipsis, drawing
only of direct relevance to ellipsis to the extent that semantics itself is (or pragmatics
tics to provide an appropriate theory of semantic content, yet for ellipsis to be resolved
in a purely syntactic (or LF-syntactic) way (as in, e.g. Sag (1976), Chung et al. (1995)).
However, there is a large body of work across many di↵erent frameworks arguing that se-
mantics/pragmatics do play a crucial role in ellipsis phenomena (Sag & Hankamer (1984),
Hardt (1993), Ginzburg & Sag (2001), Merchant (2001), Culicover & Jackendo↵ (2005),
Chung et al. (2011) among many others). Assuming that this is right in some way, inquis-
itive semantics naturally raises the question of whether this condition will be sensitive not
only to truth-conditional information, but also to the inquisitive aspect of semantic con-
tent.
There are several di↵erent kinds of data which have been argued to support the need
for the semantic condition on sluicing to be sensitive to inquisitive content. Except where
noted, we focus on data from English, though there is no reason to expect the observa-
tions we make to not be more general. In this section, we focus on data from the subtype
8
Ellipsis in inquisitive semantics
of sluicing which Chung et al. (1995) dub ‘merger’, i.e. cases where there is an overt ‘in-
ner antecedent’ in the A(ntecedent) clause corresponding to the wh-phrase in the E(lided)
clause. In §3.3, we turn to cases of Chung et al. (1995)’s ‘sprouting’, i.e. cases where
there is no overt inner antecedent, with the wh-phrase instead corresponding to an im-
semantics for sluicing is the role played by inquisitive elements as inner antecedents. We
see this clearly in the contrasts between the felicitous sluices in (10a), whose antecedents
are inquisitive sentences, and the infelicitious ones in (10b), whose antecedents are non-
inquisitive. Notice that in both cases the corresponding full-clausal versions are felicitous.
(10) a. She said she had spoken to {someone/a student/John or Bill}, but Harry
In addition to this basic observation, it is well-known that these elements must take
wide scope in order to serve as inner antecedents (e.g. Chung et al. (1995), Romero (1998),
Barker (2013)). As we will see below in a moment, this generalization follows straight-
forwardly from an inquisitive semantic approach to sluicing. In fact, from the inquisi-
tive semantic perspective, the ability of disjunctions and indefinites to serve as inner an-
While the privileged role of disjunctions and indefinites is of course quite suggestive,
this alone leaves somewhat open the possibility that it is some other aspect of these ex-
pressions which is crucial. For example, focusing primarily on indefinites, Chung et al.
(1995) argue that it is the logical form of these elements (i.e. the fact that they contribute
a variable in the Heimian view, Heim (1982)) which is crucial. Merchant (2001) argues
that it is the truth-conditions following existential closure of the A- and E-clauses which
9
Ellipsis in inquisitive semantics
is relevant. One kind of data which is problematic for the former view at least (as Chung
et al. (1995) note) are disjunctive inner antecedents where the disjunction is not of argu-
(11) a. (Either) Freddie is baking a cake again or something is on fire, but I can’t tell
b. Russ is in the back or Ali is working alone, but I can’t tell which (one). An-
derBois (2014)
As for the latter view, there are several cases of expressions which are truth-conditionally
equivalent to overt widest-scope indefinites, yet do not license sluicing (i.e. cannot serve
as an inner antecedent). Such cases are unexpected if truth-conditions are all that the se-
mantic condition cares about, but entirely expected from the view of inquisitive semantics
since they plausibly have di↵erent inquisitive content. Perhaps the most straightforward
case where truth-conditions alone prove inadequate are examples like (12) where we see
that indefinites and NPIs with double negation and negative quantifiers with single nega-
tion (in Standard American English) fail to license sluicing. The would-be A-clauses have
counterparts with no negation (e.g. ‘Someone left.’ for (12b)) which are true in the same
(12) a. #It’s not the case that Bill didn’t bring a dish, but I don’t know which (one).
AnderBois (2014)
B: #Who?
c. #It’s not true that Bill didn’t talk to anyone, and Jane just asked me who.
The second case discussed by AnderBois (2014) are indefinites that occur inside ap-
(or perhaps as being in some sense ‘scopeless’), but having no other truth conditional im-
10
Ellipsis in inquisitive semantics
appositive relative clauses ought to readily serve as inner antecedents for sluicing. As seen
by the infelicity of (13), based on examples in AnderBois (2014), this prediction is not
borne out.
(13) a. #The valiant knight, who defeated {a masked enemy/someone} in a duel, still
wonders who.
b. #Joe, who once killed {a man/someone} in cold blood, doesn’t even remem-
ber who.
et al. (t.a.) who argue that such examples can be improved by (1) using a wh-phrase of
the form which + NP in the E-clause rather than a bare wh-word like who, and (2) mak-
ing the issue raised by the E-clause (or a related one) salient in the discourse preceding
the target sentence. Given the space limitations of the present work, we will leave a de-
tailed discussion of these issues to future work.5 However, it is worth noting that both of
these manipulations are ones which plausibly raise the salience of the E-issue in the ambi-
ent discourse and therefore in our view should not be seen as evidence that the indefinite
inside the appositive can in fact serve as the inner antecedent, so much as casting doubt
the first place (i.e. whether sluicing is an instance of ‘surface’ or ‘deep’ anaphora in the
terms of Hankamer & Sag (1976)), as the authors point out. At the same time, the exis-
tence of contrasts like (10) make clear that inquisitive elements at least can play a priv-
ileged role in licensing sluicing, one which is unexpected for Ginzburg & Sag (2001), as
discussed in §4.
that one might expect could help capture such data: the requirement that the antecedent
be salient. While salience is often not fleshed out in much detail, it seems a priori plau-
sible that double-negation and apposition reduce the salience of the antecedent and that
this is the reason they impede sluicing. However, we find that other elements typically
11
Ellipsis in inquisitive semantics
thought to be sensitive to salience such as pronouns and even VP-ellipsis can readily find
an antecedent in these environments as in (14). Therefore, it seems that the e↵ects we are
seeing cannot be straightforwardly attributed to salience of the sort relevant for anaphoric
(14) a. It is not true that John didn’t bring an umbrella. It was purple and it stood
b. John, who helps people if they want him to, kisses them even if they don’t
are certain cases of bare noun incorporation, such as those discussed in detail by Collins
(2013) for Samoan. Collins observes that, unlike other truth-conditionally equivalent
indefinite-like expressions in the language, incorporated bare NPs do not license sluic-
ing (nor do they license pronominal anaphora) as seen in (15). Collins (2013) pursues an
analysis in the closely related framework of dynamic semantics, though clearly this could
b. #‘o ai?
who
Intended: ‘Who?’
Thus far, we have seen several cases in which sentences with identical truth condi-
tions to those provided by overt indefinites are unable to license sluicing. We turn now
to one further kind of support for the relevance of ‘issues’ to sluicing: the fine-grained
patterns of variation across di↵erent types of nouns and wh-words investigated by Bar-
ros (2013) (see also Dayal & Schwarzschild (2010), Barker (2013) for related observa-
tions). Barros observes that the felicity of sluicing varies depending on complex6 inter-
actions between the nominal content of the inner antecedent and the properties of the
12
Ellipsis in inquisitive semantics
wh-remnant. For nouns in the A-clause, Barros claims that the felicity of such sentences
depends on whether the noun is a ‘basic-level’ noun or not (in the sense of Brown (1958),
Cruse (1977) and others). Basic-level nouns are nouns that have a privileged status tied
to their encoding a ‘neutral’ level of specificity (i.e. presumably for non-linguistic rea-
sons). For example, out of the blue it would sound more natural to talk about my ‘cat’
than my ‘mammal’ even though clearly both are equally truthful descriptors for a cat.7
(16) a. #Jack has a profiterole, but Fred doesn’t know what (exactly).
(17) a. Jack had a drink, but Sally can’t recall what (exactly).
Beyond variations based on the specificity of the noun itself, Barros argues that the
animate wh-word who di↵ers from the inanimate what in allowing more ‘specific’ nouns in
Glossing over important details, the basic idea Barros pursues is that wh-words lex-
ically specify a particular level of specificity, that is, they specify an issue whose alter-
natives have a particular level of granularity. For sluicing to be felicitous, then, the de-
scriptive content of the noun or other inner antecedent material must not be more specific
than the level specified by the wh-word. Who and what di↵er in the level of specificity
they specify, leading to the asymmetry seen above. Barker (2013) makes similar observa-
(19) The Answer Ban: the antecedent clause must not resolve, or even partially re-
13
Ellipsis in inquisitive semantics
AnderBois (2014)’s account. For now, let us remark that these observations fit naturally
the most worked out inquisitive semantic account of an ellipsis process, AnderBois (2014)’s
account of sluicing (AnderBois (2010), AnderBois (2011) present earlier versions of more
or less the same approach). AnderBois (2014)’s approach builds on the approach of Mer-
chant (2001), but incorporates the inquisitive semantic conception of semantic content.
Given this, we very briefly review the major features of Merchant (2001)’s account.
Merchant (2001)’s theory of ellipsis assumes, along with many other authors, that
pronounced material in the E-clause (i.e. the wh-remnant), arises from a fully articulated
clausal version, as in (20). From this starting point, an additional mechanism specifies the
(20) [John talked to someone]A , but I don’t know [whoi John talked to ti ]E .
For Merchant, this PF-deletion operation is subject to the condition in (21), which
ensures that there is a semantically identical antecedent salient in the surrounding con-
text.8 The existential type-shifting portion of the definition existentially quantifies over
missing arguments in order to be able to apply the definition to ellipsis processes which
operate over parts of clauses (e.g. existentially quantifying over the subject in order to
is e-Given.
14
Ellipsis in inquisitive semantics
b. E entails F-clo(A).
AnderBois (2014) departs from this basic setup in two ways, only the latter of which
is directly related to inquisitive semantics. First, following Chung (2006) and many sub-
sequent works, the work adopts a ‘hybrid’ approach which supplements the semantic con-
dition with a lexical identity condition in (24). The numeration is the minimalist term for
the list (technically a multiset) of lexical items that comprise the sentence.
(24) No New Morphemes: Every lexical item in the numeration of the sluice that
This lexical identity condition is primarily relevant for handling cases of sprouting
(25), where the A and E-clauses clearly have the same truth-conditions, yet sluicing is not
possible. While it is not impossible to imagine that certain such cases can be captured se-
mantically (e.g. AnderBois (2010) attempts such an account for (25a)), we set aside this
possibility here. It should be noted, however, that even accounts of ellipsis which do not
posit silent linguistic material (e.g. accounts of ‘fragment answers’ by Ginzburg & Sag
(2001) and Jacobson (2013)) similarly treat such data as arising from a minimal (morpho-
(25) a. #[The cake was eaten]A but we don’t know [who ate the cake]E .
15
Ellipsis in inquisitive semantics
The second di↵erence from Merchant (2001) is that the symmetric entailment condi-
tion analogous to (21) is formulated with respect to inquisitive semantic contents, rather
than just truth-conditions. Groenendijk & Roelofsen (2009) give the formal definition for
entailment in (26). To unpack this definition a bit, recall first that the interpretations of
any given formula will be sets of alternatives. Given this, to see if ' entails , we check
Thinking in terms of the pictorial representations above, then, entailment checks to see if
each box in the interpretation of ' fits inside some box or other in the interpretation of
. Symmetric entailment then, means that the interpretations of two formulas have the
same alternatives.
One important thing to note about this definition is that it does not take into ac-
count the presuppositions of either formula, just the alternatives in the proposed output
state10 . As we saw in §2.4, the existential presupposition is the only thing distinguishing
indefinite. This therefore allows for the condition on sluicing to be formulated as follows:
C+Q IPE
IPE can be elided only if there is some salient antecedent CPA such that:
setting (we set aside issues related to F-closure, see footnote 9). Given the deep seman-
tics, however, it can be stated over the entire clause (CP), rather than just the deleted
portion, IP. Since the E-clauses in sluicing are necessarily interrogative, the inquisitive
16
Ellipsis in inquisitive semantics
entailment condition in (27) derives what AnderBois (2014) calls the ‘inner antecedent
generalization’ in (28).
Beyond this, as argued by Barros (2013), Barker’s ‘answer ban’, (19), follows as a
particular case of (27). If the A-clause resolves (or partially resolves) the issue raised by
the E-clause, the E-clause by definition does not entail the A-clause and therefore fails
the condition in (27). Accounting for all of the data of this sort does require a more fine-
grained semantics for wh-words than we will give here, so we again refer the reader to
With this in place, we now show how the account tackles basic cases of sluicing as
well as the infelicitous cases discussed in §3.1. First, let’s consider a basic case where the
A-clause someone left will be a set of alternatives of the form ‘x left’, (31, left). The in-
terpretation of the E-clause, who left, consists of the same set of alternatives (31, right).
the entailment condition in (27) ignores this, and so, the symmetric entailment condition
is met and (29) is correctly predicted to be felicitous. We can visually verify that (27) is
met by looking at the diagrams in (31) and seeing that the alternatives on the two sides
are the same. Disjunction behaves the same, di↵ering only in the that the specific na-
ture of the antecedent obliges the use of the D-linked which in the E-clause (see Dayal &
17
Ellipsis in inquisitive semantics
11 10 11 10
01 00 01 00
Turning to the infelicitous cases, we look first at double negation. Above, in (7), we
saw that double negation in inquisitive semantics preserves truth-conditions, as one would
expect, yet eliminates the inquisitive content of the formula to which it applies. The re-
sult is that an attempted sluice in (32) is interpreted as in the picture in (33). Applying
the inquisitive entailment condition, we find that the E-clause does entail the A-clause
since each of the alternatives of the form ‘that x left’ is a subalternative of some alter-
native or other in the interpretation of the A-clause (namely, the single alternative ‘that
someone or other left’). In the reverse direction, however, the entailment does not hold.
Given the single alternative in the A-clause, we cannot find any super-alternative in the
E-clause. Since the symmetric entailment condition fails, the account correctly predicts
(32) #[It’s not the case that no one left]A , but I don’t know [who left]E .
11 10 11 10
01 00 01 00
18
Ellipsis in inquisitive semantics
Finally, let’s look at the case of the indefinite inside an appositive relative clause.
A number of recent works have argued in one form or another that appositive relative
clauses have a special discourse status of one sort of another (e.g. Potts (2005), Ama-
ral et al. (2007), Simons et al. (2011), AnderBois et al. (2015)). One aspect of this spe-
cial status is that appositives represent purely informational updates which do not inter-
act with the Questions Under Discussion (QUDs) in any direct way. AnderBois (2014)
proposes that in order to capture this aspect of their meaning, appositives ought to be
treated as lacking the alternative-rich structure inquisitive semantics assumes for at-issue
assertions, and instead be assigned a single classical proposition of type st. Composition-
Comma operator ensures that the formula to which it applies – as it enters the discourse
record – will not be inquisitive regardless of its internal composition. As in the case of
yet lack the alternative-rich meanings needed to meet the symmetric entailment condi-
tion.
Summing up, we have seen in this section that an account of sluicing based on sym-
metric entailment defined over inquisitive semantic interpretations captures both the data
which motivated Merchant (2001)’s semantic approach (and indeed previous approaches
dating back at least to Sag & Hankamer (1984)) as well a number of other sets of data,
3.3 Sprouting
Having examined cases of ‘merger’ sluicing with overt indefinite or disjunctive inner an-
tecedents, we turn now to cases of so-called ‘sprouting’ where the wh-phrase has no overt
correlate in the A-clause. In some cases, of course, there is good reason to believe that,
19
Ellipsis in inquisitive semantics
despite the lack of an overt inner antecedent, there is nonetheless an implicit argument
present in the A-clause. For example, a large body of literature dating back to Fillmore
(1969) holds that apparently intransitive uses of verbs like eat in (35a) include an existen-
tial/indefinite implicit argument (see AnderBois (2012b) for recent discussion of sluicing
and the typology of implicit arguments). Beyond this, there are cases like (35b) where
there is clearly an existential entailment, and arguably also (contextually restricted) exis-
b. [Fred baked a cake]A , but I don’t know [when Fred baked a cake]E .
Such data, therefore, have given rise to the claim that in a certain sense, there is no
sprouting, but rather that there is always an implicit argument either syntactically (e.g.
Fortin (2007), Fortin (2011)) or semantically (Merchant (2001)). While this approach is
potentially viable for the above data, Chung (2006) points out that there are other cases
where even an existential entailment (let alone a true indefinite) is clearly not present,
(36). People can finish projects on their own, and Seth can arrive by car, bike, helicopter,
etc. Such cases, therefore, present somewhat the opposite puzzle to what we have seen
in §3.1 for merger. Here, the A-clause is not even truth-conditionally equivalent to the
(36) a. [He finished the project]A , but we don’t know [with whose help he finished
b. [Seth arrived]A , but I don’t know [on which bus Seth arrived]E .
For the examples in (36), there is a clear intuition that these instances involve some
kind of accommodation. For (36a), this accommodation is pretty easy given the nature
of projects. For (36b), the ease of accommodation seemingly depends on various kinds
20
Ellipsis in inquisitive semantics
of world knowledge – Is Seth someone who is likely to take the bus? Are there multiple
buses which he could have taken? etc. While B’s question in (36c) sounds fairly odd out
of the blue, it sounds quite natural in the admittedly unusual context where it is known
ing that sprouting should be possible quite generally. However, there are many cases, as
in (37), where sprouting remains infelicitous even though it would seem quite plausible
(37) a. #Agnes wondered how John could eat, but it’s not clear what. Chung et al.
(1995)
b. A: The fact that Seth arrived was surprising. B: #On which bus?
These sorts of restrictions on sprouting were first noted by Chung et al. (1995), who
attribute them specifically to the presence of syntactic islands, claiming that in contrast
islands. However, subsequent work by Romero (1998) and Merchant (2001) argues on the
basis of pairs like (38) that this di↵erence is not limited to islands (since the non-elliptical
whereas an indefinite and clausemate negation ordinarily give rise to a scope ambiguity,
an existential implicit argument like the one in ‘Sally didn’t eat’ unambiguously takes
narrow scope relative to negation (i.e. ‘Sally didn’t eat’ does not a have a reading para-
phraseable with ‘There is a thing/meal x such that John didn’t eat x.’).
(38) a. *Ramon is glad that Sally ate, but I don’t remember which dish.
b. I don’t remember which dish he is glad that Sally ate. Romero (1998)
For cases like these with an implicit argument, then, the merger account can be ex-
21
Ellipsis in inquisitive semantics
has an indefinite implicit argument and therefore has an interpretation which is inquisi-
tive. In examples like (37a) and (38a), there is still an indefinite implicit argument, but
one which cannot take widest scope. Therefore, the whole sentence’s interpretation is
What, then, about examples like (36) in which we have seen following Chung (2006)
that no implicit argument or even existential entailment is present? Building on the above
intuition that at least some cases of sprouting involve accommodation of some sort, An-
derBois (2014) proposes an account which is partially semantic and partially pragmatic.
On the semantic side, the proposal extends the inquisitivity that we have thus far asso-
ciated with overt indefinites and disjunctions to existential quantification quite generally,
of a simple sentence like ‘John left’ not only includes the information that there is some
event or other which is a leaving event and of which John is the agent, but also the is-
sue of which event it is that satisfies these requirements. On the pragmatic side, then, the
account claims that sluicing is felicitous to the extent that the alternatives in the inter-
rogative E-clause covary with that of the A-clause, an accommodation process AnderBois
dubs ‘issue-bridging’. The rest of this section spells out both parts of this proposal a bit
more, though we refer the reader to AnderBois (2014) for further details.
A central notion in inquisitive semantics is the idea that the kind of indeterminacy
we find in indefinites and disjunctions is intimately related (and in some cases composi-
tionally related) to the inquisitivity we find in questions. In both cases, a set of alterna-
tives is made salient, leaving the issue of which alternative(s) in fact hold as at least a
safe potential topic for future conversation. For example, the sentence in (39a) introduces
a set of alternatives in (39c), makes salient the issue of which of these in fact hold, and
22
Ellipsis in inquisitive semantics
b. 9x.leave0 (x)
8 9
>
> John left >
>
>
> >
>
>
> >
>
>
> Maribel left >
>
>
> >
>
< =
c. Alexis left >
>
> >
>
> >
>
>
> Ignacio left >
>
>
> >
>
>
> >
>
: ;
...
Here, we extend this idea beyond overt indefinites to existential quantification over
(40), the proposed semantics for the covert existential is formally entirely parallel to what
we have seen in (39). A sentence like (40a) introduces a set of alternatives, (40c), makes
salient the issue of which of these alternatives in fact hold, and conveys the information
The issue it makes salient is, however, a somewhat odd one, paraphraseable as “Which
event is an event of Seth leaving?”. The apparent oddity of this issue, however, is due not
to anything about the inquisitive quantification itself, but rather the ontological status
of events in the first place (as discussed, for example, by Parsons (1990)). Although it
is standard to take events to be things in the actual world in more or less the same way
With this semantics in place, we turn now to the pragmatic part of the story. For
concreteness, we will work with the example in (36b), repeated as (41). The semantics
23
Ellipsis in inquisitive semantics
above holds that the A-clause makes salient a quite fine-grained issue of the form “which
event?”. The E-clause, on the other hand, makes salient a more coarse-grained issue about
some aspect of the event in question, in this case its manner. The inquisitive entailment
condition is therefore not met given the di↵erence in the granularity of these two issues.12
(41) [Seth arrived]A , but I don’t know [on which bus Seth arrived]E .
While these two issues are not identical, the claim is that they are sufficiently simi-
lar that the E-clause can be accommodated. AnderBois (2014) calls this accommodation
process ‘issue-bridging’, on analogy with bridging definite descriptions like that in (42).
The existence of a driver is not simply accommodated directly, but rather by virtue of
a salient relationship with something whose existence and discourse salience are already
established, a bus.
times, locations, manners, etc. are typically aspects of events (see also Barros (2014) for
a related approach which works directly with these categories rather than events). Con-
cretely, then, the prediction is that sprouting (and indeed sluicing more generally) should
be subject to the condition in (43). One important feature of the account to note is that
it relies crucially on the presence of inquisitive material in the A-clause, and thus avoids
overgenerating and allowing examples like (37) since the event quantification in question
(43) Covariation condition: Sprouting is felicitous to the extent that the context
allows for the inference that the alternatives in the A-clause covary with the alter-
This section has shown two ways to extend the inquisitive semantic account of sluic-
ing to sprouting – one for cases where an indefinite implicit argument is present, and one
24
Ellipsis in inquisitive semantics
for cases where no such argument is found. Both accounts rely on independently known
scopal properties of implicit existential quantification to help constrain the account, thus
deriving the asymmetries between merger and sprouting first discussed by Chung et al.
(1995).
In this chapter, we have informally introduced inquisitive semantics, reviewed the most
fleshed out inquisitive semantic account of ellipsis to date – AnderBois (2014)’s work on
sluicing – and explored various kinds of data consistent with this view. We conclude here
by considering how three major questions in the theory of ellipsis – Structure, Recov-
erability, and Licensing – are answered under this account as well as briefly consider-
ing other potential ways of incorporating inquisitive semantics into the theory of ellipsis.
By Structure, we mean the question of what syntactic structure, if any, is found within
the ellipsis site itself. Recoverability refers to the way in which the ellipsis site’s in-
ellipsis that are not clearly part of the latter two categories.
Since inquisitive semantics is a theory of semantic content rather than of the inter-
faces between semantics and syntax or phonology, it in principle need not impose any
requirements on the theory of ellipsis. This said, for inquisitive semantics to play a role
least partially semantic in nature. Inquisitive semantics locates alternatives in the inter-
pretation itself, rather than in the LF, and so even an LF-syntactic approach to recov-
erability such as Chung et al. (1995) will not suffice. A complete theory of ellipsis must
of course address the other major questions as well, which we do presently both for the
main account described here, AnderBois (2014), as well as briefly discussing how these
answers might change under other potential ways of incorporating inquisitive semantics
25
Ellipsis in inquisitive semantics
major issues in largely similar ways. On the question of Structure, both accounts posit
silent linguistic material with ellipsis consisting of PF-deletion. Typically, we assume that
the deleted material is full interrogative clauses, though nothing in the analysis rules out
other underlying structures such as clefts provided that they satisfy the relevant iden-
tity conditions (see, e.g. Barros (2014) for a closely related, but non-inquisitive, approach
metric entailment between A- and E-clauses with entailment crucially being defined over
have departed slightly from Merchant (2001), along with Chung (2006) and others in sup-
plementing this semantic condition with a minimal lexico-syntactic one to handle certain
a hybrid one, in line with recent works in a variety of otherwise quite di↵erent approaches
Finally, for Licensing, it does not seem that inquisitive semantics imposes any par-
ticular constraints on possible accounts. Given the close parallels with Merchant (2001),
we refer the reader to Merchant (2001), Ch. 2 (and Lobeck (1995)’s work cited therein)
for discussion of this issue. One place where inquisitive semantics does help shape the
range of answers to the Licensing question (or perhaps Recoverability) is that it pro-
vides a semantic account to certain kinds of cases that one might have thought were due
to syntactic or other form-based constraints (e.g. the case of double negation above).
However, we again stress that the way the account in §3 answers the question of
Structure is not intrinsic to inquisitive semantics per se, and that there are in princi-
ple many di↵erent frameworks for understanding ellipsis in which inquisitive semantics
could be incorporated. Given the tight connection between inquisitive semantic issues
and Questions Under Discussion (QUDs), one obvious candidate would be to build on
Ginzburg & Sag (2001)’s QUD-based approach. In a nutshell, their approach is a structure-
26
Ellipsis in inquisitive semantics
free one which, beyond a minimal condition on form referring to a salient utterance (SAL-
UTT), fills in the interpretation of the wh-phrase anaphorically from the maximal QUD
(MAX-QUD).
On a classical semantics for indefinites and disjunctions, however, this approach of-
fers no clear way to explain the privileged role that these elements play in sluicing (in
fact, Ginzburg & Sag (2001) briefly argue against this claim on p. 321). Adding inquisi-
tive semantics to this picture, however, these elements conventionally make salient a pos-
sible QUD, thus explaining their privileged role. While such an account is in many ways
an attractive one, further work on the various linguistic and non-linguistic ways in which
QUDs arise in discourse is needed to make it viable. For example, (44) is a case where a
clear QUD is established contextually, it would seem, and yet sluicing appears to be quite
bad.
(44) Scenario: I see the silhouette of someone is knocking on my office door, but can’t
#Who? // #I wonder who. // #Do you know who? // Who is it? // Who’s there?
Another alternative would be to seize upon the deep parallels between inquisitive
semantics and dynamic semantics and draw upon work that treats ellipsis as discourse
reference of a special sort such as Hardt (1993) (possibly supplemented with a lexico-
syntactic condition of some sort). One challenge for such an approach, however, is that
individual discourse reference does not exhibit the same interactions with double nega-
tion and appositives as does sluicing, as discussed by AnderBois (2014). Nonetheless, such
an approach is in principle possible and, again, would give quite di↵erent answers to the
rich’. We expect therefore that we might find ramifications of this richer notion of seman-
tic content in various areas of the grammar. We hope to have shown that this is so for el-
27
Ellipsis in inquisitive semantics
lipsis and to have shown one way of modeling such e↵ects by focusing primarily on a par-
ticular ellipsis process: sluicing. Given the central role of interrogatives, indefinites, and
disjunction in sluicing, these issues are naturally most salient here. However, it should
be clear that once we adopt alternative-rich sentence meanings, the question arises of
whether other ellipsis processes may similarly require reference to inquisitive semantic
Notes
1
It should be noted that while this was a driving motivation in many early works in inquisitive semantics
(e.g. Groenendijk (2007), Groenendijk & Roelofsen (2009), Ciardelli (2009)), some more recent works have used
the moniker ‘inquisitive semantics’, yet lack this second property (e.g. Farkas & Roelofsen (t.a.) propose that
declarative clauses include a closure operator eliminating this possibility).
2
Formally, it has been argued that this extension is in fact somewhat more fraught in the case of models
with non-finite domains. See Ciardelli (2009) for detailed discussion.
3
While in principle they are equally applicable, pictorial representations like (2b) become unhelpful for larger
sets of alternatives.
4
While other scope-taking elements such as conjunction and universal quantification are defined by most
authors in ways that allows their alternatives to be ‘passed up’ the composition, one could alternatively de-
fine them in ways that do not have this e↵ect. The choice ultimately depends on how one wishes to handle
scope-taking more generally and we therefore set aside this concern here.
5
We would also note that it is not entirely clear how to interpret felicity judgments for these data. Read-
ing these sentences, it is relatively easy to figure out what such examples were supposed to have meant after
the fact. However, it still seems somewhat unlikely in our opinion that speakers in fact produce such sentences
frequently and possible that they have difficulty processing them when encountering them in natural speech.
Therefore, it seems quite possible to imagine an analysis of this gradient pattern of judgments in which the
grammar of appositives and sluicing does not generate such sentences, but rich context and other ‘repair mech-
anisms’ allow speakers to figure out what they are to have meant when encountered in experimental settings.
In any case, further corpus and experimental work is needed in this area.
6
Barros (2013) also notes a further interaction with the presence or absence of exactly in the E-clause which
we will set aside here.
7
See Barros (2013) and references therein for further discussion and independent linguistic diagnostics of
these categories.
28
Ellipsis in inquisitive semantics
8
This condition itself builds on the one proposed by Schwarzschild (1999) for deaccenting. It is worth not-
ing, therefore that, as observed by AnderBois (2014), deaccenting appear to be sensitive only to truth-conditions
rather than inquisitive content as well. Consider, for example the contrast between (12) and the following (un-
derlining indicates deaccenting):
(i) It’s not the case that Bill didn’t donate a book to the library, but I don’t know which book he
donated.
9
The focus-closure (F-clo) part of the definition is needed primarily to handle two kinds of sluices which
we will not discuss here: ones where the wh-phrase contains else, as in (i), and so-called ‘contrast’ sluices like
(ii), both examples from Merchant (2001).
(i) Abby called BenF an idiot, but I don’t know who else.
(ii) She has five catsF , but I don’t know how many dogsF .
We set aside these cases here, while not denying their importance.
10
The idea that such a notion of entailment is relevant for natural language has been independently proposed
in the literature on NPI-licensing (von Fintel (1999) et seq.), where it has been dubbed ‘Strawson entailment’.
11
Barker (2013), it should be noted, does briefly address Barros (2013)’s claim that the answer ban follows
from the inquisitive entailment condition, but expresses skepticism for two reasons. First, Barker apparently
was familiar only with AnderBois (2010), which only analyzed cases of merger, whereas AnderBois (2011) and
AnderBois (2014) also address sprouting (see §3.3). Second, Barker notes that Ciardelli et al. (2009) propose
an inquisitive semantic-based account of epistemic possibility modals like might which do not license sluicing:
However, while it is true that Ciardelli et al. (2009)’s account of might is couched in a version of inquis-
itive semantics, their approach does not actually claim that ‘John might leave’ has the same semantics as ‘John
will leave or John won’t leave’, and in fact does not claim that ‘John might leave’ is inquisitive at all (but in-
stead define a new category: ‘attentive’). Therefore, even taking this analysis for might at face value, we do
not predict (i) to be well-formed.
12
In this particular example, there is a second apparent lack of symmetric entailment: the fact that the E-
clause in this example has a presupposition not found in the A-clause. However, this concern is already taken
care of given that we have adopted a notion of Strawson entailment.
13
The account raises a number of issues related to scope-taking which we cannot address here for lack of space.
See Charlow (2014) for recent discussion of scope-taking and sluicing in a closely related semantics.
29
Ellipsis in inquisitive semantics
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