A Five-Factor Measure of Obsessive-Compulsive Personality Traits PDF
A Five-Factor Measure of Obsessive-Compulsive Personality Traits PDF
Purdue e-Pubs
Department of Psychological Sciences Faculty
Department of Psychological Sciences
Publications
2012
Donald R. Lynam
Purdue University, [email protected]
Joshua D. Miller
Thomas A. Widiger
Recommended Citation
Samuel, Douglas B.; Riddell, Ashley D.B.; Lynam, Donald R.; Miller, Joshua D.; and Widiger, Thomas A., "A Five-Factor Measure of
Obsessive-Compulsive Personality Traits." (2012). Department of Psychological Sciences Faculty Publications. Paper 6.
http://dx.doi.org/10.1080/00223891.2012.677885
This document has been made available through Purdue e-Pubs, a service of the Purdue University Libraries. Please contact [email protected] for
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FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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Douglas B. Samuel
Ashley D. B. Riddell
Donald R. Lynam
Joshua D. Miller
Thomas A. Widiger
Author’s Notes:
Psychological Sciences, Purdue University 703 Third St, West Lafayette, IN 47906.
Email: [email protected]
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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Abstract
The current study provides convergent, discriminant, and incremental validity data for the Five-Factor
compulsive personality disorder (OCPD) from the perspective of the five-factor model (FFM). Twelve
scales were constructed as maladaptive variants of specific FFM facets (e.g., Perfectionism as a
maladaptive variant of FFM competence). On the basis of data from 407 undergraduates (oversampled
for OCPD symptoms) these 12 scales demonstrated convergent correlations with established measures
of OCPD and the FFM. Further, they obtained strong discriminant validity with respect to facets from
other FFM domains. Most importantly, the individual scales and total score of the FFOCI obtained
incremental validity beyond existing measures of the FFM and OCPD for predicting a composite
measure of obsessive-compulsive symptomatology. The findings support the validity of the FFOCI as a
perfectionism.
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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A Five-Factor Measure of Obsessive-Compulsive Personality Traits
perfectionism; devotion to work to the exclusion of other important activities; preoccupation with the
details, order, and organization of activities and tasks; rigidity; and difficulty expressing warmth or
affection. Obsessive-compulsive is the most prevalent personality disorder (PD) within community
samples (Torgersen, 2009) and has a lengthy history within the clinical literature, having been included
in all previous diagnostic manuals and tracing its roots to Freud’s “anal character” (Pfohl & Blum,
The current nomenclature of the American Psychiatric Association (APA), however, has received
considerable criticism for its assumption that PDs are categorically distinct entities (Clark, 2007; First
et al., 2002; Livesley, 2003; Trull & Durrett, 2005; Widiger & Trull, 2007). The limitations of this
categorical approach include excessive diagnostic co-occurrence, arbitrary and inconsistent diagnostic
boundaries, and insufficient coverage. One additional difficulty is the provision of a single diagnostic
traits. For instance, in the DSM-IV-TR (APA, 2000), any four of eight criteria are required for the
diagnosis of OCPD. Therefore, there are 163 different combinations of criteria that yield an OCPD
diagnosis. Moreover, because only half of the criteria are required, it is possible that two individuals
could both meet the diagnosis, yet not even share a single feature. This problematic heterogeneity has
prompted some researchers to propose subtypes of OCPD in order to develop more specific treatment
The heterogeneity of OCPD has been further verified through factor analysis, which has supported
the position that OCPD is more fruitfully considered a constellation of maladaptive personality traits
(e.g., Baer, 1994; Grilo, 2004; Hummelen, Wilberg, Pedersen, & Karterud, 2008; Pinto, Ansell, Grilo,
& Shea, 2007). This situation has created a number of difficulties in the assessment of OCPD. For
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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example, existing measures typically evince problematic levels of reliability (e.g., Cronbach’s alpha
values < .50; Samuel & Widiger, 2010). Furthermore, these same measures often obtain such weak
convergence with one another that one might question if they are even assessing the same constructs
(Widiger & Boyd, 2009). Given the limitations of the categorical approach, researchers have suggested
that the DSM-IV-TR PDs, including OCPD, are best understood and assessed as maladaptive variants of
the traits identified within existing dimensional models of personality (Clark, 2007; Krueger & Eaton,
2010; Widiger & Simonsen, 2005). What is needed is a measure that parses the construct of OCPD into
components that would allow clinicians and researchers to more usefully assess, study, and treat those
specific traits that have previously been lumped into the heterogeneous category of OCPD.
One such framework for identifying those components is the five-factor model (FFM; McCrae &
Costa, 2003). The FFM consists of the broad domains of neuroticism (emotional instability or negative
versus antagonism, and conscientiousness (constraint) versus disinhibition. Each of these five broad
domains were further differentiated into six more specific facets by Costa and McCrae (1995) as they
developed and conducted research with the NEO Personality Inventory-Revised (NEO PI-R; Costa &
McCrae, 1992), the predominant measure of the FFM. For instance, the six facets of conscientiousness
A considerable body of research has also indicated that the DSM-IV-TR PDs, including OCPD, can
be understood as maladaptive variants of the domains and facets of the FFM (Clark & Livesley, 2002;
O’Connor, 2005; Samuel & Widiger, 2008). Nonetheless, existing measures of the FFM, which were
designed to assess normative personality traits, might be insufficient for assessing those pathological
aspects of OCPD pathology (Haigler & Widiger, 2001; Reynolds & Clark, 2001). As such it would be
useful to develop a FFM measure that focuses explicitly on the maladaptive aspects and levels of the
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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trait that are relevant to OCPD. A first step in developing such a measure is to determine the FFM traits
that best define the core components of OCPD. The existing literature provides useful data for this
Lynam and Widiger (2001) asked OCPD researchers to describe a prototypic case of OCPD in terms
of the 30 facets of the FFM, using the Five-Factor Model Rating Form (FFMRF; Mullins-Sweatt,
Jamerson, Samuel, Olson, & Widiger, 2006). These researchers suggested that an individual with a
prototypic case of OCPD would be high in competence, order, dutifulness, achievement-striving, self-
discipline, and deliberation from the conscientiousness domain; high in anxiety (from neuroticism);
low in openness to feelings, actions, ideas, and values; low in warmth and excitement-seeking (from
extraversion); and low in impulsivity (from neuroticism). This trait profile was quite consistent with a
comparable survey of practicing clinicians by Samuel and Widiger (2004). The only notable difference
was that the clinicians’ description of OCPD did not include low impulsivity nor low openness to ideas
and feelings (the 2.22 score for low openness to feelings fell just above the rationally derived 2.00 cut
point for a low score). Finally, Widiger, Trull, Clarkin, Sanderson, and Costa (2002) coded each of the
DSM-IV-TR diagnostic criteria (APA, 2000) in terms of the FFM. Their coding identified considerably
fewer facets of the FFM (e.g., excluding high anxiousness, low excitement-seeking, and high self-
discipline) due largely to being confined to the symptoms contained within the DSM-IV-TR criterion
set.
Saulsman and Page (2004) meta-analyzed the correlations between measures of OCPD and the FFM
and reached the surprising conclusion that OCPD was only weakly related to FFM conscientiousness,
producing a weighted mean effect size of only .23 (p < .0001). However, they suggested that this effect
size varied across OCPD measures such that the relationship between OCPD and conscientiousness
was particularly strong when the Millon Clinical Multiaxial Inventory (MCMI; Millon, 1994) was
used. Furthermore, they suggested that this effect size varied across OCPD measures such that the
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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relationship between OCPD and conscientiousness was heavily influenced by a version of the Millon
Clinical Multiaxial Inventory (MCMI-III; Millon, 1994). The MCMI-III obtained a weighted mean
effect size of .52 with conscientiousness, whereas all other self-report PD scales showed an effect size
of only .03; interview-based measures evinced an effect size of -.05. This difference is not surprising as
the MCMI-III often fails to converge with other measures of OCPD (Widiger & Boyd, 2009).
However, an additional explanation for the effect size noted by Saulsman and Page (2004) was a
potential limitation in the NEO Personality Inventory-Revised’s (NEO PI-R; Costa & McCrae, 1992)
assessment of maladaptively high conscientiousness. When Haigler and Widiger (2001) experimentally
manipulated NEO PI-R items by inserting words to make them more excessive, extreme, or
maladaptive variants of the same content, the correlations between conscientiousness and OCPD
increased substantially.
Samuel and Widiger (2008) further investigated the relationship between OCPD and FFM
conscientiousness when they replicated and extended the Saulsman and Page (2004) meta-analysis to
consider the 30 FFM facets. They found positive relationships between OCPD and the
addition, when they tested for moderation by instrument, they indicated that the high convergence with
FFM conscientiousness noted previously for the MCMI-III was also evident with the Schedule for
Nonadaptive and Adaptive Personality - 2 (SNAP-2; Clark, Simms, Wu, & Casillas, in press).
In the absence of a gold standard for the assessment of these constructs, Samuel and Widiger (2011)
administered multiple measures of conscientiousness, OCPD, and specific components of OCPD. This
multi-faceted approach allowed for an examination of the overall relationship rather than specific
conscientiousness was particularly strongly related with the more specific components of OCPD, such
Based on the surveys of researchers (Lynam & Widiger, 2001), surveys of clinicians (Samuel &
Widiger, 2004), and empirical research (Samuel & Widiger, 2008, 2011; Saulsman & Page, 2004)
twelve facets of the FFM were identified as being particularly relevant for the assessment of OCPD
from the perspective of the FFM. As discussed above, the six facets of conscientiousness have been the
most frequently identified for describing OCPD. Nevertheless, the surveys and empirical research has
also identified additional facets from the domains of extraversion, neuroticism, and openness domains.
include low warmth and excitement-seeking from extraversion; high anxiety from neuroticism; and low
In order to assess these FFM obsessive-compulsive personality traits we developed brief scales,
Ruminative Deliberation (FFM deliberation), Detached Coldness (low FFM warmth), Risk Aversion
(low FFM excitement-seeking), Excessive Worry (high FFM anxiety), Constricted (low FFM openness
to feelings), Inflexibility (low FFM openness to actions), and Dogmatism (low FFM openness to
values).
The purpose of the current study was to investigate these twelve FFM OCPT scales (collectively
consistency, convergent and discriminant validity with existing measures, and incremental validity over
Method
Procedures
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The study’s undergraduate participants were drawn from the introductory psychology student
participant pool at the University of Kentucky. To ensure the inclusion of elevated levels of OCPD
pathology in our sample we administered the OCPD scale from the Personality Diagnostic
Questionnaire-4 (PDQ-4; Bagby & Farvolden, 2004) to a pool of over 1400 potential participants and
selected the top-scoring 100 individuals (each endorsed at least five of the eight PDQ-4 items) over two
consecutive semesters and invited them to participate in the study. Once a number of these participants
had been sampled, the study was opened to the entire subject pool to expand the range.
All measures were administered via SurveyMonkey, a secure online survey service. Given the
online format, individuals indicated their informed consent by selecting the appropriate box. After
providing informed consent, participants completed selected scales from personality and PD
instruments; the order of administration was standard across all participants. Participants were allowed
as much time as necessary to complete the materials (which required approximately 2.5 hours), and
could temporarily suspend participation whenever necessary. Upon completion, each participant
Participants
A total of 500 responses were obtained (including 1001 from the oversampled group). Of these, 51
(6 oversampled) were eliminated due to incomplete or missing data for a total of 449 participants (95
oversampled). Finally, 42 participants (6 oversampled) were excluded from the study due to elevated
scores on the survey’s validity scale (described below) yielding a useable sample of 407 participants of
The sample of participants was split such that 204 (45 oversampled) were included in the item
selection process and 203 (44 oversampled) were utilized for the convergent, discriminant, and
incremental validity analyses. These two groups did not differ significantly on any demographic
variables. Any remaining missing data were assumed to be missing at random and were imputed using
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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the expectation maximization (EM) procedure. We chose EM because it has been shown to produce
more accurate estimates of population parameters than other methods (Enders, 2006).
The entire sample was predominantly female (61%) and Caucasian (84%), but some participants did
indicate their race as African American (5%), Asian (3%), multiracial (3%), or “other” (4%). In
addition, (2%) identified their ethnicity as Hispanic. Finally, the mean age was 19.1 years (sd = 3.4).
The level of OCPD pathology in the validation sample was high according to the PDQ-4. The
number of criteria endorsed ranged from zero to eight, with a mean of 3.3 (sd = 1.8). The oversampling
the mean values on other measures, as well. For example, the mean item-score on the WISPI-IV OCPD
scale was 4.4 (sd = 1.5) in the current sample compared with 3.8 (sd = 1.3) among psychiatric
inpatients in a validation sample (Smith, Klein, & Benjamin, 2003). In addition, the mean dimensional
t-score on the SNAP-2 OCPD scale in the current sample was 52.4 (sd = 12.4), which is comparable to
the mean (53.1, sd = 11.1) among a small sample of outpatients (n = 63) reported in the SNAP-2
manual (Clark et al., in press). Finally, the DAPP-BQ Compulsivity scale had a mean of 52.7 (sd =
12.0) in our sample, the norm for a clinical sample was 51.4 (sd = 12.3) in the manual (Livesley &
Jackson, 2009).
Materials
The current study includes a number of psychometric measures; namely, the FFOCI, three
alternative measures of the domain of conscientiousness, four alternative measures of OCPD, and two
Five-Factor Obsessive-Compulsive Inventory (FFOCI). The initial item pool for the FFOCI
consisted of 298 items, with approximately 22 items per subscale (range of 20-24 items per FFM facet),
answered on a 5-point scale ranging from strongly disagree to strongly agree. Items were written to
assess obsessive-compulsive maladaptive variants of each respective FFM facet, modeled after the
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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development of the Elemental Psychopathy Assessment (Lynam et al., 2011). For example, the items
for FFOCI did not concern simply deliberation but more specifically the ruminative deliberation that is
characteristic of OCPD. Items were written so as to be maladaptive in nature (i.e., a positive response
would be likely to impede general functioning) while remaining true to the spirit of the FFM facet
description.
Specifically, six subscales in the item pool assess obsessive-compulsive variants of FFM
Conscientiousness: Perfectionism (e.g., “People often think I work too long and hard to make things
perfect” and “I like my work to be flawless and unblemished”), Fastidiousness (e.g., “I probably spend
more time than is needed organizing and ordering things” and “I need to consider every little detail”),
Punctiliousness (e.g., “Some persons suggest I can be excessive in my emphasis on being proper and
moral” and “I have such a strong sense of duty that I sometimes become over-committed”),
Workaholism (e.g., “My drive to succeed keeps me going when others have stopped” and “I get so
caught up in my work that I lose time for other things”), Doggedness (e.g., “I have a strong, perhaps at
times even excessive, single-minded determination” and “If I start something I work until it is
complete”), and Ruminative Deliberation (e.g., “I think things over and over and over before I make a
decision” and “I often dwell on every possible thing that might go wrong”). Two subscales assess
OCPD facets of low Extraversion: Detached Coldness (e.g., “I often come across as formal and
reserved” and “Warmth and intimacy are not my strengths”), and Risk Aversion (e.g., “I would always
sacrifice fun and thrills for the security of my future” and, reverse-scored, “If it sounds exciting, I'd try
anything once”). One subscale assesses an OCPD variant of Neuroticism: Excessive Worry (e.g., “I am
often concerned, even nervous, about things going wrong” and “I am a worrier”). Three subscales
assess OCPD facets of low Openness to Experience: Constricted (e.g., “I am a thinker, not a feeler” and
“Strong emotions are not that important in my life”), Inflexibility (e.g., “I like to keep to the ‘tried and
true’ rather than try new things” and “I much prefer predictability than exploring the unknown”), and
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Dogmatism (e.g., “It troubles me how society is losing its strong moral core” and “I live my life by a
Validity Scale. In the current study, a five-item validity scale was used. Each item describes a
behavior that was very unlikely to be true (e.g., “I am currently in the Guinness Book of World
Records” and, reverse coded, “I have used a computer in the past 2 years”), thus an endorsement
suggested the individual was not attending to the item’s content. The items were rated on a five-point
Likert scale whose values ranged from strongly disagree to strongly agree.
Conscientiousness-Related Scales.
NEO Personality Inventory-Revised (NEO PI-R; Costa & McCrae, 1992). The NEO PI-R is a 240-
item self-report inventory designed to assess normal personality domains according to the FFM,
including conscientiousness. It uses a 5-point Likert scale (ranging from strongly disagree to strongly
agree). Alpha coefficients ranged from .47 (activity) to .87 (warmth) for the facets.
Experimentally Manipulated NEO PI-R (EXP-NEO; Haigler & Widiger, 2001). The EXP-NEO is an
experimental version of the NEO PI-R in which items were altered to refer to extreme and/or
maladaptive variants of the existing content. For example, the item “I am known for my prudence and
common sense” was altered to “I have been told that I may at times display an excessive prudence and
rigid common sense” and the item “I tend to be somewhat fastidious or exacting” became “I tend to be
overly fastidious or exacting”). The EXP-NEO uses the same 5-point Likert scale as the NEO PI-R and
the EXP-NEO Conscientiousness facet scales have evinced large, significant correlations with NEO PI-
R Conscientiousness facet scales (Haigler & Widiger, 2001; Samuel & Widiger, 2011). Only the 48
conscientiousness items from the EXP-NEO were included in the present study. Cronbach’s alpha for
HEXACO Personality Inventory – Revised (HEXACO PI-R; Ashton & Lee, 2008). The HEXACO-
PI-R is a 200-item self-report inventory designed to assess six domains of normal personality
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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functioning (Honesty-Humility, Emotionality, Extraversion, Agreeableness, Conscientiousness, and
Openness to Experience). The broad domains are further subdivided into four facets, each of which is
assessed using an 8-item subscale. The HEXACO PI-R uses a 5-point Likert scale (ranging from
strongly disagree to strongly agree). Only the 32 items from the HEXACO-PI Conscientiousness scale
were included in the present study. Alpha value for this domain was .91.
Jackson, 2009). The DAPP-BQ is a 290-item self-report inventory consisting of 18 scales designed to
measure aspects of personality pathology (e.g., compulsivity and affective instability). Responses are
given using a 5-point Likert-type scale ranging from strongly disagree to strongly agree. The present
study included only the 16-item DAPP Compulsivity scale, which consists of items such as “I do jobs
thoroughly even if no one will ever see them.” The alpha value for the compulsivity scale was .94.
Millon Clinical Multiaxial Inventory-III (MCMI-III; Millon, 1994). The MCMI-III is a 175-item
true-false self-report inventory designed to assess DSM-IV-TR (APA, 2000) PDs. The present study
included only the 17 MCMI-III items pertaining to OCPD, as well as the seven Grossman facet items
for OCPD. The alpha for the MCMI-III scale was .77.
Personality Diagnostic Questionnaire-4 (PDQ-4; Bagby & Farvolden, 2004). The PDQ-4 is a 99-
item true-false self-report inventory intended to measure the 10 DSM-IV-TR (APA, 2000) PDs. The
present study included only the eight items pertaining to OCPD. The alpha for the PDQ-4 OCPD scale
was .54.
Schedule for Nonadaptive and Adaptive Personality -2 (SNAP-2; Clark et al., in press). The SNAP-
2 is a 390-item factor analytically derived true-false, self-report inventory designed to measure both
normal and abnormal personality functioning through dimensional scales. It includes 12 scales to
measure maladaptive personality traits (e.g., manipulativeness), three scales to assess broad personality
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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temperaments (e.g., disinhibition), six validity scales, and diagnostic scales for DSM-IV TR (APA,
2000) PDs. The present study included only the 25 items pertaining to OCPD and the 35 items forming
the Constraint trait scale. Although mostly independent, five items are scored for both of these scales,
for a total of 55 unique items. The alphas were .79 and .87 for the OCPD and Constraint scales,
respectively.
Wisconsin Personality Disorder Inventory (WISPI-IV; Klein et al., 1993). The WISPI-IV is a 204-
item questionnaire designed to measure the DSM-IV PDs. Using a ten-point Likert scale (ranging from
not at all; never applies to me to extremely; always applies to me) participants rate how often
statements have applied to them in the past five years. The present study included only the 20 WISPI-
IV items pertaining to OCPD. The alpha for the WISPI-IV was .93.
Results
Using one half of the data set, the final item selections were made using a criterion-keying approach
(Clark & Watson, 1995). Each potential FFOCI item was correlated with the OCPD scales, their
respective NEO PI-R facet scales and, for FFOCI conscientiousness items, their respective facet scale
of the EXP-NEO and the full HEXACO PI-R Conscientiousness scale. We selected items for each
subscale that obtained the maximal correlations with these criterion measures. For example, the item “I
like my work to be flawless and unblemished” was retained for the Perfectionism subscale (C1) as it
evinced correlations with the nine criteria ranging from .18 (PDQ-4 OCPD) to .46 (HEXACO PI-R
Perfectionism), with a median value of .31. Similarly, the item “People consider me a rather serious and
reserved person” was retained for the Detached Coldness subscale (low E1) as it correlated significantly
with the five relevant criteria including -.35 with NEO PI-R warmth and .39 with the WISPI-IV OCPD
scale.
There was not a strict cutoff in terms of the magnitude of the relationships with the criteria as they
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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varied across the FFOCI subscales (e.g., not all measures of OCPD would be expected to include all 12 of
the FFM components of OCPD). At times an item selection could be somewhat arbitrary, as multiple
items would be expected to obtain comparably strong results. We also examined all candidate items to
avoid explicitly redundant items. Finally, we aimed for approximately 30% of the items on the final
scales to be reverse-scored, but this was not always possible. Indeed, reverse-scored items tended, on
average, to function less effectively (Rodebaugh, Woods, & Heimberg, 2007) and nine of the twelve
FFOCI scales include only two reverse-scored items, while the other scales had three.
The properties of each FFOCI scale are presented in Table 1. Cronbach’s alpha values ranged from
.77 to .87. The average corrected item-total correlations, which index the relationship between each
individual item and all others in a given scale, ranged from .45 to .60. The minimum, maximum, and
mean inter-item correlations for the items in each scale are also presented in Table 1. The means ranged
Table 2 presents the intercorrelations among the FFOCI scales. All but five of these correlations
were significant at p > .01, with a majority of the effect sizes greater than r = .40. Not surprisingly,
correlations were higher among scales within the same FFM domain (e.g., the correlation among the
FFOCI conscientiousness scales ranged from .59 to .74, with a median of .67). However, there were
also exceptions. For example, the Constricted (O3) scale related rather weakly with most other FFOCI
Convergent validity, reported in Table 3, was examined by correlating each of the 12 FFOCI
subscales with their corresponding NEO PI-R facets (e.g., FFOCI Perfectionism correlated with NEO
PI-R Competence). Significant convergent validity correlations were obtained for all 12 FFOCI
subscales with their respective NEO PI-R facet scales. In fact, all of these correlations are considered
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
15
large (i.e., r > .50) according to Cohen (1992), except for FFOCI Perfectionism, which obtained a
correlation of .45. Some of these values are negative because the FFOCI scale is keyed in the opposite
direction as the NEO PI-R facet. For example, FFOCI Detached Coldness correlated -.74 with the NEO
The FFOCI Conscientiousness scales were also correlated with their corresponding EXP-NEO
Conscientiousness facets, as well as with HEXACO PI-R Conscientiousness and SNAP-2 Constraint
scales. These convergent validity correlations were again significant in all instances as the FFOCI
scales related strongly with the respective EXP-NEO facets (ranging from .52 for Perfectionism to .76
for Fastidiousness), HEXACO PI-R Conscientiousness (ranging from .66 for Perfectionism and
Punctiliousness to .75 for Fastidiousness), and SNAP-2 Constraint (.41 for Perfectionism to .60 for
Ruminative Deliberation).
Discriminant validity was investigated by analyzing the relationships between each of the 12 FFOCI
subscales and all other, non-corresponding, NEO PI-R facet scales. The second row of Table 3 provides
the mean of the discriminant correlations between the FFOCI subscale and the NEO PI-R facet scales
within the same domain. The third row provides the mean correlation of the FFOCI subscale with the
24 NEO PI-R facet scales outside the domain. Consistent with expectations, the within-domain
discriminant correlations were substantial, whereas those outside the domain were small. For example,
the FFOCI Workaholism subscale obtained an average correlation of .51 with the five non-
corresponding facets within the Conscientiousness domain and -.05 with the 24 facets from all other
domains. Although the within-domain discriminant correlation was large, it was still typically lower
than the convergent correlation between this FFOCI subscale and its parent NEO PI-R facet (i.e., r =
.69). This pattern held for all but two of the FFOCI scales; the two exceptions being FFOCI
as the DAPP-BQ Compulsivity scale. The convergent correlations for the FFOCI were all significant
and large, ranging from.50 (PDQ-4) to .71 (WISPI-IV). In fact, the relevant scores from the WISPI-IV,
SNAP-2, MCMI-III, and DAPP-BQ correlated as highly, or higher, with the FFOCI as they did with
any of the other measures of OCPD. This suggests that that the FFOCI captures the construct encoded
in existing OCPD measures and can be considered a common ground among OCPD measures, which
often have displayed problematic levels of convergence (Widiger & Boyd, 2009).
Next we correlated each of the individual 12 FFOCI subscales with these same five measures. The
results in Table 5 indicate that the individual FFOCI subscales, like the combined FFOCI score, each
converged significantly with the established OCPD measures. Nonetheless, the magnitude of these
relationships varied across the FFOCI subscales. For example, FFOCI Perfectionism manifested
correlations that ranged from .43 (MCMI-III) to .64 (SNAP-2), yet FFOCI Constricted evinced
correlations ranging from .07 (MCMI-III) to .23 (SNAP-2). Overall, ten of the twelve subscales
The incremental validity of the FFOCI subscales was examined by testing whether each scale could
account for OCPD variance over and above that provided by its respective NEO PI-R facet scale. For
these analyses we employed a composite of the four DSM-IV-TR OCPD scales as the criterion. After
we standardized scores from the WISPI-IV, SNAP-2, PDQ-4, and MCMI-III to place them on the same
metric, we then averaged across these measures to produce the criterion. We entered the NEO PI-R
facet score in the first step of a hierarchical linear regression. These values are presented in the first
columns of Table 6. All but one of the NEO PI-R facets (i.e., openness to feelings) predicted a
significant portion of the variance in the criterion measure. We next added the relevant FFOCI subscale
in a second step to determine the increment of prediction it offered. As can be seen in Table 6, 11
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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FFOCI subscales accounted for a notable portion of the variance in the criterion, with R2Δ values
ranging from .12 (Excessive Worry) to .39 (Perfectionism). Nonetheless, the magnitude was quite small
for FFOCI Constricted (R2Δ = .03) suggesting it was not much better than the NEO PI-R facet of
Finally, the incremental validity of the FFOCI total score was examined to test whether it would
account for variance beyond established measures of OCPD. In order to avoid criterion overlap,
separate criteria were computed for each of four comparisons by averaging the standardized scores
from the other OCPD measures. For example, the criterion for the FFOCI comparison with the SNAP-2
was the mean of the standardized scores from the MCMI-III, WISPI-IV, and PDQ-4. Using these
criteria, the selected OCPD scale (e.g., SNAP-2) was entered in the first step of a hierarchical linear
regression with the FFOCI total score entered in the second step. Not surprisingly, the results in Table 7
indicate that each of the established OCPD measures accounted for significant portions of the variance
in the composite of the remaining measures (although the value for the MCMI-III was quite small at
.05). Most importantly, the FFOCI accounted for a significant increment over each of the OCPD
measures with R2Δ values ranging from .18 (beyond the WISPI-IV) to .52 (beyond the MCMI-III). In
each case, the total R2 was substantial and accounted for more than 50% of the variance in the criteria.
Discussion
The purpose of the present study was to examine the convergent, discriminant, and incremental
validity of the FFOCI and the results yielded promising support for its validity. For instance, each of
the twelve subscales displayed strong internal consistency, indicating they are homogenous in content.
Additionally, the FFOCI subscales correlated significantly with the corresponding facet scales from the
NEO PI-R, as well as with selected scales from other personality inventories. Importantly, these
convergent correlations were, for the most part, large in size, demonstrating that the FFOCI subscales
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
18
remain true to the FFM traits from which they were derived, despite their emphasis on aspects and
levels of the traits that are relevant to OCPD. In this regard, we suggest the FFOCI provides a “bridge”
between the general personality traits assessed by the NEO PI-R and the maladaptive traits encoded
The relationship between FFM conscientiousness and OCPD has not always been substantial. The
first version of the DSM-5 dimensional trait model proposal included a domain of compulsivity that
Clark and Krueger (2010) and Krueger et al. (2011) suggested was distinct from FFM
conscientiousness, citing the meta-analysis of Saulsman and Page (2004). Saulsman and Page did
report correlations that were significant, but small. Nevertheless, a subsequent meta-analysis by Samuel
and Widiger (2008) indicated that the failure to confirm the hypothesis may have reflected limitations
of some existing measures of conscientiousness, not limitations within the conscientiousness construct
itself. Samuel and Widiger (2011) indicated strong support when FFM conscientiousness was
correlated with particular components of OCPD, such as Compulsivity as assessed by the DAPP-BQ;
Livesley & Jackson, 2009), and Workaholism and Propriety assessed by the SNAP (Clark et al., in
press). Support for the relationship of FFM conscientiousness and OCPD is also provided in the meta-
analytic study of O’Connor (2005), as well as the factor analyses of Clark, Livelsey, and Schroeder
(1996), Markon, Krueger, and Watson (2005), Shroeder, Wormworth, and Livesley (1992), and Watson,
Clark, and Chmielewski (2008). In the current study, the FFOCI scales assessing maladaptive variants
Doggedness, and Ruminative Deliberation) all correlated highly with DAPP-BQ Compulsivity, as well
as with FFM conscientiousness as assessed by the NEO PI-R, the experimentally altered version of the
NEO PI-R, SNAP-2 Constraint (Clark et al., in press), and with HEXACO-PI Conscientiousness
In addition to the convergent validity, each of the FFOCI subscales manifested significant
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
19
incremental validity over its corresponding facet scale from the NEO PI-R in accounting for variance in
a sum of four measures of OCPD. This particular finding is not surprising as the FFOCI subscales were
constructed to provide assessments of maladaptive variants of their respective NEO PI-R facets. In
addition, this is consistent with prior studies that have reported incremental validity of measures of
maladaptive personality functioning relative to the NEO PI-R’s assessment of general personality
functioning. For example, Reynolds and Clark (2001) reported that the maladaptive personality trait
scales from the SNAP-2 (e.g., Workaholism and Propriety) obtain incremental validity over the scales
from the NEO PI-R in accounting for PD symptomatology. As indicated by Reynolds and Clark,
however, these findings do not necessarily suggest that the FFM, per se, lacks adequate coverage of the
PD symptomatology. Instead, they merely suggest that the NEO PI-R lacks adequate coverage, which
is to be expected given that it was designed to provide an assessment of the normal variants of
personality functioning. They in fact suggested the development of new measures of the FFM that
would provide better fidelity for the assessment of the maladaptive traits.
The total score on the FFOCI (i.e., the sum of all 12 FFOCI subscales) also correlated highly with
and obtained incremental validity over each of the OCPD scales by accounting for additional variance
in a composite of three other measures of OCPD. These findings indicate that the effort to develop a
measure of obsessive-compulsive personality traits has, indeed, proven fruitful. Although each subscale
is brief, the FFOCI has a large number of subscales. In this regard, the FFOCI has a particular
advantage over existing OCPD scales in that it provides separate, homogenous subscales with which to
assess each of the specific components of OCPD. This is similar to the approach taken by the SNAP-2
(Clark et al., in press), which includes two subscales to assess components of OCPD (i.e., Workaholism
and Propriety). OCPD is a heterogeneous construct (Ansell et al., 2010) and without separate subscales
it will not always be clear why or how OCPD relates to external validators (Smith & Combs, 2010).
The FFOCI enables the disambiguation of the OCPD construct and allows researchers and clinicians to
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
20
assess specific traits of fastidiousness, workaholism, excessive worry, and/or Risk Aversion rather than
a global match to a monolithic yet heterogeneous construct. Finally, another potential advantage of the
FFOCI is its conceptual and empirical alignment with a broader dimensional model of general
personality structure, providing thereby a connection with a considerable body of construct validity
The FFOCI Perfectionism subscale correlated less strongly with its corresponding NEO PI-R and
EXP-NEO facet, Competence, than did other FFOCI conscientiousness subscales with their respective
facets. Nevertheless, Perfectionism did correlate well with HEXACO PI-R Conscientiousness,
suggesting that the lower convergent validity of Perfectionism with NEO and EXP-NEO Competence
may reflect a limitation of the NEO PI-R itself, rather than of the FFOCI Perfectionism scale. It is
possible that the NEO PI-R does not express the idea of “competence” in a manner that can easily be
construed as perfectionism when taken to its maladaptive extreme. In fact, NEO PI-R Competence
appears to center on the idea of successfully “getting things done” and, as a result, tends to assess an
individual’s perceived ability to get things done rather than his or her general concern with or
orientation towards being competent and getting things done well. It may be that it is not competence
itself, but rather the desire for competence that may become warped to create something as maladaptive
as perfectionism. Similar distinctions have been made between the assessment of adaptive and
maladaptive perfectionism (Bieling, Israeli, & Antony, 2004; Flett & Hewitt, 2006; Page, Bruch, &
Haase, 2008). It will be of interest in future research to explore the relative relationship of the NEO PI-
trait scales with measures of adaptive and maladaptive perfectionism, as well as additional measures of
OCPD traits, such as the Pathological Obsessive-Compulsive Personality Scale (Pinto, 2011), that also
OCPD, likely reflecting that some FFM traits are more central to the historical construct and
conceptualization of OCPD than others (Samuel & Widiger, 2010). A scale that obtained somewhat
weak findings in this regard was the FFOCI Constricted subscale that assessed a maladaptive, extreme
variant of low Openness to Feelings. Although the Constricted subscale correlated strongly with the
NEO PI-R facet (r = -.78), its relationships with OCPD scales, including other scales from the FFOCI,
were mostly small and even non-significant in some cases. In addition, although the Constricted scale
did obtain a significant increment over the NEO PI-R facet for predicting the OCPD composite, this
effect size was also quite small. Taken together, it would appear that a trait defined by being closed to
one’s own feelings, whether assessed by the NEO PI-R or the FFOCI, is only moderately related to
existing measures of OCPD or its components. This, of course, does not necessarily suggest that such a
scale is not useful, but does indicate it is somewhat distinct from other aspects of the OCPD construct
and is not encoded within existing OCPD instruments. This particular FFM facet was nominated as
prototypic by the experts surveyed in Lynam and Widiger (2001) but only marginally identified as such
by the clinicians in Samuel and Widiger (2004). It will be useful for future research to determine
whether low openness to feelings is indeed a useful and/or valid component of a measure of obsessive-
More generally, the FFOCI assesses 12 trait components of OCPD. It is possible that only a small
subset of this list is really needed to provide a useful or valid assessment. For example, in the more
recent proposal for DSM-5, the diagnosis of OCPD includes only two traits: rigid perfectionism and
perseveration (APA, 2011). It will be of interest for future research to determine whether such
and/or risk aversion assessed by the FFOCI are really necessary for a valid assessment.
extreme and/or maladaptive variants of FFM traits (particularly as assessed by the NEO PI-R) one
might predict that FFOCI scales will have better fidelity for the extreme range of traits whereas the
respective NEO PI-R facet scales will have better fidelity for the lower range, as indicated in previous
FFM IRT studies by Samuel, Simms, Clark, Livesley, and Widiger (2010) and Stepp et al (in press).
However, in some cases a respective FFOCI subscale is perhaps best understood as assessing an OCPD
maladaptive variant of an FFM trait rather than a more extreme variant. For example, NEO PI-R low
Warmth is a scale that is also assessing a maladaptive trait of introversion (Haigler & Widiger, 2001).
FFOCI Detached Coldness might not be assessing a more extreme variant of low warmth, but simply
Limitations
One potential limitation of the current study was the use of online data collection. The latter does
not provide as much control over the validity of questionnaire completion as would be provided by a
group administration in a classroom setting or other uniform environment. This concern can be further
exacerbated by the number of items that the participants were asked to complete. However, several
factors offset these concerns. First, the participants were free to use as much time as needed to
complete the questionnaires. Second, an exclusion threshold was used to ensure that invalid protocols
were deleted. In addition, the findings were largely consistent with theoretical expectations, suggesting
that the results were not substantially negatively affected by random, careless responding. Indeed, a
number of recent studies attest to reliability and validity of data that are collected online (e.g., Wilt,
An additional potential limitation was that the data were collected within a student population. It
will be important to replicate the current findings within a clinical sample in which a number of
persons with OCPD are known to be present. Anticipating this concern, the authors of the current study
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
23
ensured that the PDQ-4 OCPD scale was administered to over 1,000 potential participants; inviting 100
of them with the very highest scores to participate in the study was intended to provide the student
sample with a sufficient range of OCPD symptomatology. The mean scores on measures of OCPD
included within the current study were comparable to mean scores obtained within clinical samples.
Finally, it is important to note that the validity evidence presented here is confined to other self-
report questionnaires. It will be important for future studies to go beyond this methodology and
compare the FFOCI against semi-structured interviews and informant reports of OCPD to determine
how well these scales predict specific problematic behaviors and important clinical outcomes, such as
psychosocial functioning. For example, one area of fruitful research might be the distinction between
adaptive and maladaptive career, work, and/or academic performance. Competence and achievement-
striving are unambiguously related to successful work, but traits such as perfectionism and
workaholism can be both advantageous and problematic (Bieling et al., 2004; Flett & Hewitt, 2006).
Conclusions
The FFOCI obtained strong convergent validity with existing measures of normal personality,
suggesting that the subscales provide robust assessments of the same FFM personality traits. However,
the FFOCI also correlates highly with, yet provide incremental validity over, established measures of
OCPD pathology. Taken together, these findings support the understanding of OCPD as a constellation
of maladaptive traits that are variants of general personality structure and suggest the FFOCI provides a
promising tool for assessing of these traits in clinical and research settings.
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
24
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Table 1
Properties of FFOCI Scales from Validation Sample
Avg. Inter-item Correlations
m sd α CITC mean min max
Perfectionism (C1) 32.6 6.0 .84 .54 .35 .09 .68
Fastidiousness (C2) 31.4 6.8 .87 .60 .38 .19 .77
Punctiliousness (C3) 31.2 5.7 .80 .47 .28 .09 .58
Workaholism (C4) 29.8 6.2 .82 .52 .29 -.01 .65
Doggedness (C5) 31.6 6.2 .86 .57 .35 .03 .56
Ruminative Deliberation (C6) 31.1 6.6 .86 .56 .37 .07 .61
Detached Coldness (E1) 24.8 6.5 .84 .54 .31 .08 .73
Risk Aversion (E5) 26.9 6.8 .87 .58 .41 .17 .65
Excessive Worry (N1) 35.0 7.4 .87 .60 .42 .14 .72
Constricted (O3) 25.4 6.5 .85 .55 .37 .03 .66
Inflexibility (O4) 26.1 5.7 .77 .45 .25 .02 .52
Dogmatism (O6) 25.2 6.1 .83 .51 .32 .04 .64
Notes: FFOCI = Five-Factor Obsessive Compulsive Inventory; Avg. CITC = Averaged Corrected Item-total
correlations. n = 203
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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Table 2
Intercorrelations Among the Final FFOCI scales in the Validation Sample (n = 203)
C1 C2 C3 C4 C5 C6 E1 E5 O3 O4 O6
Perfectionism (C1)
Fastidiousness (C2) .73**
Punctiliousness (C3) .62** .69**
Workaholism (C4) .72** .63** .70**
Doggedness (C5) .62** .59** .67** .74**
Ruminative Deliberation (C6) .60** .68** .64** .67** .64**
Detached Coldness (E1) .23** .35** .36** .36** .34** .42**
Risk Aversion (E5) .38** .51** .54** .47** .46** .68** .48**
Constricted (O3) .10 .13 .14* .21** .22** .20** .61** .21**
Inflexibility (O4) .44** .55** .57** .56** .50** .57** .59** .66** .32**
Dogmatism (O6) .41** .45** .65** .44** .48** .47** .41** .50** .31** .51**
Excessive Worry (N1) .32** .35** .29** .31** .15* .40** .19** .32** -.09 .41** .20**
Notes: FFOCI = Five Factor Obsessive Compulsive Inventory.
** = p < .01 (2-tailed), * = p < .05 (2-tailed)
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Table 3
Convergent and discriminant validity of the FFOCI subscales with measures of general personality.
FFOCI Subscales
Other
Measures (C1) (C2) (C3) (C4) (C5) (C6) (E1) (E5) (N1) (O3) (O4) (O6)
NEO faceta .45** .74** .51** .69** .77** .76** -.74** -.68** .82** -.78** -.53** -.62**
Disc Sameb .49 .46 .49 .51 .59 .45 -.46 -.36 .49 -.26 -.22 -.31
Disc Otherc -.01 -.04 -.06 -.05 .11 -.08 -.07 .06 -.06 -.15 .01 .01
Exp Cd .52** .76** .55** .69** .72** .70**
HEX Ce .66** .75** .66** .69** .72** .69**
SNAP-Cf .41** .50** .55** .56** .51** .60**
Note. n = 203. FFOCI=Five-Factor Obsessive-Compulsive Inventory; FFOCI subscales are denoted as follows: C1:
Perfectionism, C2: Fastidiousness, C3: Punctiliousness, C4: Workaholism, C5: Doggedness, C6: Ruminative Deliberation,
E1: Detached Coldness, E5: Risk Aversion, N1: Excessive Worry, O3: Constricted, O4: Inflexibility, O6: Dogmatism.
a
Corresponding NEO Personality Inventory-Revised (NEO PI-R; Costa & McCrae, 1992) facet for each FFOCI subscale;
b
Discriminant validity between the FFOCI and the average correlation of non-corresponding NEO PI-R facets within the
same domain; cDiscriminant validity between the FFOCI and the average correlation of non-corresponding NEO PI-R
facets outside of each subscale’s domain; dCorresponding Experimental NEO PI-R (Haigler & Widiger, 2001)
Conscientiousness facet; eTotal HEXACO PI-R Conscientiousness scale (Ashton & Lee, 2008); fSNAP-2 = Schedule for
Nonadaptive and Adaptive Personality, Constraint scale (Clark et al., in press).
*p < .05, **p < .01
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Table 4
Convergence of FFOCI and OCPD Scales
MCMI-III PDQ-4 SNAP-2 WISPI-IV DAPP-BQ
FFOCI .58** .50** .66** .71** .66**
MCMI-III .00 .27** .30** .53**
PDQ-4 .67** .61** .38**
SNAP-2 .63** .58**
WISPI-IV .60**
Notes. n = 203. FFOCI = Five Factor Obsessive Compulsive Inventory; OCPD = Obsessive
Compulsive Personality Disorder; MCMI-III = Millon Clinical Multiaxial Inventory - III
(Millon, 1994); PDQ-4 = Personality Diagnostic Questionnaire (Bagby & Farvolden, 2004);
SNAP-2 = Schedule for Nonadaptive and Adaptive Personality (Clark et al., in press); WISPI-
IV = Wisconsin Personality Inventory (Klein et al., 1993); DAPP-BQ (Livesley &
Jackson, 2009).
*p < .05, **p < .01
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
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Table 5
Convergent Validity of FFOCI Subscales with OCPD and Related Measures
FFOCI Subscales
Other Measures C1 C2 C3 C4 C5 C6 E1 E5 N1 O3 O4 O6
MCMI-III .43** .50** .53** .52** .62** .60** .26** .59** .09 .07 .35** .36**
PDQ-4 .48** .44** .38** .39** .22** .35** .26** .23** .48** .14* .39** .40**
SNAP-2 .64** .56** .52** .54** .49** .49** .33** .41** .41** .23** .51** .47**
WISPI-IV .62** .63** .58** .59** .49** .60** .33** .46** .42** .14* .57** .53**
DAPP-BQ .70** .77** .59** .61** .60** .60** .21** .43** .29** .02 .38** .41**
Note. n = 203. FFOCI=Five-Factor Obsessive-Compulsive Inventory; FFOCI subscales are denoted as follows: C1:
Perfectionism, C2: Fastidiousness, C3: Punctiliousness, C4: Workaholism, C5: Doggedness, C6: Ruminative
Deliberation, E1: Detached Coldness, E5: Risk Aversion, N1: Excessive Worry, O3: Constricted, O4: Inflexibility,
O6: Dogmatism. MCMI=Millon Clinical Multiaxial Inventory III (Millon, 1994); PDQ-4 = Personality Diagnostic
Questionnaire (Bagby & Farvolden, 2004); SNAP-2 = Schedule for Nonadaptive and Adaptive Personality-2 (Clark et
al., in press); WISPI-IV=Wisconsin Personality Inventory (Klein et al., 1993); DAPP-BQ = Dimensional Assessment
of Personality Pathology-Basic Questionnaire Compulsivity scale (Livesley and Jackson, 2009).
*p < .05, **p < .01.
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
36
Table 6
Incremental Validity of FFOCI Subscales over NEO PI-R Facets for Predicting
OCPD Composite
Step 1 Step 2
NEO PI-R β R2 NEO PI-R β FFOCI β R2 ∆
C1 .37** .14** .06 .70** .39**
C2 .51** .26** -.04 .74** .25**
C3 .41** .17** .10 .62** .29**
C4 .55** .30** .14* .58** .18**
C5 .38** .15** -.22* .78** .24**
C6 .58** .34** .15 .57** .14**
E1 -.20** .04** .20* .54** .13**
E5 -.36** .13** .05 .60** .19**
N1 .33** .11** -.16 .59** .12**
O3 -.10 .01 .12 .29* .03*
O4 -.44** .19** -.16* .52** .20**
O6 -.38** .15** -.03 .56** .20**
Note. n = 203. FFOCI = Five-Factor Obsessive-Compulsive Inventory; OCPD Composite =
The mean standardized scores of the OCPD scales from the Millon Clinical Multiaxial
Inventory - III (Millon, 1994), Schedule for Nonadaptive and Adaptive Personality (Clark et
al, in press), Wisconsin Personality Inventory (Klein et al., 1993), and Personality Diagnostic
Questionnaire (Bagby & Farvolden, 2004). FFOCI subscales are denoted as follows: C1:
Perfectionism, C2: Fastidiousness, C3: Punctiliousness, C4: Workaholism, C5: Doggedness,
C6: Ruminative Deliberation, E1: Detached Coldness, E5: Risk Aversion, N1: Excessive
Worry, O3: Constricted, O4: Inflexibility, O6: Dogmatism.
* p < .05, ** p < .01.
FIVE-FACTOR OBSESSIVE-COMPULSIVE INVENTORY
37
Table 7
Incremental validity of FFOCI Over Established OCPD Scales
SNAP-2 MCMI-III PDQ-4 WISPI-IV
2 2
β R∆ β R∆ β R2∆ β R2∆
Step 1 .51** .05** .30** .49**
OCPDa .71** .22** .55** .70**