Iso 26262 1 2018
Iso 26262 1 2018
Iso 26262 1 2018
STANDARD 26262-1
Second edition
2018-12
Reference number
ISO 26262-1:2018(E)
© ISO 2018
ISO 26262-1:2018(E)
Contents Page
Foreword......................................................................................................................................................................................................................................... iv
Introduction................................................................................................................................................................................................................................. vi
1 Scope.................................................................................................................................................................................................................................. 1
2 Normative references....................................................................................................................................................................................... 1
3 Terms and definitions...................................................................................................................................................................................... 1
4 Abbreviated terms............................................................................................................................................................................................28
Bibliography.............................................................................................................................................................................................................................. 33
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation on the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see the following
URL: www.iso.org/iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 22, Road vehicles Subcommittee, SC 32,
Electrical and electronic components and general system aspects.
This edition of ISO 26262 series of standards cancels and replaces the edition ISO 26262:2011 series of
standards, which has been technically revised and includes the following main changes:
— requirements for trucks, buses, trailers and semi-trailers;
— extension of the vocabulary;
— more detailed objectives;
— objective oriented confirmation measures;
— management of safety anomalies;
— references to cyber security;
— updated target values for hardware architecture metrics;
— guidance on model based development and software safety analysis;
— evaluation of hardware elements;
— additional guidance on dependent failure analysis;
— guidance on fault tolerance, safety-related special characteristics and software tools;
— guidance for semiconductors;
— requirements for motorcycles; and
— general restructuring of all parts for improved clarity.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.
A list of all parts in the ISO 26262 series can be found on the ISO website.
Introduction
The ISO 26262 series of standards is the adaptation of IEC 61508 series of standards to address the
sector specific needs of electrical and/or electronic (E/E) systems within road vehicles.
This adaptation applies to all activities during the safety lifecycle of safety-related systems comprised
of electrical, electronic and software components.
Safety is one of the key issues in the development of road vehicles. Development and integration of
automotive functionalities strengthen the need for functional safety and the need to provide evidence
that functional safety objectives are satisfied.
With the trend of increasing technological complexity, software content and mechatronic
implementation, there are increasing risks from systematic failures and random hardware failures,
these being considered within the scope of functional safety. ISO 26262 series of standards includes
guidance to mitigate these risks by providing appropriate requirements and processes.
To achieve functional safety, the ISO 26262 series of standards:
a) provides a reference for the automotive safety lifecycle and supports the tailoring of the activities
to be performed during the lifecycle phases, i.e., development, production, operation, service and
decommissioning;
b) provides an automotive-specific risk-based approach to determine integrity levels [Automotive
Safety Integrity Levels (ASILs)];
c) uses ASILs to specify which of the requirements of ISO 26262 are applicable to avoid unreasonable
residual risk;
d) provides requirements for functional safety management, design, implementation, verification,
validation and confirmation measures; and
e) provides requirements for relations between customers and suppliers.
The ISO 26262 series of standards is concerned with functional safety of E/E systems that is achieved
through safety measures including safety mechanisms. It also provides a framework within which
safety-related systems based on other technologies (e.g. mechanical, hydraulic and pneumatic) can be
considered.
The achievement of functional safety is influenced by the development process (including such
activities as requirements specification, design, implementation, integration, verification, validation
and configuration), the production and service processes and the management processes.
Safety is intertwined with common function-oriented and quality-oriented activities and work
products. The ISO 26262 series of standards addresses the safety-related aspects of these activities and
work products.
Figure 1 shows the overall structure of the ISO 26262 series of standards. The ISO 26262 series of
standards is based upon a V-model as a reference process model for the different phases of product
development. Within the figure:
— the shaded “V”s represent the interconnection among ISO 26262-3, ISO 26262-4, ISO 26262-5,
ISO 26262-6 and ISO 26262-7;
— for motorcycles:
— ISO 26262-12:2018, Clause 8 supports ISO 26262-3;
— ISO 26262-12:2018, Clauses 9 and 10 support ISO 26262-4;
— the specific clauses are indicated in the following manner: “m-n”, where “m” represents the number
of the particular part and “n” indicates the number of the clause within that part.
1 Scope
This document is intended to be applied to safety-related systems that include one or more electrical
and/or electronic (E/E) systems and that are installed in series production road vehicles, excluding
mopeds. This document does not address unique E/E systems in special vehicles such as E/E systems
designed for drivers with disabilities.
NOTE Other dedicated application-specific safety standards exist and can complement the ISO 26262 series
of standards or vice versa.
Systems and their components released for production, or systems and their components already under
development prior to the publication date of this document, are exempted from the scope of this edition.
This document addresses alterations to existing systems and their components released for production
prior to the publication of this document by tailoring the safety lifecycle depending on the alteration.
This document addresses integration of existing systems not developed according to this document and
systems developed according to this document by tailoring the safety lifecycle.
This document addresses possible hazards caused by malfunctioning behaviour of safety-related E/E
systems, including interaction of these systems. It does not address hazards related to electric shock,
fire, smoke, heat, radiation, toxicity, flammability, reactivity, corrosion, release of energy and similar
hazards, unless directly caused by malfunctioning behaviour of safety-related E/E systems.
This document describes a framework for functional safety to assist the development of safety-
related E/E systems. This framework is intended to be used to integrate functional safety activities
into a company-specific development framework. Some requirements have a clear technical focus to
implement functional safety into a product; others address the development process and can therefore
be seen as process requirements in order to demonstrate the capability of an organization with respect
to functional safety.
This document defines the vocabulary of terms used in the ISO 26262 series of standards.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 26262 (all parts), Road vehicles — Functional safety
3.1
architecture
representation of the structure of the item (3.84) or element (3.41) that allows identification of
building blocks, their boundaries and interfaces, and includes the allocation of requirements to these
building blocks
3.2
ASIL capability
capability of the item (3.84) or element (3.41) to meet assumed safety (3.132) requirements assigned
with a given ASIL (3.6)
Note 1 to entry: As a part of hardware safety requirements, achievement of the corresponding random hardware
target values for fault metrics (see ISO 26262-5:2018, Clauses 8 and 9) allocated to the element (3.41) is included,
if needed.
3.3
ASIL decomposition
apportioning of redundant safety (3.132) requirements to elements (3.41), with sufficient independence
(3.78), conducing to the same safety goal (3.139), with the objective of reducing the ASIL (3.6) of the
redundant safety (3.132) requirements that are allocated to the corresponding elements (3.41)
Note 1 to entry: ASIL decomposition is a basis for methods of ASIL (3.6) tailoring during the design process
(defined as requirements decomposition with respect to ASIL (3.6) tailoring in ISO 26262-9).
Note 2 to entry: ASIL decomposition does not apply to random hardware failure requirements per ISO 26262-9.
Note 3 to entry: Reducing the ASIL (3.6) of the redundant safety (3.132) requirements has some exclusions, e.g.
confirmation measures (3.23) remain at the level of the safety goal (3.139).
3.4
assessment
examination of whether a characteristic of an item (3.84) or element (3.41) achieves the ISO 26262
objectives
3.5
audit
examination of an implemented process with regard to the process objectives
3.6
automotive safety integrity level
ASIL
one of four levels to specify the item's (3.84) or element's (3.41) necessary ISO 26262 requirements and
safety measures (3.141) to apply for avoiding an unreasonable risk (3.176), with D representing the most
stringent and A the least stringent level
Note 1 to entry: QM (3.117) is not an ASIL.
3.7
availability
capability of a product to provide a stated function if demanded, under given conditions over its defined
lifetime
3.8
base failure rate
BFR
failure rate (3.53) of a hardware element (3.41) in a given application use case used as an input to safety
(3.132) analyses
3.9
base vehicle
Original Equipment Manufacturer (OEM) T&B vehicle configuration (3.175) prior to installation of body
builder equipment (3.12)
Note 1 to entry: Body builder equipment (3.12) may be installed on a base vehicle that consists of all driving
relevant systems (3.163) (engine, driveline, chassis, steering, brakes, cabin and driver information).
EXAMPLE Truck (3.174) chassis with powertrain and cabin, rolling chassis with powertrain.
3.10
baseline
version of the approved set of one or more work products (3.185), items (3.84) or elements (3.41) that
serves as a basis for change
Note 1 to entry: See ISO 26262-8:2018, Clause 8.
Note 3 to entry: A baseline is used as a basis for further development through the change management process
during the lifecycle (3.86).
3.11
body builder
BB
organization that adds trucks (3.174), buses (3.14), trailers (3.171) and semi-trailers (3.151) (T&B)
bodies, cargo carriers, or equipment to a base vehicle (3.9)
Note 1 to entry: T&B bodies include truck (3.174) cabs, bus (3.14) bodies, walk-in vans, etc.
Note 2 to entry: Cargo carriers include cargo boxes, flat beds, car transport racks, etc.
Note 3 to entry: Equipment includes vocational devices and machinery, such as cement mixers, dump beds, snow
blades, lifts, etc.
3.12
body builder equipment
machine, body, or cargo carrier installed on the T&B base vehicle (3.9)
3.13
branch coverage
percentage of branches of the control flow of a computer program executed during a test
Note 1 to entry: 100 % branch coverage implies 100 % statement coverage (3.160).
Note 2 to entry: An if-statement always has two branches - condition true and condition false - independent of the
existence of an else-clause.
3.14
bus
motor vehicle which, because of its design and appointments, is intended for carrying persons and
luggage, and which has more than nine seating places, including the driving seat
Note 1 to entry: A bus may have one or two decks and may also tow a trailer (3.171).
3.15
calibration data
data that will be applied as software parameter values after the software build in the development process
EXAMPLE Parameters (e.g. value for low idle speed, engine characteristic diagrams); vehicle specific
parameters (adaptation values, e.g., limit stop for throttle valve); variant coding (e.g. country code, left-hand/
right-hand steering).
3.16
candidate
item (3.84) or element (3.41) whose definition and conditions of use are identical to, or have a very high
degree of commonality with, an item (3.84) or element (3.41) that is already released and in operation
Note 1 to entry: This definition applies where candidate is used in the context of a proven in use argument (3.115).
3.17
cascading failure
failure (3.50) of an element (3.41) of an item (3.84) resulting from a root cause [inside or outside of the
element (3.41)] and then causing a failure (3.50) of another element (3.41) or elements (3.41) of the same
or different item (3.84)
Note 1 to entry: Cascading failures are dependent failures (3.29) that could be one of the possible root causes of a
common cause failure (3.18). See Figure 2.
3.18
common cause failure
CCF
failure (3.50) of two or more elements (3.41) of an item (3.84) resulting directly from a single specific
event or root cause which is either internal or external to all of these elements (3.41)
Note 1 to entry: Common cause failures are dependent failures (3.29) that are not cascading failures (3.17). See
Figure 3.
3.19
common mode failure
CMF
case of CCF (3.18) in which multiple elements (3.41) fail in the same manner
Note 1 to entry: Failure (3.50) in the same manner does not necessarily mean that they need to fail exactly the
same. How close the failure modes (3.51) need to be in order to be classified as common mode failure depends on
the context.
EXAMPLE 1 A system (3.163) has two temperature sensors which are compared with each other. If the
difference between the two temperature sensors is larger than or equal to 5 °C it is handled as a fault (3.54) and
the system (3.163) is switched into a safe state (3.131). A common mode failure lets both temperature sensors fail
in such a way that the difference between the two sensors is smaller than 5 °C and therefore is not detected.
EXAMPLE 2 In a CPU lockstep architecture (3.1) where the outputs of both CPUs are compared cycle by cycle,
both CPUs need to fail exactly the same way in order for the failure (3.50) to go undetected. In this context, a
common mode failure lets both CPUs fail exactly the same way.
EXAMPLE 3 An over voltage failure (3.50) due to lots of parts not meeting their specification for over voltage
is a common mode failure.
3.20
complete vehicle
fully assembled T&B base vehicle (3.9) with its body builder equipment (3.12)
EXAMPLE Refuse collector, dump truck (3.174).
3.21
component
non-system level element (3.41) that is logically or technically separable and is comprised of more than
one hardware part (3.71) or one or more software units (3.159)
EXAMPLE A microcontroller.
3.22
configuration data
data that is assigned during element build and that controls the element build process
EXAMPLE 1 Pre-processor variable settings which are used to derive compile time variants from the
source code.
Note 1 to entry: Configuration data controls the software build. Configuration data is used to select code from
existing code variants already defined in the code base. The functionality of selected code variant will be included
in the executable code.
Note 2 to entry: Since configuration data is only used to select code variants, configuration data does not include
code that is executed or interpreted during the use of the item (3.84).
3.23
confirmation measure
confirmation review (3.24), audit (3.5) or assessment (3.4) concerning functional safety (3.67)
3.24
confirmation review
confirmation that a work product (3.185) provides sufficient and convincing evidence of their
contribution to the achievement of functional safety (3.67) considering the corresponding objectives
and requirements of ISO 26262
Note 1 to entry: A complete list of confirmation reviews is given in ISO 26262-2.
Note 2 to entry: The goal of confirmation reviews is to ensure compliance with the ISO 26262 series of standards.
3.25
controllability
ability to avoid a specified harm (3.74) or damage through the timely reactions of the persons involved,
possibly with support from external measures (3.49)
Note 1 to entry: Persons involved can include the driver, passengers or persons in the vicinity of the vehicle's
exterior.
Note 2 to entry: The parameter C in hazard analysis and risk assessment (3.76) represents the potential for
controllability.
3.26
coupling factors
common characteristic or relationship of elements (3.41) that leads to a dependence in their failures (3.50)
3.27
dedicated measure
measure to ensure the failure rate (3.53) claimed in the evaluation of the probability of violation of
safety goals (3.139)
EXAMPLE Design feature such as hardware part (3.71) over-design (e.g. electrical or thermal stress rating)
or physical separation (e.g. spacing of contacts on a printed circuit board); special sample test of incoming
material to reduce the risk (3.128) of occurrence of failure modes (3.51) which contribute to the violation of safety
goals (3.139); burn-in test; dedicated control plan.
3.28
degradation
state or transition to a state of the item (3.84) or element (3.41) with reduced functionality,
performance, or both
3.29
dependent failures
failures (3.50) that are not statistically independent, i.e. the probability of the combined occurrence
of the failures (3.50) is not equal to the product of the probabilities of occurrence of all considered
independent failures (3.50)
Note 1 to entry: Dependent failures can manifest themselves simultaneously, or within a sufficiently short time
interval, to have the effect of simultaneous failures (3.50).
Note 2 to entry: Dependent failures include common cause failures (3.18) and cascading failures (3.17).
Note 3 to entry: Whether a given failure (3.50) is a cascading failure (3.17) or a common cause failure (3.18) may
depend on the hierarchical structure of the elements (3.41).
Note 4 to entry: Whether a given failure (3.50) is a cascading failure (3.17) or a common cause failure (3.18) may
depend on the temporal behaviour of the elements (3.41).
Note 5 to entry: Dependent failures can include software failures (3.50) even if the probability of the failure (3.50)
is not calculated.
3.30
dependent failure initiator
DFI
single root cause that leads multiple elements (3.41) to fail through coupling factors (3.26)
Note 1 to entry: Coupling factors (3.26) which are candidates for dependencies are identified during DFA.
EXAMPLE 1 Coupling factor (3.26): Two SW units using the same RAM. Root cause: One SW unit unintentionally
corrupts data used by the second SW unit.
EXAMPLE 2 Coupling factor (3.26): Two ECUs operating in the same compartment of the car. Root cause:
Unwanted/unexpected water intrusion into that particular compartment leads to flooding and to failure (3.50)
of both ECUs.
EXAMPLE 3 Coupling factor (3.26): Two microcontrollers using the same 3,3 V power supply. Root cause:
Overvoltage on the 3,3 V, damaging both microcontrollers.
3.31
detected fault
fault (3.54) whose presence is detected within a prescribed time by a safety mechanism (3.142)
Note 1 to entry: The prescribed time can be the fault detection time interval (3.55) or the multiple-point fault
detection time interval (3.98).
3.32
development interface agreement
DIA
agreement between customer and supplier in which the responsibilities for activities to be performed,
evidence to be reviewed, or work products (3.185) to be exchanged by each party related to the
development of items (3.84) or elements (3.41) are specified
Note 1 to entry: While DIA applies to the development phase, supply agreement (3.162) applies to production.
3.33
diagnostic coverage
DC
percentage of the failure rate (3.53) of a hardware element (3.41), or percentage of the failure rate (3.53)
of a failure mode (3.51) of a hardware element (3.41) that is detected or controlled by the implemented
safety mechanism (3.142)
Note 1 to entry: Diagnostic coverage can be assessed with regard to residual faults (3.125) or with regard to
latent multiple-point faults (3.97) that might occur in a hardware element (3.41).
Note 2 to entry: Safety mechanisms (3.142) implemented at different levels in the architecture (3.1) can be
considered.
Note 3 to entry: Except when it is explicitly mentioned, the proportion of safe faults (3.130) of a safety-related
hardware element (3.41) is not considered when determining the diagnostic coverage of the safety mechanism
(3.142).
3.34
diagnostic points
output signals of an element (3.41) at which the detection or correction of a fault (3.54) is observed
Note 1 to entry: Diagnostic points are also referred to as "alarms" or "error (3.46) flags" or "correction flags".
3.35
diagnostic test time interval
amount of time between the executions of online diagnostic tests by a safety mechanism (3.142)
including duration of the execution of an online diagnostic test
Note 1 to entry: See Figure 5.
3.36
distributed development
development of an item (3.84) or element (3.41) with development responsibility divided between the
customer and supplier(s) for the entire item (3.84) or element (3.41)
Note 1 to entry: Customer and supplier are roles of the cooperating parties.
3.37
diversity
different solutions satisfying the same requirement, with the goal of achieving independence (3.78)
Note 1 to entry: Diversity does not guarantee independence (3.78), but can deal with certain types of common
cause failures (3.18).
Note 2 to entry: Diversity can be a technical solution [diverse hardware components (3.21), diverse SW
components (3.21)] or a technical means (e.g. diverse compiler) to apply.
3.38
dual-point failure
failure (3.50) resulting from the combination of two independent hardware faults (3.54) that leads
directly to the violation of a safety goal (3.139)
Note 1 to entry: Dual-point failures are multiple-point failures (3.96) of order 2.
Note 2 to entry: Dual-point failures that are addressed in the ISO 26262 series of standards include those where
one fault (3.54) affects a safety-related element (3.144) and another fault (3.54) affects the corresponding safety
mechanism (3.142) intended to achieve or maintain a safe state (3.131).
3.39
dual-point fault
individual fault (3.54) that, in combination with another independent fault (3.54), leads to a dual-point
failure (3.38)
Note 1 to entry: A dual-point fault can only be recognized after the identification of a dual-point failure (3.38), e.g.
from cut set analysis of a fault tree.
3.40
electrical and/or electronic system
E/E system
system (3.163) that consists of electrical or electronic elements (3.41), including programmable
electronic elements (3.41)
Note 1 to entry: An element (3.41) of an E/E system can also be another E/E system.
EXAMPLE Power supply; sensor or other input device; communication path; actuator or other output device.
3.41
element
system (3.163), components (3.21) (hardware or software), hardware parts (3.71), or software units (3.159)
Note 1 to entry: When “software element” or “hardware element” is used, this phrase denotes an element of
software only or an element of hardware only, respectively.
3.42
embedded software
fully-integrated software to be executed on a processing element (3.113)
3.43
emergency operation
operating mode (3.102) of an item (3.84), for providing safety (3.132) after the reaction to a fault (3.54)
until the transition to a safe state (3.131) is achieved
Note 1 to entry: See Figure 4 and Figure 5.
Note 2 to entry: When a safe state (3.131) cannot be directly reached, or cannot be timely reached, or cannot
be maintained after the detection of a fault (3.54), a safety mechanism (3.142) can transition the item (3.84)
to emergency operation for providing safety (3.132) until the transition to a safe state (3.131) is achieved and
maintained.
Note 3 to entry: Emergency operation and associated emergency operation tolerance time interval (3.45) are
described in the warning and degradation strategy (3.183).
Note 4 to entry: Degradation (3.28) can be part of the concept for emergency operation.
EXAMPLE Emergency operation can be specified as part of the error (3.46) reaction of a fault tolerant
item (3.84).
3.44
emergency operation time interval
EOTI
time-span during which emergency operation (3.43) is maintained
Note 1 to entry: See Figure 4 and Figure 5.
Note 2 to entry: Emergency operation (3.43) and associated emergency operation tolerance time interval (3.45) are
described in the warning and degradation strategy (3.183).
Note 3 to entry: Emergency operation (3.43) is temporarily maintained for providing safety (3.132) until the
transition to a safe state (3.131) is achieved.
3.45
emergency operation tolerance time interval
EOTTI
specified time-span during which emergency operation (3.43) can be maintained without an
unreasonable level of risk (3.128)
Note 1 to entry: See Figure 4.
Note 2 to entry: Emergency operation tolerance time interval is the maximum value of the emergency operation
time interval (3.44).
Note 3 to entry: Emergency operation (3.43) can be considered safe due to the limited operation time as defined
in the emergency operation tolerance time interval.
3.46
error
discrepancy between a computed, observed or measured value or condition, and the true, specified or
theoretically correct value or condition
Note 1 to entry: An error can arise as a result of a fault (3.54) within the system (3.163) or component (3.21) being
considered.
3.47
expert rider
role filled by persons capable of evaluating controllability (3.25) classifications based on operation of
actual motorcycles (3.93)
Note 1 to entry: An expert rider is a rider who has the:
— knowledge to evaluate motorcycle (3.93) controllability (3.25) characteristics with respect to a representative
rider's riding capability.
Note 2 to entry: See ISO 26262-12:2018, Annex C for information relating to the use of expert riders.
3.48
exposure
state of being in an operational situation (3.104) that can be hazardous if coincident with the failure
mode (3.51) under analysis
Note 1 to entry: The parameter “E” in hazard analysis and risk assessment (3.76) represents the potential exposure
to the operational situation (3.104).
3.49
external measure
measure that is separate and distinct from the item (3.84) which reduces or mitigates the risks (3.128)
resulting from the item (3.84)
3.50
failure
termination of an intended behaviour of an element (3.41) or an item (3.84) due to a fault (3.54)
manifestation
Note 1 to entry: Termination can be permanent or transient.
3.51
failure mode
manner in which an element (3.41) or an item (3.84) fails to provide the intended behaviour
3.52
failure mode coverage
FMC
proportion of the failure rate (3.53) of a failure mode (3.51) of a hardware element (3.41) that is detected
or controlled by the implemented safety mechanism (3.142)
3.53
failure rate
probability density of failure (3.50) divided by probability of survival for a hardware element (3.41)
Note 1 to entry: The failure rate is assumed to be constant and is generally denoted as “λ”.
3.54
fault
abnormal condition that can cause an element (3.41) or an item (3.84) to fail
Note 1 to entry: Permanent, intermittent, and transient faults (3.173) (especially soft errors) are considered.
Note 2 to entry: When a subsystem is in an error (3.46) state it could result in a fault for the system (3.163).
Note 3 to entry: An intermittent fault occurs from time to time and then disappears again. This type of fault can
occur when a component (3.21) is on the verge of breaking down or, for example, due to an internal malfunction
in a switch. Some systematic faults (3.165) (e.g. timing irregularities) could lead to intermittent faults.
3.55
fault detection time interval
FDTI
time-span from the occurrence of a fault (3.54) to its detection
Note 1 to entry: See Figure 5.
Note 2 to entry: Fault detection time interval is determined independently of diagnostic test time interval (3.35).
EXAMPLE The fault detection time interval of a diagnostic test can be longer than the diagnostic test time
interval (3.35) due to implemented error (3.46) counters, i.e. the fault (3.54) must be detected more than once by
the diagnostic test before triggering an error (3.46) reaction.
Note 3 to entry: Fault detection time interval, diagnostic test time interval (3.35), and fault reaction time interval
(3.59) are relevant characteristics of a safety mechanism (3.142) based on fault (3.54) detection.
Note 4 to entry: A fault (3.54) is timely covered by the corresponding safety mechanism (3.142) if the fault
detection time interval plus the fault reaction time interval (3.59) is lower than the relevant fault tolerant time
interval (3.61).
3.56
fault handling time interval
FHTI
sum of fault detection time interval (3.55) and the fault reaction time interval (3.59)
Note 1 to entry: The FHTI is a property of a safety mechanism (3.142).
3.57
fault injection
method to evaluate the effect of a fault (3.54) within an element (3.41) by inserting faults (3.54), errors
(3.46), or failures (3.50) in order to observe the reaction by observation points (3.101)
Note 1 to entry: Fault injection can be performed at various levels of abstraction including item (3.84) or element
(3.41) level depending on the scope, feasibility, observability and level of required detail. Depending on purpose,
it can be performed at different stages of the safety lifecycle and by considering different fault models (3.58).
EXAMPLE 1 Injecting faults (3.54) during operation to verify that a safety mechanism (3.142) is working
properly as part of a strategy to detect latent faults (3.85).
EXAMPLE 2 Injecting faults (3.54) during integration test through hardware debug ports or through dedicated
software commands to test the hardware-software interface (HSI).
EXAMPLE 3 Simulating stuck-at faults (3.54) or transient faults at hardware component level to verify the
diagnostic coverage (3.33) of a safety mechanism (3.142) or to identify faults (3.54) which may result in errors
(3.46) or failures (3.50).
3.58
fault model
representation of failure modes (3.51) resulting from faults (3.54)
Note 1 to entry: Fault models are used to assess consequences of particular faults (3.54).
3.59
fault reaction time interval
FRTI
time-span from the detection of a fault (3.54) to reaching a safe state (3.131) or to reaching emergency
operation (3.43)
Note 1 to entry: See Figure 4 and Figure 5.
3.60
fault tolerance
ability to deliver a specified functionality in the presence of one or more specified faults (3.54)
Note 1 to entry: Specified functionality can be intended functionality (3.83).
3.61
fault tolerant time interval
FTTI
minimum time-span from the occurrence of a fault (3.54) in an item (3.84) to a possible occurrence of a
hazardous event (3.77), if the safety mechanisms (3.142) are not activated
Note 1 to entry: See Figure 5.
Note 2 to entry: The minimum time-span is to be evaluated over all hazardous events (3.77). It can depend on the
characterization of the hazards (3.75).
Note 3 to entry: FTTI is related to a hazard (3.75) caused by a malfunctioning behaviour (3.88) of the item (3.84).
FTTI is a relevant attribute for safety goals (3.139) derived from this hazard (3.75).
Note 4 to entry: A fault (3.54) is timely covered by a safety mechanism (3.142), if the item (3.84) is maintained in
a safe state (3.131), or if the item (3.84) is transitioned to a safe state (3.131), or is transitioned to an emergency
operation (3.43), within the relevant fault tolerant time interval.
Note 5 to entry: The occurrence of a hazardous event (3.77) is dependent on a fault (3.54) being present and a
vehicle being in a scenario that allows the fault (3.54) to affect vehicle behaviour.
EXAMPLE A failure (3.50) in the brake system (3.163) may not result in a hazardous event (3.77) until the
brakes are applied.
Note 6 to entry: While the FTTI is defined only at the item (3.84) level, at the element (3.41) level the maximum
fault handling time interval (3.56) and the state to be achieved after fault handling to support the functional safety
concept (3.68) can be specified.
Note 7 to entry: The fault detection time interval (3.55) may include multiple diagnostic test time intervals (3.35)
to allow de-bouncing of errors (3.46) if the diagnostic test time interval (3.35) is sufficiently shorter than the fault
detection time interval (3.55).
3.62
field data
data obtained from the use of an item (3.84) or element (3.41) including cumulative operating hours, all
failures (3.50) and in-service safety anomalies (3.134)
Note 1 to entry: Field data normally comes from customer use.
3.63
formal notation
description technique that has both its syntax and semantics completely defined
EXAMPLE Z notation (Zed); NuSMV (symbolic model checker); Prototype Verification System (PVS); Vienna
Development Method (VDM); mathematical formulae.
3.64
formal verification
method used to prove the correctness of an item (3.84) or element (3.41) against the specification of its
function or properties in formal notation (3.63)
3.65
freedom from interference
absence of cascading failures (3.17) between two or more elements (3.41) that could lead to the violation
of a safety (3.132) requirement
EXAMPLE 1 Element (3.41) 1 is free of interference from element (3.41) 2 if no failure (3.50) of element (3.41) 2
can cause element (3.41) 1 to fail.
EXAMPLE 2 Element (3.41) 3 interferes with element (3.41) 4 if there exists a failure (3.50) of element (3.41) 3
that causes element (3.41) 4 to fail.
3.66
functional concept
specification of the intended functions and their interactions necessary to achieve the desired behaviour
Note 1 to entry: The functional concept is developed during the concept phase (3.110).
3.67
functional safety
absence of unreasonable risk (3.176) due to hazards (3.75) caused by malfunctioning behaviour (3.88) of
E/E systems (3.40)
3.68
functional safety concept
specification of the functional safety requirements (3.69), with associated information, their allocation
to elements (3.41) within the architecture (3.1), and their interaction necessary to achieve the safety
goals (3.139)
3.69
functional safety requirement
specification of implementation-independent safety (3.132) behaviour or implementation-independent
safety measure (3.141) including its safety-related attributes
Note 1 to entry: A functional safety requirement can be a safety (3.132) requirement implemented by a safety-
related E/E system (3.40), or by a safety-related system (3.163) of other technologies (3.105), in order to achieve or
maintain a safe state (3.131) for the item (3.84) taking into account a determined hazardous event (3.77).
Note 2 to entry: The functional safety requirements might be specified independently of the technology used in
the concept phase (3.110) of product development.
3.70
hardware architectural metrics
metrics for the evaluation of the effectiveness of the hardware architecture (3.1) with respect to
safety (3.132)
Note 1 to entry: The single-point fault (3.156) metric and the latent fault (3.85) metric are the hardware
architectural metrics.
3.71
hardware part
portion of a hardware component (3.21) at the first level of hierarchical decomposition
EXAMPLE The CPU of a microcontroller, a resistor, flash array of a microcontroller.
3.72
hardware elementary subpart
smallest portion of a hardware subpart (3.73) considered in safety (3.132) analysis
EXAMPLE A flip-flop of the ALU with its logic cone, a register.
3.73
hardware subpart
portion of a hardware part (3.71) that can be logically divided and represents second or greater level of
hierarchical decomposition
EXAMPLE ALU of a CPU of a microcontroller, register bank of a CPU.
3.74
harm
physical injury or damage to the health of persons
3.75
hazard
potential source of harm (3.74) caused by malfunctioning behaviour (3.88) of the item (3.84)
Note 1 to entry: This definition is restricted to the scope of the ISO 26262 series of standards; a more general
definition is potential source of harm (3.74).
3.76
hazard analysis and risk assessment
HARA
method to identify and categorize hazardous events (3.77) of items (3.84) and to specify safety goals
(3.139) and ASILs (3.6) related to the prevention or mitigation of the associated hazards (3.75) in order
to avoid unreasonable risk (3.176)
3.77
hazardous event
combination of a hazard (3.75) and an operational situation (3.104)
3.78
independence
absence of dependent failures (3.29) between two or more elements (3.41) that could lead to the violation
of a safety (3.132) requirement, or organizational separation of the parties performing an action
Note 1 to entry: ASIL decomposition (3.3) or confirmation measures (3.23) include requirements on independence.
3.79
independent failures
failures (3.50) whose probability of simultaneous or successive occurrence can be expressed as the
simple product of their unconditional probabilities
Note 1 to entry: Independent failures can include software failures (3.50) even if their probability of failure is not
calculated.
3.80
informal notation
description technique that does not have its syntax completely defined
Note 1 to entry: An incomplete syntax definition implies that the semantics are also not completely defined.
3.81
inheritance
conveyance of attributes of requirements in an unchanged manner to the next level of detail during the
development process
3.82
inspection
examination of work products (3.185), following a formal procedure, in order to detect safety
anomalies (3.134)
Note 1 to entry: Inspection is a means of verification (3.180).
Note 2 to entry: Inspection differs from testing (3.169) in that it does not normally involve the operation of the
associated item (3.84) or element (3.41).
Note 3 to entry: A formal procedure normally includes a previously defined procedure, checklist, moderator and
review (3.127) of the results.
3.83
intended functionality
behaviour specified for an item (3.84), excluding safety mechanisms (3.142)
Note 1 to entry: The specified behaviour is at the vehicle level.
3.84
item
system (3.163) or combination of systems (3.163), to which ISO 26262 is applied, that implements a
function or part of a function at the vehicle level
Note 1 to entry: See vehicle function (3.178).
3.85
latent fault
multiple-point fault (3.97) whose presence is not detected by a safety mechanism (3.142) nor perceived
by the driver within the multiple-point fault detection time interval (3.98)
3.86
lifecycle
entirety of phases (3.110) from concept through decommissioning of the item (3.84)
3.87
management system
policies, procedures and processes an organization uses to meet its objectives
3.88
malfunctioning behaviour
failure (3.50) or unintended behaviour of an item (3.84) with respect to its design intent
3.89
maximum time to repair time interval
specified time-span during which a safe state (3.131) can be maintained
Note 1 to entry: Maximum time to repair is a relevant characteristic when a safe state (3.131) cannot be
maintained until the end of the remaining vehicle service life.
Note 2 to entry: The conditions for recovering from the safe state (3.131) are described in the warning and
degradation strategy (3.183).
Note 3 to entry: If relevant, maximum time to repair time interval is described in the warning and degradation
strategy (3.183).
3.90
model-based development
MBD
development that uses models to describe the behaviour or properties of an element (3.41) to be
developed
Note 1 to entry: Depending on the level of abstraction used for such a model, the model can be used for simulation
or code generation or both.
3.91
modification
Creation of a new item (3.84) from an existing item (3.84)
Note 1 to entry: Modification is used in the ISO 26262 series of standards with respect to re-use for lifecycle
(3.86) tailoring. A change is applied during the lifecycle (3.86) of an item (3.84), while a modification is applied to
create a new item (3.84) from an existing one.
3.92
modified condition/decision coverage
MC/DC
percentage of all single condition outcomes that independently affect a decision outcome that have been
exercised in the control flow
Note 1 to entry: MC/DC is a type of code coverage analysis. It builds on top of branch coverage (3.13), and as such,
it too requires that all code blocks and all execution paths have been tested.
3.93
motorcycle
two-wheeled motor-driven vehicle, or three-wheeled motor-driven vehicle whose unladen weight does
not exceed 800 kg, excluding mopeds as defined in ISO 3833
3.94
motorcycle safety integrity level
MSIL
one of four levels that specify the item’s (3.84) or element's (3.41) necessary ISO 26262 risk (3.128)
reduction requirements and convert to ASIL (3.6) for safety measures (3.141) to apply for avoiding
unreasonable residual risk (3.126) for items (3.84) and elements (3.41) used specifically in motorcycle
(3.93) applications, with D representing the most stringent and A the least stringent level
3.95
multi-core
hardware component (3.21) which includes two or more hardware processing elements (3.113) which
can operate independently from each other
3.96
multiple-point failure
failure (3.50), resulting from the combination of several independent hardware faults (3.54), which
leads directly to the violation of a safety goal (3.139)
3.97
multiple-point fault
individual fault (3.54) that, in combination with other independent faults (3.54), if undetected and not
perceived, could lead to a multiple-point failure (3.96)
Note 1 to entry: A multiple-point fault can only be recognized after the identification of a multiple-point failure
(3.96), e.g. from cut set analysis of a fault tree.
3.98
multiple-point fault detection time interval
time-span to detect a multiple-point fault (3.97) before it can contribute to a multiple-point failure (3.96)
3.99
new development
process of creating an item (3.84) or element (3.41) having a previously unspecified functionality, or a
novel implementation of an existing functionality, or both
3.100
non-functional hazard
hazard (3.75) that arises due to factors other than malfunctioning behaviour (3.88) of the E/E system
(3.40), safety-related systems (3.163) of other technologies (3.105), or external measures (3.49)
3.101
observation points
output signals of an element (3.41) at which the potential effect of a fault (3.54) is observed
EXAMPLE Output of a memory.
3.102
operating mode
conditions of functional state that arise from the use and application of an item (3.84) or element (3.41)
EXAMPLE System (3.163) off; system (3.163) active; system (3.163) passive; degraded operation; emergency
operation (3.43); safe state (3.131).
3.103
operating time
cumulative time that an item (3.84) or element (3.41) is functioning, including degraded modes
3.104
operational situation
scenario that can occur during a vehicle's life
EXAMPLE Driving at high speed; parking on a slope; maintenance.
3.105
other technology
technology different from E/E technologies that are within the scope of ISO 26262
EXAMPLE Mechanical technology; hydraulic technology.
Note 1 to entry: Other technologies can either be considered in the specification of the functional safety concept
(3.68) (see ISO 26262-3:2018, Clause 7 and Figure 2), during the allocation of safety (3.132) requirements (see
ISO 26262-3 and ISO 26262-4), or as an external measure (3.49).
3.106
partitioning
separation of functions or elements (3.41) to achieve a design
Note 1 to entry: Partitioning can be used for fault (3.54) containment to avoid cascading failures (3.17). To
achieve freedom from interference (3.65) between partitioned design elements (3.41), additional non-functional
requirements can be introduced.
3.107
passenger car
vehicle designed and constructed primarily for the carriage of persons and their luggage, their goods,
or both, having not more than a seating capacity of eight, in addition to the driver, and without space for
standing passengers
3.108
perceived fault
fault (3.54) that may be perceived indirectly (through deviating behaviour on vehicle level)
3.109
permanent fault
fault (3.54) that occurs and stays until removed or repaired
Note 1 to entry: Direct current (d.c.) faults (3.54), e.g. stuck-at, and bridging faults (3.54) are permanent faults.
3.110
phase
stage in the safety (3.132) lifecycle (3.86) that is specified in ISO 26262-3, ISO 26262-4, ISO 26262-5,
ISO 26262-6, and ISO 26262-7
Note 1 to entry: The distinct parts ISO 26262-3, ISO 26262-4, ISO 26262-5, ISO 26262-6 and ISO 26262-7 specify,
respectively, the phases of:
— concept,
3.111
physics of failure https://www.kekaoxing.com
PoF
science-based approach to reliability based on failure (3.50) mechanism research
Note 1 to entry: PoF is typically applied using durability simulations performed in a Computer Aided Engineering
(CAE) environment.
Note 2 to entry: PoF analysis may have an advantage when assessing reliability of new technologies and designs
since years of field failure (3.50) history are not needed to make the reliability prediction.
3.112
power take-off
PTO
interface which enables a truck (3.174) or tractor (3.170) power source to operate equipment
EXAMPLE Interface to operate hydraulic pump, vacuum, lift, dump bed, cement mixer.
3.113
processing element
PE
hardware part (3.71) providing a set of functions for data processing, normally consisting of a register
set, an execution unit, and a control unit
EXAMPLE 1 A hardware component (3.21) consisting of four cores can be described as having four PEs.
3.114
programmable logic device
PLD
hardware component (3.21) or hardware part (3.71) which has an undefined circuit function at the time
of manufacture and is configured during integration into a higher level element (3.41)
3.115
proven in use argument
evidence that, based on analysis of field data (3.62) resulting from use of a candidate (3.16), the
probability of any failure (3.50) of this candidate that could impair a safety goal (3.139) of an item (3.84),
meets the requirements for the applicable ASIL (3.6)
3.116
proven in use credit
substitution of a given set of lifecycle (3.86) sub-phases (3.161) with corresponding work products
(3.185) by a proven in use argument (3.115)
3.117
quality management
QM
coordinated activities to direct and control an organization with regard to quality
Note 1 to entry: QM is not an ASIL (3.6), but may be specified in the hazard analysis and risk assessment (3.76).
3.118
random hardware failure
failure (3.50) that can occur unpredictably during the lifetime of a hardware element (3.41) and that
follows a probability distribution
Note 1 to entry: Random hardware failure rates can be predicted with reasonable accuracy.
Note 2 to entry: Physical hardware failures (3.50) as defined by the PoF (3.111) methodology (SAE J1211, JEDEC
JEP122, or similar) can be considered as random hardware failures for the purpose of this document.
3.119
random hardware fault
hardware fault (3.54) with a probabilistic distribution
3.120
reasonably foreseeable
technically possible and with a credible or measurable rate of occurrence
Note 1 to entry: Expected misuse can be understood as a sub-class of reasonably foreseeable event.
3.121
rebuilding
altering a T&B from its original configuration in order to perform a different task
Note 1 to entry: Rebuilding can include modification (3.91) of T&B vehicle configuration (3.175).
3.122
redundancy
existence of means in addition to the means that would be sufficient to perform a required function or
to represent information
Note 1 to entry: Redundancy is used in ISO 26262 series of standards with respect to achieving a safety goal
(3.139) or a specified safety (3.132) requirement, or to representing safety-related information.
EXAMPLE 1 Duplicated functional components (3.21) can be an instance of redundancy for the purpose of
increasing availability (3.7) or allowing fault (3.54) detection.
EXAMPLE 2 The addition of parity bits to data representing safety-related information provides redundancy
for the purpose of allowing fault (3.54) detection.
3.123
regression strategy
strategy to verify that an implemented change did not affect the unchanged, existing and previously
verified parts or properties of an item (3.84) or element (3.41)
3.124
remanufacturing
dismantling and retrofitting a T&B vehicle with new or restored parts after a period of service
according to the original specifications
3.125
residual fault
portion of a random hardware fault (3.119) that by itself leads to the violation of a safety goal (3.139),
occurring in a hardware element (3.41), where that portion of the random hardware fault (3.119) is not
controlled by a safety mechanism (3.142)
Note 1 to entry: This presumes that the hardware element (3.41) has safety mechanism (3.142) coverage for only
a portion of its faults (3.54).
EXAMPLE If a set of faults (3.54) which is safety-relevant and not safe has a subset with 60 % coverage, then
the remaining 40 % of the set of faults (3.54) are residual faults.
3.126
residual risk
risk (3.128) remaining after the deployment of safety measures (3.141)
3.127
review
examination of a work product (3.185), for achievement of its intended work product (3.185) goal,
according to the purpose of the review
Note 1 to entry: From a development phase (3.110) perspective, verification review (3.181) and confirmation
review (3.24).
3.128
risk
combination of the probability of occurrence of harm (3.74) and the severity (3.154) of that harm (3.74)
3.129
robust design
design that can function correctly in the presence of invalid inputs or stressful environmental
conditions
Note 1 to entry: Robustness can be understood as follows:
— for software, robustness is the ability to respond to abnormal inputs and conditions;
— for hardware, robustness is the ability to be immune to environmental stress and stable over the service life
within design limits; and
— in the context of the ISO 26262 series of standards, robustness is the ability to provide safe behaviour at
boundaries.
3.130
safe fault
fault (3.54) whose occurrence will not significantly increase the probability of violation of a safety
goal (3.139)
Note 1 to entry: As shown in ISO 26262-5:2018, Annex B, both non-safety and safety-related elements (3.144) can
have safe faults.
Note 2 to entry: Single-point faults (3.156), residual faults (3.125) and dual-point faults (3.39) do not constitute
safe faults.
Note 3 to entry: Unless shown relevant in the safety (3.132) concept, multiple-point faults (3.97) with higher order
than 2 can be considered as safe faults.
3.131
safe state
operating mode (3.102), in case of a failure (3.50), of an item (3.84) without an unreasonable level of
risk (3.128)
Note 1 to entry: See Figure 5.
Note 2 to entry: While normal operation can be considered safe, the definition of safe state is only in the case of
failure (3.50) in the context of the ISO 26262 series of standards.
EXAMPLE Switched-off mode (for systems (3.163) that are not fault tolerant).
3.132
safety
absence of unreasonable risk (3.176)
3.133
safety activity
activity performed in one or more phases (3.110) or sub-phases (3.161) of the safety (3.132) lifecycle (3.86)
3.134
safety anomaly
conditions that deviate from expectations and that can lead to harm (3.74)
Note 1 to entry: Safety anomalies can be discovered, among other times, during the review (3.127), testing
(3.169), analysis, compilation, or use of components (3.21) or applicable documentation.
EXAMPLE Deviation can be on requirements, specifications, design documents, user documents, standards,
or on experience.
3.135
safety architecture
set of elements (3.41) and their interaction to fulfil the safety (3.132) requirements
3.136
safety case
argument that functional safety (3.67) is achieved for items (3.84), or elements (3.41), and satisfied by
evidence compiled from work products (3.185) of activities during development.
Note 1 to entry: Safety case can be extended to cover safety (3.132) issues beyond the scope the ISO 26262 series
of standards.
3.137
safety culture
enduring values, attitudes, motivations and knowledge of an organization in which safety (3.132) is
prioritized over competing goals in decisions and behaviour
Note 1 to entry: See ISO 26262-2:2018, Annex B.
3.138
safety element out of context
SEooC
safety-related element (3.144) which is not developed in the context of a specific item (3.84)
Note 1 to entry: A SEooC can be a system (3.163), a combination of systems (3.163), a software component (3.157),
a software unit (3.159), a hardware component (3.21) or a hardware part (3.71).
EXAMPLE A generic wiper system (3.163) with assumed safety requirements to be integrated in different
OEM systems (3.163).
3.139
safety goal
top-level safety (3.132) requirement as a result of the hazard analysis and risk assessment (3.76) at the
vehicle level
Note 1 to entry: One safety goal can be related to several hazards (3.75), and several safety goals can be related
to a single hazard (3.75).
3.140
safety manager
person or organization responsible for overseeing and ensuring the execution of activities necessary to
achieve functional safety (3.67)
Note 1 to entry: At different levels of the item's (3.84) development, each company involved can appoint one or
more different persons by splitting assignment in accordance with the internal matrix organization.
3.141
safety measure
activity or technical solution to avoid or control systematic failures (3.164) and to detect or control
random hardware failures (3.118), or mitigate their harmful effects
Note 1 to entry: Safety measures include safety mechanisms (3.142).
3.142
safety mechanism
technical solution implemented by E/E functions or elements (3.41), or by other technologies (3.105),
to detect and mitigate or tolerate faults (3.54) or control or avoid failures (3.50) in order to maintain
intended functionality (3.83) or achieve or maintain a safe state (3.131)
Note 1 to entry: Safety mechanisms are implemented within the item (3.84) to prevent faults (3.54) from leading
to single-point failures (3.155) and to prevent faults (3.54) from being latent faults (3.85).
a) able to transition to, or maintain the item (3.84) in a safe state (3.131), or
b) able to alert the driver such that the driver is expected to control the effect of the failure (3.50), as defined in
the functional safety concept (3.68).
3.143
safety plan
plan to manage and guide the execution of the safety activities (3.133) of a project including dates,
milestones, tasks, deliverables, responsibilities and resources
3.144
safety-related element
element (3.41) that has the potential to contribute to the violation of or achievement of a safety goal (3.139)
Note 1 to entry: Fail-safe elements (3.41) are considered safety-related if they can contribute to at least one safety
goal (3.139).
3.145
safety-related function
function that has the potential to contribute to the violation of or achievement of a safety goal (3.139)
3.146
safety-related incident
occurrence of a safety-related failure (3.50)
3.147
safety-related special characteristic
characteristic of an item (3.84) or element (3.41), or their production process, for which reasonably
foreseeable deviation could impact, contribute to, or cause any potential reduction of functional
safety (3.67)
Note 1 to entry: IATF 16949 defines the term special characteristics.
Note 2 to entry: Safety-related special characteristics are derived during the development phase (3.110) of the
item (3.84) or elements (3.41).
Note 3 to entry: A safety related special characteristic is different from and should not be confused with a safety
mechanism (3.142).
EXAMPLE Temperature range; expiration date; fastening torque; production tolerance; configuration.
3.148
safety validation
assurance, based on examination and tests, that the safety goals (3.139) are adequate and have been
achieved with a sufficient level of integrity
Note 1 to entry: ISO 26262-4 provides suitable methods for safety validation.
3.149
semi-formal notation
description technique whose syntax is completely defined but whose semantics definition can be
incomplete
EXAMPLE Structured And Design Techniques (SADT); Unified Modeling Language (UML).
3.150
semi-formal verification
verification (3.180) that is based on a description given in semi-formal notation (3.149)
EXAMPLE Use of test vectors generated from a semi-formal model to test that the system (3.163) behaviour
matches the model.
3.151
semi-trailer
trailer (3.171) that is designed to be towed by means of a kingpin coupled to a tractor (3.170) that
imposes a substantial vertical load on the towing vehicle
3.152
series production road vehicle
road vehicle that is intended to be used for public roads and is not a prototype
Note 1 to entry: Vehicle type classification may vary between regions.
3.153
service note
documentation of safety (3.132) information to be considered when performing maintenance
procedures for the item (3.84)
EXAMPLE Safety-related special characteristic (3.147); safety (3.132) operation that can be required.
3.154
severity
estimate of the extent of harm (3.74) to one or more individuals that can occur in a potentially hazardous
event (3.77)
Note 1 to entry: The parameter “S” in hazard analysis and risk assessment (3.76) represents the potential severity
of harm (3.74).
3.155
single-point failure
failure (3.50) that results from a single-point fault (3.156)
3.156
single-point fault
hardware fault (3.54) in an element (3.41) that leads directly to the violation of a safety goal (3.139) and
no fault (3.54) in that element (3.41) is covered by any safety mechanism (3.142)
Note 1 to entry: See also single-point failure (3.155).
Note 2 to entry: If at least one safety mechanism (3.142) is defined for a hardware element (3.41) (e.g. a watchdog
for a microcontroller), then no faults (3.54) of the considered hardware element (3.41) are single-point faults.
3.157
software component
one or more software units (3.159)
3.158
software tool
computer program used in the development of an item (3.84) or element (3.41)
3.159
software unit
atomic level software component (3.157) of the software architecture (3.1) that can be subjected to
stand-alone testing (3.169)
3.160
statement coverage
percentage of statements within the software that have been executed
3.161
sub-phase
subdivision of a phase (3.110) in the safety (3.132) lifecycle (3.86) that is specified in a clause of ISO 26262
EXAMPLE hazard analysis and risk assessment (3.76) is a sub-phase of the safety (3.132) lifecycle (3.86)
specified in ISO 26262-3:2018, Clause 6.
3.162
supply agreement
agreement between customer and supplier in which the responsibilities for activities, evidence or work
products (3.185) to be performed and/or exchanged by each party related to the production of items
(3.84) and elements (3.41), are specified
Note 1 to entry: While DIA (3.32) applies to the development phase, supply agreement applies to production.
3.163
system
set of components (3.21) or subsystems that relates at least a sensor, a controller and an actuator with
one another
Note 1 to entry: The related sensor or actuator can be included in the system, or can be external to the system.
3.164
systematic failure
failure (3.50) related in a deterministic way to a certain cause, that can only be eliminated by a change
of the design or of the manufacturing process, operational procedures, documentation or other
relevant factors
3.165
systematic fault
fault (3.54) whose failure (3.50) is manifested in a deterministic way that can only be prevented by
applying process or design measures
3.166
target environment
environment on which specific software is intended to be executed
Note 1 to entry: For application software the target environment is the microcontroller with basic software and
operating system. For embedded software (3.42) the target environment is the ECU in the system (3.163) context.
3.167
technical safety concept
specification of the technical safety requirements (3.168) and their allocation to system (3.163) elements
(3.41) with associated information providing a rationale for functional safety (3.67) at the system
(3.163) level
3.168
technical safety requirement
requirement derived for implementation of associated functional safety requirements (3.69)
Note 1 to entry: The derived requirement includes requirements for mitigation.
3.169
testing
process of planning, preparing, and operating or exercising an item (3.84) or element (3.41) to verify
that it satisfies specified requirements, to detect safety anomalies (3.134), to validate that requirements
are suitable in the given context and to create confidence in its behaviour
3.170
tractor
truck (3.174) that is designed to tow a semi-trailer (3.151)
3.171
trailer
road vehicle which is designed to be towed such that no substantial part of the total weight is supported
by the towing vehicle
Note 1 to entry: A trailer can be designed to transport goods, equipment, or persons.
3.172
transducer
hardware part (3.71) that converts one form of energy into another and has a sensitivity that determines
the magnitude of its output energy form relative to the magnitude of its input energy form
3.173
transient fault
fault (3.54) that occurs once and subsequently disappears
Note 1 to entry: Transient faults can appear due to electromagnetic interference, which can lead to bit-flips. Soft
errors (3.46) such as Single Event Upset (SEU) and Single Event Transient (SET) are transient faults.
3.174
truck
motor vehicle designed to transport goods, or equipment on-board the chassis
Note 1 to entry: It may also tow a trailer (3.171).
3.175
T&B vehicle configuration
technical characteristics of a T&B base vehicle (3.9) and body builder equipment (3.12) that do not change
during operation
Note 1 to entry: Changes may occur during rebuilding (3.121).
EXAMPLE Wheel base, axle load distribution, wheels (number of axles, driven axles, steered axles).
3.176
unreasonable risk
risk (3.128) judged to be unacceptable in a certain context according to valid societal moral concepts
3.177
variance in T&B vehicle operation
use of a T&B vehicle with different dynamic characteristics influenced by cargo or towing during the
service life of the vehicle
EXAMPLE T&B with or without load, T&B with variations in load distribution, truck (3.174) with or without
trailer (3.171), tractor (3.170) with or without semi-trailer (3.151) (tractor (3.170) solo).
3.178
vehicle function
behaviour of the vehicle, intended by the implementation of one or more items (3.84), that is observable
by the customer
EXAMPLE An “automatic cruise control” is a vehicle function that can be implemented, using different ECUs
and a variety of sensor technology (e.g. Radar, Lidar, Camera).
3.179
vehicle operating state
operating mode (3.102) in combination with the operational situation (3.104)
Note 1 to entry: The vehicle operating state is determined by the currently provided performance of the
specified functionality (e.g. highly automated driving) within the current driving situation (e.g. on the highway
at 120 km/h). The ASIL (3.6) rating of the hazardous event (3.77) (e.g. sudden loss of the specified functionality) is
dependent on the current vehicle operating state (e.g. sudden loss of highly automated driving capability is more
critical at high speeds than at very low speeds); sudden loss of highly automated driving capability at high speeds
is not an issue if the system (3.163) is not in operation, i.e. the system (3.163) fails while the driver is in control.
3.180
verification
determination whether or not an examined object meets its specified requirements
EXAMPLE The typical verification activities can be classified as follows:
— simulation;
— prototyping; and
— analysis (safety (3.132) analysis, control flow analysis, data flow analysis, etc.).
3.181
verification review
verification (3.180) activity to ensure that the result of a development activity fulfils the project
requirements, or technical requirements, or both
Note 1 to entry: Individual requirements on verification reviews are given in specific clauses of individual parts
of the ISO 26262 series of standards.
Note 2 to entry: The goal of verification reviews is technical correctness and completeness of the item (3.84) or
element (3.41).
EXAMPLE Verification review types can be technical review (3.127), walk-through (3.182) or inspection (3.82).
3.182
walk-through
systematic examination of work products (3.185) in order to detect safety anomalies (3.134)
Note 1 to entry: Walk-through is a means of verification (3.180).
Note 2 to entry: Walk-through differs from testing (3.169) in that it does not normally involve the operation of the
associated item (3.84) or element (3.41).
Note 3 to entry: Any anomalies that are detected are usually addressed by rework, followed by a walk-through of
the reworked work products (3.185).
EXAMPLE During a walk-through, the developer explains the work product (3.185) step-by-step to one or
more reviewers. The objective is to create a common understanding of the work product (3.185) and to identify any
safety anomalies (3.134) within the work product (3.185). Both inspections (3.82) and walk-throughs are types of
peer review (3.127), where a walk-through is a less stringent form of peer review (3.127) than an inspection (3.82).
3.183
warning and degradation strategy
specification of how to alert the driver of potentially reduced functionality and of how to provide this
reduced functionality to reach a safe state (3.131)
Note 1 to entry: The warning and degradation strategy includes:
— the specification of haptic, audio or visual cues to alert the driver for upcoming degradation (3.28);
— the description of one or more safe states (3.131) associated with the corresponding safety goals (3.139);
— the conditions for recovering from a safe state (3.131) and, if applicable, the corresponding maximum time to
repair time interval (3.89); and
— if applicable, emergency operation (3.43) and associated emergency operation tolerance time interval (3.45).
3.184
well-trusted
previously used without known safety anomalies (3.134) in a comparable application
EXAMPLE Well-trusted design principle; well-trusted tool; well-trusted hardware component (3.21).
3.185
work product
documentation resulting from one or more associated requirements of ISO 26262
Note 1 to entry: The documentation can be in the form of a single document containing the complete information
for the work product or a set of documents that together contain the complete information for the work product.
4 Abbreviated terms
FIT Failures In Time (in this standard a FIT is 10E-9 failures per operational hour)
HW HardWare
IC Integrated Circuit
LS Low Side
MUX MUltipleXer
OS Operating System
OV Over Voltage
QM Quality Management
SW SoftWare
T&B Trucks, Buses, trailers and semi-trailers (see definitions 3.174, 3.14, 3.171, and 3.151)
TI Tool Impact
UV Under Voltage
Bibliography
[1] ISO 3779, Road vehicles — Vehicle identification number (VIN) — Content and structure
[2] IATF 16949, Quality management system requirements for automotive production and relevant
service parts organizations
[3] ISO 26262-2:2018, Road vehicles — Functional safety — Part 2: Management of functional safety
[4] ISO 26262-3:2018, Road vehicles — Functional safety — Part 3: Concept phase
[5] ISO 26262-4:2018, Road vehicles — Functional safety — Part 4: Product development at the
system level
[6] ISO 26262-5:2018, Road vehicles — Functional safety — Part 5: Product development at the
hardware level
[7] ISO 26262-6:2018, Road vehicles — Functional safety — Part 6: Product development at the
software level
[8] ISO 26262-7:2018, Road vehicles — Functional safety — Part 7: Production, operation, service and
decommissioning
[9] ISO 26262-8:2018, Road vehicles — Functional safety — Part 8: Supporting processes
[10] ISO 26262-9:2018, Road vehicles — Functional safety — Part 9: Automotive Safety Integrity Level
(ASIL)-oriented and safety-oriented analyses
[11] ISO 26262-10:2018, Road vehicles — Functional safety — Part 10: Guideline on ISO 26262
[12] ISO 26262-11:2018, Road vehicles — Functional safety — Part 11: Guideline on application of ISO
26262 to semiconductors
[13] ISO 26262-12:2018, Road vehicles — Functional safety — Part 12: Adaptation of ISO 26262 for
motorcycles
[14] IEC 61508 (all parts), Functional safety of electrical/electronic/programmable electronic safety-
related systems
[15] ECE/TRANS/WP .29/78/Rev.3+Amend.1 (Consolidated Resolution on the Construction of Vehicles
(R.E.3))
[16] TRANS/WP. 29/1045+Amend.1&2
[17] SAE J1211, Physics of Failure methodology
[18] ISO 3833, Road vehicles — Types — Terms and definitions
[19] ISO 9000:2015, Quality management systems — Fundamentals and vocabulary
ICS 01.040.43; 43.040.10
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