Population and Evolutionary Genetics
Population and Evolutionary Genetics
lady-bird beetles,
from the Chiricahua
Mountains in Arizona,
show considerable
phenotypic variation.
25 ■
CHAPTER CONCEPTS
Most populations and species harbor considerable genetic
variation.
Population ■ This variation is reflected as allele differences distributed
among populations of a species.
and Evolutionary ■ The relationship between allele frequencies and genotype
frequencies in an ideal population is described by the
Genetics ■
Hardy–Weinberg Law.
Selection, migration, and genetic drift can cause changes in
allele frequency.
■ Mutation creates new alleles in a population’s gene pool.
■ Nonrandom mating changes population genotype frequency
but not allele frequency.
■ A reduction in gene flow between populations, accompanied
by selection or genetic drift, can lead to reproductive isola-
tion and speciation.
■ Genetic differences between populations or species are used
to reconstruct evolutionary history.
I
698 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S
1,000
mutant alleles
undoubtedly many more CFTR alleles with silent sequence genetic variation is neutral and what fraction is subject to se-
variants that do not change the amino acid sequence of lection. The neutral theory nonetheless serves a crucial func-
the protein and do not affect its function. tion: It points out that some genetic variation is expected
Studies of other organisms, including the rat, the simply as a result of mutation and drift. In addition, the
mouse, and the mustard plant Arabidopsis thaliana, have neutral theory provides a working hypothesis for studies of
produced similar estimates of nucleotide diversity in vari- molecular evolution. In other words, biologists must find
ous genes. The results point to the presence of an enormous positive evidence that selection is acting on allele frequen-
reservoir of genetic variability within most populations and cies at a particular locus before they can reject the simpler
show that, at the DNA level most, and perhaps all, genes ex- assumption that only mutation and drift are at work.
hibit diversity from individual to individual. Alleles repre-
senting these variations are distributed among members of 25.2
a population.
The Hardy–Weinberg Law
Explaining the High Level of Genetic Describes Allele Frequencies
Variation in Populations and Genotype Frequencies
The finding that populations harbor considerable genetic in Populations
variation at the amino acid and nucleotide levels came as
a surprise to many evolutionary biologists. The early con- Populations are dynamic; they expand and contract through
sensus had been that selection would favor a single optimal changes in birth and death rates, migration, or contact with
(wild-type) allele at each locus and that, as a result, popula- other populations. Often some individuals within a popu-
tions would have high levels of homozygosity. This expecta- lation will produce more offspring than others, contribut-
tion was shown conclusively to be wrong, and considerable ing a disproportionate fraction of their alleles to the next
research and argument has ensued concerning the forces generation. Thus, differential reproduction in a population
that maintain such high levels of genetic variation. can, over time, lead to changes in the allele and genotype
The neutral theory of molecular evolution, proposed frequencies in subsequent generations. Changes in allele fre-
by Motoo Kimura in 1968, proposes that mutations lead- quencies in a population that do not result in reproductive
ing to amino acid substitutions are usually detrimental, with isolation are examples of microevolution. In the following
only a very small fraction being favorable. Some mutations sections, we will discuss microevolutionary changes in pop-
are neutral, that is, they are functionally equivalent to the al- ulation gene pools, and later in this chapter we will consider
lele they replace. Mutations that are favorable or detrimental macroevolution and the process of speciation.
are preserved or removed from the population, respectively, Often when we examine a single genetic locus in a pop-
by natural selection. However, the frequency of the neutral ulation, we find that the distribution of alleles at this locus
alleles in a population will be determined by mutation rates produces individuals with different genotypes. The calcula-
and random genetic drift, and not by selection. Some neu- tion of allele frequencies and genotype frequencies in the
tral mutations will drift to fixation in the population; other population, and the determination of how these frequencies
neutral mutations will be lost. At any given time, a popula- change from one generation to the next are key elements
tion may contain several neutral alleles at any particular of population genetics. Population geneticists use these cal-
locus. The diversity of alleles at most loci does not, there- culations to answer questions such as: How much genetic
fore, reflect the action of natural selection, but instead is a variation is present in a population? Are genotypes randomly
function of population size (larger populations have more distributed in time and space, or do discernible patterns ex-
variation) and the fraction of mutations that are neutral. ist? What external and internal factors affect the composi-
The alternative explanation for the surprisingly high tion of a population’s gene pool? Do these factors produce
genetic variation in populations is natural selection. There genetic divergence among populations that may lead to the
are several examples in which enzyme or protein variations formation of new species?
are maintained by adaptation to certain environmental con- The relationship between the relative proportions of al-
ditions. The well-known advantage of sickle-cell anemia leles in the gene pool and the frequencies of different geno-
heterozygotes when infected by malarial parasites is such an types in a population was elegantly described in the early
example. 1900s in a simple mathematical model developed indepen-
Fitness differences of a fraction of a percent would be dently by the British mathematician Godfrey H. Hardy
sufficient to maintain such a variation, but at that level their and the German physician Wilhelm Weinberg. This model,
presence would be difficult to measure. Current data are called the Hardy–Weinberg Law, describes what happens
therefore insufficient to determine what fraction of molecular to alleles and genotypes in an “ideal” population that is
25.2 T H E H ARD Y–W EIN B ERG LAW D ESCRIB ES A LLE LE FRE QU E NC IE S A ND G E NOTYPE FRE QU E NC IE S IN POPU LA TIO N S 701
TA B L E 2 5 .1
FIGUR E 25–7 Allelic variation in the CCR5 gene. Michel
CCR5 Genotypes and Phenotypes Samson and colleagues used PCR to amplify a part of the CCR5
Genotype Phenotype gene containing the site of the 32-bp deletion, cut the resulting
DNA fragments with a restriction enzyme, and ran the fragments
1>1 Susceptible to sexually transmitted strains of HIV-1 on an electrophoresis gel. Each lane reveals the genotype of a
1> 32 Susceptible but may progress to AIDS slowly single individual. The 1 allele produces a 332-bp fragment and
32> 32 Resistant to most sexually transmitted strains of HIV-1 a 403-bp fragment; the 32 allele produces a 332-bp fragment
and a 371-bp fragment. Heterozygotes produce three bands.
704 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S
TA BL E 2 5 . 2 Calculating Frequencies
Methods of Determining Allele Frequencies from Data on Genotypes for Multiple Alleles
(a) Counting Alleles Genotype in Hardy–Weinberg
1/1 1/32 32/32 Total Populations
Number of individuals 79 20 1 100 We commonly find several alleles of a
Number of 1 alleles 158 20 0 178 single gene in a population. The ABO
blood group in humans (discussed in
Number of 32 alleles 0 20 2 22
Chapter 4) is such an example. Re-
Total number of alleles 158 40 2 200 call that the locus I (isoagglutinin)
Frequency of CCR51 in sample: 178/200 = 0.89 = 89, has three alleles IA, IB, and i, yielding
Frequency of CCR5-32 in sample: 22/200 = 0.11 = 11, six possible genotypic combinations
(IAIA, IBi , ii , IAIB, IAi , IBi). Remem-
(b) From Genotype Frequencies Genotype
ber that in this case IA and IB are
1/1 1/32 32/32 Total
codominant alleles and that both of
Number of individuals 79 20 1 100 these are dominant to i. The result
Genotype frequency 79/100 = 0.79 20/100 = 0.20 1/100 = 0.01 1.00 is that homozygous IAIA and het-
Frequency of CCR51 in sample: 0.79 + (0.5)0.20 = 0.89 = 89, erozygous IAi individuals are pheno-
Frequency of CCR5-32 in sample: (0.5)0.20 + 0.01 = 0.11 = 11, typically identical, as are IBIB and IBi
individuals, so we can distinguish
only four phenotypic combinations.
32/32. These numbers represent genotype frequencies By adding another variable to the Hardy–Weinberg
of 223>283 = 0.788, 57>283 = 0.201, and 3>283 = 0.011, equation, we can calculate both the genotype and allele fre-
respectively. From the genotype frequencies, we compute quencies for the situation involving three alleles. Let p, q,
the CCR5-1 allele frequency as 0.89 and the frequency of the and r represent the frequencies of alleles IA, IB, and i, respec-
CCR5-32 allele as 0.11. From these allele frequencies, we tively. Note that because there are three alleles
can use the Hardy–Weinberg Law to determine whether this
population is in equilibrium. The allele frequencies predict p + q + r = 1
the genotype frequencies as follows:
Expected frequency of genotype Under Hardy–Weinberg assumptions, the frequencies
of the genotypes are given by
1>1 = p2 = (0.89)2 = 0.792
(p + q + r)2 = p2 + q2 + r2 + 2pq + 2pr + 2pq = 1
Expected frequency of genotype
If we know the frequencies of blood types for a population,
1>32 = 2pq = 2(0.89)(0.11) = 0.196 we can then estimate the frequencies for the three alleles
of the ABO system. For example, in one population sam-
Expected frequency of genotype
pled, the following blood-type frequencies are observed:
32>32 = q2 = (0.11)2 = 0.012 A = 0.53, B = 0.13, O = 0.26. Because the i allele is reces-
sive, the population’s frequency of type O blood equals the
These expected frequencies are nearly identical to the proportion of the recessive genotype r 2. Thus,
observed frequencies. Our test of this population has failed
to provide evidence that Hardy–Weinberg assumptions are r2 = 0.26
being violated. The conclusion is confirmed by a x2 analysis r = 20.26
(see Chapter 3). The x2 value in this case is tiny: 0.00023. r = 0.51
To reject the null hypothesis at even the most generous,
accepted level, p = 0.05, the x2 value would have to be 3.84. Using r, we can calculate the allele frequencies for the
(In a test for Hardy–Weinberg equilibrium, the degrees of I and IB alleles. The IA allele is present in two genotypes,
A
freedom are given by k - 1 - m, where k is the number of IAIA and IAi. The frequency of the IAIA genotype is repre-
genotypes and m is the number of independent allele sented by p2 and the IAi genotype by 2pr. Therefore, the
frequencies estimated from the data. Here, k = 3 and combined frequency of type A blood and type O blood is
m = 1 since calculating only one allele frequency allows given by
us to determine the other by subtraction. Thus, we have
3 - 1 - 1 = 1 degree of freedom.) p2 + 2pr + r2 = 0.53 + 0.26
25. 3 THE HA RDY–WE INBE RG LA W C A N BE A PPLIE D TO HU MA N POPU LA TIONS 705
Since p + q = 1, then the frequency of p is survival, competing with other members of the species
for scarce resources. Offspring also must avoid predators,
p = 1 - q = 1 - 0.02 = 0.98
and in sexually reproducing species, adults must com-
In the Hardy–Weinberg equation, the frequency of hetero- pete for mates.
zygotes is 2pq. Thus,
4. In the struggle for survival, individuals with particular
2pq = 2(0.98) (0.02) phenotypes will be more successful than others, allow-
= 0.04 or 4 percent, or 1>25 ing the former to survive and reproduce at higher rates.
Heterozygotes for cystic fibrosis are rather common in the As a consequence of natural selection, populations and
population (about 1>25, or 4 percent), even though the in- species change. The phenotypes that confer improved abil-
cidence of homozygous recessives is only 1>2500, or 0.04 ity to survive and reproduce become more common, and
percent. Calculations such as these are estimates because the the phenotypes that confer poor prospects for survival and
population may not meet all Hardy–Weinberg assumptions. reproduction may eventually disappear. Under certain con-
ditions, populations that at one time could interbreed may
lose that capability, thus segregating their adaptations into
particular niches. If selection continues, it may result in the
appearance of new species.
25–2 If the albino phenotype occurs in 1>10,000 individu-
als in a population at equilibrium and albinism is caused
by an autosomal recessive allele a, calculate the frequency Detecting Natural Selection
of (a) the recessive mutant allele; (b) the normal dominant in Populations
allele; (c) heterozygotes in the population; and (d) matings Recall that measuring allele frequencies and genotype fre-
between heterozygotes. quencies using the Hardy–Weinberg Law is based on certain
H IN T: This problem involves an understanding of how to use the assumptions about an ideal population: large population
Hardy–Weinberg Law to calculate allele frequencies and heterozy- size, lack of migration, presence of random mating, ab-
gote frequencies. The key to its solution lies in solving the problem sence of selection and mutation, and equal survival rates of
in the order presented. offspring.
However, if all genotypes do not have equal rates of sur-
vival or do not leave equal numbers of offspring, then allele
frequencies may change from one generation to the next.
To see why, let’s imagine a population of 100 individuals in
25.4
which the frequency of allele A is 0.5 and that of allele a
Natural Selection Is a Major Force is 0.5. Assuming the previous generation mated randomly,
we find that the genotype frequencies in the present genera-
Driving Allele Frequency
tion are (0.5)2 0.25 for AA, 2(0.5)(0.5) = 0.5 for Aa, and
To understand evolution, we must understand the forces (0.5)2 0.25 for aa. Because our population contains 100
that transform the gene pools of populations and can lead individuals, we have 25 AA individuals, 50 Aa individuals,
to the formation of new species. Chief among the mecha- and 25 aa individuals. Now suppose that individuals with
nisms transforming populations is natural selection, different genotypes have different rates of survival: All 25
discovered independently by Alfred Russel Wallace and AA individuals survive to reproduce, 90 percent or 45 of the
Charles Darwin. The Wallace–Darwin concept of natural Aa individuals survive to reproduce, and 80 percent or 20 of
selection can be summarized as follows: the aa individuals survive to reproduce. When the survivors
reproduce, each contributes two gametes to the new gene
1. Individuals of a species exhibit variations in phenotype— pool, giving us 2(25) 2(45) 2(20) 180 gametes. What
for example, differences in size, agility, coloration, defenses are the frequencies of the two alleles in the surviving popu-
against enemies, ability to obtain food, courtship be- lation? We have 50 A gametes from AA individuals, plus 45
haviors, and flowering times. A gametes from Aa individuals, so the frequency of allele
A is (50 + 45)>180 0.53. We have 45 a gametes from Aa
2. Many of these variations, even small and seemingly in-
individuals, plus 40 a gametes from aa individuals, so the
significant ones, are heritable and passed on to offspring.
frequency of allele a is (45 + 40)>180 = 0.47.
3. Organisms tend to reproduce in an exponential fash- These differ from the frequencies we started with. The
ion. More offspring are produced than can survive. This frequency of allele A has increased, and the frequency of allele
causes members of a species to engage in a struggle for a has decreased. A difference among individuals in survival
25. 4 NA TU RA L S E LE C TION IS A MAJOR FORC E DRIVING A LLE LE FRE QU E NCY 707
Frequency of allele a
allele frequencies within large populations and is one of the 0.40
most important agents of evolutionary change.
0.30
0.25
Fitness and Selection 0.20
Selection occurs whenever individuals with a particular
genotype enjoy an advantage in survival and reproduction 0.10
over other genotypes. However, selection may vary from less
0
than 1 to 100 percent. In the previous hypothetical example, 0 2 10 20 100
selection was strong. Weak selection might involve just a Generation
fraction of a percent difference in the survival rates of dif-
ferent genotypes. Advantages in survival and reproduction FIGUR E 25–8 Change in the frequency of a lethal recessive
ultimately translate into increased genetic contribution to allele, a. The frequency of a is halved in two generations and
future generations. An individual’s genetic contribution to halved again by the sixth generation. Subsequent reductions
future generations is called its fitness. Genotypes associated occur slowly because the majority of a alleles are carried by
heterozygotes.
with high rates of reproductive success are said to have high
fitness, whereas genotypes associated with low reproductive
success are said to have low fitness.
Hardy–Weinberg analysis also allows us to examine fit- Figure 25–9 shows the outcome of different degrees of
ness. By convention, population geneticists use the letter w selection against a nonlethal recessive allele, a. In this case,
to represent fitness. Thus, wAA represents the relative fitness the intensity of selection varies from strong (red curve) to
of genotype AA, wAa the relative fitness of genotype Aa, and weak (blue curve), as well as intermediate values (yellow,
waa the relative fitness of genotype aa. Assigning the values purple, and green curves). In each example, the frequency of
wAA = 1, wAa = 0.9, and waa = 0.8 would mean, for ex- the deleterious allele, a, starts at 0.99 and declines over time.
ample, that all AA individuals survive, 90 percent of the Aa However, the rate of decline depends heavily on the strength
individuals survive, and 80 percent of the aa individuals of selection. When selection is strong and only 90 percent
survive, as in the previous hypothetical case. of the heterozygotes and 80 percent of the aa homozygotes
Let’s consider selection against deleterious alleles. Fitness survive (red curve), the frequency of allele a drops from 0.99
values wAA = 1, wAa = 1, and waa = 0 describe a situation to less than 0.01 in about 85 generations. However, when
in which a is a homozygous lethal allele. Because homozy- selection is weak, and 99.8 percent of the heterozygotes and
gous recessive individuals die without leaving offspring, the 99.6 percent of the aa homozygotes survive (blue curve),
frequency of allele a will decrease. The change in the fre- it takes 1000 generations for the frequency of allele a to
quency of allele a is described by the equation drop from 0.99 to 0.93. Two important conclusions can be
drawn from this example. First, over thousands of genera-
q0 tions, even weak selection can cause substantial changes in
qg =
1 + gq0
allele frequencies; because evolution generally occurs over population had beaks less than 7 mm deep, while others had
a large number of generations, selection is a powerful force beaks more than 12 mm deep. In 1977, a severe drought
in evolutionary change. Second, for selection to produce killed some 80 percent of the finches. Big-beaked birds sur-
rapid changes in allele frequencies, the differences in fitness vived at higher rates than small-beaked birds because when
among genotypes must be large. food became scarce, the big-beaked birds were able to eat a
The manner in which selection affects allele frequen- greater variety of seeds. When the drought ended in 1978,
cies allows us to make some inferences about the CCR5-32 the offspring of the survivors inherited their parents’ big
allele that we discussed earlier. Because individuals with beaks. Between 1976 and 1978, the beak depth of the aver-
genotype 3232 are resistant to most sexually transmit- age finch in the Daphne Major population increased by just
ted strains of HIV-1, while individuals with genotypes 11 over 0.5 mm, shifting the average beak size in the direction
and 132 are susceptible, we might expect AIDS to act as of one phenotypic extreme.
a selective force causing the frequency of the 32 allele to Stabilizing selection tends to favor intermediate phe-
increase over time. Indeed, it probably will, but the increase notypes, with those at both extremes being selected against.
in frequency is likely to be slow in human terms. In fact, it Over time, this will reduce the phenotypic variance in the
will take about 100 generations (about 2000 years) for the population but without a significant shift in the mean. One
frequency of the 32 allele to reach just 0.11. In other words, of the clearest demonstrations of stabilizing selection is
the frequency of the 32 allele will probably not change shown by a study of human birth weight and survival for
much over the next few generations in most populations 13,730 children born over an 11-year period. Figure 25–11
that currently harbor it. shows the distribution of birth weight and the percentage
of mortality at 4 weeks of age. Infant mortality increases on
either side of the optimal birth weight of 7.5 pounds. Stabi-
There Are Several Types of Selection lizing selection acts to keep a population well adapted to its
The phenotype is the result of the combined influence of present environment.
the individual’s genotype at many different loci and the Disruptive selection is a case where selection acts against
effects of the environment. Selection for these complex intermediate phenotypes and in favor of both phenotypic ex-
traits can be classified as (1) directional, (2) stabilizing, or tremes. It can be viewed as the opposite of stabilizing selec-
(3) disruptive. tion because the intermediate types are selected against. This
In directional selection (Figure 25–10) phenotypes will result in a population with an increasingly bimodal dis-
at one end of the spectrum become selected for or against, tribution for the trait, as we can see in Figure 25–12. In one
usually as a result of changes in the environment. A care- set of experiments using Drosophila, after several generations
fully documented example comes from research by Peter of disruptive artificial selection for bristle number, in which
and Rosemary Grant and their colleagues, who study the only flies with high- or low-bristle numbers were allowed to
medium ground finches (Geospiza fortis) of Daphne Major breed, most flies could be easily placed in a low- or high-bristle
Island in the Galapagos Islands. The beak size of these birds category. In natural populations, such a situation might exist
varies enormously. For example, in 1976, some birds in the for a population in a heterogeneous environment.
10.0
Mean beak depth (mm)
70
Infant births
Percentage mortality
9.6
60 15
Infant
9.4 50 deaths
Dry Dry Dry
year year year 40 10
9.2
30
9.0 20 5
1.0 In this case, migration from the mainland has changed the
Mutation rate (A a) = 1.0 10–5
frequency of A on the island from 0.40 to 0.42 in a single
0.8 generation.
Frequency of A
5–10%
10–15%
0–5%
genetic basis of albinism in the Navajo, researchers screened pigmented Navajo and 42 members of the Apache, a tribe
for mutations in the P gene. In their study, all Navajo with closely related to the Navajo. Based on this sample, the
albinism were homozygous for a 122.5-kb deletion in the P heterozygote frequency in the Navajo is estimated to be
gene, spanning exons 10–20 (Figure 25–15). This deletion 4.5 percent. No carriers were found in the Apache popula-
allele was not present in 34 individuals belonging to other tion that was studied.
Native American populations. The 122.5-kb deletion allele causing OCA2 was found
Using a set of PCR primers, researchers were able to only in the Navajo population and not in members of other
identify homozygous affected individuals and heterozy- Native American tribes in the southwestern United States,
gous carriers (Figure 25–16) and surveyed 134 normally suggesting that the mutant allele is specific to the Navajo
(a) (b)
BamHI Xbal BglI BamHI Xbal BglI
N5 C N5 C N5 C N5 C N5 C N5 C
kb kb
9
11
FIGUR E 25–15 Genomic DNA digests
6 from a Navajo affected with albinism (N5)
6.5 and a normally pigmented individual (C).
4 (a) Hybridization with a probe covering exons
5
11–15 of the P gene; there are no hybridizing
fragments detected in N5. (b) Hybridization
with a probe covering exons 15–20 of the
P gene; there are no hybridizing fragments
detected in N5. This confirms the presence of
a deletion in affected individuals.
Courtesy of Murray Brilliant, “A 122.5 kilobase deletion of
P gene underlies the high prevalence of oculocutaneous albinism
2.2 1.3 type 2 in the Navajo population.” From: American Journal
Human Genetics 72:62–72, Figure 1, p. 65. Published by
University of Chicago Press.
712 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S
Inbreeding
and may have arisen in a single individual who was one of a
Inbreeding occurs when mating individuals are more closely
small number of founders of the Navajo population. Using
related than any two individuals drawn from the population
other methods, workers estimated the age of the mutation
at random; loosely defined, inbreeding is mating among rela-
to be between 400 and 11,000 years. To narrow this range,
tives. For a given allele, inbreeding increases the proportion of
they relied on tribal history. Navajo oral tradition indicates
homozygotes in the population. A completely inbred popula-
that the Navajo and Apache became separate populations
tion will theoretically consist only of homozygous genotypes.
between 600 and 1000 years ago. Because the deletion is
To describe the amount of inbreeding in a population,
not found in the Apaches, it probably arose in the Navajo
geneticist Sewall Wright devised the coefficient of inbreed-
population after the tribes split. On this basis, the deletion is
ing (F). F quantifies the probability that the two alleles of a
estimated to be 400 to 1000 years old and probably arose as
given gene in an individual are identical because they are de-
a founder mutation.
scended from the same single copy of the allele in an ancestor.
If F = 1, all individuals in the population are homozygous,
25.8 and both alleles in every individual are derived from the
Nonrandom Mating Changes same ancestral copy. If F = 0, no individual has two alleles
derived from a common ancestral copy.
Genotype Frequency but Not One method of estimating F for an individual is shown
Allele Frequency in Figure 25–17. In this pedigree, the fourth-generation
female (shaded pink) is the daughter of first cousins (yel-
We have explored how violations of the first four assump- low). Suppose her great-grandmother (green) was a car-
tions of the Hardy–Weinberg Law, in the form of selection, rier of a recessive lethal allele, a. What is the probability that
mutation, migration, and genetic drift can cause allele fre- this fourth-generation female will inherit two copies of her
quencies to change. The fifth assumption is that the mem- great-grandmother’s lethal allele? For this to happen, (1) the
bers of a population mate at random; in other words, any great-grandmother had to pass a copy of the allele to her son,
one genotype has an equal probability of mating with any (2) her son had to pass it to his daughter, and (3) his daugh-
other genotype in the population. Nonrandom mating can ter had to pass it to her daughter (the pink female). Also,
change the frequencies of genotypes in a population. Sub- (4) the great-grandmother had to pass a copy of the allele to
sequent selection for or against certain genotypes has the her daughter, (5) her daughter had to pass it to her son, and
potential to affect the overall frequencies of the alleles they (6) her son had to pass it to his daughter (the pink female).
contain, but it is important to note that nonrandom mating Each of the six necessary events has an individual probability
does not itself directly change allele frequencies. of 1>2, and they all have to happen, so the probability that the
2 5. 9 RED UCED GENE FLOW, S E LE C TION, AND G E NE TIC DRIFT C A N LE A D TO S PE C IA TIO N 713
TA BL E 2 5 . 4
or beyond the level of the zygote and are generated by genetic a similar Pacific species to form a pair. Members of each pair
divergence. were closer to each other in structure and appearance than
Postzygotic isolating mechanisms waste gametes and either was to any other species in its own ocean. Analysis of
zygotes and lower the reproductive fitness of hybrid sur- allele frequencies and mitochondrial DNA sequences con-
vivors. Selection will therefore favor the spread of alleles firmed that the members of each pair were one another’s
that reduce the formation of hybrids, leading to the devel- closest genetic relatives.
opment of prezygotic isolating mechanisms, which in turn The interpretation of these data is that, prior to the for-
prevent interbreeding and the formation of hybrid zygotes mation of the isthmus, the ancestors of each pair were mem-
and offspring. In animal evolution, one of the most effective bers of a single species. When the isthmus closed, each of the
prezygotic mechanisms is behavioral isolation, involving seven ancestral species was divided into two separate popula-
courtship behavior. tions, one in the Caribbean and the other in the Pacific.
Meeting in a dish in a lab for the first time in 3 mil-
Changes Leading to Speciation lion years, would Caribbean and Pacific members of a spe-
The Isthmus of Panama, which created a land bridge con- cies pair recognize each other as suitable mates? Males and
necting North and South America and simultaneously sep- females were paired together, and the relative inclination
arated the Caribbean Sea from the Pacific Ocean, formed of Caribbean–Pacific couples to mate versus that of Carib-
roughly 3 million years ago. To study populations separated bean–Caribbean or Pacific–Pacific couples was calculated.
by the formation of the isthmus, researchers matched seven For three of the seven species pairs, transoceanic couples
Caribbean species of snapping shrimp (Figure 25–18) with refused to mate altogether. For the other four species pairs,
transoceanic couples were 33, 45, 67, and 86 percent as likely
to mate with each other as were same-ocean pairs. Of the
same-ocean couples that mated, 60 percent produced viable
clutches of eggs. Of the transoceanic couples that mated,
only 1 percent produced viable clutches. We can conclude
from these results that 3 million years of separation has re-
sulted in complete or nearly complete speciation, involving
strong pre- and postzygotic isolating mechanisms for all
seven species pairs.
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26
(a)
Juba 480 bp
160 bp
Lake
Turkana (b)
Lake UGANDA
Albert
(c)
KENYA
Kampala
Lake
FIGUR E 25–20 Use of repetitive DNA elements to trace spe-
Victoria Nairobi
RWANDA cies relationships in cichlids from Lake Tanganyika. (a) Photo-
Lake
Kivu Kigali graph of an agarose gel showing PCR fragments generated from
primers that flank the AFC family of SINES. Large fragments
BURUNDI containing this family are present in all samples of genomic
Bujumbura DNA from members of the Lamprologini tribe of cichlids (lanes
9–20). DNA from the species in lane 2 has a similar but shorter
fragment, which may represent another repetitive sequence.
DNA from other species (lanes 3–8 and 21–24) produce short,
TANZANIA non-SINE-containing fragments. (b) A Southern blot of the gel
Kalemie Lake from (a) probed with DNA from the AFC family of SINES. AFC
Tanganyika is present in DNA from all species in the Lamprologini tribe
(lanes 9–20), but not in DNA from other species (lanes 2–8 and
21–24). (c) A second Southern blot of the gel from (a) probed
with the genomic sequence at which the AFC SINE inserts. All
species examined (lanes 2–24) contain the insertion sequence.
Mbeya The larger fragments in Lamprologini DNA (lanes 9–20) cor-
respond to those in the previous blot, showing that the SINE is
inserted at the same site in all tribal species. In sum, these data
F I G U R E 2 5 –19 The lakes in the Rift Valley of east Africa are show that the AFC SINE is present only in members of this tribe,
home to most species of cichlids, a fresh water fish. is present in all member species, and is inserted at the same site
in all cases. These results are interpreted as showing a common
origin for the species of the tribe in question.
genetic divergence, reproductive isolation, and speciation
can be surprisingly rapid. irreversible event. If a SINE is present at the same locus in
The Rift Valley lakes of east Africa (Figure 25–19) sup- the genome of all species examined, this is strong evidence
port hundreds of species of cichlid fish. Cichlids are highly that all of those species descend from a common ancestor.
specialized for different niches. Some eat algae floating on Using a SINE called AFC, Okada’s team screened 33 species
the water’s surface, whereas others are bottom feeders, insect of cichlids belonging to four tribes. In each tribe, the SINE
feeders, mollusk eaters, and predators on other fish species. was present at all the sites tested, indicating that the species
Lake Tanganyika is an old lake, formed about 20 million years in each tribe are descended from a single ancestral species
ago and more than 200 species of cichlids have been identi- (Figure 25–20). Cichlid speciation in Lake Tankanyika has
fied in this lake, with many more remaining to be discovered. taken place over several million years and produced the most
Genetic analysis indicates that a majority of the species in diverse collection of species of this fresh water fish.
this lake are descended from a single common ancestor and In contrast, Lake Victoria, a neighboring Rift Valley lake,
that they diverged within their home lake. is only about 400,000 years old and has dried out several
The cichlid species in Lake Tanganyika are organized into times in its history, most recently, about 15,000 years ago. The
16 groups called tribes; all species in a tribe are thought to be 500 or so cichlid species in this lake today are thought to have
descended from a common ancestral species. In a study of diversified from a very small number of founding species. If
cichlid origins in Lake Tanganyika, Norihiro Okada and col- true, this means that new species were formed at a very rapid
leagues examined the insertion of a novel family of repetitive rate, averaging 1 species about every 30 years. If further re-
DNA sequences called short interspersed elements (SINES) search using SINES and other molecular markers can con-
(discussed in Chapter 11) into the genomes of cichlid species firm the number of founding species and establish their tribal
in Lake Tanganyika. SINES are a type of retroposon, and the organization, it would provide evidence for the fastest evolu-
random integration of a SINE at a locus is most likely an tionary divergence of species ever documented in vertebrates.
716 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S
©AAAS
Moth 24 36
from a time scale, showing the length of time between spe- Yeast 38 56
ciation events. Points at which lines diverge, called nodes, Source: From W.M. Fitch and E. Margoliash, Construction of phylogenetic trees,
show when a species split into two or more species. Each Science 155: 279–284, January 20, 1967. Reprinted with permission from AAAS.
node represents a common ancestor of the species diverging
at that node. The tips of the branches represent species (or
a larger group) alive today (or those that ended in extinc-
tion). Groups that consist of an ancestral species and all its
descendants are called a monophyletic group. The root of a Column (a) of Table 25.5 shows the number of amino
phylogenetic tree represents the oldest common ancestor to acid differences between cytochrome c in humans and in
all the groups shown in the tree. various other species. The data in this table are broadly con-
sistent with our intuitions about how closely related we are
Constructing Phylogenetic Trees to these other species. For example, most people would agree
from Amino Acid Sequences that we are more closely related to other mammals than we
In an important early example of phylogenetic reconstruction, are to insects, and we are more closely related to insects than
W. M. Fitch and E. Margoliash assembled data on the amino we are to yeast. Accordingly, our cytochrome c differs in 10
acid sequence for cytochrome c in a variety of organisms. amino acids from that of dogs, in 24 amino acids from that
Cytochrome c is a component of the electron transport of moths, and in 38 amino acids from that of yeast.
chain in mitochondria, and its amino acid sequence has Amino acid changes are the product of nucleotide
evolved very slowly. For example, its amino acid sequence changes, and more than one nucleotide change may be re-
in humans and chimpanzees is identical, and humans and quired to change a given amino acid. When the necessary
rhesus monkeys show only one amino acid difference. This nucleotide changes that account for all amino acid differ-
similarity is remarkable considering that the fossil record ences in a protein are totaled, the minimal mutational dis-
indicates that the lines leading to humans and monkeys di- tance between the genes of any two species is established.
verged from a common ancestor approximately 20 million Column (b) in Table 25.5 shows such an analysis of the
years ago. genes encoding cytochrome c. As expected, these values are
larger than the corresponding number of amino acids sepa-
rating humans from the other nine organisms listed.
Branch
Species A Data on the minimal mutational distances between the
cytochrome c genes of 19 organisms was used to reconstruct
Species B
Root their evolutionary history. The result is a phylogenetic
Node
Species C tree showing the relationships among the species studied
Tip (Figure 25–22). The black dots on the tips of the branches
represent existing species, whose inferred common ances-
FIG U R E 2 5 –21 Elements of a phylogenetic tree showing the tors are linked to them by green lines that diverge at nodes
relationships among species. The root represents a common (red dots). The common ancestors are connected to still
ancestor to all species on the tree. Branches represent lineages
earlier common ancestors, culminating in a single common
through time. The points at which branches separate are called
nodes, and at the tips of branches are living species (or those ancestor for all the species on the tree, represented by the
that have gone extinct. red dot on the extreme left.
25. 1 0 PHYLOG E NY C AN BE U S E D TO A NA LYZ E E VOLU TIONARY HIS TO R Y 717
©AAAS
8
Human
0.
Monkey
0.
6.9
2
Dog
3.0
9
Horse
0.
1.4 1.
7 2.9 Donkey
0.
1.3
1
1.
–0.6 2.7 Pig
4
1.1
4.6 Rabbit
Kangaroo
3.
3.3 3 Pigeon
1.6
1 . 1 Duck
–0.2 1.2 1 .0 Chicken
.5
1.0
16.5 1.1 Penguin
5.4 17.2
4.9
Turtle
Snake
5.7 Tuna
15.2
6.5 Screwworm fly
9.9
Moth
2.1 28.1 Bread mold
17.4 Yeast
9.6
30 25 20 15 10 5 0
Average minimal mutation distance
F I G U R E 2 5 –2 2 Phylogenetic tree constructed by comparing homologies in cytochrome c amino acid sequences. Reprinted with
permission from Fitch, W.M. and Margoliash, E. 1967. Construction of phylogenetic trees. Science 279: 279–284, Figure 2.
Molecular Clocks Measure Molecular clocks must be carefully calibrated and used
the Rate of Evolutionary Change with caution. For example, the data indicate that strains of
In many cases, we would like to estimate not only which influenza A that jump from birds to humans have evolved
members of a set of species are most closely related, but also much more rapidly than strains that have remained in birds.
when their common ancestors lived. Sometimes we can do Hence, a molecular clock calibrated from human strains
so, thanks to molecular clocks—amino acid sequences or of the virus would be highly misleading if applied to bird
nucleotide sequences in which evolutionary changes accu- strains.
mulate at a constant rate over time.
Research on the influenza A virus shows how molecular Analysis of Genetic Divergence
clocks are constructed and used. Parts of the hemagglutinin between Neanderthals and
gene from viral strains isolated at various times over a 20- Modern Humans
year period were sequenced. A phylogenetic tree was con- Fossil evidence indicates that the Neanderthals, Homo ne-
structed using the number of nucleotide differences among anderthalensis, lived in Europe and western Asia from some
these strains [Figure 25–23(b)]. Most of the strains are now 300,000 years ago until they disappeared about 30,000 years
extinct and have no descendants. Plotting the number of ago. For at least 30,000 years, Neanderthals coexisted with
nucleotide substitutions between strains against the year anatomically modern humans (Homo sapiens) in several re-
in which they were isolated shows that the points fall very gions. Genetic analysis using DNA sequencing has helped
close to a straight line [Figure 25–23(a)]. This means that answer several questions about Neanderthals and modern
the nucleotide substitutions in the hemagglutinin gene have humans: (1) Were Neanderthals direct ancestors of modern
accumulated at a steady rate, and thus serve as a molecular humans? (2) Did Neanderthals and our species, H. sapiens,
clock to track the evolution of the influenza A virus. interbreed, so that our genomes carry Neanderthal genes?
This molecular clock is also used to compare the se- Or did the Neanderthals die off and become extinct leaving
quence of the hemagglutinin gene of new flu viruses as they no genetic heritage? (3) What can we say about the simi-
appear each year and to estimate the time that has passed larities and differences between our genome and that of the
since each diverged from a common ancestor. Neanderthals?
718 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S
(a) (b)
120
WYO87
HST85
23
18
100 EQU86
15
7
ALA81
80 11 12 BKK79
6
3
Nucleotide substitutions
BKK79 1
1 ENG77
TX77
15 6 7
60 VIC76
4
5 ALE76
2 VIC75
8 8
17
6
40
PTC73 10
4
5 MEM72
2
ENG72
5 7 MEM71
20 HKK71 QNS70
8
13 5
16 6 ENG69
6
AIC68 2
2 2 1NT68 1
0
65 70 75 80 85 90
Year of isolation
FIG U R E 2 5 –2 3 Phylogenetic molecular clock in the influenza A hemagglutinin gene. (a) Number of nucleotide differences between
the first isolate as a function of year of isolation. (b) Estimate of the phylogeny of the isolates.
To answer these and other questions, researchers used Neanderthals were a separate hominid line and did not con-
two approaches, both of which involved sequencing DNA tribute mitochondrial genes to H. sapiens.
recovered from Neanderthal bones. One approach ana-
lyzed mitochondrial DNA recovered from skeletons found The Neanderthal Genome Project
in Feldhofer cave in Germany and Mezmaiskaya cave in the The second approach to studying Neanderthal DNA was an
Caucasus Mountains east of the Black Sea. The Feldhofer ambitious project to isolate and sequence the Neanderthal
DNA and mitochondrial DNA (mtDNA) from more than genome. The international research team began by isolat-
2000 present-day humans were used to construct a phyloge- ing DNA from three female Neanderthals whose skeletons
netic tree [Figure 25–24(a)]. From the structure of the tree, were recovered from a cave in Croatia. Using newly devel-
researchers concluded that Neanderthals are a distant rela- oped DNA sequencing techniques, they assembled a draft
tive of modern humans. The mtDNA recovered from the sequence of the Neanderthal genome. As part of the project,
Mezmaiskaya skeleton was sequenced and compared to the they also sequenced the genomes of five individuals living in
sequence from the Feldhofer skeleton. Although the two Ne- different parts of the world.
anderthal mtDNA sequences are from locations more than The Neanderthal genome contains about 3.2 billion
1000 miles apart, they vary by only about 3.5 percent. This base pairs, the same as the genome of our species, and is
indicates that the Neanderthal samples derive from a single 99.7 percent identical to our genome. Both the Neanderthal
gene pool. Phylogenetic analysis comparing the two Nean- genome and our genome are about 98.8 percent identical to
derthal sequences with those of modern humans and chim- that of the chimpanzee.
panzees places the Neanderthals in a group that is clearly By comparing the Neanderthal genome sequence with
distinct from modern humans [Figure 25–24(b)]. The con- the genomes of five present-day humans and with the chim-
clusion from the study of mitochondrial DNA is that while panzee genome, researchers were able to identify amino
Neanderthals and humans have a common ancestor, the acid-coding differences in 78 genes that developed after the
25. 1 0 PHYLOG E NY C AN BE U S E D TO A NA LYZ E E VOLU TIONARY HIS TO R Y 719
~370,000 y.a.
Split of ancestral ~41,000 y.a.
human and Neanderthal Earliest modern
populations humans in Europe
Modern
human
G E N E T I C S , T E C H N O L O G Y, A N D S O C I E T Y
A
newborn screening program identified a baby with a rare 1. Since it appears that the unaffected parents are heterozy-
autosomal recessive disorder called arginosuccinate ac- gotes, would it be considered unusual that there would be no
iduria (AGA), which causes high levels of ammonia to family history of the disorder? How would they be counseled
accumulate in the blood. Symptoms usually appear in the first about risks to future children?
week after birth and can progress to include severe liver damage,
2. If the disorder is so rare, what is the frequency of heterozy-
developmental delay, and mental retardation. AGA occurs with
gous carriers in the population?
a frequency of about 1 in 70,000 births. There is no history of
this disorder in either the father’s or mother’s family. This case 3. What are the chances that two heterozygotes will meet and
raises several questions: have an affected child?
1. Genetic variation is a characteristic of most populations. In and genetic drift. Nonrandom mating changes genotype fre-
some cases, this can be observed at the phenotypic level, but quencies but does not change allele frequencies.
analysis at the amino acid and nucleotide levels provides a 6. The formation of new species depends on the formation of
more direct way to estimate genetic variation. subpopulations and the accumulation of enough genetic dif-
2. Using the assumptions of the Hardy–Weinberg Law, it is pos- ferences that, when reunited, members of the separated popu-
sible to estimate allele and gene frequencies in populations. lations cannot interbreed.
3. The Hardy-Weinberg Law can be applied to determining allele 7. Phlyogenetic analysis using morphology, amino acid sequences,
and genotype frequencies for multiple alleles and X-linked al- or nucleotide sequences can be used to construct phylogenetic
leles, as well as calculating the frequency of heterozygotes for a trees showing the evolutionary relationships among a group of
given gene. organisms. When calibrated with molecular clocks, the evolu-
4. Natural selection changes allele frequency in populations lead- tionary changes on a phylogenetic tree can be calibrated with a
ing to evolutionary change. Selection for quantitative traits can time scale.
involve directional selection, stabilizing selection, or disruptive 8. Phylogenetic analysis combined with genome sequence data
selection. from humans, Neanderthals, and other hominids has helped
5. In addition to natural selection, other forces act on allele fre- scientists reconstruct the relationship between Neanderthals
quencies in populations. These include mutation, migration, and our species.
1. Tay–Sachs disease is caused by loss-of-function mutations in 2. A single plant twice the size of others in the same population
a gene on chromosome 15 that encodes a lysosomal enzyme. suddenly appears. Normally, plants of that species reproduce
Tay–Sachs is inherited as an autosomal recessive condition. by self-fertilization and by cross-fertilization. Is this new gi-
Among Ashkenazi Jews of Central European ancestry, about 1 ant plant simply a variant, or could it be a new species? How
in 3600 children is born with the disease. What fraction of the would you determine which it is?
individuals in this population are carriers? Solution: One of the most widespread mechanisms of spe-
Solution: If we let p represent the frequency of the wild-type ciation in higher plants is polyploidy, the multiplication of
enzyme allele and q the total frequency of recessive loss-of- entire sets of chromosomes. The result of polyploidy is usu-
function alleles, and if we assume that the population is in ally a larger plant with larger flowers and seeds. There are
Hardy–Weinberg equilibrium, then the frequencies of the two ways of testing the new variant to determine whether
genotypes are given by p2 for homozygous normal, 2pq for it is a new species. First, the giant plant should be crossed
carriers, and q2 for individuals with Tay–Sachs. The frequency with a normal-sized plant to see whether the giant plant
of Tay–Sachs alleles is thus produces viable, fertile offspring. If it does not, then the two
1 different types of plants would appear to be reproductively
q = 2q2 = = 0.017 isolated. Second, the giant plant should be cytogenetically
A 3600
screened to examine its chromosome complement. If it has
Since p + q = 1, we have twice the number of its normal-sized neighbors, it is a tet-
p = 1 - q = 1 - 0.017 = 0.983 raploid that may have arisen spontaneously. If the chromo-
Therefore, we can estimate that the frequency of carriers is some number differs by a factor of two and the new plant is
reproductively isolated from its normal-sized neighbors, it
2pq = 2(0.983)(0.017) = 0.033 or about 1 in 30 is a new species.
722 25 P OP ULATION AN D EVOLUTION ARY GENE TIC S