Medical Device Grouping Guidance
Medical Device Grouping Guidance
Revision 2.1
MEDICAL DEVICE GUIDANCE NOVEMBER 2017
CONTENTS
PREFACE ........................................................................................................... 3
1. INTRODUCTION .......................................................................................... 5
1.1. Purpose ..................................................................................................... 5
1.2. Background................................................................................................ 5
1.3. Scope ........................................................................................................ 6
1.4. Definition.................................................................................................... 6
2. GENERAL PRINCIPLES OF GROUPING .................................................. 8
3. GROUPING CATEGORIES ....................................................................... 10
3.1. FAMILY.................................................................................................... 10
Decision Flowchart for Grouping of Medical Devices as a FAMILY ........ 15
3.2. SYSTEM .................................................................................................. 18
Decision Flowchart for Grouping of Medical Devices as a SYSTEM ...... 19
3.3. IVD TEST KIT .......................................................................................... 22
Decision Flowchart for Grouping of Medical Devices as an IVD TEST KIT
................................................................................................................... 23
3.4. IVD CLUSTER ......................................................................................... 25
Decision Flowchart for Grouping of Medical Devices as an IVD CLUSTER
................................................................................................................... 36
3.5. GROUP ................................................................................................... 39
Decision Flowchart for Grouping of Medical Devices as a GROUP ........ 42
3.6. SINGLE ................................................................................................... 43
PREFACE
REVISION HISTORY
*Where applicable, changes and updates made in each document revision are
annotated with or within the arrow symbol “►”. Deletions may not be shown
1. INTRODUCTION
R2 ►
1.1. Purpose
1.2. Background
Under the Health Products Act (Act), all medical devices to be supplied locally
are required to be registered with HSA prior to supply unless an exception from
the registration requirement has been provided for in the regulations.
Medical devices range from simple medical devices (e.g. syringe) to highly
complex medical devices (e.g. implantable pacemakers) including devices that
comprise of myriad components (e.g. patient monitoring systems). These
various components or modules can be sold individually, in different
combinations as required by the end user, as a convenient all-in-one kit, or as
an individually customised pack. Individual medical devices are also typically
available in various configurations including length, diameter, etc. There are
also certain device specific attributes, such as those specific to in vitro
diagnostic devices and hearing aids, which should be considered when
categorising devices for the purpose of grouping.
To better cater for the diverse categories of medical devices, grouping criteria
that applies generally to medical devices and also device specific grouping
categories have been developed and are presented in this GN-12-1 and the
GN-12-2 guidance documents, respectively. Applicants should determine and
perform the grouping of medical devices to be registered based on GN-12-1
and GN-12-2 guidance documents when preparing their medical device product
registration submissions. ◄
1.3. Scope
1.4. Definition
Definitions, which are not set out in the Act and Health Products (Medical
Devices) Regulations (Regulations), are intended as guidance in this
document. These definitions are not taken verbatim from the above legislation
and should not be used in any legal context. These definitions are meant to
provide guidance in layman terms.
R2 ►
ACCESSORY: for the purposes of this guidance document, means an article
that is intended specifically by its product owner to be used together with a
particular medical device to enable or assist that device to be used in
accordance with its intended purpose. An accessory is typically intended to be
used for one or more of the purposes as described in the definition of medical
device and therefore should be considered a medical device. COMPONENT
R2 ►
PRODUCT OWNER (as set out in the Regulations): in relation to a health
product, means a person who —
(a) supplies the health product under his own name, or under any trade mark,
design, trade name or other name or mark owned or controlled by him; and
(b) is responsible for designing, manufacturing, assembling, processing,
labelling, packaging, refurbishing or modifying the health product, or for
assigning to it a purpose, whether those tasks are performed by him or on his
behalf. ◄
R2 ►
Medical devices that can be grouped into one of the grouping categories
specified in this GN-12-1 and also in GN-12-2 guidance documents can be
submitted in one product registration application.
The product owner of a medical device may incorporate as part of their device,
medical devices and/or accessories from other manufacturers or product
owners or intend such devices to be used together to achieve a common
intended purpose. By such design and/or intended purpose, the product owner
of the medical device also assumes the responsibility for such use of the other
devices and accessories.
Once the medical device(s) is deemed registrable, the final appropriate device
listing information on the SMDR shall be determined by HSA. For example,
where submissions with device groupings which allow for
instruments/accessories from different product owners, such as IVD analysers,
only the product owner of the primary device will be listed on the SMDR,
although the documentation relating to other product owners are required to be
submitted as part of the registration submission. Only registered medical
devices listed on the SMDR shall be supplied on the market.
The Registrant shall undertake the following post-market duties and obligations
for all medical devices and accessories they have registered on the SMDR
either individually or as part of grouped registrations:
comply with the conditions applicable to the registered medical device and
conditions imposed on the Registrant;
submit applications to the Authority for changes made to the registered
medical device;
maintain records of supply;
maintain records of complaints;
report defects and adverse effects to the Authority; and
notify the Authority concerning field safety corrective action (FSCA),
including recall. ◄
3. GROUPING CATEGORIES
3.1. FAMILY
R2 ► Active
MR conditional and Non- MR Conditional
Implantable Devices
R2 ► Implantable
Number of Chambers (Cardio)
Pulse Generators
R2 ► Polymer
With or without plasticisers (e.g. DEHP)
products
Colour
Flexibility
Holding force
Memory storage
Printing capability
Radiopacity
From same No
product owner?
Yes
Same risk No
classification?
Yes
No
Common intended
purpose?
Yes
Common No
design and
manufacturing
process?
Yes
No Cannot be
Variations submitted as a
within permissible FAMILY.
variants?
Yes
names or brand names, the device models will be listed separately on the
SMDR based on their proprietary names upon approval of the application.
Examples:
R2 ►
Condoms that differ in colour, size and texture but are manufactured from
the same material, using common manufacturing process and share a
common intended purpose can be grouped as a FAMILY.
IV administrative sets that differ in features such as safety wings and
length of tubing, but are manufactured from the same material, common
manufacturing process and share a common intended purpose can be
grouped as a FAMILY.
Steerable guidewires that are available in various lengths and possess
various tip shapes and tip flexibilities can be grouped as a FAMILY if their
variations fall within the scope of permissible variants.
Cardiac catheters that are available in a different number of lumens,
lengths and diameters can be grouped as a FAMILY.
Contact lenses with additional features of UV protection can be grouped
as a FAMILY, as this feature does not affect the basic design and
manufacturing of the lens. ◄
Contact lenses are available as toric lens or spherical lens. These products
have different intended purposes and performances. They are designed and
manufactured differently. Due to these differences, they shall not be
considered as members of a FAMILY.
3.2. SYSTEM
From same No
product owner?
Yes
Intended
to be used in No
combination to achieve
a common intended
purpose?
Yes
No
Yes
Labelling for
Sold under a No
constituent components is
single
intended for use as a
SYSTEM
SYSTEM?
name?
Yes
Yes
Can be submitted as
one SYSTEM
application
Example:
A patient monitoring SYSTEM from product owner A is intended to be used
specifically with vital signs sensors and probes from product owner B. These
accessories are used in combination to achieve a common intended purpose in
accordance with product owner A’s specifications, and can be grouped
together with the patient monitoring SYSTEM in one application for registration.
◄
NOTE The key constituent-components, i.e. implantable rods, plates and screws, across
the SYSTEMs are within the permissible variants. For example, differences in lengths of
the implantable screws are deemed permissible variants.
Examples:
R2 ► A hip replacement SYSTEM comprising of femoral and acetabular
components can be grouped as a SYSTEM. The components must be used
in combination to achieve a common intended purpose of total hip
replacement. The size of the components may vary.
An electrosurgical unit and its accessories that consist of forceps,
electrodes, electrode holders, leads, plug adaptor, when used together for
a common intended purpose, can be grouped as a SYSTEM.
A catheter placement set/kit comprising of scalpels, syringes, needles,
surgical gloves, gauze, drapes and flushing solution that is validated for
compatibility and assembled by a single product owner under a single
SYSTEM name for use in combination during a surgical catheter placement
procedure can be grouped as a SYSTEM.
Automated blood pressure monitors with optional features such as
memory storage and print capability for various models can be considered
as part of a FAMILY of SYSTEMS. ◄
An IVD TEST KIT is an in vitro diagnostic (IVD) device that consists of reagents
or articles that are:
from the same product owner;
intended to be used in combination to complete a specific intended purpose;
sold under a single TEST KIT name or the labeling, instructions for use
(IFU), brochures or catalogues for each reagents or article states that the
component is intended for use with the IVD TEST KIT; and
compatible when used as a TEST KIT.
An IVD TEST KIT does not include the instruments, such as analysers, needed
to perform the test.
An IVD Medical Device SYSTEM may typically consist of TEST KITs and
instruments (e.g. an analyser designed to be used with that TEST KIT).
R2.1 ► An IVD TEST KIT and its accompanying IVD analyser can be listed
together as an IVD SYSTEM or the IVD analyser can be listed separately from
the IVD TEST KIT(s) as a SPLIT listing. Kindly refer to GN-34 Guidance
Document for IVD Analysers for further information on the listing of IVD
analysers that are supplied as part of an IVD SYSTEM. ◄
Example:
A glucose monitoring SYSTEM comprising of a glucose meter, test strips,
control solutions and linearity solutions can be grouped as a SYSTEM.
From same No
product owner?
Yes
No
Intended to be used in
combination to complete
a specific intended
purpose?
Yes
No
Yes
No Labelling
Sold under a single for reagents and articles
IVD TEST KIT stating intended for use with
name? the IVD TEST KIT?
Yes
Yes
Can be submitted as
one IVD TEST KIT
application
Example:
A Human Immunodeficiency Virus (HIV) Enzyme Linked
ImmunoSorbent Assay (ELISA) TEST KIT may contain controls,
calibrators and washing buffers. All the reagents and articles are used
together to detect HIV and therefore can be grouped as a TEST KIT. These
reagents and articles can be supplied separately as replacement items for
that particular TEST KIT.
The IVD CLUSTER may include analysers that are designed for use with the
reagents in the IVD CLUSTER.
R2 ► The listing of the IVD test kits, reagents and their accessories on the
SMDR upon approval may differ from the initial grouping. Individual (SINGLE)
reagents or articles, test kits, FAMILY of reagents or articles within an IVD
CLUSTER shall be listed separately on the SMDR. The different device
proprietary names or brand names, and common intended purpose of the
products and analytes would be key considerations for the separate listings.
R2.1 ► Where IVD CLUSTERS also include the compatible IVD analyser(s),
an IVD TEST KIT and its accompanying IVD analyser can be listed together as
an IVD SYSTEM or the IVD analyser can be listed separately from the IVD
TEST KIT(s) as a SPLIT listing. Kindly refer to GN-34 Guidance Document for
IVD Analysers for further information on listing options of IVD analysers. ◄
The IVD CLUSTER grouping is only to be used for product registration and
would not be applicable as a grouping criterion for the addition of models
through a Change Notification. Kindly refer to GN-21 Guidance on Change
Notification for Registered Medical Devices for more information. ◄
12 Cancer markers R2 ►
(i) GI-marker CA242
(ii) p53
R2 ►
23 R2► Drug R2 ►
Monitoring
(i) Caffeine
(ii) R2► Benzodiazepines
(iii) R2► Penicillins
(iv) R2► Tetracyclines
R2 ► R2 ►
28 Cardiac Markers R2 ►
(i) Homocysteine
(ii) R2► ST2
(iii) R2► Galectin-3
(iv) R2► Myeloperoxidase (MPO)
31 Parasitic Infection - R2 ►
Immunology
(i) Leishmania
35 Haemostasis R2 ►
(Coagulation)
(i) Fibrinogen
(ii) Protein C and Protein S reagents
(iii) C1-inhibitors
R2 ►
(iv) Alpha-Antiplasmin
(v) Fibrin
(vi) Factor XIII
(vii) Platelet Factor 4
(viii) Plasminogen
R2 ► R2 ►
45 Bacterial Infections R2 ►
(Detection by NA (i) Streptococci
Reagents)
(ii) Shigella
Viral Infections
46 R2 ►
(Detection by NA
Reagents) (i) Para-influenza NA Reagents
From same No
product owner?
Yes
Yes
Reagents or articles
No Cannot be
of common test
methodology and within submitted as an IVD
listed IVD CLUSTER CLUSTER
category? application
Yes
Can be submitted as
one IVD CLUSTER
application
If a reagent or article is intended for multiple usage categories such that it can
be grouped in more than one IVD CLUSTER, the Registrant can choose to
group the reagent or article as part of any one of the IVD CLUSTERs it qualifies.
Information to support all the intended purposes of the reagent or article must
be submitted as part of the product registration application.
Example:
Product Owner is “HSA”
1 Class B IVD CLUSTER
Category
(e.g. Enzymes)
HSA ABC Test Kit HSA ABC Test Kit HSA ZEN Reagents HSA ZEN Reagents
for enzyme A for enzyme B for enzyme B for enzyme C
Figure 2 Example of a Class B IVD CLUSTER grouping with 4 IVD products within the
CLUSTER category - Enzymes
Based on the example, the 4 IVD products qualify to be submitted as one IVD
CLUSTER category (Enzymes) and would be listed as 4 SMDR listings:
* HSA ABC Test Kit for enzyme A is under one listing in which HSA is the product owner and ABC is the
proprietary name.
** HSA ABC Test Kit for enzyme B is under one listing in which HSA is the product owner and ABC is the
proprietary name.
*** HSA ZEN Reagent for enzyme B is under one listing in which HSA is the product owner and ZEN is
the proprietary name.
**** HSA ZEN Reagent for enzyme C is under one listing in which HSA is the product owner and ZEN is
the proprietary name.
3.5. GROUP
For the purposes of grouping for product registration, the collection of medical
devices in a GROUP is the closed list of devices included in a product
registration submission. This closed list of medical devices in a GROUP (single
packaged unit) may differ in the number (quantity) and combination
(permutation within the closed list) of products that comprise the GROUP, while
maintaining the same proprietary GROUP name and the GROUP’s intended
purpose.
Typically, for a medical device GROUP, the product owner intends to supply a
collection of customised medical devices for a specific medical purpose within
a single packed unit, such as a convenience pack or tray, which is under a
single name.
Only medical devices within a GROUP that are eventually listed on the SMDR
shall be supplied on the market as a single packaged unit under the GROUP
name. The single packaged unit identifier would also be listed on the SMDR,
where the single packaged units bear unique/different product identifiers; these
shall be listed on the SMDR as well. Medical devices that are registered within
a GROUP must have a SINGLE medical device registration before they are
sold separately as individual medical devices for their specific individual
intended purpose or as replacements. ◄
The GROUP name indicated for the medical device must appear in the product
label affixed on the external package of the GROUP. R2 ► The content list of
devices within the single packaged unit for supply should also appear on the
external package of the GROUP or supplied with the GROUP. ◄ Individual
medical devices in the GROUP do not require to be labelled with that GROUP
name. Individual medical devices in the GROUP may contain additional
descriptive phrases.
Examples:
A first aid kit consisting of medical devices such as bandages, gauzes,
drapes and thermometers, when assembled together as one package for a
common medical purpose by a product owner, can be grouped as a
GROUP.
A product owner supplies dressing trays customised with different
quantity and type of gauze and sutures to different hospitals. R2 ► When
the closed list of medical devices in the GROUP are registered, the product
owner is able to customise the trays, from the list of devices, for other
hospitals, while maintaining the same GROUP name for the trays and the
registered intended purpose. The product label for the trays shall bear the
content list of devices within the package for supply. Some of the medical
devices in the GROUP may be individually packaged and labelled, while
others remain in bulk form and may not be labelled. The product owner shall
account for these during the assembling of the GROUP and ensure
compliance to existing regulatory requirements including traceability of
individual devices packaged into the trays and record keeping. ◄
A promotional pack or convenience pack, without a GROUP name and
without a common medical intended purpose, consisting of different number
of medical devices, for example multi-purpose solution, saline solution, and
contact lens case, will NOT qualify as a GROUP registration. Individual
medical devices shall require registration as SINGLE medical devices.
Collection of two
or more medical
devices?
Yes
No
Single proprietary
GROUP name?
Yes
Labelled &
No
supplied in a single
packaged unit by
the product owner?
Yes
No
Common GROUP Cannot be submitted
intended purpose? as a GROUP
application
Yes
Can be submitted as
one GROUP
application
3.6. SINGLE
A SINGLE medical device is sold as a distinct packaged entity and may also be
offered in a range of package sizes. ◄
Examples:
Condoms that are sold in packages of 3, 12 and 144 can be grouped as a
SINGLE medical device when submitting for registration.
R2 ► A company manufactures a standalone software program that can be
used with a number of CT scanners produced by other product owners. The
standalone software program itself is deemed a medical device, which can
be used on different scanners. The software can be grouped as a SINGLE
medical device. ◄