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Aplicabilidade PEDI-CAT TEA

This document discusses evaluating a new computer-administered measure of adaptive function for children and youth with autism spectrum disorders. It provides background on the importance of measuring adaptive outcomes and functional performance in this population. The inconsistencies in prior research findings using existing measures are described. An alternative approach using the World Health Organization framework is presented.

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0% found this document useful (0 votes)
182 views22 pages

Aplicabilidade PEDI-CAT TEA

This document discusses evaluating a new computer-administered measure of adaptive function for children and youth with autism spectrum disorders. It provides background on the importance of measuring adaptive outcomes and functional performance in this population. The inconsistencies in prior research findings using existing measures are described. An alternative approach using the World Health Organization framework is presented.

Uploaded by

Letícia Andrade
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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Author manuscript
Autism. Author manuscript; available in PMC 2017 January 01.
Author Manuscript

Published in final edited form as:


Autism. 2016 January ; 20(1): 14–25. doi:10.1177/1362361314564473.

Evaluating the appropriateness of a new computer-administered


measure of adaptive function for children and youth with Autism
Spectrum Disorders (ASDs)
Wendy J. Coster, PhD, OTR/L*,
Professor, Department of Occupational Therapy and PhD Program in Rehabilitation Sciences,
Boston University
Author Manuscript

Jessica M. Kramer, PhD, OTR/L,


Assistant Professor, Department of Occupational Therapy and PhD Program in Rehabilitation
Sciences, Boston University

Feng Tian, PhD,


Health & Disability Research Institute, School of Public Health, Boston University

Meghan Dooley, MSOT, OTR/L,


Department of Occupational Therapy, Boston University

Kendra Liljenquist, BS,


PhD Program in Rehabilitation Sciences, Boston University

Ying-Chia Kao, ScD, OTR, and


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Department of Occupational Therapy, Boston University

Pengsheng Ni, MD
Senior Data Analyst/Research Assistant, Health & Disability Research Institute; Professor, School
of Public Health, Boston University

Introduction
The growing number of youth with autism spectrum disorders (ASD) underscores the
importance of efficient, sensitive, and well-targeted instruments to measure outcomes for
this population. Measures are needed that can document variations in capacities and
limitations that may distinguish meaningful subgroups, to examine the associations among
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symptoms, impairments, and function, and to evaluate the effectiveness of interventions for
improving long-term outcomes. The marked heterogeneity of the population argues for the
importance of conducting research with a variety of measures since some may be better
suited to certain research questions or clinical purposes than others.

One important focus of research in ASD is the effectiveness of interventions to improve


functional and adaptive outcomes, that is, the capacity of the person to perform daily life

*
Corresponding author: Wendy J. Coster, PhD, OTR/L, Professor, Department of Occupational Therapy, College of Health and
Rehabilitation Sciences: Sargent College, Boston University, 635 Commonwealth Ave (SAR 503), Boston, MA 02215,
[email protected], Phone: 617-353-7518, Fax: (617)-353-2926.
Coster et al. Page 2

skills that are expected of similar-aged peers including practical skills, social skills, and
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conceptual skills (Schalock, et al. 2010) Achievement of these skills is associated with the
eventual ability of the individual with ASD to transition to adult roles, including
independent living, employment, and community participation (Esbensen, et al. 2010,
Farley, et al. 2009, Taylor and Seltzer, 2011). Although a growing body of research
highlights the significant functional difficulties and poor adult outcomes experienced by
individuals on the autism spectrum (Carter et al. 1998; Howlin et al. 2013; Newman, et al.,
2009) investigations of the relation between underlying impairments and symptomology and
functional performance have yielded inconsistent findings. For example, studies examining
the relationship between autism symptom severity and adaptive behavior have resulted in
inconsistent findings. One study found severity of autism symptoms is negatively correlated
with overall adaptive behavior (Perry, et al. 2009) while another reported that symptoms and
behaviors were only correlated for children classified as high functioning autism (Liss, et al.
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2001). Findings from research exploring the relation between measures of cognitive
functioning and measures of adaptive function also have varied. Adaptive behavior was
predicted by IQ levels for children with ASD classified as “low functioning”, while
language and memory predicted adaptive behavior scores for children classified as “higher
functioning” (Liss, et al. 2001). However, in another study, all children with ASD had
adaptive behavior skills that were significantly lower than IQ (Gabriels, et al. 2007). Finally,
studies have also reported varied findings across domains of adaptive behavior, particularly
whether domains other than socialization are impaired (Liss, et al. 2001; Stone, et al. 1999;
Carter, et al., 1998).

The challenges and inconsistencies encountered when attempting to understand the


mechanisms underlying successful life outcomes for individuals with ASDs and the
interaction between symptom severity, underlying impairments, and functional performance
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suggest that the field may benefit from other approaches to measuring functional
performance of everyday activities. To date most investigations have used instruments
developed within the framework of adaptive behavior in the field of intellectual disabilities
(Schalock et al., 2010), in particular the Vineland Adaptive Behavior Scales (VABS-II)
(Sparrow, et al. 2005) and the Adaptive Behavior Assessment System (ABAS-2) (Harrison
and Oakland, 2003). This conceptualization of adaptive behavior identifies two general
aspects, personal independence and social responsibility, with three clusters of domains:
conceptual, social, and practical. Within adaptive behavior instruments, the domains and
subdomains have generally followed the categories defined by the AAIDD (Tassé et al.,
2012), including communication, community use, functional academics, independent living
and daily living skills, health and safety, and leisure. The items in each category address
skills associated with that aspect of daily life. However, a previous content analysis of the
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VABS-II (Gleason and Coster, 2012) suggested that social and communication impairments,
in particular, might influence ratings on items, and therefore summary scores, in a variety of
subdomains not explicitly seeking to measure communication, including the VABS-II Daily
Activities subdomain. Alternative approaches to defining domains, in which items measure
skills that depend primarily on a single underlying ability (e.g., motor coordination;
communication) might improve our ability to find patterns and relationships between
underlying symptomology, functional skills, and life outcomes.

Autism. Author manuscript; available in PMC 2017 January 01.


Coster et al. Page 3

The World Health Organization (WHO) has adopted an alternative framework for describing
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function in daily life. The International Classification of Functioning, Disability, and Health
(ICF) (World Health Organization, 2001) and the Children and Youth version (ICF-CY)
(World Health Organization, 2008) were designed to provide a universal language for
describing health, disability, and function across populations. The ICF-CY distinguishes
several components of functioning and disability. “Body structures and functions” include
foundational psychological and intellectual functions such as adaptability, attention and
orientation, and range and regulation of emotion, which are typically impaired in children
and youth with ASD. Impairments in body structures and functions may lead to difficulties
with ‘Activity’, which is defined as the execution of a task or skill. Difficulties in activities
are represented as functional limitations and can be described in terms of capacity (ability to
perform in a standardized environment) or performance (typical behavior in one’s own usual
environment). The broader ICF component of ‘Participation’ describes the person’s
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involvement in life situations and reflects the person’s engagement in culturally relevant
social roles and settings. This framework distinguishes underlying impairment from the
person’s application of their abilities, as demonstrated by functional skills and participation,
and provides a guiding structure to conceptualize measurement of each component. Nine
chapters define the domains of activity and participation: Learning and applying knowledge;
general tasks and demands; communication; mobility; self-care; domestic life; interpersonal
interactions and relationships; major life areas; and community, social, and civic life. The
ICF framework also incorporates the influence of contextual factors (personal and
environmental) on function. This framework has increasingly been utilized as a conceptual
framework for outcomes measurement in health and disability research for a variety of
clinical populations, including youth with developmental disabilities and autism (Bonanni,
et al., 2009; Castro, et al. 2013; Poon, 2011).
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The ICF’s emphasis on universal versus condition-specific description of health and


function, along with growing adoption of modern test development approaches, has
stimulated research into the extent to which instruments used to measure function can be
applied across clinical populations. One focus of this research has been whether the
underlying structure of function – i.e., the relations among different dimensions of
performance in a given domain or the relative level of ability required to perform a
particular set of tasks remains the same across populations, a property known as
measurement invariance (Alguren, et al., 2011; Kim, et al., 2013). If not, then these
differences pose a potentially significant threat to valid interpretation of scores since scores
from the same instrument may represent different underlying patterns of function in
different groups. While measurement invariance has been investigated for the most
frequently used measures of adaptive behavior, these investigations have been limited to
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subgroups defined by age, gender, and socio-economic status (Sparrow et al., 2005;
Harrison, and Oakland, 2003). Comparable investigations of measurement invariance of
these instruments across clinical populations are not yet common (although see Frazier, et al.
2014 for a recent example).

This paper reports results from such an investigation, in which we evaluate the structural
validity of a new instrument developed within an ICF framework, the Pediatric Evaluation
of Disability Inventory-Computer Adaptive Test (PEDI-CAT) for children and youth with

Autism. Author manuscript; available in PMC 2017 January 01.


Coster et al. Page 4

symptoms of ASD. The PEDI-CAT offers a potential alternative method for describing
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functional profiles for children and youth with ASDs. However, given that it is based on a
different conceptual framework than other measures of adaptive behavior, empirical
evidence is needed to verify that the assessment functions as intended in youth with ASDs.
It is possible that the unique profile of strengths and limitations that characterize ASDs may
be associated with systematic differences that could threaten the validity of assessment
scores.

Specific research questions were:

1. Do items in each PEDI-CAT domain co here to represent a unidimensional


construct in this population, suggesting the performance of youth with ASDs fits
the conceptual model of the instrument?

2. Do all items in each domain demonstrate acceptable fit along a unidimensional


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continuum, indicating that items reflect a common underlying construct in youth


with ASDs?

3. Do any items show differential item functioning between the original PEDI-CAT
sample and this population, indicating measurement variance in this clinical
population?

4. Are scores generated by the CAT administration similar to scores generated from
the full item set?

Methods
Participants
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A convenience sample of parents of children and youth ages 3–21 was recruited through
local and national service, support, and advocacy groups for children with ASDs via flyers,
list-serv emails, and website announcements. Eligibility was determined via email or over
the phone by positive responses to the following questions: 1) Has your child been
diagnosed with Autism Spectrum Disorder, including Autism, Asperger’s syndrome, or
Pervasive Developmental Disorder-Not Otherwise Specified (PDD-NOS)? 2) Do you and
your child currently live in the United States of America? 3) Is your child between the ages
of 3 years, 0 months and 21 years, 11 months? 4) Are you the child’s legal guardian (even if
your child is above the age of 18)? The research team used two additional screening
questions to reduce the risk of enrolling respondents purposefully misrepresenting their
eligibility for participation, a common risk in internet research (Kramer, et al., 2014).
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Instruments
The original PEDI (Haley et al. 1992) is a parent- or clinician-report measure that has been
used extensively in rehabilitation and special education programs as well as in clinical
research with children with a variety of disabilities including cerebral palsy (Hinderer et al.,
1996; Dolva, et al., 2004), Down syndrome (Dolva et al., 2004), osteogenesis imperfecta
(Engelbert, et al. 1997), and acquired brain injury (Kothari, et al. 2003). It has been
translated into multiple languages and studies have demonstrated its reliability, validity and

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responsiveness with various populations (Haley, et al. 2011). Recently, the PEDI was
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revised to increase the age range covered (up through age 20), revise and update the content
and rating scales to make them maximally applicable across the diverse population of
children and youth with disabilities, and to develop a computer-based assessment. The ICF-
CY (World Health Organization 2008) served as a guiding conceptual framework when
developing the PEDI-CAT domains and corresponding rating scales.

The PEDI-CAT assesses four domains of function: Daily Activities, Social/Cognitive,


Mobility, and Responsibility. The Daily Activities, Social/Cognitive, and Mobility domains
of the PEDI-CAT were designed to measure the performance aspect of the ICF construct of
‘activity’, i.e., how the child or youth performs the activities in his or her usual daily
environment. Items in the Daily Activities domain assess a child’s daily living skills such as
eating, dressing, and grooming activities. The Daily Activities domain also includes items
related to household maintenance and the operation of electronic devices. The Social/
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Cognitive domain assesses a child’s ability to interact with others in a community and to
manage functional cognitive activities such as counting out change. Social/Cognitive items
address communication, interaction, safety, behavior, play, attention, and problem-solving.
The Mobility domain examines the child’s ability to perform a variety of functional
movements including walking, getting in and out of a chair, climbing stairs, or running. The
Daily Activities and Mobility items also include line drawings depicting the activity
assessed in each item. In order to maximize item fit to a unidimensional measurement
model, items were written as much as feasible to reflect the application of a single primary
underlying ability: full body movement in Mobility; use of arms and hands in Daily
Activities; cognition for Social/Cognitive. Item descriptions were worded to minimize
reference to particular modes of performance and thus credit the capabilities of children and
youth with disabilities who may use alternative methods to accomplish daily tasks
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successfully.

The child or youth’s performance of items in the PEDI-CAT Daily Activities, Social/
Cognitive, and Mobility domains is rated using a four-point Likert scale measuring the
extent to which he or she has difficulty performing each activity: “Unable,” “Hard,” “A little
hard,” and “Easy” (see Supplementary Table S1 in Appendix). Parents identify the most
appropriate rating by considering their child’s typical performance while using usual
supports such as alternative communication devices.

The Responsibility domain assesses the extent to which a young person is managing life
tasks that are important for the transition to adulthood and independent living (e.g. fixing a
meal, planning and following a weekly schedule). Thus, taking responsibility for managing
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life tasks supports participation in life situations and reflects the “participation” construct
within the ICF. This domain contains content assessing health management and literacy,
citizenship, safety, and community mobility and, like the activities dimension, reflects the
person’s current typical behavior in his or her usual environment. A five-point rating scale is
used to assess the shift of responsibility for a life task from parents taking all responsibility,
to shared responsibility, to the young person taking all responsibility. A 5-point scale was
used because the shift of responsibility has a meaningful mid-point where parent and child
equally share responsibility for managing a task. The ratings for the Responsibility items do

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not require the young person to perform each life task independently, but instead reflect
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overall independence in managing the task. Independence from this perspective may include
requesting specific assistance or resources as needed or directing others (e.g., personal
assistant) in order to accomplish the task.

Each domain of the PEDI-CAT can be completed separately. Scores computed include
norm-based T-scores (mean of 50, standard deviation of 10), criterion-referenced scores
(reported on a 20–80 scale), and percentile ranges. Criterion scores are the preferred scores
to detect change over time in a context of overall delay because they capture changes in
performance along the overall continuum of function represented by the items.

The PEDI-CAT was standardized with a stratified nationally representative (US) sample of
2205 children and youth without disabilities and 703 children and youth with heterogeneous
disabilities ages 0–21, including 108 with ASDs (Haley, et al., 2011). Item parameters
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obtained from the standardization sample were then used to construct the computer-adaptive
test (CAT). Results from a prospective field study of the CAT showed excellent re-test
reliability (≥ .95 for all domains) and differentiation between groups with and without
disabilities (Dumas, et al, 2012). Parents took an average of 12 minutes to complete all four
PEDI-CAT domains.

Prior to the current study we conducted an extensive qualitative evaluation of the


appropriateness of the content and rating scales of the PEDI-CAT for children and youth
with ASD (Kramer, et al., 2012). First, a series of focus groups and cognitive interviews
were conducted with professionals and parents of children with ASDs to identify whether
aspects of the original PEDI-CAT might need modification. We focused on the Daily
Activities, Social/Cognitive, and Responsibility domains, as they are most likely to be
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uniquely impacted by characteristics associated with autism. The findings were used to
expand the item pools and modify some aspects of instructions to give directions for rating
certain behavior patterns common in ASDs (e.g., inconsistent performance; see details in
Supplementary Table S1 in Appendix). The Social/Cognitive domain was expanded with
four new items, five items were reinstated after being dropped from the original PEDI-CAT,
and 15 items were supplemented with additional directions to guide rating decisions for
children with ASDs (see Supplementary Table S2). The Responsibility domain was
expanded with six new items, one reinstated item, and two items supplemented with
additional directions. The Daily Activities domain was expanded by reinstating eight items
dropped from the original PEDI-CAT. This modified PEDI-CAT, which includes the
modified instructions and minor item revisions and additions, was used in the present study
and for clarity will be referred to as the PEDI-CAT (ASD). One of the advantages of IRT-
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based scales, as discussed below, is that new items can be added to an existing domain and
situated along the same measurement continuum based on findings from the IRT analysis.
These additions do not alter the meaning of criterion scores obtained using the original set of
items, rather they provide additional items that can be used to estimate the person’s location
on the functional continuum (Haley, et al., 2009).

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The CAT approach to assessment


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A computer adaptive test (CAT) (Wainer, et al., 2000) employs a simple form of artificial
intelligence that selects questions directly tailored to the person’s estimated ability level,
shortens or lengthens the test to achieve the desired precision, scores everyone on a standard
metric so that results can be compared, and displays results instantly. CAT applications
require a large set of items in any one domain, and those items should consistently scale
along a unidimensional continuum from low to high functional proficiency.

The item response theory (IRT) measurement approach is used to obtain empirical evidence
about the relationships of items within a domain. Item response theory approaches require
that items meet two important assumptions: unidimensionality and local independence.
Confirmation that these assumptions are met (as determined through IRT analysis) means
that items from one domain tap a single common dimension. That is, the performance on
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different items is not related except through the shared underlying ability or trait (i.e., the
continuum of function in that domain of the PEDI-CAT). The data obtained from the
research sample are used to locate items along the underlying dimension, thus each item and
rating are associated with a specific position on that continuum and a corresponding score.
Items that are located below a particular score are likely to be achieved by a respondent with
that score, and items that appear above that score represent performance that most likely is
still developing. Thus the summary score is not strictly dependent on which items were
administered, but rather represents the best estimate of the person’s ability (location on the
continuum of function) based on his or her performance on the items completed. This unique
approach to conceptualizing the measurement of abilities was first applied to large-scale
educational assessments and in recent years has been adopted as the method of choice in
medical and rehabilitation fields to develop more effective and efficient outcome measures
(Cella, et al., 2007; Velozo, et al., 2012). One important feature of IRT-derived scales is that
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the resulting measurement model is expected to be sample invariant. That is, the item
parameters derived from the calibration sample are expected to remain invariant across other
samples from the same population. This is a critical difference from measures developed
from a Classical Test Theory (CTT) approach, in which the psychometric properties of the
instrument are tied to (and reflect) the distribution of the trait or characteristic being
measured in the sample used to standardize the instrument (Streiner and Norman, 2008).

Administration of the CAT begins with a global item that is selected a priori on the basis of
the range of performance or ability it covers; thus all respondents answer the same first
question, Based on the response to the first item, a score and standard error are estimated,
then the computer algorithm selects the next optimal item and a response is recorded. With
administration of the next item, the score is re-estimated. The computer algorithm
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determines whether a pre-determined stopping rule has been satisfied based on magnitude of
the error estimate. If satisfied, the assessment of that domain ends. If not satisfied, new items
are administered in an iterative fashion until the stopping rule is satisfied and the final score
is obtained (See Figure 1).

Previous studies, including studies of the PEDI-CAT, suggest that after 15 items a well-
designed CAT can provide scores that are as precise as scores obtained using a domain’s full
item set (Dumas, et al., 2012). CATs have several logistical benefits over paper and pencil

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assessments. Reducing the number of items each respondent must complete reduces
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administration time and respondent burden. CATs can be administered via the internet, at an
independent computer station, or on an electronic tablet and scores are generated instantly,
thus reducing the personnel resources usually associated with assessment administration.
The computer-based administration provides additional benefits such as the ability to
include pop-up directions and pictures that help respondents understand the question; such
features help ensure a variety of respondents interpret the assessment in a consistent manner.

CATs are well suited to meet the challenges of measuring a population with a very broad
range of functional abilities such as children and youth with ASDs. The CAT process of
selecting the most relevant items from a pool of possible items enables researchers and
clinicians to administer the same assessment to respondents with a range of skills or
impairment severity. Essentially, each respondent completes a unique set of items that are
targeted to their abilities; however their resulting scores are located on the same overall
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scale and are highly precise. The location of the score along the continuum of items allows
researchers and clinicians to quickly and accurately identify the expected performance on
each item of a person with that ability level.

Procedures
Human ethics approval was received from the University Review Board before research
activities were conducted. All data collection was completed online using a secure website
hosted by a private company. After eligibility was determined, parents received a link and
password to access the website. Parents provided informed consent online before proceeding
to the online survey. They first completed a demographic questionnaire to gather descriptive
information about the children and their family context and the Social Communication
Questionnaire (SCQ)-Current. The SCQ Current and Lifetime were used to describe current
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and past symptom severity. The SCQ (Rutter et al., 2003) is a 40-item parent report used to
assess the presence of specific autistic behaviors. Higher scores indicate more severe
behaviors. The SCQ has established psychometric properties for persons ages 2–40 years,
and a series of studies suggests that the SCQ has acceptable sensitivity and specificity to
screen for autism based on a cut-off score of 15 (Berument, et al., 1999: Chandler, et al.,
2007: Charman, et al., 2007; Witwer and Lecavalier, 2007). Since our focus was to examine
how the PEDI-CAT performs with individuals ranging in functional ability and symptoms,
we did not exclude respondents based on SCQ scores.

Parents next answered all items in the Social/Cognitive (68 items), Daily Activities (76
items), and Responsibility (58 items) domains. Parents could exit the survey at any time and
return within a 14-day period. After completing the PEDI-CAT items, parents had the option
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of completing the SCQ-Lifetime.

Data were downloaded from the secure website into SPSS. Duplicate respondents and
respondents who did not provide data beyond initial consent were removed from the
database.

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Analytical procedures
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An item response theory (IRT) approach was used to obtain item parameter estimates for
each of the domain item pools for youth with ASD. We used a graded response IRT model
to obtain item parameters that reflect both item difficulty (location along the underlying
continuum) and discrimination (the extent to which each item is sensitive to differences in
respondent abilities). These item parameters provide the information for the computer
algorithm driving the CAT. In a graded response model analysis, data must meet model
assumptions of unidimensionality and fit. The unidimensionality of each domain was
evaluated using Confirmatory Factor Analysis and several indexes of fit. Comparative Fit
Index (CFI) and Tucker Lewis index (TLI) values range from 0 to 1. Values of 0.90 or
higher indicate acceptable fit and values above 0.95 indicate good fit. The Root Mean
Square Error of Approximation (RMSEA) was also examined; values less than 0.08 indicate
acceptable fit and less than 0.05 indicate good fit. Item parameters, estimated using
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PARSCALE, were examined for fit to the construct. Likelihood ratio chi-square statistics
were used to examine item fit parameters across the distribution of the construct; a p-value
less than 0.05 indicted item misfit (Haley et al. 2011)

Next, we used logistic regression to examine differential item function (DIF) to determine
whether the item parameters derived from the ASD sample were significantly different from
those derived from the standardization sample. DIF occurs when the difficulty of one item
relative to another changes for respondents with different characteristics, although the item
still fits along the underlying continuum. If DIF is present, the valid interpretation of scores
is threatened due to shifts in locations of the items along the continuum. (See Figure 2). The
dependent variable in the regression was the response to an item, and the independent
variables were participants’ total score, group membership (ASD sample or standardization)
and an interaction term between the total score and group membership. The standardization
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sample was a subset of 525 youth without disabilities whose caregivers answered the full set
of PEDI items in a particular domain during the original standardization.

The analytic approach was to successively add total score, group membership, and
interaction term into the model in three steps, and the procedure was repeated for each item.
The test statistic was the −2log likelihood difference between models, which is distributed as
a chi-square with two degrees of freedom, and the effect size was the R2 change between
models. The following criteria were set for DIF analysis: if the likelihood difference test was
statistically significant and the R2 change was greater than .035 for one item, that item
exhibited DIF. If substantial DIF was found between samples, item parameters from the
ASD sample would need to be adjusted and then linked with those in the existing PEDI-
CAT so that domain criterion scores obtained from the two assessment versions remained
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comparable (T-scores reflect only the model derived from the normative sample and are not
adjusted) (Haley, et al., 2009, Embretson and Reise, 2000).

Simulations were also conducted to examine the accuracy and precision of the resulting
PEDI-CAT (ASD) software compared to administration of all items in the domain.
Simulations were completed to obtain estimated CAT scores for each respondent for each
domain. As items were selected for administration in the simulation, responses were taken

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from the actual data. For these simulations we established specific stop rules of 5, 10, and 15
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items for each domain. This procedure produced one simulated record of responses for each
respondent for a 5-, 10-, and 15-item CAT version. Results were evaluated based on strength
of correlations between full item set scores and scores obtained from the three CATS. We
also examined the percent of subjects with individual score reliability at two levels of
confidence: r >.90 and r >.95.

Results
Children and youth in the sample (n = 365) ranged in age from 3 years to 21 years (M = 11.9
yrs, sd= 4.67 yrs). The majority of respondents were mothers (93.7%) reporting about their
male children (83.3%). Parents reported their child’s diagnosis as Autism (52.1%),
Asperger’s (25.5%), and Pervasive Developmental Disorder (22.2%). Twenty-one percent
(21.9%) of parents indicated their child had a current or past diagnosis of intellectual
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disability. Table 1 contains additional demographic information about this sample.

The number of responses available for each domain varied: Social Cognitive (n= 365), Daily
Activities (n =359), and Responsibility (n= 356). Two respondents who were later
determined to not meet inclusion criteria were included in the Social/Cognitive analysis and
one was included in Daily Activities and Responsibility analyses; analyses remain as
reported as IRT methods are robust to such small variations.

Evaluation of Unidimensionality
All three PEDI-CAT (ASD) domains showed good evidence of unidimensionality based on
the Confirmatory Factor Analysis. The CFI, TLI, and RMSEA all indicated good fit to a
unidimensional model for the Daily Activities and Responsibility domains, and acceptable
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fit for the Social/Cognitive domain (Table 2).

The domain items also showed good fit to their respective underlying continuum. Only four
items across the three domains had poor fit (see supplementary Table S3 in the Appendix).
In the Social/Cognitive domain, all revised items and all new and reinstated items except
one had acceptable fit in this sample. In the Daily Activities and Responsibility domains all
new, revised, and reinstated items had acceptable fit. We used a two-step approach to
determine whether any of the misfitting items should be dropped: first, we examined item
performance in the standardization sample and second, we examined the extent to which
each item assessed a task of unique difficulty on the underlying continuum. Based on this
analysis, only one item from the Social/Cognitive scale was removed.

Evaluation of Measurement Invariance


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Four Responsibility items, 4 Daily Activities items, and 32 Social/Cognitive items


demonstrated differential item functioning (DIF) between the sample without disabilities
and the sample with ASDs. One Daily Activity item with poor fit also had DIF. Two Daily
Activity items and one Responsibility item with DIF pertained to gender specific self-care
activities. Items from the Social/Cognitive domain with DIF represented all four content
areas addressed within the domain (communication, interaction, everyday cognition, and

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self-management), however the area of everyday cognition had the highest percentage of
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items with DIF (64%).

Given the very limited DIF in the Daily Activities and Responsibility domains, no
modifications to the original CAT parameters were deemed necessary. However the large
number of items with DIF in the Social/Cognitive domain required an equating, or linking,
procedure to be performed to ensure that criterion scores for youth with ASD would remain
a valid representation of youths’ functional performance given the unique item difficulty/
ordering, and thus remain comparable to the original PEDI-CAT Social/Cognitive criterion
scores. We followed recommended procedures for doing so (Embretson and Reise, 2000).
First, we obtained item parameter estimates using the responses from the ASD sample.
These unique item parameters reflect the relative difficulty of the items to one another along
the underlying unidimensional continuum for youth with ASDs. Next, we linked the ASD
item parameters to the original PEDI-CAT scale using a statistical transformation
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(Embretson and Reise, 2000). The result of this transformation is that the ASD items
produce criterion scores that are comparable to the PEDI-CAT criterion scores. We used a
similar equating technique for several items with missing parameter estimates for the highest
rating scale thresholds: one Social/Cognitive item, three Daily Activities items, and two
Responsibility items. This was a conservative approach that assumed DIF in the absence of
the ability to empirically evaluate DIF.

Real data simulations were then conducted by utilizing the original or linked item estimates
as described above in the CAT software. Results showed high correlations (ICC > 0.95)
between the scores obtained from the full item set and scores from all three CAT options
(Table 3). These results are highly similar to results from the original PEDI-CAT
simulations (Haley, et al., 2011). Examination of individual score reliability indicated that
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substantially more subjects had individual score reliabilities at the designated levels with the
10-item and 15-item CATs compared to the 5-item CAT (Table 4).

Discussion
This study provides evidence that criterion scores of children and youth with ASD obtained
from administering the PEDI-CAT (ASD) can be compared to those obtained from other
groups assessed with the standard PEDI-CAT. That is, domain criterion scores on the PEDI-
CAT and PEDI-CAT (ASD) represent the same degree of function in that domain. Good
unidimensionality for all three domain item sets, as indicated by CFA results and item fit
analyses, suggests that the structure of these scales is appropriate to assess children and
youth with a range of autism symptoms who are heterogeneous in age and function. The
simulation results indicate that the 15-item PEDI-CAT (ASD) yields a criterion score that is
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statistically equivalent to administering the full item set for each domain. These results
provide evidence that the PEDI-CAT (ASD) can provide an efficient measure of the
functional performance of children and youth with ASD ages 3–21.

The items in the Daily Activities and Responsibility domains showed little DIF. These
findings suggest that the order of skill acquisition and taking on responsibility for life tasks,
as measured by the PEDI-CAT items, is not substantially different for children with

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Coster et al. Page 12

heterogeneous ASDs. Results from a sample of 108 children and youth with ASD included
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in the development of the original PEDI-CAT found that they performed significantly lower
than children without disabilities at the reference ages of 10 and 15 years, but not at 5 years
(Kao, et al., 2012). Those findings are consistent with other research reporting that children
with ASDs may acquire skills required to complete daily functional tasks at a slower rate
than children without disabilities (Fisch, et al., 2002; Liss, et al., 2001). The lack of DIF in
these domains in the present study’s larger sample provides additional support for the idea
that children with ASDs may present with delays but learn to perform increasingly complex
daily activities and manage life responsibilities in approximately the same sequence as
children and youth without disabilities. These findings provide additional information
regarding the development of functional skills in this population and demonstrate the
potential usefulness of the PEDI-CAT (ASD) for pursuing related lines of inquiry.

Conversely, the high number of items with DIF from the Social/Cognitive domain suggests
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that certain skills are uniquely easier or harder for children and youth with ASD to achieve
compared to youth without disabilities at the same ability level. This finding was partially
anticipated given the communication, interaction, and meta-cognitive difficulties that are
associated with autism. DIF can arise from several factors, for example associated
impairments that present unique challenges in certain types of activities. Further research is
needed to determine what factors may account for the differences found in this study. It is
important to note that although the difficulty parameters for the items with DIF suggest a
unique influence, these items nevertheless still fit along the same underlying domain
continuum, as indicated by item fit and CFA results. In other words, the items could all be
located on the same continuum however their location on the continuum – i.e. their relative
order of difficulty - was consistently different from that of the standardization sample.
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These results should be considered in the context of several limitations. For feasibility
reasons, in order to obtain the large sample size required for IRT-based item calibration, we
used a convenience sample and relied on parent report measures of cognitive level and
symptoms of ASD. Although participants were diverse in geographic location, they were
mostly mothers, predominately Caucasian, and with moderate to high family incomes.
However the resulting item parameters were compared to those from the nationally
representative normative sample and were not substantially different for two of the three
domains examined and for just under half of the items in the Social/Cognitive domain.
Nevertheless, future studies should examine whether items would function in a similar
manner for children with ASDs with other cultural backgrounds and family contexts and to
examine the sensitivity and precision of the PEDI-CAT with children and youth with ASDs
with more severe impairments.
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This sample also included children and youth with SCQ Current scores that were below the
published cut score of 15 and we did not have an independent verification of ASD diagnosis.
However the present study was desogmed to norm the instrument or create a diagnostic
profile, but rather to test the validity of the IRT measurement model of the original PEDI-
CAT for the population with children and youth with symptoms of ASD. For that purpose,
heterogeneity in age, a broad range in function, and potential variation in patterns of
function is desirable so that results are broadly applicable. If the profiles of subgroups within

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Coster et al. Page 13

our sample were indeed substantially different from one another or the sample included false
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positives for ASD, this variability would have worked against the likelihood of obtaining
positive results regarding unidimensionality, including both CFA and item fit, as well as
DIF. The IRT assumption of sample independence allows us to apply our findings to youth
with similar range of symptomologies as captured by the SCQ.

The present paper examined an important question related to the construct validity of the
PEDI-CAT for use with the ASD population. For instruments developed using Modern Test
Theory approaches such as IRT, this analysis is a required first step before proceeding to
traditional psychometric analyses (Velozo, et al., 2012). A subsequent study investigating
the properties of the PEDI-CAT (ASD) examines whether the high re-test reliability of the
original PEDI-CAT is replicated for the PEDI-CAT (ASD) and the relation of PEDI-CAT
(ASD) scores to a well-established measure of adaptive behavior (VABS-ll). These results
will be reported in a separate paper, as well as parents’ responses to the novel CAT format.
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Conclusion
This study provides initial support for the structural validity of the PEDI-CAT (ASD) for
children and youth with ASDs. The criterion scores generated for the Daily Activities,
Responsibility and equated (linked) Social/Cognitive domains take into account
commonalities and differences in item parameters between children and youth with ASDs
and children without disabilities. As a result, criterion scores account for the unique
characteristics of children with autism symptoms while remaining comparable to scores
generated from the original PEDI-CAT. The findings support the potential use of the PEDI-
CAT (ASD) in practice and research.
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Supplementary Material
Refer to Web version on PubMed Central for supplementary material.

Acknowledgments
This research was supported through a grant from NIH/NICHD R21HD065281 to Boston University. Data featured
in this manuscript are available through the NIH-supported National Database for Autism Research (NDAR).
Collection ID 1880: http://ndar.nih.gov/data_from_labs.html?id=1880&showSingle=true.

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Figure 1. PEDI-CAT item selection process


The figure illustrates the sequence of steps implemented by the CAT algorithm to select
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which items to present and how many items to administer.

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Figure 2. An Illustration of Differential Item Function (DIF)


This figure illustrates the location of a set of four items along the underlying
(unidimensional) continuum of ability for two different samples. The location of 3 of the
items is the same in both samples however the location of item B is not. The different
location of item B indicates that item B is much more difficult (requires more underlying
ability) for persons in sample 2. The dotted line identifies the score (level of ability) of a
hypothetical person. According to the IRT measurement model for sample 1, a person with
this score would be predicted to have achieved both skill A and skill B. However, this
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prediction would not be accurate for a person with that score in sample 2.
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Table 1

Sample Demographics (N = 365).


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Demographics n(%)
Race

Caucasian 312 (85.5%)

Multi-racial 26 (7.1%)

African-American/Black 5 (1.4%)

Asian 7 (1.9%)

Other 14 (4.1%)

Ethnicity

Hispanic/ Latino (a) 35 (9.6%)


Not Hispanic 330 (90.4%)

Family Income*
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Less than $30,000 46 (12.6%)

$30,000–$60,000 89 (24.4%)

$60,000–$100,000 95 (26%)

Above $100,000 102 (27.9%)

Communication Method

Sentences 272 (74.5%)

Single words 43 (11.8%)

Sign language, gestures, augmentative, or facilitated communication 50 (13.7%)

SCQ Current Score

0–14 116 (31.8%)

15–21 131 (35.9%)


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Greater than 22 118 (32.3%)

SCQ Lifetime Score**

0–14 31 (10.3%)

15–21 72 (24%)

Greater than 22 197 (65.7%)

Reported Full Scale IQ level***

Average or above 127 (37.8%)

Borderline/mild 93 (23.9%)

Moderate/severe 30 (7.7%)

*
33 respondents (9%) preferred not to report their income
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**
optional: 300 respondents completed the SCQ Lifetime
***
27% of respondents did not provide this information

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Table 2

Confirmatory Factor Analysis of PEDI-CAT-ASD Domains


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Number of
Domain Items CFI TLI RMSEA
Daily Activities 76 0.98 0.98 0.04

Social/Cognitive 68 0.93 0.93 0.07

Responsibility 58 0.97 0.97 0.05

CFI = Comparative Fit Index; TLI= Tucker Lewis index; RMSEA = Root Mean Square Error of Approximation
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Table 3

Agreement (Intraclass Correlation Coefficient, 95%CI) between scores from 5, 10, and 15-item CAT and full
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item bank for PEDI-CAT-ASD domains

Daily Activities Responsibility Social Cognition


5-item CAT 0.95(0.94,0.96) 0.95(0.94,0.96) 0.95(0.94,0.96)

10-item CAT 0.97(0.96,0.98) 0.98(0.98,0.99) 0.98(0.97,0.98)

15-item CAT 0.98(0.99,0.99) 0.99(0.99,0.99) 0.98(0.98,0.98)


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Table 4

Percent of subjects with score reliability >.90 and >.95 for PEDI-CAT-ASD domains

Daily Activities Social/Cognitive Responsibility


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% r >.90 % r >.95 % r >.90 % r >.95 % r >.90 % r >.95


5-item CAT 84 24 77 19 75 38

10-item CAT 95 84 96 77 91 71

15-item CAT 96 91 98 85 95 84

Full item bank 98 95 99 97 96 92

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