American Cave Diving Fatalities 1969-2007
American Cave Diving Fatalities 1969-2007
American Cave Diving Fatalities 1969-2007
5-1-2009
Erin Zeigler
Divers Alert Network, Durham, NC
Petar Denoble
Divers Alert Network, Durham, NC
Richard Vann
Divers Alert Network, Durham, NC
Recommended Citation
Buzzacott, Peter L.; Zeigler, Erin; Denoble, Petar; and Vann, Richard (2009) "American Cave Diving
Fatalities 1969-2007," International Journal of Aquatic Research and Education: Vol. 3: No. 2, Article 7.
DOI: https://doi.org/10.25035/ijare.03.02.07
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
Fatality records for American cave-diving fatalities (n = 368) occurring between 1969
and 2007 were examined and circumstances preceding each death categorized. Safety
rules breached were noted in each case. The number of deaths per year peaked in the
mid-1970s and has diminished since. Drowning was the most frequent cause of death,
most often after running out of gas, which usually followed getting lost or starting the
dive with insufficient gas. Compared with untrained divers, trained divers tended to
be older, died at deeper depths and further inside caves, carried more cylinders of gas
and more often died alone. Untrained divers were more likely to have dived without a
guideline, without appropriate number of lights, and/or without adequate gas for the
planned dive. Since running out of gas was associated with the greatest number of
fatalities for trained divers, we recommend that gas management rules should receive
the greatest emphasis in cave diving courses.
Cave divers visit environments with inherent hazards that include flowing
water, low or no visibility, a confusing number of possible exits, restrictions,
entanglement in a guideline, and, by definition, a physical overhead barrier pre-
venting divers from ascending to the surface when desperately low on air. The first
recorded scuba dive within a flooded cave occurred in August 1946, described in
detail in the best-seller, The Silent World (Cousteau & Dumas, 1953). The first
cave dives in America using scuba were made in 1952 by the Florida Speleologi-
cal Society (FSS), and one year later, the FSS established the first cave-diving
training program in the United States (Exley, 1994). The first known English-
language text on the exploration of “sumps and vauclusian springs” was a transla-
tion of Caves and Cave Diving by Guy de Lavaur, published in 1957 (DeLavaur,
1957). The first American known to have died while cave diving was Connie Lim-
baugh, who died in 1958 while diving a cave in France, and by 1966 a report on
86 American skin and scuba deaths included 11 deaths in caves or springs (Web-
ster, 1966). This report identified likely contributory causes, such as diving alone
or failing to use a lifeline, suggesting “In virtually all of the accidents, the victims’
disregard of one or more of the recognized rules or procedures for safety was
found to be a contributory cause” (Webster, 1966, p. 5).
The authors are with Divers Alert Network in Durham, North Carolina. Peter Buzzacott is also with
the University of Western Australia, School of Population Health in Crawley. Petar Denoble and
Richard Vann are also with Duke University, Department of Anesthesiology in Durham, NC.
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
164 Buzzacott et al.
with the most frequent incidence of deaths. We further propose that greater empha-
sis given these rules during training might make cave diving even safer with fewer
cave diving fatalities.
Method
Data Sources
American diving fatalities were investigated by John McAniff of the University of
Rhode Island between 1970 and 1989 (McAniff, 1970, 1989) in conjunction with
the Divers Alert Network (DAN) from 1989 until his retirement in 1995 (Doven-
barger, 1991) and by DAN since 1995 through the present day (Vann et al., 2005).
Cave diving fatality records contained within the collection at DAN were reviewed
and the circumstances surrounding each death were classified according to a
system similar in practice to one used in 1997 to classify factors relating to cave
diving fatalities in Florida alone (Byrd & Hamilton, 1997) and to the method
employed when classifying 103 shipwreck diving fatalities in 1992 (Chowdhury,
1992). Up to four stages in the chain of events leading up to each case were clas-
sified using a process of root cause analysis. Root cause analysis is defined by the
USA Department of Veteran’s Affairs as “a process for identifying the basic or
contributing causal factors that underlie variations in performance associated with
adverse events or close calls”(NCPS, 2008). The four stages were the cause of
death, the preceding event immediately before the death, the harmful action
known to have occurred immediately before the preceding event, and the event
that led to, or triggered, the harmful action.
Causes of death were taken from autopsy, medical examiner reports, or death
certificates. Circumstances preceding each death were classified according to evi-
dence contained within each file, such as witness statements, police reports, equip-
ment examinations, gas analysis reports, and other documents. As each new clas-
sification was identified and added to the instrument, the sequential number of
cases reviewed was recorded and growth of the instrument was charted (see Figure
1).
We also noted cave diving safety rules that were broken in each case and then,
when a broken rule directly affected the chain of events, breaking that rule was
classed as relevant. Breaking the training rule was deemed relevant only when a
diver was known to be untrained and known to have broken at least one other rule
classed as relevant to the death. Merely being untrained was not deemed relevant
if no other rules were broken and classed as relevant.
Each case was then again reviewed and the chain of events classified by a
second reviewer. The two initial classifications were compared and overall inter-
rater agreement calculated for up to four stages classified by the reviewers. Exact
or proportion of agreement was measured for rules classed as broken or relevant.
Disparate classifications were reexamined and the disparity resolved between
reviewers. Raw initial agreement between raters during the first 316 cases mea-
sured just 52% when classifying which of the five rules had been broken (344/666
rules classed as broken), and 61% when classifying which of any broken rules had
been directly relevant to the death (211/348 rules classed as broken and
relevant).
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
Figure 1 (continued)
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
168 Buzzacott et al.
Statistics
Data were managed using Microsoft Access and analyzed using SAS version 9.1
(SAS Inc, Cary, NC). Interrater agreement was measured using simple kappa,
proportion of agreement adjusted for chance occurrence. Scores between 0.41–
0.60 indicate fair agreement, 0.61–0.80 good agreement, 0.81–0.90 very good
agreement, and between 0.91 and 1.00 excellent agreement (Byrt, 1996). Differ-
ences in means were tested using Student’s T-tests for normally distributed con-
tinuous variables and by Wilcoxon Rank-Sum test for data with skewed distribu-
tions (depth and distance inside cave). Odds ratios are reported with 95%
confidence intervals. Variables of interest were then fitted to a logistic model.
Nonsignificant variables (p ≤ .05) were removed by backward elimination.
Results
Initially, the classification instrument started with just two possible causes of
death (drowning and unknown), three possible preceding events, eight possible
harmful acts and 14 possible triggers (the fourth tier). These were selected as a
starting point by reviewing 50 pilot cases before the commencement of the clas-
sification phase. The subsequent growth of the instrument over the review of the
first 373 cases is shown in Figure 2. The finished instrument contained five causes
of death, seven preceding events, 21 harmful acts, and 25 triggers. The last addi-
tion to the instrument occurred while reviewing the 244th case, and there were no
further categories needed to classify the remaining 129 cases. Of the 373 cases
co-reviewed, 316 occurred between 1969 and 2007 inclusive, and of the last 129
cases reviewed by both reviewers, 127 occurred during this same time period,
which is when cave-diver training was available, as described earlier. For each of
the four stages classified, interrater agreements are presented in Table 1. Measure-
ment of initial agreement was completed with case number 316 and the remaining
52 cases were reviewed by single reviewers. As indicated by the last row of Table
1, at that stage initial agreement was generally good.
At the completion of the study, the final dataset comprised 368 divers who
died while diving in caves between 1969 and 2007. Males accounted for 95% (n
= 350) of all fatalities. Of the 368 cave diving fatalities, 329 (90%) died in caves
within the USA, 14 (4%) in Mexico, and 9 (2%) in the Bahamas. The remaining
16 divers (4%) were distributed between 10 other countries. Most of the deaths (n
= 287) within America occurred in Florida (87%), 6 (2%) died in Texas, 6 (2%) in
Missouri, 4 (1%) in Georgia, 4 (1%) in Hawaii, and the remaining 22 divers (7%)
were distributed across 16 other states. In Florida, three caves accounted for 111
of the 287 deaths (39%). They were Peacock Slough (n = 46, 16%), the Devil’s
System (n = 34, 12%), and Little River Spring (n = 31, 11%).
Of the 275 divers whose occupation was known, the two most common were
student (n = 89, 32%) and U.S. Military (n = 34, 12%). Professional divers and/or
diving instructors accounted for 15 of the 275 (5%). Of 199 divers for whom the
level of recreational diving certification was known, 26 (13%) were rated diving
instructors. Marital status was known for 262 divers; 96 were single (37%), 154
married (59%), and 12 were divorced/widowed (5%).
Seventy-four divers (20%) were known to have been trained in cave-diving
techniques, while 208 (57%) were reported to have not completed any cave diving
training. The training status of the remaining 86 (23%) divers could not be deter-
mined from information contained within the records. The number of deaths per
year within the dataset appears to diminish over time, as shown in Figure 3, while
the proportion of divers who were trained appears to have increased over the same
period, as shown in Figure 4.
As shown in Table 2 binary tests indicated that compared with untrained
divers, trained divers tended to be older (p < .01), to die at deeper depths (p < .01),
further into the cave (p < .01), to carry more cylinders (p < .01), and to die alone
(p < .01). Table 2 also illustrates the proportion of deaths where divers were known
to have broken any of the five rules and when breaking those rules directly con-
tributed to each death.
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
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95% CI 2.6, 17.8). Trained divers were more likely to dive with a gas that was
inappropriate for the depth, such as deep-air diving (OR 6.5, 95% CI 2.3, 18.2),
but breaking that rule was not more likely to be relevant.
Training did not appear to significantly change the likely cause of death.
Causes of death among trained and untrained divers are presented in Table 3. For
those divers who drowned (n = 294), the event that immediately preceded death is
presented in Table 4. Untrained divers were more likely to have run out of air
before drowning (OR 3.3, 95% CI 1.7, 6.3). For those divers who ran out of air (n
= 211), the harmful actions that immediately preceded running out of air are
shown in Table 5. Getting lost or making a dive with insufficient air preceded 76%
of divers running out of air. Circumstances that preceded getting lost (n = 93) are
presented in Table 6 and circumstances preceding insufficient gas (n = 67) are
presented in Table 7.
Fitting the main effects to a logistic model, and removing least significant
effects by backward elimination, the remaining differences between trained and
untrained divers were that older divers who died in caves were more likely cave
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Buzzacott et al.: American Cave Diving Fatalities 1969-2007
diving trained (OR 1.08 per year, 95% CI 1.05, 1.12) and that cave diving trained
divers were less likely to have died in a manner where breaking the continuous
line rule was relevant (OR 8.99, 95% CI 4.00, 20.20) and more likely to have died
alone, rather than in a multiple fatality (OR 3.49, 95% CI 1.69, 7.18). Dividing the
dataset chronologically into two equal halves, early and late, and running a similar
regression analysis, the differences between early and late divers were almost
identical to the differences between trained and untrained cave divers.
Discussion
Fatality investigations aim to improve practice through analysis of the chain of
events preceding each fatality. Causality is implied in order for a process of root
cause analysis to yield results with bearing on practice. Temporality alone, how-
ever, does not prove causality and the results of this study should be interpreted
with this in mind. Nevertheless, the final version of the classification instrument
attached as an appendix when used with defined inclusion criteria, produced sub-
stantial agreement between raters. Of course, rater agreement diminished the fur-
ther back the reviewers tried to peer. The authors intend for this instrument to be
used to classify other diving fatality datasets, thus enabling direct comparison(s).
This is the first such instrument developed for diving fatality classification with
established interrater objectivity and, as such, it represents an advancement in the
field of diving fatality investigation.
It is encouraging that fewer cave diving deaths are recorded in the U.S. each
year. Without knowledge of the total number of participants or number of dives
made per year, one cannot say whether the overall situation has improved in recent
years, other than to say recently fewer cave diving deaths are recorded annually by
DAN than has been recorded in previous years. From an epidemiological point of
view, these data are far from conclusive. From a public health perspective, how-
ever, decisions regarding public safety are often made with less than complete
information, and we are confident this study adds significantly to knowledge of
cave diving fatalities.
With tougher access conditions, negative publicity following cave diving
deaths and/or the rising expense of cave diver training and equipment, it could be
argued that fewer divers are diving caves than were in previous years. Fewer
untrained divers are reported to be dying in caves in recent years, and the three
caves accounting for the most deaths now each have access restricted to trained
divers only, so it is possible these access restrictions could be, at least in part,
responsible for the drop in number of annual cave diving fatalities. This would be
in keeping with the Australian experience, as described earlier in the background.
So too, specialized equipment has become more available over time. This study
does not claim to prove that existing cave diver training is responsible for the
decline in number of cave-diving deaths recorded annually in the U.S. Improved
equipment and restricted access might equally explain why the differences
between trained and untrained divers are the same as the differences between
early and late divers.
The most common cause of death in flooded caves remains drowning, itself a
diagnosis of exclusion and of little use to the design of safety initiatives. Immedi-
ately before drowning, the majority of divers ran out of air, and this was more
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likely among untrained divers. We observed that 76% of divers who ran out of air
did so after either getting lost or starting the dive with insufficient gas for the
planned excursion. How to avoid getting lost and how to plan one’s gas needs are
covered by most, if not all, cave diver training courses. This could explain, at least
in part, why untrained divers were more likely to have run out of air.
Of the 67 divers known to have run out of gas after poorly planning their gas
needs, only two were known to have had insufficient gas for dives in the strong
currents they encountered. The remaining 65 (97%) should have had sufficient gas
to escape the cave if they had turned back at one-third of their gas usage. In this
sample at least, training appears to have made no difference to the consequence of
poor planning. Put simply, regardless of training status, failing to plan adequately
for one’s gas needs leads to running out of air and drowning.
Training does appear to be associated with the circumstances that preceded
getting lost. Untrained divers were significantly more likely to have dived without
a guideline, thus breaking one of the five “golden rules” and were also more likely
to have gotten lost after a silt-out was recorded. Trained divers were more likely
to have taken a “wrong turn,” perhaps a consequence of the increasing complexity
of long cave systems, now often with multiple guidelines and marked routes.
Raters initially agreed which rules were broken only half of the time (51%),
which illustrates how difficult it is to find obvious evidence of rule breaking from
data contained within the files. Half of the classifications needed a third, joint
review. The importance of each of the five rules was implied by the proportion of
times breaking them was relevant to the outcome. The “gas-thirds” rule was the
most likely to become relevant when broken, followed by the failure to have
received training rule. Trained divers broke the continuous guideline rule far less
often than untrained divers (12% vs. 60%), although when they did it became
relevant just as often (56% of the time), which should reinforce the importance of
this rule to all who dive in caves. Using the wrong blend of gas for the depth, for
example diving with air deeper than 40 m, did not commonly precede death.
Rarely was there evidence that taking fewer than the recommended three lights
contributed to a death. That is not to say breaking the lights rule did not more
often play a part in the outcome, but merely that the evidence did not clearly show
that carrying an additional light would have prevented a diver from running out of
air, the most common event to precede drowning.
Worldwide, both diving and nondiving populations alike are known to be
growing older, and, as the proportion of trained divers among the dead has risen
over time, it is no surprise then the mean age for trained divers (37.5 years) would
be greater than for untrained divers (26.7 years).
Conclusions
Table 2 suggested that the fatal exposures were greater for trained than untrained
divers as indicated by depth (155 feet trained, 74 feet untrained), distance traveled
(750 feet trained, 258 feet untrained), cylinders carried (50% more than one cyl-
inder for trained, 69% only one cylinder for untrained), and diving alone (78%
trained, 43% untrained). When a broken rule was relevant, the most critical broken
rules were the thirds (84% trained, 72% untrained) and line rules (56% trained,
55% untrained). Being untrained was relevant for 61% of untrained divers.
The most important preceding event was running out of air (66% trained,
74% untrained), while the most important harmful actions were becoming lost
(45% trained, 46% untrained) and having insufficient gas (26% trained, 37%
untrained). The circumstances that preceded getting lost were silt-out (36%
trained, 53% untrained), no use of a guideline (29% trained, 44% untrained), and
wrong turn (29% trained, 3% untrained). The circumstance that most often pre-
ceded a dive with insufficient gas was poor gas planning (100% trained, 98%
untrained).
Regarding untrained divers, one need conclude no more than they ought not
dive in caves. For cave trained divers, however, there might be fewer fatalities if
training placed greater emphasis on closely observing all five rules, especially the
rule of thirds and using a continuous guideline. Engaging in deeper and longer
dives as well as diving alone also were strongly represented among trained divers,
but dives of this nature represent personal choice and are not covered by rules. We
suggest cave divers remember the Pareto principle (Juran, 1945; Steindl, 2008):
the majority of accidents are associated with relatively few potential causes. In
this study of cave diving fatalities, the potential causes preceding death were a
failure to use a continuous guideline to the surface and bringing inadequate gas
for the intended dive. We recommend every cave diver give additional consider-
ation to the use of a guideline and turn around after using one third of the gas rules
above all others.
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