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REFERENCES
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Law and Society
JONATHAN DOAK*
INTRODUCTION
The plight of the victim within the criminal justice system has been w
documented since the 1970s, but during the past two decades the intere
victims have come to play a more prominent role in the formulation of
in both domestic and international criminal justice systems. In the
Kingdom, successive governments have introduced a range of mea
designed to bolster the so-called 'social' or 'service' rights of the v
such as improved access to information, upgraded court facilities
entitlements to compensation. A wide range of statutory measures
A previous version of this paper was presented at the SLSA Conference in Apri
the University of Glasgow. Thanks to John Jackson and Sean Doran, an
anonymous reviewers.
294
? Cardiff University Law School 2005, Blackwell Publishing Ltd, 9600 Garsington Road,
Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA
1 The Youth Justice and Criminal Evidence Act 1999 introduced a range of 'special
measures' for vulnerable witnesses testifying in court. Witnesses eligible under the
Act may be entitled to use a range of measures to maximize the quality of their
evidence. The measures include the erection of physical screens; the use of live
televised links; removal of the public from the courtroom in certain sexual offences
cases; the removal of gowns and wigs; the admission of both pre-recorded
examination-in-chief and cross-examination as alternatives to live testimony; and the
use of intermediaries or 'aids to communication'.
2 See ss. 33 and 48 of the Act respectively.
3 D. Faulkner, Crime, State and Citizen (2001) 232.
4 I. Edwards, 'An Ambiguous Participant: The Crime Victim and Criminal Justice
Decision-Making' (2004) 44 Brit. J. of Crim. 967, 973.
5 A. Sanders and R. Young, Criminal Justice (2000) 9.
295
6 The statement is appended to the case papers, but does not have the same effect as
those types of victim impact statements that are used as sentencing tools in parts of
the United States of America and Canada. It was made clear in a Practice Direction
from the Lord Chief Justice that the 'opinions of the victim or the victim's close
relatives as to what the sentence should be are therefore not relevant, unlike the
consequence of the offence on them': Practice Direction (Victim Personal
Statement) [2002] 1 Cr. App. R. (S) 482.
7 A good overview of the arguments can be found in I. Edwards, 'The place of
victims' preferences in the sentencing of "their" offenders' [2002] Crim. Law. Rev.
689.
8 The very designation of an individual as a 'victim' may give rise to an inherent
implication that the allegations made by that person ought to be accepted as the
historical truth before the tribunal of fact has arrived at its determination as to the
guilt of the accused. See, however, M. Brienen and E. Hoegen, Victims of Crime in
22 European Justice Systems (2000) who argue that the presumption of being a 'non-
victim' until the trier of fact has determined otherwise operates to prevent some of
the above-noted substantive rights and interests being protected during the pre-trial
and trial stages (p. 30).
9 s. 4A(1) of the Criminal Law (Rape) Act 1981, as inserted by s. 34, Sex Offenders
Act 2001.
10 Some American states, such as Wisconsin, West Virginia, and New Hampshire,
allow the attorneys of rape complainants to make representations when questions
296
1. Structural barriers
governing the admissibility of sexual history evidence are being considered by the
court. One South Carolina provision is even broader in that it permits representations
from a victim's advocate in any type of case where the defendant alleges improper or
illegal conduct on the part of the victim as part of his or her defence.
11 S. Landsman, Readings on Adversarial Justice (1988) 2.
12 C. Jorda and J. de Hemptinne, 'The Status and Role of the Victim' in The Rome
Statute of the International Criminal Court, eds. A. Cassese, P. Gaeta, and J. Jones
(2002) 1388.
13 D. Frehsee, 'Restitution and the Offender-Victim Arrangement in German Criminal
Law: Development and Theoretical Implications' (1999) 2 Buffalo Crim. Law Rev.
235, 236.
297
2. Normative barriers
Just as victims are sidelined in practice during the trial, they are also
normatively viewed as outsiders to the criminal hearing. Historically, this
298
299
300
Over the course of the past three decades, the concept of victim/offender
restitution has made significant inroads into the criminal law. In their
examination of the Race Relations (Amendment) Act 2000, Field and
Roberts argue that a 'subtle but important shift' has taken place, whereby the
criminal justice system is becoming increasingly geared 'toward a more
interactive relationship between the individual rights of victims and their
families on the one hand, and collective interests on the other.'34 Since 1972,
criminal courts have been empowered to order an offender to pay a victim
compensation for 'any personal injury, loss or damage resulting from the
offence',35 and criminal courts are now obliged to consider whether it would
be desirable to make a compensation order and must give reasons for
refusing to do so.36 So too, the explosion in restorative justice initiatives has
presented victims with much greater opportunities to seek reparation directly
from the offender. In the last decade, such projects have become widespread
and have been placed on some form of a statutory footing in many
jurisdictions.37
This apparent breakdown in the public/private divide has not been
confined to the domestic arena. Advances in human rights and criminal
justice discourses on the international platform have guaranteed victims of
'non-state' crime similar human rights safeguards as the more 'conventional'
victims of abuse of state power. A key theme to have evolved in international
32 L. Sebba, 'Will the 'victim revolution' trigger a reorientation of the criminal justice
system?' (1997) 1 Israel Law Rev. 379, 399.
33 Weisstub, op. cit., n. 28, p. 206.
34 S. Field and P. Roberts, 'Racism and Police Investigations: Individual Redress,
Public Interests and Collective Change after the Race Relations (Amendment) Act
2000' (2002) 22 Legal Studies 493, 495. The Act provides for remedies for victims
of racial discrimination in criminal investigations.
35 The court may make a compensation order, instead of, or in addition to, any other
penal sanction. Where the offender has insufficient means to pay both, the court
shall give preference to the compensation order (s. 130(12) Powers of Criminal
Courts (Sentencing) Act 2000). The powers were originally set out in Criminal
Justice Act 1972.
36 s. 130, Powers of Criminal Courts (Sentencing) Act 2000: s. 130(4) of the Act states
that compensation 'shall be of such amount as the court considers appropriate,
having regard to any evidence and to any representations that are made by or on
behalf of the accused or the prosecutor, the Court.'
37 For an international overview, see D. Roche, Accountability in Restorative Justice
(2003) ch. 1.
301
302
45 Home Office, Achieving the Best Evidence in Criminal Proceedings: Guidance for
Vulnerable and Intimidated Witnesses, Including Children (2001).
46 Sir I. Glidewell, Review of the Crown Prosecution Service (1998; Cmnd. 3960).
47 Sir W. MacPherson, The Stephen Lawrence Inquiry: Report of an Inquiry by Sir
William MacPherson of Cluny (1999; Cmnd. 4262).
303
The rules regulating pre-trial contact are now set to be unravelled still
further. Following the report by the Director of Public Prosecutions into
issues arising out of the Damilola Taylor murder trial,52 the Attorney
48 See para. 6.3.1 of the Code of Conduct. Lay client, character, and expert witness are
exempt.
49 The change followed a recommendation from the Royal Commission of Criminal
Justice that the rule whereby prosecution barristers were prohibited from having any
contact whatsoever with witnesses to the fact should be relaxed (Royal Commission
on Criminal Justice, Report (1993; Cmnd. 2263) para. 50).
50 Home Office, Early Special Measures Meetings between Crown Prosecutors and
Vulnerable or Intimidated Witnesses (2001).
51 id., paras. 23-4.
52 The full findings of the CPS inquiry were never published, although a summary was
given through a press release. One of these issues concerned the extent to which the
CPS should have been able to conduct interviews with a 12-year-old girl, known as
Bromley, in preparation for her evidence. The DPP's inquiry expressed regret that
the prosecution was very limited in its ability to investigate the witness's story in
advance of the trial, and the inquiry concluded that the possibility of changing the
rules to allow for such meetings should be given careful consideration.
304
305
59 See, for example, R v. Banks [1916] 2 K.B. 621, where the court held, citing R v.
Puddick (1865) 4 F. & F. 497, 499, that 'prosecuting counsel should regard them-
selves as ministers of justice assisting in its administration rather than advocates'.
60 L.E. Ellison, 'A Comparative Study of Rape Trials in Adversarial and Inquisitorial
Criminal Justice Systems' (1997) 281-4 (unpublished PhD thesis, University of
Leeds).
61 See J. Temkin, 'Prosecuting and Defending Rape: Perspectives from the Bar' (2000)
27 J. of Law and Society 219; H.M. Crown Prosecution Service Inspectorate, A
Report on the Joint Inspection into the Investigation and Prosecution of Cases
Involving Allegations of Rape (2002) para. 11.34; Goldsmith, op. cit., n. 54; J.
Shapland, J. Willmore, and P. Duff, Victims in the Criminal Justice System (1985);
G. Chambers and A. Millar, Prosecuting Sexual Assault (1986); Victim Support,
Women, Rape and the Criminal Justice System (1996); Audit Commission, Victims
and Witnesses Providing Better Support (2003); Northern Ireland Statistics and
Research Agency, Victims' and Witnesses' Views on their Treatment in the Criminal
Justice System (2004).
62 Ellison, op. cit., n. 60. There are evidential rules that impede the scope of the
prosecutor's cross-examination of the accused. Admission of evidence regarding
previous convictions or bad character of the accused will only be permitted in very
particular circumstances under section 101 of the new Criminal Justice Act 2003.
63 See S. Lees, Carnal Knowledge: Rape on Trial (1996); I. Bacik, C. Maunsell and S.
Grogan, The Legal Process and Victims of Rape (1998).
64 See Ellison, op. cit., n. 17, pp. 94-8.
306
307
1. Subsidiary prosecution
69 It is ironic however, that unlike the English common law systems, continental
systems do not generally permit victims to pursue their own private prosecutions.
Some, including France and Belgium, do permit the victim to set the prosecution
process in motion where the ministere publique has declined to do so, through
issuing a summons for the accused to appear in court. Once this occurs, however, the
public prosecutor must take over (Brienen and Hoegen, op. cit., n. 8, pp. 1066-7).
70 id., p. 364.
71 R. Juy-Birmann, 'The German System' in European Criminal Procedures, eds. M.
Delmas-Marty and J. Spencer (2002) 302.
72 A. Sanders, Taking Account of Victims in the Criminal Justice System: A Review of
the Literature (1999) 12.
308
73 M. Kaiser, 'The Status of the Victim in the Criminal Justice System According to the
Victim Protection Act' in Victims and Criminal Justice: Legal Protection,
Restitution and Support, eds. G. Kaiser, H. Kury, and H.-J. Albrecht (1991) 604.
74 id., p. 605.
75 id., p. 602.
76 E. Erez and E. Bienkowska, 'Victim Participation in Proceedings and Satisfaction
with Justice in the Continental Systems: The Case of Poland' (1993) 21 J. of Crim.
Justice 47, 50. Note, however, that Andrew Sanders has suggested that this figure is
'misleadingly high' since there was a relatively low response rate to the survey
(Sanders, op. cit., n. 72, p. 13).
77 id., p. 50.
78 id., p. 51.
79 H. Kury and M. Kaiser, 'The Victim's Position within the Criminal Proceedings -
An Empirical Study' in Kaiser, Kury, and Albrecht, op. cit., n. 73.
80 H. Kury, M. Kaiser, and J.R. Teske, 'The Position of the Victim in Criminal
Procedure - Results of a German Study' (1994) 3 International Rev. of Victimology
69, 75.
81 id.
82 id., p. 76.
309
310
This sort of participation should, in theory, reap benefits both for victims and
for the criminal justice system more generally. The ability to pursue civil
damages in the criminal trial should, in theory, improve speed, cost, and time
involved given that both civil and criminal issues are resolved in the same
forum. In addition to improved efficiency of both the criminal and civil
justice systems, there are a number of advantages that would be specific to
the complainant. Under a unitary system, the civil party can have a 'free
ride' on the evidence at the criminal trial,94 which should guarantee victims
some tangible or symbolic compensation.95 The victim would not, therefore,
88 R.S. Frase, 'Comparative criminal justice as a guide to American law reform: how
do the French do it, how can we find out and why should we care?' (1990) 78
California Law Rev. 538.
89 id., p. 615.
90 Bacik et al., op. cit., n. 63, p. 59.
91 Jorda and de Hemptinne, op. cit., n. 12, p. 1401.
92 ss. 403-406, Stafprozeordnung (Criminal Code).
93 M. Kaiser and M. Kilchling, 'Germany' in Compensating Crime Victims, ed. D.
Greer (1996) 265.
94 R. Lerner, 'The Intersection of Two Systems: An American on Trial for an American
Murder in the French Cour d'Assises' (2001) University ofIllinois Law Rev. 791, 815.
95 Providing, of course, that the accused is found guilty. Furthermore, the actual
amount of compensation seems to be a secondary concern of many victims, who
seem more concerned about whether the offender has made a personal contribution
to the compensation. See Shapland et al., op. cit., n. 61, p. 67.
311
96 Even if a victim does pursue compensation through the civil courts, the vast majority
of offenders will have very limited resources and so would be unable to pay out
damages which victims may seek, particularly for serious offences against the
person. Greer has noted that one of the main reasons for the establishment of state
compensation schemes was the inability of victims to obtain compensation directly
from offenders. He argues that, overall, the 'amount of compensation ... obtained by
victims of crimes of violence through the criminal process in one form or another
appears to be comparatively modest.' (D. Greer, Compensation for Criminal Injury
(1990) 221.)
97 Bacik et al., op. cit., n. 63.
98 See, also, Kury and Kaiser, op. cit., n. 76; Erez and Bienkowska, op. cit., n. 73, pp.
39-40. A study of victims in the Dutch criminal justice system has also suggested
that many victims feel that procedures which even allow passive participation in the
criminal trial carry a certain symbolic importance for many victims which, in turn,
can reduce feelings of exclusion and unfairness. (J. Webbers, 'Victims in the Dutch
Criminal Justice System' (1995) 3 International Rev. of Victimology 323, 339.)
99 Jorda and de Hemptinne, op. cit., n. 12, p. 1400.
312
Similarly, Weisstub has argued that the civil justice system could also
benefit from 'infusing itself with the symbolism of criminal sanctions,
thereby showing itself to be 'consonant with public morality and
conscience."'1 There are also various economic arguments that could be
used in support of this view: reparative sentences significantly lessen the
financial burden on the taxpayer and a corresponding reduction in separate
civil claims could reduce litigation in the courts.102
In spite of the apparent advantages that a participatory model of criminal
justice may bring, it seems that practitioners in at least some inquisitorial
countries are reluctant to grapple with the inevitable complexities that arise
from a procedure that attempts to resolve both civil and criminal issues in a
unitary action. Kaiser and Kilchling have reported that the adhesion pro-
cedure is 'very unusual', and suggest while it is widely recognized, it attracts
insufficient legal fees for attorneys and a majority of jurists regarded it as an
'alien body' within criminal procedure.103 Similarly, Frehsee has noted:
Lawyers who specialise in criminal law do not like to deal with civil law
matters; they do not like to be misused as civil executory officers ... [T]he
procedure is not routine; its management and control are rather awkward and
ineffective.104
100 N. Walker and M. Telford, Designing Criminal Justice: The System in Comparative
Perspective, Report 14, Review of the Criminal Justice System in Northern Ireland
(2000) 10.
101 Weisstub, op. cit., n. 28, p. 207.
102 L. Zedner, 'Reparation and Retribution: Are they Reconcilable?' [1994] Modern
Law Rev. 228, 233.
103 id., 561.
104 Frehsee, op. cit., n. 13, p. 242.
313
CONCLUSIONS
105 Brienen and Hoegen, op. cit., n. 8, p. 1069. Brienen and Hoegen mad
findings in relation to Austria, Turkey, and Greece.
106 See, generally, N. Jorg, S. Field, and C. Brants, 'Are Inquisitorial and A
Systems Converging?' in Criminal Justice in Europe, eds. C. Harding, P. F
J6rg, and B. Swart (1996); D. Amann, 'Harmonic Convergence? Const
Criminal Procedure in an International Context' (2000) 75 Indiana Law J
an overview of convergence in penal policy generally see T. Jones and T.
314
'Policy Convergence and crime control in the USA and the UK: Streams of
Influence and Levels of Impact' (2002) 2 Crim. Justice 173.
107 Faulkner, op. cit., n. 3, p. 344. See, more generally, M. Ryan, Penal Policy and
Political Culture in England and Wales (2003), especially 75-107; N. Bardouille,
'The Transformation of Governance Paradigms and Modalities: Insights into the
Marketization of the Public Service in Response to Globalisation' (2001) 6
Georgetown Public Policy Rev. 155.
108 Doak, op. cit., n. 39, p. 31.
109 See S. Walther, 'Reparation and Criminal Justice: Can they be integrated?' (1996)
30 Israel Law Rev. 316, 320-2.
110 D. Van Ness, 'A Reply to Andrew Ashworth' (1993) 4 Crim. Law Forum 301, 304.
315
111 J. Jackson, 'Putting Victims at the Heart of Criminal Justice? The Gap Between
Rhetoric and Reality' in Cape, op. cit., n. 39, p. 70.
112 J. Spencer, 'Criminal Procedure: The Rights of the Victim versus the Rights of the
Defendant' in id., p. 37.
316