Booklet - CMMI V2.0 Model-at-a-Glance - Digital File 4-Dec-18

CMMI ®
V2.0
ModeL
at-a-glance
Including the following views:
• Development
• Services
• Supplier Management
C M M I®
V2.0
An Integrated
Product Suite
Designed to meet the challenges

of the changing global business
landscape, the CMMI model and integrated
product suite help organizations drive business performance
through building and benchmarking key capabilities.
MODEL
• Clear pathway to performance improvement
• Simplified for accelerated adoption
APPRAISAL METHOD
• New appraisal method to increase reliability and reduce cost
TRAINING & • Modular training components

CERTIFICATION • A focus on learner objectives
Updated training includes: • Virtual and in-person options
SYSTEMS & TOOLS

• Redesigned system to access online models and resources
ADOPTION GUIDANCE
• Guidance for new adopters to get started with CMMI
• Guidance for transition from CMMI V1.3 to CMMI V2.0
What is the
CMMI V2.0 Model?
The Capability Maturity Model Integration (CMMI)® is a proven
set of global best practices that drives business performance
through building and benchmarking key capabilities.
CMMI best practices focus on what needs to be done to

improve performance and align operations to business goals.
Designed to be understandable, accessible, flexible, and
integrate with other methodologies such as agile, CMMI helps
organizations understand their current level of capability and
performance and offers a guide to optimize business results.
CMMI V2.0 is one model with multiple customized views

that apply to different business environments, enabling
organizations to create a view of the model that meets their
specific performance improvement needs.
CMMI V2.0
Model At-A-Glance
The Model At-A-Glance booklet includes a summary of CMMI
Capability Areas, Practice Areas, and practices.
This summary will provide a helpful overview of the model

content areas, but users should read and refer to the complete
model content to ensure full understanding and accurate
interpretation of the model.
The CMMI model is available for purchase at:

https://cmmiinstitute.com/model-viewer
CMMI V2.0 Architecture and
Practice Area Organization
Capability Area Practice Area
Requirements Development & Management
Process Quality Assurance

Ensuring Quality
Verification & Validation
Develop and manage
high-quality requirements
and products Peer Reviews
Doing
Technical Solution
Engineering & Developing Products
Product Integration
Create products that meet or
exceed customer expectations
Service Delivery Management
Delivering & Managing Services
Strategic Service Management
Develop and deliver
superior services
Supplier Source Selection
Selecting & Managing Suppliers
Supplier Agreement Management
Minimize supply chain risk
Estimating
Planning & Managing Work Planning
Optimize schedules to
reduce time-to-market
Monitor & Control
Managing
Risk & Opportunity Management
Managing Business Resilience Incident Resolution & Prevention
Anticipate and adapt to

Continuity
disruptions and opportunities
Managing the Workforce Organizational Training

Maximize training effectiveness
and staff productivity Causal Analysis & Resolution
Enabling
Supporting Implementation Decision Analysis & Resolution
Ensure solution integrity

and stakeholder buy-in
Configuration Management
Governance
Sustaining Habit & Persistence
Implementation Infrastructure
Improving
Sustain process efficiency

and performance
Process Management
Improving Performance Process Asset Development
Establish, track, and measure

Managing Performance & Measurement
performance goals aligned
to your business needs
4 This Model At-A-Glance booklet contains content from model version 2.1, including the Development, Services,
and Supplier Management views. Refer to the release notes, available from the Model Viewer, for more details.
Table of Contents
Requirements Development and Management (Rdm).................................... 6
Process Quality Assurance (Pqa).................................................................. 7
Verification and Validation (Vv)....................................................................... 8
Peer Reviews (Pr)......................................................................................... 9
Technical Solution (Ts)................................................................................. 10
Product Integration (Pi)................................................................................ 11
Service Delivery Management (Sdm)............................................................ 12
Strategic Service Management (Stsm)........................................................ 13
Supplier Source Selection (Sss).................................................................. 14
Supplier Agreement Management (Sam)...................................................... 15
Estimating (Est).......................................................................................... 16
Planning (Plan)........................................................................................... 17
Monitor and Control (Mc) ............................................................................ 19
Risk and Opportunity Management (Rsk).................................................... 20
Incident Resolution and Prevention (Irp)...................................................... 21
Continuity (Cont)........................................................................................ 22
Organizational Training (Ot) ........................................................................ 23
Causal Analysis and Resolution (Car)......................................................... 24
Decision Analysis and Resolution (Dar)....................................................... 25
Configuration Management (Cm)................................................................. 26
Governance (Gov)....................................................................................... 27
Implementation Infrastructure (Ii).................................................................. 29
Process Management (Pcm)....................................................................... 30
Process Asset Development (Pad)............................................................... 32
Managing Performance and Measurement (Mpm)........................................ 33
5 | Get Started: Visit https://cmmiinstitute.com/cmmi

REQUIREMENTS
DEVELOPMENT
AND MANAGEMENT
Intent
ENSURING QUALITY
Elicit requirements, ensure common understanding by stakeholders, and align
requirements, plans, and work products.
Value
Ensures that customers’ needs and expectations are satisfied.
Practice Summary
1 RDM 1.1 Record requirements.
RDM 2.1 Elicit stakeholder needs, expectations, constraints,
2 and interfaces or connections.

RDM 2.2 Transform stakeholder needs, expectations,
constraints, and interfaces or connections into
prioritized customer requirements.
RDM 2.3 Develop an understanding with the requirements
providers on the meaning of the requirements.
RDM 2.4 Obtain commitment from project participants that
they can implement the requirements.
RDM 2.5 Develop, record, and maintain bidirectional
traceability among requirements and activities or
work products.
RDM 2.6 Ensure that plans and activities or work products
remain consistent with requirements.
RDM 3.1 Develop and keep requirements updated for the
3 solution and its components.

RDM 3.2 Develop operational concepts and scenarios.
RDM 3.3 Allocate the requirements to be implemented.
RDM 3.4 Identify, develop, and keep updated interface or
connection requirements.
RDM 3.5 Ensure that requirements are necessary and
sufficient.
RDM 3.6 Balance stakeholder needs and constraints.
RDM 3.7 Validate requirements to ensure the resulting solution
will perform as intended in the target environment.

PROCESS QUALITY
ASSURANCE
Intent
Verify and enable improvement of the quality of the performed processes and
ENSURING QUALITY
resulting work products.
Value
Increases the consistent use and improvement of the processes to maximize
business benefit and customer satisfaction.
Practice Summary
1 PQA 1.1 Identify and address process and work product

issues.
PQA 2.1 Develop, keep updated, and follow a quality
2 assurance approach and plan based on historical

quality data.
PQA 2.2 Throughout the project, objectively evaluate
selected performed processes and work
products against the recorded process and
applicable standards.
PQA 2.3 Communicate quality and non-compliance issues
and ensure their resolution.
PQA 2.4 Record and use results of quality assurance
activities.
PQA 3.1 Identify and record opportunities for improvement
3 during quality assurance activities.

VERIFICATION
AND VALIDATION
Intent
Verification and validation includes activities that:
ENSURING QUALITY
• Confirm selected solutions and components
meet their requirements
• Demonstrate selected solutions and components
fulfill their intended use in their target environment
Value
Verification and validation of selected solutions and components throughout
the project increases the likelihood that the solution will satisfy the customer.
Practice Summary
VV 1.1 Perform verification to ensure the
1 requirements are implemented and

record and communicate results.
VV 1.2 Perform validation to ensure the
solution will function as intended in
its target environment and record and
communicate results.
VV 2.1 Select components and methods for
2 verification and validation.

VV 2.2 Develop, keep updated, and use
the environment needed to support
verification and validation.
VV 2.3 Develop, keep updated, and follow
procedures for verification and validation.
VV 3.1 Develop, keep updated, and use criteria
3 for verification and validation.

VV 3.2 Analyze and communicate verification
and validation results.

PEER
REVIEWS
Intent
Identify and address work product issues through reviews by the
ENSURING QUALITY
producer’s peers or Subject Matter Experts (SMEs).
Value
Reduce cost and rework by uncovering issues or defects early.
Practice Summary
1 PR 1.1 Perform reviews of work products and

record issues.
PR 2.1 Develop and keep updated procedures
2 and supporting materials used to

prepare for and perform peer reviews.
PR 2.2 Select work products to be peer
reviewed.
PR 2.3 Prepare and perform peer reviews
on selected work products using
established procedures.
PR 2.4 Resolve issues identified in peer reviews.
PR 3.1 Analyze results and data from peer
3 reviews.

TECHNICAL
SOLUTION
Intent
Design and build solutions that meet customer requirements.
ENGINEERING & DEVELOPING PRODUCTS

Value
Provides a cost-effective design and solution that meets customer
requirements and reduces rework.
Practice Summary
1 TS 1.1 Build a solution to meet requirements.
TS 2.1 Design and build a solution to meet
2 requirements.
TS 2.2 Evaluate the design and address
identified issues.
TS 2.3 Provide guidance on use of the solution.
TS 3.1 Develop criteria for design decisions.
3 TS 3.2 Develop alternative solutions for

selected components.
TS 3.3 Perform a build, buy, or reuse analysis.
TS 3.4 Select solutions based on design
criteria.
TS 3.5 Develop, keep updated, and use
information needed to implement the
design.
TS 3.6 Design solution interfaces or
connections using established criteria.

PRODUCT
INTEGRATION
Intent
Integrate and deliver the solution that addresses functionality and quality
ENGINEERING & DEVELOPING PRODUCTS

requirements.
Value
Increases customers’ satisfaction by giving them a solution that meets or
exceeds their functionality and quality requirements.
Practice Summary
1 PI 1.1 Assemble solutions and deliver to the customer.
PI 2.1 Develop, keep updated, and follow an
2 integration strategy.
PI 2.2 Develop, keep updated, and use the integration
environment.
PI 2.3 Develop, keep updated, and follow procedures
and criteria for integrating solutions and
components.
PI 2.4 Confirm, prior to integration, that each
component has been properly identified and
operates according to its requirements
and design.
PI 2.5 Evaluate integrated components to ensure
conformance to the solution’s requirements and
design.
PI 2.6 Integrate solutions and components according
to the integration strategy.
PI 3.1 Review and keep updated interface or
3 connection descriptions for coverage,

completeness, and consistency throughout the
solution’s life.
PI 3.2 Confirm, prior to integration, that component
interfaces or connections comply with interface
or connection descriptions.
PI 3.3 Evaluate integrated components for interface or
connection compatibility.

Service Delivery
Management
Intent
Deliver services and manage the service delivery system.
DELIVERING & MANAGING SERVICES

Value
Increase customer satisfaction by delivering services that meet or exceed
customer expectations.
Additional Required PA Information

This includes:
• D
elivering services in accordance with service delivery
approaches and agreements
• Managing changes to the service delivery system
• Receiving and processing service requests
• Maintaining service delivery performance when changes occur
Practice Summary
1 SDM 1.1 Use the service system to deliver services.
2
SDM 2.1 Develop, record, keep updated, and follow
service agreements.
SDM 2.2 Receive and process service requests in
accordance with service agreements.
SDM 2.3 Deliver services in accordance with service
agreements.
SDM 2.4 Analyze existing service agreements and
service data to prepare for updated or new
agreements.
SDM 2.5 Develop, record, keep updated, and follow
the approach for operating and changing
the service system.
SDM 2.6 Confirm the readiness of the service system
to support the delivery of services.
SDM 3.1 Develop, record, keep updated, and use
3 organizational standard service systems

and agreements.

Strategic Service
Management
Intent
Develop and deploy standard services that are compatible with
DELIVERING & MANAGING SERVICES

strategic business needs and plans.
Value
Increases likelihood of meeting business objectives by aligning
standard services with customer needs.
Practice Summary
1 STSM 1.1 Develop a list of current services.
STSM 2.1 Develop, keep updated, and use
2 descriptions of current services.

STSM 2.2 Collect, record, and analyze data about
strategic needs and capabilities for service
delivery.
STSM 2.3 Develop, keep updated, and follow an
approach for providing new or changed
services derived from strategic needs and
capabilities.
STSM 3.1 Develop, keep updated, and use the set
3 of organizational standard services and

service levels.

Supplier Source
Selection
Intent
Develop and keep updated a package of materials used to seek
SELECTING & MANAGING SUPPLIERS

proposals from potential suppliers and select one or more suppliers
to deliver the solution.
Value
Improves the ability to select the most qualified suppliers to deliver
solutions.
Practice Summary
SSS 1.1 Determine the type of acquisition.
1 SSS 1.2 Identify potential suppliers and distribute

requests for proposals.
SSS 1.3 Evaluate proposals and select suppliers.
SSS 2.1 Develop a solicitation package and keep
2 it updated.
SSS 2.2 Identify qualified potential suppliers and
distribute the solicitation package for
their response.
SSS 2.3 Evaluate proposed solutions according
to recorded evaluation criteria and select
suppliers.
SSS 3.1 Develop, keep updated, and follow
3 negotiation approaches for soliciting,

evaluating, and selecting suppliers.

Supplier Agreement
Management
Intent
Establish an agreement with selected suppliers, ensure that the supplier and
SELECTING & MANAGING SUPPLIERS

the acquirer perform according to the terms over the course of the agreement,
and evaluate the supplier’s deliverables.
Value
Provides an explicit understanding between the acquirer and supplier to
maximize the success of agreed-on efforts to deliver a supplier deliverable.

The term “supplier deliverable” is an item to be provided to an acquirer or other
recipient as specified in an agreement. The item can be a document, hardware
or software item, a service, or any type of solution or work product.
Practice Summary
SAM 1.1 Develop and record the supplier agreement.
1 SAM 1.2
SAM 1.3
Accept or reject the supplier deliverables.
Process supplier invoices.
SAM 2.1 Monitor supplier as specified in the supplier
2 agreement and keep agreement updated.

SAM 2.2 Perform activities as specified in the supplier
agreement.
SAM 2.3 Verify that the supplier agreement is satisfied
before accepting the acquired supplier
deliverable.
SAM 2.4 Manage invoices submitted by the supplier
according to the supplier agreements.
SAM 3.1 Select technical supplier deliverables for analysis
3 and conduct technical reviews.

SAM 3.2 Select and monitor supplier processes and
deliverables based on criteria in the supplier
agreement.
SAM 4.1 Select measures and apply analytical techniques
4 to quantitatively manage supplier performance

to achieve quality and process performance
objectives.

ESTIMATING
Intent
Estimate the size, effort, duration, and cost of the work and resources needed
PLANNING & MANAGING WORK

to develop, acquire, or deliver the solution.
Value
Estimation provides a basis for making commitments, planning, and reducing
uncertainty, which allows for early corrective actions and increases the
likelihood of meeting objectives.
Practice Summary
1 EST 1.1 Develop high-level estimates to perform the

work.
EST 2.1 Develop, keep updated, and use the scope of
2 what is being estimated.

EST 2.2 Develop and keep updated estimates for the
size of the solution.
EST 2.3 Based on size estimates, develop and record
effort, duration, and cost estimates and their
rationale for the solution.
EST 3.1 Develop and keep updated a recorded
3 estimation method.
EST 3.2 Use the organizational measurement
repository and process assets for estimating
work.

PLANNING
Intent
Develop plans to describe what is needed to accomplish the work within the

standards and constraints of the organization, including the:
• Budget
• Schedule
• Resource demand, capacity and availability
• Quality
• Functionality requirements
• Risks and opportunities
Plans also describe:
• The work to be performed
• Applicable organizational set of standard processes,
assets, and tailoring guidelines
• Dependencies
• Who performs the work
• Relationships with other plans
• Stakeholders and their role
Value
Optimizes cost, functionality, and quality to increase the likelihood of
meeting objectives.

Planning includes developing budgets and schedules based on estimates;
identifying the appropriate set of stakeholders and tasks; managing risks;
determining the necessary resources; and developing and keeping the project
plan updated to reflect how to perform the work. An important aspect of
planning is capacity and availability management.
Capacity and availability management activities can be performed at different
levels of the organization and applied to any type of work. Capacity and
availability management activities typically involve:
• Developing a capacity and availability management approach and
keeping it updated
• Providing and allocating resources
• Monitoring, analyzing, understanding, forecasting, adjusting, and
reporting on current demand for:
- Work activities
- Services
- Solutions and Deliverables

- Resources
- Capacity and availability
- Service or service system performance
- Availability
• Determining corrective actions to ensure appropriate capacity and

availability while balancing costs against resources needed and
supply against demand
Practice Summary
PLAN 1.1 Develop a list of tasks.
1 PLAN 1.2 Assign people to tasks.
PLAN 2.1 Develop and keep updated the approach for
2 accomplishing the work.

PLAN 2.2 Plan for the knowledge and skills needed to
perform the work.
PLAN 2.3 Based on recorded estimates, develop and
keep the budget and schedule updated.
PLAN 2.4 Plan the involvement of identified stakeholders.
PLAN 2.5 Plan transition to operations and support.
PLAN 2.6 Ensure plans are feasible by reconciling
available and estimated resources.
PLAN 2.7 Develop the project plan, ensure consistency
among its elements, and keep it updated.
PLAN 2.8 Review plans and obtain commitments from
affected stakeholders.
PLAN 3.1 Use the organization’s set of standard
3 processes and tailoring guidelines to develop,

keep updated, and follow the project process.
PLAN 3.2 Develop a plan and keep it updated, using the
project process, the organization’s process
assets, and the measurement repository.
PLAN 3.3 Identify and negotiate critical dependencies.
PLAN 3.4 Plan for the project environment and keep it
updated based on the organization’s standards.
PLAN 4.1 Use statistical and other quantitative techniques
4 to develop and keep the project processes

updated to enable achievement of the quality
and process performance objectives.

MONITOR
AND CONTROL
Intent
Provide an understanding of the project progress so appropriate corrective

actions can be taken when performance deviates significantly from plans.
Value
Increases the probability of meeting objectives by taking early actions to
adjust for significant performance deviations.
Practice Summary
MC 1.1 Record task completions.
1 MC 1.2 Identify and resolve issues.
MC 2.1 Track actual results against estimates for
2 size, effort, schedule, resources, knowledge

and skills, and budget.
MC 2.2 Track the involvement of identified
stakeholders and commitments.
MC 2.3 Monitor the transition to operations and
support.
MC 2.4 Take corrective actions when actual results
differ significantly from planned results and
manage to closure.
MC 3.1 Manage the project using the project plan
3 and the project process.

MC 3.2 Manage critical dependencies and activities.
MC 3.3 Monitor the work environment to identify
issues.
MC 3.4 Manage and resolve issues with affected
stakeholders.

RISK AND OPPORTUNITY
MANAGEMENT
Intent
Identify, record, analyze, and manage potential risks or opportunities.
MANAGING BUSINESS RESILIENCE

Value
Mitigate adverse impacts or capitalize on positive impacts to increase the
likelihood of meeting objectives.

The term risk refers to uncertainties that may have a negative impact on
achieving objectives. The term opportunity refers to uncertainties that may
have a positive impact on achieving objectives.
Practice Summary
1 RSK 1.1 Identify and record risks or opportunities

and keep them updated.
RSK 2.1 Analyze identified risks or opportunities.
2 RSK 2.2 Monitor identified risks or opportunities

and communicate status to affected
stakeholders.
RSK 3.1 Identify and use risk or opportunity
3 categories.
RSK 3.2 Define and use parameters for risk or
opportunity analysis and handling.
RSK 3.3 Develop and keep updated a risk or
opportunity management strategy.
RSK 3.4 Develop and keep updated risk or
opportunity management plans.
RSK 3.5 Manage risks or opportunities by
implementing planned risk or opportunity
management activities.

I ncident Resolution
and Prevention
Intent
Resolve and prevent disruptions promptly to sustain service delivery levels.

Value
Minimize the impact of disruptions to meet objectives and customer
commitments more effectively.
Practice Summary
1 IRP 1.1 Record and resolve incidents.
IRP 2.1 Develop, keep updated, and follow an
2 approach for incident resolution and

prevention.
IRP 2.2 Monitor and resolve each incident to
closure.
IRP 3.1 Develop, keep updated, and use an incident
3 management system for processing and

tracking incidents and their resolution.
IRP 3.2 Analyze selected incident and resolution
data for prevention of future incidents.

Continuity
Intent
Plan mitigation activities for significant disruptions to business operations

so that work can continue or resume.
Value
Enables continued operation when serious disruptions or catastrophic
events occur.
Practice Summary
1 CONT 1.1 Develop contingency approaches for managing

significant disruptions to operations.
CONT 2.1 Identify and prioritize functions essential for
2 continuity.
CONT 2.2 Identify and prioritize resources essential for
continuity.
CONT 2.3 Develop, keep updated, and follow continuity
plans to resume performing essential functions.
CONT 3.1 Develop and keep updated materials for
3 continuity training.
CONT 3.2 Provide and evaluate continuity training
according to the plan.
CONT 3.3 Prepare, conduct, and analyze results from
verification and validation of the continuity plan.

ORGANIZATIONAL
TRAINING
Intent
Develop the skills and knowledge of personnel so they perform their roles
MANAGING THE WORKFORCE

efficiently and effectively.
Value
Enhances individuals’ skills and knowledge to improve organizational work
performance.
Practice Summary
1 OT 1.1 Train people.
OT 2.1 Identify training needs.
2 OT 2.2 Train personnel and keep records.
OT 3.1 Develop and keep updated the
3 organization’s strategic and short-term

training needs.
OT 3.2 Coordinate training needs and
delivery between the projects and the
organization.
OT 3.3 Develop, keep updated, and follow
organizational strategic and short-term
training plans.
OT 3.4 Develop, keep updated, and use
a training capability to address
organizational training needs.
OT 3.5 Assess the effectiveness of the
organization’s training program.
OT 3.6 Record, keep updated, and use the set
of organizational training records.

CAUSAL ANALYSIS
AND RESOLUTION
Intent
Identify causes of selected outcomes and take action to either prevent
SUPPORTING IMPLEMENTATION
recurrence of undesirable outcomes or ensure recurrence of positive
outcomes.
Value
Addressing root cause issues eliminates rework and directly improves
quality and productivity.
Practice Summary
CAR 1.1 Identify and address causes of selected

1 outcomes.
CAR 2.1 Select outcomes for analysis.
2 CAR 2.2 Analyze and address causes of outcomes.
CAR 3.1 Determine root causes of selected outcomes by
3 following an organizational process.

CAR 3.2 Propose actions to address identified root causes.
CAR 3.3 Implement selected action proposals.
CAR 3.4 Record root cause analysis and resolution data.
CAR 3.5 Submit improvement proposals for changes
proven to be effective.
CAR 4.1 Perform root cause analysis of selected outcomes
4 using statistical and other quantitative techniques.

CAR 4.2 Evaluate the effect of implemented actions on
process performance using statistical and other
quantitative techniques.
CAR 5.1 Use statistical and other quantitative techniques
5 to evaluate other solutions and processes to

determine if the resolution should be applied on a
broader scale.

DECISION ANALYSIS
AND RESOLUTION
Intent
Make and record decisions using a recorded process that analyzes
alternatives.
Value
Increases the objectivity of decision making and the probability of
selecting the optimal solution.
Practice Summary
DAR 1.1 Define and record the alternatives.
1 DAR 1.2 Make and record the decision.
DAR 2.1 Develop, keep updated, and use rules to
2 determine when to follow a recorded process for

criteria-based decisions.
DAR 2.2 Develop criteria for evaluating alternatives.
DAR 2.3 Identify alternative solutions.
DAR 2.4 Select evaluation methods.
DAR 2.5 Evaluate and select solutions using criteria and
methods.
DAR 3.1 Develop, keep updated, and use a description of
3 role-based decision authority.

CONFIGURATION
MANAGEMENT
Intent
Manage the integrity of work products using configuration identification,
version control, change control, and audits.
Value
Reduces loss of work and increases the ability to deliver the correct
version of the solution to the customer.
Practice Summary
1
CM 1.1 Perform version control.
CM 2.1 Identify items to be placed under
2 configuration management.
CM 2.2 Develop, keep updated, and use a
configuration and change management
system.
CM 2.3 Develop or release baselines for internal use
or for delivery to the customer.
CM 2.4 Manage changes to the items under
configuration management.
CM 2.5 Develop, keep updated, and use records
describing items under configuration
management.
CM 2.6 Perform configuration audits to maintain
the integrity of configuration baselines,
changes, and content of the configuration
management system.

GOVERNANCE
Intent
Provides guidance to senior management on their role in the sponsorship

and governance of process activities.
Value
Minimizes the cost of process implementation, increases the likelihood of
meeting objectives, and ensures that the implemented processes support
and contribute to the success of the business.
Practice Summary
GOV 1.1 Senior management identifies what is
1 important for doing the work and defines

the approach needed to accomplish the
objectives of the organization.
GOV 2.1 Senior management defines, keeps updated,
2 and communicates organizational directives

for process implementation and improvement
based on organization needs and objectives.
GOV 2.2 Senior management ensures resources
and training are provided for developing,
supporting, performing, improving, and
evaluating adherence to expected processes.
GOV 2.3 Senior management identifies their
information needs and uses the collected
information to provide governance and
oversight of effective process implementation
and improvement.
GOV 2.4 Senior management holds people
accountable for adhering to organization
directives and achieving process
implementation and improvement objectives.
GOV 3.1 Senior management ensures that measures
3 supporting objectives throughout the

organization are collected, analyzed, and
used.

GOV 3.2 Senior management ensures that
competencies and processes are aligned
with the objectives of the organization.
GOV 4.1 Senior management ensures that selected

decisions are driven by statistical and
quantitative analysis related to performance
and achievement of quality and process
performance objectives.

IMPLEMENTATION
INFRASTRUCTURE
Intent
Ensure that the processes important to an organization are persistently

and habitually used and improved.
Value
Sustains the ability to consistently achieve goals and objectives
efficiently and effectively.
Practice Summary
1 II 1.1 Perform processes that address the intent of the Level

1 practices.
II 2.1 Provide sufficient resources, funding, and training for
2 developing and performing processes.

II 2.2 Develop and keep processes updated, and verify they
are being followed.
II 3.1 Use organizational processes and process assets to
3 plan, manage, and perform the work.

II 3.2 Evaluate the adherence to and effectiveness of the
organizational processes.
II 3.3 Contribute process-related information or process
assets to the organization.

PROCESS
MANAGEMENT
Intent
Manages and implements the continuous improvement of processes and
IMPROVING PERFORMANCE
infrastructure to:
• Support accomplishing business objectives
• Identify and implement the most beneficial process improvements
• Make the results of process improvement visible, accessible, and
sustainable
Value
Ensures that processes, infrastructure, and their improvement contribute to
successfully meeting business objectives.
Practice Summary
PCM 1.1 Develop a support structure to provide process
1 guidance, identify and fix process problems, and

continuously improve processes.
PCM 1.2 Appraise the current process implementation and
identify strengths and weaknesses.
PCM 1.3 Address improvement opportunities or process
issues.
PCM 2.1 Identify improvements to the processes and
2 process assets.
PCM 2.2 Develop, keep updated, and follow plans for
implementing selected process improvements.
PCM 3.1 Develop, keep updated, and use process
3 improvement objectives traceable to the business

objectives.
PCM 3.2 Identify processes that are the largest
contributors to meeting business objectives.
PCM 3.3 Explore and evaluate potential new processes,
techniques, methods, and tools to identify
improvement opportunities.
PCM 3.4 Provide support for implementing, deploying, and
sustaining process improvements.
PCM 3.5 Deploy organizational standard processes and
process assets.

PCM 3.6 Evaluate the effectiveness of deployed
improvements in achieving process improvement
objectives.
PCM 4.1 Use statistical and other quantitative techniques
to validate selected performance improvements
against proposed improvement expectations,
business objectives, or quality and process

PROCESS ASSET
DEVELOPMENT
Intent
Develop and keep updated the process assets necessary to perform the work.
Value
Provides a capability to understand and repeat successful performance.
Practice Summary
1 PAD 1.1 Develop process assets to perform the work.
PAD 2.1 Determine what process assets will be needed
2 to perform the work.

PAD 2.2 Develop, buy, or reuse process assets.
PAD 2.3 Make processes and assets available.
PAD 3.1 Develop, keep updated, and follow a strategy
3 for building and updating process assets.

PAD 3.2 Develop, record, and keep updated a process
architecture that describes the structure of the
organization’s processes and process assets.
PAD 3.3 Develop, keep updated, and make processes
and assets available for use.
PAD 3.4 Develop, keep updated, and use tailoring
criteria and guidelines for the set of standard
processes and assets.
PAD 3.5 Develop, keep updated, and make the
organization’s process asset library available for
use.
PAD 3.6 Develop, keep updated, and make work
environment standards available for use.
PAD 3.7 Develop, keep updated, and make
organizational measurement and analysis
standards available for use.

MANAGING PERFORMANCE
AND MEASUREMENT
Intent
Manage performance using measurement and analysis to achieve business
objectives.
Value
Maximizes business return on investment by focusing management and
improvement efforts on cost, schedule, and quality performance.

Managing performance helps to:
• E
nsure that benefits and business performance are the leading
factors in driving performance and improvement
• Change the paradigm from “process improvement leads to
performance improvement” to “performance is the primary driver of
process improvement”
• Use the results of measurement and analysis to manage and control
performance at various work and business levels
Performance and measurement management includes:

• Setting objectives for:
- The business
- Measurement and performance
- Quality and process performance
• Allocating and tracing objectives to subordinate levels in the business
and processes
• Defining measurements to improve the understanding of progress
towards achieving the objectives
• Analyzing measurement and performance data to:
- Understand the relationship and interactions between
performance and process
- Define and take actions to address any observed issues with
achieving objectives
- Make the performance results and related benefits clearly
visible to all stakeholders
Measurement and performance objectives are quantitative or qualitative

objectives that do not require the additional rigor of statistical and other
quantitative techniques. Quality and process performance objectives apply

to High Maturity activities using statistical and other quantitative techniques.
These objectives include the use of statistical and other quantitative
techniques on the related data.
Practice Summary
MPM 1.1 Collect measures and record performance.
1 MPM 1.2 Identify and address performance issues.
MPM 2.1 Derive and record measurement and
2 performance objectives from selected business

needs and objectives and keep them updated.
MPM 2.2 Develop, keep updated, and use operational
definitions for measures.
MPM 2.3 Obtain specified measurement data according
to the operational definitions.
MPM 2.4 Analyze performance and measurement data
according to the operational definitions.
MPM 2.5 Store measurement data, measurement
specifications, and analysis results according to
the operational definitions.
MPM 2.6 Take actions to address identified issues
with meeting measurement and performance
objectives.
MPM 3.1 Develop, keep updated, and use organizational
3 measurement and performance objectives

traceable to business objectives.
MPM 3.2 Follow organizational processes and standards
to develop and use operational definitions for
measures and keep them updated.
MPM 3.3 Develop, keep updated, and follow a data
quality process.
MPM 3.4 Develop, keep updated, and use the
organization’s measurement repository.
MPM 3.5 Analyze organizational performance using
measurement and performance data to
determine performance improvement needs.
MPM 3.6 Periodically communicate performance results
to the organization.

MPM 4.1 Use statistical and other quantitative
4 techniques to develop, keep updated,

and communicate quality and process
performance objectives that are traceable to
business objectives.
MPM 4.2 Select measures and analytic techniques to
quantitatively manage performance to achieve
quality and process performance objectives.
techniques to develop and analyze process
performance baselines and keep them
updated.
techniques to develop and analyze process
performance models and keep them updated.
techniques to determine or predict
achievement of quality and process
5 techniques to ensure that business objectives

are aligned with business strategy and
performance.
MPM 5.2 Analyze performance data using statistical and
other quantitative techniques to determine
the organization’s ability to satisfy selected
business objectives and identify potential
areas for performance improvement.
MPM 5.3 Select and implement improvement proposals,
based on the statistical and quantitative
analysis of the expected effect of proposed
improvements on meeting business, quality,
and process performance objectives.

Getting Started
with CMMI V2.0
Explore the many ways practitioners
and organizations can get started with
CMMI V2.0 by visiting:
https://cmmiinstitute.com/cmmi
Adoption and Transition Guidance

Whether you are new to CMMI or an existing user, the Adoption and Transition
Guidance is your roadmap and the first step on your performance improvement
journey. Get started with the Adoption and Transition Guidance today!
CMMI Model
The model provides an integrated approach to building, improving, and
sustaining organizational performance, with built-in domain-specific views for
Development, Services, and Supplier Management..
Purchase a CMMI model license at
https://cmmiinstitute.com/model-viewer
CMMI Training and Certifications

CMMI Training Courses and Certifications are designed to prepare
individuals to successfully understand and adopt the CMMI to achieve
improved performance results.
CMMI Appraisals
CMMI Appraisals help businesses identify the strengths and weaknesses of
existing organizational performance and processes. The results provide a clear
path to adopt model best practices for improving performance.
Connect with a CMMI Institute Partner

CMMI Institute has experienced partners to get you started on your journey to
improve your organizational performance. Contact us for more information at
[email protected], or connect with a CMMI Institute Partner through
our Partner Directory at https://cmmiinstitute.com/partners/directory.
Explore CMMI Resources

Visit the CMMI Institute Resource Center and browse through our collection of
presentations, webinars, articles, case studies, and white papers to answer all
your CMMI questions.
© 2018 CMMI® Institute. All rights reserved.

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CMMI ®

Designed to meet the challenges

TRAINING & • Modular training components

SYSTEMS & TOOLS

CMMI best practices focus on what needs to be done to

CMMI V2.0 is one model with multiple customized views

This summary will provide a helpful overview of the model

The CMMI model is available for purchase at:

Requirements Development & Management

Process Quality Assurance

Planning & Managing Work Planning

Risk & Opportunity Management

Managing Business Resilience Incident Resolution & Prevention

Anticipate and adapt to

Managing the Workforce Organizational Training

Supporting Implementation Decision Analysis & Resolution

Ensure solution integrity

Sustain process efficiency

Improving Performance Process Asset Development

Establish, track, and measure

Process Quality Assurance (Pqa).................................................................. 7

Verification and Validation (Vv)....................................................................... 8

Peer Reviews (Pr)......................................................................................... 9

Technical Solution (Ts)................................................................................. 10

Product Integration (Pi)................................................................................ 11

Service Delivery Management (Sdm)............................................................ 12

Strategic Service Management (Stsm)........................................................ 13

Supplier Source Selection (Sss).................................................................. 14

Supplier Agreement Management (Sam)...................................................... 15

Monitor and Control (Mc) ............................................................................ 19

Risk and Opportunity Management (Rsk).................................................... 20

Incident Resolution and Prevention (Irp)...................................................... 21

Organizational Training (Ot) ........................................................................ 23

Causal Analysis and Resolution (Car)......................................................... 24

Decision Analysis and Resolution (Dar)....................................................... 25

Configuration Management (Cm)................................................................. 26

Implementation Infrastructure (Ii).................................................................. 29

Process Management (Pcm)....................................................................... 30

Process Asset Development (Pad)............................................................... 32

Managing Performance and Measurement (Mpm)........................................ 33

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1 RDM 1.1 Record requirements.

RDM 2.1 Elicit stakeholder needs, expectations, constraints,

2 and interfaces or connections.

RDM 3.1 Develop and keep requirements updated for the

3 solution and its components.

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1 PQA 1.1 Identify and address process and work product

PQA 2.1 Develop, keep updated, and follow a quality

2 assurance approach and plan based on historical

PQA 3.1 Identify and record opportunities for improvement

3 during quality assurance activities.

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1 requirements are implemented and

VV 2.1 Select components and methods for

2 verification and validation.

VV 3.1 Develop, keep updated, and use criteria

3 for verification and validation.

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1 PR 1.1 Perform reviews of work products and

1 RDM 1.1 Record requirements.

RDM 2.1 Elicit stakeholder needs, expectations, constraints,

RDM 3.1 Develop and keep requirements updated for the

1 PQA 1.1 Identify and address process and work product

PQA 2.1 Develop, keep updated, and follow a quality

PQA 3.1 Identify and record opportunities for improvement

VV 2.1 Select components and methods for

VV 3.1 Develop, keep updated, and use criteria

1 PR 1.1 Perform reviews of work products and

PR 2.1 Develop and keep updated procedures

PR 3.1 Analyze results and data from peer

TS 2.1 Design and build a solution to meet

TS 3.1 Develop criteria for design decisions.

3 TS 3.2 Develop alternative solutions for

1 PI 1.1 Assemble solutions and deliver to the customer.

PI 2.1 Develop, keep updated, and follow an

PI 3.1 Review and keep updated interface or

1 SDM 1.1 Use the service system to deliver services.

SDM 3.1 Develop, record, keep updated, and use

1 STSM 1.1 Develop a list of current services.

STSM 2.1 Develop, keep updated, and use

STSM 3.1 Develop, keep updated, and use the set

1 SSS 1.2 Identify potential suppliers and distribute

SSS 2.1 Develop a solicitation package and keep

SSS 3.1 Develop, keep updated, and follow

SAM 2.1 Monitor supplier as specified in the supplier

SAM 3.1 Select technical supplier deliverables for analysis

SAM 4.1 Select measures and apply analytical techniques

1 EST 1.1 Develop high-level estimates to perform the

EST 2.1 Develop, keep updated, and use the scope of

EST 3.1 Develop and keep updated a recorded

PLAN 2.1 Develop and keep updated the approach for

PLAN 3.1 Use the organization’s set of standard

PLAN 4.1 Use statistical and other quantitative techniques

MC 2.1 Track actual results against estimates for

MC 3.1 Manage the project using the project plan