A Voice For Global Citizens. A UN World Citizens Initiative
A Voice For Global Citizens. A UN World Citizens Initiative
A Voice For Global Citizens. A UN World Citizens Initiative
Global Citizens:
a UN World Citizens’ Initiative
A Report of the Campaign for
a UN World Citizens’ Initiative
ISBN 978-3-942282-16-1
Foreword. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Preliminary challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Annex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
Endnotes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
Executive Summary
7
Executive Summary
8
Executive Summary
9
Foreword
The second part of the anniversary’s theme is more tricky. With re-
gards to the UN we need, a debate needs to be held. The world has
changed significantly in the decades since the UN was established.
It is necessary to take stock and examine what changes are re-
quired. From our point of view the UN is an indispensable centre
for global deliberation, collaboration and action. The role of the UN
as conscience keeper and upholder of universal norms and values
remains steadfast. However, the notion of multilateralism needs to
evolve beyond purely intergovernmental engagement.
11
Foreword
12
Foreword
We are convinced that the UN, member states, civil society and
global citizens alike will benefit from the direct connection a
World Citizens’ Initiative will establish, and that its creation will
represent an important step forward for the UN. Clearly, a World
Citizens’ Initiative is a proposal that is complementary to other
ongoing efforts such as the inclusion of major groups and civil
society in the UN’s work or the establishment of a United Nations
Parliamentary Assembly.
13
Abbreviations
15
Introduction
17
Introduction
18
Introduction
19
Introduction
20
Citizen
participation at the
international level
23
Citizen participation at the international level
24
Citizen participation at the international level
25
Preliminary
challenges
27
Preliminary challenges
28
Preliminary challenges
29
The democratic value
of citizens’ initiatives
31
The democratic value of citizens’ initiatives
Inclusion and process are linked because they both focus on the
effectiveness of the participation opportunity that the WCI gives
to citizens. Having an inclusive opportunity for all citizens to en-
gage in institutional decision-making that affects them has long
been an essential criterion for democracy, and this requirement
of inclusion is important in all concepts of democracy, even elitist
ones.44 The WCI needs to increase the number and range of citizen
voices directly heard in UN decision-making to increase UN dem-
ocratic legitimacy. To maximise this, the design of the WCI should
ensure that all citizens are able to use it to place issues on the UN
political agenda in an equal and inclusive manner. In other words,
no citizens should be excluded directly or indirectly from using
the WCI, and all citizens should be treated equally when they try
to organise or support a WCI. This is a significant challenge when
trying to develop democracy on a global scale. Effective partici-
pation also means that the burden and barriers in terms of pro-
32
The democratic value of citizens’ initiatives
33
The democratic value of citizens’ initiatives
control the agenda. In the case of the UN, the WCI would need
to influence the agenda of the General Assembly or the Security
Council. The second aspect, if an instrument such as the WCI is to
strongly influence the UN’s democratic legitimacy, is for participa-
tion through the WCI to have an influence over UN resolutions.
34
The European
Citizens’ Initiative
37
The European Citizens’ Initiative
The ECI regulations and process set the context for discussion of
a WCI. Art 11(4) Treaty of European Union establishes the Euro-
pean Citizens Initiative as an opportunity for citizens to invite the
Commission to make a proposal for a legal act:
38
The European Citizens’ Initiative
Not less than one million citizens who are nationals of a signifi-
cant number of member states may take the initiative of inviting
the European Commission, within the framework of its powers, to
submit any appropriate proposal on matters where citizens con-
sider that a legal act of the Union is required for the purpose of
implementing the Treaties.59
The phrases highlighted above in Art 11(4) establish the treaty ba-
sis for the support thresholds, the ECI’s strength of legal obliga-
tion, and the limits on the subject matter of the ECI.60 These are
the key characteristics that define the scope and type of citizens’
initiative for the ECI.61 A successful ECI needs support from 1 mil-
lion citizens from across the EU, it can invite but not oblige the
Commission to start the legislative process, and an ECI propos-
al can relate to any EU competence where citizens think reform
is needed.62 The WCI design also needs to consider these issues
raised by the text highlighted in Art 11(4) TEU. A decision needs
to be taken about the number of citizens and states that represent
a level of legitimacy that can trigger a response from the UN Gen-
eral Assembly or Security Council; what response is obliged from
these bodies; and what proposals are appropriate for a WCI. Art
11(4) was implemented by Regulation 211/2011, which defined
these characteristics in more detail,63 and established the ECI pro-
cess.64 The report discusses below how this translates to a WCI
process whose proposals would be presented to the UN, and in
light of the criteria described above relating to Inclusion and Pro-
cess, and Impact.
39
Implementing the
World Citizens’
Initiative
The Committee
41
Implementing the World Citizens’ Initiative
42
Implementing the World Citizens’ Initiative
43
Implementing the World Citizens’ Initiative
Initiative Registration
44
Implementing the World Citizens’ Initiative
The eligibility check for the ECI has four criteria: 1 – forming the
committee, 2 – the proposal in the ECI must not be ‘manifestly
outside the framework of the Commission’s powers to propose a
legal act’, 3 – the ECI is not manifestly abusive, frivolous or vexa-
tious, and 4 – is not manifestly contrary to the values of the Union.
This report recommends that the UN establish a similar registra-
tion process that ensures a WCI proposal meets the procedural
requirements, is within the competence of the UN, and fits within
the principles of the UN.
45
Implementing the World Citizens’ Initiative
ward assuming that WCI proposals are welcome on all issues that
are within the competence of the UN General Assembly.
The other criteria for ECI registration have not led to any ECIs be-
ing refused registration and should not raise any issues for a WCI.
The forming of the committee is a simple procedural check. The
experience of the ECI indicates that the question of whether a WCI
proposal is malicious, frivolous or vexatious is likely to only arise
on very rare occasions. The administrative organ of the UN would
need to make a judgment on those occasions. In order to make this
judgment, the organ should be driven, first and foremost, by the
purposes of the UN Charter as stated in Article 1. It is logical that
the registration criteria should mirror the founding purposes of
the organisation that will receive the proposal. Article 1(3) which
emphasises the importance of ‘promoting and encouraging respect
for human rights and for fundamental freedoms for all without
distinction as to race, sex, language, or religion’, will be particular-
ly relevant. The fundamental principles of the Universal Declara-
tion of Human Rights may also be taken into consideration at this
point. Only those proposed initiatives that would manifestly run
contrary to the purposes of the UN would not meet this criteri-
on. For these reasons, the registration of a WCI is unlikely to be a
46
Implementing the World Citizens’ Initiative
47
Implementing the World Citizens’ Initiative
Registration Administration
48
Implementing the World Citizens’ Initiative
49
Implementing the World Citizens’ Initiative
50
Implementing the World Citizens’ Initiative
Support threshold
51
Implementing the World Citizens’ Initiative
52
Implementing the World Citizens’ Initiative
This report recommends that we use the same criteria as for the
composition of the WCI organising committee to ensure geo-
graphical representativeness. We recommend that a WCI be pre-
sented to the UN when it has sufficient support from citizens from
at least the following:
53
Implementing the World Citizens’ Initiative
This is the same as the pattern used for forming the organising
committee. For a state to be quorate and count towards the WCI
threshold, this report recommends that the WCI needs support
from 0.5% of the population of that state. This places a WCI to-
wards the lower end of national initiatives in terms of the per-
centage of support needed for a national citizens’ initiative. The
overall percentage of the world population supporting a WCI will
be much lower than this, and lower than the 0.2% of the total
EU population that the ECI needs. This approach treats all states
equally. The ECI takes a different approach. It uses a sliding scale
that means smaller states need a higher percentage of the popula-
tion to be quorate in support of an ECI proposal than larger mem-
ber states. This scale is based on the allocation of MEPs. The aim
is to balance the influence of population size against influence as a
member state through smaller states getting proportionately more
MEPs than larger states. The ECI sliding scale reduces the tempta-
tion to seek support just from smaller member states. However, we
do not recommend a sliding scale for the WCI because there is no
pre-existing agreement to base the scale on, and more importantly,
the UN works on a ‘one state - one vote’ principle in the General
Assembly. A sliding scale of population support for states to be
quorate for a WCI would run counter to this.
54
Implementing the World Citizens’ Initiative
balance between the value of larger and smaller states to the col-
lection process... This report, therefore, recommends that a WCI
get support from 5 million people before it can be presented to the
UN institutions.
Support Eligibility
55
Implementing the World Citizens’ Initiative
56
Implementing the World Citizens’ Initiative
The ECI just obliges the Commission to explain its decision to act or
not. This has led to something of an expectation gap between ECI
campaigners and the Commission, with campaigners wanting full
implementation of their proposals, and the Commission expecting
a compromise with existing policy positions. The Water Directive
was the first piece of EU legislation influenced by a successful ECI;
the Right to Water ECI.84 The Right to Water Campaigners though
were hoping for further impact from their campaign. The ‘One of
Us’ ECI campaign has gone as far as to ask for judicial review of the
Commission’s response to their ECI, which collected over two mil-
lion signatures.85 Without policy impact, there will be little incen-
tive to use the WCI, but the expectations of campaigners also need
to be managed to avoid disappointment with policy outcomes at
the end of the political process and to avoid challenges to follow-up
decisions. The proposals below try to strike this balance between
political discretion and campaigner expectations.
For all matters other than international peace and security, the
General Assembly is the most appropriate forum to discuss a WCI
proposal. If the underlying rationale is to influence the political
agenda and to encourage states to support a proposal, the General
Assembly would be an ideal forum. The Assembly is ‘essentially a
debating chamber, a forum for the exchange of ideas and the dis-
cussion of a wide-ranging category of problems’.86
There are three options for placing a WCI proposal on the General
Assembly agenda:
57
Implementing the World Citizens’ Initiative
58
Implementing the World Citizens’ Initiative
59
Implementing the World Citizens’ Initiative
60
Implementing the World Citizens’ Initiative
61
Conclusion: World
Citizens’ Initiative:
Time to act
63
Conclusion: World Citizens’ Initiative: Time to act
64
Annex
Campaign statement
67
Annex
We the Peoples
It’s time to give citizens a voice at the UN
The time has come to give a voice to citizens of the world and re-
alize the promise of the Preamble of the UN Charter which begins
with the words, “We the Peoples of the United Nations”.
68
Annex
Add your support to our call and join our campaign! We are stron-
ger together.
69
Endnotes
71
Endnotes
72
Endnotes
73
Endnotes
74
Endnotes
75
Endnotes
76
Endnotes
77
Endnotes
78
Humanity is faced with global challenges that require collective
global responses. The United Nations is the key arena to make this
happen. This report recommends that the UN should strengthen
its democratic legitimacy and its connection to global citizens
by enabling them to put proposals on the UN‘s agenda if they
mobilize sufficient support from across the world. The instrument
to implement this idea is a World Citizens‘ Initiative. This legal
study explores in detail how this could work. The time has come
to realize the promise of the UN Charter which begins with the
words, “We the Peoples of the United Nations”.
www.worldcitizensinitiative.org