OC - UNIT 3notes
OC - UNIT 3notes
6702 – OPTICAL
EC8751 COMMUNICATION
COMMUNICATION AND NETWORKS
UNIT III
FIBER OPTICSOURCES
OPTICAL SOURCES AND
AND COUPLING
DETECTORS
Syllabus:
Direct and indirect Band gap materials-LED structures -Light source materials -
Sources: Intrinsic and extrinsic material-direct and indirect band gaps-LED-LED structures-surface
Quantum efficiency and LED power, Modulation of a LED, lasers Diodes-Modes and
emitting LED-Edge emitting LED-quantum efficiency and LED power-light source
Threshold condition -Rate equations -External Quantum efficiency -Resonant frequencies -
materials-modulation of LED-LASER diodes-modes and threshold conditions-Rate equations-external
Laser Diodes, Temperaturefrequencies-structures
quantum efficiency-resonant effects, Introductionand
to radiation
Quantumpatterns-single
laser, Fiber mode
amplifiers- Power
laser-external
Launching and coupling,
modulation-temperature Lencing
effort. schemes,
Detectors: Fiber
PIN photo -to- Fiber joints,photo
detector-Avalanche Fiber splicing-Signal
diodes-Photo to
detector
Noise ratio sources-SNR-detector
noise-noise , Detector response time.
response time-Avalanche multiplication noise-temperature
effects-comparisons of photo detectors.
LIGHT SOURCE:
The light sources are used to convert electrical into optical signal i.e Light Wave.
There are many light sources but LED -Light Emitting Diode and Laser Diode are
mostly used as light sources in optical communication.
LED
Laser Diode
Examples – Si Ge
If the minimum conduction band energy level occur at momentum vector (k1) and
maximum energy level of valence band occur at momentum (k2), then the electron
transition will not take place directly from conduction band to valence band.
Then Phonon (crystal lattice vibration) is needed to conserve the momentum and
electron – hole recombination takes place indirectly.
In such indirect band gap material the recombination charge carrier life time is large
but has less quantum efficiency.
It is used to fabricate regulator switches , rectifier diodes and transistors for
amplifiers.
Examples- GaAlAs&InGaAsP
The electrons and holes have same momentum vector value. So, electron – hole
recombination takes place directly.
The quantum efficiency is high but recombination charge carrier life is low.
The light sources are fabricated only using direct band gap materials. The direct band
gap materials are formed from III-IV group elements. Ga, Al, In are III group elements and
Al, As, P, Sb are V group elements. By combining III and IV group elements, we can
fabricate direct band gap materials.
For example, 800-900nm operation, the principal material used is the ternary alloy
Ga1-X AlX As. The ratio x of aluminum arsenide to gallium arsenic determines the band gap
of the alloy and wavelength of the peak radiation.
The energy gap in electron volts for values of x between zero and 0.37 (the direct
band gap region) can be found from the empirical equation.
For longer wavelength 1.0 and 1.7 m , the quaternary alloy In1-x Gax Asy P1-y is one
of primary material. By varying mole fraction x and y, the energy band gap and wavelength
can be varied. So, the choice of material decides the range of operating wavelength. But mole
fraction x and y decides the peak wavelength.
E g 1.35 0.72 y 0.12 y 2 eV
The fundamental quantum-mechanical relationship between energy E and frequency
hc
V is E hV
EXAMPLE 1
SOLUTION
x 0.08
E g 1.53eV
hc
E g eV
3 10 8 m / s 6.625 10 34 J / s
1.53 1.602 10 19 J
0.81m
EXAMPLE 2
Consider the alloy In0.74Ga0.26As0.57P0.43 (i.e x=0.26 and y=0.57). Find the emission
wavelength.
SOLUTION
E g 0.97eV
3 10 8 m / s 6.625 10 34 J / s
0.97 1.602 10 19 J
1.27 m
LED STRUCTURE :
If a junction is formed between two alloys with same energy bandgap it is called
homojunction.
If a junction is formed between two alloys with different energy bandgap then it is
known as heterojunction. LED uses double hetero structure (DH).
Advantage of DH is to have high quantum efficiency and large brightness (high
radiance)
To achieve carrier confinement , the energy band gap of active layer is maintained
to be less than that of the confinement layer.
To achieve optical confinement , the refractive index of active layer is greater than
that of confinement layer.
By achieving dual confinement ( optical& carrier)), the two advantages are:
High radiance (brightness)
High quantum efficiency
Light emitting diode uses double hetero structure (DH) layers, the central layer is
made of n-type ternary Ga 1-yAl yAs alloy.
It is also called active layer which is around typically 0.3µm thickness.
There are two adjacent layers, one side n-type ternary Ga 1-x Al x As alloy which
contains excess electrons and other side p-type ternary Ga 1-x Al x As alloy which
contains excess holes.
(b)
1 2 3 4 5
Wave gui de re gi on
The isotropic pattern from SLED is called lambertian pattern since when viewed from
any direction ,SLED is equally bright but power diminishes as cos ,where is the
angle between the viewing direction and the normal to the surface of SLED.
EDGE EMITTERS:
Edge Emitting LED (ELED) consists of active layer (which is the source the
incoherent light) and two guiding layers.
The refractive index of guiding layer is less than that of active layer to form a wave
guide channel to direct the optical radiation towards the optical fiber core .
Length of active region ranges from 100 to 150 µm. The emission pattern of ELED is
more directional .
Here, the output beam is lambertian in the plane of the PN junction = and
highly directional to the PN junction( = ).
If photon energy is released, when electron- hole recombination takes place it is called
radiative recombination.
The number of radiative recombination process per second is called radiative
recombination rate
If the photon energy is not released or radiated during electron hole recombination,it
is called as non radiative recombination process.
The number of non radiative recombination process per second is called as non-
radiative recombination rate.
Internal quantum efficiency is defined as ratio of radiative recombination rate to the
total recombination rate.
The total recombination rate is the sum of radiative recombination rate and non
radiative recombination rate given by
I
Rr Rnr
e
where e is the electron charge and I is the current injected into LED.
Thus we get,
Pint Rr (h )
All internally generated photons does not exit the device. To find the emitted power,
consider ext which is defined as the ratio of photons emitted from LED to the number
of internally generated photons.
MODULATION OF LED:
P(v)=P0[1+(v )2]-1/2
The parasitic capacitance can cause a delay of the carrier injection into the
recombination region.
(Or)
The optical bandwidth is the ratio of the optical output power to the optical input
power.It can be expressed in decibel as
Ratiooptical = 10 log10
Ratiooptical= 10 log10
Hence the optical 3 dB point occurs when the ratio of the current equal to ½ and
.
The two mirrors are used to reflect light rays generated in the active region back and
forth to increase optical gain (or) light gain (or) light intensity. This is called optical
feedback.
When a photon energy greater than or equal to energy band gap, the photon is
absorbed in the active layer depending on the lifetime of photon. This process is called
photon absorption.
SPONTANEOUS EMISSION
When electron transition takes place from higher energy level to lower energy level, electron-
hole recombination takes place. The energy difference E2 – E1 is dissipated in the form of
photon energy h . The released photons in the active layer are radiated in different direction
in the active layer. This is called incoherent radiation.
STIMULATED EMISSION
To bring it back to equilibrium state, the electrons from higher energy level moves to
lower energy level emitting photon which is called as stimulated photon. Both stimulating
photon and stimulated photon are in the same direction. Again these two photons interact
with electrons to produce four photons and so on. These photons are coherent. Thus the
photons get multiplied within the active region, and bundle of photons are produced. The
Injection laser diode uses double hetero structure (DH) layers, the central layer is
made of n-type ternary Ga 1-y Al y As alloy.
The central layer is also called active layer which is around typically 0.3µm
thickness.
There are two adjacent layers, one side n-type ternary Ga 1-x Al x As alloy which
contains excess electrons and other side p-type ternary Ga 1-x Al x As alloy which
contains excess holes.
When this structure is forward biased, excess holes and excess electrons from
adjacent layers get injected into active layer in which electron-hole recombination
takes place and a photon of energy h is released. Thus the active layer is called
recombination region.
The energy band gap of active layer is maintained to be less than that of adjacent
layers since the injected carries are confined in the active layers and electron-hole
recombination takes place only in the active layer. This is called carrier
confinement.
Since the refractive index of active layer (n1) is greater than that of adjacent layers
(n2), the light (photons are confined only in the active layer).
This light (photons) never enter into adjacent layers (like core-cladding layers). This
is called optical confinement.
By achieving dual confinement (optical& carrier), the two advantages are:
1. High radiance (brightness)
2. High quantum efficiency
i) Longitudinal modes are related to length ‘L’ of the cavity. It determines the structure
of frequency of the emitted optical radiation.
ii) Lateral modes are related to width of the cavity. It determines the shape of lateral
profile of laser beam.
iii) Transverse modes are related to thickness of the cavity. It determines laser
characteristics such as the radiation pattern and the threshold current density.
Two flat mirrors, one fully reflecting and other partially reflecting are placed inside
Fabry-Perot resonator cavity to increase the optical gain. As the light reflects back and
forth within the Fabry-Perot cavity, it takes successive round trips.
The distance of separation between two plates is ‘L’ and therefore one successive
round trip Z = 2L
LASING CONDITION:
Lasing is the condition at which Light Amplification becomes possible. For that
population inversion should occur,i.e
No.of electrons in conduction band >No.of electrons in valence band
As distance ‘z’ increases, radiation intensity I(z) decreases exponentially as shown in the
above graph.
I(z)=I(0)
Where,
Where,
1. I(2L) = I(0)
2.
When optical gain (g) overcomes total absorption loss, it is called threshold gain gth.
When g >gth, laser beam will comes out from the laser cavity structure. This is the
condition for lasing.
Hence
When drive current is greater than threshold current , only stimulated emission
takes place in laser diode.
Relationship between optical output power and laser diode drive current is
Substituting we get,
c
.
v 2nL
.
2nL
2
Wavelength spacing
2nL
The relationship between optical output power and the diode drive current can be
determined by examining the rate equations that govern the interaction of photons and
electrons in the active region.
Laser rate equations give the transient response and steady state response of a laser
diode using laser rate equations steady state photon density can be calculated.
Photon rate equation is given by
---------------(1)
n-electron density
p-photon density
C-describes the coefficient which represents photon absorption nd electron interaction.
Eqn (1) is called as photon rate equation.It says that photon density in the active layer is
increasing due to stimulated emission and spontaneous emission. Photon density is
decreasing due to photon absorbtion in the active layer.
dn J n
Cnp ---------------(2)
dt qd sp
Where,
q-electron charge
The electron rate equation shows that the rate of change of electron density in active
layer depends on injection current, spontaneous emission and stimulated emission.
= 1/C ------------------------(3)
From eqn(2)
[Cnp=0]
----------------(4)
To calculate steady state photon density , substitute in eqn (1) and (2)
Replace p = and n =
-----------------------(5)
From eqn(2)
------------------------------(6)
+ (J- )
ph
Ps ph Rsp ( J J th ) --------------------------(7)
qd
DISADVANTAGES:
1. High cost.
2. ILD's are more temperature dependent than LED's.
3. As ILD's operates at high power, they typically have smaller life time.
(b)
Fig 3.15
The structure for an aluminum gallium arsenide oxide isolated stripe DH laser was
shown in Fig. (3.15).
It has an active region of gallium arsenide bounded on both sides by aluminum
gallium arsenide regions.
This technique has been widely applied, especially for multimode laser structures
used in the shorter wavelength region.
The current is confined by etching a narrow stripe in a silicon dioxide film.
Two other basic techniques for the fabrication of gain-guided laser structure are
illustrated in Fig. (3.15) (a) and (b) which show the proton-isolated stripe and the p-n
junction isolated stripe structures respectively.
In (3.15) the resistive region formed by the proton bombardment gives better current
confinement than the simple oxide stripe and has superior thermal properties due to
the absence of the silicon dioxide layer: p-n junction isolation involves a selective
diffusion through the n type surface region in order to reach the p type layers, as
illustrated in Fig. (3.15) (b).
The optical output power against current characteristics for the ideal semiconductor
laser was illustrated in Fig. (3.8).
However, with certain practical laser diodes the characteristic is not linear in the
simulated emission region, but exhibits kinks.
This phenomenon is particularly prevalent with gain-guided injection laser devices.
These kinks may be classified into two broad categories.
The first type of kink results from changes in the dominant lateral mode of the laser as
the current is changed.
The output characteristic for laser A in Fig (3.8) illustrates this type of kink where
lasing from the device changes from the fundamental lateral mode to a higher order
lateral mode (second order) in a current region corresponding to a change in slope.
The second type of kink involves a 'spike', as observed for laser B of Fig. (3.8) (a).
These spikes have been shown to be associated with filamentary behavior within the
active region of the device.
The filaments result from defects within the crystal structure.
Both these mechanisms affect the near and far-field intensity distributions (patterns)
obtained from the laser.
A typical near-field intensity distribution corresponding to a single optical output
power level in the plane the junction shown in Fig. (3.8) (b).
(a)
(b) (c)
Figure 3.17
(a)
(b)
Fig 3.18
TEMPERATURE EFFECTS:
The external differential quantum efficiency ŋext is defined as the number of photons
emitted per radiative electron-hole pair recombination above threshold. Under the assumption
that above threshold the gain coefficient remains fixed at gth, ŋext is given by
= ( -ά)/
where
where
The light emerging from the rear facet of the laser is monitored by a pin photodiode,
the input signal pattern is compared with the optical level of the laser diode.
This effectively prevents the feedback circuit from erroneously raising the bias
current level during long sequences of digital zeros or during a period in which there
is no input signal on the channel
In the circuit the dc reference through resistor R1 sets the bias current at the proper
operating point during long sequences of zeros.
When this bias current is added to the laser drive current, the desired peak output
power from the laser is obtained.
The resistor R2 balances the signal reference current against the pin photo current for
a 50 percent duty ratio at 25 degree Celsius.
Shot noise (or) quantum noise:When no. of photons falling on the surface of photodiode
fluctuates with time, then flow of electrons will fluctuate across the junction.because of this
shot noise arises.
2eI P B. for.PIN
I S orI Q
2
2eI p M F ( M ).Bfor . APD
IP - Primary photo current
B - BW of receiver
F (M) = Excess noise factor
F (M = M x, 0 < x < 1
M - Multiplication factor or Internal gain
Dark current: Even though when no light falls on the surface of photodiode, a small amount
of current will flow across the junction due to thermally generated flow of electrons and/or
holes. The dark current is classified as follows:
(ii) Bulk dark current: Due to thermally generated flow of electrons and/or hole across
junction of photodiode.
PIN photodiode
PIN photo diode consists of three regions. They are P+ region, intrinsic
region and N+ region. The P and N regions are heavily doped region
contains more majority charge carriers whereas intrinsic region has high
resistivity and no free charge carriers.
Operation
The width of the depletion layer may be increased artificially, by adding
an intermediate intrinsic region. As the intrinsic region has high
resistance, a small reverse bias is good enough to increase the width of
the depletion region so that it extends into the n-layer. A further
advantage of a p-i-n diode is that the charge separation in the active
region is larger which leads to smaller junction capacitance.
Avalanche diode
A major disadvantage of a p-i-n diode is that each photon generates only
one pair of electron and hole and there is no internal gain. Amplifying the
output current after the detector stage introduces significant noise. One
of the ways to deal with this problem is to design a detector with an
internal gain (the other is to amplify the optical signal itself).
Operation
Light enters the un-doped region of the avalanche photodiode and
causes the generation of hole-electron pairs. Under the action of the
electric field the electrons migrate towards the avalanche region. Here
the electric field causes their velocity to increase to the extent that
collisions with the crystal lattice create further hole electron pairs. In turn
these electrons may collide with the crystal lattice to create even more
hole electron pairs. In this way a single electron created by light in the
un-doped region may result in many more being created.
The avalanche photodiode has a number of differences when compared
to the ordinary PIN diode. The avalanche process means that a single
electron produced by light in the un-doped region is multiplied several
times by the avalanche process. As a result the avalanche photo diode
is far more sensitive. However it is found that it is not nearly as linear,
and additionally the avalanche process means that the resultant signal is
far noisier than one from a p-i-n diode.
As the lasing threshold changes because of aging or temperature variations ,the bias
current IB is automatically adjusted to maintain a balance between the data reference
and the pin photocurrent.
Another standard method of stablizing the optical output of a laser diode is using a
miniature thermo electric cooler. this device maintains the laser at a constant
temperature.
Shot noise (or) quantum noise:When no. of photons falling on the surface of photodiode
fluctuates with time, then flow of electrons will fluctuate across the junction.because of this
shot noise arises.
2eI P B. for.PIN
I S orI Q
2
2eI p M F ( M ).Bfor . APD
IP - Primary photo current
B - BW of receiver
F (M) = Excess noise factor
F (M = M x, 0 < x < 1
M - Multiplication factor or Internal gain
Dark current: Even though when no light falls on the surface of photodiode, a small amount
of current will flow across the junction due to thermally generated flow of electrons and/or
holes. The dark current is classified as follows:
(ii) Bulk dark current: Due to thermally generated flow of electrons and/or hole across
junction of photodiode.
(iii)Thermal noise: When current is flowing through load resistor, heat is dissipated. This
produces a noise which is called as thermal noise or Johnson noise.
4 K BTB
IT . for.both.PIN .and . APD
RL
Where KB - Boltzmann constant
T - Temp in Kelvin
RL - Load resistance.
m2 2
iP IP
2 where m – modulation index
Ip – Primary photocurrent.
2
I P RL
SNR
i S
2 2 2
i DS i DB iT RL
2
2
IP M 2
SNR. for.PIN
2eI P I D B 2eI L B 4 K B TB / RL
2
IP M 2
SNR. for. APD
2eI P I D M 2 F ( M ) B 2eI L B 4 K B TB / RL
NOISE FIGURE :Ratio of input SNR to the output SNR of the amplifier .
SNR I
Fn.or .NF .
SNR o
• Related to the amount of time required for the electrons generated to flow out of the
detector active area.
Transit Time
RC Time Constant
The length of 10 nm to 30 nm optical fiber core is doped with a rare earth element
Erbium(Eb).
Part – A
1. What are the advantages of LED? (May 2012) (R)
2. Give an example each for direct band gap and indirect band gap materials.(May 2012)
(U)
3. Define quantum efficiency of LED. (Nov-Dec 2014,May 2012 ,April 2010) (R)
4. Why silicon is not used to fabricate LED or laser diode? (Nov 2011) (U)
5. What are the advantages of double hetero structure optical sources? (April 2011) (R)
6. What is lasing condition?What are the mechanisms behind lasing action. ( Nov-Dec
2016) (R)
7. Compare and contrast between surface and edge emitting LEDs. (Nov 2012)(AZ)
8. Define responsivity of photodiode. (Nov-Dec 2013, April 2010) (R)
9. Define quantum efficiency of a photo detector and write the expression (Nov-Dec
2013, Nov-Dec 2011) (R)
10. Why are semiconductor based photo detectors preferred to other types of photo
detectors? (April-May 2011) (U)
11. What is the significance of intrinsic layer in PIN diode? (Nov-Dec 2012) (R)
12. What is known as detector response time? (May 2012)(R)
13. Define power- bandwidth product. (Apr-May 2015) (R)
14. Contrast the advantages of PIN diode with APD diode. (Apr-May 2015) (U)
15. What is meant by Mechanical splicing? (May-June 2013) (R)
16. Calculate the Band gap energy for an LED to emit (May-June 2013) (A)
17. Define external quantum efficiency.(Nov-Dec 2016) (R)
18. Write two difference between a Laser diode and a LED. (Nov-Dec 2013) (U)
19. What is dark current? (Nov-Dec 2012) (R)
20. Write the laser diode rate equations. (Nov-Dec 2017) (U)
21. Give some possible lensing schemes to improve optical source to fiber coupling
efficiency. (Nov-Dec 2012) (R)
22. Illustrate the factors that determine the response time of the photodiode. (Apr-May
2018) (U)
23. An LED has radiative and non-radiative recombination times of 30 ns and 100 ns
respectively. Determine the internal quantum efficiency. (Apr-May 2018) (U)
Part – B
1. What is fiber splicing? Discuss about fusion splicing and mechanical splicing. (Nov-Dec
2016, Apr-May 2018) (U)
2. Explain the working principle of laser diode and derive its rate equation. (Nov-Dec 2016)
(U)
3. With neat sketch, explain the working of a light emitting diode. (Apr-May 2015, Nov-Dec
2013) (U)
4. Derive an expression for the quantum efficiency of a double hetro-structure LED. (Apr-
May 2015, Nov-Dec 2013) (AZ)