Forest Trees
Forest Trees
ERNESTO AQUINO, Petitioner,
vs.
PEOPLE OF THE PHILIPPINES, Respondent.
DECISION
CARPIO, J.:
The Case
Before the Court is a petition for review 1 assailing the 5 June 1997 Decision2 and 24
September 2004 Resolution3 of the Court of Appeals in CA-G.R. CR No. 17534.
On behalf of Teachers’ Camp, Sergio Guzman filed with the Department of Environment
and Natural Resources (DENR) an application to cut down 14 dead Benguet pine trees
within the Teachers’ Camp in Baguio City. The trees, which had a total volume of 13.37
cubic meters, were to be used for the repairs of Teachers’ Camp.
On 19 May 1993, before the issuance of the permit, a team composed of members from
the Community Environment and Natural Resources Office (CENRO) and Michael
Cuteng (Cuteng), a forest ranger of the Forest Section of the Office of the City Architect
and Parks Superintendent of Baguio City, conducted an inspection of the trees to be cut.
2. That the cut timber shall be utilized as lumber and fuel-wood by the permittee;
3. As replacement, the permittee shall plant one hundred forty (140) pine seedlings in an
appropriate place within the area. In the absence of plantable area in the property, the
same is required to plant within forest area duly designated by CENRO concerned which
shall be properly maintained and protected to ensure/enhance growth and development
of the planted seedlings;
4. Violation of any of the conditions set hereof is punishable under Section 68 of PD 705
as amended by E.O. No. 277, Series of 1987; and
5. That non-compliance with any of the above conditions or violations of forestry laws and
regulations shall render this permit null and void without prejudice to the imposition of
penalties in accordance with existing laws and regulations.
This PERMIT is non-transferable and shall expire ten (10) days from issuance hereof or
as soon as the herein authorized volume is exhausted whichever comes first.4
On 23 July 1993, Forest Rangers Ramil Windo, Moises Sobrepeña, Daniel Salamo,
Pablo Guinawan, Antonio Abellera, and Forester Paul Apilis received information that
pine trees were being cut at Teachers’ Camp without proper authority. They proceeded to
the site where they found Ernesto Aquino (petitioner), a forest ranger from CENRO, and
Cuteng supervising the cutting of the trees. They also found sawyers Benedicto Santiago
(Santiago) and Mike Masing (Masing) on the site, together with Clemente Salinas
(Salinas) and Andrew Nacatab (Nacatab), who were also supervising the cutting of the
trees. The forest rangers found 23 tree stumps, out of which only 12 were covered by the
permit. The volume of the trees cut with permit was 13.58 cubic meters while the volume
of the trees cut without permit was 16.55 cubic meters. The market value of the trees cut
without permit was ₱182,447.20, and the forest charges were ₱11,833.25.
An Information for violation of Section 68 of Presidential Decree No. 705 5 (PD 705) was
filed against petitioner, Cuteng, Nacatab, Masing, and Santiago, as follows:
That on or about the 23rd day of July, 1993, and subsequent thereto, in the City of
Baguio, Philippines, and within the jurisdiction of this Honorable Court, the above-named
accused, conspiring, confederating and mutually aiding one another, and without any
authority, license or permit, did then and there willfully, unlawfully and feloniously cut nine
(9) pine trees with a total volume and market price as ₱182,447.20 (Volume 16.55
M3 424 bd. ft./M3 and unit price – ₱26.00 bd. ft.) and with a total forest charge of
₱11,833.25 or having a total sum of ₱194,280.45 at Teachers Camp, Baguio City,
without the legal documents as required under existing forest laws and regulations,
particularly the Department of Environment and Natural Resources Circular No. 05,
Series of 1989, in violation of the aforecited law.6
lawphil
Masing alleged that he was not aware of the limitations on the permit as he was not given
a copy of the permit. Masing stated that he cut 10 pine trees under the supervision of
petitioner who claimed to be in possession of the necessary permit. He stated that three
of the trees were stumps about four or five feet high and were not fit for lumber. He
stated that while he was cutting trees, petitioner and Salinas were present.
Santiago testified that he cut trees under petitioner’s supervision. He stated that
petitioner was in possession of the permit. He stated that he cut 10 trees, six of which
were cut into lumber while two were stumps and two were rotten.
Salinas testified that Masing and Santiago were merely hired as sawyers and they merely
followed petitioner’s instructions.
Cuteng testified that he was part of the team that inspected the trees to be cut before the
permit was issued. He stated that the trees cut by Santiago were covered by the permit.
Nacatab testified that he only went to Teachers’ Camp on 13 July 1993 and he saw
Santiago and Masing cutting down the trees in petitioner’s presence.
Petitioner alleged that he was sent to supervise the cutting of trees at Teachers’ Camp.
He allegedly informed his superior, Paul Apilis, that he was not aware of the trees
covered by the permit. However, he still supervised the cutting of trees without procuring
a copy of the vicinity map used in the inspection of the trees to be cut. He claimed that he
could not prevent the overcutting of trees because he was just alone while Cuteng and
Santiago were accompanied by three other men.
In its 26 May 1994 Decision, 7 the Regional Trial Court of Baguio City, Branch 5 (trial
court), ruled as follows:
WHEREFORE, the Court finds and declares the accused ERNESTO AQUINO y
ESTIPULAR, MICHAEL CUTENG y LESCAO and BENEDICTO SANTIAGO y DOCLES
guilty beyond reasonable doubt of the crime charged and hereby sentences EACH of
them to suffer an indeterminate penalty of SIX (6) YEARS of prision correccional, as
minimum, to TWENTY (20) YEARS of reclusion temporal, as maximum; to indemnify,
jointly and severally, the Government in the amounts of ₱182,477.20 and ₱11,833.25,
representing the market value of and forest charges on the Benguet pine trees cut
without permit; and to pay their proportionate shares in the costs.
The chainsaw confiscated from the accused Santiago is hereby declared forfeited in
favor of the Government.
On the other hand, the accused ANDREW NACATAB y DODOY and MIKE MASING y
GANAS are acquitted on reasonable doubt, with costs de oficio, and the cash bonds they
deposited for their provisional liberty in the amount of ₱7,500.00 each under O.R. Nos.
139605 and 139646, dated February 4, 1996 and February 23, 1994, respectively, are
ordered released to them upon proper receipt therefor.
SO ORDERED.8
The trial court ruled that the trees cut exceeded the allowed number of the trees
authorized to be cut. The trial court further ruled that the cutting of trees went beyond the
period stated in the permit.
Petitioner, Cuteng and Santiago appealed from the trial court’s Decision.
In its 5 June 1997 Decision, the Court of Appeals modified the trial court’s Decision as
follows:
SO ORDERED.9
The Court of Appeals ruled that as a forest guard or ranger of the CENRO, DENR,
petitioner had the duty to supervise the cutting of trees and to ensure that the sawyers
complied with the terms of the permit which only he possessed. The Court of Appeals
ruled that while it was Teachers’ Camp which hired the sawyers, petitioner had control
over their acts. The Court of Appeals rejected petitioner’s claim that he was restrained
from taking a bolder action by his fear of Santiago because petitioner could have
informed his superiors but he did not do so. The Court of Appeals further rejected
petitioner’s contention that the law contemplated cutting of trees without permit, while in
this case there was a permit for cutting down the trees. The Court of Appeals ruled that
the trees which were cut by the sawyers were not covered by the permit.
The Court of Appeals ruled that conspiracy was not sufficiently proven. As such, the
Court of Appeals found that the prosecution failed to prove Cuteng’s guilt beyond
reasonable doubt. The Court of Appeals likewise acquitted Santiago because he was
only following orders as to which trees to cut and he did not have a copy of the permit.
Petitioner filed a motion for reconsideration. In its 24 September 2004 Resolution, the
Court of Appeals denied the motion for lack of merit.
The only issue in this case is whether petitioner is guilty beyond reasonable doubt of
violation of Section 68 of PD 705.
The Solicitor General alleges that the petition should be denied because petitioner only
raises questions of facts and not questions of law. We do not agree.
A question of law arises when there is doubt as to what the law is on a certain state of
facts, while there is a question of fact when the doubt arises as to the truth or falsity of
the alleged facts.10 For questions to be one of law, the same must not involve an
examination of the probative value of the evidence presented by the litigants. 11 The
resolution of the issue must rest solely on what the law provides on the given set of
circumstances.12
Section 68. Cutting, Gathering and/or Collecting Timber or Other Forest Products Without
License.-Any person who shall cut, gather, collect, remove timber or other forest products
from any forest land, or timber from alienable or disposable public land, or from private
land, without any authority, or possess timber or other forest products without the legal
documents as required under existing forest laws and regulations, shall be punished with
the penalties imposed under Articles 309 and 310 of the Revised Penal Code: Provided,
that in the case of partnerships, associations, or corporations, the officers who ordered
the cutting, gathering, collection or possession shall be liable, and if such officers are
aliens, they shall, in addition to the penalty, be deported without further proceedings on
the part of the Commission on Immigration and Deportation.
There are two distinct and separate offenses punished under Section 68 of PD 705, to
wit:
(1) Cutting, gathering, collecting and removing timber or other forest products from any forest
land, or timber from alienable or disposable public land, or from private land without any
authority; and
Possession of timber or other forest products without the legal documents required under
(2)
existing forest laws and regulations.13
The provision clearly punishes anyone who shall cut, gather, collect or remove timber
or other forest products from any forest land, or timber from alienable or disposable
public land, or from private land, without any authority. In this case, petitioner was
charged by CENRO to supervise the implementation of the permit. He was not the one
who cut, gathered, collected or removed the pine trees within the contemplation of
Section 68 of PD 705. He was not in possession of the cut trees because the lumber was
used by Teachers’ Camp for repairs. Petitioner could not likewise be convicted of
conspiracy to commit the offense because all his co-accused were acquitted of the
charges against them.
Petitioner may have been remiss in his duties when he failed to restrain the sawyers from
cutting trees more than what was covered by the permit. As the Court of Appeals ruled,
petitioner could have informed his superiors if he was really intimidated by Santiago. If at
all, this could only make petitioner administratively liable for his acts. It is not enough to
convict him under Section 68 of PD 705.
Neither could petitioner be liable under the last paragraph of Section 68 of PD 705 as he
is not an officer of a partnership, association, or corporation who ordered the cutting,
gathering, or collection, or is in possession of the pine trees.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice
Chairperson
TERESITA J. LEONARDO-DE
RENATO C. CORONA
CASTRO
Associate Justice
Associate Justice
LUCAS P. BERSAMIN
Associate Justice
CERTIFICATION
Pursuant to Section 13, Article VIII of the Constitution, I certify that the conclusions in the
above Decision had been reached in consultation before the case was assigned to the
writer of the opinion of the Court’s Division.
REYNATO S. PUNO
Chief Justice
Footnotes
1
Under Rule 45 of the 1997 Rules of Civil Procedure.
2
Rollo, pp. 16-31. Penned by Associate Justice Eubulo G. Verzola with Associate
Justices Minerva P. Gonzaga-Reyes and Hilarion L. Aquino, concurring.
3
Id. at 33-35. Penned by Associate Justice Eubulo G. Verzola with Associate Justices
Jose L. Sabio, Jr. and Monina Arevalo-Zenarosa, concurring.
4
Records, p. 190.
5
Revised Forestry Code.
6
Rollo, p. 20.
7
CA rollo, pp. 11-18. Penned by Judge Salvador J. Valdez, Jr.
8
Id. at 17-18.
9
Rollo, pp. 30-31.
10
Republic v. Heirs of Fabio, G.R. No. 159589, 23 December 2008.
11
Id.
12
Id.
13
Revaldo v. People, G.R. No. 170589, 16 April 2009.
EN BANC
[ G.R. No. 224469, January 05, 2021 ]
DIOSDADO SAMA Y HINUPAS AND BANDY MASANGLAY Y ACEVEDA,
PETITIONERS, VS. PEOPLE OF THE PHILIPPINES, RESPONDENT.
DECISION
LAZARO-JAVIER, J.:
The Case
This Petition for Review on Certiorari[1] assails the following dispositions of the Court of Appeals in CA-
G.R. CR No. 33906:
a) Decision[2] dated May 29, 2015 affirming the conviction of petitioners Diosdado Sama y Hinupas and
Bandy Masanglay y Aceveda and their co-accused Demetrio Masanglay y Aceveda for violation of
Section 77 of Presidential Decree 705 (PD 705) or the Revised Forestry Code of the Philippines: and
By Information[4] dated May 27, 2005, petitioners and Demetrio were charged, as follows:[5]
INFORMATION
Contrary to law.
The case was raffled to the Regional Trial Court (RTC)- Branch 39, Calapan City, Oriental Mindoro.[6]
On arraignment, all three (3) accused pleaded not guilty.[7] Thereafter, they filed a Motion to Quash
Information[8] dated July 31, 2007, alleging among others, that they are members of the Iraya-Mangyan
tribe, and as such, are governed by Republic Act No. 8371 (RA 8371), The Indigenous Peoples Rights
Act of 1997 (IPRA). By Order[9] dated August 23, 2007, the motion was denied for being a mere scrap of
paper. Trial followed.
PO3 Villamor D. Ranee (PO3 Ranee) testified that on March 15, 2005, his team comprised of police
officers and representatives of the Department of Environment and Natural Resources (DENR)
surveilled Barangay Calangatan, San Teodoro, Oriental Mindoro to address illegal logging operations in
the area.[10]
While patrolling the mountainous area of Barangay Calangatan, they heard the sound of a chainsaw
and saw a tree slowly falling down. They immediately crossed the river and traced the source of the
sound. In the area where the sound was coming from, they caught the accused in the act of cutting a
dita tree. They also saw a bolo stuck to the tree that had been cut.[11]
The team inquired from the accused if they had a license to cut down the tree. The latter replied they
had none. After informing the accused of their violation, the team invited them to the police station for
further investigation. The team left the illegally cut tree in the area because it was too heavy. Pictures of
the accused and the cut down tree were also taken.[12]
The prosecution offered in evidence the Joint Affidavit of the apprehending officers, Apprehension
Receipt dated March 5, 2005, and pictures.[13]
Barangay Captain Rolando Aceveda (Barangay Captain Aceveda) of Baras, Baco, Oriental Mindoro
testified that on March 15, 2005, he was resting at home when he noticed several police officers and
DENR employees passing by. He inquired where they were headed. They told him they were on their
way to Barangay Laylay in San Teodoro for surveillance on illegal loggers.
After two (2) or three (3) hours, the team returned. They had arrested and brought with them the
accused who are members of the Iraya-Mangyan indigenous peoples (IPs). The police officers told
him they caught the accused cutting down a dita tree. He then asked the accused if the allegations
against them were true. They told him they cut the tree for the construction of the Iraya-Mangyan
IPs' community toilet. He was aware of this construction and confirmed that the dita tree was
planted within the ancestral domain of the Iraya-Mangyan IPs.[14]
By Decision[16] dated August 24, 2010, the trial court convicted the accused, as charged, thus:
ACCORDINGLY, this Court finds accused DIOSDADO SAMA y
HINUPAS, DEMETRIO MASANGLAY y ACEVEDA, and BANDY
MASANGLAY y ACEVEDA GUILTY beyond reasonable doubt as
(principals) of the crime charged in the aforequoted
Information and in default of any modifying circumstance
attendant, the Court hereby sentences said accused to an
indeterminate penalty ranging from four (4) months and
one (1) day of arresto mayor, as minimum, to three (3)
years, four (4) months and twenty-one (21) days of
prision correccional, as maximum, and to pay the costs.
SO ORDERED.[17]
The trial court ruled that a dita tree with an aggregate volume of 500 board feet can be classified as
"timber" within the purview of Section 68, now Section 77[18] of PD 705, as amended. Thus, cutting
the dita tree without a corresponding permit from the DENR or any competent authority violated the law.
The trial court further held that a violation of Section 77 of PD 705 constituted malum prohibitum, and for
this reason, the commission of the prohibited act is a crime in itself and criminal intent does not have to
be established. The trial court dismissed the defense of the accused that they had an IP right to
log the dita tree which they intended to use for the construction of a communal toilet for the
Iraya-Mangyan IPs.
The trial court also faulted petitioners for not testifying and opting, instead, to present as their lone
witness, Barangay Captain Aceveda, who allegedly had no personal and first-hand knowledge of the
events which transpired before, during, and after the prohibited act.
Under Order[19] dated October 13, 2010, the trial court denied the accused's motion for reconsideration.
[20]
Only petitioners Diosdado Sama y Hinupas, Bandy Masanglay y Aceveda appealed from the trial
court's ruling.
Petitioners asserted anew their IP right to harvest the dita tree logs as part and parcel of the Iraya-
Mangyan IPs' rights to cultural integrity and ancestral domain and lands. In particular, they claimed that:
(1) pursuant to their cultural practices, they followed the order of their indigenous community
leaders to log the dita tree to be used for the construction of their communal toilet; and (2) the land
where the dita tree was planted was part of their ancestral domain and lands under RA 8371 or
the Indigenous People's Rights Act of 1997 (IPRA), and thus, the Iraya-Mangyan IPs have communal
dominion over the fruits and natural resources found therein; (3) PO3 Ranee did not actually witness
their act of cutting the dita tree; and (4) the prosecution failed to prove they had conspired in cutting the
tree.[21]
The Office of the Solicitor General (OSG) countered that: (1) there is no justification for IPs who cut
a dita tree or any other tree without a permit that is special and distinct from any justification available to
our compatriots; (2) even if the logging of trees is deemed part of the IPs' rights to cultural integrity or
their ancestral domain or lands, the Iraya-Mangyan IPs failed to prove that as for them, the logging of
a dita tree for building a communal toilet was justified by these rights; (3) PO3 Ranee positively testified
that the accused were the ones responsible in cutting down the dita tree; (4) it was not necessary for
PO3 Ranee to actually witness the accused fell the tree as the chain of events before, during, and after
the incident led to the conclusion beyond a shadow of doubt that they had committed the offense
charged; (5) the accused already admitted they had logged the dita tree intending to use the logs for the
construction of a communal toilet for the Iraya-Mangyan indigenous community; and (6) defense witness
Barangay Captain Aceveda corroborated this admission.[22]
In its Decision[23] dated May 29, 2015, the Court of Appeals affirmed. It focused on the failure of the
accused to present any license agreement, lease, or permit authorizing them to log the dita tree. It also
faulted the accused for relying on IPRA as the source of their alleged rights to cultural heritage and
ancestral domain and lands. For they purportedly failed to substantiate their claim that they are Iraya-
Mangyan IPs and the land where the dita tree was situated is part of their ancestral domain and lands.
Under Resolution[24] dated April 11, 2016, the Court of Appeals denied the accused' motion for
reconsideration.
Petitioners now seek affirmative relief from the Court, reiterating their plea for acquittal.[25]
They maintain that their act of harvesting the dita tree is part and parcel of the Iraya-Mangyans' rights to
cultural integrity and ancestral domain and lands. In particular, they profess that: (1) pursuant to their
cultural practices, they followed the order of their indigenous community leaders to log the dita tree for
the construction of their communal toilet; and (2) the land where the dita tree was planted was part of
their ancestral domain and lands under the IPRA, thus, the Iraya-Mangyan IPs have communal
dominion over the fruits and natural resources found therein. Additionally, as the Court of Appeals
rejected their claim of being Iraya-Mangyan IPs, petitioners devote substantial space to emphasize what
had not been disputed during the trial, that they are in fact Iraya-Mangyan IPs.
In the alternative, petitioners stress that: (1) PO3 Ranee did not actually witness their supposed act of
cutting the dita tree; (2) the prosecution failed to prove they conspired in cutting the tree; and (3) the
Court of Appeals misappreciated PO3 Ranee's testimony identifying them as the ones who cut
the dita tree.[26]
The People, through the OSG, seeks to dismiss the petition on the following grounds: (1) whether
petitioners logged the dita tree is a question of fact beyond the jurisdiction of the Court Via Rule 45 of
the Rules of Court; (2) the Court of Appeals did not err in upholding the trial court's finding that
conspiracy attended the commission of the offense charged; (3) there is no IP justification for cutting
the dita tree which is special and distinct from other Filipinos; and (4) even if the logging of a tree is part
of the IPs' rights to cultural integrity and ancestral domain and lands, the Iraya-Mangyan IPs failed to
prove that as for them, there is indeed that particular IP justification to log a dita tree for building a
communal toilet.[27]
In their Reply,[28] petitioners continue to claim that the area where the dita tree was located is owned by
the Iraya-Mangyan indigenous cultural communities (ICCs) since time immemorial by virtue of their
"native title." This "native title" has been formally recognized under IPRA. As a result, the DENR
issued Certificate of Ancestral Domain (CADC) No. RO4-CADC-126 covering the ancestral domain and
ancestral lands where petitioners cut the dita tree. There is a pending application for conversion of the
CADC to a Certificate of Ancestral Domains Title (CADT) before the National Commission on
Indigenous Peoples (NCIP).
Issues
Ruling
We acquit.
Section 2 of Rule 133 of the Rules of Court defines the standard of proof beyond reasonable doubt:
IPs in the Philippines inhabit the interiors and mountains of Luzon, Mindoro, Negros, Samar, Leyte,
Palawan, Mindanao, and Sulu group of islands.[31] In Cruz v. Secretary of Natural Resources,[32] the
Court recognized the following ICCs residing in Region IV: Dumagats of Aurora, Rizal; Remontado of
Aurora, Rizal, Quezon; Alangan or Mangyan, Batangan, Buid or Buhid, Hanunuo, and Iraya of
Oriental and Occidental Mindoro; Tadyawan of Occidental Mindoro; Cuyonon, Palawanon, Tagbanua
and Tao't bato of Palawan.[33]
In Oriental Mindoro, the Iraya-Mangyan IPs are publicly known to be residing and living in the
mountains of the municipalities of Puerto Galera, San Teodoro, and Baco.[34]
The Information[35] stated that petitioners are residents of Barangay Baras, Baco, Oriental Mindoro. They
supposedly logged a dita tree in Barangay Calangatan, San Teodoro, Oriental Mindoro. Notably, the
municipalities of Baco and San Teodoro are areas where the Iraya-Mangyan IPs are publicly known to
inhabit. They have continuously lived there since time immemorial.
The first evidence that petitioners are Iraya-Mangyan IPs is the testimony of Barangay Captain
Aceveda of Baras, Baco, Oriental Mindoro. He testified in clear and categorical language that petitioners
are Mangyans and the dita tree was grown on the land occupied by the Mangyans:
Q: What was the reason that they were taken under the
custody by these policemen?
A: They cut down trees or lumbers ma'am.
Q: And where was the felled log cut Mr. Witness according
to them?
A: In the Sand owned by the Mangyans ma'am.
Q; Where in particular, Mr. Witness?
A: Sitio Matahimik, Barangay Baras, Baco ma'am.[36]
As barangay captain of Barangay Baras, Baco, Oriental Mindoro where petitioners and the Iraya-
Mangyan IPs live, Aceveda is competent to testify that petitioners are Iraya-Mangyan IPs and
the dita tree was grown and found in the land where these IPs have inhabited since time
immemorial. For he has personally known the people living within his barangay, including petitioners
and other Iraya-Mangyan IPs. When asked about petitioners, he positively identified these persons by
their names and confirmed they are Iraya-Mangyan IPs.[37] He is fully knowledgeable of the territory and
the people of his barangay. He too is a member of the Iraya-Mangyan IPs. These matters were not
refuted by the prosecution.
The second evidence that petitioners are indeed Iraya-Mangyan IPs is the fact that the NCIP - Legal
Affairs Office has been representing them from the initiation of this case until the present.[38] Records
show that the NCIP- Legal Affairs Office signed the motions and pleadings filed in petitioners' defense
before the trial court, the Court of Appeals, and this Court, viz.: (1) Motion to Quash Information[39] dated
July 31, 2007; (2) Motion for Reconsideration[40] of the adverse Decision dated September 08, 2010 of
the RTC - Calapan City; (3) Supplement to the Motion for Reconsideration[41] dated January 17, 2009;
(4) Motion for Reconsideration[42] dated July 06, 2015 of the adverse Decision of the Court of Appeals;
(5) Petition for Review[43] dated May 16, 2014; and (6) Reply[44] dated March 02, 2017.
Under the IPRA, the NCIP is the lead government agency[45] for the protection, promotion, and
preservation of IP/ICC identities and rights in the context of national unity.[46] As a result of its expertise,
it has the primary jurisdiction to identify ICCs and IPs. Its Legal Affairs Office is mandated to represent
and provide legal assistance to them:
Section 46 (g) Legal Affairs Office — There shall be a
Legal Affairs Office which shall advice the NCIP on all
legal matters concerning ICCs/IPs and which shall be
responsible for providing ICCs/IPs with legal assistance
in litigation involving community interest. It shall
conduct preliminary investigation on the basis of
complaints filed by the ICCs/IPs against a natural or
juridical person believed to have violated ICCs/IPs
rights. On the basis of its findings, it shall initiate
the filing of appropriate legal or administrative action
to the NCIP.[47]
In Unduran v. Aberasturi,[48] the Court held that the NCIP may acquire jurisdiction over claims and
disputes involving lands of ancestral domain only when they arise between or among parties belonging
to the same ICCs or IPs. If the dispute includes parties who are non-ICCs or IPs, the regular courts shall
have jurisdiction.
Thus, on the basis of the evidence on record, there is no reason to doubt that petitioners are Iraya-
Mangyan IPs.
Section 77 of PD 705, as amended, punishes, among others, "[a]ny person who shall cut, gather,
collect, removed timber or other forest products from any forest land, or timber from alienable or
disposable public land, or from private land, without any authority ... shall be punished with the penalties
imposed under Articles 309 and 310 of the Revised Penal Code...."
We include one more element: the timber or other forest product must have been cut, gathered,
collected, or removed from any forest land, or timber, from alienable or disposable public land or
from private land. This is based on the language of the offense as defined in either Section 68 or
Section 77 which expressly requires the source of the timber or other forest products to be from these
types of land.
There is no issue that petitioners did cut and collect a dita tree. As a rule, we are bound by the factual
findings of the trial court and the Court of Appeals. Petitioners themselves have not seriously challenged
this factual finding. In fact, their sole witness confirmed that they had cut and collected the dita tree.
As for the nature of the dita tree, we rule that it constitutes timber. Merida v. People[50] has explained
that timber in PD 705 refers to:
... "wood used for or suitable for building or for
carpentry or joinery." Indeed, tree saplings or tiny tree
stems that are too small for use as posts, panelling,
beams, tables, or chairs cannot be considered timber....
Undoubtedly, the narra tree petitioner felled and
converted to lumber was "timber" fit "for building or for
carpentry or joinery" and thus falls under the ambit of
Section 68 of PD 705, as amended.
Here, the dita tree was intended for constructing a communal toilet. It therefore qualifies beyond
reasonable doubt as timber pursuant to Section 77.
Section 3(d) of PD 705, as amended defines forest lands as including the public forest,[51] the
permanent forest or forest reserves,[52] and forest reservationss.[53] Section 3(c) defines alienable and
disposable lands as "those lands of the public domain which have been the subject of the present
system of classification and declared as not needed for forest purposes."
Section 3 (mm) defines private lands indirectly as those lands with titled rights of ownership under
existing laws, and in the case of national minority, lands subject to rights of possession existing
at the time a license is granted under PD 705, which possession may include places of abode and
worship, burial grounds, and old clearings, but exclude productive forests inclusive of logged-over
areas, commercial forests, and established plantations of the forest trees and trees of economic values.
[54]
As outlined, Section 77 requires prior authority for any of the acts of cutting, gathering, collecting,
removing timber or other forest products even from those lands possessed by IPs falling within the
ambit of the statute's definition of private lands.
Justice Caguioa firmly opines, however, that ancestral domains and lands are outside the ambit of
Section 77 as these are neither forest land, alienable or disposable public land, nor private land.
He is correct that ancestral domains and lands are unique, different, and a class of their own.
They have been referred to repeatedly as sui generis property, which sets into motion the construct or
paradigm for determining the existence, nature, and consequences of IP rights.[55]
Nonetheless, the text of Section 77, as amended is very clear. It does not exempt from its coverage
ancestral domains and lands. Too, as Chief Justice Peralta aptly points out, the term "private land,"
which Section 77 expressly covers, includes lands possessed by "national minorities" such as their
sacred and communal grounds. This term should mean no other than what we sensitively and
correctly call today as the IPs' ancestral domains and lands.
To be sure, Section 77's reference to forest lands and even alienable and disposable public
lands could have also encompassed ancestral domains and lands. This is because laws
were subsequently passed converting some of the lands through the open, continuous, exclusive,
and notorious occupation and cultivation of IPs (then stereotypically referred to as members of the
national cultural communities) by themselves or through their ancestors into alienable and disposable
lands of the public domain.[56]
Second, Section 77 was the product of a less-than enlightened age. The era of PD 705 even as
amended did not politely call IP lands and communities the IPs' ancestral domains or ancestral lands
but tribal grounds or archaeological areas of, or lands occupied and cultivated by, members of
the national cultural communities, or public or communal forests. Section 77 was born and
nurtured at a time when IPs were referred to as "national minorities" and the enlightened path then
was to achieve their redemption through assimilation into the cultural bourgeoisie of the majority.
Justice Leonen's Ha Datu Tawahig v. Lapinid[57] eloquently narrates this sorry stage in our legal
history. So does Justice Lopez whose citations refer to our case law when we still called IPs cultural
minorities whose status as such is derisively and condescendingly seen as a mitigating circumstance,
or the IPs of the Cordilleras as uncivilized Igorots whose alleged backwardness was patronizingly used
to lessen the criminal punishment meted. As observed by Justice Kapunan in Cruz v. Secretary of
Natural Resources,[58] "Philippine legal history, however, has not been kind to the indigenous peoples,
characterized them as 'uncivilized,' 'backward people,' with 'barbarous practices' and 'a low order of
intelligence'."
This was the construct that permeated either the original or amended iterations of Section 77, This
construct rendered it unlikely, to say the least, the exclusion from criminalization of the IPs or ICCs'
cultural and customary practices within their ancestral domains and lands.
This context means that Section 77 could not have intended to exclude as its language does not
exclude ancestral domains and lands.
The original and amended versions of the current Section 77 were enacted under this exact legal
framework. Hence, Section 77 could not have been so enlightened and progressive as to accord
utmost respect to IP rights by excluding them from its criminal prohibition. It was only later that we were
enlightened that the proper method of ascertaining IP rights necessitated a study of particular IP
customs and laws. Under this test, IP rights and title are best understood by Iraya-Mangyan
IPs considering indigenous history and patterns of cultural practices and land usage, rather than
importing the preconceived notions of property rights under civil or common law. This enlightened view
was not the text of, let alone, the intent behind Section 77.
Third, as held in CFI of Quezon (Branch VII), the intent behind the original iteration of Section 77 as
then Section 68 rejected as an element of this offense, the ownership of the land from which
the timber or other forest products were cut, removed, gathered, or collected, or the timber or other
forest products themselves as accessories of the land. This means that Section 68 or even Section
77 covers any type of land so long as timber or other forest products were taken
therefrom, regardless of an accused's property interests in the land, when the taking was
done without any authority granted by the State. It may also be inferred that mere ownership of the
land does not amount to an authority granted by the State to justify the cutting, collection, removal, or
gathering of timber or other forest products. As elucidated in CFI of Quezon (Branch VII):
The failure of the information to allege that the logs
taken were owned by the state is not fatal. It should
be noted that the logs subject of the complaint were
taken not from a public forest but from a private
woodland registered in the name of complainant's deceased
father, Macario Prudente. The fact that only the state
can grant a license agreement, license or lease does not
make the state the owner of all the logs and timber
products produced in the Philippines including those
produced in private woodlands. The case of Santiago v.
Basilan Company, G.R. No. L-15532, October 31, 1963, 9
SCRA 349, clarified the matter on ownership of timber in
private lands, This Court held therein:
The reason for this ruling is the relevant part of Section 68 that has remained unchanged in its
present version - the actus reus ("cut, gather, collect, remove"), the object of the actus reus (timber or
other forest products from any forest land, or timber from alienable or disposable public land, or from
private land), and the penalties for this offense ("shall be punished with the penalties imposed under
Articles 309 and 310 of the Revised Penal Code...."). The role of ownership in the determination of
criminal liability for this offense has not evolved. In fact, if one were to examine the original Section
68, ownership ought to have been an essential element because Section 68 was then expressly
treated as a specie of qualified theft, a felony where ownership is an essential element.
[61]
Nonetheless, despite this penal typology of Section 68 then, ownership was not considered an
element of this offense. With more reason, there having been no change in the wording of the law, on
one hand, and there having been a shift in its classification into an offense distinct from qualified
theft, on the other, ownership must continue to be a non-essential consideration in obtaining a
conviction for this offense.
Another reason lies in the purpose that Section 68 and the entirety of PD 705, as amended seek to
achieve. As stated in the preamble of PD 705, as amended:
WHEREAS, proper classification, management and
utilization of the lands of the public domain to maximize
their productivity to meet the demands of our increasing
population is urgently needed;
Maynilad Water Services Inc. v. Secretary of the Department of Environment and Natural
Resources[63] has confirmed the public trust doctrine that permeates the State's obligation vis-a-vis all
natural resources such as water, and by logical extension, timber and other forest products:
....
This doctrine in Saguin is reiterated in Matalam v. People.[66] Matalam affirmed the doctrine that when
an act is malum prohibitum, "[i]t is the commission of that act as defined by the law, and not the
character or effect thereof, that determines whether or not the provision has been violated."
Citing ABS-CBN Corporation v. Gozon[67] Matalam clarified what this doctrine entails
by distinguishing between the intent requirements of a malum in se felony and a malum
prohibitum offense:
. . . .
Justice Caguioa vigorously posits as well that "[considering the foregoing, I have, from the very
beginning, and still am, of the view that the 'authority' contemplated in PD 705, as amended, should no
longer be limited to those granted by the DENR. Rather, such authority may also be found in other
sources, such as the IPRA." He cogently reasons out:
To have a strict interpretation of the term "authority"
under Sec. 77 of P.D. 705 despite the clear evolution of
its text would amount to construing a penal law strictly
against the accused, which cannot be countenanced. To
stress, "[o]nly those persons, offenses, and penalties,
clearly included, beyond any reasonable doubt, will be
considered within the statute's operation. They must come
clearly within both the spirit and the letter of the
statute, and where there is any reasonable doubt, it must
be resolved in favor of the person accused of violating
the statute; that is, all questions in doubt will be
resolved in favor of those from whom the penalty is
sought."
. . . .
. . . .
As succinctly tackled by Justice Caguioa in his opinion: "In any case, and as aptly noted by the Chief
Justice's dissent, doubts have been cast as to the applicability of the IPRA to the present case, and
since such doubt is on whether or not the petitioners were well-within their rights when they cut
the dita tree, such doubt must be resolved to stay the Court's hand from affirming their conviction." He
further opines that the invocation of IP rights in the case at bar has "risen to the heights of contested
constitutional interpretations...." While we do not share Justice Caguioa's opinion in full, we agree with
him at least that there is reasonable doubt as regards the accused' guilt of the offense charged. Thus:
On this note, it may be well to remember that the case of
Cruz which dealt with the constitutionality of the
provisions of the IPRA was decided by an equally divided
Court. This only goes to show that there are still
nuances concerning the rights of IPs within their
ancestral land and domain that are very much open to
varying interpretations. Prescinding from this
jurisprudential history, perhaps the instant case may not
provide the most sufficient and adequate venue to resolve
the issues brought about by this novel piece of
legislation. It would be the height of unfairness to
burden the instant case against petitioners with the need
to resolve the intricate Constitutional matters brought
about by their mere membership in the IP community
especially since a criminal case, being personal in
nature, affects their liberty as the accused.
The members of the Court may argue one way or the other,
but no length of legal debate will remove from the fact
that this case is still about two men who acted pursuant
to precisely the kind of cultural choice and community-
based environmental agency that they believe IPRA
contemplated they had the freedom to exercise. The
petitioners hang their liberty on the question of whether
or not IPRA, vis-a-vis forestry laws, has failed or
delivered on its fundamental promise. That the Court
cannot categorically either affirm or negate their
belief, only casts reasonable doubt not only as to
whether or not they are guilty of an offense, but whether
or not there was even an offense to speak of. At most,
this doubt only further burdens the fate of the
petitioners with constitutional questions, the answers to
which must await a future, more suitable opportunity.
Ha Data Tawahig v. Lapinid[70] explains the expansive breadth of the legal recognition of IP rights by
our Constitution:
ARTICLE II
Declaration of Principles and State Policies
SECTION 22. The State recognizes and promotes the rights
of indigenous cultural communities within the framework
of national unity and development.
ARTICLE VI
The Legislative Department
SECTION 5.
ARTICLE XII
National Economy and Patrimony
ARTICLE XIII
Social Justice and Human Rights
xxx xxx xxx
ARTICLE XIV
ARTICLE XVI
General Provisions
And:
At the other end of the spectrum, there is the IP title itself.[80] IP title confers more than the right to
engage in site-specific activities which are aspects of the practices, customs, and traditions of
distinctive IP cultures.[81] IP site-specific rights can be made out even if IP title cannot; what IP
title confers is the right to the land itself.[82]
iii. IP right to preserve cultural integrity as a free-standing right independent of IP claim or title to
ancestral domains or lands
An IP right to preserve cultural integrity entitles the right holder to perform the practice or custom or
tradition in its present form. This means that the same sort of activity is carried on in the modern
economy by modern means. To illustrate, the right to harvest wood for the construction of
temporary shelters must be allowed to evolve into a right to harvest wood by modern means to be
used in the construction of modern dwellings. Here, petitioners strongly claim that their IP right to
preserve cultural integrity entitled them to log the dita tree for building the communal toilet as a lawful
exercise and manifestation of this IP right. As shown, this claim did not just come from thin air but from
the bundle of their real constitutional and statutory right to cultural heritage.
An IP title encompasses the right to exclusive use and occupation of the land held pursuant to that
title for a variety of purposes including non-traditional purposes.[83] IP title confers ownership rights
similar to those associated with fee simple, including the right to decide how the land will be used;
the right of enjoyment and occupancy of the land; the right to possess the land; the right to the
economic benefits of the land; and the right to pro-actively use and manage the land.[84]
These rights and the other rights concomitant to an IP title are specified in the IPRA:
CHAPTER III
Rights to Ancestral Domains
Traditionally, under civil law, ownership over property carries with it a bundle of rights comprised of jus
possidendi, jus abutendi, jus dispodendi, jus utendi,jus fruendi,jus vindicandi, and jus accessiones. In
contrast, IP title is sui generis as it carries an important restriction — it is collective and communal
title held not only for the present generation but for all succeeding generations.[85] What IPs have
is the concept of mutual sharing of resources wherein no individual, regardless of status, is
without sustenance. This means the land and its resources cannot be alienated or
encumbered except to the State and in ways that would prevent future generations of the group from
using and enjoying it.[86] Nor can the land be developed or misused in a way that would substantially
deprive future generations of the benefit of the land[87] though some changes even permanent
changes to the land may be possible. These uses must also be reconciled with the ongoing
communal nature of the IPs or ICCs' attachment to the land.[88]
Professor (now Justice) Leonen, a highly esteemed scholar in constitutional law and the law on land and
natural resources, shares this understanding about the foregoing limitations to the sui generis IP title.
He underscores this limitation by highlighting the indigenous concept of ownership as expressed
in Section 5 of IPRA that "ancestral domains and all resources found therein shall serve as the material
bases of [the IPs'] cultural integrity," and not generally for exploitative purposes, and that
ancestral domains including sustainable traditional resource rights are the IP's private but community
property which belongs to all generations and therefore cannot be sold, disposed or destroyed.
[89]
He stressed that IPRA introduced a new package of ownership rights distinct from those
under civil law. Subject to this limitation, IP title entitles the right to choose the uses to which the
land is put and to enjoy its economic fruits.[90]
This IP concept of ownership is based on customary law and traced its origin to time immemorial
"native title." Section 5 of IPRA strengthened these customary practices by emphasizing that ancestral
lands and domains are the ICCs' and IPs' "private but community property which belongs to all
generations." Section 56 of the IPRA even recognized the IPs' vested rights based on their existing
property regime. With the passage of IPRA, formal recognition of the IPs' "native title" was attributed to
their ancestral lands and domains. A Certificate of Ancestral Domain Title (CADT) may now be issued
by the NCIP to ICCs and IPs.
IP rights to preserve cultural integrity and claim or title to ancestral domains and land are subject to
the State's police power. Section 77 of PD 705, as amended is an exercise of police power, the
validity of which is not negated by the fact that the objects thereof are owned by those charged with the
offense. Rather, a police power measure is judged by the traditional test (1) "[t]he interests of the public
generally, as distinguished from those of a particular class, require the exercise of the police power; and
(2) [t]he means employed are reasonably necessary for the accomplishment of the purpose and not
unduly oppressive upon individuals."[95] Police power trumps objections on the basis of ownership.
vi. Iraya-Mangyans' practice of logging a dita tree and building a communal toilet as probably
indicative of the IP right to preserve cultural integrity and to claim or title to ancestral domains or
lands
But this activity did not arise solely because of the Mangyans' dispossession of their ancestral domains
and lands, though as pointed out above this may have been probably the immediate cause for the need
to erect communal toilets. It has always been the case that communal structures including
communal toilets have characterized the pre-colonization culture of the Mangyans.[98] The use of
communal toilets has always been a cultural practice because the water source is communal and it
has not been feasible to build a toilet for every household.[99]
To further support their claim that they were justified in logging the dita tree, petitioners contend as
well that even prior to the effectivity of the IPRA on March 30, 1998, the Iraya-Mangyans had already
applied for a Certificate of Ancestral Domain Claim (CABC).[100] As of March 31, 2018, the NCIP data
show that CADC No. R04-CADC-126 dated June 5, 1998 was issued to the Iraya-Mangyan IP and
is pending conversion to a Certificate of Ancestral Domain Title (CADT).[101] Although the
conversion of the CADC to a CADT is still pending, we take judicial notice that the nearly perfected
claim covers the municipalities of Baco, San Teodoro, and Puerto Galera in Oriental Mindoro with a
land area of 33,334 hectares.[102]
A CADC is the State's formal recognition of an IP/ICCs' claim to a particular traditional territory which the
IP/ICC has possessed and occupied, communally or individually, in accordance with its customs
and traditions since time immemorial.[103] The issuance of a CADC involves a painstaking process of
submitting documents and testimonies attesting to the possession or occupation of the area since
time immemorial by such indigenous community in the concept of owners.[104]
The fact that a certificate of title or CADT has yet to be issued to the Iraya-Mangyan IPs does not
diminish, much less, negate their communal ownership of the land in question. After all, a paper title is
just proof of communal ownership not a source of ownership.[105] Lamsis v. Dong-E [106] relevantly states:
The application for issuance of a Certificate of
Ancestral Land Title pending before the NCIP is akin to a
registration proceeding. It also seeks an official
recognition of one's claim to a particular land and is
also in rem. The titling of ancestral lands is for the
purpose of "officially establishing" one's land as an
ancestral land. Just like a registration proceeding, the
titling of ancestral lands does not vest ownership upon
the applicant but only recognizes ownership that has
already vested in the applicant by virtue of his and his
predecessor-in-interest's possession of the property
since time immemorial.[107]
Even without yet a paper title, the State has already formally recognized the rights of the Iraya-
Mangyan IPs approaching title to use and enjoy their ancestral domains through their CADC.
The State has also affirmed that holders of a CADC have substantial rights and obligations, to wit:
A. Rights
There are however, as stated, clear limitations to these rights - the exclusive uses of the ancestral
domain should be consistent with the communal and ongoing nature of the IPs' attachment to the
ancestral domain, the preservation of the IPs' cultural integrity, and the ability of future generations
to benefit from it. These limitations can be inferred from the IPs' responsibility above-mentioned to
"[e]stablish and activate indigenous practices or culturally-founded strategies to protect,
conserve and develop the natural resources and wildlife sanctuaries in the domain together
with IPRA' s indigenous concept of ownership that "ancestral domains and all resources found
therein shall serve as the material bases o f their cultural integrity" and that ancestral domains are
private but community property which belongs to all generations.
On the other hand, the claim or title to ancestral domains and land is sui generis ownership that is
curiously identical to the purpose for which Section 77 as a police power measure was legislated - the
protection and promotion of a healthy and clean ecology and environment through sustainable use of
timber and other forest products.
Thus, the purpose for requiring State authority before one may cut and collect timber is claimed to
have been satisfied by the sui generis ownership which IPs possess. This parallelism all the
more supports our conclusion debunking on reasonable doubt the claim that
petitioners intended and voluntarily cut and collected the dita tree without lawful authority. Justice
Caguioa expresses the same view which we quote:
.... the self-limiting and tight window within which the
indigenous peoples may cut trees from their own
ancestral domain without prior permission is" narrow
enough as to sidestep any need to reconcile rights
granted by IPRA vis-a-vis forestry regulations. This
supports the primary aspiration that animates the IPRA,
that is to restore ICCs/IPs to their land and affirm
their right to cultural integrity and customary ways of
life, with socio-cultural and legal space to unfold as
they have done since time immemorial....
This finding of reasonable doubt absolves not only petitioners but also accused Demetrio
Masanglay y Aceveda of criminal liability for the offense charged. Section 11(a), Rule 122 of the Rules
of Court ordains:
Section 11. Effect of appeal by any of several
accused. —
So must it be.
Disposition
ACCORDINGLY, the petition is GRANTED. The Decision dated May 29, 2015 and Resolution dated
April 11, 2016 of the Court of Appeals in CA-G.R. CR No. 33906 are REVERSED and SET ASIDE.
Petitioners DIOSDADO SAMA y HINUPAS, BANDY MASANGLAY y ACEVEDA and
accused Demetrio Masanglay y Aceveda are ACQUITTED on reasonable doubt in Criminal Case No.
CR-05-8066.
SO ORDERED.
Peralta, C.J., please see dissenting opinion.
Gesmundo, Carandang, Inting, De Los Santos, and Rosario, JJ., concur.
Perlas-Bernabe, J., please see separate concurring opinion.
Leonen, J., see separate concurring opinion.
Caguioa, J., please see separate opinion.
Hernando, J., I join the dissent of Chief Justice Peralta.
Zalameda, J., please see separate concurring opinion.
Lopez, M, J., please see dissenting opinion.
Gaerlan, J., I join the separate concurring opinion of J. Zalameda.
Sirs/Mesdames:
Please take notice that on January 5, 2021 a Decision, copy attached herewith, was rendered by
the Supreme Court in the above-entitled case, the original of which was received by this Office
on June 9, 2021 at 10:45 a.m.
EDGAR O ARICHETA
Clerk of Court
By:
[1]
Rollo, pp. 14-37.
[2]
Penned by Associate Justice Zenaida T. Galapate-Laguilles and concurred in by Associate Justices
Mariflor P. Punzalan-Castillo and Florito S. Macalino, all members of the Twelfth Division, id. at 79-89.
[3]
CA rollo, pp. 143-144.
[4]
Rollo, pp. 48-49.
SECTION 77. Cutting, Gathering and/or collecting Timber, or Other Forest Products Without
[5]
License. — Any person who shall cut, gather, collect, removed timber or other forest products
from any forest land, or timber from alienable or disposable public land, or from private land, without
any authority, or possess timber or other forest products without the legal documents as required under
existing forest laws and regulations, shall be punished with the penalties imposed under Articles 309
and 310 of the Revised Penal Code: Provided, That in the case of partnerships, associations, or
corporations, the officers who ordered the cutting, gathering, collection or possession shall be liable,
and if such officers are aliens, they shall, in addition to the penalty, be deported without further
proceedings on the part of the Commission on Immigration and Deportation. The court shall further
order the confiscation in favor cf the government of the timber or any forest products cut, gathered,
collected, removed, or possessed as well as the machinery, equipment, implements and tools illegally
used in the area where the timber or forest products are found.
[6]
Rollo. p. 57.
[7]
Id.
[8]
Id. at 52-55.
[9]
Brief for Accused-Appellants, CA rollo, p. 33.
[10]
Comment dated November 18, 2016; rollo, pp. 131-152.
[11]
Id.
[12]
Id.
[13]
Record, pp. 5-6.
[14]
Rollo, pp. 58-59.
[15]
Id. at 58.
[16]
Penned by Judge Manuel C. Luna, Jr.; id. at 57-62.
[17]
Id. at 62.
Renumbered in PD 705 as Section 77 pursuant to Section 7 of RA 7161 (1991); See supra for text of
[18]
See J. Puno's Separate Opinion (Cruz v. Secretary of Environment and Natural Resources,
[31]
See Petitioners' Motion for Reconsideration to the RTC Decision dated September 08, 2010 signed
[38]
by Atty. Jeanette A. Florita of the NCIP-Legal Affairs Office, id. at 63-71; See also Court of Appeals'
Notice of Resolution dated April 11, 2016 addressed to Atty. Jeanette A. Florita of the NCIP - Legal
Affairs Office as counsel for Accused-Appellants, id. at 38-40; See also Petition for Review dated May
16, 2014 signed by the Atty. Jeanette A. Florita of the NCIP - Legal Affairs Office, id. at 14-37.
[39]
Id. at 52-55; signed by Atty. Leovigilda V. Guioguio.
[40]
Id. at 63-71; signed by Jeanette A. Florita.
[41]
Id. at 78-76; signed by Jeanette A. Florita.
[42]
Id. at 90-109; signed by Atty. Jeanette A. Florita.
[43]
Id. at 14-37; signed by Attys. Jeanette A. Florita and Rizzabel A. Madangeng.
[44]
Id. at 158-169; signed by Atty. Jeanette A. Florita.
RA 8371 (1997), The Indigenous Peoples' Rights Act of 1997. CHAPTER VII - National Commission
[45]
See infra for a discussion of the constitutional principle of preservation within the context of national
[46]
unity.
[47]
The Indigenous Peoples" Rights Act of 1997, Republic Act No. 8371, October 29, 1997.
[48]
771 Phil. 536, 569 (2015); See also Unduran v. Aberasturi, 808 Phil. 795, 800 (2017).
[49]
283 Phil. 78, 84 (1992).
[50]
577 Phil. 243, 256-257 (2008).
[51]
PD 705 as amended, Section 3 (a): Public forest is the mass of lands of the public domain which has
not been the subject of the present system of classification for the determination of which lands are
needed for forest purposes and which are not.
PD 705 as amended, Section 3 (b): Permanent forest or forest reserves refers to those lands of the
[52]
public domain which have been the subject of the present system of classification and declared as not
needed for forest purposes.
[53]
PD 705 as amended, Section 3 (g): Forest reservations refer to forest lands which have been
reserved by the President of the Philippines for any specific purpose or purposes.
[54]
Revised Forestry Code of the Philippines, Presidential Decree No. 705, May 19, 1975.
John Borrows and Leonard Rotman, The Sui Generis Nature of Aboriginal Rights: Does it Make a
[55]
Difference, 1997 36-1 Alberta Law Review 9, 1997 CanLIIDocs 142, < http: //www.canlii.org/t/skv8>
retrieved on 2020-09-13.
[56]
E.g. PD 410 (1974).
[57]
G.R. No. 221139, March 20, 2019.
[58]
Supra note 31 at 1025.
[59]
John Borrows and Leonard Rotman, supra note 55.
[60]
Re Southern Rhodesia, [1919] A.C. 211 (P.C.).
See e.g. People v. Molde, G.R. No. 228262, January 21, 2019: "The elements of qualified theft are:
[61]
"(a) taking of personal property; (b) that the said property belongs to another; (c) that the said taking
be done with intent to gain; (d) that it be done without the owner's consent; (e) that it be accomplished
without the use of violence or intimidation against persons, nor of force upon things; [and] (f) that it be
done with grave abuse of confidence."
See Sumudu Atappatu, "The Right to Healthy Life or the Right to Die Polluted: The Emergence of a
[62]
Human Right to a Healthy Environment under International Law," 16 Tulane Environmental Law Journal
65 (2002) at file:///C:/Users/SUPREME%20COURT/Downloads/2083-Article%20Text-7012-1-10-
20190403%20(1).pdf. last accessed November 4, 2020.
[63]
G.R. No. 202897, August 6, 2019.
[64]
Didipio Earth-Savers' Multi-Purpose Association, Inc. v. Gozun, 520 Phil. 457, 478 (2006); Philippine
Ports Authority v. Cipres Stevedoring and Arrastre Services, Inc., 501 Phil. 646, 663 (2005): "As 'police
power is so far-reaching in scope, that it has become almost impossible to limit its sweep,' 48 whatever
proprietary right that respondent may have acquired must necessarily give way to a valid exercise of
police power, thus: 4. In the interplay between such a fundamental right and police power, especially so
where the assailed governmental action deals with the use of one's property, the latter is accorded
much leeway. That is settled law . . ."
[65]
773 Phil. 614, 628 (2015).
783 Phil. 711, 728 (2016): "In Saguin v. People, we have said that non-remittance of Pag-IBIG Fund
[66]
premiums without lawful cause or with fraudulent intent is" punishable under the penal clause of Section
23 of Presidential Decree No. 1752. However, the petitioners in Saguin were justified in not remitting
the premiums on time as the hospital they were working in devolved to the provincial government
and there was confusion as to who had the duty to remit."
[67]
755 Phil. 709, 763-764 (2015).
Ahousaht Indian Band and Nation v. Canada (Attorney General), 2009 BCSC 1494
[71]
Prof. Mario Victor "Marvic" F, Leonen, "The Indigenous Peoples' Rights Act: An Overview of its
[89]
September 21, 2020); Kapit-Bisig Laban sa Kahirapan-Comprehensive and Integrated Delivery of Social
Services, at https://ncddp.dswd.gov.ph/site/feature profile/237 (last accessed on September 21, 2020);
Kristine Askeland, Torill Bull, Maurice B. Mittelmark, supra; The Iraya Mangyan Village in Puerto Galera,
at http://www.mariaronabeltran.com/2019/01/the-iraya-mangyan-village-in-puerto.html. (last accessed
on March 29, 2020).
[99]
Id.
[100]
Supra note 1.
[101]
https://www.doe.gov.ph/sites/default/files/pdf/eicc/cadt-region04, (last accessed: January 22, 2020).
Section 1. Judicial notice, when mandatory. — A court shall take judicial notice, without the
[102]
introduction of evidence, of the existence and territorial extent of states, their political history, forms of
government and symbols of nationality, the law of nations, the admiralty and maritime courts of the
world and their seals, the political constitution and history of the Philippines, the official acts of
legislative, executive and judicial departments of the Philippines, the laws of nature, the measure of
time, and the geographical divisions. (Rule 129 of the Revised Rules of Court)
DENR AO No. 02-93, Rules and Regulations for the Identification, Delineation and Recognition of
[103]
Ancestral Land and Domain Claims; DENR AO No. 29-96, Rules and Regulations for the
Implementation of Executive Order 263, Otherwise Known as the Community-Based Forest
Management Strategy (CBFMS); Palawan Council for Sustainable Development Resolution No. 38-A-
93, Resolution Adopting the Guidelines for the Identification and Delineation of Ancestral Domain and
Land Claims in Palawan; Palawan Council for Sustainable Development Resolution No. 38-A-93,
Resolution Adopting the Guidelines for the Identification and Delineation of Ancestral Domain and Land
Claims in Palawan; DENR AO No. 25-92, National Integrated Protected Areas System (NIPAS)
Implementing Rules and Regulations; NCIP AO No. 04-12, Revised Omnibus Rules on Delineation and
Recognition of Ancestral Domains and Lands of 2012.
[104]
See e.g., DENR AO No, 02-93, Rules and Regulations for the Identification, Delineation and
Recognition of Ancestral Land and Domain Claims; Palawan Council for Sustainable Development
Resolution No. 38-A-93, Resolution Adopting the Guidelines for the Identification and Delineation of
Ancestral Domain and Land Claims in Palawan.
[105]
See Lim v. Gamosa, 77A Phil. 31 (2015).
[106]
648 Phil. 372, 393-394 (2010).
[107]
Citations omitted.
[108]
DENR AO No. 02-93, Rules and Regulations for the Identification, Delineation and Recognition of
Ancestral Land and Domain Claims.
[109]
See People v. Merced, 827 Phil. 473, 492 (2018).
[110]
See Lim v. Court of Appeals, 524 Phil. 692 (2006).
DISSENTING OPINION
PERALTA, C.J.:
The facts of the case are simple. Petitioners were charged with violation of Section 68,[1] now Section
77, of Presidential Decree No. 705 (P.D. No. 705),[2] as amended, for cutting a Dita tree within the lands
of Baco, Oriental Mindoro, without the authority required therein. The Information reads:
That on or about the 15th day of March 2005, at Barangay
Calangatan, Municipality of San Teodoro, Province of
Oriental Mindoro, Philippines and within the jurisdiction
of this Honorable Court, the above-named accused, without
any authority as required under existing forest laws and
regulations and for unlawful purpose, conspiring,
confederating, and mutually helping one another, did then
and there willfully, unlawfully, feloniously and
knowingly cut with the use of an unregistered power
chainsaw, a Dita tree, a forest product, with an
aggregate volume of 500 board feet and with a
corresponding value of TWENTY THOUSAND (Php20,000.00),
Philippine Currency.
CONTRARY TO LAW.[3]
Petitioners were caught in flagrante delicto by several police officers and representatives of the
Department and Environment and Natural Resources (DENR) who were conducting surveillance
operations against illegal loggers in the area. While they admitted that they had no permit to the logging
activity, petitioners claim that they are Iraya-Mangyan indigenous peoples (IPs) and, as such, they had
the right to cut the tree for the construction of a community toilet of the Mangyan community.
The majority opinion, however, reverses the rulings of the courts below and acquits petitioners of the
crime. It is opined that the prosecution was unable to prove their guilt beyond reasonable doubt.
Ultimately, the majority relies on an "ensuing unfortunate confusion" as to the rights of indigenous
peoples insofar as tree-cutting under the law is concerned. While doubtless there was a voluntary and
knowing act of cutting, collecting, or harvesting of timber, it is reasonably doubtful that the act was
committed without the requisite State authority.[4]
The view espoused by the majority, however, is a deviation not only from the 1987 Constitution but also
from'pertinent legislative enactments and established principles in criminal law.
In every criminal case, the guilt of an accused must be proven beyond reasonable doubt. Section 2,
Rule 133 of the Rules of Court provides:
With respect to those of a contrary view, it is difficult to think of a more accurate statement than that
which defines reasonable doubt as a doubt for which one can give a reason, so long as the reason
given is logically connected to the evidence. An inability to give such a reason for the doubt one
entertains is the first and most obvious indication that the doubt held may not be reasonable, xxx.
x x x x
Second, We found that accused persons therein cannot be guilty of having fraudulent intent due to an
apparent confusion brought about by the devolution. The Court pertinently provided as follows:
There was no showing either of fraudulent intent or
deliberate refusal on the part of the petitioners to make
the March 1993 remittance. Whatever lapses attended such
non-remittance may be attributed to the confusion of
the concerned personnel as to their functions and
responsibilities brought about by the advent of the
devolution. More important was the honest belief of the
petitioners that the remittance function was transferred
to, and assumed by, the provincial government. In fact,
the petitioners duly informed the Hospital Chief of the
need to make representations to the Governor to make such
payment.
Thus, We acquitted the accused in Saguin for the following reasons: (1) there exists a lawful cause for
the failure to remit, specifically, the devolution or transfer of the remittance functions from the hospital to
the local government as a result of the passage of the Local Government Code; and (2) there is no
showing of fraudulent intent because failure was actually brought about by a confusion caused by the
devolution. Clearly, the Court took the resulting confusion into account in order to show an absence of
fraudulent intent. But it was never ruled that this confusion was a lawful cause for the failure to remit.
The majority cannot, therefore, correctly rely on Saguin to conclude that due to an apparent confusion
arising from the recognition of IP rights in the IPRA, there is reasonable doubt as to whether petitioners'
act of cutting was done without the requisite authority. To repeat, the offense in this case is the cutting
of any forest product without any governmental authority. Unlike the offense in Saguin where an
absence of fraudulent intent acquits, intent of an accused herein is wholly immaterial.
It is an established fact that P.D. No. 705 is a special penal statute that punishes acts essentially malum
prohibitum. As such, mere commission of the prohibited acts consummates the offense even in the
absence of malice or criminal intent.[16] This is the reason why the Court, in Idanan, et al. v. People,
[17]
rejected the defense that the accused were merely following orders to load lumber in their truck.
Indeed, it suffices to prove the act of cutting or possessing trees or any forest product from any forest
land, alienable and disposable public lands, or even private lands, and without any authority from the
DENR. Owing to the very mala prohibita nature of an offense when the doing of an act is prohibited by a
special law, the commission of the prohibited act is the crime itself.[18] Accordingly, in prosecutions
thereunder, claims of good faith are by no means reliable as defenses because the offense is complete
and criminal liability attaches once the prohibited acts are committed.[19]
This notwithstanding, the majority insists on a confusion that springs from the amendments undergone
by the subject Section 77 of P.D. No. 705. Specifically, it adopts the arguments of Senior Associate
Justice Estela M. Perlas-Bernabe and Associate Justice Alfredo Benjamin S. Caguioa asserting that in
light of the evolution and history thereof as well as the changes and amendments it underwent, it can be
assumed that the "authority" required by the law has been expanded and is no longer confined to those
granted by the DENR. The use of the phrase "any authority" in the law's present wording - without any
qualification - ought to be construed plainly and liberally in favor of petitioners.
To illustrate, they narrated that in 1974, P.D. No. 389, or the Forestry Reform Code, was enacted and it
pertinently penalized the cutting of timber "without permit from the Director."[20] Then, in 1975, P.D. No.
705 revised the provision to state that any person who shall cut timber from any forest land "without any
authority under a license agreement, lease, license or permit," shall be guilty of qualified theft.
[21]
Subsequently, in 1987, this provision was further amended through Executive Order (E.O.) No. 277,
which merely penalized the cutting of timber "without any authority."[22] Pursuant to the foregoing, it is
maintained that since the phrase "under a license agreement, lease, license or permit" was removed by
E.O. No. 277, the "authority" contemplated in P.D. No. 705, as amended, should no longer be limited to
those granted by the DENR. Rather, such authority may also be found in other sources, such as the
IPRA.
The argument, however, tends to mislead. A full and careful examination of E.O. No. 277[23] reveals no
showing of any intention, express or implied, to forego the requirements of authority under a license
agreement, lease, license or permit. For one, a proper reading of its title clearly reveals that E.O. No.
277's purposes are limited only to: (1) penalize possession of timber or other forest products without the
legal documents required by existing forest laws; (2) authorize the confiscation of illegally cut, gathered,
removed and possessed forest products; and (3) grant rewards to informers of violations of forestry
laws, "rules and regulations. For another, the title of subject Section 68 (now Section 77) explicitly
states: "Section 68. Cutting, Gathering and/or Collecting Timber or Other Forest Products Without
License." Thus, the view that E.O. No. 277 removed from Section 77 of P.D. No. 705 the requirements
of licenses and permits so as to allow other forms of "authority" and sources other than the DENR
cannot be permitted. The law could not be any clearer. As such, it may not be construed any way other
than its plain and simple wording.
Contrary to such assertion, moreover, and even assuming that confusion in the law can result in
acquittal, there simply is no such confusion in this particular case. Both the Legislature and the
Executive have consistently applied a strict approach towards environmental regulation as clearly
evident from a historical account of their enactments.
Even before the passage of P.D. No. 705, Congress, in 1963, had already imposed the penalty of
imprisonment by virtue of R.A. No. 3571[24] on any person who cuts trees in plazas, parks, school
premises or in any other public ground without government approval.
In 1974 and 1975, then President Ferdinand E. Marcos issued P.D. No. 389 and the subject P.D. No.
705, respectively, similarly penalizing the cutting of timber without permit.
In 1976, President Marcos again promulgated P.D. No. 953,[25] which amended R.A. No. 3571,
prohibiting the unauthorized cutting of trees along public roads, in plazas, parks other than national
parks, school premises or in any other public ground or place, or on banks of rivers or creeks, or along
roads in land subdivisions or areas therein. The decree also imposed on concerned persons the duty of
planting trees in specified places.
In 1981, President Marcos next signed Presidential Proclamation No. 2146[26] declaring certain areas as
environmentally critical within the scope of the Environmental Impact System under P.D. No. 1586.
[27]
Said issuances provide that no person may conduct any environmentally critical project (such as
logging)[28] in any environmentally critical area (such as those traditionally occupied by cultural
communities or tribes)[29] without first securing an Environmental Compliance Certificate issued by the
President or his duly authorized representative.[30]
In 1987, then President Corazon C. Aquino, circulated E.O. No. 277, which amended P.D. No. 705 and
penalized the mere possession of timber without the requisite legal documents. As discussed above,
moreover, E.O. No. 277 retained the permit requirement under P.D. No. 705.
In 1990, the DENR, in Administrative Order (AO) No. 79, Series of 1990, similarly maintained the
authorization requirement on the harvesting, transporting, and sale of firewood, pulpwood or timber
planted in private lands in the form of a certificate from the Community Environment and Natural
Resources Office (CENRO).[31]
In 1992, Congress enacted R.A. No. 7586,[32] otherwise known as the "National Integrated Protected
Areas System (NIPAS) Act of 1992," which prohibited the hunting, destroying, disturbing, or mere
possession of any plants or animals or products derived from protected areas without a permit from the
Management Board.
In 1995, then President Fidel V. Ramos executed E.O. No. 263[33] adopting a Community-Based Forest
Management to ensure the sustainable development of the country's forestland resources. It stated that
participating communities, including IPs, may be granted access to forestland resources provided they
employ sustainable harvesting methods duly approved by the DENR.
In 2000, the DENR issued AO No. 2000-21[34] which provided that "no person, association or corporation
shall cut, gather, transport, dispose and/or utilize naturally grown trees or parts thereof or planted
premium tree species, inside titled private lands unless authorized to do so under a Private Land Timber
Permit/Special Private Land Timber Permit issued by the Secretary, DENR or his/her authorized
representative."
In 2004, the DENR issued AO No. 2004-52 maintaining the permit requirement for the cutting,
gathering, and utilization of naturally grown trees in private lands, regardless of species.
In 2008, the DENR issued AO No. 2008-26, or the Revised Implementing Rules and Regulations (IRR)
of the NIP AS Act of 1992. It allows the issuance of cutting permits in favor of IPs provided certain
requirements are first complied with.[35]
Also in 2008, the DENR, together with the National Commission on Indigenous Peoples (NCIP), issued
DENR-NCIP Joint AO No. 2008-01 which recognized the traditional forest practices of IPs and allowed
them to implement the same within their ancestral domains. The joint order nevertheless upheld the
permit requirement in providing that "only those ICCs/IPs with registered Sustainable Traditional and
Indigenous Forest Resources Management Systems and Practices (STIFRMSP) shall be issued with
forest resource utilization permit."
In 2011, then President Benigno Simeon C. Aquino III signed E.O. No. 23 into law declaring a
moratorium on the cutting and harvesting of timber in the natural and residual forests in recognition of
the destructive effects of the La Niña phenomenon. As such, the DENR was prohibited from
issuing/renewing tree cutting permits in all natural and residual forests nationwide, save for certain
exceptions. The order, likewise, stated that "tree cutting associated with cultural practices pursuant to
the IPRA may be allowed only subject to strict compliance with existing guidelines of the DENR.
In 2013, the DENR issued Memorandum 2013-74 clarifying the suspension on the processing of all
request for cutting permits. It essentially permitted tree-cutting activities within private lands and public
forests/timberlands, including those IP practices allowed by E.O. No. 23 under the IPRA, subject to strict
clearance and permit requirements to be issued by appropriate officials from the Office of the President
and the DENR.
In 2018, Congress passed R.A. No. 110038, otherwise known as the Expanded National Integrated
Protected Areas System (ENIPAS) Act of 2018, which amended the NIPAS Act of 1992. Just like the
NIPAS Act of 1992 and its IRR, the IRR of the ENIPAS Act of 2018 allows the issuance of cutting
permits in favor of IPs provided certain requirements are complied with.[36]
Clearly, there is nothing in the law, old or new, that would suggest any government intent to relinquish
regulatory rights in favor of IPs, or anyone for that matter. At no point in time was the authorization
requirement ever dispensed with. Whether it be in the form of permits, licenses, or such other joint
agreements, the Executive and the Legislature had every intention to maintain its unwavering regulation
of the country's forests and natural resources thereon.
As a matter of fact, the DENR, together with the NCIP, had already effectively harmonized these
interests found in the provisions of P.D. No. 705 and the IPRA when it issued DENR-NCIP Joint AO No.
2008-01.[37] By virtue of the joint order, the State duly recognized the inherent right of IPs to self-
governance as well as their contribution to the conservation of the country's environment and natural
resources, ensuring equitable sharing benefits thereof.
Evidently, a reasonable balance between IP rights under the IPRA and protection of forest resources
under P.D. No. 705 is already in place. Pursuant to the joint order above, the State expressly recognizes
and adheres to the Sustainable Traditional and Indigenous Forest Resources Management Systems
and Practices (STIFRMSP) of IPs as well as their Indigenous Knowledge Systems and Practices (IKSP)
under their customary laws. Said order mandates all concerned stakeholders consisting of the IPs, the
DENR, NCIP, Local Government Units (LGU) to come into an agreement which shall explicitly employ
these customary IP practices consistent with their own traditions and cultures to govern their resource
utilization within subject forest areas. It is after a rigorous and comprehensive process of consultation
and dialogue between and among the parties that the DENR shall issue a forest resource utilization
permit upon registration of their STIFRMSP as well as the Joint Implementing Rules and Regulations
aimed not only at institutionalizing indigenous and traditionally managed forest practices but, at the
same time, utilizing said practices for the protection of the natural resources found in managed forest
lands.
Under the present legal framework, then, IPs are actually not prevented from implementing their
customary practices, as the majority opinion suggests. Quite the contrary, and by express provision of
the joint order, resource management within registered traditionally-managed forests are strictly in
adherence to established traditional leadership structure and practices. Unlike the majority's assertions,
therefore, the case before Us does not have to be one where a statute such as the IPRA is given
preferred application at the expense of P.D. No. 705 especially since reconciliation is achievable to give
force and effect to both. The DENR-NCIP Joint AO No. 2008-01 duly accomplishes,this end.
It bears stressing that nowhere in P.D. No. 705 was it provided that IPs are absolutely prohibited from
cutting any and all trees found within ancestral domains. The law merely requires them to obtain the
necessary permit prior to the cutting. In turn, nowhere in the IPRA was it declared that IPs shall enjoy an
unbridled right to log subject to no limitation under existing laws. It can hardly be said, therefore, that the
requirements imposed by P.D. No. 705 are contrary to the objectives of the IPRA in the recognition of
IPs rights. On the contrary, the two are actually complementary of each other.
In Lim v. Gamosa,[38] for instance, We refrained from declaring that the IPRA must prevail over Batas
Pambansa Bilang (B.P.) 129 in the absence of an unequivocal expression of the will of the Congress.
There, We held that there is no clear, irreconcilable conflict between the IPRA, which merely granted the
NCIP jurisdiction over all claims of IPs without restricting words such as "primary" or "exclusive," and
B.P. 129 which granted RTCs exclusive, original jurisdiction over similar IP claims. Well settled is the
rule that implied repeals are often disfavoured. As much as possible, effect must be given to all
enactments of the legislature for otherwise, laws will always remain doubtful.[39]
It must be noted, too, that interpreting the meaning of "authority" in such a way that excludes IPs from
the coverage of Section 77 is tantamount to judicial legislation. This is because there simply is no
legislative intent to that effect. In Corpuz v. People,[40] the Court was similarly faced with a question of
the continued validity of the penalties imposed by the RPC on crimes against property pegged at values
during the time of its enactment in 1930. We, however, refrained from modifying this range, for to do so
would be to commit judicial legislation. Thus, apart from the recognition that the Court is ill-equipped and
lacks the resources to arrive at a more accurate assessment of the IP rights vis-a-vis natural resources,
We should not usurp Congress' inherent powers of enacting laws.[41]
This, however, does not leave the Court without a remedy. On the basis of Article 5[42] of the RFC, We
held in Corpuz that the proper course of action is not to suspend the execution of the sentence but to
submit, instead, to the Chief Executive the reasons why the Court considers the said penalty to be non-
commensurate with the act committed. In the past, We even went as far as imposing the death penalty
without impeding its imposition on the ground of "cruelty."
In the same vein, should the Court, in this case, unanimously find that the penalty of imprisonment
imposed upon an IP for cutting a tree be excessive or harsh, the Court may very well recommend the
matter to the Chief Executive or even Congress for amendment or modification. Suffice it to say, though,
that the prohibition of cruel and unusual punishments applies not so much to fine and imprisonment, but
to punishments which public sentiment has regarded as cruel or obsolete, for instance, those inflicted at
the whipping post, or in the pillory, burning at the stake, breaking on the wheel, disemboweling, and the
like.[43] But even if We consider such penalty as cruel punishment, imposing a different one on the
ground of invalidity amounts to a collateral attack on the subject law that must be thwarted for being
violative of due process.
This notwithstanding, Justice Caguioa presumes that the lands enumerated in Section 77 of P.D. No.
705 do not include ancestral domains and, as such, petitioners may not be found guilty of violating the
same. According to him, ancestral domains are distinct from public or private lands, and any cutting of
timber or forest product therein was not contemplated by Section 77.
I, however, respectfully disagree. On the contrary, lands possessed by IPs undoubtedly fall within the
statute's definition of private lands. Section 77 penalizes the unauthorized removal of timber or other
forest products from any forest land,[44] or timber from alienable and disposable public lands,[45] or from
private lands.[46] But as can be drawn from the definition of private lands under Section 3(mm) of P.D.
No. 705, ancestral domains and lands clearly fall under the category of private land.
Nevertheless, Justice Caguioa insists that ancestral domains of IPs are a unique kind of property that
are neither public nor private, ownership of which springs not from the State but by virtue of "native title."
In support of his contention, he cites several legal bases. First, he alludes to the concept of "native title"
that can be traced back to the 1909 case of Cariño v. Insular Government[47] where the United States
Supreme Court upheld the IP claim of private ownership that "will be presumed to have been held in the
same way from before the Spanish conquest, and never to have been public land." Then, he identifies
Our ruling in Republic v. Cosalan[48] where We basically upheld the doctrine enunciated in Cariño.
Finally, Justice Caguioa ends his conclusion by citing the Separate Opinion of former Chief Justice
Reynato S. Puno in Cruz v. Secretary of Environment and Natural Resources[49] which discussed the
view that ancestral domains are IPs' private but community property and that "it is private merely
because it is not part of the public domain." Thus, on the basis thereof, Justice Caguioa concludes that
since ancestral domains are neither public nor private, the cutting of timber and forest products thereon
cannot be penalized under Section 77 of P.D. No. 705.
Such interpretation, however, runs contrary to the very sources it aims to elucidate. A more circumspect
reading of these sources indicates, simply, that ancestral domains and lands are not public lands. This
must be the true and actual import of said authorities for they do not go on to deduce that said domains
are not private lands. On the contrary, a more prudent analysis of the same strengthens the finding that
ancestral domains are, in fact, private in character.
In Cruz, former Chief Justice Puno expressly opined that ancestral domains and ancestral lands are the
private property of indigenous peoples and do not constitute part of the land of the public domain.
[50]
Even Justice Santiago M. Kapunan's Separate Opinion supports the conclusion that ancestral lands
and domains are considered private lands which are not part of the public domain.[51] In fact, Justice
Kapunan further found it readily apparent from the constitutional records that "the framers of the
Constitution did not intend Congress to decide whether ancestral domains shall be public or private
property." Rather, they acknowledged that "ancestral domains shall be treated as private property, and
that customary laws shall merely determine whether such private ownership is by the entire indigenous
cultural community, or by individuals, families, or clans within community."[52]
But even granting that the ancestral domains are neither public nor private, the same still cannot be
interpreted to mean that these domains consequently outside the coverage of P.D. No. 705. Again,
nowhere in authorities cited by Justice Caguioa was it suggested that due to "unique" character of
ancestral domains, the prohibited acts committed exempt from prosecution under the decree.
One cannot mistake the discussion in Cruz to be more than a mere characterization of ancestral
domains vis-a-vis the traditional concepts of public and private lands, with the objective of tracing the
source of IPs' ancestral ownership. It only distinguished such ancestral lands from lands of public
domain and in fact, likened the same to lands held in private ownership. Nothing more. Thus, in the
absence of any indication that these jurisprudential teachings meant to exempt such domains from the
penal provisions of P.D. No. 705, We must retrain from making interpretations that are unintended by
the proponents thereof. For purposes of the classification under P.D. No. 705, therefore, ancestral lands
and domains undoubtedly fall within the ambit of "private lands."
At this juncture, it must nevertheless be stressed that however way we characterize ancestral domains,
the trees, timber, forest products, and all other natural resources found thereon are still, and have
always been, owned by the People, as represented by the State. Recently, the Court, in Maynilad Water
Services, Inc. v. Secretary of the Department of Environment and Natural Resources (DENR),
[53]
expressly acknowledged the following Section 2, Article XII, of the 1987 Constitution as the
embodiment of jura regalia, or the Regalian doctrine, which reserves to the State the authority over all
natural resources:
All lands of the public domain, waters, minerals, coal,
petroleum, and other mineral oils, all forces of
potential energy, fisheries, forests or timber, wildlife,
flora and fauna, and other natural resources are owned by
the State. With the exception of agricultural lands, all
other natural resources shall not be alienated. The
exploration, development, and utilization of natural
resources shall be under the full control and supervision
of the State. The State may directly undertake such
activities, or it may enter into co-production, joint
venture, or production-sharing agreements with Filipino
citizens, or corporations or associations at least sixty
per centum of whose capital is owned by such citizens.
Such agreements may be for a period not exceeding twenty-
five years, renewable for not more than twenty-five
years, and under such terms and conditions as may be
provided by law. In cases of water rights for irrigation,
water supply, fisheries, or industrial uses other than
the development of water power, beneficial use may be the
measure and limit of the grant.[54]
Maynilad bore emphasis on the State's role over the nation's natural resources as having a duty to
regulate the same in the context of, and with due regard for, public interest. For the People, the State
shall protect, foster, promote, preserve, and control the natural resources of the People.[55]
In fact, it is clear from the deliberations of the bicameral conference committee that the IPRA is not
intended to bestow ownership over natural resources to the IPs:
CHAIRMAN FLAVIER. Accepted. Section 8 126 rights to
ancestral domain, this is where we transferred the other
provision but here itself—
In view of the foregoing, the Court, speaking through Justice Kapunan, held in Cruz that certain areas
claimed as ancestral domains may still be under the administration of other agencies of the government
such as the DENR with respect to timber, forest, and mineral lands. While these areas may be certified
as ancestral domains under the IPRA, the jurisdiction of government agencies over the natural
resources thereon does not terminate for the government is mandated by law to administer the natural
resources for the State. To construe the IPRA as divesting the State of jurisdiction over the natural
resources within the ancestral domains would be inconsistent with the established doctrine that all
natural resources are owned by the State, for the People.[62]
As a matter of fact, the Court, in Philippine Economic Zone Authority (PEZA) v. Carantes,[63] had
occasion to uphold this concept of State administration over ancestral lands. There, the Caranteses
obtained a Certificate of Ancestral Land Claim (CALC) over their 30,368-square meter parcel of land
located in Baguio City and, subsequently, fenced the premises and began constructing a residential
building thereon. The PEZA sought recourse from the courts on the issue of whether the Caranteses
may build structures within the Baguio City Economic Zone on the basis of their CALC and without the
necessary permits issued by the PEZA. The Court held that as mere holders of a CALC, as opposed to
a Certificate of Ancestral Land Title (CALT), the Caranteses' right to possess is limited to occupation in
relation to cultivation. We held further, however, that even if they were able to establish ownership of
said ancestral land, acts of ownership such as fencing and building permanent structures thereon
cannot summarily be done without complying with applicable laws requiring building permits issued by
the PEZA. We elucidated as follows:
Respondents being holders of a mere CALC, their right to
possess the subject land is limited to occupation in
relation to cultivation. Unlike No. 1, 26 Par. 1, Section
1, Article VII of the same DENR DAO, which expressly
allows ancestral domain claimants to reside peacefully
within the domain, nothing in Section 2 grants ancestral
land claimants a similar right, much less the right to
build permanent structures on ancestral lands — an act
of ownership that pertains to one (1) who has a
recognized right by virtue of a Certificate of Ancestral
Land Title. On this score alone, respondents' action for
injunction must fail.
This function, which has not been repealed and does not
appear to be inconsistent with any of the powers and
functions of PEZA under R. A. No. 7916, subsists.
Complimentary thereto, Section 14 (i) of R.A. No. 7916
states:
It cannot be denied, therefore, that Philippine law and jurisprudence alike merely grant indigenous
cultural communities a general right to preserve their cultural integrity, ancestral domains, and ancestral
lands which is neither absolute nor limitless. Applicable constitutional provisions are ordinarily read in
light of, and subject to, the broader framework of the national development. In particular, Section 22,
Article II of the 1987 Constitution provides that "the State recognizes and promotes the rights of
indigenous cultural communities within the framework of national unity and development. " Similarly,
Section 5, Article XII provides that "the State, subject to the provisions of this Constitution and national
development policies and programs, shall protect the rights of indigenous cultural communities to their
ancestral lands to ensure their economic, social, and cultural well-being."
The same holds true for the IPRA. Section 7 (b)[65] thereof states that IPs shall have the right to use and
explore the natural resources within their lands for the purpose of ensuring ecological, environmental
protection and the conservation measures, pursuant to national and customary laws. Moreover, Section
2(e) thereof provides that the State shall ensure that IPs benefit on an equal footing from the rights and
opportunities which national laws and regulations grant to other members of the population,[66] In fact,
Section 9 holds IPs responsible to preserve and maintain a balanced ecology by protecting flora and
fauna and participating in the reforestation of denuded areas.[67]
This parallel IP responsibility is a shared obligation between and among the State and its citizens to
maintain a balanced ecology enshrined in Article II of the 1987 Constitution which provides that the
State shall protect and advance the right of the people to a balanced and healthful ecology in accord
with the rhythm and harmony of nature.[68] Accordingly, Oposa v. Factoran[69] emphasizes the
fundamental concept of intergenerational responsibility towards the right to a balanced and healthful
ecology which implies, among many other things, the judicious management and conservation of the
country's forests. Verily, without such forests, the ecological or environmental balance would be
irreversibly disrupted.
This is the reason why I cannot succumb to the notion of entitlement of the State vis-a-vis the IP's
cultural and environmental heritage, so as to make it appear as if the State, through the reckless use of
its police power under P.D. No. 705, summarily dismisses IP rights as no longer a point of concern for it
is "only police power," and police power alone, that matters.
Before Us is not merely an issue of "State versus IPs" where the rights of the IPs are unduly sacrificed
in favor of the all-mighty State. On the contrary, one would not have to go so far as the confines of P.D.
No. 705 itself to realize that the issue at hand most especially involves every citizen's right to a healthy
ecology. In its "Whereas clauses," P.D. No. 705 explicitly declares the need to place emphasis not only
on the utilization of forest lands and lands of the public domain but more so on their protection,
rehabilitation, and development in order to ensure the continuity of their production condition.[70] Clearly,
then, the main objective of P.D. No. 705 is not to empower the State to the detriment of IPs, but rather,
to rectify the existing policies that remain unresponsive to the pressing issue of the depletion of our
country's natural resources. Indeed, there exists legitimate objectives by which this police power is
exercised through the employment of reasonable means within the confines of the law.
Make no mistake, though, I am by no means insensitive to the challenges IPs face. All this signifies,
simply, is that before We ultimately decide on what would be the fate of our generation's ecology, and
every generation after ours, it is imperative to put things in its proper perspective. In Cruz, it was pointed
out that as early as 1997, around 12 million Filipinos are members of the 110 or so indigenous cultural
communities (ICC), accounting for more than 17% of the estimated 70 million Filipinos in the country.
Moreover, as of June 1998, over 2.5 million hectares have been claimed by various IPs as ancestral
domains; and over 10 thousand hectares, as ancestral lands. In addition, ancestral domains cover 80
percent of our mineral resources and between 8 and 10 million of the 30 million hectares of land in the
country. This means that 4/5 of its natural resources and 1/3 of the country's land will be concentrated
among 12 million Filipinos constituting 110 ICCs, while over 60 million other Filipinos constituting the
overwhelming majority will have to share the remaining.[71]
At present, it is estimated that there are now 14-17 million IPs belonging to 110 communities and more
than 5.7 million hectares, about 1/6 of the country have been duly titled in the name of indigenous
peoples.[72] Placed under this context, one can only imagine what our forests would be like should 14
million IPs engage in a mere "small-scale" logging within more than 5.7 million hectares of their
ancestral domains under the defense that it will "ultimately redound to the benefit of the community" by
virtue of their "customary traditions."
In response to this, the majority, together with Justice Caguioa, maintains not only that these fears of
ecological degradation are more apparent than real but also that they are, nonetheless, addressed by
the safeguards found in the IPRA itself. They assure us of limitations on the IP rights that can be
inferred from the provisions of the IPRA on the IP's correlative responsibility "to establish and activate
indigenous practices or culturally-founded strategies to protect, conserve and develop the natural
resources and wildlife sanctuaries in the domain," the concept that "ancestral domains and all resources
found therein shall serve as the material bases of their cultural integrity," and that "ancestral domains
are private but community property which belongs to all generations."[73] In fact, Justice Caguioa adds
that the IPRA only recognizes sustainable traditional resource rights that allows the IPs to "sustainably
use... in accordance with their indigenous knowledge, beliefs, systems and practices" the resources
which may be found in the ancestral domains which, in turn, are "private but community property which
belongs to all generations and therefore cannot be sold, disposed or destroyed."
I, however, beg to disagree. The preservation of our environment, more specifically the trees in our
forests, cannot, and should not, merely be inferred from the rather general statements found in the
provisions of the IPRA. Can it be said for certain that the imposition on IPs a general responsibility to
conserve natural resources is enough to safeguard the forest reserves that the P.D. No. 705 seeks to
protect? On the contrary, moreover, to leave to the IPs, or any person or community of persons for that
matter, the sole prerogative to determine for themselves, in accordance with their indigenous
knowledge, beliefs, systems and practices, is not only dangerous but reckless. That one cannot sell or
dispose the resources found in one's land is hardly any protection against any potential abuse that the
forest may endure.
Take this case, for instance. Petitioners herein would like to impress upon the Court their unfortunate
predicament of being incarcerated for the mere act of cutting one tree, which they did only in their
humble exercise of cultural integrity as indigenous peoples for the construction of a communal toilet. We
must direct our attention, however, to some points to consider.
First, the Information states that petitioners knowingly cut the tree with the use of an unregistered power
chainsaw.[74] This was admitted by petitioners in their Salaysay ng Pagtatanggol in saying that "ginamit
ang chainsaw sa pagputol upang hindi ma-aksaya ang kahoy para ito ay mapakinabangan sang-ayon
sa nabanggit sa itaas. "[75] Realistically speaking, the fact that an IP was able to get a hold of, more so
learn how to operate, such a sophisticated tool cannot be harmonized with their supposed nature as a
people known to survive in isolated locations, with very little to no access to even the most basic social,
commercial, and economical goods and services. On a related note, what then would the implication of
the present majority opinion be to petitioners' violation of R.A. No. 9175 entitled "An Act Regulating the
Ownership, Possession, Sale, Importation and Use of Chainsaws, Penalizing Violations thereof and for
other Purposes" or the Chainsaw Act of 2002, which penalizes the mere possession of a chainsaw
without first securing the necessary permit from the DENR?[76]
Second, the records of the case are bereft of evidence sufficient to prove that the cutting was, indeed,
for the purpose of building a communal toilet. As borne by the records, the defense merely offered the
lone testimony of Brgy. Captain Aceveda without any documentary exhibits. In his testimony, he
revealed that the cutting of the tree was upon the initiative of "a certain Non-Governmental Organization
(NGO)."[77]
The testimony, however, is insufficient to prove that the cutting of the tree was for the construction of a
communal toilet. If petitioners indeed cut the tree for the toilet at the instance of the NGO, the defense
should have presented petitioners instead of the barangay captain who has no personal knowledge of
the circumstances leading to the arrest of the accused and any representative from the NGO to testify at
the stand. It should have submitted such other supporting documentation such as plans and illustrations
of the supposed communal toilet which are readily available to the NGO. The State, therefore, was
deprived of its right to cross-examine the petitioners and test the credibility of their defense. Indeed, the
admission of the solitary witness' testimony without personal knowledge violates the fundamental
principles of justice and rules of fair play.[78]
To me, presentation of such evidence is vital in order to ensure that the dangers posed by the loopholes
existing in the law are prevented. Highly probable, if not already rampant, is the scenario where actual,
illegal loggers course their criminal' activities through IPs who, through the present majority opinion, will
now be free from any liability whatsoever under the law. Surely, the majority could not have intended on
exempting from the provisions of P.D. No. 705 persons other than members of indigenous communities
who may very well convince these IPs to do the cutting for them. Neither could the IPRA have intended
on authorizing non-IPs to exercise much less benefit from the rights granted therein. As a consequence,
therefore, doubts arise as to the applicability of the provisions of the IPRA to the present case and
whether the same can even be invoked at all. This notwithstanding, while it may be argued that such
dangers can be addressed during trial, assuming the true perpetrators are apprehended, the damage
which P.D. No. 705 seeks to prevent would have already been done, for one cannot re-plant the felled
trees that took decades to mature.
Third, in their Supplement to the Motion for Reconsideration filed before the trial court, petitioners
sought the court's consideration arguing that Iraya-Mangyans of the area did not altogether disregard
the regulatory measures imposed by the State.[79] They averred that even before the passage of the
IPRA, resource use permits were applied for and extended to IPs of the area by the DENR. As proof,
petitioners presented a copy of the endorsement of the list of CSC holders issued by the DENR-CENRO
of Calapan City. In fact, petitioners even stated in their Motion to Quash that the jurisdiction of the
DENR over forest products is recognized and respected by the IPs.[80] Since petitioners had already
established the practice of coordinating with the government, through the DENR, and complying with
permit requirements thereof, I do not see any valid reason why they omitted to do so now.
Fourth, in the same Motion to Quash, petitioners cited an incident where the Tagbanua tribe logged
numerous trees without a permit in Coron, Palawan, for the repair of handrails at the Kayangan Lake.
[81]
When the DENR tried to confiscate the logs, the tribe claimed they do not need a permit since the
cutting-was for the benefit of the community. By the simple allegation of community benefit, the
Tagbanuas and all other IPs who log trees without permit can now be exonerated regardless of the
number of trees they cut. I do not think this to have been the intention of the IPRA.
It would be well to realize, therefore, that the present case is not a simple, black-and-white quandary of
an indigene vis-a-vis his IPRA rights under P.D. No. 705. As can be seen above, the case before Us
presents far more interrelated issues for whether We would like to admit it or not, the seemingly
innocuous acquittal of petitioners herein would ultimately result in considerable implications the Court
may not have intended.
The majority acquits petitioners based on their unique characteristics as IPs that set them apart from the
rest of the Filipinos. Justice Zalameda adds that due to IPs' limited access to information, challenges in
availing learning facilities, and lack of financial resources, they must be treated differently from the
Filipino mainstream. But how, then, do We reconcile this with the fact that petitioners actually went to
school, even reaching the level of Grade IV primary education?[82] Or in the case of the Tagbanuas of
Coron, how do We harmonize their supposed aboriginal characteristics to the fact that they are an IP
group formally registered as a legal entity who, since receiving their ancestral domain title in 2001, have
been requiring tourists to Coron Island to pay a fee prior to their entrance therein? How different, then,
are petitioners from a typical, non-IP Filipino? Are we really prepared to cede all regulatory measures of
the government to the IPs?
As cited in the Dissenting Opinion of Justice Mario V. Lopez, Our ruling in People v. Macatanda[83] is
instructive. There, accused, who was charged of cattle rustling under P.D. No. 533, sought the Court's
lenient approach in view of his lack of instruction and education as well as his membership in a cultural
minority, the two separate circumstances to be joined together to constitute the alternative circumstance
of lack of instruction to mitigate his liability.[84] We, however, rejected the appeal in the following wise:
Be that as it may, Justice Perlas-Bernabe asserts Section 20(c)[86] of the ENIPAS Act of 2018,[87] which
amended the NIP AS Act of 1992, to be another statute apart from the IPRA where the State permits
IPs to utilize natural resources within their ancestral domains. She then concludes that this provision
accurately demonstrates the constitutional and statutory protection of legitimate exercises of IPs' rights
in an environmental legislation. The argument, however, fails to take certain circumstances into account.
In the first place, the land where the dita tree was cut herein is not covered by the provisions of the
ENIPAS Act. The said law provides that a National Integrated Protected Areas System which aims to
ensure sustainable use of resources shall apply to all designated protected areas,[88] one of which
Mounts Iglit-Baco Natural Park in Occidental and Oriental Mindoro.[89] But while the land subject of the
present case is also in the province of Oriental Mindoro, it is not located in any of the municipalities
where Mounts Iglit-Baco Natural Park is located.[90] To recall, the dita tree was cut in the Barangay
Calangatan, Municipality of San Teodoro. It must also be mentioned that both Pres. Proc. No. 557 and
R.A. No. 6148 expressly identified only the Batangan tribe, one of the eight ethno-linguistic groups of
the Mangyans, as the IP group which shall be allocated a 1,000- hectare area within the protected area
for their settlement and development. But petitioners herein are Iraya-Mangyans and are not part of the
Batangan tribe.[91] Evidently, the land subject of the present case is not part of the protected area that is
Mounts Iglit-Baco Natural Park and is, therefore, not subject to the provisions of the ENIPAS Act.
In the second place, even if We assume that the subject land is covered by the ENIPAS Act, petitioners
are nonetheless liable for violating the provisions thereof. Contrary to Justice Perlas-Bernabe's
postulation, IPs still do not possess an unbridled right to log trees within a protected area. A cursory
perusal of the ENIPAS Act and its IRR reveals that these protected areas are, in fact, strictly regulated,
perhaps even stricter than unprotected ones. Pursuant to the provisions of the ENIPAS Act and its IRR,
any tree cutting activity to be conducted by IPs within protected areas must first satisfy the following
requirements: (1) a cutting permit from the Protected Area Superintendent (PASu) which is primarily
accountable to the Protected Area Management Board (PAMB) and the DENR for the management and
operations of the protected area;[92] (2) the tree shall be solely for traditional and subsistence uses; (3)
only five cubic meters per applicant per year is allowed;[93] (4) no permit shall be required of Protected
Area Community Based Resource Management Agreement (PACBRMA) holders; (5) the total volume
cut shall not exceed limits set by the PAMB; and (6) the cutting must be within the Multiple Use Zone.
[94]
The records of the present case, however, do not contain any proof whatsoever of compliance with
these requirements.
It would not take more than a plain and simple reading of the ENIPAS Act and its IRR for one to realize
that protected areas, as the name suggests, are subject to the strictest regulations and under the
closest surveillance of the government.[95] With good reason, too, for these areas are habitats of rare
and endangered species of plants and animals, biogeographic zones and related ecosystems, that
require nothing but the State's utmost care and supervision.[96]
Indeed, the intent of the law to clothe the State, through the DENR, with the duty of regulating natural
resources found on lands, whether protected or not, can no longer be denied. In both protected and
unprotected areas, it is the DENR, through various offices under its authority, that is tasked with the
issuance of cutting permits as well as with the responsibility to execute agreements with all interested
stakeholders, IPs included, to enforce plans in the sustainable management of natural resources, taking
into account the existing cultural traditions of the IPs.
This does not mean, however, that it is only the State and its interests which shall be the sole
consideration in the management of natural resources found in the ancestral domains. Emerging in our
current legal framework is a trend towards a pro-active and collaborative effort to achieve a reasonable
balance between the recognition of IPs' rights to their lands, on the one hand, and the protection of
scarce resources found within these lands, on the other. This is the clear import of DENR-NCIP Joint
AO No. 2008-01 as well as the ENIPAS Act and its IRR in mandating the State to consult with all
interested IPs towards a holistic agreement that will institutionalize the traditional and culture-driven
forest resources practices of the IPs. To me, both the State and the IPs can benefit from the present
shift to a more decentralized form of management where participation and dialogue between and among
all stakeholders is encouraged.
We must never lose sight of the fact that regulation by the State of our natural resources, most
especially trees which take years to grow, is not a pointless exercise that is meant to thwart the rights of
IPs. On the contrary, it is specifically crafted to preserve such resources so that generations of Filipinos,
whether indigenous or not, will have the chance to enjoy the same many, many years from now. While
We acknowledged, in Maynilad, the State's rights over natural resources, We simultaneously introduced
the Public Trust Doctrine which impresses upon States the correlative, affirmative duties of a trustee to
manage natural resources for the benefit of the beneficiaries, the present and future generations.
[97]
Clearly, the passage of P.D. No. 705 serves as an actual, legitimate application by the State of
the Public Trust Doctrine which not only asserts its rights over forest resources but also aims to
preserve the same for the benefit of the People.
For this reason, I do not share the view that the acquittal handed to the petitioners in this case is not a
blanket exemption. No matter how one looks at it, the implication of the present majority opinion would
be just that: a blanket exemption. For how, then, can the Court prevent all other IPs from invoking the
doctrine of this case under the principle of stare decisis? In Cruz, Justice Kapunan, who seems to have
foreseen the present scenario, explicitly emphasized that "the grant of said priority rights to indigenous
peoples is not a blanket authority to disregard pertinent laws and regulations. The utilization of said
natural resources is always subject to compliance by the indigenous peoples with existing laws, ... since
it is not they but the State, which owns these resources."[98]
Neither can it be accurately concluded that an outright logging ban puts the lives of IPs at risk for their
everyday lives are so intimately intertwined with the land and resources. The present case merely
involves trees or timber that are cut without the requisite license under P.D. No. 705. It does not,
however, cover those natural resources that are truly essential to the daily sustenance of these IPs.
Even with the operation of P.D. No. 705, IPs are very much free to hunt forest animals, gather plants,
and cultivate their lands within their domains with little to no governmental interference. But even if we
assume that the cutting of timber is so indispensable to the everyday lives of IPs such that one cannot
survive a day without cutting a tree, then government regulation is all the more necessary to prevent the
depletion of these trees that take decades and decades to grow.
Regrettably, then, I cannot join the majority's invocation of a "confusing state of affairs" to justify
petitioners' acquittal from their otherwise prohibited act. For how can there be any confusion when there
was never a time after the passage of P.D. No. 705 where IPs, or anyone for that matter, were
exempted from the permit requirement. As chronologically detailed above, both the Legislature and
Executive have, time and time again, reiterated this need for DENR authority prior to any tree-cutting
activity.
Besides, it cannot truthfully be declared that petitioners were, indeed, confused. As previously noted,
petitioners already had a practice of applying for resource use permits from the DENR, through its local
office, CENRO, in Calapan City. In fact, they even presented a copy of the endorsement of the list of
CSC holders issued by the DENR-CENRO of Calapan City.[99]
In the end, it must be remembered that our Constitution vests the ownership of natural resources, not in
a select few, but in all the Filipino people.[100] The inherent importance of these natural resources to
society as a whole is beyond cavil, the same being inseparable to our very existence. To me, exempting
petitioners from liability under P.D. No. 705 is virtually tantamount to the surrender of any remaining
rights of the People to a chosen sector of society. Certainly, this could not have been the intention of the
IPRA, let alone our Constitution. No right must be so great so as to create an unrestricted license to act
according to one's will.
It cannot be stressed enough, however, that the provisions of P.D. No. 705 do not, in any way, strip IPs
of their rights duly enshrined in the law. The end, simply, is to shed light on other equally pressing rights,
such as the rights to a balanced and healthful ecology and to health. Now more than ever, at a time
when clear-cut lines between seemingly competing rights can no longer be drawn, of utmost importance
is the availability of dialogue and representation - dialogue among all concerned sectors of society. For
as warned by Oposa, unless the environment is given continued significance, the day would not be too
far when all else would be lost not only for the present generation, but also for those to come —
generations which stand to inherit nothing but parched earth incapable of sustaining life.[101]
In view of the foregoing, I vote to DENY the petition. Petitioners Diosdado Sama y Hinupas and Bandy
Masanglay y Aceveda should be convicted of violation of Section 68, now Section 77, of Presidential
Decree No. 705.
[1]
Section 68 of P.D. No. 705 provides:a
SECTION 68. Cutting, Gathering and/or Collecting Timber or Other Products without License. — Any
person who shall cut, gather, collect, or remove timber or other forest products from any forest land, or
timber from alienable and disposable public lands, or from private lands, without any authority under a
license agreement, lease, license or permit, shall be guilty of qualified theft as defined and punished
under Articles 309 and 310 of the Revised Penal Code; Provided, That in the case of partnership,
association or corporation, the officers who ordered the cutting, gathering or collecting shall be liable,
and if such officers are aliens, they shall, in addition to the penalty, be deported without further
proceedings on the part of the Commission on Immigration and Deportation.
[2]
Revised Forestry Code of the Philippines, May 19, 1975.
[3]
Rollo, p. 57.
[4]
See majority opinion, p. 33.
[5]
Atty. Bernardo T. Constantino v. People of the Philippines, G.R. No. 225696, April 8, 2019.
[6]
808 Phil. 455,464-465 (2017). (Emphasis ours)
[7]
462 Phil. 72, 89-90 (2003).
[8]
See majority opinion p. 8.
[9]
Atty. Bernado T. Contantino v. People of the Philippines, supra note 5.
[10]
Far Eastern Surety and Insurance Co. Inc. v. People, 721 Phil. 760, 767 (2013).
[11]
773 Phil. 614 (2015).
[12]
Entitled "Amending the Act Creating the Home Development Mutual Fund " December 14, 1980.
[13]
Entitled "An Act Amending Presidential Decree No. 1752, As Amended" June 17, 1994. .
[14]
Saguin, et al. v. People, supra note 11.
[15]
Id. at 628. (Emphasis ours)
[16]
Monge, et. al. v. People, 571 Phil. 472, 481 (2008).
[17]
783 Phil. 429 (2016); cited also in the Dissenting Opinion ef Justice Mario V. Lopez.
[18]
Tigoy v. Court of Appeals, 525 Phil. 613, 624 (2006).
[19]
Monge v. People, supra note 16, at 479.
[20]
Section 69 of P.D. No. 389 provides:
SECTION 69. Cutting, Gathering, and/or Collection of Timber or Other Products. - The penalty of prision
correccional in its medium period and a fine of five (5) times the minimum single forest charge on such
timber and other forest products in addition to the confiscation of the same products, machineries,
equipments, implements and tools used in the commission of such offense; and the forfeiture of
improvements introduced thereon, in favor of the Government, shall be imposed upon any individual,
corporation, partnership, or association who shall, without permit from the Director, occupy or use or
cut, gather, collect, or remove timber or other forest products from any public forest, proclaimed
timberland, municipal or city forest, grazing land, reforestation project, forest reserve of whatever
character; alienable or disposable land: Provided, That if the offender is a corporation, partnership or
association, the officers thereof shall be liable.
[21]
Section 68 of P.D. No. 705 provides:
SECTION 68. Cutting, Gathering and/or Collecting Timber or Other Products without License. — Any
person who shall cut, gather, collect, or remove timber or other forest products from any forest land, or
timber from alienable and disposable public lands, or from private lands, without any authority under a
license agreement, lease, license or permit, shall be guilty of qualified theft as defined and punished
under Articles 309 and 310 of the Revised Penal Code; Provided, That in the case of partnership,
association or corporation, the officers who ordered the cutting, gathering or collecting shall be liable,
and if such officers are aliens, they shall, in addition to the penalty, be deported without further
proceedings on the part of the Commission on Immigration and Deportation.
[22]
Executive Order No. 277 provides:
Section 68. Cutting, Gathering and/or collecting Timber or Other Forest Products Without License. - Any
person who shall cut, gather, collect, remove timber or other forest products from any forest land, or
timber from alienable or disposable public land, or from private lands, without any authority, or
possess timber or other forest products without the legal documents as required under existing forest
laws and regulations, shall be punished with the penalties imposed under Articles 309 and 310 of the
Revised Penal Code: Provided, That in the case of partnerships, associations, or corporations, the
officers who ordered the cutting, gathering, collection or possession shall be liable, and if such officers
are aliens, they shall, in addition to the penalty, be deported without further proceedings on the part of
the Commission on Immigration and Deportation.
[23]
EXECUTIVE ORDER NO. 277 is reproduced below:
WHEREAS, our forest resources may be effectively conserved and protected through the vigilant
enforcement and implementation of our forestry laws, rules and regulations;
WHEREAS, the implementation of our forest laws suffers from technical difficulties, due to certain
inadequacies in the penal provisions of the Revised Forestry Code of the Philippines; and
WHEREAS, to overcome these difficulties, there is, a need to penalize certain acts to make our forestry
laws more responsive to present situations and realities;
NOW, THEREFORE, I, CORAZON C. AQUINO, President of the Philippines, by virtue of the powers
vested in me by the Constitution, do hereby order:
SECTION 1. Section 68 of Presidential Decree (P.D.) No. 705, as amended, is hereby amended to read
as follows:
"SEC. 68. Cutting, Gathering and/or collecting Timber or Other Forest Products Without License.—
Any person who shall cut, gather, collect, remove timber or other forest products from any forest land, or
timber from alienable or disposable public land, or from private land, without any authority, or possess
timber or other forest products without the legal documents as required under existing forest laws and
regulations, shall be punished with the penalties imposed under Articles 309 and 310 of the Revised
Penal Code: Provided, That in the case of partnerships, associations, or corporations, the officers who
ordered the cutting, gathering, collection or possession shall be liable, and if such officers are aliens,
they shall, in addition to the penalty, be deported without further proceedings on the part of the
Commission on Immigration and Deportation.
"The court shall further order the confiscation in favor of the government of the timber or any forest
products cut, gathered, collected, removed, or possessed, as well as the machinery, equipment,
implements and tools illegally used in the area where the timber or forest products are found."
SECTION 2. Presidential Decree No. 705, as amended, is hereby further amended by adding Sections
68-A and 68-B which shall read as follows:
"SEC. 68-A. Administrative Authority of the Department Head or His Duly Authorized Representative to
Order Confiscation.— In all cases of violations of this Code or other forest laws, rules and regulations,
the Department Head or his duly authorized representative, may order the confiscation of any forest
products illegally cut, gathered, removed, or possessed or abandoned, and all conveyances used either
by land, water or air in the commission of the offense and to dispose of the same in accordance with
pertinent laws, regulations or policies on the matter.
"SEC. 68-B. Rewards to Informants.— Any person who shall provide any information leading to the
apprehension and conviction of any offender for any violation of this Code or other forest laws, rules and
regulations, or confiscation of forest products shall be given a reward in the amount of twenty per
centum (20%) of the proceeds of the confiscated forest products."
SECTION 3. All laws, orders, issuances, rules and regulations or parts thereof inconsistent with this
Executive Order are hereby repealed or modified accordingly.
SECTION 4. This Executive Order shall take effect after fifteen days following its publication either in
the Official Gazette or in a newspaper of general circulation in the Philippines.
DONE in the City of Manila, this 25th day of July, in the year of Our Lord, Nineteen Hundred and Eighty-
Seven.
Published in the Official Gazette, Vol. 83 No. 31, 3528-112 Supp., on August 3, 1987.
[24]
An Act to Prohibit the Cutting, Destroying or Injuring of Planted or Growing Trees, Flowering Plants
and Shrubs or Plants of Scenic Value Along Public Roads, in Plazas, Parks, School Premises or in Any
Other Public Pleasure Ground.
[25]
Requiring the Planting of Trees in Certain Places and Penalizing Unauthorized Cutting, Destruction,
Damaging and Injuring of Certain Trees, Plants and Vegetation.
Proclaiming Certain Areas and Types of Projects as Environmentally Critical and Within the Scope of
[26]
the Environmental Impact Statement System Established Under Presidential Decree No. 1586.
[27]
Establishing an Environmental Impact Statement System, Including Other Environmental
Management Related Measures and for Other Purposes (1978).
[28]
Presidential Proclamation No. 2146 provides:
NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the Philippines, by virtue of the powers
vested in me by law, hereby proclaim the following areas and types of projects as environmentally
critical and within the scope of the Environmental Impact Statement System;
A. Environmentally Critical Projects
x x x x
x x x x (Emphasis ours)
[29]
Presidential Proclamantion No. 2146 provides:
B. Environmentally Critical Areas
x x x x (Emphasis ours)
Section 4. Presidential Proclamation of Environmentally Critical Areas and Projects. The President of
the Philippines may, on his own initiative or upon recommendation of the National Environmental
Protection Council, by proclamation declare certain projects, undertakings or areas in the country as
environmentally critical. No person, partnership or corporation shall undertake or operate any
such declared environmentally critical project or area without first securing an Environmental
Compliance Certificate issued by the President or his duly authorized representative. For the
proper management of said critical project or area, the President* may"by his proclamation reorganize
such government offices, agencies, institutions, corporations or instrumentalities including the re-
alignment of government personnel, and their specific functions and responsibilities.
[31]
In People v. Dator, 398 Phil. 109, 121-122 (2000), the Court held that:
"The appellant cannot validly take refuge under the pertinent provision of DENR Administrative Order
No. 79, Series of 199025 which prescribes rules on the deregulation of the harvesting, transporting and
sale of firewood, pulpwood or timber planted in private lands. Appellant submits that under the said
DENR Administrative Order No. 79, no permit is required in the cutting of planted trees within titled
lands except Benguet pine and premium species listed under DENR Administrative Order No. 78,
Series of 1987, namely: narra, molave, dao, kamagong, ipil, acacia, akle, apanit, banuyo, batikuling,
betis, bolong-eta, kalantas, lanete, lumbayao, sangilo, supa, teak, tindalo and manggis.
Concededly, the varieties of lumber for which the appellant is being held liable for illegal
possession do not belong to the premium species enumerated under DENR Administrative
Order No. 78, Series of 1987. However, under the same DENR administrative order, a certification
from the CENRO concerned to the effect that the forest products came from a titled land or tax
declared alienable and disposable land must still be secured to accompany the shipment. This
the appellant failed to do, thus, he is criminally liable under Section 68 of Presidential Decree No.
705 necessitating prior acquisition of permit and "legal documents as required under existing
forest laws and regulations." (Emphasis ours)
[32]
An Act Providing for the Establishment and Management of National Integrated Protected Areas
System, Defining its Scope and Coverage, and for Other Purposes.
Adopting Community-Based Forest Management as the National Strategy to Ensure the Sustainable
[33]
Development of the Country's Forestlands Resources and Providing Mechanisms for its,
Implementation.
[34]
Revised Guidelines in the Issuance of Private Land Timber Permit/Special Private Land Timber
Permit (PLTP/SPLTP).
[35]
Rules 11.7. and 11.7.4 of DENR AO No. 2008-26 provide:
Rule 11.7. The PASu shall be primarily accountable to the PAMB and the DENR for the implementation
of the Management Plan and operations of the protected area. He/she shall have the following specific
duties and responsibilities:
xxxx
11.7.4 Issue cutting permit for planted trees for a volume of up to five (5) cubic meters per applicant per
year for traditional and subsistence uses by ICCs/IPs and tenured migrants only. Provided, that
PACBRMA holders with affirmed Community Resource Management Plan (CRMP) shall no longer be
issued cutting permits. Provided further, that the total volume of extraction does not exceed the limit set
by the PAMB and the location of extraction is within the appropriate site within the multiple use zone.
[36]
DENR AO No. 2019-05 provides:
Rule 11-B.3 In addition to the functions enumerated in Section 11-B, the PASU shall perform the
following duties and responsibilities:
xxxx
d. Recommend actions for cutting permit for planted trees solely for the traditional and
subsistence uses by ICCs/IPs and tenured migrants, of up to five (5) cubic meters per applicant
per year. Provided, that, PACBRMA holders with affirmed Community-based Resource Management
Plan shall no longer be issued cutting permits. Provided, further, that the total volume cut shall not
exceed the limits set by the PAMB, and that the location of the cutting is within the appropriate
site within the Multiple Use Zone; (Emphases ours)
[37]
The pertinent provisions of DENR-NCIP Joint AO No. 2008-01 state:
Pursuant to the provisions of the 1987 Constitution, Presidential Decree (PD) No. 705, as amended,
Executive Order (EO) No. 192, Series of 1987, Republic Act (RA) No. 8371 or the Indigenous Peoples
Rights Act (IPRA) of 1997 and its Implementing Rules and Regulations NCIP Administrative Order No.
1, Series of 1998, DENR-NCIP Memorandum Circular No. 2003-01, EO No. 318, Series of 2004, in
deference to the forest resources management systems and practices of the Indigenous Cultural
Communities/Indigenous Peoples (ICCs/IPs) that should be recognized, promoted and protected, the
guidelines and procedures as provided for in this Order shall be strictly observed.
Section 2. - Objectives. - For the effective implementation of this Order, the following objectives shall
serve as guides:
b. Adhere to the customary laws and recognize the Indigenous Knowledge Systems and
Practices (IKSP) of the ICCs/IPs together with the intellectual property rights thereon, if any, in
accordance with the applicable provisions of the IPRA;
c. Recognize the ICCs/IPs' preferential rights to benefit from the natural resources found within
their ancestral lands/domains jointly documented and confirmed pursuant to this Order;
xxxx
Sec. 3. - Coverage. This Order shall cover and apply to all ICCs/IPs with traditional indigenous
forest resources management systems and practices within their ancestral domains/lands,
whether it be individual, family, clan and communal.
xxxx
Sec. 6. - Recognition of Indigenous and Traditionally Managed Forests Systems and Practices.
All existing indigenous and traditionally managed forest systems and practices that were initially
and jointly documented and verified by Regional Offices of the DENR and the NCIP to be
promoting and practicing forest and biodiversity conservation, forest protection and sensible utilization of
the resources found therein based on existing customary laws and duly endorsed by the LGUs
concerned through Resolution or Ordinance shall be issued a Joint Confirmation and Recognition
Order (JCRO) by the respective DENR-Regional Executive Director (RED) and the NCIP Regional
Director (RD).
However, issuance of any utilization permit by the DENR for the resources found therein shall be held in
abeyance pending the signing of a Memorandum of Agreement (MOA) between and among the DENR,
the NCIP, the ICCs/IPs, socio-political structures and LGUs- Barangay, Municipal and Provincial level
xxxx
Finally, validly existing resources utilization permits duly issued by the DENR to the ICCs/IPs prior to
this Order shall continue to be respected until its expiration or until the allowable volume has been fully
consumed or the harvesting in the allowable area has been finished, whichever comes first.
Sec. 7. - Formulation of a MOA and the JIRR. The Memorandum of Agreement (MOA) shall contain,
among others, the commitment of all concerned signatories to the sustainable management of
the subject forest area and its forest resources, the procedures to be followed in the
operationalization of the traditional and indigenous forest management systems and practices
consistent with the traditions and culture therein including the corresponding penalties and
sanctions to be imposed for each and every violation to be committed. Said MOA shall also include
provisions on the roles and responsibilities of all parties in the documentation of information and/or in
the gathering of primary data for the recognition and confirmation of the traditional and indigenous forest
management systems and practices.
xxxx
Sec. 9. Registration. - Registration of the indigenous and traditionally managed forest as a result
of the comprehensive evaluation, documentation and consultation activities found to be
practicing a sustainable forest resources management system and practice shall be issued with
a Joint Implementing Rules and Regulations (JIRR) jointly approved by the DENR, the NCIP and
all parties mentioned in Section 6 hereof. The presence of the following factors/ conditions which in all
cases shall be considered in the registration:
xxxx
9.3 The presence of customary laws, if verified to be within the framework of sustainable forest
resources management, xxxx
9.4 The watershed forest management shall be the ecosystem management units and being managed
in a holistic, scientific rights-based, technology-based and community-based manner and observing
the principles of multiple use, decentralization and devolution actively participated by the Local
Government Units (LGUs) and other concerned agencies with synergism of the economic,
ecological, social and cultural objectives, and the rational utilization of all forest resources found
therein;
9.5 The security of land tenure and land use rights as provided for under the IPRA and other
applicable ENR laws, rules and regulations shall be a requirement for sustainable use; and
9.6 The current indigenous forest resources management systems/practices can be harmonized with
current ENR laws, rules and regulations.
xxxx
Sec. 10. Resources Management and Sustainability. - Resource management within registered
traditionally-managed forests shall be strictly in adherence to the established traditional
leadership structure and practices. A resource management plan shall be prepared and
institutionalized relative to the identified ancestral management units/blocks by the community
underscoring collective agreements and commitments on natural resource protection, conservation and
utilization. However, for purposes of ensuring sustainability and control, any resource utilization
set by the communities shall be documented. All concerned entities (DENR, NCIP, and LGU) shall
be informed accordingly for purposes of monitoring and transparency. The following principles shall be
observed in resources utilization:
10.1. Only those ICCs/lPs with registered STIFRMSP shall be issued with forest resource
utilization permit.
10.2. That any resource utilization in the form of timber or non-timber shall be replaced by the
user with an equivalent number of tree seedlings or similar customary arrangement, and as imposed
by the community in accordance with its policies and sustainable customs and practices;
10.3. That the existing land use as a traditionally managed forest especially for watershed protection
shall be regulated and extraction of resources shall be allowed only in areas identified by the
community as production site. However, utilization within the areas shall be allowed subject to the
provisions of the approved Ancestral Domain Sustainable Development and Protection Plan (ADSDPP);
10.4. The resource extraction shall be in accordance with existing traditional resource rights
defined by the community in its indigenous system and practice. All DENR laws, rules and
guidelines on resource utilization shall be applicable in a supplementary manner;
10.5. The resources extracted for utilization or to be traded outside the domain/locality by the concerned
ICC/IP shall be regulated. The disposition of timber and non-timber products shall be governed by the
applicable DENR laws, rules and regulations relative to the requisite shipping/transport documents;
10.6. Resources utilization from naturally grown forests for livelihood projects as carving, handicrafts,
manufacturing, etc., shall be regulated and only the allowable volume/number of species needed as
raw materials for livelihood projects could be disposed of outside the domain/locality in accordance with
existing traditional resource rights and DENR laws, rules and regulations; and
10. 7. Resources harvested from the established indigenous forest/ forest plantation to be further
processed into finished products (i.e. carving, ornamental, handicrafts, novelty items, etc.), shall be
allowed to be transported outside the point of origin to any market outlets subject to DENR laws, rules
and regulations. (Emphases ours)
[38]
774 Phil. 31 (2015).
[39]
Penera v. Commission on Elections, 615 Phil. Phil. 616, 1211 (2017).
[40]
734 Phil. 353 (2014).
[41]
Id. at 425.
ART. 5. Duty of the court in connection with acts which should be repressed but which are not
[42]
covered by the law, and in cases of excessive penalties. — Whenever a court has knowledge of any act
which it may deem proper to repress and which is not punishable by law, it shall render the proper
decision, and shall report to the Chief Executive, through the Department of Justice, the reasons which
induce the court to believe that said act should be made the subject of penal legislation.
In the same way, the court shall submit to the Chief Executive, through the Department of
Justice, such statement as may be deemed proper, without suspending the execution of the
sentence, when a strict enforcement of the provisions of this Code would result in the imposition
of a clearly excessive penalty, taking into consideration the degree of malice and the injury
caused by the offense. (Emphasis ours)
[43]
Corpuz v. People, supra note 40, at 419.
Section 3(d) of P.D. No. 705 states that forest lands include the public forest, the permanent forest or
[44]
Section 3(mm) of P.D. No. 705 indirectly pertains to private land in stating that private right means or
[46]
refers to titled rights of ownership under existing laws, and in the case of primitive tribes, to rights of
possession existing at the time a license is granted under this Code, which possession may include
places of abode and worship, burial grounds, and old clearings, but excludes production forest inclusive
of logged-over areas, commercial forests and established plantations of forest trees and trees of
economic value.
[47]
41 Phil. 935, 944 (1907).
[48]
G.R. No. 216999, July 4, 2018. Third Division, penned by Associate Justice Alexander G. Gesmundo,
with Associate Justice Marvic Mario Victor F. Leonen, and then Associate Justices Presbitero J.
Velasco, Lucas P. Bersamin, Samuel R. Martires concurring.
[49]
400 Phil. 904, 995 (2000).
[50]
Former Chief Justice Puno stated in Cruz:
Native title refers to ICCs/IPs' preconquest rights to lands and domains held under a claim of private
ownership as far back as memory reaches. These lands are deemed never to have been public lands
and are indisputably presumed to have been held that way since before the Spanish Conquest,
xxx
Like a torrens title, a CADT is evidence of private ownership of land by native title. Native title,
however, is a right of private ownership peculiarly granted to ICCs/IPs over their ancestral lands
and domains. The IPRA categorically declares ancestral lands and domains held by native title as
never to have been public land. Domains and lands held under native title are, therefore,
indisputably presumed to have never been public lands and are private.
xxxx
In the Philippines, the concept of native title first upheld in Carino and enshrined in the IPRA grants
ownership, albeit in limited form, of the land to the ICCs/IPs. Native title presumes that the land is
private and was never public. Carino is the only case that specifically and categorically recognizes
native title. The long line of cases citing Carino did not touch on native title and the private character of
ancestral domains and lands.
xxxx
The private character of ancestral lands and domains as laid down in the IPRA is further
strengthened by the option given to individual ICCs/IPs over their individually-owned ancestral
lands.
For purposes of registration under the Public Land Act and the Land Registration Act, the IPRA
expressly converts ancestral land into public agricultural land which may be disposed of by the
State. The necessary implication is that ancestral land is private. It, however, has to be first
converted to public agricultural land simply for registration purposes.
xxxx
Thus, ancestral lands and ancestral domains are not part of the lands of the public domain. They
are private and belong to the ICCs/IPs. (Cruz v. Secretary of Environment and Natural Resources,
supra note 49, at 460-472. (Emphasis ours; citations and italics omitted)
[51]
Justice Kapunan stated in Cruz:
The Regalian theory, however, does not negate native title to lands held in private ownership since time
immemorial. In the landmark case of Cariño vs. Insular Government the United States Supreme Court,
reversing the decision of the pre-war Philippine Supreme Court, made the following pronouncement: . . .
x x x A proper reading of Carino would show that the doctrine enunciated therein applies only to
lands which have always been considered as private, and not to lands of the public domain,
whether alienable or otherwise. A distinction must be made between ownership of land under native
title and ownership by acquisitive prescription against the State. Ownership by virtue a of native title
presupposes that the land has been held by its possessor and his predecessors-in-interest in the
concept of an owner since time immemorial. The land is not acquired from the State, that is, Spain or its
successors-in-interest, the United States and the Philippine Government. There has been no transfer
of title from the State as the land has been regarded as private in character as far back as
memory goes. In contrast, ownership of land by acquisitive prescription against the State involves a
conversion of the character of the property from alienable public land to private land, which presupposes
a transfer of title from the State to a private person. Since native title assumes that the property covered
by it is private land and is deemed never to have been part of the public domain, the Solicitor General's
thesis that native title under Cariño applies only to lands of the public domain is erroneous.
Consequently, the classification of lands of the public domain into agricultural, forest or timber, mineral
lands, and national parks under the Constitution is irrelevant to the application of the Cariño doctrine
because the Regalian doctrine which vests in the State ownership of lands of the public domain does
not cover ancestral lands and ancestral domains. (Id. at 1044-1046; Emphases ours)
[52]
Cruz v. Secretary of Environment and Natural Resources, supra note 49, at 1054-1955.
[53]
G.R. Nos. 202897, 206823 & 207969, August 6, 2019.
[54]
Id. (Emphasis ours)
[55]
Id.
[56]
See Separate Opinion of Justice Kapunan in Cruz v. Secretary of Environment and Natural
Resources, supra note 49, at 1064.
[57]
Former Chief Justice Puno stated:
Sections 7 (a), 7 (b) and 57 of the IPRA do not violate the regalian doctrine enshrined in Section 2,
Article XII of the 1987 Constitution. Examining the IPRA, there is nothing in the law that grants to
the ICCs/IPs ownership over the natural resources within their ancestral domains. The right of
ICCs/lPs in their ancestral domains includes ownership, but this "ownership" is expressly defined and
limited in Section 7 (a). The ICCs/IPs are given the right to claim ownership over "lands, bodies of water
traditionally and actually occupied by ICCs/IPs, sacred places, traditional hunting and fishing grounds,
and all improvements made by them at any time within the domains." It will be noted that this
enumeration does not mention bodies of water not occupied by the ICCs/IPs, minerals, coal, wildlife,
flora and fauna in the traditional hunting grounds, fish in the traditional fishing grounds, forests or timber
in the sacred places, etc. and all other natural resources found within the ancestral domains. Indeed,
the right of ownership under Section 7 (a) does not cover "waters, minerals, coal, petroleum and
other mineral oils, all forces of potential energy, fisheries, forests or timber, wildlife, flora and fauna and
all other natural resources" enumerated in Section 2, Article XII of the 1987 Constitution-as belonging to
the State. The non-inclusion of ownership by the ICCs/IPs over the natural resources in Section
7(a) complies with the Regalian doctrine. The large-scale utilization of natural resources in Section
57 of the IPRA is allowed under paragraphs 1 and 4, Section 2, Article XII of the 1987 Constitution.
Section 57 of the IPRA does not give the ICCs/IPs the right to "manage and conserve" the natural
resources. Instead, the law only grants the ICCs/IPs "priority rights" in the development or
exploitation thereof. Priority means giving preference. Having priority rights over the natural
resources does not necessarily mean ownership rights. The grant of priority rights implies that
there is a.superior entity that owns these resources and this entity has the power to grant
preferential rights over the resources to whosoever itself chooses. Section 57 is not a
repudiation of the Regalian doctrine. Rather, it is an affirmation of the said doctrine that all
natural resources found within the ancestral domains belong to the State. It incorporates by
implication the Regalian doctrine, hence, requires that the provision be read in the light of Section 2,
Article XII of the 1987 Constitution. (Cruz v. Secretary of Environment and Natural
Resources, supra note 49, at 933-1010.
[58]
SECTION 3. Definition of Terms. — For purposes of this Act, the following terms shall mean:
a) Ancestral Domains — Subject to Section 56 hereof, refer to all areas generally belonging to ICCs/IPs
comprising lands, inland waters, coastal areas, and natural resources therein, held under a claim of
ownership, occupied or possessed by ICCs/IPs, by themselves or through their ancestors, communally
or individually since time immemorial, continuously to the present except when interrupted by war, force
majeure or displacement by force, deceit, stealth or as a consequence of government projects or any
other voluntary dealings entered into by government and private individuals/corporations, and which are
necessary to ensure their economic, social and cultural welfare. It shall include ancestral lands, forests,
pasture, residential, agricultural, and other lands individually owned whether alienable and disposable or
otherwise, hunting grounds, burial grounds, worship areas, bodies of water, mineral and other natural
resources, and lands which may no longer be exclusively occupied by ICCs/IPs but from which they
traditionally had access to for their subsistence and traditional activities, particularly the home ranges of
ICCs/IPs who are still nomadic and/or shifting cultivators;
SECTION 7. Rights to Ancestral Domains. — The rights of ownership and possession of ICCs/IPs to
[59]
their ancestral domains shall be recognized and protected. Such rights shall include:
a) Right of Ownership. — The right to claim ownership over lands, bodies of water traditionally and
actually occupied by ICCs/IPs, sacred places, traditional hunting and fishing grounds, and all
improvements made by them at any time within the domains;
[60]
b) Right to Develop Lands and Natural Resources. — Subject to Section 56 hereof, right to develop,
control and use lands and territories traditionally occupied, owned, or used; to manage and conserve
natural resources within the territories and uphold the responsibilities for future generations; to benefit
and share the profits from allocation and utilization of the natural resources found therein; the right to
negotiate the terms and conditions for the exploration of natural resources in the areas for the purpose
of ensuring ecological, environmental protection and the conservation measures, pursuant to national
and customary laws; the right to an informed and intelligent participation in the formulation and
implementation of any project, government or private, that will affect or impact upon the ancestral
domains and to receive just and fair compensation for any damages which they may sustain as a result
of the project; and the right to effective measures by the government to prevent any interference with,
alienation and encroachment upon these rights;
[61]
Cruz v. Secretary of Environment and Natural Resources, supra note 49, at 1062.
[62]
Id. at 1071.
[63]
635 Phil. 541, 554 (2010).
[64]
Id. at 550-554. (Emphases ours)
[65]
Section 7(b) of the IPRA provides:
b. Right to Develop Lands and Natural Resources. - Subject to Section 56 hereof, right to develop,
control and use lands and territories traditionally occupied, owned, or used; to manage and conserve
natural resources within the territories and uphold the responsibilities for future generations; to benefit
and share the profits from allocation and utilization of the natural resources found therein; the right to
negotiate the terms and conditions for the exploration of natural resources in the areas for the purpose
of ensuring ecological, environmental protection and the conservation measures, pursuant to national
and customary laws; the right to an informed and intelligent participation in the formulation and
implementation of any project, government or private, that will affect or impact upon the ancestral
domains and to receive just and fair compensation for any damages which they sustain as a result of
the project; and the right to effective measures by the government to prevent any interfere with,
alienation and encroachment upon these rights;
[66]
Section 2(e) of the IPRA provides:
e) The State shall take measures, with the participation of the ICCs/IPs concerned, to protect their rights
and guarantee respect for their cultural integrity, and to ensure that members of the ICCs/IPs benefit on
an equal footing from the rights and opportunities which national laws and regulations grant to other
members of the population.
[67]
Section 9 of the IPRA provides:
Section 9. Responsibilities of ICCs/IPs to their Ancestral Domains. - ICCs/IPs occupying a duly certified
ancestral domain shall have the following responsibilities:
a. Maintain Ecological Balance- To preserve, restore, and maintain a balanced ecology in the ancestral
domain by protecting the flora and fauna, watershed areas, and other reserves;
b. Restore Denuded Areas- To actively initiate, undertake and participate in the reforestation of denuded
areas and other development programs and projects subject to just and reasonable remuneration; and
c. Observe Laws- To observe and comply with the provisions of this Act and the rules and regulations
for its effective implementation.
[68]
Section 16, Article II of the 1987 Constitution provides:
Section 16. The State shall protect and advance the right of the people to a balanced and healthful
ecology in accord with the rhythm and harmony of nature.
[69]
296 Phil. 694 (1193).
[70]
P.D. No. 705 provides:
WHEREAS, proper classification, management and utilization of the lands of the public domain to
maximize their productivity to meet the demands of our increasing population is urgently needed;
WHEREAS, to achieve the above purpose, it is necessary to reassess the multiple uses of forest lands
and resources before allowing any utilization thereof to optimize the benefits that can be derived
therefrom;
WHEREAS, it is also imperative to place emphasis not only on the utilization thereof but more so on the
protection, rehabilitation and development of forest lands, in order to ensure the continuity of their
productive condition;
WHEREAS, the present laws and regulations governing forest lands are not responsive enough to
support re-oriented government programs, projects and efforts on the proper classification and
delimitation of the lands of the public domain, and the management, utilization, protection, rehabilitation,
and development of forest lands;
[71]
Cruz v. Secretary of Environment and Natural Resources, supra note 49.
(https://www.undp.org/content/dam/philippines/docs/Governance/fastFacts6%20%20Indigenous
%20Peopl es%20in%20the%20Philippines%20rev%201.5.pdf), and from the National Commission on
Indigenous Peoples Official Facebook Portal
(https://www.facebook.eom/NCIPportal/photos/a.2073888702837501/3114873668738994).
[73]
See majority opinion, p. 52-53.
[74]
Id. at 49.
[75]
Records, p. 18.
4. Actual Unlawful Use of Chainsaw. - Any person who is found to be in possession of a chainsaw and
uses the same to cut trees and timber in forest land or elsewhere except as authorized by the
Department shall be penalized with imprisonment of six (6) years and one (1) day to eight (8) years or a
fine of not less than Thirty thousand pesos (PhP 30,000.00) but not more than Fifty thousand pesos
(PhP 50,000.00) or both at the discretion of the court without prejudice to being prosecuted for a
separate offense that may have been simultaneously committed. The chainsaw unlawfully used shall be
likewise confiscated in favor of the government.
[77]
Rollo, pp. 59 and 142. Brgy. Captain Aceveda testified as follows:
Atty. Florita: Your Honor, we are presenting Rolando Aceveda as witness to prove that there was a
project by a NGO for the construction of the community comfort room at Baco and to prove that the
place where the tree allegedly cut were located at the portion of the land owned by the Mangyans of
Oriental Mindoro. With the kind permission of the Honorable Court?
xxxx
Q: On that day Mr. Witness when you were resting along the load did you witness anything unusual?
A: Yes ma'am.
Q: And what was that Mr. Witness?
A: Several policemen and DENR employees passed by ma'am.
Q: Did you ask them where they were going?
A: Yes ma'am.
Q: And what did they say?
A: According to them they were going to a place called Laylay in the Municipality of San Teodoro
ma'am.
Q: Did they tell you what the reason was in visiting the place?
A: No ma'am.
Q: And then what happened next Mr. Witness?
A: They already went ahead ma'am.
Q: Hours after the policemen and the employees of the DENR passed by what happened, Mr. Witness?
A: After more or less two to three hours later they already returned ma'am.
Q: Did you notice anything unusual Mr. Witness?
A: Yes, ma'am.
Q: And what was that?
A: They were already being accompanied by three mangyan persons ma'am.
Q: And could you identify before this Court who these mangyans were?
A: Yes ma'am.
Q: Could you identify the three?
A: Diosdado Sama, Bandy Masanglay, and Demetrio Masangiay ma'am.
Q: What was the reason that they were taken under custody by these policemen?
A: They cut down trees or lumbers ma'am.
Q: And where was the felled log cut Mr. Witness according to them?
A: In a land owned by the Mangyans ma'am.
Q: Where in particular Mr. Witness?
A: In Sitio Matahimik Barangay Baras, Baco ma'am.
Q: And according to them, what was the reason why that log was cut Mr. Witness?
A: Those logs would be used in a project being initiated by an NGO ma'am.
Q: What NGO and what project was it Mr. Witness?
A: Team MISSION ma'am.
Q: What particular project Mr. Witness?
A: Construction of a community comfort room ma'am.
Q: And you stated earlier Mr. Witness that the felled log was cut in the portion of the land owned by the
Mangyans of Oriental Mindoro, am I correct?
A: Yes ma'am.
Q: Do you have any proof that the (discontinued) do you know of any proof that will establish the fact of
ownership of the Mangyans?
A: Yes ma'am.
Q: What document is it Mr. Witness?
A: CADC 126 ma'am, x x x x
Q: And you know of the project by Team MISSION as regards the construction of the community
comfort room because you yourself is also a Mangyan and the barangay captain of the area, correct?
A: Yes ma 'am. (TSN 5, pp. 3-8)
[78]
DST Movers Corporation v. People's General Insurance Corporation, 778 Phil. 235, 248-249 (2016).
[79]
Records, p. 277.
[80]
Id. at 170.
[81]
Id.
[82]
Id. at 12.
[83]
195 Phil. 604 (1981).
[84]
Article 15 of the RPC provides:
ARTICLE 15. Their Concept. — Alternative circumstances are those which must be taken into
consideration as aggravating or mitigating according to the nature and effects of the crime and the other
conditions attending its commission. They are the relationship, intoxication and the degree of instruction
and education of the offender.
[85]
People v. Macatanda, supra note 83, at 510. (Emphasis ours)
[86]
Section 20 (c) which provides:
Sec. 20. Prohibited Acts. - Except as may be allowed by the nature of their categories and pursuant to
rules and regulations governing the same, the following acts are prohibited within protected areas: xxxx
(c) Cutting, gathering, removing or collecting timber within the protected area including private lands
therein, without the necessary permit, authorization, certification of planted trees or exemption such as
for culling exotic species; except, however, when such acts are done in accordance with the duly
recognized practices of the IPs/ICCs for subsistence purposes;
An Act Declaring Protected Areas and Providing for Their Management, Amending for This Purpose
[87]
Republic Act No. 7586, Otherwise Known as the "National Integrated Protected Areas System (NIPAS)
Act of 1992" and for Other Purposes, approved on June 22, 2018.
[88]
Section 2 of R.A. No. 11083 provides: Sec. 2. Declaration of Policy, -xxx
"To this end, there is hereby established a National Integrated Protected Areas System (NIPAS), which
shall encompass ecologically rich and unique areas and biologically important public lands that are
habitats of rare and threatened species of plants and animals, biogeographic zones and related whether
terrestrial, wetland or marine, all of which shall be designated as 'protected areas'.
[89]
See Section 5 of R.A. No. 11083 for full list of protected areas.
[90]
According to the Guidebook to Protected Areas in the Philippines, published by the Biodiversity
Management Bureau and the DENR (2015), Mounts Iglit-Baco Natural Park was first established as a
tamaraw reservation and bird sanctuary by virtue of Presidential Proclamation No. 557 in 1969, as a
national park under R.A. No. 6148 in 1970, and as a protected area under both the NIPAS Act in 1992
and ENIPAS Act in 2018. It encompasses the municipalities of Sablayan, Calintaan, Rizal, and San
Jose in Occidental Mindoro as well as municipalities of Gloria, Bansud, Bongabon, and Mansalay in
Oriental Mindoro.
[91]
The Guidebook to Protected Areas in the Philippines, id., stated that the Mangyans, an indigenous
group of Mindoro, is further classified into at least eight ethno-linguistic groups: Iraya, Batangan,
Hanuno'o, Alangan, Ratagnon, Tagaydan or Tadyawan, Buhid and Pula.
[92]
Section 11 -B of the ENIPAS Act provides that
"Sec. 11-B. The Protected Area Management Office (PAMO). - There is hereby established a Protected
Area Management Office (PAMO) to be headed by a Protected Area Superintendent (PASU) with a
permanent plantilla position who shall supervise the day management, protection and administration of
the protected area. A sufficient number of support staff with permanent plantilla position shall be
appointed by the DENR to assist the PASU in the management of the protected area.
"The PASU shall be primarily accountable to the PAMB and the DENR for the management and
operations of the protected area. Pursuant thereto, the PASU shall have the following duties and
responsibilities: x x x x
"(i) Issue permits and clearances for activities that implement the management plan and other
permitted activities in accordance with terms, conditions, and criteria established by the PAMS:
Provided, That all permits for extraction activities, including collection for research purposes, shall also
continue to be issued by relevant authorities, subject to prior clearance from the PAMB, through the
PASU, in accordance with the specific acts to be covered;
[93]
The IRR of the ENIPAS Act provides:
Rule 11-B.3 In addition to the functions enumerated in Section 11-B, the PASU shall perform the
following duties and responsibilities: x x x
d. Recommend actions for cutting permit for planted trees solely for the traditional and
subsistence uses by ICCs/IPs and tenured migrants, of up to five (5) cubic meters per applicant
per year. Provided, that, PACBRMA holders with affirmed Community-based Resource Management
Plan shall no longer be issued cutting permits. Provided, further, that the total volume cut shall not
exceed the limits set by the PAMB, and that the location of the cutting is within the appropriate
site wthin the Multiple Use Zone; and x x x (emphasis ours)
[94]
Rule 23.5 of the IRR of the ENIPAS Act provides:
Rule 23.5 In case of protected areas that share common areas with ancestral territories covered by
CADT/CALT, the DENR, upon the recommendation of the PAMB and with the FPIC of the affected
ICCs/IPs, shall enter into a Protected Area Community-Based Resource Management Agreement
(PACBRMA) with the tenured migrant communities of the protected areas.
The DENR shall organize individual tenured migrants into communities. Within one (1) year from the
issuance of the PACBRMA, tenure holders shall be required to prepare a Community-Based Resource
Management Plan (CBRMP), on the basis of the following processes: community mapping, plan
preparation, map integration, final validation, PAMB endorsement, and affirmation by the DENR
Regional Executive Director. Failure to implement the CBRMP shall be basis for the cancellation of the
PACBRMA.
Under the ENIPAS Act and its IRR, the National Integrated Protected Area System is placed under
[95]
the control and administration of the DENR, through the Biodiversity Management Bureau (BMB).
Before a protected area is declared as such, it undergoes a rigorous process where the DENR prepares
reports in consultation with other key stakeholders such as local government units (LGUs), NGOs, and
IPs taking into consideration all essential factors of the area such as irreplaceability, vulnerability,
naturalness, abundance and diversity, geological and aesthetic features of the area. Upon receipt of
recommendations from the DENR, the President shall issue a proclamation establishing the proposed
protected areas until such time when Congress shall have enacted a law to that effect. Then, the PAMB,
with the support of the DENR, shall formulate the Protected Area Management Plan (PAMP) with the
participation of necessary agencies such as NGOs, LGUS, and all stakeholders such as the IPs and
other local communities. This plan serves as the basic long-term framework for the management of the
protected area which shall be harmonized with the IPs' Ancestral Domain Sustainable Development and
Protection Plan (ADSDPP) required under the IRR of the IPRA.
[96]
See Declaration of Policy under Section 2 of the ENIPAS Act.
Maynilad Water Services, Inc. v. Secretary of the Department of Environment and Natural
[97]
PERLAS-BERNABE, J.:
I concur in the result. Petitioners Diosdado Sama y Hinupas and Bandy Masanglay y Aceveda
(petitioners) should be acquitted for the prosecution's failure to prove beyond reasonable doubt their
criminal liability under Section 77 of the Forestry Code, as amended (Section 77).[1]
The essential facts are as follows: petitioners, who are part of the Iraya- Mangyan tribe, are among the
indigenous peoples (IPs) in Mindoro. On March 15, 2005, they were caught cutting a dita tree using an
unregistered power chainsaw, and were consequently charged under Section 77. While petitioners
admit that they had no license to cut the tree, they argue that their act was justified pursuant to their
right to utilize the natural resources within their ancestral domain for a communal purpose - that is, to
build a community toilet. They also aver that as IPs, they are allowed to cut trees within their ancestral
domain as part of their right to cultural integrity pursuant to the Indigenous Peoples' Rights Act of
1997[2] (IPRA). The lower courts, however, convicted them based on a strict application of the penal
provision, holding that a violation of Section 77 is considered malum prohibitum.
At the onset, emphasis must be made on the fact that this case only centers on the criminal liability of
herein petitioners for cutting one tree within their ancestral domain for the undisputed purpose of
building a community toilet. They claim that such acts were done for the benefit of their IP community,
and therefore, amounts to an apparent legitimate exercise of their right to use natural resources within
their ancestral domain. In the court a quo's proceedings, the prosecution neither questioned the purpose
for which the dita tree was to be used nor presented any evidence as regards the use of such tree for
the benefit of non-IPs. This case, therefore, must be resolved onth e basis of the peculiar circumstances
attendant herein. Elementary is the rule in criminal law that the accused is entitled to an acquittal
when there is reasonable doubt. To stress, the Court is called upon in this case to determine
petitioners' criminal liability under Section 77 based on the specific facts established herein. Similar to
Associate Justice Alfredo Benjamin S. Caguioa, I espouse a sentiment of judicial restraint in going over
and beyond this framework of analysis, and in so doing, unnecessarily demarcate constitutional lines
and borders that would gravely impact the rights of IPs in general relative to the application of
environmental regulations affecting them.
In determining criminal liability, the elements of the crime must be proven to exist by the highest
threshold of evidence — that is, proof beyond reasonable doubt. In this regard, case law states that:
On its face, the first offense under Section 77[4] may be broken down into the following elements:
1. Cutting, gathering, collecting and removing:
(i) timber or other forest products from any forest land; or
(ii) timber from alienable or disposable public land or from private land; and
2. the said act/s is/are done without any authority.
Relevant to the first element under Section 77 is Section 2, Article XII of the 1987 Constitution, which
provides:
x x x x
Consistent with the State's ownership of natural resources, Section 57 of the 1PRA accords IPs "priority
rights" in the utilization of natural resources. The fact that the IPRA does not bestow ownership of
natural resources has been discussed in the congressional deliberations therefor:[7]
On the contrary, however, it is doubtful that the second element of Section 77 obtains in this case. This
is considering the undisputed contention that petitioners' act of cutting a singular dita tree was made
pursuant to their rights as IPs.
To my mind, the intent behind Section 77 is the conservation of our natural resources consistent with
the State's general policy to protect the environment. However, a review of the laws passed after the
Forestry Code reveals that IPs have been granted a limited authority to utilize natural resources located
within their ancestral domains as necessary for their subsistence. It is observed that unlike previous
constitutions, the 1987 Constitution explicitly and repeatedly declares that the State "recognizes and
promotes the rights of indigenous cultural communities."[11] In this regard, it has been stated that "[t]he
1987 Constitution's attitude towards IPs, with its emphasis on preservation, is a marked departure
from regimes under the 1935 and 1973 Constitutions, which were typified by integration" (i.e., attuning
IPs to the mainstream) that "inevitably tended to measures that eroded [their] identities." This shift
in the constitutional appreciation of IPs' rights "reorients the State toward enabling [IPs] to maintain
their identity,"[12] which is, inter alia, characterized by the integral connection between their culture and
the environment.
In this relation, it is apt to mention that Article 27 of the United Nations Convention on International Civil
and Political Rights (Article 27) - to which the Philippines is a signatory - tasks the State party to protect
the rights of ethnic minorities "to enjoy their own culture." Interpreting this provision, the United Nations
Human Rights Committee (UNHRC) issued General Comment No. 23,[13] declaring that "culture
manifests itself in many forms, including a particular way of life associated with the use of land
resources, especially in the case of [IPs]." Thus, the UNHRC stated that the State party's obligation
under Article 27 includes protecting the IPs' particular "way of life which is closely associated
with territory and [the] use of its resources."[14] It concludes that such protection is "directed towards
ensuring the survival and continued development of [the IPs'] cultural, religious[,] and social identity."
Hence, based on these legal sources, protecting IPs' rights necessitates due regard for the centrality of
the IPs' use of natural resources to their cultural identity.
The IPRA, which was enacted under the auspices of the 1987 Constitution, concretized the State's
recognition and promotion of all IPs' rights. The protection granted to them is based on the recognition
of their way of life,[15] characterized by their holistic relationship with the natural environment.
Accordingly, the IPRA acknowledges the IPs' right to ancestral domains, which is an all-embracing
concept that pertains not only to "lands, inland waters, [and] coastal area" but also to the "natural
resources therein,"[16] Ancestral domains also include land which may no longer be exclusively occupied
by them, but to which they "traditionally had access for their subsistence."[17] Section 5 of the IPRA
states that "all resources found therein shall serve as the material bases of their cultural
integrity." The same provision explains that the indigenous concept of ownership "covers sustainable
traditional resource rights," which refers to their right to "sustainably use, manage, protect, and
conserve" certain resources.[18] Section 7 (b) of the IPRA also provides for their right to "manage and
conserve natural resources" and to "share the profits from allocation and utilization of the natural
resources found therein,"[19] Section 57 of the IPRA further grants IPs the priority rights in the harvesting,
extraction, development or exploitation of any natural resources within their ancestral domains. Taken
together, these provisions reveal a legislative intent to authorize IPs to use the resources within
their ancestral domain, in line with the constitutional provision allowing small-scale utilization of natural
resources.[20]
Worthy to note that aside from the IPRA, the State has enacted other statutes permitting IPs to utilize
natural resources, including timber, within their domains for their domestic needs and subsistence.
[21]
Of particular significance is the 2018 Expanded National Integrated Protected Areas System
Act (ENIPAS),[22] which prohibits the "cutting, removing, or collecting [of] timber within the protected area
x x x without the necessary permit, authorization, certification of planted trees or exemption."[23] In
recognition of IPs' rights,[24] an exception is added to the permit requirement, to wit: "when such
acts are done in accordance with the duly recognized practices of the IPs/ICCs for subsistence
purposes.[25] While the application of ENIPAS does not fully square with this case, it, however, provides
statutory semblance showing the recognition of IPs' rights in a piece of environmental legislation.
In this relation, it may not be amiss to highlight that the ENIPAS constitutes a stricter environmental
regulation than what is applicable in areas not protected under this statute (as in this case);
nevertheless, by the language of the law itself, the ENIPAS still recognizes the foregoing practices of
IPs/ICCs as an exception to the prohibition of "cutting, removing, or collecting [of] timber within the
protected area x x x without the necessary permit, authorization, certification of planted trees or
exemption."
When taken against the entire framework of IP rights protection, I submit that there is ample legal basis
to argue that the second element of the offense under Section 77 (i.e., "that the said act is done without
any authority") equally recognizes, as an exception, the legitimate exercise of IPs' rights pursuant to
their own cultural and traditional beliefs.
Further, it must be noted that the original iteration of Section 77 (then Section 68 of Presidential Decree
No. 705 [1975]) was passed under the 1973 Constitution and specifically described "authority" as being
"under a license agreement, lease, license or permit."[26] However, soon after the enactment of the 1987
Constitution or in July 1987, then President Corazon Aquino issued Executive Order No. 277 (EO 277)
amending Section 77, which, among others, removed the above-mentioned descriptor, hence, leaving
the phrase "without any authority," generally-worded. To my mind, the amendment of Section 77 may
be read in light of the new legal regime which gives significant emphasis on the State's
protection of our IPs' rights, which includes the preservation of their cultural identity. Given that
there was no explanation in EO 277 as to the "authority" required, it may then be reasonably
argued that the amendment accommodates the legitimate exercise of IPs' rights within their ancestral
domains.
In this relation, the esteemed Chief Justice Diosdado M. Peralta has argued that the "authority" required
under Section 77 must be understood as still requiring licenses issued by the DENR because of the
provision's heading to wit: "Cutting, Gathering and/or collecting Timber or Other Forest Products Without
License." A rule, however, in statutory construction, is that headings may be consulted in aid of
interpretation, but "inferences drawn from [them] are entitled to very little weight."[27]
Further, it must be borne in mind that Section 77 punishes two separate offenses. In Revaldo v. People:
[28]
In this case, one (1) dita tree located within the ancestral domain was cut down by petitioners. The fact
that they intended to use the felled tree to build a shared toilet for their indigenous community is
undisputed. As it is equally established that petitioners did so not for any malevolent purpose but merely
for their subsistence in line with their tribe's cultural traditions and beliefs, in my view, they should not be
held criminally liable for violation of Section 77 of the Forestry Code for the reasons herein explained.
As such, I agree with the ponencia that they should be acquitted.
[1]
See Revised Forestry Code of the Philippines, Presidential Decree No. 705, May 19, 1975, as
amended by Executive Order No. 277, July 25, 1987, and renumbered pursuant to Section 7 of
Republic Act No. (RA) 7161, October 10, 1991.
[2]
Entitled, "AN ACT TO RECOGNIZE, PROTECT AND PROMOTE THE RIGHTS OF INDIGENOUS
CULTURAL COMMUNITIES/INDIGENOUS PEOPLES, CREATING A NATIONAL COMMISSION ON
INDIGENOUS PEOPLES, ESTABLISHING IMPLEMENTING MECHANISMS, APPROPRIATING
FUNDS THEREFOR, AND FOR OTHER PURPOSES," approved on October 29, 1997.
[3]
lent v. Tullett Prebon (Philippines), Inc., 803 Phil. 163, 185-186 (2017); citation omitted.
According to case law, Section 77 punishes two (2) separate offenses. See Revaldo v. People, 603
[4]
See Professor Marvic M.V.F. Leonen (now Supreme Court Associate Justice), The Indigenous
[6]
Peoples' Rights Act: An Overview of Its Contents, 4 [13] The PHILJA Judicial Journal 53-79, (2002):
"Look at the provision in Section 2, Article XII of the Constitution: x x x There is a qualifier to land, but
no qualifier to timber. It does not say timber planted on private land, or public or private timber, unlike
in other systems in different parts of the world. In our jurisdiction, timber is always public domain; it
cannot be alienated as timber. Of course, rights to timber can be alienated, but the timber itself cannot
be alienated. And that is, the justification for the Forestry Code's allowance to the Department of
Environment and Natural Resources [DENR] to grant a permit for tree-cutting. If it stands on private
land, there is the special tree-cutting permit[.]" (pp. 63-64)
[7]
See Justice Kapunan's opinion in, Cruz v. Secretary of Environment and Natural Resources, 400 Phil.
904, 1064 (2000).
In Mustang Lumber, Inc. v. CA (327 Phil. 214, 235 [1996]), the Court stated that while the Revised
[8]
Forestry Code does not define timber, "[i]t is settled that in the absence of legislative intent to the
contrary, words and phrases used in a statute should be given their plain, ordinary, and common usage
meaning. And insofar as possession of timber without the required legal documents is concerned,
Section 68 of P.D. No. 705, as amended, makes no distinction between raw or processed timber.
Neither should we. Ubilex non distinguitnecnosdistingueredebemus."
[9]
Merriam-Webster Dictionary defines "timber" as "growing trees or their wood" and "dita" as "a forest
tree (Alstoniascholaris) of eastern Asia and the Philippines the bark of which was formerly used as an
antiperiodic."
See Justice Kapunan's opinion in Cruz v. Secretary of Environment and Natural Resources, supra
[10]
note 7, at 1066-1070: "While as previously discussed, native title to land or private ownership by
Filipinos of land by virtue of time immemorial possession in the concept of an owner was acknowledged
and recognized as far back during the Spanish colonization of the Philippines, there was no similar
favorable treatment as regards natural resources. The unique value of natural resources has been
acknowledged by the State and is the underlying reason for its consistent assertion of ownership and
control over said natural resources from the Spanish regime up to the present." "Having ruled that
the natural resources which may be found within the ancestral domains belong to the State, the
Court deems it necessary to clarify that the jurisdiction of the NCIP with respect to ancestral domains
under Section 52 [i] of IPRA extends only to the lands, and not to the natural resources therein." See
also Justice Panganiban's statement in IPRA - Social Justice or Reverse Discrimination, The PHILJA
Judicial Journal 157-203 (2002) that "in all the Opinions rendered, there seems to be a general
understanding that natural resources within ancestral domains were 'not bestowed' by IPRA on the
indigenous people." p. 172.
See Section 22, Article II (Declaration of Principles and State Policies) of the 1987 Constitution which
[11]
provides that: "The State recognizes and promotes the rights of indigenous cultural communities within
the framework of national unity and development." See also Section 17, Article XIV thereof, to wit: "The
State shall recognize, respect, and protect the rights of indigenous cultural communities to preserve and
develop their cultures, traditions, and institutions. It shall consider these rights in the formulation of
national plans and policies."
[12]
See Ha Datu Tawahig v. Lapinid, G.R. No. 221139, March 20, 2019.
UNHCR, CCPR General Comment No. 23: Article 27 (Rights of Minorities), 8 April 1994,
[13]
Section 7 of the IPRA recognizes and protects IPs' rights to the ancestral domains including the right
[19]
LEONEN, J.:
I concur that petitioners should be acquitted of the crime charged. I contribute to the discussion of the
erudite ponente, Associate Justice Amy C. Lazaro-Javier, a disquisition on the pre-colonial experience
and historical backdrop of the Filipino tribal groups' rights over their ancestral lands and domains,
including the resources found there.
Petitioners are Iraya-Mangyans who reside in Barangay Baras, Baco, Oriental Mindoro.[2] They were
indicted for violating Section 77 of Presidential Decree No. 705, otherwise known as the Revised
Forestry Code of the Philippines, after they cut down a dita tree without a license or permit issued by the
proper authority.[3] Section 77 of Presidential Decree No. 705 states:
Settled is the rule that "[o]nly questions of law may be raised in a petition for review on
certiorari."[5] Further, "[t]his Court is not a trier of facts."[6] It accords great weight and respect to the trial
court's findings of fact, especially when affirmed by the Court of Appeals.[7]
Daayata v. People[11] explained the degree of proof necessary to sustain a conviction in criminal actions:
Pasiteng's lot was adjacent to the area cultivated by the petitioner, where she likewise planted banana
plants and sugarcane. The petitioner was then convicted by the lower courts and the Court of Appeals.
Yet, when the case reached this Court, the petitioner was acquitted based on reasonable doubt. This
Court noted that "the areas cultivated by [Pasiteng] and Erkey were adjacent and so close to each other
that the possibility of confusion as to who planted which plants is not remote."[14]
Further, this Court decreed that the prosecution's failure to definitively delineate the exact location
where the petitioner harvested the plants equated to its failure to identify the real owner of the stolen
items, thus:
Hence, the definitive identification of the area
allegedly possessed and planted to sugarcane and bananas
by Edward Pasiteng is imperative. There is on record a
survey plan of the 512 square-meter area claimed by
Edward but there are no indications therein of the exact
area involved in this case. This omission of the
prosecution to definitively delineate the exact location
of the place where Erkey allegedly harvested Edward's
plants has punctured what appeared to be its neat
presentation of the case. Proof on the matter, however,
is important for it means the identification of the
rightful owner of the stolen properties. It should be
emphasized that to prove the crime of theft, it is
necessary and indispensable to clearly identify the
person who, as a result of a criminal act, without his
knowledge and consent, was wrongfully deprived of a thing
belonging to him.[15] (Citation omitted, emphasis
supplied)
As in Pit-og, a perusal of the records in this case reveals that circumstances had been overlooked by
the lower courts, which if considered, casts reasonable doubt on petitioners' guilt.
In rendering a judgment of conviction, the Regional Trial Court primarily relied on the testimony of the
prosecution's lone witness, Police Officer 3 Villamor Ranee (PO3 Ranee). According to him, he and his
team were directed to conduct a surveillance operation against illegal loggers. While patrolling the
mountainous area of Barangay Calangatan, they heard a chainsaw and saw a tree slowly falling down.
[16]
Upon hearing this, "they immediately crossed the river and climbed the hilly portion where the cutting
was being done[.]"[17] He admitted that he did not witness petitioners cut the tree, and that he only saw
them holding a chainsaw, thus:
Q As such the tree was already cut at the time that you arrived, is
that correct Mr. Witness?
A Yes ma'am.
Q How could you then say that one of the accused was the one
operating the chainsaw when at the time that you arrived, the
tree has already been fell?
A Before I arrived at the alleged crime scene some of my companions
already arrived ahead of me, ma'am.
Q Holding the chainsaw Mr. witness but not actually using the
chainsaw to cut the tree, is that correct?
A He was just holding it ma'am[.][18] (Emphasis in the original)
PO3 Ranee's testimony, that they did not personally witness petitioners cut the tree, casts reasonable
doubt on petitioners' guilt. That he saw petitioners holding a chainsaw without them using it cannot
suffice to hold them liable for the act for which they are being indicted for.
Likewise, PO3 Ranee's admission that his team's distance from the scene of the crime was
approximately 50 meters further, reinforces the conclusion that they did not personally see petitioners
commit the crime they are being charged with.[19]
The Court of "Appeals decreed that petitioners failed to prove ownership of the land where the
felled dita tree was found. This failure equates to their inability to demonstrate their right to use and
enjoy the land in accordance with Republic Act No. 8371.[20]
However, petitioners insist that they own the land and have occupied it since time immemorial. Their
ownership is evidenced by Certificate of Ancestral Domain Claim (CADC) No. R04-CADC-126, issued
by the Department of Environment and Natural Resources (DENR).[21]
The ponencia took judicial notice of the fact that CADC No. R04- CADC-126 "covers the municipalities
of Baco, San Teodoro and Puerto Galera in Oriental Mindoro with a land area of 33,334 hectares." It
was issued to the Iraya-Mangyan tribe on June 5, 1998. As of March 31, 2018, CADC No. R04-CADC-
126 is pending conversion to a Certificate of Ancestral Domain Title.(CADT).[22]
The CADC's existence casts reasonable doubt on who the real owner of the subject area is, along with
the resources found there. In the absence of proof beyond reasonable doubt, petitioners' acquittal
becomes imperative. As ruled in People v. Ganguso:[23]
An accused has in his favor the presumption of innocence
which the Bill of Rights guarantees. Unless his guilt is
shown beyond reasonable doubt, he must be acquitted. This
reasonable doubt standard is demanded by the due process
clause of the Constitution which protects the accused
from conviction except upon proof beyond reasonable doubt
of every fact necessary to constitute the crime with
which he is charged. The burden of proof is on the
prosecution, and unless it discharges that burden the
accused need not even offer evidence in his behalf, and
he would be entitled to an acquittal. Proof beyond
reasonable doubt does not, of course, mean such degree of
proof as excluding possibility of error, produces
absolute certainty. Moral certainty only is required, or
that degree of proof which produces conviction in an
unprejudiced mind. The conscience must be satisfied that
the accused is responsible for the offense charged.
[24]
(Citations omitted)
I share the observation of Associate Justice Estela M. Perlas-Bernabe that laws passed after the
Revised Forestry Code cast reasonable doubt as to the criminal liability of the accused.[25]
Presidential Decree No. 705 was passed in 1975. Its declared policy includes the "protection,
development and rehabilitation of forest lands... to ensure their continuity in productive condition."[26] At
the time the law was enacted, the 1973 Constitution devoted one (1) provision concerning national
cultural minorities.[27] Article XV, Section 11 provides:
SECTION 11. The State shall consider the customs,
traditions, beliefs, and interests of national cultural
communities in the formulation and implementation of
state policies.
Upon the ratification of the 1987 Constitution, the State's attitude towards indigenous people shifted
from integration to maintaining and preserving the indigenous people's identity. "[I]t commits to not only
recognize, but also promote, 'the rights of indigenous cultural communities.'"[28] In addition, the 1987
Constitution affirms to "protect the rights of indigenous cultural communities to their ancestral lands to
ensure their economic, social, and cultural well-being."[29]
Taking this shift into account, subsequent laws incorporated the concept of ancestral land and
recognized the rights of indigenous peoples.[30]
DENR-NCIP JAO No. 2008-01 provides for the guidelines for the recognition and registration of ICC/IPs'
Sustainable Traditional and Indigenous Forest Resources Management Systems and Practices
(STIFRMSP). It further states that the forest resource utilization permit shall only be issued to ICCs/IPs
with registered STIFRMSP.[32]
In criminal cases, the burden of proving the accused's guilt lies with the prosecution. It is charged with
the duty of proving the elements constituting the crime charged. "The burden must be discharged by the
prosecution on the strength of its own evidence, not on the weakness of that for the defense."[33]
In this case, petitioners' lack of authority to cut and utilize the tree is a negative allegation and
constitutes an element of the crime charged. As in cases involving illegal possession of firearms,
petitioners' lack of authority may be established by a testimony or certificate from the administrative
agencies tasked with issuing this permit.[34] Unfortunately, the prosecution offered no certification from
the DENR to prove that no permit was issued in favor of petitioners.
However, it must be clarified that the requirement of negative certification must apply only to situations
where indigenous peoples are being accused of cutting trees within their ancestral domain, as in this
case. This is because the indigenous peoples own the land covered by their ancestral domain, and the
resources found there.
In addition, it must be emphasized that under the present legal framework, the State commits to
recognize and protect the rights of indigenous cultural communities to their ancestral lands. In this
regard, recent criminal and environmental legislations, such as The Expanded National Integrated
Protected Areas System Act of 2018, have acknowledged the exercise by the indigenous peoples of
their cultural practices and traditions to be an exception from the permit requirement.
Further, the continuing inclination towards considering these cultural practices as an exception casts
reasonable doubt on whether or not petitioners should be held guilty under Presidential Decree No. 705.
The preferential application of these later laws is not only in accord with the pro reo principle, but also
with the concept of social justice.
The Iraya-Mangyans are indigenous peoples publicly known to be residing in Mindoro Island.
Specifically, the Iraya-Mangyans occupy certain municipalities in Occidental Mindoro such as: (1) Abra
de Ilog; (2) Paluan; (3) Mamburao; (4) and Sta. Cruz.[37] They can also be found in Oriental Mindoro,
particularly in the municipalities of Puerto Galera, San Teodoro, and Baco.[38]
Although Iraya is a term which denotes people from the upland or upstream, they originally lived in the
lowlands or the town proper known as the poblacion or lumang bayan. They were, however, forced to
flee to the uplands when armed men invaded their area.[39]
Like all other indigenous peoples, Iraya-Mangyans have always had a unique relationship with nature,
specifically their land and its resources. This relationship comes from a belief of a higher being that has
bestowed upon them the land and its resources, which must be respected, so as not to incur its wrath.
This belief has then ingrained a sense of respect for the land and resources within each Filipino tribal
group member.[40]
To them, nature is a space where the natural and supernatural meet. They conform to the view that
nature is guarded by spirits. For this reason, Iraya-Mangyans utilize natural resources in accordance
with the spirits' wishes.[41]
To the Iraya-Mangyans, nature is a source of their sustenance and economic needs. The forest and
water not only provide for their subsistence, but likewise supply their timber needs. Accordingly, they
treat nature with utter respect and work for its preservation.[42]
Moreover, Iraya-Mangyans recognize that they must utilize the resources in a manner as not to deplete
it. They observe certain traditional restrictions to ensure that the resources in their lands are not
exhausted to the point of extinction. For instance, they refrain from cutting bamboo shoots and certain
native grasses, as they are used for weaving. In cutting down trees, Iraya-Mangyans recognize that not
all logs must be cut. Some species must be preserved as a means to control erosion.[43]
Iraya-Mangyans are generally engaged in swidden agriculture or shifting cultivation.[44] As such, they
possess intricate knowledge of the tropical ecosystem. They employ a methodological procedure which
yields maximum benefits without destroying the environment from which they derive their sustenance.[45]
By these, the State guarantees that these culture and traditions are recognized, respected, and
protected.[48]
The complexity of the legal backdrop of indigenous land rights can be attributed to the colonial
experience of indigenous populations.[49] Prior to colonization, the sense of community was integral in
the concept of ownership and property.
Since time immemorial, Filipino tribal groups have occupied and cultivated countless hectares of
Philippine soil. They have adopted and practiced their own method of recognizing and acknowledging
property rights based upon "kinship, communal affiliation, and local custom[.]"[50]
By the time the Spaniards reached our shores, these tribal groups have already developed their own
sets of customs, traditions, and laws. These customs and traditions included the practice that everyone
within the group should participate in the communal ownership over their land. This denotes a
communal ownership grounded upon historical patterns of usage.[51]
"Ownership" to the indigenous peoples of the Philippines has been described as the "tribal right to use
the land or to territorial control." Ownership in this sense is equivalent to work. Ceasing to work means
losing one's claim to ownership. In this paradigm, individuals are considered as mere "secondary
owners" or "stewards of the land." Only beings of the spirit world may be the "true and primary or
reciprocal owners of the land." On the other hand, "property" refers to things which require the
application of labor or those "produced from labor."[52]
Indigenous peoples view their lands as communal, which means that it can be used by anybody who is
a recognized member of the group. It is regarded as "a collective right to freely use the particular
territory." Indigenous peoples also view land in the "concept of 'trusteeship.'" They believed that it is "not
only the present generation, but also the future ones, which possess the right to the land."[53]
Unfortunately, certain government policies threaten the Filipino indigenous peoples' way of life. There
are those who are denied the resources found within the very land they have occupied and cultivated for
many years. As a result, the economic base upon which their survival rests is put at risk.[54]
For almost 21,500 years prior to Ferdinand Magellan's arrival in 1521, the Philippines had already been
inhabited by different tribal groups.[55] These groups have "developed a wide array of legal norms,
leadership structures... dispute settlement processes[,]"[56] and property norms.[57] These matters reflect
environmental, cultural, and historical factors which were unique to the pre-conquest natives of the
Philippine archipelago.[58]
These indigenous property concepts were present throughout the Philippine archipelago, and was
concerned with generalized patterns of territorial behavior relating to ownership of land.[59]
There was, however, a dearth of literature pertaining to land ownership during the pre-conquest era.
This notwithstanding, it had been a widespread custom that any person who acquires for himself and his
close kin long term rights over a land, maintains such right so long as he continues to use the land. This
practice made sure that the land would not remain indefinitely idle, since non-use of the land would
mean forfeiture of one's right over it.[60]
The arrival of the Spaniards, and the subsequent subjugation of the different groups under its authority,
paved the way for a new rule concerning land ownership over the Philippine archipelago.
Through discovery and conquest, Philippines passed to Spain. As a result, all lands of the Philippine
archipelago came under the dominion of the Spanish Crown.[61]
Upon their arrival in the Philippines, the Spaniards discovered that Filipinos living in settlements were
scattered along water routes and riverbanks. Accordingly, they implemented a process called reduccion,
wherein Spanish missionaries were tasked to establish pueblos. Spaniards used the policy
of reduccion to introduce and impose the Hispanic culture and civilization upon the Filipinos.[62]
The establishment of pueblos meant that the old barangays were divested of their lands. These lands
were declared "crown lands or realengas, belonging to the Spanish king."[63] By this reason, "the natives
were stripped of their ancestral rights to land."[64]
The Spaniards justified their sovereign claims based on discovery[65] and through the Law of the Indies,
they introduced the concept of the Regalian Doctrine or jura regalia.[66] It constituted as the Spaniard's
elaborated legal framework through which they can administer the Philippines from Madrid,[67] thus:
The Spanish Government's intention to guarantee the rights of the natives over their lands was
reiterated and further clarified in the subsequent Royal Decree of October 15, 1754, which stated that
the native's "justified long and continuous possession" qualified them for title to their cultivated land. The
Royal Decree considered as valid title the native's ancient possession of their land, notwithstanding the
possessor's failure to produce title deeds over the land.[70]
The Royal Cedula Circular of March 3, 1798 further expounded on this matter and proclaimed that "the
will of the 'Crown' as expressed in various, instructions, royal edicts, orders and decrees, that the
distribution of land to conquistadores' discoverers, and settlers should never prejudice the natives and
their land-holdings."[71]
Despite the apparent deference of the Spanish Government to the native's rights over their lands,
subsequent laws, however, triggered their legal disenfranchisement.[72]
On June 25, 1880, a Royal Decree was enacted stating that "all persons in possession of real property
were to be considered owners provided they, had in good faith occupied and possessed their claimed
land for at least [10] years."[73]
The Royal Decree of 1880 was followed by the Spanish Mortgage Law which had for its purpose "the
systematic registration of land titles and deeds as well as for possessory claims." It was adopted as a
means of registering and subjecting to taxation the lands held pursuant to the Royal Decree of 1880.
The law provided that '"owners who lack recorded title of ownership' could have their interests registered
during a possessory information proceeding[.]" However, the title was a mere record of possession
which can later be converted into a record of ownership after 20 years from its date of issue.[74]
By 1894, the unresolved applications for official documentary recognition of ownership reached
200,000. The natives were unable to show titles to their lands except by actual possession. The natives
were presumed to be unaware of the Spanish laws concerning registration and documentation of lands
by reason of "[t]he uneven Spanish impact, abuses by colonial officials, the absence of effective notice,
illiteracy, lack of money to pay for transportation fares and legal prerequisites, e.g. filing fees, attorney's
fees, survey costs[.]"[75]
In a final attempt to remedy the. problems concerning property registration, the Spanish Government
issued the Royal Decree of February 13, 1894, otherwise known as the Maura Law. It was the last land
law promulgated by the Spanish colonial regime in the Philippines.[76] The preamble provided that the
law's purpose is to, "insure to the natives, in the future, whenever it may be possible, the necessary land
for cultivation, in accordance with traditional usages."[77] However, a contrary intention was revealed in
Article 4 of the law, which provides:
The title to all agricultural lands which were capable of
adjustment under the Royal Decree of 1880, but the
adjustment of which has not been sought at the time of
promulgation of this Decree... will revert to the State.
The law's effects, based on wrong premises, proved to be enduring. It was later used by the American
colonizers as basis to deny recognition of ancestral property rights. Further, the law became the
foundation for what will be the known as the Regalian Doctrine in modern times.[82]
II
On the international scale, war broke out between Spain and the United States of America. Spain
surrendered on May 1, 1898, and the United States was set to secure a sovereign claim over the
Philippines.[83]
On December 10, 1898, Spain ceded the Philippines to the United States through the Treaty of Paris.
The Treaty provided that all immovable properties which, in conformity with law, belonged to the Crown
of Spain, had been relinquished and ceded to the United States. Nevertheless, Article VIII of the Treaty
recognized that, "the relinquishment and cession... cannot in any respect impair the property rights
which by law belong to peaceful possession."[84]
In 1899, the first Philippine Commission, also known as the Schurman Commission, started to receive
reports as to the vast tracts of lands considered to be private. However, they were more interested in
the extent of land rights acquired by the United States and focused its attention to the Philippine
archipelago's public domain. Investigations were then conducted, which revealed that almost half of the
archipelago was considered public.[85] This estimate notwithstanding, only 10% of the total land mass
was documented and recognized by the Spanish Regime:
The remaining portions of the private domain belonged to
hundreds of thousands of people who held, or were
believed to hold, undocumented customary rights or some
local variation of a customary/colonial right which
lacked proper documentation.[86]
President William McKinley (President McKinley) then issued a directive, ordering the Philippine
Commission:
Subsequently, the United States Congress passed the Organic Act of July 1, 1902, otherwise known as
the Philippine Bill. It extended to the Filipino people most of the guarantees in the American Bill of
Rights which included the constitutional right not to be deprived of private property without due process
of law and just compensation.[90] Section 13 of the Philippine Bill likewise authorized the Philippine
Commission to promulgate rules concerning disposition of public lands.[91] Section 14 further empowered
the Philippine Commission to prescribe the rules for perfecting titles to public lands by qualified
applicants.[92] Finally, Section 16[93] mandated that in the sale of public domain, actual occupants shall be
given preference.[94]
Shortly thereafter, or on November 6, 1902, the Land Registration Act was enacted. It established,
among others, the Court of Land Registration tasked to hear applications for registration filed pursuant
to its provisions.[95] It likewise empowered the Court of Land Registration to adjudicate conflicting claims
to title.[96]
The enactment of the Land Registration Act saw the implementation of a "complete system of
registration on the general lines of the Torrens system."[97]
The Torrens system created a guarantee that certificates of title over lands shall be indefeasible[98] and
that "all claims to the parcel of land are quieted upon issuance of said certificate[,]"[99] thus:
The Public Land Act was followed by Act No. 1148 or the Forest Act. Prior to its enactment on May 7,
1904, the Organic Law of July 1, 1902 already provided, to some extent, the legal framework and
procedure for the allocation of legal rights relating to forest lands and the resources found there. The
Organic Law provided that the United States Government shall have the power "to issue licenses to cut,
harvest, or collect timber or other forest products."[103] The Organic Law proscribed the cutting,
destruction, removal, or appropriation of forest resources "except by special permission of [the]
Government and other such regulations as it may prescribe."[104]
Gifford Pinchot, an official of the United States Forest Service and primary author of the Forest Act,
believed that forests must be harvested on a commercial scale. By this reason, the Forest Act contained
provisions which empowered the United States Government "to issue licenses for up to [20] years 'for
the cutting, collection, and removal of timber, firewood, gums, resins, and other forest products."[105]
One of the salient provisions of the Forest Act is the authority given to the bureau chief to grant
gratuitous licenses for the free use of timber and other forest products, provided that it shall be
reasonable in quantity, within definite territorial limits, and that it is only for domestic purposes.[106]
An amendment to the free use provision was later introduced, allowing the bureau director to designate
specific parcels of land as communal forests. Persons who wish to utilize timber and other forest
products were free to do so within the designated communal forests. After the said amendment took
place, numerous municipalities and townships applied for the grant and designation for communal
forests within their jurisdiction.[107]
Meanwhile, by reason of the deteriorating condition of the public forest, the United States Government
issued General Order No. 92 to address the unauthorized practice of swidden farming or kaingin which
the Americans considered as "the most destructive agency in the Philippine forests[.]"[108]
The legal prohibition against swidden farming proved to be ineffective in most forest zones. The United
States Government claimed that municipal and provincial authorities had full knowledge of the swidden
farming happening within their jurisdiction, but had not acted upon it in any way.[109]
United States Government officials lamented the continued practice of swidden farming. They stated
that if the Filipinos were left on their own devices and desire to continue with their practice of swidden
farming, it would "consume their capital as well as their interests."[110]
Interestingly, this sentiment from United States Government officials confirmed a degree of autonomy
enjoyed by rural people, including municipal and provincial officials, away from the centralized nature of
the American regime. This also revealed the erroneous perception that Filipinos who practiced swidden
farming are considered as destroyers of forest resources.[111]
III
In 1936, Commonwealth Act No. 141 was enacted. It provides for the methods by which the government
may dispose of agricultural lands, namely: "(1) [f]or homestead settlement; (2) [b]y sale; (3) [b]y lease;
[and] (4) [b]y confirmation of imperfect or incomplete titles[.]"[112]
Further, as mentioned in Associate Justice Reynato Puno's separate opinion in Cruz v. Secretary of
Natural Resources:[113]
Commonwealth Act No. 141 remains the present Public Land
Law and it is essentially the same as Act 2874. The main
difference between the two relates to the transitory
provisions on the rights of American citizens and
corporations during the Commonwealth period at par with
Filipino citizens and corporations.[114] (Citation
omitted)
Amendments to Commonwealth Act No. 141 were made in 1964. Otherwise known as the Manahan
Amendments, Republic Act No. 3872 introduced the following amendments to Sections 44 and 48:
The Manahan amendments had the effect of creating "a distinction between applications for judicial
confirmation of imperfect titles by members of national cultural minorities and applications by other
qualified persons in general[,]"[116] thus:
IV
After the Philippines gained its independence from the United States, the Filipino people ratified the
1935 Constitution on May 14, 1935.[119]
One of the primary objectives of the framers of the 1935 Constitution was to guarantee "the
nationalization and conservation of the natural resources of the country."[120] They considered it to be of
great importance to ensure that the State's power of control over the natural resources was recognized
and established. By this reason, the delegates to the Constitutional Convention adopted and
incorporated Article XIII, Section 1 in the 1935 Constitution,[121] which states:
My esteemed colleague, Associate Justice Alfredo Benjamin S. Caguioa (Associate Justice Caguioa) is
of the view that ancestral domains and lands are beyond Section 77's coverage.[122] He insists that the
law only covers public and private lands to which categories ancestral domains and lands neither apply.
[123]
He maintains that ancestral domains and lands are indisputably presumed to have been held by the
ICCs/IPs under a claim of ownership even before the Spanish Conquest, and deemed to have never
been part of the public domain.[124]
Associate Justice Caguioa opines that the indigenous concept of ownership notwithstanding, ICCs/IPs
are only granted the right to sustainably use the natural resources found in ancestral domains.[125] He
postulates that ownership over the natural resources remains with the State and the ICCs/IPs' right is
limited to managing and conserving these resources for future generations.[126]
Associate Justice Estela M. Perlas-Bernabe shares Associate Justice Caguioa's sentiment that the right
accorded to ICCs/IPs with respect to natural resources found in their ancestral domain is limited to the
utilization of these resources.[127]
With utmost respect to my colleagues, it is my opinion that the indigenous concept of ownership covers
not only the ancestral domains and land, but also the natural resources found there.
The State's alleged ownership over the natural resources is founded on the doctrine of jura regalia,
which provides that "all lands of the public domain as well as all natural resources enumerated therein,
whether on private or public land, belong to the State."[128]
A perusal of Article XII, Section 2 of the 1987 Constitution reveals that the State's ownership of lands is
limited to "lands of the public domain[.]" Further, "[l]ands that are in private possession in the concept of
an owner since time immemorial are considered never to have been public[,]" since the state never
owned them.[132]
In addition, the doctrine of jura regalia is a feudal theory introduced by the Spaniards. However, its
application in the Philippines was put to an end upon the arrival of the Americans. The landmark case of
Cariño v. Insular Government[133] clarified on this matter.[134]
On June 22, 1903, Mateo Cariño (Cariño), an Igorot of the Province of Benguet, filed a petition before
the Court of Land Registration in order to register a piece of land located in the same province.
[135]
According to Cariño, he and his ancestors owned the land over 50 years before the Treaty of Paris.
They have maintained fences for cattle and have cultivated the land subject of the petition for
registration. Furthermore, they have been recognized as owners of the land by the other Igorots. Cariño
also stated that he had inherited the land from his father in accordance with Igorot custom, and that he
had made prior applications before the Spanish Crown to register the land, but nothing seemed to have
come of it.[136]
The Court of Land Registration gave due course to the petition for registration. However, the Benguet
Court of First Instance reversed the decision on appeal and dismissed Cariño's application. This
decision was affirmed by the Philippine Supreme Court.[137]
Through a writ of error, the case reached the United States Supreme Court. It reversed the Philippine
Supreme Court's decision and upheld Carino's ownership of the land in question. The United States
Supreme Court decreed that, whatever Spain's position may have been in relation to the status of
Cariño's application for registration, it does not follow that he had lost his rights over the land subject of
registration when the United States assumed sovereignty over the Philippines. Thus:
Whatever the law upon these points may be, and we mean to
go no further than the necessities of decision demand*
every presumption is and ought to be against the
government in a case like the present. It might, perhaps,
be proper and sufficient to say that when, as far back as
testimony or memory goes, the land has been held by
individuals under a claim of private ownership, it will
be presumed to have been held in the same way from before
the Spanish conquest, and never to have been public land.
Certainly in a case like this, if there is doubt or
ambiguity in the Spanish law, we ought to give the
applicant the benefit of the doubt. Whether justice to
the natives and the import of the organic act ought not
to carry us beyond a subtle examination of ancient texts,
or perhaps even beyond the attitude of Spanish law,
humane though it was, it is unnecessary to decide. If, in
a tacit way, it was assumed that the wild tribes of the
Philippines were to be dealt with as the power and
inclination of the conqueror might dictate, Congress has
not yet sanctioned the same course as the proper one "for
the benefit of the inhabitants thereof."[139]
Cariño established the notion that Igorots and, by analogy, other groups with similar customs and long
associations, have constitutionally protected native titles to their respective ancestral lands.[140] It also
emphasized that, based on native custom and long association, there exists a legal foundation that the
ancestral lands of some native groups within the Philippine archipelago are owned pursuant to private,
communal title.[141]
The doctrine espoused in Cariño was further reinforced by the United States Supreme Court in Reavis
v. Fianza.[142]
Reavis involved two (2) gold mines situated in the province of Benguet. These mines were in a tract of
land, the sole and exclusive possession of which belonged to an Igorot named Toctoc. The gold mines
were developed by Igorot miners in accordance with their customs.[143]
Toctoc neither had any paper title over the mines nor was he granted concession by the Spanish
Government. This notwithstanding, Toctoc's "title and ownership thereto were generally known and
recognized by the people of the community [,]" including the Spanish officials.[144]
Upon Toctoc's death, the mines' possession and ownership passed on to his heirs, which included
Fianza. Toctoc's heirs continued to live and work on the mines without interruption. However, in 1901,
Reavis entered upon the subject mines and proceeded to stake his claims on them. Reavis was in the
honest but mistaken belief that the mines were part of the abandoned and forfeited Spanish grant of a
certain Holman. Insisting ownership over the mines, Fianza filed a formal protest against Reavis.[145]
When the case reached the United States Supreme Court, it sustained Fianza's claim of ownership of
the mines and decreed:
The appellees are Igorrots [sic], and it is found that,
for fifty years, and probably for many more, Fianza and
his ancestors have held possession of these mines. He now
claims title under the Philippine act of July 1, 1902,
chap. 1369, 45, 32 Stat, at L. 691. This section reads as
follows:
'That where such person or association, they
and their grantors, have held and worked
their claims for a period equal to the time
prescribed by the statute of limitations of
the Philippine Islands, evidence of such
possession and working of the claims for such
period shall be sufficient to establish a
right to a patent thereto under this act, in
the absence of any adverse claim; but nothing
in this act shall be deemed to impair any
lien which may have attached in any way
whatever prior to the issuance of a patent.'
It is not disputed that this section applies to
possession maintained for a sufficient time before and
until the statute went into effect. . . . The period of
prescription at that time was ten years. . . Therefore,
as the United States had not had the sovereignty of the
Philippines for ten years, the section, notwithstanding
its similarity to Rev. Stat. 2332, U. S. Comp. Stat.
1901, p. 1433, must be taken to refer to the conditions
as they were before the United States had come into
power. Especially must it be supposed to have had in view
the natives of . . . the islands, and to have intended to
do liberal justice to them. By 16, their occupancy of
public lands is respected and made to confer rights. In
dealing with an Igorrot [sic] of the provinee of Benguet,
it would be absurd to expect technical niceties, and the
courts below were quite justified in their liberal mode
of dealing with the evidence of possession and the
possibly rather gradual settling of the precise
boundaries of the appellees' claim. . . At all events,
they found that the appellees and their ancestors had
held the claim and worked it to the exclusion of all
others down to the bringing of this suit, and that the
boundaries were as shown in a plan that was filed and
seems to have been put in evidence before the trial came
to an end.[146]
Reavis recognized the extent of the natives' rights over their ancestral territories. It acknowledged that
their rights extend not only to the lands, but likewise include the natural resources found in them.
[147]
Accordingly, the State's power over these resources extend only"to its regulation. The State, as laid
down under Section 57 of IPRA, can only provide for the guidelines and limitation on how these
resources can be utilized, thus:
There are at least six provisions in the 1987 Constitution which protect the rights of indigenous peoples
to their customs, heritage, and traditions:[148] (1) Article 2, Section 22;[149] (2) Article VI, Section 5(2);
[150]
(3) Article XII, Section 5;[151] (4) Article XIII, Section 6;[152] (5) Article XIV, Section 17;[153] and (6) Article
XVI, Section 12.[154]
The 1987 Constitution has made a noticeable shift from its predecessors. Unlike the 1935 and the 1973
Constitutions, the present Constitution recognizes and expressly guarantees the indigenous peoples'
rights to their ancestral lands and ancestral domain. Through these constitutional provisions "the State
has effectively upheld their right to live in a culture distinctly their own."[155]
V(A)
Enacted in 1997, Republic Act No. 8371 or the IPRA seeks to address the "centuries-old neglect of the
Philippine indigenous peoples."[156] It is considered as "the principal piece of legislation that would
govern with respect to most of the demands of indigenous peoples through their various
organizations."[157]
IPRA implements Article II, Section 22 and Article XII, Section 5 of the 1987 Constitution in four (4)
ways:
(a) Firstly, enumerating the civil and political rights
of all members of indigenous cultural communities or
indigenous peoples, regardless of their relation to
ancestral lands or domains;
V(B)
Another salient principle introduced by IPRA is the ICC/IPs' right to claim ownership over their land as
well as the resources found there.
To recall, the ICC/IPs' rights to their ancestral domains and ancestral lands have been recognized as
early as Cariño. The doctrine introduced in that case, had the effect of extending to any person who has
occupied a parcel of land since time immemorial—with or without documentary title, the right to enjoy
the protection extended to private property rights since the land is "presumed to have been held in the
same way... and never to have been public land."[162]
Cariño's implication is to shift to the State the burden of proving that a parcel of land or territory falls
within the public domain, when the same had been held since time immemorial by the undocumented
possessor.[163]
The doctrine espoused in Cariño has not yet been overturned and remains a valid basis of the ICC/IPs'
claim of ownership.[164]
VI
Two (2) additional modes of acquiring ownership were introduced when IPRA was enacted. ICC/IPs
may now apply for a CADT or Certificate of Ancestral Land Title for their ancestral domain or ancestral
land, respectively:[165]
The indigenous peoples' struggle for their rights have long been enduring. Their struggle for the
recognition of their rights to land and self- determination is rooted in their effort for cultural and human
survival.[171]
We should honor the struggle of our people. This decision is the least we can do to correct a historical
injustice.
See Ha Datu Tawahig v. Lapinid, G.R. No. 221139, March 20, 2019, < https://
[27]
Developments in Policy, 1998 phil. peace & hum. rts. rev. 159, 161 (1998).
[31]
See C.J. Peralta Separate Opinion, pp. 16-23.
[32]
DENR-NCIP JAO NO. 2008-01, sec. 10 (10.1).
[33]
People v. Asis, 439 Phil. 707, 728 (2002) [Per J. Panganiban, En Banc].
[34]
People v. Velasco, G.R. No. 231787, August 19, 2019,
< https://elibrary.judiciary.gov.ph/thebookshelf/showdocs/1/65645> [Per J. Caguioa, Second Division].
[35]
Ponencia, p. 38.
[36]
Id. at 41.
Portia M. Panegro and Francia C. Bulatao, Claims and Counterclaims in the Mt. Halcon and Mt.
[37]
Calavite Ranges: The Iraya Peoples' Assertion of Rights to Their Ancestral Domains, 47 ATENEO L. J.
624, 626 (2002).
[38]
Ponencia, p. 9.
Portia M. Panegro and Francia C. Bulatao, Claims and Counterclaims in the Mt. Halcon and Mi.
[39]
Calavite Ranges: The Iraya Peoples' Assertion of Rights to Their Ancestral Domains, 47 ATENEO L. J.
624, 627 (2002).
John Jerico Laudet Balisnomo, Ancestral Domain Ownership and Disposition: Whose land, Which
[40]
Lands, 42 ATENEO L. J. 159, 203 (1997). Portia M. Panegro and Francia C. Bulatao, Claims and
Counterclaims in the Mt. Halcon and Mt. Calavite Ranges: The Iraya Peoples' Assertion of Rights to
Their Ancestral Domains 41 ATENEO L. J. 624, 632-633 (2002).
[41]
Portia M. Panegro and Francia C. Bulatao, Claims and Counterclaims in the Mt. Halcon and Mt.
Calavite Ranges: The Iraya Peoples' Assertion of Rights to Their Ancestral Domains 47 ATENEO L. J.
624, 632—633 (2002).
[42]
Id. at 633-634.
[43]
Id. at 634.
[44]
Id. at 629.
[45]
Id. at 635.
[46]
Id.
[47]
Republic Act No. 8371 (1997), sec. 2 provides:
SECTION 2. Declaration of State Policies. — The State shall recognize and promote all the rights of
Indigenous Cultural Communities/Indigenous Peoples (ICCs/IPs) hereunder enumerated within the
framework of the Constitution:
a) The State shall recognize and promote the rights of ICCs/IPs within the framework of national unity
and development;
b) The State shall protect the rights of ICCs/IPs to their ancestral domains to ensure their economic,
social and cultural well being and shall recognize the applicability of customary laws governing property
rights or relations in determining the ownership and extent of ancestral domain;
c) The State shall recognize, respect and protect the rights of ICCs/IPs to preserve and develop their
cultures, traditions and institutions. It shall consider these rights in the formulation of national laws and
policies;
d) The State shall guarantee that members of the ICCs/IPs regardless of sex, shall equally enjoy the
full measure of human rights and freedoms without distinction or discrimination;
e) The State shall take measures, with the participation of the ICCs/IPs concerned, to protect their
rights and guarantee respect for their cultural integrity, and to ensure that members of the ICCs/IPs
benefit on an equal footing from the rights and opportunities which national laws and regulations grant to
other members of the population; and
f) The State recognizes its obligations to respond to the strong expression of the ICCs/IPs for cultural
integrity by assuring maximum ICC/IP participation in the direction of education, health, as well as other
services of ICCs/IPs, in order to render such services more responsive to the needs and desires of
these communities.
Towards these ends, the State shall institute and establish the necessary mechanisms to enforce and
guarantee the realization of these rights, taking into consideration their customs, traditions, values,
beliefs, interests and institutions, and to adopt and implement measures to protect their rights to their
ancestral domains.
[48]
Republic Act No. 8371 (1997), sec. 29.
SECTION 29. Protection of Indigenous Culture, Traditions and Institutions. — The State shall respect,
recognize and protect the right of ICCs/IPs to preserve and protect their culture, traditions and
institutions. It shall consider these rights in the formulation and application of national plans and policies.
See June Prill-Brett, Indigenous Land Rights and Legal Pluralism among Philippine Highlanders, 28
[49]
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[50]
John Jerico Laudet Balisnomo, Ancestral Domain Ownership and Disposition: Whose land, Which
[54]
Owen James Lynch, Jr., The Philippine Indigenous Law Collection: An Introduction and Preliminary
[56]
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[59]
Owen James Lynch, Jr., The Legal Bases of Philippine Colonial Sovereignty: An Inquiry, 62 PHIL. L.
[65]
Owen James Lynch, Jr., The Legal Bases of Philippine Colonial Sovereignty: An Inquiry, 62 phil. L. J.
[67]
279,286(1987).
[68]
J. Puno, Separate Opinion in Cruz v. Secretary of Natural Resources, 400 Phil. 932, 934-935 (2000)
[Per Curiam, En Banc].
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[69]
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[73]
PHIL. L. J. 268, 275 (1982). See also John Jerico Laudet Balisnomo, Ancestral Domain Ownership and
Disposition: Whose Land, Which Lands, 42 ATENEO L. J. 159, 174 (1997).
[74]
Id.
Owen James Lynch, Jr., Land Rights, Land Laws and Land Usurpation: The Spanish Sea (1565-
[75]
As cited in John Jerico Laudet Balisnomo, Ancestral Domain Ownership and Disposition: Whose
[78]
John Jerico Laudet Balisnomo, Ancestral Domain Ownership and Disposition: Whose Land, Which
[80]
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[84]
PHIL. L. J. 268, 276 (1982). See also Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda:
The Origins of Contemporary Philippine Land Laws (1900-1913), 63 PHIL. L. J. 249 (1988).
Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda: The Origins of Contemporary
[85]
Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda: The Origins of Contemporary
[89]
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[90]
SECTION 13. That the Government of the Philippine Islands, subject to the provisions of this Act and
except as herein provided, shall classify according to its agricultural character and productiveness, and
shall immediately make rules and regulations for the lease, sale, or other disposition of the public lands
other than timber or mineral lands, but such rules and regulations shall not go into effect or have the
force of law until they have received the approval of the President, and when approved by the President
they shall be submitted by him to Congress at the beginning of the next ensuing session thereof and
unless disapproved or amended by Congress at said session they shall at the close of such period have
the force and effect'of law in the Philippine Islands: Provided, That a single homestead entry shall not
exceed sixteen hectares in extent.
[92]
Philippine Bill of July 1, 1902, sec. 14 provides:
SECTION 14. That the Government of the Philippine Islands is hereby authorized and empowered to
enact rules and regulations and to prescribe terms and conditions to enable persons to perfect their title
to public lands in said Islands, who, prior to the transfer of sovereignty from Spain to the United States,
had fulfilled all or some of the conditions required by the Spanish laws and royal decrees of the
Kingdom of Spain for the acquisition of legal title thereto, yet failed to secure conveyance of title; and
the Philippine Commission is authorized to issue patents, without compensation, to any native of said
Islands, conveying title to any tract of land not more than sixteen hectares in extent, which were public
lands and had been actually occupied by such native or his ancestors prior to and on the thirteenth of
August, eighteen hundred and ninety-eight.
[93]
Philippine Bill of July 1, 1902, sec. 16 provides:
SECTION 16. That in granting or selling any part of the public domain under the provisions of the last
preceding section, preference in all cases shall be given to actual occupants and settlers; and such
public lands of the United States in the actual possession or occupancy of any native of the Philippine
Islands shall not be sold by said Government to any other person without the consent thereto of said
prior occupant or settler first had and obtained: Provided, That the prior right hereby secured to an
occupant of land, who can show no other proof of title than possession, shall not apply to more than
sixteen hectares in any one tract.
[94]
Owen James Jr. Lynch, Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
PHIL. L.J. 268, 276 (1982).
[95]
Act No. 496, sec. 2 provides:
SECTION 2. A court is hereby established to be called the "Court of Land Registration," which shall
have the exclusive jurisdiction of all applications for the registration under this Act of title to land or
buildings or an interest therein within the Philippine Islands, with power to hear and determine all
questions arising upon such applications, and also have jurisdiction over such other questions as may
come before it under this Act, subject, however, to the right of appeal, as hereinafter provided. The
proceedings upon such applications shall be proceedings in rem against the land and the buildings and
improvements thereon, and the decrees shall operate directly on the land and the buildings and
improvements thereon, and vest and establish title thereto.
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[96]
Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda: The Origins of Contemporary
[97]
J. Puno, Separate Opinion in Cruz v. Secretary of Natural Resources, 400 Phil. 904, 941 (2000) [Per
[99]
Curiam, En Banc].
[100]
Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda: The Origins of Contemporary
Philippine Land Laws, 63 PHIL. L. J. 249, 282 (1988).
[101]
Republic Act No. 2874, sec. 128 provides:
Section 128. Act Numbered Nine hundred and twenty-six known as the "Public Land Act," and all acts
and regulations, or parts thereof, inconsistent with the provisions of this Act, are hereby repealed.
[102]
See J. Puno, Separate Opinion in Cruz v. Secretary of Natural Resources, 400 Phil. 904, 940 (2000)
[Per Curiam, En Banc],
Owen James Lynch, Jr., Invisible Peoples and a Hidden Agenda: The Origins of Contemporary
[103]
SECTION 4. The provisions of Section 48(b) and Section 48(c), Chapter VIII of the Public Land Act are
hereby amended in the sense that these provisions shall apply only to alienable and disposable lands of
the public domain which have been in open, continuous, exclusive and notorious possession and
occupation by the applicant himself or thru his predecessor-in-interest, under a bona fide claim of
acquisition of ownership, since June 12, 1945.
[119]
official Gazette, The Commonwealth of the Philippines, available at < https:
//www.officialgazette.gov.ph/the-commonwealth-of-the-philippines/> (last accessed on January 5, 2020).
[120]
See J. Puno, Separate Opinion in Cruz v. Secretary of Natural Resources, 400 Phil. 904, 942 (2000)
[Per Curiam, En Banc].
[121]
Id.
[122]
J. Caguioa, Separate Opinion, pp. 5-6.
[123]
Id. at 6-8.
[124]
Id. at 8-9.
[125]
Id. at 13-14.
See J. Caguioa, Separate Opinion, p. 16 citing J. Puno, Separate Opinion in Cruz v. Secretary of
[126]
J. Leonen, Separate Opinion in Heirs of Malabanan v. Republic, 111 Phil. 141, 203-209 (2013) [Per
[129]
J. Bersamin, En Banc].
[130]
J. Leonen, Separate Opinion in Republic v. Tan, 780 Phil. 764, 776-778 (2016) [Per J. Brion, Second
Division].
J. Leonen, Separate Opinion in Maynilad Water Services, Inc. v. Secretary of the Department of
[131]
Environment and Natural Resources, G.R. Nos. 202897, 206823 & 207969, August 6, 2019
< https://elibrary.judiciary.gov.ph/thebookshelf/showdocs/1/65416> [Per J. Hernando, En Banc].
J. Leonen, Separate Opinion in Republic v. Tan, 780 Phil. 764, 776 (2016) [Per J. Brion, Second
[132]
Division].
[133]
Cariño v. Insular Government, 212 U.S. 449, 456 (1909).
[134]
J. Leonen, Separate Opinion in Heirs of Malabanan v. Republic, 717 Phil. 141, 208-209 (2013) [Per
J. Bersamin, En Banc].
Owen James Lynch, Jr., Native Title, Private Right and Tribal Land Law: An Introductory Survey, 57
[135]
SECTION 22. The State recognizes and promotes the rights of indigenous cultural communities within
the framework of national unity and development.
[150]
CONST., art. VI, sec. 5(2) provides:
(2) The party-list representatives shall constitute twenty per centum of the total number of
representatives including those under the party list. For three consecutive terms after the ratification of
this Constitution, one-half of the seats allocated to party-list representatives shall be filled, as provided
by law, by selection or election from the labor, peasant, urban poor, indigenous cultural communities,
women, youth, and such other sectors as may be provided by law, except the religious sector.
[151]
CONST., article XII, sec. 5 provides:
SECTION 5. The State, subject to the provisions of this Constitution and national development policies
and programs, shall protect the rights of indigenous cultural communities to their ancestral lands to
ensure their economic, social, and cultural well-being.
The Congress may provide for the applicability of customary laws governing property rights or relations
in determining the ownership and extent of ancestral domain.
[152]
CONST., art. XIII, sec. 6 provides:
SECTION 6. The State shall apply the principles of agrarian reform or stewardship, whenever applicable
in accordance with law, in the disposition or utilization of other natural resources, including lands of the
public domain under lease or concession suitable to agriculture, subject to prior rights, homestead rights
of small settlers, and the rights of indigenous communities to their ancestral lands. The State may
resettle landless farmers and farmworkers in its own agricultural estates which shall be distributed to
them in the manner provided by law.
[153]
CONST., art. XIV, sec. 17 provides:
SECTION 17. The State shall recognize, respect, and protect the rights of indigenous cultural
communities to preserve and develop their cultures, traditions, and institutions. It shall consider these
rights in the formulation of national plans and policies.
[154]
CONST., art. XVI, sec. 12 provides:
SECTION 12. The Congress may create a consultative body to advise the President on policies
affecting indigenous cultural communities, the majority of the members of which shall come from such
communities.
[155]
J. Puno, Separate Opinion in Cruz v. Secretary of Natural Resources, 400 Phil. 904, 960 (2000) [Per
Curiam, En Banc].
[156]
Id. at 963.
Developments in Policy, 1998 PHIL. PEACE & HUM. RTS. REV. 159, 160 (1998).
[158]
Republic Act No. 8371 (1997), sec. 21.
SECTION 21. Equal Protection and Non-discrimination of ICCs/IPs. — Consistent with the equal
protection clause of the Constitution of the Republic of the Philippines, the Charter of the United
Nations, the Universal Declaration of Human Rights including the Convention on the Elimination of
Discrimination Against Women and International Human Rights Law, the State shall, with due
recognition of their distinct characteristics and identity, accord to the members of the ICCs/IPs the
rights, protections and privileges enjoyed by the rest of the citizenry. It shall extend to them the same
employment rights, opportunities, basic services, educational and other rights and privileges available to
every member of the society. Accordingly, the State shall likewise ensure that the employment of any
form of force or coercion against ICCs/IPs shall be dealt with by law.
The State shall ensure that the fundamental human rights and freedoms as enshrined in the
Constitution and relevant international instruments are guaranteed also to indigenous women. Towards
this end, no provision in this Act shall be interpreted so as to result in the diminution of rights and
privileges already recognized and accorded to women under existing laws of general application.
Developments in Policy, 1998 PHIL. PEACE & HUM. RTS. REV. 159, 161 (1998).
[161]
Id. at 162.
[162]
Id. at 170.
[163]
Id.
[164]
Id. at 171.
[165]
Id. at 176-177.
[166]
REP. ACT No. 8371, sec. 3 (a) and (b).
Developments in Policy, 1998 PHIL. PEACE & HUM. RTS. REV. 159, 178 (1998).
[168]
Id. at 178.
[169]
Republic Act. 8371 (1997), sec. 5.
[170]
Marvic M.V.F. Leonen, Human Rights and Indigenous Peoples: An Overview of Recent
Developments in Policy, 1998 PHIL. PEACE & HUM. RTS. REV. 159, 179 (1998).
John Jerico Laudet Balisnomo, Ancestral Domain Ownership and Disposition whose; land, which
[171]
SEPARATE OPINION
CAGUIOA, J.:
The factual backdrop of the case is simple and quite straightforward: petitioners, who are members of
the Iraya-Mangyan indigenous community and residing within their ancestral domain in the hinterlands
of Baco, Oriental Mindoro, within the contemplation of the Republic Act No. (R.A.) 8371 or the
Indigenous Peoples' Rights Act (IPRA), felled one dita[1] tree for the construction of a communal toilet,
without having first secured a permit from the Department of Environment and Natural Resources
(DENR) pursuant to Section. 77[2] of the Forestry Reform Code of the Philippines (Presidential Decree
No. [P.D.] 705), as amended. The factual context of the case covers a breadth of interwoven legal
issues that bear upon the foremost question of whether or not herein petitioners may be rightly
convicted.
If peered from a constitutional law angle, the view is fraught with reluctance and equal but contrary
propositions exist, in part due to the fact that our laws have evolved with inexactness, and have become
open to a plurality of persuasions. The lens of constitutional determination may invite that the case be
seen from a "State v. Indigenous Peoples" point of view, on the one hand, or a "healthful ecology"
framing, on the other. To my mind, neither viewpoint invalidates the other, for the socio-historically
complex relation between indigenous peoples' rights and environmental laws are so inextricably linked
that any imprecise step in one direction or another may cost highly for both separate but joined causes.
I would be remiss if I fail to recognize the very valid points raised by Chief Justice Diosdado M. Peralta
in his Dissenting Opinion, not the least of which is the overarching reasonable fear that the position I
espouse, if followed to its logical conclusion, may open the gates for abuse and perhaps facilitate the
ease of pillaging our forest covers. Although I maintain my position that these fears, although grounded,
may not be the apt cornerstone from which to best reference the resolution of the present issues, I
recognize that the Chief Justice raises real and valid apprehensions, which tell me that this case does
not lend itself most suited for the adjudication of these deeply contested questions of law, which may be,
for now, best left to the wisdom and clarification of the legislature.
I further submit that the present case may be resolved without needing a constitutional determination or
conclusive harmonization of laws. From the more immediate standpoint of criminal law, the facts of this
case are clear. I concur with the ponencia's finding that petitioners here do not incur any criminal
liability. From the lens of criminal law, the determination of whether the Court has sufficient basis to find
that the accused here are guilty of the act betrays gray areas of interpretations and legislative intents
behind the penal provision, specifically the acts included in the violation under P.D. 705, one of which
was levelled against petitioners. These equivocal areas must, therefore, and until conclusively
determined, color the present prosecution with reasonable doubt, which must be resolved in favor of
herein accused.
I thus maintain the non-culpability of petitioners for the following reasons: first, petitioners may not be
found guilty of violating P.D. 705, Sec. 77 as the lands enumerated therein do not include ancestral
domains; and second in any event, the petitioners' act of cutting the dita tree was undertaken with the
required "authority." As Sec. 77 itself provides, petitioners' act of cutting a single dita tree for the
purpose of building a toilet for the use of their community is well within the rights granted to Indigenous
Cultural Communities (ICCs) or Indigenous Peoples (IPs) under the IPRA, and is therefore beyond the
ambit of the crimes penalized therein, with its authority rising from no less than the Constitution and the
bedrock rationale of the IPRA itself.
To be sure, this Opinion does not assert that members of the ICCs/IPs be wholly exempted from the
reach of the courts' jurisdiction over criminal offenses. Rather, it submits that there can be no finding of
a crime having been committed where none was intended by laws. This Opinion does not look at P.D.
705 with the intention of subverting it and granting sweeping, unmerited exemptions in favor of members
of the ICCs/IPs. Plainly, no exemption is being carved out for petitioners, for one cannot be exempted
from a law that did not contemplate them, to begin with.
In the ultimate analysis, while I maintain my position that petitioners cannot be held criminally liable for
violating P.D. 705, I likewise recognize the reasonable points raised by the Chief Justice in his dissent. I,
too, recognize that at least three other members of the Court have also given their positions as regards
this case. These opinions are in addition to those espoused by the ponencia. Evidently, interpreting the
law as it affects the concerns of IPs and the environment invites diverse points of view which hinders the
Court from finding accused's guilt beyond reasonable doubt. The ramifications of laying down definitive
pronouncements in this case that go beyond the criminal liability of the accused may indeed have far-
reaching consequences that are already beyond what is necessary in resolving the instant case.
That being said, I shall lay down the bases for my position that petitioners are not liable under P.D. 705.
Contrary to law.[4]
Indubitably, petitioners were charged with the first offense — namely, the cutting of a dita tree "without
any authority."[5] Thus, to be convicted under this charge, the following elements must first be proven:
Contrary to the foregoing, I submit that petitioners did not violate any of the punishable acts under P.D.
705, Sec. 77. Otherwise stated, the elements of the offense charged are not present in this case. First,
since the dita tree was located within the petitioners' ancestral domain, the offense did not take place in
any of the locations contemplated in Sec. 77. In other words, P.D. 705, Sec. 77 is no longer applicable,
especially with the enactment of the IPRA. Second, even assuming that P.D. 705, Sec. 77 is still
applicable to ancestral domains, the absence of a permit from the DENR does not mean that petitioners
are guilty of the charge, as they, under the IPRA, already possessed the required "authority" to cut
the dita tree.
To be considered a violation of Sec. 77, the law itself requires that the timber or forest product is cut,
gathered, collected, or removed from any "forest land," "alienable or disposable public land," or "private
land."
Cutting within an ancestral domain of ICCs/IPs was not contemplated by P.D. 705, Sec. 77.
As the Court held in Savage v. Taypin[6] "we must strictly construe the statute against the State and
liberally in favor of the accused, for penal statutes cannot be enlarged or extended by intendment,
implication or any equitable consideration."[7]
I disagree. On this note, it should be emphasized that "[t]he law does not operate in vacuo nor should its
applicability be determined by circumstances in the abstract."[11]
I submit that ancestral domains are distinct from public or private lands, and any cutting of timber or
forest product therein was not contemplated by Sec. 77 of P.D. 705. Sec. 77 cannot be read in isolation.
Its interpretation should not only be construed strictly against the State and in favor of the accused, but
it must consider changes brought about by the 1987 Constitution, its recognition of ancestral domains,
and the enactment of the IPRA.
"Forest land,"[12] as used in P.D. 705, includes three sub-categories: (1) public forests, (2) permanent
forests or forest reserves, and (3) forest reservations, which are defined in the statute itself:
SECTION 3. Definitions. —
x x x
x
,
On the other hand, while the term "private land" is not expressly defined in P.D. 705, it is indirectly
referred to in Sec. 3 (mm), which defines a "private right" as "titled rights of ownership under existing
laws, and in the case of national minority to rights of possession existing at the time a license is granted
under this Code, which possession may include places of abode and worship, burial grounds, and old
clearings, but exclude productive forest inclusive of logged-over areas, commercial forests and
established plantations of the forest trees and trees of economic values."[15]
To my mind, these definitions do not cover the concept of ancestral domains. Ancestral domains are
neither "public" nor "private land" as contemplated by Sec. 77 of P.D. 705.
Ancestral domains were recognized in the 1987 Constitution when it stated that Congress may provide
for the applicability of customary laws governing property rights in determining the ownership and
extent of ancestral domains. Article XII, Sec. 5 of the 1987 Constitution on National Economy and
Patrimony states:
This concept of "native title" can be traped back to the 1909 case of Cariño v. Insular
Government[20] (Cariño) where the United States Supreme Court upheld the claim by an IP that the
parcels of land owned by him were absolutely owned by him and his predecessors-in-interest through
the years, as opposed to the Regalian Doctrine invoked by the Government of the Philippines. Thus:
Whatever the law upon these points may be, and we mean to
go no further than the necessities of decision demand,
every presumption is and ought to be against the
government in a case like the present. It might, perhaps,
be proper and sufficient to say that when, as far back
as testimony or memory goes, the land has been held by
individuals under a claim of private ownership, it will
be presumed to have been held in the same way from before
the Spanish conquest, and never to have been public land.
Certainly in a case like this, if there is doubt or
ambiguity in the Spanish law, we ought to give the
applicant the benefit of the doubt. Whether justice to
the natives and the import of the Organic Act ought not
to carry us beyond a subtle examination of ancient texts,
or perhaps even beyond the attitudes of Spanish law,
humane though it was, it is unnecessary to decide. If, in
a tacit way, it was assumed that the wild tribes of the
Philippines were to be dealt with as the power and
inclination of the conqueror might dictate, Congress has
not yet sanctioned the same course as the proper one "for
the benefit of the inhabitants thereof."[21]
Institutionalizing Cariño was one of the principal goals in enacting the IPRA. The sponsorship speeches
for the progenitor bills of the IPRA both mentioned Cariño as one of the law's conceptual anchors. In his
Sponsorship Speech, Senator Juan S. Flavier said:
x x x x
In jurisprudence, this concept that was rooted in Cariño has been recently upheld in the case
of Republic v. Cosalan,[24] where the Court held that:
Expanding on this peculiar nature of ancestral domains, which he describes as neither public nor private
lands, former Chief Justice Reynato S. Puno, in his Separate Opinion in Cruz v. Secretary of
Environment and Natural Resources[26] (Cruz), stated:
x x x x
Given the foregoing, the letter of P.D. 705, Sec. 77 cannot be conceived to cover the cutting of timber or
forest products in ancestral domains, as to do so would be a strained construction of a penal statute. It
would penalize an act despite the lack of textual support to make it so. It would be an arbitrary and
baseless expansion of a penal statute.
The foregoing disquisition thus begs the question: If P.D. 705, Sec. 77 is not applicable to ancestral
domains, does this mean that timber and forest products found therein can be cut by anyone — IPs or
non-members of IPs alike — without limitations?
In cases where non-members of IPs illegally cut trees in ancestral domains, it would still be punishable,
not by P.D. 705, Sec. 77, but by the penal provisions of the IPRA, particularly Sec. 72 in relation to Sec.
10, which states:
Do IPs have unbridled discretion as regards the utilization of natural resources which may be found in
their ancestral domains? In other words, do the "priority rights" granted by Sec. 57 mean that IPs can
exploit the natural resources in ancestral domains without limits? Again, the answer is no.
A thorough reading of the rights recognized under the IPRA reveals that the IPRA allows ICCs/IPs to
utilize the natural resources that may be found in ancestral domains. This is rooted in the indigenous
concept of ownership, recognized by the IPRA, which is significantly different from the concept of
ownership under civil law.
For IPs, this is easy to understand, as nothing provided for in the IPRA is new to them. The IPRA' simply
recognizes what their practices are. This recognition of the rights of IPs is not confined only in the
domestic setting — it is reflected as well in the international sphere. The United Nations Declaration on
the Rights of Indigenous Peoples[33] (UNDRIP) states that the United Nations General Assembly (UNGA)
"recogniz[es] the urgent need to respect and promote the inherent rights of indigenous peoples which
derive from their political, economic and social structures and from their cultures, spiritual traditions,
histories and philosophies, especially their rights to their lands, territories and resources."[34] Moreover,
the provisions of the UNDRIP itself state that:
Article 20
Article 26
There is thus no doubt that ICCs/IPs are allowed to use the land and the natural resources found in their
ancestral domains. To allay any fears that this formulation will mean the unfettered use of the natural
resources in ancestral domains, thereby causing irreversible damage to the detriment of future
generations, it is important to point out that the IPRA itself clarifies the limitations of the use allowed for
ICCs/IPs. As previously discussed, the IPRA only recognizes sustainable traditional resource rights that
allows the IPs to "sustainably use x x x in accordance with their indigenous knowledge, beliefs,
systems and practices"[35] the resources which may be found in the ancestral domains which, in turn,
are "private but community property which belongs to all generations and therefore cannot be sold,
disposed or destroyed."[36] This is complemented by Sec. 7 of the IPRA, which states:
It is clear from the foregoing that the IPRA allows ICCs/IPs to use natural resources found in their
ancestral domains, albeit in a limited way.[39]
Nevertheless, even assuming that ancestral domains are part of "forest lands," "public lands," or "private
lands," as contemplated by P.D. 705, Sec. 77 — it is nonetheless my considered view that petitioners
still cannot be held criminally liable because the second element of the crime of violation of P.D. 705 is
also not present.
As demonstrated, petitioners' act of cutting the dita tree was done "with authority" emanating from the
IPRA; hence, they cannot be held criminally liable. For a better understanding of the "authority"
necessitated by the law, a review of its legislative history is imperative.
In 1974, P.D. 389 or the Forestry Reform Code was enacted. Sec. 69 thereof punished the cutting,
gathering, and/or collection of timber or other products from forest land:
SECTION 69. Cutting, Gathering, and/or Collection of
Timber or Other Products. — The penalty of prision
correccional in its medium period and a fine of five (5)
times the minimum single forest charge on such timber and
other forest products in addition to the confiscation of
the same products, machineries, [equipment,] implements
and tools used in the commission of such offense; and the
forfeiture of improvements introduced thereon, in favor
of the Government, shall be imposed upon any individual,
corporation, partnership, or association who
shall, without permit from the Director, occupy or use
or cut, gather, collect, or remove timber or other forest
products from any public forest, proclaimed timberland,
municipal or city forest, grazing land, reforestation
project, forest reserve of whatever character; alienable
or disposable land: Provided, That if the offender is a
corporation, partnership or association, the officers
thereof shall be liable.
As regards the "authority" required by law for the cutting, gathering, and/or collecting timber or other
forest products, its evolution is summarized below:
P.D. 389 (1974) P.D. 705 (1975) E.O. No. 277 (1987)
"any authority
"permit from the under a license
"any authority"
Director" agreement, lease,
license, or permit"
The evolution in the language of the law is not without significance. From the preceding discussion, it
can be deduced that the authority required by the law has been expanded and is no longer confined to
those granted by the DENR. The use of the phrase "any authority" in the law's present wording
— without any qualification — ought to be construed plainly and liberally in favor of petitioners. This is
in accordance with the hornbook principle that penal laws shall be construed liberally in favor of the
accused.[41] Moreover, applying the doctrine of casus omissus pro omisso habendus est (meaning, a
person, object or thing omitted from an enumeration must be held to have been omitted intentionally).
[42]
it can be logically concluded that the limitation on the authority to those issued only by the DENR has
been intentionally removed.
Considering the foregoing, I am of the view that the "authority" contemplated in P.D. 705, as amended,
should no longer be limited to those granted by the DENR. Rather, such authority may also be found in
other sources, such as the IPRA.[43]
To have a strict interpretation of the term "authority" under Sec. 77 of P.D. 705 despite the clear
evolution of its text would amount to construing a penal law strictly against the accused, which cannot
be countenanced. To stress,
The discussion above lays down my position that petitioners cannot be held liable for violating P.D. 705.
Nevertheless, even if the premises I have laid down would be rejected by the Court, I maintain that
petitioners in this case should be acquitted.
Contrary to the assertions I have put forth, Chief Justice Peralta dissents and puts the present issues in
a different perspective, mainly arguing that the ancestral domains of the indigenous peoples were never
carved out from the application of the country's forestry laws, whether by the IPRA or by P.D. 705,
[45]
and that ancestral domains are not exempted from the regulations in place that pertain to forest use.
He adds that the IPRA and P.D. 705 are not pitted against each other, as they cover applications, and
complement rather than contradict each other.[46] most agree that the two laws are not conflicting, and
neither one is prevailed upon by the other, as these laws may be both interpreted and applied to the
case in a way that breathes life to both, as I have attempted to elucidate above. In any case, and as
aptly noted by the Chief Justice's dissent, doubts have been cast as to the applicability of the IPRA to
the present case, and since such doubt is on whether or not petitioners were well within their rights
when they cut the dita tree, such doubt must be resolved to stay the Court's hand from affirming their
conviction.
It has been opined that the effect of requiring petitioners to apply for a permit from the DENR to use a
resource in their ancestral domain in accordance with their customs is benign, as they are not prohibited
from doing so but only imposed upon with prior conditions. This requirement may indeed be benign, and
should have simply been complied with by herein petitioners. This simple enough requirement, however,
is an operative indication of an underlying constitutional conviction, the conclusiveness of which the
Court may not now be prepared to adjudicate. This requirement quietly asks: how can they seek the
consent of another without being counterintuitive to the special, nuanced, and self-limiting autonomy
granted to them under the law? How can the Court conceive of finding that indigenous communities are
as free as the 1987 Constitution can allow, but must, for the act of felling one tree within their land and
for their own customary use, have to seek the State's permission? How can the Court lay down these
incongruent premises and hold them both true in the same breath? And yet, on the other hand, the
Chief Justice, in his dissent, aptly asks the difficult question of where the line must be drawn with
respect to the determination of sustainable community use of an IP's ancestral domain resource.
I acknowledge the assertion made by the Chief Justice that "the case before Us presents far more
interrelated issues for whether We would like to admit it or not, the seemingly innocuous acquittal of
petitioners herein would ultimately result in considerable implications the Court may not have
intended."[47] But this caution cuts both ways. The same assertion can be made to a conviction of
petitioners — that such, too, may result in considerable implications the Court may not have intended. „
To be sure, the facts of this case may not lend itself to all the answers, but perhaps the honor of the
work before the Court is in the attempt. I believe that my earlier submission that the self-limiting and
tight window within which the indigenous peoples may cut trees from their own ancestral domain without
prior permission is narrow enough as to sidestep any need to reconcile rights granted by the IPRA vis-a-
vis forestry regulations. This supports the primary aspiration that animates the IPRA, that is to restore to
ICCs/IPs their land and affirm their right to cultural integrity and customary ways of life, with socio-
cultural and legal space to unfold as they have done since time immemorial.
The IPRA's safeguards have been suggested as insufficient, and the IPs rights over their ancestral
domain may very well be so easily abused by non- IPs with proprietary interests in the forest lands.
Truly, I submit that these are valid reservations. But I humbly offer, as well, that this may not be the
proper yardstick against which we measure the considerations of the issues at hand. For the difficulty in
arguing based on fear of a disastrous outcome is that it is impossible to disprove albeit not yet true, and
in the meantime, the Court is building walls where the legislature may have intended doors.
I submit that perhaps, if not with this case, a tightrope must eventually be walked with respect to the
issues of environmental sustainability and indigenous peoples' rights, without having to weaken one to
enable the other.
For as affirmed by the IPRA, the cultural identity of the indigenous peoples has long been inseparable
from the environment that surrounds it. There is, therefore, no knowable benefit in an indigenous
custom or cultural belief that truthfully permits plunder of the environment that they hold synonymous
with their collective identity. No legally sound argument may be built to support the premise that
we ought not affirm the freedom of these indigenous peoples because they might exercise such
freedom to bulldoze their own rights.
That the experience on the ground shows abuses from unscrupulous non-members of ICCs/IPs of
ancestral domains does not merit that the very same indigenous communities that have been taken
advantage of be made to pay the highest cost of relinquishing what little control that was restored to
them by law.
And still, and all told, the Court must not forget, the facts of the case remain to be this: two men felling
ONE dita tree to build one communal toilet for their indigenous community. Although having risen to the
heights of contested constitutional interpretations, this case remains to be a criminal one, where the
liberty of petitioners hang in the balance.
On this note, it may be well to remember that the case of Cruz which dealt with the constitutionality of
the provisions of the IPRA was decided by an equally divided Court.[48] This only goes to show that there
are still nuances concerning the rights of IPs within their ancestral land and domain that are very much
open to varying interpretations. Prescinding from this jurisprudential history, perhaps the instant case
may not provide the most sufficient and adequate venue to resolve the issues brought about by this
novel piece of legislation. It would be the height of unfairness to burden the instant case against
petitioners with the need to resolve the intricate Constitutional matters brought about by their mere
membership in the IP community especially since a criminal case, being personal in nature, affects their
liberty as the accused.
The members of the Court may argue one way or the other, but no length of legal debate will remove
from the fact that this case is still about two men who acted pursuant to precisely the kind of cultural
choice and community-based environmental agency that they believe the IPRA contemplated they had
the freedom to exercise. The petitioners hang their liberty on the question of whether or not IPRA, vis-a-
vis forestry laws, has failed or delivered on its fundamental promise. That the Court cannot
categorically either affirm or negate their belief, only casts reasonable doubt not only as to
whether or not they are guilty of an offense, but whether or not there was even an offense to
speak of. At most, this doubt only further burdens the fate of the petitioners with constitutional
questions, the answers to which must await a future, more suitable opportunity.
Scientific name: Alstonia scholaris. Also known as devil's tree (English), rite (Indonesian), pulai
[1]
The court shall further order the confiscation in favor of the government of the timber or any forest
products cut, gathered, collected, removed, or possessed as well as the machinery, equipment,
implements and tools illegally used in the area where the timber or forest products are found.
[3]
Bon v. People, 464 Phil. 125 (2004); Lalican v. Hon. Vergara, 342 Phil. 485 (1997); Revaldo v.
People, 603 Phil. 332 (2009).
[4]
Rollo, pp. 48-49.
[5]
Id.
[6]
G.R. No. 134217, May 11, 2000,331 SCRA 697.
[7]
Id. at 704.
[8]
G.R. No. 113092, September 1, 1994, 236 SCRA 197.
[9]
Id. at 205. (Emphasis and underscpring supplied)
[10]
Id. (Emphasis and underscoring supplied)
[11]
Id. at 205-206.
[12]
P.D. 705, Sec. 3(d).
Section 5 of PD 705 affirms this view: "[t]he Bureau [of Forest Development] shall have jurisdiction
[13]
and authority over all forest land, grazing lands, and all forest reservations including watershed
reservations presently administered by other government agencies or instrumentalities."
Section 3(c) defines this as "those lands of the public domain which have been the subject of the
[14]
present system of classification and declared as not needed for forest purposes x x x."
[15]
P.D. 705, Sec. 3(mm). (Underscoring supplied)
[16]
IPRA, Sec. 3.
[17]
Id.
[18]
Section 11 of the IPRA:
SECTION 11. Recognition of Ancestral Domain Rights. — The rights of ICCs/IPs to their ancestral
domains by virtue of Native Title shall be recognized and respected. Formal recognition, when solicited
by ICCs/IPs concerned, shall be embodied in a Certificate of Ancestral Domain Title (CADT), which shall
recognize the title of the concerned ICCs/IPs over the territories identified and delineated.
[19]
IPRA, Section 3 (1).
[20]
41 Phil. 935 (1909).
[21]
Id.
Sponsorship Speech of Senator Flavier, Legislative History of SBN 1728, II RECORD SENATE 10TH
[22]
Interpellation of August 20, 1997, 6:15 p.m., I RECORD HOUSE 10TH CONGRESS 3RD SESSION
[23]
MR. OSMENA. But you are vesting economic rights upon this
community. This is where my whole problem is. Because a
Christian Filipino who wants to mine chrome, iron ore, or
whatever, has to go to the Department of Energy and
Natural Resources and apply for mineral sharing
agreements and file a lot of papers. In our Constitution,
natural resources are national patrimony. But in this
bill, you have - in face, I do not know how is the
constitutionality of this provision, you are now giving
mineral rights to the members of a cultural community. Is
that a correct interpretation, Your Honor?
Article XII, Section 2, paragraph 3 of which states that "[t]he Congress may, by law, allow small-
[37]
scale utilization of natural resources by Filipino citizens, as well as cooperative fish farming, with
priority to subsistence fishermen and fishworkers in rivers, lakes, bays, and lagoons."
Separate Opinion of Justice Puno in Cruz v. Secretary of Environment and Natural Resources, supra
[38]
This should not be taken to mean that mere ownership, especially as understood in civil law, already
[43]
constitutes the "authority" required by Sec. 77, P.D. 705. As discussed, the ownership exercised by the
IPs over their ancestral domains is different from the civil law understanding of ownership.
[44]
People v. Garcia, 85 Phil. 651, 686 (1950).
[45]
Chief Justice Peralta's Dissenting Opinion, pp. 22-23.
[46]
Id.
[47]
Dissenting Opinion of Chief Justice Diosdado M. Peralta, p. 40.
As the votes were equally divided (7 to 7) and the necessary majority was not obtained, the case was
[48]
redeliberated upon. However, after redeliberation, the voting remained the same. Accordingly, pursuant
to Rule 56, Section, 7 of the Rules of Civil Procedure, the petition is DISMISSED.
ZALAMEDA, J.:
Petitioners are before this Court seeking their acquittal from the offense punished under Section 77 of
Presidential Decree No. 705 (P.D. 705), specifically the offense of cutting down a tree without the
requisite permit or authority. Petitioners, who are members of the Iraya-Mangyan indigenous cultural
community (ICC), averred that they are not criminally liable because they were merely exercising their
legitimate right to use and enjoy the natural resources within their ancestral domains, and were acting in
accordance with their elders' directions.
The People, however, argued that petitioners violated the law when they logged the dita tree, for which
violation they must be held accountable. They further argue that petitioners, even as members of an
indigenous cultural group, enjoy no right more special or distinct from the rest of the Filipino people.
Petitioners' mere act of cutting a tree without permit is sufficient for conviction.
Section 77[1] of P.D. 705, as amended by E.O. No. 277, criminalizes two (2) distinct and separate
offenses, namely: (a) the cutting, gathering, collecting and removing of timber or other forest products
from any forest land, or timber from alienable or disposable public land, or from private land without any
authority; and (b) the possession of timber or other forest products without the legal documents required
under existing laws and regulations.[2]
Indisputably, jurisprudence has consistently declared the offenses under Section 77 of P.D. 705 to
be mala prohibita[3] In this regard, the People, through the Office of the Solicitor General, is correct in
arguing that criminal liability attaches once the prohibited acts are committed, and criminal intent is
irrelevant for purposes of conviction.[4]
Intent to perpetrate has been associated with the actor's volition, or intent to commit the act.[6] Volition or
voluntariness refers to knowledge of the act being done.[7] In previous cases, this Court has determined
the accused's volition on a case to case basis, taking into consideration the prior and contemporaneous
acts of the accused and the surrounding circumstances.[8]
In the early case of U.S. v. Go Chico,[9] the accused was convicted of violating Section 1 of Act No.
1696[10] prohibiting the display of any flag, banner, emblem, or device used during the late insurrection in
the Philippines against the United States. In affirming the conviction, this Court rejected the accused's
defense that proof of criminal intent is a pre-requisite for conviction under Act, No. 1696. The Court
explained that there are crimes, such as those punishable under Act No. 1696, where the intention of
the person who commits the crime is entirely immaterial. The act itself, without regard to the intention of
the doer, produces the evil effects sought to be prevented.
The Court then proceeded to distinguish between intent to commit the crime and intent to perpetrate the
act, viz:
In Magno v. Court of Appeals,[12] however, this Court looked beyond the accused's issuance of a check
in order to determine the propriety of his conviction for violating Batas Pambansa Blg. 22 (BP 22). The
Court acquitted the accused upon finding that the checks were issued to cover a warranty deposit in a
lease contract, where the lessor-supplier was also the financier of the deposit. The Court noted that the
accused did not issue the check on account or for value but as part of a modus operandi whereby the
supplier of the goods is, at the same time, privately financing the transaction. In acquitting the accused,
this Court referred to the utilitarian theory, or the "protective theory" in criminal law, which "affirms that
the primary function of punishment is the protection of society against actual and potential wrongdoers.".
The Court did not consider the accused as the wrongdoer, but rather the victim of a vicious transaction.
On the other hand, the Court, in People v. De Gracia,[13] discussed intent to perpetrate in the offense of
illegal possession of firearms. The Court held that, in addition to proving the fact of possession of a
firearm, the prosecution must also establish that the accused had animus possidendi or an intent to
possess the firearm. Intent being an internal state of mind, courts are allowed to infer it from prior and
contemporaneous acts of the accused, and the surrounding circumstances. Thus, the Court considered
the background of the accused as a soldier to conclude that he knew the import of having such a large
quantity of explosives and ammunition in his possession. The Court ruled that as long as it is
established that the accused freely and consciously possessed the firearm, conviction is proper.
Conversely, a temporary, incidental, casual, or harmless possession or control of a firearm cannot be
considered as illegal possession of a firearm.
In the same vein, in People v. Dela Rosa,[14] this Court acquitted the surrendering rebels of the crime of
illegal possession of firearms. The Court ruled that physical or constructive possession of firearms,
without animus possidendi, is not punishable. The Court found that the four (4) accused had no intent to
perpetrate the prohibited act, considering that they already surrendered the firearms prior to the arrival
of the police. This Court declared that the accused's possession was harmless, temporary, and only
incidental for the purpose of surrendering the weapons to the authorities.
In Tigoy v. Court of Appeals,[15] this Court found that the truck driver who transported lumber had intent
to perpetrate the offense. After classifying Section 68 of P.D. 705, as amended by Executive Order No.
277, as a mala prohibita offense, the Court stated that conviction for such offense is proper as
long as it is established that the act was committed knowingly and consciously. The Court noted
the driver's demeanor upon apprehension by the police - refusing to stop when required by the police
and offering "grease money" when he was finally apprehended. The Court held that these actions show
the driver had knowledge that he was transporting and was in possession of undocumented lumber in
violation of law.
Contrariwise, in Spouses Veroy v. Layague,[16] this Court dismissed the criminal case for illegal
possession of firearms upon the prosecution's failure to establish that accused spouses had knowledge
that firearms were stored in their provincial home in Davao.
Meanwhile, in cases with two or more accused, this Court has ruled that intent to perpetrate cannot be
deduced from the mere presence of a person at a place where a prohibited act was committed.
In Fajardo v. People,[17] the Court acquitted one of the accused charged with the offense of illegal
possession of firearms because it was not proven that she participated or had knowledge or consent of
her co-accused's possession of receivers.
In Dela Cruz v. People,[20] this Court further elaborated that the defense of the accused must be weighed
with the prosecution evidence in determining the presence of animus possidendi. In assessing the
viability of the defense of planting of evidence, courts should consider: (1) the motive of whoever
allegedly planted the illegal firearm(s); (2) whether there was opportunity to plant the illegal firearm(s);
and (3) the reasonableness of the situation creating the opportunity. In that case, the Court found it
unlikely that the firearms would be planted in accused's baggage, as he was a frequent traveler and
well-versed with port security measures.
In Mendoza v. People,[21] this Court gave credence to the testimony of the accused and his witness that
the firearms were placed in the compartment of the motorcycle without his knowledge. The Court noted
that the accused was merely a designated driver, and not the owner of the motorcycle; hence, cannot
be remotely charged with or presumed to have knowledge of the subject firearm.
Based on the foregoing, it is clear that to determine the presence of an accused's intent to
perpetrate a prohibited act, courts may look into the meaning and scope of the prohibition
beyond the literal wording of the law. Although in malum prohibitum offenses, the act itself
constitutes the crime, courts must still be mindful of practical exclusions to the law's coverage,
particularly when a superficial and narrow reading of the same with result to absurd
consequences. Further, as in People v. De Gracia[22] and Mendoza vs. People,[23] temporary,
incidental, casual, or harmless commission of prohibited acts were considered as an indication
of the absence of an intent to perpetrate the offense.
In the United States, the legislature's authority to define criminal acts, and dispense with the
requirement of criminal intent for their conviction, is also equally settled.[24] The State may, in the
exercise of police power, impose regulatory measures where the emphasis of the statute is evidently
upon achievement of some social betterment rather than the punishment of the crimes as in cases
of mala in se. Such class of offenses, in the absence of an express provision to the contrary, do not
require a specific criminal intent.[25] However, there are cases where US federal courts order the
defendants' acquittal for prohibitory offenses if it is established that they had no knowledge of the
prohibition.
In Lambert v. California,[26] the US Supreme Court reversed the defendant's conviction for violating a Los
Angeles Municipal Code that makes it a criminal offense a felon, convicted elsewhere in California, to be
present in Los Angeles without registering with the police. The US Supreme Court explained that
conviction is improper if it was not established that the defendant knew the duty to register and where
there was no proof of the probability of such knowledge.
The New York district court applied the same reasoning in United States v. Barnes,[27] when it reversed
the conviction of the defendant, a convicted sex offender in New York, who moved to New Jersey in
2005 without informing the requisite authorities in either state. In that case, the district court found that
the defendant could not have complied with the federal law requiring him to update his residence
information despite state law necessitating the same procedure. The Court found that the federal and
state laws differ in that the latter provided for a dramatically lesser penalty than the former. It also noted
the impossibility of compliance since the defendant had no knowledge, at the time he moved to New
Jersey and prior to the promulgation of the federal rule, that the same would have retroactive
application.
Significantly, the US Supreme Court has always considered the complexities of the subject prohibitory
law in fixing the standard of specific criminal intent required for their prosecution. For instance, in Cheek
v. United States,[28] a tax evasion case, the US Supreme Court ruled that the State must prove that: (1)
the law imposed a duty on the defendant; (2) he knew the duty required by the law; and (3) he
voluntarily and intentionally violated that duty. The defendant, who was prosecuted for tax evasion and
failing to file a return, believed that no tax was owing. He asserted his contention that wages are not
income and that he was not a taxpayer within the meaning of the law. The US Supreme Court vacated
defendant's conviction and remanded the case to the lower court for further proceedings. It held that in
the factual determination of knowledge and belief, the defendant must be allowed to present evidence
on good faith misunderstanding of the tax law, since such defense would negate the element of
knowledge.
A reading of Canadian and Australian case law indicates that courts in these jurisdictions
consider the aboriginal background of the accused in determining the criminality of their acts
under prohibitive laws.
In Yanner v. Eaton,[29] the High Court of Australia upheld the dismissal of the charge against Murrandoo
Yaner, a member of the Gunnamulla clan of the Gangalidda. tribe of Aboriginal Australians, for taking
fauna in the tribe's area without license. Yaner hunted and caught two (2) juvenile estuarine crocodiles
in Cliffdale Creek in the Gulf of Caipentaria area in Queensland. He and other members of his clan ate
some of the crocodile meat and froze the rest of the meat and the skins of the crocodiles. The High
Court, of Australia explained that the aborigines' relationship to their lands transcends the regular
subjects of State regulations, viz:
On the other hand, the Supreme Court of Canada's opinion in R v. Sappier; R v. Gray,[31] is enlightening.
In that case, the Supreme Court of Canada affirmed the acquittal of three (3) members of the Maliseet
and Mi'kmaq indigenous groups accused of possession and cutting of timber for domestic uses. In
finding that wood was integral to the culture of indigenous tribes, the Supreme Court of Canada
explained the necessity of adopting a liberal approach in the determination of the existence of a claimed
aboriginal right. Despite the lack of direct evidence establishing a nexus between the harvest of wood to
each of the tribe's customs and cultural practices, the Court nevertheless inferred that such aboriginal
right to log trees exists because it was undertaken for the tribe's survival. It resolved that in order to
establish an aboriginal right, a specific activity need not be shown to be a defining feature of a specific
indigenous community. It suffices that the practice or act is integral to the distinctive culture of the
aboriginal peoples.
The Court also explained that claimed aboriginal right must be viewed in light of modern-day
circumstances so as to give effect to their Constitutional policy of protecting the distinctive cultures of
aboriginal people, viz:
Former Chief Justice Reynato Puno, in his Separate Opinion in Cruz v. Secretary of Environment and
Natural Resources,[32] explained it aptly:
In the Mangyans' worldview, the forest is considered a common property of all the residents of their
respective settlements. This means that they can catch forest animals, gather wood, bamboo, nuts, and
other wild plants in the forest without the permission of other residents.[35] They can generally hunt and
eat animals in the forest, except those they consider inedible, such as phytons, snakes and large
lizards.[36] They employ swiddens or the kaingin system to cultivate the land within their settlements.[37]
Based on the foregoing, to hold petitioners to the same standards for adjudging a violation of P.D. 705
as non-indigenous people would be to force upon them a belief system to which they do not subscribe.
[38]
The fact that petitioners finished up to Grade 4 of primary education neither negates their distinct way
of life nor justifies lumping indigenous people (IP) with the rest of the Filipino people. Formal education
and customary practices are not mutually exclusive, but is in fact, as some studies[39] note, co-exist in
Mangyan communities as they thrive in the modern society. It may be opportune to consider that in
indigenous communities, customs and cultural practices are normally transferred through oral tradition.
[40]
Hence, it is inaccurate to conclude: that a few years in elementary school results to the total
acculturation of IPs.
Moreover, the degree of petitioners' education should be viewed in conjunction with the crime with which
they are charged. Compared to killing or any type of assault, cutting a tree without a license is not
inherently or obviously wrong as to reasonably give rise to a presumption of knowledge. Taken together
with petitioners' custom of communal ownership of natural resources within their ancestral domains, it is
unfair to assume that petitioners were aware that they needed to secure a permit for the logging of one
(1) tree intended for their community's use, and that failing to do so would result to their incarceration.
It is for the same reason that petitioners' case should be viewed differently from People v.
Macatanda[41] and US v. Maqui,[42] where the accused, a member of an ICC, was charged with cattle
rustling. It is easy to understand that membership in an indigenous community, or one's lack of
education, is irrelevant for purposes of determining their guilt because such acts are obviously illicit.
As already discussed, Mangyans.perceive all the resources found in their ancestral domain to be
communal. They are accustomed to using and enjoying these resources without asking permission,
even from other tribes, much less from government functionaries with, whom they do not normally
interact. Moreover, by the location of their settlements, links to local government units or information
sources are different from those residing in the lowlands.[43] As such, the Court may reasonably infer that
petitioners are unaware of the prohibition set forth in Sec. 77 of P.D. 705.
Along with the Supreme Court of Canada's discussion in R v. Sappier; R v. Gray,[44] the fact that
petitioners used a chainsaw in logging a single dita tree should not diminish the connection of the act to
the Mangyans' way of life, nor should it be considered as a decisive fact supporting petitioners'
conviction for the offense charged. The use of a chainsaw should simply be viewed as a practical
means of fulfilling their community's needs using modern and available tools. It should not detract from
the fact that it was carried out in obedience to their elders' directives, and consistent with their customs.
Acts done within the context of an indigenous cultural community's belief system and way of life should
be interpreted flexibly as to allow for modern means of expression.
The acquittal of petitioners do not aim to exempt their specific group not expressly excluded under P.D.
705. To clarify, I do not propose a blanket exemption of all members of ICCs from criminal liability.
Certainly, such proposition would unduly impede criminal prosecution to the detriment of the State and
the rest of the Filipino people. In voting for acquittal, I simply aim to recognize that the distinct
circumstances of the case at bar call for its examination within a broader legal environment extraneous
from the letter of the law. Similarly, I do not seek to nullify nor undermine the provision and policy behind
P.D. 705. My opinion merely intends to make a determination on the limited issue presented in this
petition, viz: whether under the circumstances, petitioners who are IPs, should be held criminally liable
under P.D. 705 for logging one (1) dita tree within their ancestral domain.
In this regard, I do not find that this Court's decisions in Lim v. Gamosa[45] and PEZA v. Carantes[46] are
determinative of the issue presented in this petition. None of these cases deal with criminal liability
arising from a prohibitory law regulating activities of indigenous people within their ancestral domains. At
the risk of being repetitive, my vote is simply a result of my determination that the circumstances do not
establish petitioners' intent to perpetrate the offense under Sec. 77 of P.D. 705. It is in no way a
pronouncement that members of ICCs are absolutely exempted from securing permits to utilize
resources. Neither should it be construed as a judicial sanction of small-scale logging or any form of
commercial activity involving wood or timber, nor the use of indigenous people as conduits or
accomplices to illegal logging operations. In any case, no evidence has been presented that indigenous
people or ICCs have, in fact, been engaged or largely responsible in the problem of illegal logging here
in the Philippines.
In my opinion, P.D. 705, which took effect in 1975, should be viewed under the prism of the 1987
Constitution which recognizes the right of ICCs. The noble objectives of P.D. 705 in protecting our forest
lands should be considered in conjunction with the Constitution's mandate of recognizing our indigenous
groups as integral to our nation's existence.[47] I submit that under our present Constitutional and legal
regime, courts cannot summarily ignore allegations or factual circumstances that pertain to indigenous
rights or traditions, but must instead carefully weigh and evaluate whether these are material to the
resolution of the case. As rightfully noted by Senior Associate Justice Perlas-Bemabe, the enactment of
various laws manifests the State's consent to the IPs' limited utilization of the natural resources within
their ancestral lands and/or domains. It is my belief that such laws modify the meaning of intent to
perpetrate and justify a solicitous approach in determining culpability under Sec. 77 of P.D. 705 if the
accused is a member of an ICC.
This does not mean, however, that the Court should create a novel exempting circumstance in the
prosecution of ill egal logging activities. I am merely proposing that courts make a case-to-case
determination whether an accused's ties to an ICC affects the prosecution's accusations or the defense
of the accused. Simply put, courts should not ignore indigeneity in favor of absolute reliance to the
traditional purpose of criminal prosecution, which are deterrence and retribution.[48] As in this case, if
there is proof that the logging of a tree is committed within the legitimate bounds of the exercise of an
IP's rights and within their lands or domains, the act cannot be considered a violation of Sec. 77 of P.D,
705.
At any rate, petitioners' unique relations with their lands and the State's recognition of the same through
various laws and international concessions put in doubt petitioners' culpability under P.D. 705. The fact
that petitioners were apprehended while cutting a single tree, an act which is intrinsically tied to their life
in the ICC and within their ancestral domain, puts in question the definition and coverage of the
prohibition. I submit that such doubts should be resolved in favor of the accused. In dubio pro reo. When
moral certainty as to culpability hangs in the balance, acquittal on reasonable doubt inevitably becomes
a matter of right.[49]
In summation, an acknowledgment of the Mangyan's unique way of life negates, or at the very
least, casts doubt on petitioners' intent to perpetrate the prohibited act. Taken with the fact that
petitioners were caught cutting only one (1) dita tree at the time they were apprehended, and that it was
done in obedience to the orders of their elders, it is clear that the cutting of the tree was a casual,
incidental, and harmless act done within the context of their customary tradition. As the Court of last
resort, We are called upon to look into the meaning and scope of the prohibition beyond the literal
wording of the law.
In view thereof, I vote to GRANT the Petition and acquit the accused on reasonable doubt.
SECTION 77. Gathering and/or collecting Timber, or Other Forest Products Without License. Any
[1]
person who shall cut, gather, collect, removed timber or other forest products from any forest land, or
timber from alienable or disposable public land, or from private land, without any authority, or possess
timber or other forest products without the legal documents as required under existing forest laws and
regulations, shall be punished with the penalties imposed under Articles 309 and 310 of the Revised
Penal Code: Provided, That in the case of partnerships, associations, or corporations, the officers who
ordered the cutting, gathering, collection or possession shall be liable, and if such officers are aliens,
they shall, in addition to the penalty, be deported without further proceedings on the part of the
Commission on Immigration and Deportation.
The court shall further order the confiscation in favor of the government of the timber or any forest
products cut, gathered, collected, removed, or possessed as well as the machinery, equipment,
implements and tools illegally used in the area where the timber or forest products are found.
[2]
Monge v. People, G.R. No. 170308, 07 March 2008; 571 Phil. 472-481 (2008).
Crescencio v. People, G.R. No. 205015, 19 November 2014; 747 Phil. 577-589 (2014); Villarin v.
[3]
People, G.R. No. 175289, 31 August 2011; 672 Phil. 155-177 (2011); Revaldo v. People, G.R. No.
170589, 16 April2009; 603 Phil. 332-346 (2009).
[4]
Id
[5]
See Fajardo v. People, G.R. No. 190889, 10 January 20ll; 654 Phil. 184-207 (2011).
[6]
ABS-CBN Corp. v. Gozon, G.R. No. 195956, 11 March 2015; 755 Phil. 709-782 (2015).
[7]
Id.
[8]
Dela Cruz v. People, G.R. No. 209387, 11 January 2016; 776 Phil. 653-701 (2016).
[9]
G.R. No. 4963, 15 September 1909; 14 Phil. 128-142 (1909).
[10]
The Flag Law (1907).
[11]
G.R. No. 42288, 16 February 1935; 61 Phil. 181-186 (1935).
[12]
G.R. No. 96132, 26 June 1992; 285 Phil. 983-993 (1992).
[13]
G.R. Nos. 102009-10, 06 July 1994; 304 Phil. 118-138 (1994).
[14]
G.R. No. 84857, 16 January 1998; 348 Phil. 173-189 (1998).
[15]
G.R. No. 144640, 26 June 2006; 525 Phil. 613-624 (2006).
[16]
G.R. No. 95630, 18 June 1992; 285 Phil. 555-566 (1992).
[17]
G.R. No. 190889, 10 January 2011; 654 Phil. 184-207 (2011).
[18]
G.R. No. 210603, 25 November 2015; 773 Phil. 614-630 (2015).
[19]
Home Development Mutual Fµnd Law of 1980.
[20]
G.R. No. 209387, 11 January 2016; 776 Phil. 653-701 (2016).
[21]
G.R. No. 234196, 21 November 2018.
[22]
Supra at note 13.
[23]
Supra at note 22.
United States v. Balint, 258 U.S. 250 (U.S. March 27, 1922); Morissette v. United States, 342 U.S.
[24]
Dong-Hwan Kwon, "The Role of Protestant Mission and the Modernization among Mangyans in the
[33]
Ramschie, Cornelis, The Life and Religious Beliefs of the Iraya Katutubo: Implications for Christian
[34]
Miyamoto, Masaru, "The Hanunoo-Mangyan: Society, Religion and Law Among A Mountain People
[35]
Miyamoto, Masaru, "Hanunoo-Mangyan Social World", Masaru Miyamoto, Vol. 2. pp. 147-195.
[37]
< https://www.alrc.gov.au/publication/recognition-of-aboriginal-customary-laws-alrc-report-31/18-
aboriginal-customary-laws-and-substantive-criminal-liability/ >(visited on 07 July 2020).
[39]
Bawagan, Aleli, Custommy Justice System Among the Iraya Mangyans of Mindoro. 29th Annual
Conference Ugnayang Pang-Aghamtao, Inc., 25-27 October 2007. Zamboanga (2007). <
https://pssc.org./ph/wp-content/pssc-archives/Aghamtao/2009/06_customary%20Justice%20System
%20among%20the%20Iraya%20Mangyan's%20ofyo20Mindoro.pdf > (visited 11 September 2020).
Calara, Alvaro. Ethnicity and Social Mobility in the Era of Globalization: The Journey of the SADAKI
[40]
Mangyan-Alangans." Philippine Sociological Review, vol. 59, 2011, pp. 87-107. JSTOR,
< www.jstor.org stable/43486371>(visited 11 September 2020).
[41]
G.R. No. L-51368, 06November 1981, 195 Phil. 604-612.
[42]
27 Phil. 97.
Walpole, Peter W., and Dallay Annawi. Where Are Indigenous Peoples Going?: Review of the
[43]
Indigenous Peoples Rights Act 1997 Philippines, Institute for Global Environmental Strategies, 2011,
pp. 83-117, Critical Review Of Selected Forest-Related Regulatory Initiatives: Applying A Rights
Perspective, < www.jstor.org stable/resrep00846.10 > (visited l3 September 2020).
[44]
Supra at note 36.
[45]
G.R. No. 193964, 02 December 2015.
[46]
G.R. No. 181274, 23 June 2010, 635 Phil. 541-554.
[47]
See Ha Datu Tamahig v. Lapinid, G.R. No. 221139, 20 March 2019.
See Cunneen, Chris, Sentencing, Punishment and Indigenous People in Australia, Journal of Global
[48]
DISSENTING OPINION
LOPEZ, J.:
This case stemmed from an Information dated May 27, 2005, charging Diosdado Sama and Bandy
Masanglay (petitioners) with violation of Section 77[1] of Presidential Decree (PD) No. 705, known as the
Revised Forestry Code of the Philippines. Allegedly, the petitioners unlawfully and knowingly logged
a dita tree with the use of unregistered power chainsaw, without any authority required under the
existing laws and regulations. The petitioners were caught in flagrante delicto when Police Officer (PO)
3 Villamor D. Ranee, together with his team comprised of police officers and representatives of the
Department of Environment and Natural Resources (DENR), were patrolling the mountainous areas in
Barangay Calangatan, San Teodoro, Oriental Mindoro, to address the illegal logging operations in the
area.
The petitioners claimed that they were Iraya-Mangyan Indigenous Peoples (IPs) and admitted cutting
the dita tree planted within their ancestral domain. However, the cutting was for the purpose of
constructing their community toilet - a project initiated and organized by a Non-Government
Organization (NGO).
The Regional Trial Court convicted the petitioners and ruled that cutting down the dita tree without a
corresponding permit is a violation of PD No. 705, a malum prohibitum. The Court of Appeals affirmed
the petitioners' conviction. However, the ponencia acquitted the petitioners.
Prefatorily, I agree with the ponencia that the Constitution and Indigenous Peoples' Rights Act (IPRA)
[2]
have recognized and strengthened the rights of IPs. I also agree that the dita tree collected by the
petitioners is a specie of timber gathered from a private land (or forest or alienable land) within the
contemplation of Section 77 of PD No. 705. I likewise concur that "as outlined, Section 77 requires prior
authority for any of the acts of cutting, gathering, collecting, removing timber or other forest products
even from those lands possessed by IPs falling within the ambit of the statute's definition of private
lands." This is precisely what Section 77 of PD No. 705 seeks to penalize - the cutting of tree sans
authority. Nevertheless, the ponencia acquitted the petitioners based on reasonable doubt that
the dita tree was cut and collected without authority from the State. It anchored the reasonable doubt on
"the confusion arising from the new legal developments, particularly, the recognition of the indigenous
peoples' (IPs) human rights normative system, in our country."
Regretfully, I respectfully dissent. Mere confusion brought about by the legal developments should not
be used as a basis to acquit the petitioners, especially when it was not proven and shown, both from the
literal text and the intent of the law, that IPs are indeed exempted from PD No. 705.
Furthermore, I respectfully opine that the basis for the acquittal in Saguin v. People,[3] does not merely
rest on the confusion of the laws. The Court considered the devolution of the functions of the hospital to
the provincial government as the legal basis for exonerating accused Saguin, et al. Since they had no
more duty to make the remittances, they could not be held liable under PD No. 1752, as amended:
x x x x
I answer in the negative. To construe IPRA as a subset of the term "authority" under Section 77 of the
Revised Forestry Code will, in effect, make IPRA an exception to the penal provisions of PD No. 705.
While the IPRA mentions of the rights of IPs to claim ownership over areas traditionally and actually
occupied by them, to manage and conserve natural resources within the ancestral domains, the right to
cultural integrity, or such other rights which every indigenous person should enjoy under the law, there
is no mention of any exemption from the licensing requirement as far as the cutting, gathering,
collecting, or removing of timber or other forest products is concerned. This Court cannot simply expand
the implications of the provisions of IPRA to carve out an exception in favor of indigenous people, when
such has not been clearly established to be the intent of the legislature. To do so would run counter to
the well-established rule of strict interpretation against exceptions.
In Samson v. CA,[5] we ruled that "under the rules of statutory construction, exceptions, as a general
rule, should be strictly, but reasonably construed; they extend only so far as their language fairly
warrants, and all doubts should be resolved in favor of the general provisions rather than the exception.
Where a general rule is established by statute with exceptions, the court will not curtail the former nor
add to the latter by implication."[6]
Notably, the IPRA provides an exemption from taxes in favor of ancestral domains owned by indigenous
people, to wit:
First. The language of Section 77 of PD No. 705, which remained unamended even with the passage of
IPRA, is plain and clear - any person who shall cut xxx forest products x x x without any authority xxx
shall be punished. The use of the word "any person," without any distinction nor exemption as to the
coverage of the penal provision, makes it clear that everyone is a potential offender of the crime. Where
the law does not distinguish, the courts should not distinguish. Ubi lex non distinguit nec nos distinguere
debemus.
Second. It appears that the Legislature, in enacting PD No. 705, already considered the members of the
indigenous groups. Therefore, they could be penalized under its provisions.
Third. Sections 37 to 39 of PD No. 705, as amended, provide for the statutory basis for the State to
protect our forests and regulate timber utilization in all classes of lands:
x x x x
A perusal of the congressional deliberations on the IPRA, as pointed out by the esteemed and learned
Senior Associate Justice Perlas-Bernabe, would show that it was not the intention of the Legislature, by
enacting the IPRA, to bestow ownership of natural resources to the indigenous people. "The subject
timber or dita tree in this case was o.wned by the State even if it stood within an ancestral domain," viz:
x x x x
Seventh. The Legislature intended to impose an all-encompassing and overreaching prohibition to log
trees without license or permit. This is evident from the government regulations on the rights of private
landowners to cut, gather, and utilize trees.
For instance, under DENR Administrative Order (AO) No. 2000-21, a Private Land Timber Permit must
be applied for even by a landowner "for the cutting, gathering and utilization of naturally grown trees in
private lands."[8] On the other hand, a Special Private Land Timber Permit is "issued to a landowner
specifically for the cutting, gathering and utilization of premium hardwood species including Benguet
pine, both planted and naturally-grown trees."[9] Interestingly, even the ownership, possession, sale,
importation, and use of chain saw is regulated by the government, to conserve, develop and protect the
forest resources.[10] These regulations show the aggressive measures of our government to regulate the
protection of our forests and trees.
Eighth. There is no indication that indigenous people are excluded from the broader regulatory powcrs-
of the State.
It appears that the Court, in the past, had already been confronted with the same dilemma of
harmonizing lack of instruction and cultural minority with criminal liability.
In People v. Macatanda,[11] the accused therein was convicted of the crime of cattle rustling under PD
No. 533. In his appeal, he faulted the court a quo for refusing to appreciate the "mitigating
circumstances of (1) lack of instruction, and (2) [his] being a member of a cultural minority, being a
Moslem." The Court rejected such argument and ruled that:
x x xx
Even in the earlier 1914 case of United States v. Juan Maqui,[13] the Court refused to completely
exonerate the accused who was considered as an "uncivilized Igorot." The Court still convicted him but
mitigated his penalty, to wit:
We are satisfied beyond a reasonable doubt as to the
guilt of the accused, but we are opinion that in imposing
the penalty the trial court should have taken into
consideration as a mitigating circumstance the manifest
lack of "instruction and education" of the offender. It
does not clearly appear whether he is or not an
uncivilized Igorot, although there are indications in the
record which tend to show that he is. But in any event,
it is very clear that if he is not a member of an
uncivilized tribe of Igorots, he is a densely ignorant
and untutored fellow, who lived in the Igorot country,
and is not much, if any, higher that are they in the
scale of civilization. The beneficent provisions of
article 11 of the Penal Code as amended by Act No. 2142
of the Philippine Legislature [Now Article 15 of the
Revised Penal Code] are peculiarly applicable to
offenders who are shown to be members of these
uncivilized tribes, and to other offenders who, as a
result of the fact that their lives are cast with such
people far away from the centers of civilization, appear
to be so lacking in "instruction and education" that they
should not be held to so high a degree of responsibility
as is demanded of those citizens who have had the
advantage of living their lives in contact with the
refining influences of civilization.[14]
The 1981 case of Macatanda already settled that there is no such thing as uncivilized cultural minority
which would Warrant "lenient treatment" from criminal liability:
The principle "ignorance of the law excuses no one from compliance therewith" must be upheld. The
conclusive presumption that everyone knows the law, and that no one can be excused from compliance
therefrom, constitutes the very bonds of a lawful and orderly society.
There is no inconsistency between the IPRA and the Revised Forestry Code. Statutes must be so
construed and harmonized with other statutes as to form a uniform system of jurisprudence.
[16]
Merely because a later enactment may relate to the same subject matter as that of an earlier
statute is not of itself sufficient to cause an implied repeal of the latter, since the new law may be
cumulative or a continuation of the old one.[17]
As pointed out by Chief Justice Peralta, the DENR- National Commission on Indigenous Peoples (NCIP)
Joint AO No. 2008-01 effectively harmonized the provisions of PD No. 705 with the IPRA:
As a matter of fact, the DENR, together with the NCIP,
had already effectively harmonized these interests found
in the provisions of P.D. No. 705 and the IPRA when it
issued DENR-NCIP Joint AO No. 2008-01. By virtue of the
joint order, the State duly recognized the inherent right
of the IPs to self-governance as well as their
contribution to the conservation of the country's
environment and natural resources, ensuring equitable
sharing benefits thereof.
Evidently, a reasonable balance between IP rights under
the IPRA and protection of forest resources under P.D.
No. 705 is already in place. Pursuant to the joint order
above, the State expressly recognizes and adheres to the
Sustainable Traditional and Indigenous Forest Resources
Management Systems and Practices (STIFRMSP) of IPs as
well as their Indigenous Knowledge Systems and Practices
(IKSP) under their customary laws. Said order mandates
all concerned stakeholders consisting of the IPs, the
DENR, NCIP, Local Government Units (LGU) to come into an
agreement which shall explicitly employ these customary
IP practices consistent with their own traditions and
cultures to govern their resource utilization within
subject forest areas. It is after a rigorous and
comprehensive process of consultation and dialogue
between and among the parties that the DENR shall issue a
forest resource utilization permit upon registration of
their STIFRMSP as well as the Joint Implementing Rules
and Regulations aimed not only at institutionalizing
indigenous and traditionally managed forest practices
but, at the same time, utilizing said practices for the
protection of the natural resources found in managed
forest lands.[18]
Ultimately, the IPs are not being deprived of their rights under the IPRA over the ancestral domains and
the natural resources. Their preferential right over the natural resources found within their ancestral
domains is neither taken away from them nor trampled upon by the government. What is merely
required is that they secure documentation or permit, through their leaders or representatives, and with
the guidance and cooperation of the NCIP and the DENR, before executing their logging activities. This
is to ensure that the government may keep track of the areas they are allowed to log, that the purpose
of their logging is within the bounds of IPRA, and, ultimately, to preserve the Philippine forestry. This is
the most prudent thing that the State must do as parens patriae not only for this generation but for the
future Filipino generations to come.
One must not lose sight of the danger that this precedent might set for persons, who, in the future, may
find themselves under the same or similar factual circumstances. A single instance of cutting a dita tree,
if not sanctioned by the government, when done simultaneously on every single day of the year, by
every indigenous person living across the Philippine islands, could cause tremendous impact on our
environment. The present and the future generations will ultimately be the victims of the deleterious
impact of sanctioning logging without permit:
I understand that the conviction of the petitioners may be viewed as harsh considering their customs
and way of life, and that what was involved was a lone dita tree. But compassion should not deter us
from faithfully enforcing our criminal and environmental laws to their full extent. In any case, under
Article 5[22] of the Revised Penal Code, the Court may recommend executive clemency when the penalty
is excessive.[23]
In sum, the strict application of PD No. 705 amounts to nothing more than the Court's fealty to uphold
the people's right to a balanced and healthful ecology, a basic right assumed to exist from the
inception of humankind,[24] characterized as no less important than any of the civil and political
rights mentioned under the Bill of Rights,[25] the advancement of which may even be said to predate
all governments and constitutions[26] — for the benefit of the present and future generations,
including that of the Iraya Mangyans and other indigenous people all across the archipelago.
Lest it be forgotten, PD No. 705 is a special law enacted to regulate the "management, utilization,
protection, rehabilitation, and development of forest lands."[27] Violation of Section 77 is a malum
prohibitum crime.[28] The commission of the prohibited act is the crime itself regardless of the intent of
the doer.[29] Unless and until the Legislature amends PD No. 705, or a clear and categorical exemption
from PD No. 705 is legislated, the conviction of the petitioners must be sustained. To reiterate, the Court
cannot simply expand the implications of the provisions of IPRA to carve out an exception in favor of
indigenous people, when such has not been clearly established by the intent of the Legislature.
Finally, with all due respect to the erudite disquisition of the ponencia, all is not lost for its pedagogical
exhaustiveness that beckons for alternative standards that would give substance to the IP rights to
preserve their cultural integrity, ancestral lands and ancestral domains, based on the exceptions to the
generality principle of criminal laws. The application of the laws of preferential application, like the
Constitution, IPRA, and other relevant laws advanced by the learned and esteemed jurists Senior
Associate Justice Estela Perlas-Bernabe, Justice Marvic Leonen, Justice Alfredo Benjamin Caguioa,
and the ponente herself, may sustain the acquittal of the petitioners. Also, the postulation of Justice
Rodil Zalameda that there is lack of intent to perpetrate the act may be applied in favor of the
petitioners. However, I am not convinced yet for the reasons stated above.
Accordingly, I vote to DENY the petition and affirm the conviction of the petitioners.
[1]
SECTION. 77. Cutting, Gathering and/or Collecting Timber, or Other Forest Products Without License.
— Any person who shall cut, gather, collect, remove timber or other forest products from any forest
land, or timber from alienable or disposable public land, or from private land, without any authority, or
possess timber or other forest products without the legal documents as required under existing forest
laws and regulations, shall be punished with the penalties imposed under Articles 309 and 310 of the
Revised Penal Code: x x x
The court shall further order the confiscation in favor of the government of the timber or any forest
products cut, gathered, collected, removed, or possessed as well as the machinery, equipment,
implements and tools illegally used in the area where the timber or forest products are found.
[2]
Republic Act No. 8371; approved on October 29, 1997.
[3]
773 Phil. 614(2015).
[4]
Id. at 627-628 (2015).
[5]
230 Phil. 59 (1986).
[6]
Id. at 64, citing Francisco, Statutory Construction, p. 304, citing 69 C.J., Section 643, pp. 1092-1093
[7]
Separate Opinion of Senior Associate Justice Estela M. Perias-Bernabe, pp. 2-4.
SEC. 2. Declaration of Policy. — It is the policy of the State, consistent with the Constitution, to
conserve, develop and protect the forest resources under sustainable management. Toward this end,
the State shall pursue an aggressive forest protection program geared towards eliminating illegal
logging and other forms of forest destruction which are being facilitated with the use of chain saws. The
State shall therefore regulate the ownership, possession, sale, transfer, importation and/or use of chain
saws to prevent them from being used in illegal logging or unauthorized clearing of forests.
[11]
195 Phil 604 (1981).
[12]
Id. at 609-610.
[13]
27 Phil. 97(1914).
[14]
Id. at 100-101.
[15]
Supra note 10, at 610.
[16]
Republic v. Yahon, 736 Phil. 397, 410 (2014).
[17]
Valera v. Tuason, Jr., 80 Phil. 823, 827 (1948), citing Statutory Construction, Crawford, p. 634.
[18]
Dissenting Opinion of Chief Justice Diosdado M. Peralta, pp. 12-14.
[19]
Lalican v. Hon. Vergara, 342 Phil 485, 498 (1997).
[20]
Acosta v. Ochoa, G.R. Nos. 211559, 211567,212570 & 215634, October 15, 2019.
[21]
Manila Memorial Park, Inc. v. Sec. of the Dep't. of Social Welfare and Dev't., 722 Phil. 538, 568
(2013).
Art. 5. Duty of the Court in Connection with Acts Which Should Be Repressed but Which are Not
[22]
Covered by the Law, and in Cases of Excessive Penalties. — Whenever a court has knowledge of any
act which it may deem proper to repress and which is not punishable by law, it shall render the proper
decision, and shall report to the Chief Executive, through the Department of Justice, the reasons which
induce the court to believe that said act should be made the subject of penal legislation.
In the same way the court shall submit to the Chief Executive, through the Department of Justice, such
statement as may be deemed proper, without suspending the execution of the sentence, when a strict
enforcement of the provisions of this Code would result in the imposition of a clearly excessive penalty,
taking into consideration the degree of malice and the injury caused by the offense.
[23]
Idanan v. People, 783 Phil. 429, 440 (2016).
[24]
The Court, in the landmark case of Oposa v. Hon. Factoran, Jr, 296 Phil. 694 (1993), pronounced:
"While the right to a balanced and healthful ecology is to be found under the Declaration of Principles
and State Policies and not under the Bill of Rights, it does not follow that it is less important than any of
the civil and political rights enumerated in the latter. Such a right belongs to a different category of rights
altogether for it concerns nothing less than self-preservation and self-perpetuation — aptly and fittingly
stressed by the petitioners — the advancement of which may even be said to predate all governments
and constitutions. As a matter of fact, these basic rights need not even be written in the Constitution for
they are assumed to exist from the inception of humankind, x x x." Id. at 713.
[25]
Id.
[26]
Id.
[27]
The whereas clause of PD No. 705 provides:
WHEREAS, proper classification, management and utilization of the lands of the public domain to
maximize their productivity to meet the demands of our increasing population is urgently needed;
WHEREAS, to achieve the above purpose, it is necessary to reassess the multiple uses of forest lands
and resources before allowing any utilization thereof to optimize the benefits that can be derived
therefrom;
WHEREAS, it is also imperative to place emphasis not only on the utilization thereof but more so on the
protection, rehabilitation and development of forest lands, in order to ensure the continuity of their
productive condition;
WHEREAS, the present laws and regulations governing forest lands are not responsive enough to
support re-oriented government programs, projects and efforts on the proper classification and
delimitation of the lands of the public domain, and the management, utilization, protection, rehabilitation,
and development of forest lands;
[28]
See Aquino v. People, 611 Phil. 442 (2009).
Id., citing People v. Bayona, 61 Phil. 181, 185 (1935); People v. Ah Chong, 15 Phil. 488, 500 (1910);
[29]
and U.S. v. Go Chico, 14 Phil. 128, 132 (1909); Ramon C. Aquino, The Revised Penal Code, Vol. 1,
1987 ed., pp. 52-54.
THIRD DIVISION
[ G.R. No. 196945, September 27, 2017 ]
DANILO REMEGIO, PETITIONER, VS. PEOPLE OF THE PHILIPPINES,
RESPONDENT.
DECISION
MARTIRES, J.:
This is a Petition for Review on Certiorari assailing the Decision, [1] dated 16 September 2008, and
Resolution,[2] dated 6 April 2011, of the Court of Appeals (CA) in CA-G.R. CR No. 00312, which affirmed
with modification the Decision,[3] dated 16 September 2005, of the Regional Trial Court, Branch 13,
Culasi, Antique (RTC), in Criminal Case No. C-358 finding petitioner Danilo Remegio (petitioner) guilty
of homicide as defined and penalized under Article 249 of the Revised Penal Code (RPC).
THE FACTS
In an Information, dated 19 November 1999, petitioner was charged with homicide, committed as
follows:
That on or about the 12th day of December 1998, in the
Municipality of Culasi, Province of Antique, Republic of
the Philippines and within the jurisdiction of this
Honorable Court, the said accused, being then armed with
an illegally possessed firearm, with intent to kill, did
then and there wilfully, unlawfully and feloniously
attack, assault and shoot with said firearm one Felix
Sumugat, thereby inflicting upon the latter fatal wound
on the vital part of his body which caused his
instantaneous death.
The defense presented petitioner and Diosdado Bermudez (Bermudez) as its witnesses. Their
combined testimony tended to establish the following:
Petitioner was the caretaker of a parcel of land belonging to his brother-in-law, Isidro Dubria. The said
land was planted with various fruit-bearing trees as well as coconut, mahogany, and ipil-ipil trees.[6] On
12 December 1998, at around nine o'clock in the morning, petitioner heard the sound of a chainsaw. He
then saw the victim, Sumugat, cutting the ipil-ipil tree which was uprooted during the typhoon that
occurred on the previous day.[7]
Petitioner approached Sumugat. He told him to cut only the branches of the ipil-ipil tree and not its trunk
as it would be placed in the warehouse because his in-laws would be arriving from the United States.
Sumugat became infuriated and shouted, "You have nothing to do with this. You are only an in-law. I will
kill you." He then drew a revolver from his waist and aimed it at petitioner.[8]
Petitioner raised both of his hands and told Sumugat that he would not fight him, but Sumugat repeated
that he would kill him. Fearing for his life, petitioner grappled with Sumugat for possession of the gun.
He successfully took the gun from Sumugat but the latter picked up the chainsaw, turned it on, and
advanced towards petitioner. Petitioner stepped back and shot at the ground to warn Sumugat, but the
latter continued thrusting the chainsaw at him. Petitioner parried the chainsaw blade with his left hand,
but he lost his balance and accidentally pressed the gun's trigger, thus firing a shot which hit Sumugat in
the chest.[9]
The prosecution presented Bernardo Caduada (Caduada), Hermie Magturo (Magturo), Rolando Dubria,
and Dr. Feman Rene M. Autajay as its witnesses. Their combined testimony tended to establish the
following:
Petitioner approached Sumugat who was cutting the ipil-ipil tree with the chainsaw.[10] He told Sumugat
that if the latter did not desist from cutting the tree, he would shoot him. Sumugat answered that the tree
was obstructing the way. Petitioner then drew his gun and fired at Sumugat's direction, but he missed.
[11]
Sumugat turned on the chainsaw, which provoked petitioner to shoot him on the left foot. Infuriated,
Sumugat continued to brandish the chainsaw, but petitioner shot him in the chest.[12] Before he fell down,
Sumugat swung the chainsaw, hitting petitioner in the palm. Petitioner then threw the gun into a canal.[13]
Magturo and Caduada executed a Joint Affidavit[14] on 2 February 1999, narrating the incident they
witnessed on 12 December 1998. In his direct examination, however, Magturo stated that he did not
understand the affidavit's contents at the time of signing.[15] Moreover, he testified that he was unfamiliar
with the contents of the said affidavit because he did not witness the incident.[16] On the other hand,
Caduada, on cross-examination, affirmed that he executed an Affidavit of Retraction[17] on 9 December
2002, because his conscience bothered him for telling a narration of facts which he did not actually
witness.[18]
In its Decision, dated 16 September 2005, the RTC found petitioner guilty beyond reasonable doubt of
the crime of homicide. Accordingly, the trial court sentenced him to imprisonment of ten (10) years and
one (1) day, as minimum, to fourteen (14) years and eight (8) months, as maximum, and to pay the
heirs of Sumugat the amount of P300,000.00.
The RTC ruled that the act of petitioner in telling the victim to stop cutting the tree was a provocation on
his part. It added that from the moment petitioner wrested the firearm from the victim, his life was
already free from any threat coming from the victim. It opined that the firing of the gun was no longer
justified as the victim was already unarmed and was already crippled by the gunshot wound he
sustained on his left foot. Hence, it concluded that petitioner's evidence in support of his theory of self-
defense did not meet the requirements of Article 11 of the RPC. The fallo reads:
WHEREFORE, premises considered, having admitted the
killing of Felix Sumugat, accused's evidence in the
Record claiming self-defense, being not clear, not
credible, not convincing, not justifiable, the Court
found the accused guilty of the crime of Homicide which
carries an imposable penalty of reclusion temporal, a
penalty divisible by three (3) periods. Pursuant to
Article 64, paragraph 2 of the Revised Penal Code, there
being one mitigating circumstance of voluntary surrender,
in relation to the Indeterminate Sentence Law, the Court
hereby sentences the accused to an imprisonment often
(10) years and one (1) day as minimum, to fourteen (14)
years and eight (8) months as maximum. (same being the
minimum of Reclusion Temporal) and the Court hereby,
pursuant to Article 100 of the Revised Penal Code in
relation to Section 1, Rule Ill of the Rules of Court,
further orders the accused Danilo Remegio to indemnify
the heirs of Felix Sumugat in the sum of P300,000.00.[19]
Aggrieved, petitioner appealed before the CA. Meanwhile, he was granted provisional liberty pending
appeal after putting up a bail bond in the amount of P40,000.00.[20]
The CA Ruling
In a Decision, dated 16 September 2008, the CA affirmed the conviction of petitioner, but modified the
penalty imposed to two (2) years and four (4) months of prision correccional, as minimum, to six (6)
years and one (1) day of prision mayor, as maximum. It also ordered petitioner to pay the heirs of
Sumugat the amounts of P50,000.00 as funeral expenses and P50,000.00 as civil indemnity instead of
the P300,000.00 imposed by the trial court.
The CA held that the element of unlawful aggression was present. It observed that the testimonies of
petitioner and Bermudez were consistent and supported by the medical certificate evidencing that
petitioner sustained wounds in his left hand due to parrying the chainsaw which the victim thrust at him.
The appellate court declared that the prosecution's version was hardly believable considering that
Caduada retracted his testimony and Magturo admitted that he was not around when the incident
happened. It further noted that Rolando Dubria, a 13-year-old child, spoke only on 24 January 2005, or
more than six years from the time the incident occurred; and that he was never made to give his
account to the police authorities during the investigation stage. The CA also stated that the child
admitted on cross-examination that Sumugat was able to inflict wounds on petitioner with the use of the
chainsaw.
The appellate court, however, ruled that the element of reasonable necessity of the means employed to
repel the aggression is absent. It reasoned that there could have been several ways for petitioner to
repel the aggression without having to kill the victim, considering that the latter was already wounded
and he held a chainsaw which was difficult to handle.
Finally, the CA adjudged that petitioner's act of telling the victim not to cut the trunk of the uprooted ipil-
ipil tree could not be considered provocation. It disposed the case in this wise:
WHEREFORE, the DECISION of the Regional Trial Court
Branch 13, Culasi, Antique in Criminal Case No. C-358,
convicting accused-appellant of HOMICIDE is
hereby AFFIRMED but with the following modifications:
1. HE IS SENTENCED TO SUFFER THE INDETERMINATE PENALTY OF
2 YEARS AND 4 MONTHS OF PRISION CORRECCIONAL AS
MINIMUM, TO 6 YEARS AND 1 DAY OF PRISION MAYOR AS
MAXIMUM;
2. HE IS DIRECTED TO PAY THE HEIRS OF FELIX SUMUGAT THE
FOLLOWING SUMS:
1. FIFTY THOUSAND PESOS (P50,000.00) AS FUNERAL
EXPENSES;
2. FIFTY THOUSAND PESOS (P50,000.00) AS CIVIL
INDEMNITY.[21] (emphasis in the original)
Unconvinced, petitioner moved for reconsideration but the same was denied by the CA in a Resolution,
dated 6 April 2011.
In its Comment,[24] the Office of the Solicitor General avers that the petition, anchored on the claim of
self-defense, merely raises a pure question of fact which had already been rejected by both the trial and
the appellate courts, hence, it should be denied outright.
In his Reply,[25] petitioner counters that reasonableness of the means employed does not depend on the
harm done, but upon the reality and imminence of the danger or injury to the person defending himself;
and that one who is persistently assaulted by another cannot be expected to act in a normal manner,
and to follow the normal processes of reasoning, and weigh the necessity of employing a certain means
of defense.
Self-defense, when invoked as a justifying circumstance, implies the admission by the accused that he
committed the criminal act. Generally, the burden lies upon the prosecution to prove the guilt of the
accused beyond reasonable doubt rather than upon the accused that he was in fact innocent. When the
accused, however, admits killing the victim, it is incumbent upon him to prove any claimed justifying
circumstance by clear and convincing evidence.[26] Well-settled is the rule that in criminal cases, self-
defense shifts the burden of proof from the prosecution to the defense.[27]
For self-defense to prosper, petitioner must prove by clear and convincing evidence the following
elements as provided under the first paragraph, Article 11 of the RPC: (1) unlawful aggression on the
part of the victim; (2) reasonable necessity of the means employed to prevent or repel it; and (3) lack of
sufficient provocation on the part of the person defending himself.[28]
Unlawful aggression
[Atty. Operiano:]
What exactly did you tell Felix Sumugat when you went near him
Q:
while he was sawing the ipil-ipil tree?
A: I told him. "Nong, please stop this first. We have to talk."
Q: And what was the tone of your voice when you uttered those words?
It was in a low voice because I still respect him being older
A:
than me, s1r.
Q: What did Felix Sumugat do, if any when you uttered those words?
He stopped the engine of the chainsaw and then laid down on the
A:
ground and said, "What?"
When Felix Sumugat uttered those words, what was the tone of his
Q:
voice?
A: He was shouting, sir.
Q: And after he said, "I will kill you," what happened, if any?
A: He drew his revolver and aimed at me, sir.
xxx
x
While Felix Sumugat was pointing that gun at you, what did you
Q:
do, if you did anything?
A: I raised both my hands, sir.
Q: And when you raised both your hands, what did you say, if any?
A: I said, "Nong, I will not fight you."
What did Felix Sumugat do, if any after you said you will not
Q:
fight him, at the same time raising both your hands?
A: He said, "I will kill you."
Q: How many times did he say, "I will kill you"?
A: Twice, sir.
xxx
x
Now, after you were able to wrest the possession of that gun from
Q:
Felix Sumugat, what did you intend to do with the same?
I stepped a little backward but he was fast in picking up the
A:
chainsaw and then started its engine.
And what did Felix Sumugat do with the chainsaw after he picked
Q:
it up and started the engine?
A: He thrust the chainsaw towards me, sir.
And what did you do when Felix Sumugat made a forward thrust of
Q:
that chainsaw directed to you?
I stepped backward a little and with the use of that firearm
A:
which I wrested from him, I fired a shot to the ground, sir.
Now, after you fired that gun pointed on the ground, what did
Q:
Felix Sumugat do, if any?
He insisted in trying to reach me with the chainsaw but I leaned
A:
backward, sir.
Now, when you stepped backward and leaned backward to evade the
Q:
blade of the chainsaw, what else happened, if any?
When I leaned backward at the same time parrying the chainsaw,
A:
accidentally, I pressed the trigger of that gun, sir.[32]
xxx
x
Witness Bermudez, who was 40 meters away and saw what transpired, corroborated petitioner's
account[33] He remained steadfast and unwavering even on cross-examination. Moreover, petitioner's
narration of the events is supported by the medico-legal report[34] stating that he indeed suffered wounds
in his left hand.
Doubtless, the utterance of Sumugat to kill petitioner coupled by his act of aiming a gun at him, and his
continued thrusting of the chainsaw that hit petitioner's palm constitute unlawful aggression.
Reasonable necessity of the means employed
In People v. Catbagan[35] the Court ruled that the means employed by the person invoking self-defense
is reasonable if equivalent to the means of attack used by the original aggressor. Whether or not the
means of self-defense is reasonable depends upon the nature or quality of the weapon; the physical
condition, the character, the size and other circumstances of the aggressor; as well as those of the
person who invokes self-defense, and also the place and the occasion of the assault.[36]
In ruling that the element of "reasonable necessity of the means employed" is absent, the appellate
court opined that "[t]here could have been several ways for petitioner to repel the aggression without
having to kill the victim, especially that the latter was already wounded on the foot and physically feebler
than [petitioner]. More so, the victim only had a chainsaw, a crude weapon more difficult to handle x x
x."[37]
First, it must be noted that the gun which petitioner grabbed from the victim was the only weapon
available to him and that the victim was continuing to thrust the chainsaw towards him. Indeed, a
chainsaw is difficult to operate. It could be reasonably inferred, however, that it was not the victim's first
time to operate a chainsaw considering that he was previously using the same to cut the uprooted tree
without any person assisting him for that matter. Also, the chainsaw was switched on when the victim
was thrusting it towards petitioner. Hence, the danger that petitioner would be cut into pieces by the
chainsaw was very real. Perfect balance between the weapon used by the one defending himself and
that of the aggressor is not required, because the person assaulted loses sufficient tranquility of mind to
think, to calculate or to choose which weapon to use.[38] Certainly, it would have been different if the
victim assaulted petitioner using a blunt object for in that case, the use of a gun to repel such attack
would undoubtedly be unreasonable. The ruling of the Court in Cano v. People[39] thus applies in this
case, viz:
x x x the reasonableness of the means employed to repel
an actual and positive aggression should not be gauged by
the standards that the mind of a judge, seated in a
swivel chair in a comfortable office, free from care and
unperturbed in his security, may coolly and
dispassionately set down. The judge must place himself in
the position of the object of the aggression or his
defender and consider his feelings, his reactions to the
events or circumstances. It is easy for one to state that
the object of the aggression or his defender could have
taken such action, adopted such remedy, or resorted to
other means. But the defendant has no time for cool
deliberation, no equanimity of mind to find the most
reasonable action, remedy or means to. He must act from
impulse, without time for deliberation. The
reasonableness of the means employed must be gauged by
the defender's hopes and sincere beliefs, not by the
judge's.[40]
Second, the fact that the victim was older than petitioner is not an accurate gauge to declare that the
former was weaker than the latter. Youth is not tantamount to strength as advanced age does not
connote frailty. In this case, the victim, despite being 62 years of age at the time of the incident, was
certainly not feeble considering that he was able to operate the chainsaw to cut the uprooted tree.
Further, even if the victim's left foot was wounded by the first shot fired, it is not entirely impossible that
he continued to assault petitioner using the chainsaw. In the same way that petitioner was impelled by
the instinct of self-preservation, the victim, too, could have been driven by fury and adrenaline in
continuing to attack petitioner.
Third, the nature and number of wounds inflicted by the accused are constantly and unremittingly
considered as important indicia.[41] It is worthy to note that petitioner did not immediately shoot the victim
when he successfully took possession of the gun. He shot Sumugat only when the latter continued to
attack him with the chainsaw. In addition, petitioner's first shot wounded the victim on the left foot. It was
only when he was slashed by the chainsaw on his left hand that petitioner fired the fatal shot.
Finally, as stated in the case of People v. Boholst-Caballero:[42]
The law on self-defense embodied in any penal system in
the civilized world finds justification in man's natural
instinct to protect, repel and save his person or rights
from impending danger or peril; it is based on that
impulse of self-preservation born to man and part of his
nature as a human being.[43]
It would be wrong to compel petitioner to discern the legally defensible response to the victim's attack
when he himself was staring at the evil eye of danger.[44] Our laws on self-defense are supposed to
approximate the natural human responses to danger, and not serve as our inconvenient rulebook based
on which we should acclimatize our impulses in the face of peril.[45]
When the law speaks of provocation either as a mitigating circumstance or as an essential element of
self-defense, it requires that the same be sufficient or proportionate to the act committed and that it be
adequate to arouse one to its commission. It is not enough that the provocative act be unreasonable or
annoying.[46] Petitioner's act of telling the victim not to cut the trunk of the uprooted tree could hardly be
considered provocation.
Under the law, a person does not incur any criminal liability if the act committed is in defense of his
person. Thus, all the elements of self-defense having been established in this case, petitioner is entitled
to an acquittal.
WHEREFORE, the petition is GRANTED. The 16 September 2008 Decision and 6 April 2011
Resolution of the Court of Appeals in CA-G.R. CR No. 00312 are REVERSED and SET ASIDE.
Petitioner Danilo Remegio is hereby ACQUITTED of homicide. The bail bond posted for his temporary
liberty is hereby cancelled and ordered released to petitioner or his duly authorized representative.
SO ORDERED.
NOTICE OF JUDGMENT
Sirs / Mesdames:
Please take notice that on September 27, 2017 a Decision, copy attached hereto, was rendered by the
Supreme Court in the above-entitled case, the original of which was received by this Office on October
19, 2017 at 10:10 a.m.
(SGD)
WILFREDO V.
LAPITAN
Division Clerk of
Court
[1]
Rollo, pp. 23-42.
[2]
Id. at 53-54.
[3]
Records, Vol. II, pp. 597-613; penned by Judge Antonio B. Bantolo.
[4]
Records, Vol. I, p. 60.
[5]
Id. at 72-73.
[6]
TSN, 5 October 2000, pp. 4-5.
[7]
Id. at 7-8.
[8]
Id. at 8-10.
[9]
Id. at 10-12.
[10]
TSN, 24 January 2005, p. 16.
[11]
Id. at 18-19.
[12]
Id. at 22-23.
[13]
Id. at 25-26.
[14]
Records, Vol. I, pp. 9-10.
[15]
TSN, 12 April 2005, pp. 12-13.
[16]
Id. at 17.
[17]
Records, Vol. II, p. 388.
[18]
TSN, 6 September 2004, pp. 7-12.
[19]
Records, Vol. II, p. 613.
[20]
Id. at 622.
[21]
Rollo, pp. 40-41.
[22]
19 Phil. 227, 232 (1911).
[23]
Rollo, pp. 9 and 17-18.
[24]
Id. at 62-69.
[25]
Id. at 73-76.
[26]
People v. Delos Santos, 739 Phil. 658, 666 (2014).
[27]
People v. Genosa, G.R. No. 464 Phil. 680, 714 (2004).
[28]
People v. Galvez, 424 Phil. 743, 751 (2002).
[29]
Cano v. People, G.R. No. 155258, October 7, 2003, 459 Phil. 416, 430 (2003).
[30]
People v. Samson, 768 Phil. 487, 496 (2015).
[31]
Cano v. People, supra note 29.
[32]
TSN, 5 October 2000, pp. 812.
[33]
TSN, 7 September 2000, p. 18.
[34]
Records, Vol. I, p. 180.
[35]
467 Phil. 1044, 1074 (2004).
[36]
Luis B. Reyes, The Revised Penal Code, Book One, Seventeenth Edition (2008), p. 180.
[37]
Rollo, p. 37.
[38]
Luis B. Reyes, The Revised Penal Code, Book One, Seventeenth Edition (2008), p. 180.
[39]
Cano v. People, supra note 29.
[40]
Id. at 436.
[41]
Nacnac v. People, 685 Phil. 223, 234 (2012).
[42]
158 Phil. 827 (1974).
[43]
Id. at 832.
[44]
Soplente v. People, 503 Phil. 241, 258 (2005).
[45]
Id.
[46]
Cano v. People, supra note 29 at 436-437.