WFP 0000102103
WFP 0000102103
WFP 0000102103
Communication (SBCC)
Guidance Manual for WFP Nutrition
wfp.org/nutrition
January 2019
Acknowledgements ............................................................................................................................ 6
Acronyms ............................................................................................................................................. 7
This guidance manual was developed for use by WFP nutrition staff who aim to improve nutrition
outcomes by complementing nutrition activities with social and behavioural change. A review of
WFP Country Strategic Plans in 2017 revealed widespread strategic planning for social and
behaviour change activities among most WFP-supported countries. With recognition of the high
demand from WFP country offices for these activities, WFP Nutrition has begun prioritizing social
and behaviour change communications (SBCC) as one viable approach – albeit not the only one - to
changing nutrition-related behaviours within the programmes that WFP supports.
Developing detailed, yet useable SBCC guidance that can be adapted to the variety of programmes
where WFP works was no easy task. This guidance manual was created using several different
resources, including the scientific literature, global SBCC guidance resources, and direct inputs from
WFP nutrition staff- including those who attended SBCC capacity-strengthening workshops. In the
coming years, as global SBCC evidence grows and field-level SBCC experiences increase among WFP
country offices, this manual should be updated to reflect the needs of WFP staff and programmes.
As WFP country offices use this manual following the suggested SBCC-development approach, there
will inevitably be lessons learned, including both challenges and opportunities, that should be
shared back with the WFP Nutrition Division (OSN) for improving this guidance to best suit the
needs of WFP Nutrition programmes. We hope that you find this guidance manual to be both a
user-friendly and useful tool which allows you to more effectively improve nutrition-related
behaviours across WFP programmes. Additional resources, including an E-learning module on
SBCC, are available on WFP Go. Please do not hesitate to reach out to OSN for SBCC support as you
design, develop, implement, and monitor SBCC activities for improving health and nutrition
worldwide.
This SBCC guidance manual was developed by the WFP Nutrition Division (OSN) under the direction
of Lauren Landis. Thank you especially to the OSN Nutrition-specific team for providing technical
inputs during the writing process, including Nancy J. Aburto, Noemi Renzetti, Craig Arnold, Siti
Halati, Dora Panagides, Arghanoon Farhikhtah, Jackson Masonmackay, Vanessa Jones, Alexandria
Schmall, and Stephen Kodish.
In addition, we are very grateful for the support of Eva Monterrosa and Klaus Kraemer (Sight & Life)
who have collaborated with OSN for several years supporting SBCC-related activities, including the
development of this manual. Finally, a big thank you to colleagues in WFP Regional Bureaux and
country offices, especially SBCC specialists Marianela Gonzalez (RBP) and Noor Aboobacker (RBB),
whose field-level feedback was critical for improving upon the interim SBCC guidance manual.
CP Cooperating Partner
Tables
Table 6. Planning table with simple checklist for developing SMART SBCC objectives s ...... 59
Table 10. Example of key categories to include in a training planning matrix ....................... 87
Table 12. Example of a simplified calendar with trainings by SBCC activity ........................... 94
Table 13. Example of mobilization actions prior to and during the harvest season in a
prevention of stunting prevention programme in Malawi (Kodish, 2013)........... 101
Figure 3. WFP Nutrition Policy: focus areas where SBCC may improve nutrition .................. 30
Figure 7. Examples of topics that formative research may help generate for SBCC ............. 39
Figure 9. Example of planned SBCC activities and points of contact to key influencers in a
WFP-supported stunting prevention programme in Malawi ................................... 42
Figure 11. Persuasive Health Message framework for tailoring SBCC messages .................. 63
Figure 13. Example of PIP from a nutrition counselling intervention in Bangladesh ............ 91
Figure 15. Implementation structure where SBCC activities were implemented in Malawi 93
Purpose:
The purpose of this chapter is to provide an overview of SBCC and describe its importance
for WFP nutrition programmes. This chapter also introduces key SBCC terms that will be used
throughout the remainder of the guidance manual.
Learning Objectives:
Introduction to SBCC
*Not an exhaustive list of activities/examples; **Table content adapted from Lamstein, et al. (2014).
To motivate behaviour change, SBCC approaches often aim to pass knowledge and evoke
emotions at the individual and household levels, as well as positively change social attitudes,
norms and mobilize entire communities. This combination of efforts, acknowledging multiple
levels of influence on an individual’s behaviours – incorporating a socio-ecological view – make
SBCC well suited to improve nutrition (McLeroy, et al., 1988).
Nutrition programmes may also aim to change the behaviours of front-line workers who help
deliver programme services. For example, SBCC may be used with the community health workers
conveying breastfeeding messages, as well as beneficiaries who receive them.
Although human behaviour is complex and highly contextual, evidence-based SBCC can
effectively improve nutrition. A systematic review of 91 studies from low- and middle-income
countries (LMICs) found that SBCC improved dietary practices among pregnant and lactating
women, enhanced breastfeeding practices, and positively influenced a wide range of
complementary feeding practices (Lamstein, et al., 2014).
SBCC may also increase beneficiary knowledge of nutrition to be sustained for years after an
intervention ends (Hoddinott, et al., 2017a). There is also a positive spill over effect from SBCC:
improved nutrition knowledge and behaviours among the neighbours of beneficiary households
may also be observed (Hoddinot, et al., 2017b). Given the evidence and potential for impact,
SBCC is now globally recognized as one of the essential actions to improve nutrition.
There are specific SBCC characteristics that increase the likelihood of yielding positive nutrition
outcomes.
First, evidence suggests that using multiple SBCC approaches together, is important.
For instance, using both interpersonal (e.g. Care Groups and counselling) and media (e.g.
community radio and social media) approaches is more effective than using either
approach alone (Lamstein, et al., 2014).
Targeted Messages that are developed for a specific audience segment (Noar,
Messages Benac and Harris, 2007). For example, a nutrition programme may use
targeted messages to appeal to adolescent girls: an audience segment with
particular behavioural motivators, attitudes, and knowledge. How an SBCC
programme appeals to adolescent girls will differ from how it targets male
community leaders.
There are many entry points for SBCC in WFP nutrition programmes and numerous resources
available globally (HC3, 2017). While a multi-step, systematic development process is suggested
for effective SBCC, each WFP nutrition programme is unique and may require a tailored
approach.
Health Communication Capacity Collaborative [HC3]. (2017). Catalog of Project Tools and
Resources for Social and Behavior Change Communications. Available at
https://healthcommcapacity.org/wp-content/uploads/2014/02/HC3-Catalog_10MB.pdf
Hoddinott, J., et al. (2017a). Nutrition behaviour change communication causes sustained
effects on IYCN knowledge in two cluster-randomized trials in Bangladesh. Maternal & Child
Nutrition.
Hoddinott, J., et al. (2017b). Behaviour change communication activities improve infant and
young child nutrition knowledge and practice of neighbouring non-participants in a cluster-
randomized trial in rural Bangladesh. PLOS ONE. 12(6): 13.
Kreuter, M.W., et al. (2013). Achieving cultural appropriateness in health promotion programs:
targeted and tailored approaches. Health Education & Behaviour. 30(2): 14.
Lamstein, S., et al. 2014. Evidence of effective approaches to social and behaviour change
communication for preventing and reducing stunting and anaemia: report from a systematic review.
USAID/Strengthening Partnerships, Results, and Innovations in Nutrition Globally. SPRING
Project: Arlington, VA.
Manoff Group. (n.d). Defining Social and Behaviour Change Communication (SBCC) and other
essential health communication terms: Technical Brief. The Manoff Group: Washington, D.C.
McLeroy, K.R., et al. (1988). An ecological perspective on health promotion programs. Health
Education Quarterly. 15(4): 7.
Noar, S.M., Benac, C.N., & Harris, M.S. (2007). Does tailoring matter? Meta-analytic review of
tailored print health behaviour change interventions. Psychological Bulletin. 133(4): 21.
Sanghvi, T., et al. (2013). Tailoring communication strategies to improve infant and young child
feeding practices in different country contexts. Food and Nutrition Bulletin. 34(2): 12.
Slater, M.D. (1996). Theory and method in health audience segmentation. Journal of health
communication.1:17.
Purpose:
The purpose of this chapter is to explain behaviour change terms, including SBCC, that are
commonly used in public health. It seeks to clarify the unique nature of SBCC vis-à-vis the
various communications-based approaches commonly employed across health domains.
Learning Objectives:
• Understand how SBCC evolved from previously-used strategies for changing health
behaviour
• Distinguish between various behaviour change terms commonly used in public health
• Enable WFP staff to thoughtfully consider and choose appropriate behaviour change
communications strategies considering the type of WFP nutrition intervention being
implemented
Many health communication terms exist and are often used interchangeably, sometimes
incorrectly (Fox, 2012). There is continual debate, even among experts, about the varied
terminology used within health promotion which, like all fields, is in constant evolution. The
explanations below seek to clarify the terms most commonly used in public health when
referring to different forms of health communication. Note that while these terms are similar in
definition, they in fact have subtle differences that make it challenging to use them consistently
in discussions with partners and in writing. There is potential for misunderstandings if terms are
not used correctly and consistently. It is helpful to clarify exactly what a term means for WFP
Nutrition before using it to pitch an idea, align with partners, or design a programme.
Commonly-used Terminology
While most communication approaches offer chances for community members to interact with
programme implementers, some approaches that tend to facilitate a one-way flow of
information from nutrition programmers to community members. Two such approaches are
described below.
Nutrition Education
Objective: Nutrition education aims to facilitate knowledge sharing and informed decision-
making through student-teacher interactions on relevant topics (Contento, 2013).
Relevance to WFP: While nutrition education may include a combination of methods designed to
help individuals improve their knowledge and change their attitudes toward healthy diets, in
many settings where WFP works, nutrition education includes didactic instruction presenting
nutrition facts. However, this type of model need not be the norm: innovative approaches in
nutrition education that allow for hands-on learning and skills building are possible but require
both dynamic curricula and skilled teachers to facilitate such opportunities. School feeding may
offer one viable platform from which nutrition education may be incorporated in settings where
WFP operates (UNSCN, 2017; WFP, 2017).
Objective: IEC uses a wide range of channels and materials to pass knowledge and instructional
messages to individuals, with the goal of facilitating informed decision-making around health
and nutrition.
Description: Developed decades ago, IEC was one of the first approaches aiming to improve
health and nutrition behaviours. It is based on the premise that solely providing people with an
informed base for making choices will result in positive behaviour changes. Although the
objective of IEC may seem reasonable, it incorrectly assumes most people will follow health and
nutrition advice when they are provided with the “correct” biomedical information from
“experts.”
Within health communications, there are various approaches designed to influence behaviours
through interactions between community members and programme implementers. These
approaches enable interpersonal discussions, problem solving, and questions/answers. Several
examples are described below.
Nutrition Counselling
Objective: Counselling sessions are typically designed for nutrition staff to pass standard
messages to beneficiaries while offering various, tailored choices and strategies for beneficiaries
to adopt, to best improve their own health and nutritional status (Ashworth and Ferguson, 2009).
Social Marketing
Objective: Drawn from the private sector’s experience with sales and marketing, social marketing
was developed to motivate people to adopt particular products, services, or behaviours for
improving health.
This framework involves strategic planning; formative research with audiences and channel
analysis; and tailoring of communication strategies according to the needs and desires of the
audiences considering: product, price, place, and promotion – called the “4 Ps” of social
marketing.
Relevance to WFP: Social marketing is an approach that is often applied to nutrition programmes
where products – specialized nutritious foods – are provided as part of food assistance. Using a
social marketing approach for a WFP nutrition programme that provides micronutrient powder
for pregnant and lactating women, for instance, may make sense. However, the social marketing
approach may not be most effective for integrated nutrition programmes where non-product
related behaviours, such as optimal IYCF practices, are also being promoted.
The messages used in BCC are beneficiary behaviours. This research often reveals
typically both motivational and factors related to the attitudes and knowledge of
instructional, a key difference from
specific audience segments, as well as other factors
IEC, nutrition education, and
counselling which tend to be only that make it easy or difficult for a person to carry out
instructional and fact-based. behaviours. For instance, formative work may reveal
that people have the knowledge about optimal IYCF but
may not be able to provide nutrient-dense, complementary foods throughout the year due to
seasonal food insecurity.
Relevance to WFP: BCC may be incorporated into WFP nutrition programmes where individual-
level behaviour change is the primary focus. In most cases, though, SBCC may be more
appropriate considering the integrated nature of WFP nutrition programmes.
Objective: SBCC approaches take a socio-ecological view, aiming to impart knowledge or evoke
emotions at the individual and household levels, as well as change social attitudes and mobilize
entire communities to improve health and nutrition practices (Fox, 2012).
In addition to the interpersonal and media approaches used in BCC, social and community
mobilization is a key component of SBCC where creating an enabling environment for behaviour
change is a primary focus. Social mobilization is a process that consists of community-level
sensitization and mobilization activities that aim to ensure multiple levels of influence on
behavioural outcomes (HC3, 2016).
Relevance to WFP: For WFP Nutrition, SBCC should be a core programme approach delivered in
conjunction with other multiple programme activities. SBCC can achieve change on its own but
should be delivered as part of a more comprehensive nutrition approach (e.g. SBCC + Cash-
Refer to this technical brief for more information about these various behaviour change
communication terms (Fox, 2012).
Andreasen, A.R. (1995). Marketing Social Change: changing behaviour to promote health, social
development, and the environment. San Francisco: Jossey-Bass.
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malnourishment in children. Food and Nutrition Bulletin, 30(3_suppl3), S405-S433.
Briscoe, C., & Aboud, F. (2012). Behaviour change communication targeting four health
behaviours in developing countries: a review of change techniques. Social science & medicine,
75(4), 612-621.
Contento, I.R. (2013). Nutrition education: linking theory, research, and practice. Burlington, MA:
Jones and Bartlett.
FANTA Project. (2017). Improving your health with nutritious food. Washington DC: Food and
Nutrition Technical Assistance Project (FANTA).
Fox, E. (2012). Defining social and behavior change communication (SBCC) and other essential
health communication terms. Washington (DC): The Manoff Group (Technical Brief.
Health Communication Capacity Collaborative [HC3]. (2016). Social and Behaviour Change
Communication for Emergency Prepardness Implementation Kit.
https://sbccimplementationkits.org/sbcc-in-emergencies.
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18.
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MacFadyen, L., Stead, M., & Hastings, G.B. (2003). Social Marketing. In the Marketing Book: M.J.
Baker (Ed.), 5th ed. Oxford: Butterworth Heinemann.
Population Services International [PSI]. (2015). Delta Companion Tool: Marketing planning
made easy. Available at
https://www.thehealthcompass.org/sites/default/files/strengthening_tools/DELTA-Companion-
Social-Marketing.pdf
Worseley, A. (2002). Nutrition knowledge and food consumption: can nutrition knowledge
change food behaviour? Asia Pacific Journal of Clinical Nutrition. 11(s3): 6.
World Food Programme [WFP]. (2017). How school meals contribute to the Sustainable
Development Goals: a collection of evidence. Available at
http://docustore.wfp.org/stellent/groups/public/documents/resources/wfp290540.pdf
Purpose:
The purpose of this chapter is to highlight the utility of using health behaviour change
theoretical frameworks when designing, implementing, and monitoring SBCC programmes.
This chapter also explains describes the Socioecological Model, the guiding behaviour change
framework that serves as the foundation for designing and implementing WFP programmes
where SBCC is a core activity.
Learning Objectives:
Photo 3: Changing the dietary behaviours of young children often requires changing the
behaviours of primary caregivers and other household members
Changing nutrition-related behaviours, which are steeped in longstanding family traditions and
deep-rooted, socio-cultural norms, can be challenging (Aboud and Singla, 2012; Fischler, 1988).
The scientific literature is filled with evidence of both successful and failed attempts to change
behaviours to improve nutrition outcomes. No ‘silver bullet’ exists when it comes to effective
health or nutrition-related behaviour change.
One constant, though, is the recognition that theories of behaviour change are important for
successful programme design and implementation (Ganz and Bishop, 2010). Theoretical models
are important frameworks for understanding human behaviours, and thus are very useful for
developing nutrition programmes where behaviour change is needed.
While many behavioural theories exist across public health, the SEM is the primary model
guiding SBCC programming. In most cases, nutrition-related behaviour is not only a personal
choice but also the product of the environment in which people live (McLeroy, et al, 1988). The
SEM acknowledges that nutrition behaviours are influenced by factors at various different levels
of influence (Figure 2).
Policy
Environment Global nutrition guidelines, national and
sub-national policies, funding, etc.
Community
Core cultural values, religion, kinship
Characteristics
structure, geographic location, livelihoods, etc.
Nutrition
Behaviours
A person’s confidence in their ability to Schwarzer, 2008). Further, a person’s age, gender,
successfully carry out a behaviour. ethnicity, individual income level, level of education,
and physiological status may also determine
nutrition behaviours. High-quality SBCC recognizes that a person’s knowledge and attitudes are
necessary, but not sufficient, for behaviour change – even though someone knows the benefits of a
behaviour does not mean they will practice it (Worsley, 2002).
Interpersonal Influences
Social influences also play an important role in shaping individual nutrition behaviours,
particularly during adolescence (Story et al., 2002). The social influence of friends and immediate
family members affects how people behave. This influence extends to other household
members including in-laws and grandparents, as well as community members such as village
heads and religious leaders. Interpersonal influences both directly and indirectly play a role in
nutrition behaviours.
Nutrition behaviours occur within a larger system that includes hospitals, health clinics, non-
government organizations and feeding centres, etc. These organizational factors also include
non-health structures such as schools and civil society organizations, where related nutrition
services may be provided.
Many organizational factors influence nutrition behaviours, including access issues, such as far
distances and high health care costs, quality of care provided, and range of services offered.
Organizational factors are an important determinant of nutrition behaviours in communities.
Community Characteristics
The underlying social and cultural context influences most health- and nutrition-related
behaviours, as most dietary practices are steeped in longstanding traditions and cultural
practices that have been passed from one generation to the next. Community characteristics
affecting nutrition behaviours may also include geographic location, religious affiliation, kinship
structure, socio-economic status, and core cultural values (Gittelsohn and Vastine, 2003).
Policy Environment
Policies exist at international, national, and sub-national levels. Policies and guidelines may
influence the level of funding and attention given to any health or nutrition issue. They may also
serve as guidance for nutrition programming at the local level, and thus positively influence
behaviours. To the contrary, a lack of global guidance, or limited level of political will around any
nutrition topic may cause confusion and constrain behaviours at the local level. Often, the policy
environment plays a crucial role in the level of sustainability in nutrition programmes: clear
policies and guidelines help create a positive enabling environment to sustain change (Caraher
and Coveney, 2004).
Barrier
A determinant of behaviour that makes it harder for people to carry out a behaviour. For example,
traditional household food sharing practices, driven by cultural values, may be a community-level
barrier to the appropriate use of specialized nutritious foods by young children within a household.
Facilitating factor
A determinant of behaviour that makes it easier for people to carry out a behaviour. For instance, a
supportive, encouraging husband may be a facilitating factor at the interpersonal level by making it
easier for mothers to exclusively breastfeed.
In summary, it is not just an individual’s willpower or knowledge that predicts their nutrition-
related behaviours. Nutrition-related behaviours are determined by a host of multi-level
sociocultural and environmental factors that enable someone to practice (or not) a certain
behaviour. The SEM serves as the framework to guide SBCC design, implementation, and
monitoring efforts. Its application to each of these steps will be explained in subsequent
chapters.
Aboud, F. E., & Singla, D. R. (2012). Challenges to changing health behaviours in developing
countries: a critical overview. Social science & medicine, 75(4), 589-594.
Ajzen, I., & Fishbein, M. (1972). Attitudes and normative beliefs as factors influencing behavioral
intentions. Journal of personality and social psychology, 21(1), 1.
Caraher, M., & Coveney, J. (2004). Public health nutrition and food policy. Public health nutrition,
7(5), 591-598.
Fischler, C. (1988). Food, self and identity. Information (International Social Science Council), 27(2),
275-292.
Ganz, K. & Bishop, D.B. (2010). The Role of Behavioural Science Theory in Development and
Implementation of Public Health Interventions Annu. Rev. Public Health. 31:399–418.
Gittelsohn, J., & Vastine, A. E. (2003). Sociocultural and household factors impacting on the
selection, allocation and consumption of animal source foods: current knowledge and
application. The Journal of Nutrition, 133(11), 4036S-4041S.
McLeroy, K. R., Bibeau, D., Steckler, A., & Glanz, K. (1988). An ecological perspective on health
promotion programs. Health education quarterly, 15(4), 351-377.
Schwarzer, R. (2008). Modeling health behavior change: How to predict and modify the adoption
and maintenance of health behaviors. Applied Psychology, 57(1), 1-29.
Shepherd, J., Harden, A., Rees, R., Brunton, G., Garcia, J., Oliver, S., & Oakley, A. (2006).
Young people and healthy eating: a systematic review of research on barriers and facilitators.
Health Education Research, 21(2), 239-257.
Story, M., Neumark-Sztainer, D., & French, S. (2002). Individual and environmental influences
on adolescent eating behaviors. Journal of the American Dietetic Association, 102(3), S40-S51.
Worsley, A. (2002). Nutrition knowledge and food consumption: can nutrition knowledge change
food behaviour? Asia Pacific journal of clinical nutrition, 11(s3).
Purpose:
Learning Objectives:
Overview
The overall goal of WFP is to support and enable national governments to meet targets for
Sustainable Development Goals (SDG). WFP Nutrition helps improve both the physical and
economic access to nutritious foods as well as intra-household food access, utilization and food
safety. Often, the most vulnerable members of households may have restricted access to and
poor utilization of nutritious foods.
There are widespread entry points for SBCC across WFP Nutrition and/or in collaboration with
other WFP Programmes. Three primary focus areas (the yellow boxes in Figure 3) of the WFP
Figure 3. WFP Nutrition Policy: Key WFP Entry Points for SBCC to Improve Nutrition
There are specific SBCC entry points to improve food availability, access, demand, and
consumption:
Nutrition-specific interventions
SBCC should also play an important role in ensuring the appropriate utilization of specialized
nutritious foods (e.g. increasing acceptability, reducing intra-household sharing) and uptake of
Photo 5: Behaviour change is needed when introducing specialized nutritious foods, which are
novel to most beneficiaries.
Nutrition-sensitive interventions
SBCC is one approach to increase the nutrition sensitivity of various WFP programmes that aim
to integrate complementary interventions across food value chains. However, it is important to
recognize that incorporating SBCC into a WFP programme does not automatically make it
nutrition-sensitive. For more information on increasing the nutrition sensitivity of programmes,
please refer to the Nutrition-Sensitive guidance.
Nutrition in Emergencies
SBCC is an important aspect of nutrition programming within emergency contexts. For example,
SBCC activities should complement the provision of specialized nutritious foods, which tend to
be novel to beneficiary populations. This means they require careful introduction, using social
mobilization to build community trust, as well as tailored messaging through both media (e.g.
social media) and interpersonal approaches (e.g. Care Groups) for appropriate utilization.
WFP, as a partner and leader in the Global Nutrition Cluster, should ensure that timely and
culturally-appropriate SBCC accompanies WFP operations in emergencies. Adapting the SBCC
development process, outlined in Chapters 5–8 of this manual, for emergency settings should be
done thoughtfully, as resources, capacity, and timelines are often abbreviated in emergency
contexts. Many of the SBCC activities for nutrition-specific programming proposed above would
also apply to nutrition programming in emergencies but may need to be adapted and delivered
differently during implementation.
Nutrition-Specific
Engage caregiver support groups and community leaders
CMAM to reduce stigma for acute malnutrition, aim to improve
programme coverage (e.g. improved screening, referrals)
Nutrition in Emergencies
Infant and Young Child Community support groups for infant and child feeding
Feeding in Emergencies (IYCF- with mothers, scheduled during food distributions
E)
Blanket Supplementary Food SBCC incorporated into general food distribution using
Programmes (BSFP) traditional media (e.g. dance groups) on distribution days
to improve optimal utilization of SNFs
Nutrition-Sensitive
Regardless of the type of WFP programme in which you want to incorporate SBCC,
consider how each step of the following phases. Each step represents a key piece along
the SBCC-development process, which will be discussed in more detail throughout
subsequent chapters of this guidance.
• Step 3. Draft creative briefs from formative work to develop SBCC materials
Development
• Step 4. Pre-test SBCC materials among target audience segments
Phase
WFP Regional Bureaux and OSN are available to provide SBCC technical guidance for adapting
SBCC activities to unique WFP programmes as needed and upon request.
Purpose:
The purpose of this chapter is to explain Steps 1 and 2 of the SBCC development process. Step 1
involves conducting formative work to help ensure a context and culturally appropriate SBCC
programme component; and Step 2 includes the development of an SBCC strategy, including
objectives. This chapter discusses how WFP staff may work through these steps to form the basis
of a strong nutrition programme aimed to change behaviours.
Learning Objectives:
• Describe considerations for conducting formative work, including a desk review, stakeholder
engagement and primary data collection
Photo 6: Formative work is critical for ensuring development of context-specific and culturally-
appropriate SBCC approaches in the diverse contexts where WFP works
The formative phase of SBCC development is an important phase that includes several activities
that will form the basis of an effective SBCC strategy. A new or existing WFP nutrition programme
may have an overarching nutrition goal (e.g. reducing the prevalence of anaemia among
pregnant and lactating women), and the formative phase is important for shaping the SBCC
activities most appropriate for reaching it. The formative phase will allow programme staff to
take stock of the SBCC landscape, garner stakeholder support, and define appropriate SMART
behavioural objectives in light of the barriers and facilitating factors related to the desired
outcomes. Importantly, high-quality formative work includes more than just data gathering
through research.
Desk Review
The desk review should conclude with a compilation of relevant documents offering a
comprehensive picture about what is known and not known with regard to informing the SBCC
strategy. It should also result in a concise synthesis of findings, well organized for sharing with
stakeholders and the formative research team. The worksheet in appendix 2 may be useful for
organizing desk review findings (HC3, 2016).
A desk review is an important activity to avoid duplication of previous programme efforts (if
there were such programmes prior); as well as to identify the key gaps in knowledge about a
particular context or population, to guide the primary research and inform appropriate SBCC
development.
Based on the nutrition programme goals, gaps identified during the desk review, inputs from
stakeholders, and real-life parameters (e.g. budget, time frame and context) primary data
collection should be an essential activity of Step 1.
Keep in mind that primary data collection in formative research should not be a comprehensive
study of the entire food and health environment for a given context.
Instead, primary data collection in formative research should aim to collect the necessary
information for filling in gaps identified during the desk review and the content needed for SBCC
development.
This formative research may include data collection focused on three core components:
sociocultural context, behavioural content, and community engagement.
Sociocultural Context
• Understanding core cultural values
• Generating language considerations
• Mapping existing health and nutrition services
Behavioural Content
• Identifying barriers and facilitating factors to behaviours
• Describing current knowledge, attitudes, and dietary practices
• Outlining audience profiles
Community Engagement
• Building rapport and gaining community buy-in
• Identifying preferred communication channels
• Soliciting feedback on SBCC materials prior to implementation
This type of primary research should typically be conducted by consultants with research
expertise and/or research experts from academia (e.g. Johns Hopkins Center for Communication
Programs) or professional behavioural change organizations (e.g. Claremont Communications,
PCI Media Impact). Some NGOs, such as Population Services International, also have this type of
expertise and can be considered during recruitment.
Research design
Deep anthropological work is typically not necessary or feasible in WFP nutrition programmes.
Due to the nature of WFP nutrition programmes, where resources and timelines are abbreviated,
any primary data collection during formative work would benefit from following a Focused
Ethnographic Study or Rapid Assessment Procedures approach (Scrimshaw and Gleason, 1992;
Scrimshaw and Hurtado, 1987).
Data collection
The methods described in Table 3 are not exhaustive but represent some of the key data
collection methods you might expect your research team to use during primary data collection.
Research synthesis
Primary audience segment
One of the primary challenges associated with
The audience segment whose
behaviours are the priority to change. primary data collection during formative research is
For exclusive breastfeeding, the primary the large swathe of information generated from
caregivers will likely be the primary qualitative data collection methods. It is important
audience segment.
that as the WFP nutrition programmer you help
Secondary audience segment guide the research team in report organizing, so that
The second most important audience of the content is immediately useable and relevant.
your SBCC activities. To improve While there is a no ‘one-size-fits-all’ approach to
exclusive breastfeeding you may focus
on influencing husbands, as a secondary
formative research report writing, you might
audience segment, to better support consider ensuring that the following content areas
primary caregivers (Maibach and are included. Categories may vary based on
Parrott, 1995)
programme type, behavioural goals, and WFP
context.
While your programme may have a set of practices you plan to promote, the formative research
should elucidate current knowledge, attitudes and practices related to programme goals.
Therefore, with finite SBCC resources, the final report should highlight the priority behaviours to
promote for achieving nutrition outcomes. It should also describe when to promote certain
behaviours over others, considering context-specific factors such as seasonal food and water
availability, resource constraints, cultural practices and traditions, as well as partner agencies
working in the same area.
For each behaviour, or set of practices, the formative research report should provide a clear
outline of its barriers and facilitating factors, at each level of the socio-ecological model
presented in Chapter 3, figure 2. The worksheet in appendix 1 can be used as a template for
listing the multi-level factors that need to be considered while designing and implementing SBCC
activities.
This section should include a detailed description of each audience segment. It should outline
the primary versus secondary audience segments as well as the unique motivators and
influencers for each group, etc.
Audience segments are an important part of SBCC. For instance, the behavioural determinants
of younger versus older adolescent girls may differ in any one context and therefore will need to
be targeted differently. Formative research should explain these differences.
Communication channels
For each audience segment, there will be specific channels that may most effectively reach it.
The formative research findings should outline those channels that are most appropriate and
preferred by each audience segment. Diagrams are helpful to illustrate key points of contact at
different behavioural levels. The figure below is taken from an SBCC strategy developed for an
integrated stunting prevention programme in Malawi (Kodish, 2013).
Figure 9. Example: Planned SBCC activities and points of contact to key influencers in a WFP-
supported stunting prevention programme in Malawi
Channels used in an SBCC strategy will depend by context. For example, in some settings, SMS
and social media may be a viable channel for reaching caregivers, whereas Care Groups and
Data from interviews, free lists and community workshops are useful for identifying local terms
and phrases that can be incorporated directly into key nutrition messages that will better
resonate with community members than stock messages. Such terms will help you to develop
tailored messaging for specific audience segments (Noar et al. 2007).
Examples of local terms may include food proscriptions and food prescriptions for each life
stage.
Other considerations
Food proscriptions
Referred to as ‘food taboos’ these are certain foods or food groups that are contraindicated
during particular life stages and derived from cultural rules.
Food prescriptions
Certain foods or food groups that are recommended during particular life stages based on
culturally-ascribed rules (Gittelsohn and Vastine, 2003).
SBCC considerations related to seasonality of foods, water and resource availability, level of local
capacity, previous programme or partner history with SBCC, geographic considerations,
infrastructure for implementing SBCC, etc. should also be included in the report.
Research may inform M&E efforts by highlighting information including: field challenges related
to collecting data, indicators suggested for a particular audience segment, local terms and
phrases to be used during survey design, as well as methodological suggestions.
Aligning a final report format ahead of analysis and report writing may help cut down on time
spent back and forth revising and editing its contents, as well as help guide data collection to
cover key topic areas for SBCC strategy development.
Examples of high-quality formative research reports from various WFP country contexts, in
addition to Terms of Reference examples from previous formative activities, are available at OSN
upon request as well as on WFP Go.
The SBCC strategy should be driven by its SMART objectives. These objectives will be imperative
for choosing the most appropriate SBCC activities and will support development of M&E
indicators in subsequent steps. Developing SMART objectives requires understanding the
nutrition programme impact pathway (PIP), outlining how programme outputs and outcomes
will be achieved through planned activities. Once the pathways are clear within the PIP, you
should understand the change you hope to achieve through SBCC, and how SBCC will help reach
programme goals. Choosing these areas of change should be informed by formative findings.
SMART objectives need to be articulated clearly and agreed upon by programme staff and
stakeholders (HC3, 2016). They should take the following SMART format to be most useful.
The simple table below (full version found in worksheet form in appendix 3) may help in the
development of SMART objectives.
Table 6. Planning table with simple checklist for developing SMART SBCC objectives
Knowledge
2.
Attitude
4.
5.
Self-efficacy
6.
Programme Performance
8.
9.
SMART objectives should cover psychosocial and behavioural domains, including: knowledge,
attitudes, self-efficacy, awareness, subjective norms, intentions, and actual reported behaviours.
You may consider the complexity of human behaviours prior to trying to change them. The
behaviours, or sets of practices, that you wish to improve are typically the result of a series of
behavioural steps that need to be performed without disruption.
Consider the simple behaviour of brushing your teeth, for instance, which still requires at least
six distinct behavioural steps, as well as access to water, toothpaste and a toothbrush:
For nutrition-related behaviours in settings where WFP works, there are typically more steps in
the behavioural chain. For each behaviour of interest, it is useful to write the steps out in order
to think through appropriate SBCC communications objectives. Doing so can help identify
opportunities where SBCC might play a more prominent role to enhance the nutrition
programme.
In a CMAM programmes, for example, staff may have the goal of ensuring appropriate utilization
of a specialized nutritious food. However, appropriate utilization of food provided has its own
behavioural chain. In such a scenario, caregivers are instructed to provide SuperCereal+, three
times a day, for 90 days. At the distribution site, caregivers may learn how to prepare
SuperCereal+ as well as how to add locally-available, green leafy vegetables and oil to their
porridge.
What seems like a simple message actually involves multiple behaviours on part of the caregiver
to ensure the beneficiary’s (the child) appropriate utilization. For a caregiver to successfully
adhere to this message, she may have to successfully complete all of the following steps:
Food Acquisition
• Travel and purchase vegetables from the local market
Step 1 • Travel to distribution centre with child or children
• Wait in line for SuperCereal Plus
• Travel home carrying 1.5 kg bag of SuperCereal Plus
Meal Preparation
• Gather/purchase firewood
• Start fire
• Get water
• Boil water
Step 2
• Prepare SuperCereal Plus
• Serve child’s portion in a separate, washed plate
• Wash vegetables
• Cook vegetables
• Fortify porridge with vegetables
Of course, there may be additional steps missing in the CMAM chain above, but the example
should illustrate the many steps (and thus potential for disruption) that exist along any one
behavioural nutrition chain. Social, cultural, and economic factors may cause breaks (e.g.
challenges to practice of behaviours) in this chain, as well as other factors on the SEM.
This checklist is a tool to support WFP staff throughout the Formative phase. The
checklist highlights key steps that should be completed when carrying out work in this
phase, whether alone as WFP or with partners, prior to progressing to the Development
phase.
Yes/No Step 1. Conduct formative work to gather Comments
context-specific information
Formative work includes a desk review,
stakeholder engagement, and primary data
collection.
Mixed methods (both qualitative and quantitative
methods) are used during primary data collection
Gittelsohn, J., & Vastine, A. E. (2003). Sociocultural and household factors impacting on the
selection, allocation and consumption of animal source foods: current knowledge and
application. the Journal of Nutrition, 133(11), 4036S-4041S.
Health Communication Capacity Collaborative [HC3]. (2016). Social and Behaviour Change
Communication for Emergency Prepardness Implementation Kit.
https://sbccimplementationkits.org/sbcc-in-emergencies.
Kodish, S. et al. (2011). Understanding low usage of micronutrient powder in the Kakuma
Refugee Camp, Kenya: Findings from a qualitative study. Food and Nutrition Bullettin. 32(3), 292-
303.
Leslie, L., Whang, C., & Arnold, R. (2016). SBCC Best Practices. Available at
https://www.k4health.org/sites/default/files/a_selective_literature_review_on_sbcc_best_practice
s.pdf.
Maibach, E. W., & Parrott, R. (1995). Designing health messages: Approaches from communication
theory and public health practice. Sage.
Noar, S. M., Benac, C. N., & Harris, M. S. (2007). Does tailoring matter? Meta-analytic review of
tailored print health behavior change interventions. Psychological bulletin, 133(4), 673.
Kim, S. S., Ali, D., Kennedy, A., Tesfaye, R., Tadesse, A. W., Abrha, T. H., ... & Menon, P. (2015).
Assessing implementation fidelity of a community-based infant and young child feeding
intervention in Ethiopia identifies delivery challenges that limit reach to communities: a mixed-
method process evaluation study. BMC Public Health, 15(1), 316.
Kodish, S.R. (2013). Social & Behavioural Change Communications Strategy: Ntchisi, Malawi.
Report prepared for the World Food Programme. pp. 1 – 153.
Scrimshaw, S. C., & Hurtado, E. (1987). Rapid assessment procedures for nutrition and primary
health care. Anthropological approaches to improving programme effectiveness.
Scrimshaw, N. S., & Gleason, G. R. (1992). RAP, Rapid assessment procedures: Qualitative
methodologies for planning and evaluation of health-related programmes. International Nutrition
Foundation for developing countries.
Directions: During a desk review, you should collect all relevant secondary data sources that may inform your SBCC strategy. The simple table below
may then help you to organize the information before making programmatic decisions. It will also help you to identify where there are gaps that need
to be addressed through primary data collection.
Source Type Behaviour Audience Barriers Facilitating Implications for SBCC materials
Factors
1.
2.
3.
4.
5.
6.
Directions: Use this table to develop and check appropriate indicators for your SBCC campaign.
You may add or delete rows for any domain depending on its relative importance to your
programme.
SBCC Objective S M A R T
KNOWLEDGE
In 6 months, 75% of caregivers enrolled in the programme will X X X X X
be able to recall 3 key IYCF messages from the SBCC campaign
ATTITUDES
SELF-EFFICACY
SUBJECTIVE NORM
BEHAVIOURS
PROGRAMME PERFORMANCE
Purpose:
The purpose of this chapter is to orient WFP staff to Steps 3 and 4 of the SBCC development
process. These two critical steps bridge the gap between formative work and programme
implementation. Step 3 focuses on the use of creative briefs for translating formative findings
into SBCC materials and Step 4 underscores the importance of pre-testing SBCC materials prior
to programme implementation.
Learning Objectives:
Photo 7: WFP programme staff, especially those who distribute specialized nutritious foods
directly to beneficiaries, are important influencers to consider during SBCC planning
The development phase is a critical link between SBCC formative work and programme
implementation. It requires WFP Nutrition staff to ensure that formative findings from Steps 1
and 2 are fully represented in Steps 3 and 4 as SBCC materials are created and tested. This
phase will provide guidance on developing creative briefs, which are the templates for
communications experts and agencies to develop tailored SBCC materials based on formative
findings. The development phase also is an important time to pilot-test those materials prior to
implementation.
• Step 3. Draft creative briefs from formative work to develop SBCC material
• Step 4. Pre-test SBCC materials among target audience segments
Development
Phase
This step benefits from the expertise of a consultant or a small team with an understanding of
formative work, nutrition content, and SBCC principles, as the creative brief is intended to bring
all of these aspects together.
Creative brief
By providing the creative agency that will support SBCC
Document created from formative
materials development with clear instructions through
work to guide the design and creation
creative briefs, WFP will help ensure that the formative of SBCC materials for use during
work is reflected in the nutrition programming. implementation.
Creative briefs often take slightly different forms depending on the type of planned SBCC
activities, but they generally should include similar content areas. Appendix 4 includes a
template that can be used during this step.
Photo 8: Creative briefs should contain all the information necessary for an agency to develop
content for tailored, culturally-appropriate SBCC materials
The audience segment on which the brief focuses on, for instance
Intended Audience female caregivers, community leaders, or school-aged boys
Two critical areas of the creative brief are the choice of communication channel and the
development of messages.
Different channels are appropriate in different contexts and among unique audience segments
(Graziose et al., 2017). Whereas social media may have potential for successfully communicating
to adolescents in middle-income countries, Care Groups may work better among female
caregivers in low-income settings (Wilner et al., 2017). The table below outlines considerations for
SBCC channels by level of influence.
SBCC Socio-ecological
Approaches & level of primary Brief overview and considerations
Channels* influence
Interpersonal Approaches
Media Approaches
Photo 9: Job aides help health workers lead discussion on key nutrition concepts as a way to
tailor messaging to beneficiaries
When considering
which
combination of
channels to use,
consider the
following factors
based on the
formative phase
described in
Chapter 5.
Programme Factors
• Budget availability: Is enough money available to use mass media? How many print materials
can be developed and disseminated based on the budget? How can the budget cover both
media and interpersonal approaches?
• Timeline: Will the channel be appropriate considering the programme lifecycle? What channel
is most appropriate considering different seasons across the programme?
• Partner capacity and level of support: What implementing partners are available to support
delivery through this channel? How much training will be required to use Care Groups in this
setting?
Communication factors
• SMART objectives: What channel best delivers the messages vis-à-vis the SMART objective
identified? What channel can deliver the level of message persuasion needed?
• Type and complexity of messaging: Are narratives and explanations needed to convey key
messages or will simple messages be sufficient? Is two-way or one-way communication needed?
Therefore, choosing channels does not have to be a permanent decision in the beginning of
SBCC planning. The worksheet in appendix 6 may be used for planning purposes in making
appropriate channel choices.
Too often, nutrition programmes ineffectively deliver textbook-like messages focusing on the
biomedical benefits of engaging in a particular nutrition behaviour. Nutrition-related behaviour
is too complicated for such a basic approach.
CONSTANTS TRANSIENTS
Threat
- Susceptibility
- Severity Message Goals
Salient Beliefs
Efficacy Salient Referents
- Response Efficacy
- Self-Efficacy
Persuasive
Cues
Message
- Message
- Source Culture
- Demographics Preferences
- Psychographics
- Customs, Values
The PHM is relevant for WFP Nutrition since many nutrition-related illnesses are often not
perceived to be as serious as other common illnesses, such as malaria, in low- and middle-
income settings (Kodish et al., 2014).
PHM has several variables to consider but, in brief, suggests that sets of persuasive messages
should reflect the following four points:
STEP 1
Choose a generalized nutrition message from global and/or national guidelines
STEP 2
Identify the behaviour, or set of practices, to achieve desired nutrition
outcomes
STEP 3
Review the formative findings and relevant literature to identify potential
season- and context-specific barriers to successful completion of this behaviour
STEP 4
Tailor each message using the information from Steps 1 – 3 above and then
combine with a key construct from persuasive communications. The
following principles from social psychology are useful for making messages more
persuasive (Stiff and Mongeau, 2016):
• Social proof: People are more likely to do what others who are similar to
them do. Therefore, a message may resonate if it alludes to the behaviours of
others who they perceive to be similar, perhaps from the same community.
• Scarcity: Things become more desirable when they are in great demand
but in short supply. For example, communicating the message that the first
1,000 days of life are a critical window of opportunity may influence utilization
of services if beneficiaries know the chance for impact is temporary.
STEP 5
Incorporate local, salient terms identified during the formative work into
messages
STEP 6
Translate messages into local languages. If the meaning of a message is lost in
translation then the persuasion will likely also be lost and render messages less
effective – therefore, careful translation is required.
Refer to Appendix 7 to see a page of tailored messages developed for SBCC activities in a
WFP-supported stunting prevention programme in Malawi. Notice the tailoring based on
seasonal considerations, persuasive language constructs, context-specific barriers, and
key words/terms identified during the formative work.
• Misinterpretations of content
• Negative perceptions of content
• Inappropriate images
• Complex/confusing/conflicting message content
The pre-testing process will be essential to finalize the SBCC creative briefs which may require
some changes after both stakeholder and community feedback (HC3, 2013).
Understanding, pretesting, and agreeing upon the most appropriate SBCC materials should
involve a few key steps.
2. Qualitative feedback
After gaining stakeholder feedback, or concurrent to those efforts, the drafted SBCC materials
should be pre-tested among the key audience segments in the beneficiary communities. Two
qualitative methods are helpful for doing so:
Semi-structured interviews
Using an interview guide, specific questions should then identify the factors related to
acceptance or rejection of the drafted SBCC materials, messages, or images, as well as areas
where the materials can be modified for improvement (Bernard, 2017).
and other important audience segments (such Purposefully sample 3–5 individuals per audience
as adolescents) depending on the nutrition segment. With just one or two audience segments
then you can consider sampling 6–8 people per
programme. Appendix 8 has an example of a segment, depending on timeline and resources.
semi-structured interview guide that can be
Focus Groups
used in monitoring.
Organize 2–3 groups per audience segment, with 6–
Focus group discussions 10 similar people participating in each group.
Consider 3–5 groups per segment if the programming
While interviews will provide personal opinions, context allows for it.
focus group discussions will yield group-level *Detailed sampling considerations provided in appendix 10
feedback that tends to better reflect social
norms. Focus groups are effective tools for identifying social norms not only in public health, but
also in marketing research (Kitzinger, 1994).
Just like the interviews, the focus groups should be guided by semi-structured moderator guides
(appendix 9). Since SBCC materials should be tailored to individual audience segments, they
should also be pre-tested among individual audience segments.
During this step, strategic decisions will be made for modifying the SBCC materials and
messages, using the most efficient and necessary actions. A near-final set of materials should be
produced as a result of this process.
This checklist is a tool to support WFP staff throughout the Development phase. The
checklist highlights key steps that should be completed when carrying out work in this
phase, whether alone as WFP or with partners and consultants, prior to progressing to
the next Programming phase.
Yes/No Step 3. Draft creative briefs from Comments
formative findings to develop SBCC
material
This phase is led by someone, or a
team, with experience in nutrition,
social and behaviour change, and
communications
A creative brief is completed for each
communication channel and based on
findings from the formative phase.
A justified combination of approaches
(interpersonal, media, and
mobilization) was chosen to reach
audience segments at different
behavioural levels
A unique set of tailored messages for
each audience segment are provided
Tailored messages are developed
based on the six-step process outlined
in step 3 of this guidance
All messages are technically accurate
from a health and nutrition perspective
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Illness guide development of a prevention of stunting intervention in rural Mozambique (LB477).
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health campaigns. Health Education and Behaviour.
1. Medium of Communication
• Banner
2. Intended Audience and Responsible Party
• Primary audience: Prospective beneficiaries - The banner is meant to be displayed at
each of the six or seven registration sites per cluster so it will be messaging to
prospective beneficiaries as they arrive at the health centres and extended
distribution points.
o The cooperating partner is responsible for coordination of reproduction of
banners through its creative agency or an external creative agency.
3. Objectives
• To convey the official nature of the registration process
• To let mothers know that they are in the correct spot for registration
• To let mothers know where to go to register once they arrive at the health centre or
extended distribution point
4. Content of the Banner
• Government Logo
• SUN 1000 Special Days United to End Stunting Logo
• Culturally-appropriate image of a mother feeding an age-appropriate baby under two
years, either breastfeeding or complementary feeding
• The phrase “Now Registering” in local language
• Any other relevant banner content appropriate for this setting.
5. Tone
Positive, Official, Bold
Directions: Use this table to describe important communications considerations for each
audience segment. Doing so will help you to understand how to tailor SBCC activities.
Descriptions:
1. Demographic information
5. Level of self-efficacy
6. Emotional hooks
7. Preferred channels
8. Barriers to changing
behaviours
9. Facilitating factors to
changing behaviours
Directions: The planning table below may help you to outline potential channels of communication to use during SBCC activities. In any one setting,
you will have many potential channels to choose for messaging, so planning is important for ensuring that choices best reach target audiences cost-
effectively.
Potential SBCC Primary Secondary Expected Reach Cost Other considerations (seasonal challenges,
Channel Approach Audience Audience of Channel trainings necessary, etc.)
1.
2.
3.
4.
5.
6.
• Today, ensure that your wife consumes different food groups for the healthy growth and
development of your baby.
• Community leaders advise taking advantage of a non-rainy day to go to the health clinic for
your pregnancy check-up during this season.
• Happy families use breast milk—a free food for the baby.
• Breast milk helps prevent against frequent illness such as diarrhea and fever.
• To have a baby who is happy, gaining weight, and not getting sick frequently, continue to
breast feed him even during illness.
• Other mothers in Ntchisi are able to raise babies who gain weight during the lean season by
breastfeeding until two years.
• With fewer food options right now, HSAs recommend that you should breast feed until two
years for a healthy baby.
• Thinning out porridge for young children will lead to a lack of food in the body.
• To help your baby avoid a lack of food in the body, be sure to prepare porridge that is thick
with groundnut flour or soya.
• Providing a child 6 – 23 mo. with his own bowl for eating will help his healthy growth and
development.
Nutributter® Messages
• Nutributter is a tasty nutrition supplement for healthy growth and development: one sachet,
one day, one child.
• In times of food shortage, do not forget your public pledge to your community/village that you
will provide Nutributter® only to your baby 6-23 mo.
• Safely store Nutributter® where it cannot be stolen to help your baby avoid a lack of food in
the body.
• Use Nutributter® to prevent malnutrition just as you use insecticide-treated bed nets to
prevent malaria this time of year.
• Health surveillance assistants advise giving Nutributter® to your baby after breastfeeding away
from other children.
• Prior to the harvest, food conservation may be challenge, but remember Nutributter® is not a
replacement for other foods for your baby.
• Community members strongly disapprove of caregivers who snack on the baby’s Nutributter®.
• Other mothers in Ntchisi feed their babies directly out of the sachet when they do not have
extra maize flour to make porridge during lean season.
• Your baby may get sick frequently if you do not wash your own hands and his hands prior to
eating each meal.
• Ensuring that you wash your hands and your baby’s hands before eating may help you to avoid
long trips to the hospital during rainy season.
• Other community members find that hand washing prior to eating reduces a baby’s frequency
of diarrhea and may help you to save money on health care.
Thank you for meeting with me today. I would like to start by asking you about your community.
Could you describe your community for me since I am not from this area?
OK, thank you – that description was very helpful. Now I would like to introduce some program
materials that we developed and hope to incorporate as part of a new nutrition and health
project. I will introduce first some ideas related to strategies for communication of health
messages in your community. I would like to hear your opinions about how good or bad you
believe the ideas are. Also, I would like your honest feedback about ways to improve upon our
ideas.
I have some messages related to nutrition. Let me introduce them one by one and then I want to
hear your feedback.
• Question 4. Suggest any way that we could revise this message to make it
clearer or more appropriate for your community. Probe for specifics.
I have some images/illustrations related nutrition. Let me introduce them one by one and then I
want to hear your feedback, just like we did with the messages.
• Question 2. Describe whether you can understand this image clearly. If not,
explain where the confusion lies.
Closing
• Now that you have seen all of these SBCC materials, could you explain
whether you believe they will be, in general, useful, effective and
appropriate for your community? Probe why/why not.
Thank you so much for your inputs today. Do you have any additional questions or inputs
related to these SBCC materials?
Introduction
Thank you for meeting with me today. I would like to start by asking each of you to introduce
yourself by going one-by-one around the circle.
OK, thank you – those introductions were very nice. Now I would like to introduce some program
materials that we developed and hope to incorporate as part of a new nutrition project. I will
introduce first some ideas related to strategies for communication of health messages in your
community.
I would like to hear your opinions about how good or bad you believe the ideas are. Also, I would
like your honest feedback about ways to improve upon our ideas. Remember, there are no right
or wrong answers during our discussion today. I am just hoping to learn about areas of
agreement and disagreement in relation to the ideas I present today. If you disagree with
something someone else says, then please say so. Also, I ask that only one person speaks as a
time.
I have some messages related to nutrition. Let me introduce them one by one and then I want to
hear your feedback.
• Question 4. Suggest any way that we could revise this message to make it
clearer or more appropriate for your community. Probe for specifics.
Before moving to the next message, be sure to build consensus among the group about the
appropriateness of the message and/or areas for modification.
Next, I have some images/illustrations related to nutrition. Let me introduce them one by one
and then I want to hear your feedback, just like we did with the messages.
• Question 2. Describe whether you can understand this image clearly. If not,
explain where the confusion lies.
• Question 4. Suggest any way that we could revise this image to make it
clearer or more appropriate for your community. Probe for specifics for
revisions to inform the graphic designer/illustrator.
Before moving to the next message, be sure to build consensus among the group about the
appropriateness of the message and/or areas for modification.
• Also, we will use community meetings. Talk about how appropriate this
channel is for this community? Does everyone agree?
Before finishing, be sure to build consensus among the group about the appropriateness of the
strategies/channels and/or areas for modification.
Closing
• Now that you have seen all of these SBCC materials, could you explain
whether you believe they will be, in general, useful, effective and appropriate
for your community? Probe why/why not.
Thank you so much for your inputs today. Do you have any additional questions or inputs
related to these SBCC materials?
Stakeholders
Stakeholders should be invited to the two technical meetings during the pre-testing process.
Stakeholders should be invited from Ministry of Health, private, and public sectors, including civil
society. WFP should work with government to develop a list of these stakeholders for invitation.
Participants
Overall, qualitative pre-testing should use stratified purposeful sampling methods to arrive at
sample sizes for each audience segment. Smaller sample sizes than those that were used during
the formative research are needed during this pre-testing phase. Stratified purposive sampling
will be used to insure inclusion of different voices and perspectives. Below are some suggested
Semi-structured Interviews
Community leaders (n = 3 - 5)
Community leaders wield a lot of power in many settings where WFP works and therefore should
be included to some extent in the SBCC materials and messages pre-testing process. A small
sample size is adequate because the purpose is to involve these leaders through the process
more than to solicit their specific feedback. Gaining their approval and support is critical for
Because beneficiaries will be the recipients of the SBCC materials and messages, it is critical that
they are sampled for interviews. By sampling 8 – 12 beneficiaries then enough data should be
collected for pre-testing. Efforts should be made to sample by age and gender of beneficiaries in
It is important that feedback should be sought among SBCC activity implementers (e.g. health
staff). Sampling health workers at various levels, including those that are doctors, nurses, and
who will be responsible for actually communicating the health messages on the frontline of
programme activities.
Focus Groups
Focus groups provide information on social norms and are very useful for building consensus. It
is important that SBCC materials and messages are introduced as stimulus aides during focus
groups to evoke feedback by those who will use those materials during the programme. Each
focus group should include no more than 6 – 10 people at the same level. That is, one focus
group may include only community health workers, while another may include only doctors. A
focus group should not include both doctors and community health workers because then the
voices of some individuals may not be heard due to power differences. Both male and female
groups should be conducted in order to allow for comparisons by gender and geographic region
where relevant.
Purpose:
The purpose of this chapter is to explain Steps 5 and 6 within the Programming Phase of
SBCC design and development. These steps cover the training (Step 5) and implementation
(Step 6) processes needed to commence SBCC activities. Once the formative and
development phases are completed, programme activities begin. This chapter outlines
considerations for a WFP programme that involves SBCC activities.
Learning Objectives:
Photo 10: Implementation of SBCC activities, such as this social mobilization event, pictured
above, requires careful planning and coordination
The programming phase is the product of the up-front work conducted during Steps 1–4.
This chapter outlines overarching considerations for SBCC training and implementation.
• Step 3. Draft creative briefs from formative work to develop SBCC material
• Step 4. Pre-test SBCC materials among target audience segments
Development
Phase
Trainings will vary by context but should have the following considerations (HC3, 2014; Strauser
and Neusy, 2010):
Be gender sensitive
Some level of training is always needed for SBCC implementers to effectively deliver messages
across channel types.
Training by channel
Interpersonal
Such a training with people who will implement interpersonal activities provides an opportunity
for trainers to also understand implementers’ perceptions toward nutrition.
Media
In some cases, messages may be delivered through plays or songs and the training should be
done by a communication agency or related partner agency. They may include training of radio
station staff members, for example voice actors who need to read scripts highlighting nutrition
behaviours and convey a certain tone, or actors in traditional theatre who need to perform
nutrition behaviours on stage. Trainings should be tailored to the medium chosen.
Social mobilization
Adequately training community members who will enact individual or collective behaviour
change through social mobilization activities is important for changing social norms. Appropriate
training helps to ensure that engagement with community members is done effectively, allowing
for trust building, and facilitating acceptance of nutrition messages.
An example of one matrix is filled out below as a reference, but complete training planning
should include a matrix for each SMART objective.
Training Similar to developing behavioural objectives, the training should have SMART
objective objectives too. Each objective should clearly describe what the training will achieve
by the end of the session.
Content Briefly explain what content will be covered for each training session. This content
may include not only the types of knowledge or skills that will be conveyed for
trainees, but also the types of information that will be solicited from participants to
understand their level of knowledge/skills.
Training The pedagogical approach should vary based on the type of information to be
methods covered. For sharing knowledge, didactic instruction may be appropriate. For skills-
based learning, you may consider role plays, group work, and demonstrations.
Using a combination of classroom and field-based learning is recommended prior
to implementation.
Session training objective: At the end of this session, trainees will demonstrate the
appropriate ability to use interpersonal communication to empathetically engage in
constructive dialogue around the importance of dietary diversity with caregivers.
Types of training
The training model selected will depend on the reach and intensity of the campaign. For a large-
scale SBCC programme, cascade training may need to be used (>60 implementing staff and
supervisors) (Kyabayinze et al., 2012). For regional or pilot scale programmes (<60 implementing
staff and supervisors), consider direct training of all staff.
The training approach will also vary by the level of implementer literacy so be sure to prepare
materials accordingly. Also, be sure to build in times for refresher trainings throughout the SBCC
programme lifecycle.
It is important to strategically linking key trainings to activities of the nutrition programme cycle.
Refresher trainings may be done quarterly or bi-annually depending on available resources and
planned programme activities. Refresher trainings should take place every few months at least,
depending on the SBCC programme activities.
Training content
A strong training is also tailored to the local settings and uses a combination of pedagogical
approaches best suited for each audience (Strasser and Neusy, 2014). You might consider
interactive role play during training sessions with interpersonal communicators, while didactic
instruction may be more heavily used when training the individuals responsible for distributing
media messages. People tend to learn the best from both listening and doing – that is, try to
make training an iterative process where both classroom and fieldwork time are built in as a way
to give trainees the chance to practise what they have learned prior to implementation (Kolb,
2014).
The lifecycle of nutrition programmes may span several years. In such a time period, staff
turnover is inevitable. Consequently, it is important that an implementation manual includes
sections that outline the background of the WFP-supported nutrition programme with SBCC
activities. It should also include a clear outline of the SBCC SMART objectives that were
developed based on the formative work. Guiding
Consider this background section a
theoretical (socio-ecological model) and nutrition
concise, yet important handover
document that will help orient new frameworks (national nutrition policies, global nutrition
staff when they join the programme. guidelines) serving as the underlying frameworks of
SBCC activities should also be explained in this
background section.
Working with partners to articulate a PIP is necessary for implementation and monitoring efforts.
It will allow the WFP nutrition programme to
diagram how the SBCC activities are Programme Impact Pathway
Acronyms: HV, health volunteer; IYCF-P, infant and young child feeding promoter; PIP, programme impact
pathway
A PIP may take varying levels of complexity depending on the number of activities planned and
the pathways identified.
GANTT Chart
The PIP should also include a GANTT chart, a chart that serves as the calendar and timeline of
programme activities. It is a simple bar chart that illustrates the activities within a project
schedule. The GANTT chart provides the start and finish dates for all SBCC activities, allowing
project partners to better plan, implement, and monitor activities in alignment. Below is an
example of a simple, GANTT chart produced using Microsoft Excel.
Partnerships
Partnerships are critical for WFP to carry out SBCC successfully. It is important to work with WFP
partners, including governments, other UN agencies, non-governmental organizations,
academia, community organizations, among others, throughout the entire SBCC process. Prior to
SBCC programming, you should identify which partners have the expertise and interest to
support your programme objectives. It is also helpful to identify which partner organizations are
conducting other SBCC activities in the area, to avoid duplicating efforts and identify potential
opportunities for collaboration. During SBCC implementation, having regular meetings with
partners will help ensure that everyone is informed, in agreement, and coordinated.
Implementation Structures
OVERSIGHT
Parliamentary Committee on Nutrition, HIV and AIDS
Multisectorial
Development Technical Nutrition
POLICY/ TECHNICAL
(Bilateral and
Multilateral Dept. of Nutrition, HIV and
Donors) AIDS (Local Gov’t, Health, Agric,
Gender, Education)
Academic &
Private Sector
Research
Sectors Institutions
(Local Gov’t, Health, Civil Society
Agric, Gender, Educ) Organisations
District Councils
(District Executive Committee & Full Council)
Maternal and Child Nutrition, WASH, early stimulation, Good parenting, Bio-fortifies crops, Rearing of small
livestock, Village Saving and Loans, Community Growth Monitoring
Stakeholder Engagement
SBCC Activities
While creative briefs will provide a lot of this content, the implementation manual should more
clearly articulate how activities will be implemented with context-specific explanations. They
should also provide diagrams that help illustrate key points of contact at different behavioural
levels.
During a staff turnover, there should be no confusion about how the SBCC programming should
proceed. Therefore, this section of the manual should include relevant figures as well as
interpersonal, media, and social mobilization activities with very clearly-articulated steps of
implementation that even someone new to the program should be able to follow.
An example of steps for social mobilization taken from an SBCC implementation plan during a
stunting prevention programme in Malawi is provided below.
Table 13. Example of mobilization actions prior to and during the harvest season in a prevention
of stunting prevention programme in Malawi (Kodish, 2013)
Steps Dates Mobilization Action
Budgeting
Costing the planned SBCC activities prior to implementation and keeping track of costs
throughout implementation should be done, just as it is for other WFP nutrition programmes.
Examples of SBCC-related budgeting can be provided by OSN upon request. Ensuring
Programme Quality
Chapter 8, discussed later in this guidance manual, provides standards of SBCC implementation,
which are another means to help ensure SBCC programme quality. Additional topics may be
necessary to include as part of implementation planning, depending on the context of your WFP
nutrition programme.
This checklist is a tool to support WFP staff throughout the Programming phase. The
checklist highlights key steps that should be completed when carrying out work in this
phase, whether alone as WFP or with partners and consultants, prior to progressing to
the next Monitoring/Evaluation phase.
(PIP)
SBCC timelines of key activities are
outlined in line with nutrition
programme activities in a GANTT chart
An implementation structure agreed
upon with partners prior to
implementation
Implementation of all SBCC activities are
described in detail (frequency, points of
contact, etc.): as appropriate
A budget is being followed during SBCC
development and implementation
Standard Operating Procedures guide
SBCC field activities, ensuring
standardization across sites
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The purpose of this chapter is to describe the final steps in the SBCC cycle. Step 7 includes
monitoring of SBCC programme activities and Step 8 focuses on programme improvement
based on findings from programme monitoring. While SBCC-related monitoring considerations
will vary across WFP programmes, this chapter aims to introduce methods and indicators that
may be adapted to different contexts.
Learning Objectives:
Photo 12: Using community-based participatory approaches during monitoring and evaluation
of SBCC can provide important information for improving programmes
Monitoring is a fundamental aspect of WFP nutrition programmes. This phase seeks to outline
feasible indicators and methods for monitoring SBCC activities with WFP programmes. While
Step 7 focuses on monitoring efforts, Step 8 discusses the incorporation of findings into
programming for improvement of activities.
Globally, there is still considerable room for improvement related to the development of valid
and reliable indicators to monitor nutrition-related behaviour change programming. While this
chapter will provide suggestions for monitoring SBCC across interpersonal, media, and social
mobilization activities, there is room for testing both new indicators and innovative
measurement methods.
• Step 3. Draft creative briefs from formative work to develop SBCC material
• Step 4. Pre-test SBCC materials among target audience segments
Development
Phase
The WFP nutrition programme incorporating SBCC activities should have been developed
thoughtfully using a Theory of Change, including articulation of all programme activities and
their pathways to nutrition outcomes (Spahn, 2010). At minimum, the programme should be
based on an underlying Logic Model or even a more comprehensive PIP, which offers a visual
description of the logical flow of activities contributing to SMART programme objectives.
Comprehensive WFP Nutrition M&E guidance is available in the WFP Nutrition Monitoring and
Evaluation document, as well as in the WFP Standard Operating Procedures for Project
Monitoring and Evaluation. This chapter provides guidance specifically around monitoring and
evaluation of SBCC activities.
The formative phase discussed the importance of developing SMART SBCC objectives, which not
only drive implementation activities but also measurement activities. These SMART objectives
will serve as the basis for M&E efforts.
Consider the following SMART objective related to improved knowledge from Chapter 5:
In 6 months, 75% of caregivers enrolled in the programme will be able to recall 3 key IYCF
messages from the SBCC campaign.
Monitoring considerations will thus need to consider when (e.g. after 6 months) and how (e.g.
knowledge question via in-person survey) this objective will most reliably and appropriately be
assessed. The SMART objectives outlined in the formative phase will drive efforts in this
monitoring phase.
The first area may be related to programme implementation, which monitoring should
continuously assess through regular collection of data to assist in timely decision-making and
programmatic changes when necessary. Remember that the creative briefs outline minimum
standards of implementation that SBCC programming should adhere to while delivering SBCC
activities. Suggested SBCC-related indicators of programme implementation are outlined below.
Before the uptake of a specific behaviour or set of behaviours is lower than desired, a sound
monitoring system should be able to detect problems and adjust for them based on the three
components outlined above: dose, reach, and fidelity. However, sometimes, even with close
monitoring, a programme may not be achieving its desired results.
Psychosocial outcomes
Knowledge Facts, information, and skills Proportion of pregnant women able to recall 3
necessary to perform a behaviour iron-rich, locally-available foods
Self-efficacy Confidence in one’s ability to take Proportion of caregivers who feel confident that
action and successfully carry out they can provide ready-to-use food only to their
the behaviour child every day this week without sharing
Subjective Perception about whether key Proportion of male caregivers who believe their
norm people approve or disapprove of community leader supports them in promoting
the behaviour healthy IYCF practices
Perceived Belief that one has, and can Proportion of adolescent girls who believe they
behavioural successfully exercise, control over can consume animal-source protein each day
control performing the behaviour this week
There are a number of additional psychosocial constructs that can be measured through
surveys. Should the indicators listed in the table above not seem feasible or appropriate for the
context in which your SBCC activities are being implemented, consult with Regional Bureaux and
OSN for additional guidance.
Behavioural Outcomes
*Spot checks are unannounced observations typically at the household or clinic level to understand a behaviour
of interest (Ruel and Arimond, 2002)
SBCC activities should be assessed using both quantitative and qualitative methods. A mixed-
methods approach will provide a more complete story about the effectiveness of the SBCC
campaign.
Qualitative measurement
Throughout the nutrition programme lifecycle, it is important to understand how activities are
being implemented according to plan. Some questions related to programme fidelity, which
measures how well the programme was implemented, include:
• To what extent are the current channels appropriate for the intended
audience segments?
• What are the continual barriers that are impede the desired behavioural
outcomes?
Regular qualitative assessments of the programme activities will help to elucidate the main
barriers and facilitating factors to the key behaviours of interest. Ideally, this work should be
conducted by a third-party consultant who has no stake in the programme, for ethical
considerations, and they can bring a different lens to understanding the programme. Having a
clear understanding of the barriers to social and behavioural change in the context of SBCC
programming is critical to making informed decisions around rejuvenation efforts.
Quantitative measurement
Collecting indicators through quantitative methods is important for quantifying key indicators of
interest. Such information can be collected through in-person questionnaires, large-scale
surveys, SMS surveys, and household observations, just to name a few. Questions related to
psychosocial constructs and self-reported behaviours can be embedded into routine monitoring
surveys, as well as included in before/after programme evaluations.
Free answer Open-ended question that allows Knowledge question: Please name 2 key
for a free response, provides no strategies that you learned from the radio
answer choices show to help prevent diabetes.
True/False Question where only two options Knowledge question: Oranges are a rich
(true or false) are presented source of vitamin C.
based on a statement
True or False?
*Likert-like questions are particularly useful for assessing psychosocial constructs since attitudes, self-efficacy, etc. are
typically not dichotomous; they are usually on a continuum and make Likert-like questions suitable. Such questions, in
particular, require pilot testing as they may not be familiar to WFP beneficiaries.
Determining the most appropriate methods and instruments for collecting qualitative and
quantitative data to collect to monitor and evaluate SBCC programs, and which indicators to use
requires careful planning. Appropriate monitoring and evaluation also requires detailed training
of enumerators on data collection, monitoring and evaluation (Agrawal et al., 2014). Regional
Bureaux and OSN can provide more detailed guidance as needed.
Once data are collected, then they have to be cleaned and analysed. The level of analysis will
depend on the capacity and resources available to the WFP programme. Each programme will
have its own circumstances and need to adapt accordingly. There is no point in collecting a vast
Consider taking the following steps to steer direction of the intervention in case of suboptimal
results.
Step 1. Synthesize
programme monitoring
findings
Before adjusting the SBCC activity plan, it is important that findings from the qualitative and
quantitative monitoring be analysed, synthesized, and disseminated among stakeholders.
Ensuring alignment on what is working well and what is not working well will be important to
guide agreed-upon programmatic adjustments.
It will be useful to use the stakeholder meetings to help build consensus around priority areas
for adjustment, as well as use them to help clarify any findings that seem unusual, contradictory,
or need clarification.
After stakeholder alignment on the programmatic challenges and facilitating factors for SBCC,
the best courses of action can be determined. SBCC activities can typically be modified in a few
different ways, from minor tweaks to major restructuring.
You may determine with stakeholders that the initial SMART objectives for the SBCC campaign
were too ambitious, inappropriate, or too limited. Should monitoring data indicate that the
programme can be improved through improvements to the initial SMART objectives, then they
should be modified first and foremost. It is the SMART objectives that drive SBCC activities,
including choices of messages and channels. Therefore, reconsider SMART objectives as you
assess monitoring data and look for areas to improve the SBCC activities.
Modifying Messages
Messaging frequency: The frequency of key messages delivered could be enhanced or reduced
in case monitoring data suggest that the dose is inappropriate. If too many messages are being
delivered at any given time, then it is possible that no messages will resonate with community
members.
In such a case, consider staggering message delivery by season or in line with nutrition
programming. Heightening the messaging, either through increased message frequency or
additional channels, will require additional funding so budgeting considerations will be an
important piece to this option.
Modifying channel usage: Another way to improve the SBCC strategy is to modify the channels
used to deliver messages. While channels can be modified throughout the life of the
programme, it will be important that the strategy still adheres to a socio-cultural framework
impacting at individual, interpersonal, community and organizational levels.
It may also be that certain combinations of channels do not work due to a lack of available staff
and resources. Therefore, changing channel combinations at any given time may be an option
too.
Rebranding
In the worst-case scenario, it is possible that behaviours are suboptimal in the programme
because the entire SBCC or nutrition campaign was rejected by the community. The SBCC
strategy should have utilized community inputs through the formative research in order to
develop the programme in a participatory manner, enhancing the likelihood of programme
acceptance and community ownership.
A rebranding also should address the problems outlined in monitoring data very directly;
otherwise, the transformed programme may face the same challenges moving forward. Changes
should be meaningful, so beneficiaries notice and care, as well as powerful enough to make the
difference that community members and programme implementers desire.
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Purpose:
The purpose of this chapter is to provide a checklist for WFP staff to use when designing,
implementing, and monitoring SBCC activities. This chapter offers suggested minimum standards
of implementation for WFP staff to use as they collaborate on SBCC-related programming or use
with consultants and partners.
Learning Objectives:
Photo 14: Standards of SBCC implementation can help programmes ensure quality
This checklist should serve as a performance tool to help track progress throughout each phase
of the SBCC development cycle. The performance standards may help WFP nutrition
programmes that are either directly implementing their own SBCC activities or those that have
sub-contracted partners to do so. The checklist may be modified depending on the type of
nutrition programme and the context in which the SBCC is being implemented.