02 - 100 - Investigating Assessment Perceptions and Practices in ALP
02 - 100 - Investigating Assessment Perceptions and Practices in ALP
Research funded by a grant from the United State Department of Education (CFDA 84.229, P229A020010).
However, the contents do not necessarily represent the policy of the Department of Education, and one should not
assume endorsement by the Federal Government.
© CALPER 2008. All rights reserved.
Investigating Assessment Perceptions and Practices
in the Advanced Foreign Language Classroom
Research funded by a grant from the United States Department of Education (CFDA 84.229,
P229A020010). However, the contents do not necessarily represent the policy of the Department of
Education, and one should not assume endorsement by the Federal Government.
© CALPER 2008. All rights reserved. No part of this report may be reproduced or utilized, stored in
a retrieval system, or transmitted in any form or by any means. Electronic, mechanical, or
otherwise, without the written permission of CALPER, The Pennsylvania State University, 5 Sparks
Building, University Park, PA 16802, USA.
Please cite as: Shohamy, E., Inbar-Lourie, O., & Poehner, M.E. (2008). Investigating assessment
perceptions and practices in the advanced foreign language classroom (Report No. 1108).
University Park, PA: Center for Advanced Language Proficiency Education and Research.
Contents
ACKNOWLEDGEMENTS 3
INTRODUCTION 4
BACKGROUND 5
1. Current views on the ALP construct 5
a. A focus on content 5
b. A focus on multilingualism 5
c. A focus on interactiveness 6
d. A focus on culture 6
e. A focus on the multiple ways of being advanced 6
2. Current views on classroom assessment 7
METHODOLOGY 8
1. The data collection Tool 9
2. The sample 9
a. Teachers’ Educational and Language Background 9
b. Teaching Experience 10
ANALYSIS 11
RESULTS 11
1. Perception of ALP 11
a. Understanding ALP 11
b. ALP as formal accuracy 14
c. Determining ALP: standards and learner seat-time 14
d. ALP, learner goals, and L1-FL differences 14
e. Teacher perceptions of ALP learners 16
2. Perceptions of ALP assessment 17
3. Assessment Practices 21
4. Differences in assessment perceptions and practices by groups 24
a. Assessment Practice, Instructional Context, and Level of Experience 24
DISCUSSION AND CONCLUSION 25
NOTES 28
REFERENCES 29
APPENDIX 32
Survey on Assessment Practices of Teachers of Advanced Language Learners 32
LIST OF TABLES
Table 1 Perceptions of ALP competencies 11
Table 2 Assessment purposes in ALP classes 18
Table 3 The importance of activities for assessing ALP 18
Table 4 Teachers' level of training in using assessment tools 19
Table 5 Effect of external guidelines and standards on teachers’ assessment 20
Table 6 Frequency of administration of assessment procedures 21
Table 7 Contribution of type of assessments to final grade 22
Table 8 Assessment procedures and their foci (N=413) 22
Table 9 Focus of portfolio assessment 23
2
ACKNOWLEDGEMENTS
This report would not have been possible without the significant contributions of
Gabriela Appel, CALPER Program Coordinator and Arlo Bensinger, CALPER
Technology Coordinator, and Robert Schrauf, Associate Professor of Applied Linguistics.
Design and editorial assistance were provided by Sungwoo Kim, Tracy Beckett and
Meredith Doran.
3
INTRODUCTION
This report is contextualized within the work of the Center for Advanced Language
Proficiency Education and Research (CALPER), which examines theory, research and
practices relating to advanced language learners. One of the CALPER initiatives is the
Assessment Project, which considers various aspects involved in the assessment of
Advanced Language Proficiency (ALP). The activities conducted within the framework
of this project included the following: a) conceptualizing of the ALP construct with
regard to assessment; b) administering a series of workshops for practicing foreign
language teachers on the use of performance- and content-based tasks for assessing ALP
(Shohamy & Inbar-Lourie, 2006a; Shohamy & Inbar-Lourie, 2006b); and c) carrying out
research on the perceptions and practices of assessing ALP learners by practicing
teachers in secondary schools and universities. This research can contribute to the
creation of a body of knowledge that is instrumental for conceptualizing and developing
effective practices for assessing ALP, and that can ultimately be useful in
professionalizing ALP teachers.
This paper reports on the research results of a survey conducted in 2005-06 to examine
issues relating to ALP and its assessment in classroom settings. Specifically, the present
report focuses on the views of language teachers' of varied backgrounds (in Foreign
Languages, and English as a Second Language, at both high schools and universities) on
assessment of ALP, and on these teachers’ actual assessment practices.
Assessment is known to consist of two major components, 'the what' (e.g., how the
language is perceived and conceptualized) and the 'how', (e.g., the very methods used to
assess this knowledge); the focus of this report is on these two elements. Thus, the results
that will be presented here focus on two principal dimensions: the perceptions of teachers
about ALP (the ‘what’), and the teachers’ reports of the practices they use in assessing
ALP (the ‘how’). The interest in teachers' perceptions and practices originates from a
number of current research strands. First, there is a growing recognition of the need to
link theories of second language learning to the application of testing as part of learning
(Bachman & Cohen, 1998). Second, in the area of classroom and formative assessment,
there is growing attention to the importance of integrating learning and assessment and to
the teacher’s dual role as instructor and assessor (Leung, 2004; Rea-Dickens, 2008).
Third, there is growing interest in defining the nature of the ALP construct (Byrnes,
2006). The study we report here brings together these emerging research areas to draw
connections between theories and concepts of ALP on the one hand, and teachers'
perceptions and assessment practices on the other.
The paper is divided into three components; in the first, we survey the current thinking
about ALP and its assessment in classroom instruction. In the second section, we report
results of the survey we created that assessed testing perceptions and practices of ALP
among a large sample of language teachers at the secondary school and university level.
In the third section, we draw conclusions from the theory and research we have reviewed
to offer recommendations as to the direction needed in both research and practices
relating to the assessment of ALP.
4
BACKGROUND
Defining ALP is of great importance, as it is only when the 'what' is clearly defined that
we can think of 'how' to assess it. Below is a condensed list of some of the features of
ALP we have identified based on our thinking in the CALPER project on this subject (a
more elaborated description is provided in Shohamy, 2006).
a. A focus on content
We begin by claiming that ALP is a complex and rich construct with multiple
components, resulting in mixes and hybrids and endless varieties in terms of accents,
lexicon, and syntax. 'Advancedness' varies in terms of a speaker’s personal style as
well as in terms of his or her choices with regards to content, words, and intonations.
A further feature is that language is viewed here as serving as a means for expressing
and interpreting rich and meaningful content through interactions and negotiations
(Byrnes, 2002a; 2002b). This perspective stands in contrast to language being viewed
as secondary in relation to content and knowledge used for interpretation, ideas, and
concepts. Indeed, while in beginning and intermediate classes, language is often
perceived as the goal and target of instruction, in advanced levels it is considered
mostly as a tool, rather than as the goal. Weigle and Jensen (1997) describe a range of
content-based programs that differ in their primary focus and in the relative
importance of language versus content. Among them are theme-based programs, in
which language is organized around a single topic or theme; here, language
instruction and acquisition are the primary focus, and the content serves as a vehicle
for learning the language. At the other end of the spectrum, we can identify programs
that give equal weight to content and language, or programs that give priority to
content with little attention being given to language. Typically, we claim, a stronger
focus on content characterizes more advanced levels of instruction.
b. A focus on multilingualism
Traditionally, the construct of ALP has been based on a monolingual construct of
language where ‘other’ languages, and especially the L1 of the learners, had no place
and constituted an unacceptable intrusion. It has been further assumed that the higher
the proficiency level, the less learners engaged in L1 as they reached toward the goal
of being ‘native speaker-like.' This assumption has persisted in spite of research that
points to the important role that L1 plays in L2 proficiency (Bialystok, 2001). In
studies of immigrant students, for example, it has been shown that the use of two
languages improves academic achievement in math (Solanos-Flore, 2003). The view
that L1 has no place in the L2 classroom thus has no basis in multilingual contexts. In
addition, the field of language and literacy studies increasingly views multiple
expressive modalities as central to literacy practices, and highlights the ways that
non-linguistic components such as gestures, visuals, images, music, and diverse signs
interact with and inform understandings of linguistic features (Kress 2003; Kress and
van Leeuwen 1996). All of these communicative modalities are thus important
components to consider in definitions of ALP as well.
5
c. A focus on interactiveness
This feature views language as a social and interactive tool between readers and
writers, readers and readers, speakers and listeners, and among a variety of agents co-
constructing meanings in different ways by using dialogical devices (Swain, 2001).
Such a view is in sharp contrast with earlier positions, which focused on the learner as
an independent and autonomous agent and user of a given language. Bachman (1990)
discusses interactional ability in testing between the language user, the context, and
the discourse. This perspective on interaction as multilayered is particularly related to
content-based language learning.
d. A focus on culture
While culture has a long history in FL learning (Kramsch, 1995), it has traditionally
been treated in terms of a dichotomy between language and culture. By contrast,
Lantolf (2006) supports a unified approach to the study of language and culture, and
proposes the term languaculture “to signal the re-introduction of meaning into
language study” (see also Agar, 1994). Among the consequences of such a stance is
this: meaning becomes much more interesting and complex because it is seen as
entailing knowledge of different concepts, encoded in such features as conceptual
metaphors, lexical networks, lexico-grammatical structures, and schemas that
represent different ways of organizing the world and our experiences in it. Within
this view, then, ALP is not only about the mastery of linguistic forms in a formal
sense, but also about understanding how such forms can be used to interpret and to
create meaning in specific ‘languacultural’ contexts.
Having identified some of the key features for conceptualizing ALP, we now turn to
questions about whether and how these characteristics are incorporated into the 'what' and
the 'how' of classroom assessments.
6
2. Current views on classroom assessment
The move to integrate assessment and teaching (Black & Wiliam, 1998), and the growing
awareness of the centrality of teacher-based assessment in the learning process, have
brought about an increased interest in language teachers’ perceptions of assessment
practices. Most of the existing studies in this area have focused on English language
teaching, whether as a Second or a Foreign Language (Brindley, 2001; Davison, 2004;
Leung, 2004; Cheng, Rogers & Hu, 2004; Rea-Dickens, 2001, 2004; Shohamy, 1998).
These studies have surveyed teachers’ assessment practices and beliefs, and the impact of
external norm-setting and tests on these practices. In addition, research has been
conducted on the extent to which the use of different assessment tools (e.g., portfolios,
self-assessment, projects, tasks) is incorporated into language learning
(see http://calper.la.psu.edu/assessment). Findings on teachers’ assessment practices also
point to great diversity with regard to assessment practices and beliefs.
Yet, the role of teachers is crucial in the use of assessment as part of learning, as
expressed by Rea-Dickins (2004). She notes that foreign language teachers are in reality
agents of assessment, in that they routinely design and implement assessments and
7
interpret student performance resulting from those assessments. She suggests that
teachers may feel torn by what they see as competing demands, namely to function as a
“facilitator” of students’ efforts to learn the FL, but also as a “judge” of learner
performance (p. 253). In a similar vein, Edelenbos and Kubanek-German (2004) have
proposed the construct diagnostic competence to further conceptualize the unique
features of classroom assessment by teachers.
Though some research has been conducted on advanced foreign language learners,
especially in academic contexts (Byrnes, 2002; Norris, 2002), little is known about the
specific assessment needs and practices in advanced learner classrooms (Norris, 2006).
As noted above, advanced learner classes incorporate unique language teaching
components, such as emphasis on content and genre, and often require multifaceted
learner performances. It is not known if and to what extent these aspects are reflected in
the teachers’ assessments, nor even how teachers conceptualize advanced language
proficiency. Since teachers have such a significant role in conducting classroom
assessment, understanding of their perceptions and assessment practices is vital.
A first step in this direction is to discover how foreign language teachers understand ALP
and how their views are instantiated in concrete, day-to-day assessment practices in the
FL classroom. Questions are therefore raised as to the extent to which teachers perceive
and implement the new notions of ALP and apply them to assessment practices as part of
instruction. It is in the context of the new ways of thinking about ALP and the growing
focus on classroom assessment that we posed the following research questions:
METHODOLOGY
8
1. The data collection Tool
The survey consisted of forty-eight items aimed at investigating the perceptions and
practices of language teachers (see Appendix). The questionnaire included three key
components:
Most of the items were in the form of multiple choice or Likert type scales (with either 4
or 5 options). In addition, two open-ended questions asked respondents to list additional
ALP competencies and additional ideas on assessing ALP.
2. The sample
In total, 467 individuals completed the entire survey: approximately one-third (33%) of
the respondents were teachers in secondary school1 (SEd) settings, while more than one-
half (>50%) taught in higher education (HEd), that is, at two and four-year colleges,
community colleges, and universities. The respondents consisted primarily of foreign
language teachers (275), some ESL teachers (22) and a small number that taught both.
The questions that dealt with teacher backgrounds and their instructional context revealed
considerable diversity among the respondents, and helped to ground interpretations of
their assessment practices and their views of ALP. Before discussing the teachers’
assessment of ALP, a more detailed description of the respondents themselves is in order.
9
In addition to their educational credentials, the teachers had generally achieved expert
or native proficiency in at least two languages. Over ninety percent considered
themselves to be native or expert speakers of English. Spanish (9.8%) and Chinese
(9.0%) were also common native languages, while Spanish (29.0%) and French
(24.1%) were listed as the two most popular “expert proficiency” languages after
English. The predominance of Spanish and French as expert proficiency languages
may be explained by the fact that these were also the two most commonly taught
foreign languages in these teachers’ institutional contexts. Spanish was by far the
most widespread foreign language taught, with 37.2% of respondents identifying
themselves as teachers of this language, compared with 23.3% French, 12.3%
German, 10% Japanese, 9.7%, Chinese, and 14% ‘other’ languages. Although
Spanish and French accounted for the lion’s share of languages taught, even these
teachers’ experiences were far from uniform. Their length of their teaching
experience and the extent to which they had worked with ALPs were also important
factors, and these are considered next.
b. Teaching experience
Determination of respondents’ length of teaching experience yielded the following
three groups: veteran teachers (more than twenty years experience), experienced
teachers (those having taught between eleven and twenty years), and junior teachers
(those with ten or fewer years of experience). In this pool of respondents, thirty-
seven percent (37%) were veteran teachers, thirty-three percent (33%) experienced
teachers, and twenty-nine percent (29%) junior teachers. The picture of teachers’
experiences is further refined by focusing specifically on the amount of their teaching
at advanced levels. More than half of the respondents (58%) had fewer than eleven
years of experience teaching ALP students and more than one-third (38.2%) had only
taught at the advanced level between one and five years. Of course, this may be due
to the fact that there are typically far fewer learners at advanced levels of language
study compared with intermediate and beginning levels. Indeed, when asked about
the percentage of their current teaching load devoted to ALP, nearly half (47%) of the
respondents teach advanced courses just twenty-five percent (25%) of the time and
only a minority (5%) report working exclusively with ALP students.
Regardless of the level of the courses they taught, respondents generally described
their syllabi as following either a skills-based or a content-based instructional
approach. These curricular orientations should be kept in mind during the discussion
of teachers’ views of effective assessment methods discussed below.2 Before turning
to the matter of assessment practice, however, it is worth considering how teachers
understand what it is they are assessing, and indeed what it is they are helping
learners develop. That is, a principal goal of the survey was to shed light on teachers’
thinking about ALP. With a clear view of teachers’ conceptualization of ALP, we will
be better positioned to appreciate how teachers’ understanding of the construct leads
to their expectations for ALP and informs their approach to assessment.
10
ANALYSIS
For all survey items, a double-level approach was applied, whereby responses were
analyzed for the entire population and then analyzed again according to subgroups of
respondents. Subgroups were formed based on respondents’ answers to initial
demographic items on the survey, and teachers were categorized according to the
following criteria: whether they had formal training as language educators (trained vs.
untrained); their level of teaching experience (less than ten years, between ten and twenty
years, or more than twenty years); whether the language they taught was a foreign
language, English as a Second Language, or both; their institutional context (secondary
school vs. college or university); whether they focused their instruction on language,
content or both; and finally, whether they worked primarily with advanced language
learners. For all items, frequency counts and percentages were first determined for the
entire population as well as for the subgroups, and initial descriptive statistics were run,
i.e., means and standard deviations. Repeated-measures ANOVAs were run to ascertain
differences between and among groups for multiple option items, and Tukey Post-hoc
tests were employed to establish which of these differences were significant. For two-
option survey items (e.g., the ‘yes-no’ format of item 23), chi-squares were used to
compare groups’ responses, and for items in which continuous variables (such as the
percentage that an assessment counts towards the overall grade) were presented as
multiple options (as in items 25 and 28). The means were analyzed using either a Mann-
Whitney U Test (to compare two subgroups) or a Kruskal-Wallis ANOVA (to compare
three groups).
A grounded content analysis approach was taken with the open-ended survey items. A
constant comparative method, as outlined by Bogdan and Biklin (1998), was employed to
situate each individual’s comments relative to those of other respondents and to identify
recurring themes and patterns in the data. Through an iterative process of data reduction
and verification (see Miles & Huberman, 1984), the various themes were then grouped
according to larger categories that accounted for the teachers’ beliefs about the nature of
advanced language proficiency, their views of effective classroom assessment, and their
actual assessment practice. Data from the open-ended items helped to illuminate the
meanings and conceptualizations behind the teachers’ responses to other survey items.
RESULTS
1. Perception of ALP
a. Understanding ALP
Teachers’ perceptions of ALP were based on the responses they gave to both the
open- ended and closed questions. The six closed questions focused on whether
teachers view L2 ALP in similar ways to L1 proficiency, and then on ALP
competencies, e.g., writing academic papers, giving presentations on academic topics,
understanding humor, metaphors and complex language structure. The open-ended
question asked respondents to provide other abilities that they perceived as
characterizing ALP learners.
11
With regard to the first question (on the relationship between L2 advanced
proficiency and L1 proficiency), results show that a majority of respondents (46.1%)
felt that ALP students should be able to do perform the same language functions in
their FL as in their L1, implying that at the advanced level, learners should have
attained a proficiency comparable to that of native speakers. This approach was
partially corroborated in the responses provided to a list of functions in various
language domains in the form of ‘advanced language learners can do’ statements.
Teachers were asked to rate to what extent they believe ALP learners should be able
to perform these functions on a Likert scale ranging from strongly agree (5) to
strongly disagree (1). Results indicated that most respondents agree that ALP learners
should be able to carry out the competencies described, though to varying degrees.
The competence that was rated the highest was ‘participate in conversation on current
events’ (x=4.44) and the lowest was ‘read professional journals’ (x=3.35); these
differences were found to be significant. Thus it is evident that teachers believe that
multiple competencies are required in various language domains. These results are
presented in Table 1 below.
Table 1
Perceptions of ALP competencies
12
Interestingly, respondents stressed everyday language activities over academic ones.
Specifically, the three activities teachers most commonly believed ALLs (Advanced
Language Learners) should be able to accomplish were: participating in conversations
about current events, reading newspapers, and constructing narratives to describe
events. The least common responses were writing academic papers, describing
complex processes, and reading professional journals.
Based on the two open-ended questions, two broad perspectives of ALP emerged:
Advanced Language Proficiency as Communicative Competence and ALP as Formal
Accuracy. In fact, many of the teachers’ descriptions of ALP identified multiple
dimensions of communicative competence such as various communicative skills,
intercultural competence and language variations.
13
b. ALP as formal accuracy
In contrast to communicatively-oriented definitions, others characterized ALP in
more formal terms, emphasizing mastery of grammar, vocabulary, and fluency. For
instance, some stressed “automaticity” as a defining feature of ALP, explaining that
rapidity of speech suggests that learners have “internalized the rules of the language.”
Still others conceptualized ALP according to increased language “output,” which one
respondent attributed to “more refined listening skills.” The following sub-sections
address various factors teachers believed influence the determination of ALP.
14
From this teacher’s perspective, then, it would not be appropriate to include the
capacity to understand humor or to use metaphors as criteria for determining ALP,
because these abilities may be relevant to some learners and not others. This remark
suggests that ALP criteria need to be determined differently for individual learners in
particular contexts, and that while there would undoubtedly be some overlap in what
constitutes ALP, one should also expect variation in learners’ abilities.
If they [learners of Russian] really do not understand that the basic parts of
speech are indicated by case markers, and are still relying entirely on word order
or intuition about who did what to whom, then they are simply guessing about
what is really going on and have no system that they can build on for more
abstract topics, or for that matter, even concrete events.
A student of 'Advanced Spanish' and one of 'Advanced Arabic' can cope with very
different quantities of text and require different kinds and extent of
scaffolding/ancillary materials to find authentic content accessible. This does not
15
mean that a course in the latter is in any way less 'advanced' because student
competence is in some ways more limited.
In other words, even though the learner of Arabic cannot perform in the same way as
the learner of Spanish, this does not disqualify the former from having achieved ALP.
For this teacher, the two learners had different linguistic distances to traverse from the
beginning, and evaluation of their achievements must take account of this difference.
Another teacher expressed a similar preference for understanding learners’
achievements relative to the challenges they face rather than a set of standard criteria
for establishing ALP. This individual advocated that Chinese instructors should
consider whether a student is an L1 English speaker, or an L1 speaker of a language
more closely related to Chinese, before evaluating ALP.
Before concluding this section, it is important to point out that, regardless of how they
understood the construct, there was general agreement among respondents as to how
to increase the number of learners in the U. S. who achieve ALP in their FL.
Prevalent among their recommendations was the conclusion that language instruction
at advanced levels should shift from its current focus on literature to an emphasis on
pragmatics, metaphor, and culture. In addition, many noted the difficulty of
achieving ALP during secondary school and university study. Respondents advocated
strongly that even for undergraduate majors, there was insufficient time to
realistically develop ALP and that those who did achieve such levels typically had
spent considerable time in an environment where the FL is spoken. These teachers
stressed the importance of study abroad experiences, and some also referred to the
practice in many nations of beginning FL instruction during elementary school,
suggesting that this would ultimately increase the number of U. S. students who
develop ALP. One teacher noted that this would effectively require a cultural shift in
how FL education is regarded in the U. S., and suggested that this might be achieved
if the need for ALP individuals in government and commercial contexts were clearly
articulated and FL curricula were explicitly linked to this need. These views of ALP
and the state of FL education in the U. S. were more fully fleshed out when teachers
were asked to reflect upon their own experiences teaching ALP classes, and it is to
this that we now turn.
16
Similarly, a high degree of self-awareness and awareness of the learning process was
attributed to ALP learners. Students were believed to have achieved their advanced
status by being “independently strategic” in their approach to studying the FL.
Interestingly, teachers portrayed these qualities as inherent in ALP learners rather
than as features that can be brought out through appropriate pedagogies. Indeed, the
term “intrinsic motivation” was frequently applied to ALP learners to emphasize that
these individuals are driven less by grades than by “a strong desire to explore social
and cultural similarities and differences.” A number of respondents offered their
opinion that ALP learners appreciated “the lifetime aspect of second language
learning,” and that they recognized that they might never be “competitive” with
native speakers. This statement is striking, particularly in light of the tension some
teachers felt in their expectations of ALP learners and the validity of holding them to
native speaker standards (described above).
To summarize the discussion to this point, teachers generally found ALP learners to
be successful as a result of their intrinsic motivation for FL study and their
recognition that developing ALP is an enriching, lifelong process. However, what
exactly constitutes ALP was difficult for these respondents to define. On the one
hand, some searched for objective criteria, such as the duration of an individual’s
language study or performance on a standardized assessment measure like the
ACTFL's OPI (Oral Proficiency Interview). On the other hand, many respondents
referred to various competencies, including intercultural and pragmatic awareness.
For these teachers, effective communication was central to ALP, and the litmus test
for an ALP learner was his/her ability to function abroad in a FL environment.
Determining ALP was further complicated, according to some teachers, because
certain languages require more time to reach proficiency, particularly if one’s L1
differs substantially from the FL. Nevertheless, respondents were clear that if more
learners in the U. S. are to attain ALP in the years ahead, FL education will need to be
rethought. More precisely, beginning FL instruction earlier and supporting study
abroad programs were frequently mentioned means of helping learners develop ALP.
We will now examine teachers' perceptions of how to assess ALP.
Teachers were first asked to indicate their perceptions regarding the importance of
various assessment formats for their particular ALP contexts. Responses provided on a 4
point scale (ranging from ‘not important’ to ‘very important’) indicate a strong preference
for using assessment for formative rather than summative purposes. In other words,
teachers were more interested in diagnosing ALP learners’ abilities in order to determine
areas in need of further support than in assigning grades. In fact, when asked to rate the
value of various assessment purposes, tracking learners’ 'on-going progress' was the most
frequent response, followed by 'appraising learners’ difficulties'. These results are
displayed in Table 2 below.
17
Table 2
Assessment purposes in ALP classes
Teachers were then asked to rank the importance of various assessment activities in their
ALP teaching context. As can be seen from the results displayed in Table 3, “evaluating
written essays and compositions” was viewed as the most important activity (3.46 out of
a 4 point scale), followed by ”evaluating oral presentations” (3.39). The assessment
activity reported to be the least important was ”evaluating portfolios” (2.19). These
differences were significant as well
Table 3
The importance of activities for assessing ALP
These findings coincide with the amount of training reported for using different
assessment formats: the lowest amount of training reported was for using portfolios
(almost 50% stated they had received no training in this area), and the highest for
evaluating compositions and essays (3.06 on a 4 point scale). It is also important to note,
as can be seen in Table 4, that overall the level of training for all the assessment tools is
not high, ranging from ‘minimal’ to ‘some’.
18
Table 4
Teachers' level of training in using assessment tools
The open-ended responses to the assessment practices provided more information on the
teachers’ perceptions regarding ALP assessment. Assigning grades was consistently
among the least important reasons for assessing. Even more interesting is that
respondents were specific regarding assessment procedures that further these ends and
those that do not. Quizzes and tests were criticized on a number of grounds, including the
fact that they “produce anxiety and diminish performance” by placing learners in high-
stake situations where a one-time, accuracy-based “measure” can determine their future
language learning opportunities.
An even more trenchant critique was that tests and quizzes construct language in an
“easy-to-measure” fashion that privileges knowledge of vocabulary and grammatical
structures and consequently presents a distorted picture of learners’ abilities. A number of
respondents referred to this approach to assessment as an inappropriate way not only of
viewing language, but of understanding language abilities. Rather than examples of what
learners are able to do in the FL, tests and quizzes aim to determine whether learners are
“grammatically accurate in speech or writing.” As one teacher pointed out, this is a
standard few “native speakers” live up to, and so “holding non-native speakers to that
standard is unfair.” Another teacher observed an inherent contradiction in using
decontextualized test questions to determine proficiency over everyday functionality in
the language: “Americans have very high standards for non-native speakers [of English],
but the reverse is not true for Americans learning a foreign language.”
19
As has already been mentioned in the description of the sample, the majority of
respondents reported following a syllabus characterized as either a skills-based or
content-based approach to language instruction. It is therefore not entirely surprising to
find that three-quarters (75%) of the respondents targeted both language and content with
their assessments. As one teacher observed, at the advanced level learners are likely to
engage with ideas and problems through the FL in ways that “aren’t regularly considered
in proficiency guidelines.” This view as to the inadequacy of the guidelines to reflect
ALP was corroborated in findings which pertain to the impact of external assessment
guidelines and standards on teachers’ perceptions. Respondents were asked to report on
the impact of external guidelines and standards on their assessment. The question related
to 5 types of commonly used standards and scales and teachers were asked to note the
extent to which they were influenced by these external measures on a 4 point Likert scale
ranging from ‘not at all’ (1) to ‘a great extent’ (4). Results point at a relatively limited
impact of these measures on teacher assesment practices, with means ranging from 1.73
for School Board Standards to 2.67 for the ACTFL Proficiency Guidelines (Table 5).
Table 5
Effect of external guidelines and standards on teachers’ assessment
This interpretation is further supported by recurring comments expressing the need for
teachers of ALP to become more adept at employing a variety of assessment “tools” to
help them understand the impact of instruction, study abroad, and computer technology
on ALP development. In addition, one respondent commented that relying on multiple
sources of information about ALP learners rather than a single test decreases the
possibility of underestimating the abilities of certain populations, namely immigrant and
minority students as well as returning adult learners, who may under-perform on
20
traditional measures. Here again, teachers expressed the desire to obtain greater training
in the use of alternative assessment approaches.
3. Assessment Practices
The divergence between desirable and actual assessment practices was evident in terms
of the assessment procedures teachers reported to employ, the frequency with which they
assessed learners, and the importance attributed to various assessments. Results showed
that quizzes were the most common assessment measures employed by teachers of ALP
learners, with respondents administering an average of just over four (4) per semester.
Other common assessments included essays and compositions, performance tasks, tests,
and simulations. The frequency of each of these assessments (measure by number of
times per semester) is presented in Table 6.
Table 6
Frequency of administration of assessment procedures
21
Table 7
Contribution of type of assessments to final grade
Although teachers described ALP in terms of communicative ability and the capacity to
function in everyday situations, suggesting an integration of language-related abilities,
their assessment practices broke down these abilities according to modalities and often
into discrete skills. For instance, tests and quizzes were most frequently used to assess
writing and reading abilities while presentations, oral interviews, and performance tasks
overwhelmingly focused on speaking. These abilities, in turn, tended to be
conceptualized as knowledge of vocabulary and grammar rather than in terms of the
intercultural or discourse competencies that teachers had reported were crucial to ALP
(see Table 8).
Table 8
Assessment Procedures and Their Foci (N=413)*
22
Thus, while intercultural and discourse competencies played a greater role in
presentations, oral interviews, and performance tasks, their overall importance was
eclipsed by the predominance of vocabulary and grammar in all forms of ALP
assessment. Furthermore, as mentioned, formal tests focusing on grammar and
vocabulary were by far the most significant determiner of ALP learners' final grades.
While tests and quizzes were tied explicitly to the evaluation of ALP learners'
grammatical and lexical knowledge, some of the less traditional assessments were
concerned with “non-linguistic” aspects of classroom performance. For instance, while
projects most likely require ALP learners to engage with the FL, 60% of respondents
used projects to assess students’ research skills and 50% added that projects were useful
for evaluating students’ ability to collaborate with peers. Self-assessment, too, was less
clearly linked to a particular language modality but was instead primarily viewed as a
tool for prompting ALP learners' to reflect upon their overall learning. Portfolios also
were extremely flexible with regard to the range of knowledge and abilities they assessed.
As summarized in Table 9, portfolios, used by approximately one third of the respondents,
were used extensively to assess everything from writing to subject matter knowledge and
research skills.
Table 9
Focus of portfolio assessment
Ability/Knowledge Response %*
Writing 85.8
Integrated skills 71.7
Subject matter knowledge 69.8
Vocabulary 62.3
Grammar 52.8
Intercultural competence 51.9
Speaking 46.2
Collaboration 37.7
Research skills 37.7
Discourse 34.9
Other (please specify) 20.8
In spite of their recognition of the potential of portfolios to provide these insights into
ALP learners’ development, the majority of teachers (61%) counted them for less than
twenty-percent (25%) of students’ final grades, and less than two percent (2%) of
teachers reported using portfolios for more than fifty percent (50%) of the grades.
23
4. Differences in assessment perceptions and practices by groups
Examining the subgroups of the samples and looking at differences between the various
teacher groups provides further insight into the data. We focused on different groups of
teachers: a) those who teach content vs. those who do not; b) secondary school teachers
vs. University; c) teachers who teach advanced learners vs. those who teach other levels;
and d) experienced teachers vs. inexperienced ones. (The sample size of English as a
Second Language [ESL] teachers was small and hence did not allow for comparison with
Foreign Language [FL] teachers).
In terms of the use of various forms of assessment, the main effects were found between
using different assessment instruments and years of teaching experience (p< .0001).
Specifically, veteran teachers were found to use tests and quizzes less frequently in
comparison with junior teachers, who also gave greater weight to tests and quizzes in
determining learners’ final grades. Moreover, junior teachers differed from their more
experienced colleagues in how they used tests and quizzes; for junior teachers these were
a means of evaluating grammar and vocabulary knowledge, while veteran teachers noted
that these can also be used effectively to assess learners’ intercultural and discourse
competencies. Veteran teachers reported experimenting a great deal with project-based
assessments, peer assessment and self-assessment. In fact, they not only used these
assessments more than junior teachers but they also used them in more innovative ways.
For example, when less experienced teachers employed portfolios, it was almost
exclusively to evaluate FL writing, while veteran teachers recognized portfolios as a
valuable approach to assessing integrated skills, discourse, and learner collaborations.
This trend was paralleled in the use of peer assessment: veteran teachers engaged learners
in peer assessment not only of compositions and essays, but also of student presentations,
projects, and portfolios. The difference in practice between more and less experienced
teachers was perhaps most striking in the area of performance assessment, which junior
teachers understood as a method for assessing speaking but veteran teachers viewed as an
24
opportunity to evaluate all language modalities. Similarly comparison between ESL and
FL teachers in terms of their use of a variety of assessment tools, showed the latter use an
array of assessment procedures more than their counterparts (F=2.830).
In terms of how teachers view the construct of ALP, it was found that teachers perceive it
as a complex construct, consisting of multiple dimensions and competencies. Such
competencies include various academic abilities, intercultural competencies, construction
of narratives, interactions, argumentations, subtle understanding of language, and the
ability to draw on learners' L1 knowledge. ALP is thus not viewed in simple terms. In
terms of perceptions of assessment, teachers believe that this complex ALP construct can
only be assessed through the use of multiple assessment procedures such as portfolios,
performance tasks, essays, and rubrics and that assessment is always an on-going process
with a formative dimension.
25
Yet, in terms of the actual uses and practices of assessing ALP, teachers continue to use
mostly traditional forms of assessment such as quizzes and tests. Even when they use
more innovative procedures such as portfolios, they tend to focus on traditional language
elements such as vocabulary and grammar. In calculating the final grade, written exams
contribute the highest percentage to the grade. Thus, while the majority of respondents
were critical of conventional testing, tests and quizzes were still the predominant forms of
assessment used by teachers for understanding their students’ progress, and these were
assigned great importance in determining grades. In a similar manner, most teachers
advocated communicative or functional definitions of ALP, but knowledge of grammar
and vocabulary continued to be privileged indicators of learners’ achievements.
As the responses to this survey indicated, teachers’ pedagogical preparation very often
fails to offer them the broad, theoretical perspectives on assessment and its relation to
teaching and learning – that is, the necessary ‘scientific‘ knowledge – that they need to
connect to their everyday practice. In fact, many teachers believed that improving FL
education involves pursuing assessment initiatives beyond traditional tests and quizzes,
and that over time these practices can change the FL educational culture in the U. S.
Thus, the challenge to those involved in pre-service and in-service teacher professional
development is to offer resources and materials, as well as training opportunities, that
familiarize FL teachers with theoretically-driven principles (i.e., the components of ALP)
for creating assessment procedures that are appropriate for classroom assessment. It is
especially important to provide teachers with opportunities to engage in dialogue and
reflection about how to connect these principles to their own instructional contexts.
Rather than a ‘how-to’ model of assessment, such programs should offer teachers
systematic ways of thinking about the meaning of ALP in relation to assessment and of
subsequently connecting assessment with teaching and learning. Such training needs to
be understood in ways that will offer teachers the flexibility to create assessment
procedures and materials that will to fit their specific teaching and learning contexts.
In this final section, we would like to connect the theoretical views of ALP as we
described at the beginning of the paper with recommendations for how these features can
be assessed; i.e., bringing together the ‘what’ and the ‘how’ (see a more detailed list of
recommendations in Shohamy, 2006).
Since language is open and flexible, assessment, too, must have open boundaries and
flexible definitions of correctness. For example, ALP can often be multilingual,
incorporate the learner’s L1, and allow for different forms of language use. It is not
possible to apply uniform criteria of progression as there are different ways of ‘being’
and ‘becoming’ 'advanced'. In addition, assessment of ALP needs to be based on tasks
which are interactive, meaning that they should aim at capturing the contextual,
culturally embedded, and socially mediated nature of language. In terms of multiple
approaches to assessment, over the past two decades, a variety of alternative modes of
assessment have been introduced, among them performance assessment, task based
assessment, and portfolios, because the broad definition of ALP requires the testing
community to acknowledge that no single test can capture its complexity. If ALP draws
26
on a variety of knowledge sources, including other languages and multi-modal sources,
then tests must reflect that reality and include tasks that require such broad use of
language varieties. This type of test can be created by incorporating diverse forms of
expression and opportunities for conveying, among other things, nuanced meanings,
humor, metaphorical language use and symbolic competencies (Kramsch, 2004).
Multiple and diverse ways of knowing refer as well to the various ways of
demonstrating such knowledge, including utilizing visuals, music, and gestures, as well
as mixing several languages simultaneously, or creatively negotiating multilingualism, as
suggested by Canagarajah (2006). Furthermore, if no single test can be comprehensive
enough to probe the vastness of possible content, then selection of a specific assessment
device depends largely on the uses to which assessment will be put, that is, the type of
decisions that will rest on it. Methods may include dynamic assessment, performance-
based, and content- and task-based assessment.
In line with such views, dynamic assessment has come to be seen as a viable alternative
approach to many forms of static testing, as it affirms the key assessment principle that
language must serve as a medium for communication (Lantolf & Poehner, 2004). Based
on Vygotsky’s sociocultural and interactional views, dynamic assessment attempts to
erase the separation of testing and learning. At present, testing is usually an isolated
event that takes place before learning, as in placement tests, or during or after learning, as
with tests for certification or achievement. By contrast, dynamic assessment proposes to
integrate and connect learning and assessment. One current program that is developing
methods for dynamic assessment is at CALPER, led by James P. Lantolf and Matthew E.
Poehner, and it builds on many of Vygotsky’s insights to integrate teaching and
assessment into a single activity aimed at supporting FL learners’ development.
The focus on content has important implications for the design and selection of
appropriate assessment procedures. Assessment practices will need to delineate
beforehand the relationship between language and content and incorporate that
specification into test design in the ALP context (Weigle and Jensen, 1997).
In terms of connecting teaching, research, and assessment the gap that was found
between how teachers perceive ALP and its assessment in relation to how they practice
assessment should lead us to view assessment of ALP as a very urgent need. Clearly
these results could lead us to develop more realistic and useful assessment policies,
enhance teacher training, and inform more appropriate pedagogies and training. The
insights obtained are relevant not only for assessment practices but to understand the
important connection and close relationship between language constructs, curriculum,
instruction, learning goals and outcomes. These results can provide important feedback to
the testing community so that researchers can develop more sophisticated answers about
the relation of assessment instruments and strategies and learning. Finally, valid test
development means getting engaged with classroom teachers and school programs in
order to become informed about existing practices of learning and assessment. This is of
prime importance given the responsibility of language testers, and given the enormous
power of tests in affecting how language knowledge is defined, perceived and practiced.
27
NOTES
2. Respondents were not asked whether they design their own syllabi,
develop them in collaboration with other colleagues, or are compelled to
follow syllabi prepared by others. Therefore, the preponderance of
content-based and skills-based syllabi may not necessarily reflect the
respondents’ own orientation to education in all instances. However, the
trends evident in teachers’ responses to other survey, and particularly their
remarks concerning the importance of assessing both language and content
and the potential of alternative assessments to fulfill this purpose, would
suggest that the preference for this type of syllabus was indeed generally
motivated by teachers’ own educational beliefs.
28
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31
APPENDIX
Survey on Assessment Practices of Teachers of Advanced Language
Learners
We would like to ask your help in supplying information about how you assess the
proficiency of your advanced foreign language learners and what some of your
perceptions are about advanced language proficiency.
The survey is part of a project conducted by the Center for Advanced Language
Proficiency Education and Research (CALPER), a National Foreign Language
Resource Center at the Pennsylvania State University.
Sincerely,
Elana Shohamy, Ph.D.
Ofra Inbar, Ph.D.
CALPER
The Pennsylvania State University
5 Sparks Building
University Park, PA 16802-5203
Tel.: (814) 863-1212
32
IMPLIED INFORMED CONSENT FOR SOCIAL SCIENCE RESEARCH
The Pennsylvania State University
The purpose of this survey is to gather information on the practices and procedures of
teachers to assess foreign language learners. Results of this survey might provide
better understanding of how advanced language learners are assessed.
The survey does not ask for any information that would identify who the responses
belong to. Your confidentiality will be kept to the degree permitted by the
technology used. No guarantees can be made regarding interception of data sent
via the Internet by any third party.
The Office for Research Protections and the Social Sciences Institutional Review Board
of the Pennsylvania State University may review records related to this project.
You can ask questions about this research. Contact Gabriela Appel at email:
[email protected] or phone (814) 863-1212. If you have questions about your
rights as a research participant, contact the Pennsylvania State University’s Office
for Research Protections at (814) 865-1775.
You must be 18 years of age or older to take part in this on-line survey.
Clicking the “I agree” button below, implies that you have read the information and
consent to take part in this research.
This informed consent form was reviewed and approved by the Office of Research
Protections (IRB #21705) at the Pennsylvania State University on 10-17-2005. It
will expire on 10-04-2006 (DWM).
________________________________________________________________
33
2. Are you
Male Female
________________________________________________________________
________________________________________________________________
___________________________
________________________________________________________________
* 5. When was the last time you taught in the United States?
# of years ago:
Chinese
English
French
German
Japanese
Korean
Russian
Spanish
Other (please specify) ____________________
________________________________________________________________
Chinese
34
English
French
German
Japanese
Korean
Russian
Spanish
Other (please specify) ____________________
________________________________________________________________
Chinese
English
French
German
Japanese
Korean
Russian
Spanish
Other (please specify) ____________________
________________________________________________________________
Elementary school
Middle school
High school
Community college
2-year college
4-year college/university
Adult education
Commercial language school
Government
Other (please specify) ____________________
______________________________________________________________________
Yes
No
______________________________________________________________________
35
* 11. How did you receive MOST of your training in language teaching?
Coursework at a College/University
Certificate Course/Program in FL Pedagogy
Intensive Courses at a Government Agency
Inservice Training Program at a College/University
Professional Development Workshops, Seminars, and/or Intensive Institutes
Other (please specify) ____________________
________________________________________________________________
Yes
No
________________________________________________________________
B.A. or B.S.
M.A. or M.S.
M.Ed.
Ph.D.
Ed.D.
Other (please specify) ____________________
________________________________________________________________
* 14. Which of the following is the major area of studies related to your highest
degree?
________________________________________________________________
* 15. How many years have you been teaching foreign languages?
0 -1 years
2 -5 years
6 -10 years
11 -15 years
16 - 20 years
More than 20 years
36
________________________________________________________________
* 16. How many years have you been teaching ADVANCED foreign language
learners?
0 -1 years
2 -5 years
6 -10 years
11 -15 years
16 - 20 years
More than 20 years
________________________________________________________________
* 17. Typically during the year, what percentage of your teaching load do you teach
each of the following levels? [Note: Sum should not exceed 100%]
% of
Time
________________________________________________________________
* 18. During the last year, how many courses have you taught where the
curriculum/syllabus can be labeled as ….?
0 1 2 3 4 5 more than 5
Skills-based
Literature-based
Content-based
________________________________________________________________
Yes No
International law
Engineering
Business
Health profession
37
________________________________________________________________
In the following section, we would like you to tell us about your assessment practices.
* 20. Please estimate how many times you typically use each of the following
procedure to assess your advanced students during a SEMESTER.
Performance Tasks
Oral Interviews
Tests
Essays / Compositions
Simulations (e.g. Role Plays)
Presentations
Quizzes
________________________________________________________________
21. Think of ONE of your advanced language courses and tell us how you calculate
your final grade for the course. Enter numerical values between 0 - 100 (for
percentages) and note that the sum cannot exceed 100.
________________________________________________________________
_________________________________________
________________________________________________________________
Yes No
________________________________________________________________
38
* 24. What do you typically assess with a “portfolio?”
[check all that apply]
________________________________________________________________
* 25. Think of one of the courses in which you use “portfolios”. What percentage
does the portfolio count towards the final grade in that course?
0-5%
5 - 10%
10 - 20%
20 - 30%
30 - 40%
40 - 50%
more than 50%
________________________________________________________________
Yes No
________________________________________________________________
Speaking
Integrated skills
Collaboration
Research skills
Subject matter knowledge
Listening
Reading
39
Writing
Presentational skills
Other (please specify) ____________________
________________________________________________________________
* 28. Think of one of the courses in which you use “projects”. What percentage does
the project count towards the final grade in the class?
0-5%
5 - 10%
10 - 20%
20 - 30%
30 - 40%
40 - 50%
more than 50%
________________________________________________________________
Yes
No
________________________________________________________________
* 30. When your students engage in “self-assessment”, can you tell us what your
students typically assess?
[click all that apply]
________________________________________________________________
Yes
No
________________________________________________________________
40
* 32. When your students engage in “peer assessment,” can you tell us what your
students typically assess?
[check all that apply]
Presentations of peers
Projects of peers
Portfolios of peers
Essays and compositions of peers
Other (please specify) ____________________
_________________________________________________________________
* 33. Which skills, do you typically assess with the following assessment procedures?
[check all that apply]
Quizzes
Tests
Oral Interviews
Compositions or Essays
Performance Tasks
Presentations
________________________________________________________________
Quizzes
Tests
Presentations
Compositions or Essays
Performance Tasks
Oral Interviews
________________________________________________________________
* 35. Consider the dichotomy between “language” and “content”: If you think of
your assessment practices in your advanced courses, what would you say you
generally focus on?
* 36. What best describes the level of training you had in each of the following.
Diagnostic assessment
Linking assessment to the curriculum
Evaluating written essays and compositions
Constructing classroom tests or quizzes
Developing rubrics
Using standards in assessment
Assessing oral interviews
Evaluating oral presentations
Using portfolios
________________________________________________________________
* 37. Indicate how IMPORTANT each one of the following is for your own
advanced language teaching context.
Developing rubrics
Evaluating oral presentations
Constructing classroom tests and quizzes
Creating performance-tasks
Evaluating written essays and compositions
Evaluating portfolios
________________________________________________________________
* 38. Rate how important each of the following assessment PURPOSES is for the
advanced learning context in which you teach.
42
* 39. To what extent do external standards, guidelines and/or scales affect your
classroom assessment practices?
40. If ANY of the above Standards or Guidelines affect your assessment, please
specify in what way.
___________________________________________________________
________________________________________________________________
* 41. “Advanced language learners should be able to do the same things in their
second/foreign language as in their first language.”
________________________________________________________________
________________________________________________________________
* 44. “An advanced language learner can ….”
43
strongly agree agree neutral disagree strongly disagree
Understand humor
Use and understand metaphors
Participate in conversations on current events
______________________________________________________________________
______________________________________________________________________
47. Are there other abilities that in your opinion characterize an “advanced”
learner/user of a language?
Other ____________________
and ____________________
and ____________________
and ____________________
and ____________________
and ____________________
and ____________________
________________________________________________________________
* 48. If you would like to add additional comments about assessment of advanced
learners and/or your conceptualization of what characterizes an advanced
language learner, please feel free to do so.
________________________________________________________________
44
Results of this survey will become available at the website of the Center for Advanced
Language Proficiency Education and Research (CALPER) once the research is completed.
45