On The Frontness Opposition in Loanwords in Old Uygur Erdal, Marcel
On The Frontness Opposition in Loanwords in Old Uygur Erdal, Marcel
On The Frontness Opposition in Loanwords in Old Uygur Erdal, Marcel
URL http://hdl.handle.net/11094/18240
DOI
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Osaka University
Onthe肋ntnessoPPositionin董oanwords
inOldUygur
MarcelErdal
Inthispaperwetrytocomeabitclosertoadetemlinationofhowfbreignwordscopied
intoOldTurkicmayhavebeenpronounced.AfterProf6ssorSh6gaitolaidsolidfbunda-
tionsfb士thisdomainofresearchin1978,itwassubsequentlydealtwithbyanumberof
scholars.11talsoisoneofthefewmattersaboutwhichscholarsworkingonthislan-
guageappeartodisagreesharply,andtranscriptionsoftextsshowthegreatestdiffer-
encesandfluctuationsinthisparticulardomain.Itwouldtherefbreseemusefultoat-
temptaclari且cationofsomeaspectsofthematteratthisstage,especiallyaftermostof
theUygursourcesinBr査hmlhavealreadybeenedited.
Whenlexemesormorphemesarecopiedfromonelanguageintoanother,the
copiesfindthemselvesimmersedinanewphonologicalsystem.Tounderstandwhat
happensduringsuchborrowingswehavetocontrast
、thesystem-inourcasemainlythe
vowelsystem-ofthesource正anguagewiththatofthetargetIanguage,Systematic
frontnessoppositionswerefbreiεntoalllanguageswithwhichりygurwasincontact
(withtheexception-marginalfbrmuchofthecorpus-ofMongolic).TheUygurs
appeartohaveintroducedthemintocopiedlexicalmatehaltovaryingdeg爬es,andin
verycomplicatedconfigurations.
OldUygurborrowedasignificantpartofitslexiconfめmcontactlanguages.
SincemostofourUygurcorpusconsistsoftextsofBuddhistcontent,thegreatm瓠ority
1SeeespeciallySh6gaito1978,M㏄rloose1980,Laut1986:89-148,R6hrbom1988Johanson
1991:83-85,Erdall991:16f,R6hrbom1996.
(3)
ofsuchelementsultimate豆ycameffomSanskrit,theculturelanguageofp叩 一andnon-
IslamicSouthAsia.Wehaveaverygood㎞owledgeofthevowelsystemofSanskrit,
whichwasalsooneofthesourcesfbrdirectlexicalcopiesinOldTurkic.2However,
mostoftheIndicte㎜sgotintoUygurthroughChinese,TokharianorIranianlan-
guages,3inwhichcaseitistheirsoundsystemswhichbecomerelevantfbrロnderstand-
ingtheshapeswhichthesetemlsacquire.Whatweknowofthevowelsystemsof
SogdianandcontemporaryChinese,whichwereamongthemostimportantdirect
sourcelanguagesfbrUygur,isquitesketchy,butthevowelsystemsofthetwovarieties
ofTokharianarereasonablyclear.OurprimaryquestionconcemingTokharianisthe
phoneticstatusofthecharactertranschbedas∂anddescdbedasa5んwαvowel;the
rephonologisationofthisvowelinwordstakenupbyUygurwillhavetobesystemati-
callydealtwith.TheSemiticalphabets,inwhichUygurismostlywritten,areoftenfar
廿omgivingafロllpictureofthevowels.Thecentralconcemofthep爬sentpaper,the
distinctionbetween/i/andIV,isnotatalladdressedbythosew践tingsystems.Norisit
generallyaddressedbytheBr亘hmlsystemasusedfbrUygur(asdetailedbelow),though
Tibetanscript,theotherIndicwritingsysteminwhichUyguriSwritten,doesappearto
makethisparticulardistinctiontoacertaindegree.4
1willhereassumethatphonemicoppositionsdidindeedexistinUygurbetween
2 OrkhonTurkicalreadyhasIndicloanssuchas∫5vαrαor〃taxara6.DirecIborrowingfrom
SanskntcameintofashioninthelateststageofBuddhistUygurscripture.
3 Theactualsourcefbrsuchtemsintheselanguagesiso血ennotSans㎞tbutoneoftheP颪krits
orMiddleIndo-Aryanlanguages;the`directcontactlanguages'ofUygurwere,moreover,also
incontactwitheachother.
4 BuuhentheusewhichUygursmadeofthisscriptisespecia11yinconsistent,besidethefactthat
itsuseforthislanguageissolimited.TheBr五hmims,editedasTI"VIIIIdiffersfromtheothers
inwridng御(aswellas/b/)asEwhereastheIetterEinotherBrdhmimss.representsthevoweI
le/bothinTurkicandbOrrowedwords.InthisitshowsthesamepracticeasBuddhKat,whichis
inTibeセmwriting.Unfb血nately,thisisamedicaltextwhichhasnothingtoofferconceming
ゆ
ourtoplc.
(4)
/Vand〃ontheonehand,andbetween〃andla!ontheother,thoughbothofthese
oppositionsmight,undercertaincircumstances,getneutralised(asphonemicoppQsi-
tionsinalllanguagessometimesdo).5Evenwhenthewritingd㏄snotgivedirectinfbr-
mationonwhetherweshouldread'orちweshouldtherefbrestillbeIbokingfbrclueson
whichleadingtoP爬fbr.
`Signa貰,letters
WhenwritingOttomanTu面sh,certainArabiccharactersfUnctiohedas`signal'letters
showingwhetherthesyllablesinwhichtheyappearedbelongedtotheffontortheback
sehes;Iamhe爬repeatingatermusedbyAndreasTietzeinanunpublishedlectureas
quotedbyR6hrbom1996:176.TheconsonantpairusedmostconsistentlyinOttoman
syllables.This`signalling'isfbundalreadyintheUyguralphabet,whichusesthetwo
SemiticcharactersXandKfbrdistinguishingbetweenback-ha㎜onyandffont-har-
monystringsi血odginallyTurkicwords,X6is,intheUyguralphabet,usedalsofbr
representing/glinback-hamlonystrings7butnodistinctionismadebetween/klahdlg!
inTurkic食ont-harmonywords.
DealingwiththeUygurconespondencesofSans㎞tた,8,ぬ,肋and8ぬ,Sh6g樋to
l978:96statedthatXoftheUygur3criptcorrespondsonlytoSanskrithwhiletheother
fburSanskritconsonantstogetherreceiveadiff¢rentrepresentation.R6hrbom1988then
5 IwilldealwiththequestionwhetherOldTurkicdistinguishedbetween'and乙andwhatdle
natureofthisdislinctionmayhavebeeninitsdiffbrentsubcorpuses,inadiff6rentpaperIam
P㈹panngatp爬sent・
6 scholarshavegeneral韮yusedQfbrrefb㎡ngtothischaracterbutlwillrefbrtoitasxbecause
重hescripIgoεi飢oUygur).
7 Inback-hamonywordsthedistinctionbetween瓜1andlglisshown-thoughnotquite
consistently-bydouble-dottingtheXwhenit【epresents/k/.Thesoundκoftengetsasingle-
dotdiacritic.
(5)
pointedoutthatthespelliρgsystemappliedtostemsofIndianoriginisdifferent丘om
thatusedfbrTurkicelementsbutidenticaltothesystemappliedtowordsofIndian
odginwhenwhtingSogdian(f士omwhereitwasno-doubtcopied):Whetherthematdx
languagewasSogdianorUygur,wordshavingtheconsonantsた,肋,80r8ぬinSans㎞t
orPrakritwereinthe㈹ceivinglanguagespelledwithK,whethertheadjacent(origi-
nally)Indicvowelswereα,o,配(classifiedasbackinTurkic)or1,6(assignedtothe
Turkicffontseries).81fanelementinawordgoesbacktoIndichandisfbllowedby'or
ε,itisalsospelledasKinUygurwriting.TheletterXisinborrowedIndicelements
usedonlyfbrIndichfbllowedbytheothervowels,α,oor灘.9Stopsandfhcativesare
distinguished,then,butnotvoi㏄dvelars丘omunvoicedones.Allthiswouldmeanthat,
asfaraselementscopiedffomIndicinUygurareconcemed,Xdoeshave`signal'value
(sinceittumsuponlyiffbllowedbyα,oorのbutKdoesnot(asitcanbefbllowedby
anyvowel).且oSans㎞ 腕isnotallthatcommon,ofcourse,sothaトallinall-the`signal'
valueofvelarletterswouldinfactbequitelimitedinsuchborrowi!lgs(wheretheir
8 AsmallselecdonofsuchinstancescanbefbundinR6hrbom1988:236,Counte卜examples,X
usedinstemsofIndicorigintorepresent[k],arequitefew.AllthreeinstanceswithX
mentionedinR6hrbom1996:184arequotedfromtheSt.PetersburgSuvms..In1α κ諏 π`body
mark',oneamongthese,theletterprobablyrepresents[x]andnot[k]:Thereissolidevidence
thaUhestring!k§!waspronouncedas[x蓉]inUygurwordsandthispronunciationappearsto
havegottenextendedIoaboπowinginthiscase.AnotherinstanceappearsinBuyanAvirrntik,
の
ロ
apassageaddedtothetextofthisms.inlhe17thcentuly,whichshouldbynomeansbetakenas
evidencefbrOldUyguralthoughitmanagestoapeIhatlanguagetoalargeextent。TherealSuv
ロ
の
textcanonlybeestablishedbyacriticaleditiontakingallthenumerousoldermss.(mostlyin
Berlin)intoconsiderationandwouldexcludeBuyanAvirmtik.Thephenomenonistherefore
marginalatbest.
9 AfbwexamplesarementionedinR6hrbom1988:240.InSogdiantheletterisalsoexclusively
usedfortherepresentationoffficatives;kethisapharyngeal丘icativewhichinSemitic
languagesattractsvowelstothebackofIheoralcavity,Cf.,ontheotherha玲d,tamηaq<Tib.
8ぬ 〃rs-Oag`instruction'withXattheendofaforeignword。
10 ThepresenceofXas刀 財istdggeredonlyifthevowelfbllowingitislaou1;thetriggering
vowelisthesubsequentone,aswiththeallophonesofModemGreeklx/;nouheonepreceding
th6frica丘ve,aswithGeman[x-91.
(6)
eviden㏄woロldhavebeenmostneededfbrestablishing亡hepronunciation).Thisd㏄s
notapplytosuffixesaddedtotheseIexemes:Therethesignallingsystemshowsthe
no㎜alTuddgvowel+vel訂dichotomy,wi血+gαvs,+妨,+吻1'vs.+磁1,吻or+吻
vs.+倣or+1磁.Dea豆ing.withthespellingofwordsofIndo-AryanorigininUygur,
R6hrboml996:177writes:。WasdieKonsonantenbetrif肚,sokannnurdasVol宝ommen
vonsogenannten,Signalzeichen'alssichererHinweisaufVelaritat(SignalzeichenQll)
bzw.Palatali蹴(SignalzeichenK)einerSilbegelten.``However,contrarytothisstate-
ment,theselettershaveno`signarstatusasfarasstemsofsuchoriginareconcemed:
WhenusingUygurscゆtf6rthesewords,theuseofKisnotautomaticallyconnected
withthehamlonyclassofasyllablewithinwhichitisused。Thereistherefbrenothing
iπegularornon-h㎜onicabouuhespellingSLWKWX(fbunde.g.inHTsVIIIl924)
fbr`stanza(accusative)'withalexemeultimatelycomingf士omSkt.510ん α:TheKonly
showsthatthevelarisastopandnotafdcative.Weknowthat,inTurkish,consonants
suchaslk1,1110reven〃havebackandffontvariantsandthattheirpronunciationalone
can,iftheyappearattheendofastem,dete㎜inethehamlonyclassofsuffixesaddedto
it;thusinTurkish∫ αα∫+eand加'+46,12ReadingOttomanTurkishonecould,ifasyl。
lablecontainedthephonemes/k/andpartlylsland〃,guessbytheuseofArabicletters
whetherthesyllablewouldbepronouncedwithffontorbackvowels.Thisphenomenon
didnotαpr'or'holdinUygur.OurinfbrmationonthefrontnessorbacknessofUygur
syllablestherefbremostlyfbllows丘omthewaythevowelsarespelledinthestemsand
fromtheshapesofthesuffixes.TheSemiticwritingsystemsareratherunhelpfulcon-
cemingvowels:[司100kslike[a]exceptintheabsol磁eonsetand[i]and[i]arespelled
identically(exceptwhen【i]isspelledasA);[6]and[司aregenerallyspelledwiththe
12Weneedn'therediscussthequestionwhether[t'land[1'】,these實ontvariants,shouldbe
consideredtobephonemesalthoughthematterarisesonlyinconnectionwithborrowedwords,
orwhetherasupra-segmentalmodelisbettersuitedfbrthetopic.
(7)
digraphWYinthe且rstsyllablebuttherearenumerousexceptions(suchas∫ δz伽,noble'
beingspelledTWZWN).
ConcemingtheIastsyIlableofastemwetherefbrehavetorelyonsuffixes:13
Whenwefindtheaccusativeofthewordfbr`stanza'comingfromSkt.∫10た αas
SLWKWKwithKandnotXweareentitledtoassumethatitwas,beside5'o々,also
pronouncedas51δ 々;営10た+1配8and詑oた+'αrl言(bothendinginX)arealsoquitecommon,
butsois51δ た+1躍g(withtwiceK).ThewordwasprobablyboπowedthroughTokhanan,
whe爬oneofthetwovariantsoftheAdialectisspelledas.5'yoた.Whetherthevowelof
thisdialectwasitselfacmallypronouncedas[6](yomay,afterall,havebeenthe
Tokharianspellingfbr[6]),whetheritsoundedclosestto[司toTurkicears,wh弔therit
wasrephonologisedas/6/becauseofthesequence/蓉1/(brokenapartbytheTurks,as
showninspellingssuchasSWLWK)一thereisnoreasontodoubtthe!6/inthisparticu-
larvahantoftheUygurword.SinceSahskritonlyhadonelowroundedvowel(o)
whereasUygurhadtwo(oandδ),thereisalwaysthepossibilityofamappingo→6also
ifSanskritwerethedirectsource.Therearemanycasesotherthanthefluctuating
Tbephonicinnuenceo飼bre三gn左
tumsoutthatthegreatm勾oritytakeplaccinthevicinityofK(asstatedbyR6hrbom
1988).Inanumberofinstances,someofthemmentionedinR6hrboml988:237,words
inSanskdthavingた μ。,た距。,々o。,80。etc。intheonsetanespelledasKWY。inUygur,no
<Skt.た 雌 μ4α`lotus'.SomesuchlexemesweresubsequentlyborrowedbyMongolian
13Wilhloans,血iss田tementholdsonlyifthesu雌xeshave實ontha㎜ony,accordingtotherule
(restaledbelow)thatbackha㎜onyisthedefaultclassfbrsuffixesaddedtosuchIexemes.
(8)
VIII)
.・ 伽 ∫
・脚 ・Aversifi・d・ ・α4伽 ・text・dit・dbyP・ ・fess・ ・Sh69・it・h・ ・
Br盃hmispellingG勿showsthattheUygurspronounced(or∫ α ηθ∫伽85pronounced)the
vowelinthenameoftheriverGangesasla/.R6hrbom1996:182-3triestoexplainthisas
fbllows:"Wenn_einSch頚eibernichtmitderNo㎜desSubsystemsve並rautist,dann
wirdereinK-ZeichendesSubsystemsalspalatalesSignalzeicheninterp爬tieren._
Verl註u丘dieAnpassungandiet雌rkischeNo㎜inRichtungPalatalisierung,dannscheint
mehrderoptischeEindruckdesK-ZeichensaufdenSchreiberverantwortlichzusein.``
R6hfbomappearstohavebeenthinkingsolelyofcopyistsofholytextsintenton(butnot
quitecapableof)retainingtraditionalspelling.Insteadofassumingunprofbssionallty
onem重ghtratherspeakofthegradualandsporadicalinfluenceofspellingpronunciation.
Hadtheinfluencebeenamerelyvisualone,8で の ㍑+燃`at(theascendanceof)the
planet'inZiemeVorr14datedtotheyear1022wouldnothavehadafrontsuffix:The
丘ontinginthiswordmusthavebeencausedbythe8。.
Moreover,wordsnottransmittedoverthecopyingofreligioustextsbutthrough
generaldiffusionshowthesameffonting,e.g。 頬 ρδz`cottQnseed'coming丘omIndo-
as1田inTurkicor履r履 海`spiceusedassafffonsurrogate',atemlf6undeverywhere
betweenIndiaandtheMediterraneanwithtwo《11s.Tokharianた 痂cガsesame',athird
te㎜ 丘omthesamenon-religioussemanticdomain,isalsoinUygurrephonologisedas
14.TIIY37br4asread.byA,v.LeCoqitheactualf士agmentisnowlosしSeetheUWfbrth三sand
otherabbreviated .re{brencestotexts.8rのr`δ ♪
κwouldalsobeapossiblereading.TokhABhas
source.
(9)
Uygur,thisisamatterbetweenthesetwolanguageswhichhasnothingtodowiththe
factthattheultimatesourceisSkt.航 醇8αrα`chaper.
Loansstartingwnh/klwhicharrivedfromorbywayofSogdianappearnotto
haveparticipatedinthcfr()ntingprocess:Suchteirnsarekolti`averygreatnumber'<<
Skt.ko∫i(cf.Laut1986:91,105),丸4ρ`anageindivinereckoning',聴 αη`averyshort
moment',karmaput`precepビorkarte<<Skt.8ψ α5'ha`householder'.Ifthisiscorrect,
itwouldlinkfrontingbyonset/k/toTokharianmediation.
〆Thereappearstobeageneralconelationbetween/k/inthecOdaofborrowed
レ
nounsandhamlonyfluctuationinsuffixesaddedontothem:Thewordspelledas
C'TYKorC'DYKultimatelycomesfromSkt.戸'aたa`storyaboutthelifeofBuddhain
apreviousexistence'.Ithas,inSuv,threeexampleswiththesuffixes+'8and+"8(one
ofthelatterinSuv235,10)asagainsttwoexampleswith+'諺 吾(oneofthelatterinSuv
235,2);δ α4襯18appearsalsoe.g.inTTX4.TheTokharianABcognate/a"takisnotvery
likelytobeitsdirectsourcebecauseofthestem'ssecondvowe1.AswithSkt.Srdvaka
appearinginUygurasSR'VYK,Sogdianmediationmayherebelikelier(cf.Laut
l986:117):TheheighteningofvowelsdoesnotappeartobetypicaloftheTokharian
route.μ 猷!館1た`letter,akSara',aSogdianterm(spelledwith
.both'WYand'Winthe
firstsyllable)perhapsultimatelycomingfro!nChinese,showsboth+YKand+YXas
accusativesuffix.15Acommonvariantis,inSemiticscript,spellcdasuiak,whichalso
tweenthesuffixes+1聖and+'8(accusative).Withotherboπowed。klexernesIhave
comeonlyacrossinstanceswithbacksuffixation:Thefornsaij8ik÷qaisattestedinSA
anotherinstanceofafb鴨ignwordnotshowingbacksuffixationbecauseof∬nalκ.Like屹 薩
(withwhichitconceivablysharesitsetymology)itisnotofIndicoriginandwastherefbrenot.
consideledbyR6hrbom.
(10)
8;itcomesffomSkt.5α 脚8勉 んα,ana(巧ectivederivate.f止om5α ητ8勿,andaccordingto
Lautl986:145hasSogdian5π た'yたasdirectsource:Itssecondsyllablecouldbe/Vas
wellasli1.Anotherrelevantte㎜ofultimateIranianohginisρ5α た`crown',always
spelledwithKandreceivingthesuffix+'18inUII5922;itsdirectsourcemaybe
Tokharianpδ ∬o々,sincetheSogdiancounterparthasaninitia1α'{ザThequestion
whetherthespellingofthevelarhasanyautomaticrelevancefbrthepronunci3tionof
ms.TM332(K6kt廿Turfp.1047):Thewordisspelledwithaffontk2buttheplural
suffixis+'αrandnot+1∂r.16Thisshowsthatthepresenceofaf止ontvelardidnot,by
itself,haveanyinfluenceonthequalityofthesuffixvoweLWehaveasimilarphenom-
enonalsoinManicha}anscript,'ωrαz融`scalesfbrweighing'spelledwithundo㏄ed
α 励inMIII2,8;inUII77,25we且nditspelledwithKinUygurschptasweli.This
wordofIranianodginhasbackvowelsiballIranianandTurkicsources.17
Loanswithfinal!klspelledasKhaveHuctuatingsuffixationwhichisnotin-
dicativeofthevowelclassofthelastsyllableinthestem.Nocertainchoicebetween
thereisnoadditionalevidence。WehavealreadyshownthattheplesenceofKisno
reasonfbrdiscardingthelattertworeadingsfbrthisword.TheKappearstohavesaved
.the行ontpronunciationfbrsomespeakers,againstthemoregeneralrulethattheback
hamonyisthedefaultclassfbrsuffixesadded.toIoan$.Thevowelsofthelaststem
16Zieme2001:217tookMz386(TM333)v1-2tocontainanotherrunifb㎜insIanceofthis
te㎜,reading血epassageas蓉1'k212r2:tlw[gl']rl:r2t21.Thisheinterpretedasμ'go15α た1αr
theffontvahantofthepluralsuffix.However,the丘rstcharacterafterthelacunad㏄snot,I
think,looklikeslbutratherlikek1.Fu曲emo豹e,theverbphrase'μ8αr∂r"wouldimply
durativeaspectoracontinuousoriterativeevent,whichseemsunlikely;besldes,babiesalenot
meet(+dadve)'.
17Clausoniswmnginwdtingitwith。8;theα ΨhofManicha}anscriptcanonlybe側.
(ll)
syllablescanhowever,insomecases,t鴎deteminedbyothermeans:V短ationwithα
fbr6α4孟 ●
たbeside6α4薩(notexcluding猷 ζ
ガた)becausevowelr撮sing(apparentlylinkedto
Sogdianmediation)doesnotnecessarilyimplyffontingandbecauseweknow丘om
caseslikeρ5α たthatKdoesnotf止ontvowelsbefbreit.
Sh6gaitol978hadlimitedhisscopetowordsofIndicoriginbecausehisaim
wastoanswertheqロest量onoftheirrouteintoUygur.Whendealingwiththespellingof
loanwordsofIndicoriginasagainstthespellingoforiginalTurkicstemsandsuffixes,
R6hrbom1988and1996disregardedthespellingofborrowingscomingfromother
languagesintoUygur,astheonesjustquoted.R6hrbom1988:232-233speaksofthe
wholeSanskritlexiconbeingopentotheleamedUygurusage,whichisusedevenwhen
thesourcelanguageofatextbeingtranslatedisChinese.Thefactis,however,thatsuch
Sanskritte㎜sdonotgenerallytumupintheirohginalshapebutintheshape山eyhave
inSogdianor,morecommonly,To㎞arian.WhileleamedtranslatorsIikeSiOkoSali
tutuqandl翫erUygurscholarswouldhaveadirectknowledgeofSanskht,theno㎜al
sourceofte㎜inologyWouldbeindirect,nottospeakofnon-terminologicalloans。We
couldtherefb㈹speakoftwolexicalpermeabilitiesasfara忠Buddhistte㎜inologyofthe
post-Sogdianstageisconcemed:TheIndic-TokharianpemleabilityandtheTokharian
-uygurpermeability.pealingwiththewayuygurrepresentsloanwQrdsinwriting,we
shouldbelookingatthephonicandgraphicmechanismsofborrowingasawhole,asit
isun正ikelythatalanguageshould,atanyparticularstage,havedealtwithaspecific
ultimate(i.e.indirect)sourceinImywaynotrelatedtotherestofthesources.Wehere
seethatManichaeantextsintwowritingsystemsnotdealtwithbythescholarsmen-
tionedshowthesamephenomenonastheonestheydiddealwith.Suffixfrontingby
borrowedKisclearlynotlimitedtoTokharianmediation.
Athiπdpossibilitywithte㎜sborrowedwithKis,ofcourse,thattheKisnotin
thebeginningortheendbutsomewhe祀inthemiddleofthestem.Thebaseofafbrm
(12)
1ike鰯 ゴ+1ま8(Sh6Agon203u.22;<Skt.話 訳:yαbywayofTokhAB動 燃)could田so,of
course,haveendedin/▽,innuencedbyitsfirstvowel;thisinspiteofthespellingwith
丘ontK,as,infact,ぎ 盈'itselfcould(e.g.inTrX66,136,334)havebeenpronouncedas
elsinUygur.18R6hrbom1996:183proposestoaccountforthisbyassumingthat
SNKR'M(thespellingwithoutα'4aftertheS,whichwasinuseinSogdianandis
attestedonceinanUygursourceinSogdianscript)wasmisunderstoodasS'KR'M,α1げ
andη 距ηbeingsimilarinUygurwriting;theKisthensupposedtohavebeeninterpreted
asa`signarcharacterfbrffonting,whileretaining回phonically.Allthisdoesnotseem
verylikelyasitpresupposesasimultaneousinterpletationofacharacterstringasboth
NKand'Kandtheabsenceoforaltransmission.ThetemlappearsinTokharianABas
immediatesource,theprocessremainsobscurebutcanbeaninner-Sogdianproblem;if
itwasTokharian,thevelarstopwithwhichthewordappearsintheTokhariandialects
couldhavebeenresponsiblefbrthefronting.
Frontingwithoutvelars
TheonlysolidlyattestedexamplefbrthefrontingofastemwhichhasnoK(andis
therefbrenotmentionedinR6hrbom'spapers)whichI㎜awareofisδr4'η'`jewel',
whoseultimatesourceisSanskritrα ∫
ηα.Itsfirstvowelisshowntobela!byBrahmI
evidence;the丘ontsuffixvahants+1'8,+舷and+8,withwhichitisffequentlyattested,
proveitslastsyllabletohavebeen〃andnot〃.Ihavecomeacrossasingleinstanceof
+X'inBTVIIIA122.TheUWentryfbrthislexemeallowsustotraceitshistorywithin
IJygurlManicha3an・texts(includingtherelativelylatePothiBook)neverhavetheinitial
vowel,whichisclearlyaTurkicaddition;theyshowthespellingsRTNY,RTNYY,
18`∫ αηrα1ガinUW277bisanen'or.
(13)
RDNYandRDDNY,BothSogdianandParthianarerelevantf6rtheshapeofthis
lexeme:SogdianretainedtheSans㎞t'whileP飢hianshows4insteadandmaypossi-
blyhaveinnuencedthefb㎜.RDNYisfU曲erattestedinms.LinTTVI243(asagainst
sixothermss.extantfbrthepassage)asonlynon-Manich紀anevidencef6rsuchspell-
occasionalδr加'(fbundintheDLTasavariant)and(rarely)∂r4伽 ∫(perhapsborrowed
backffomMongolian).TheManichaeanvariantwaspresumablypronouncedwitha
vowelafterthe〃butwedonotknowwhatthatvowelwas;ifδ ㎡ η∼cameaboutby
metathesis,itwas/田(andnot/a/,asassumedinLaut1986:144).He爬weclearlyhave
丘ontingwithIrapianinte㎜ed鱒.Wedonotknowwithwhatvowelsthisintermed鱒
waspronounced;thevowelsofboπowingswhichreachedUygurbythatwayneednot
concemusasthef士ontingcouldhaveoccurredwithinthoselanguages.Wehavetostate,
atanyrate,thatnotallwordsofultimateIndico丘ginhavebacksuffixesinUygur,even
iftheydonotendin/k1.
↑hemteofSanskrit『 躍inUygur
Sanskrit。 αstemsrefb1TingtoanimatebeingsgenerallyappearinTokharianwith。 θ
whilethoserefbrringtoinapimateentitiesdropthevowel.AsdiscoveredbySh6gaito
1978(andindependentlyfromthisrestatedbyMoenoose1980),thisdist曲uhonisgen-
erallymirroredbyUygur,showingthatUygurborrowedmuchofitsBuddhistlexical
stockffomTokharian.InSemiticwritingsystems,withwhichthevastmajorityof
Uygursourcesarewritten,thecodavowelisibtheseborrowingsspelledasY.Yisin
Uygurusedfbrtranscribingthreesounds,[i],国andalso[e].FromsourcesinIndic
writingweknowthatle!WasinUyguradmissiblealsoinnon-firstsyllables,bothin
19Manichaeani曲enceontheS嵐zY琶 ㎞ 欲Yarokhasbeenvadouslydiscussedinthe㈹cent
years;thisevidenceofonems.againsta110thers〃2'8乃 ∫speakforaspecificManichaean
backgroundofthisparticularscribe.
(14)
borrowingsandinoriginalTurkicwords.Itmightthereforebeassumedthatthesound
appearingasYwas,inthecodaofsuchwords,pronouncedas[e},fbllowingthesource
language.Thisisnodoubtthei℃asonwhytheUWtranscdbessuchwordswith。 θ,both
whentheauthorcanadduceevidencethatsuchaTokharianwordexistsandwhenno
suchevidenceisadduced:Thewordsattestedas"CYTYas"RCWNYor'RCWNY,
ソ ソ ソ
ソ
andas"YWKS'NYarerespectivelytranscribedasα δ'∫8(withTokhariancognate),as
α踏 麗η6andasαyμ 舷 αηθ(noTokhariancognatementioned).Suchetymologicallymoti-
vatedtranscriptionsarenot,asfarasIcoulddetermine,suppOrtedbyBr豆hmTsources.
ThereismuchevidenceagainstreadingUygurYaseeverytimeTokharianhase,apart
ofitmentionedinthenextsection:ThelexemewrittenasasureinTokharianandcom-
ingfromSkt。asuraisinNeujahr73(aBrahmltexteditedinZiemel984)spelledas
asuri.TheUWquotesthisUygurinstanceasasureandwrites:,,TrotzdesBrahml-
Belegstranskribierenwirasure``。Brahmlevidencedeservingtobetakenseriously,
the爬seemstobenoreasonfornotreadingthewordasasuri'.Insimilardisregardfbrthe
data,Lautl986:140writestirte(<<Skt.tirtika`teacheroffalsedoctrine')becauseof
TokhBtirthe,inspiteoftirthiinT"1'VIIIO3;anotherBrahmlinstance,tirtiinMaueKat
Nr.44av8,appearedsubsequently.Otherexampleswithi〃'<<Skt.ainthecodaare
iit7ttalc'aytasiki<Skt.。caitasikainMaueKatNr.44av3,ni8ranti<.Skt.nirgrantha
ibid.v8andfurthertemlsinthatline.InNeujahr75-78we 、findthepropernames
梅 η助 の α,ルtageibhadra,Va〃abhaandVais'ravageaallinUygurversionswithiandnote
intheend.Itistruethatwefindasa
.nke`averylargenumber;averylongpe藍odoftime'
inMaueKat19Nr,11fromTokhAasamkheandsvarmire`novice'inMaueKat3Nrs.78
and84fromTokhB5armゴrθ.Thesetwowordsarenot,however,instancesofSkt.。a>
respectively.
(15)
Back.vocalicsuf6xationasdefaultin且oans
ItwasPeterZiemewhofirst(1969:57-8)pointedoutthatf6reignlexemesappearingin
Uygurgetbackvowelsuffixesevenifthestemshaveffontvowels;Gabain1950:58had
statedthatthereareirregularitiesinthisdomainbuthadnotdealtwiththem,theonlyone
pαr'η'rり 勿 のisattestedwith+舷asdativesuffix.Ziemediscussedanumberofex-
amplesinManicha3ansources,mentioninginanotethatthephenomenonispresentalso
inBuddhisttexts.ThematteristhenelaborateduponbyR6hrbom玉988andl996,who
limitshimselftoIndictermsin.Buddhistsources.20Thefactisbestobservedintexts
writtenwithBrahmlwritingwhenthestemendsin[e],whichisspelledasθ;e.g,in
nomenonbutcomesfromChinese.InBuddhKat23(Tibetanwriting)4ゴ4伽+118`wear-
ingadiadem'seemstobethepref¢rablereadingagainsttheeditors'`4鋤.溺118',but
4'41}η'18cannotbeexcluded.Thefbmlisattestedwith+118alsoinMaitr2v23,BTVII
andelsewhere。Thereisnoknownreasonf6rノ 万 甑`anger,ofIranianohgin,tohavehad
backvowels;eventhislexemewithtwoli/sshowsfluctuationsinsuffixhannony:
elsewhere).SinceweknowfromBrahmlevidencethatthelastsyllableofUygurα5α ηたε
considerstobeanemr.Anotherexcepdon,inaManich㊧antextandwithanIranianword,is
脚 乞α8+価withKinthesuf∬x,refbπedtobyZiemel969=57.rψ 訂+4δinMaueKatNr.3,86is
consideredanerroraswell,as中eeditortranscribesthebaseasr¢1㎏8か;R6hrbom1996:178
doesnotagree,thinkingthef}ontnessofthesuffixiscausedbythepresepceofg.Sincewemust
assumethepresenceofanauxiliaryvowelafterthe8(whichR6hrbomdoesnotdo),rulesfor
suchvowels(discussedbelow)shouldapply.Weshouldnot,ontheotherhand,Iimitourview
toborrowings:Sincewefindμ8μr+面inNr.3,90aswellas96(inthefbllowingIineinthems.
and41inesfurtheron),thescribeapPearstohavebeengoingthoughasingularstretchof
confUsion.
(16)
ls!¢1,α5α η々θ+'1吾(documentedintheUW;consistentlyspelledwithXinthesuffix)and
α5αη丸θ+4α φ(DKPAMPeters263,403)canalsoserveasexamplesfbrthephenomenon.
shouldbereadas4θ η吻rinTibetanscriptinBuddhKat26,29and30.Withoutthe
infb㎜ationonthebasevowelffomaninstanceinanIndicscript,wecouldalsohave
readitas`4置'η'(asZieme1969:37infactdoes).
Therulethatborrowingsshouldgenerallybefbllowedbysuffixesofbackhar-
monyhasaquitewidediffusion;inQarakhaniditholdsfbrIslamicloans:TheQBand
theAtabatu'1一 耳aq盗'iqspellstemswithconsonantsindicatingffontvowelsbuthave
theirsuffixeswithback-hamlonyindicatingconsonants;cf.Mansuro舘lul959:90.The
rulestillstands-strangelyenough-inmodemTatarwithRussianloans(thoughnot
withearlierloansffomPersianandArabic),asdescribedinOnerl998:22-23:e.g.
4ρPθ ∫
嫉 繊`apPet孟te'40た 研 π8π∫'α
動 アπ8α η`documented',ρro雄 ω18彪 面`toyourpro-
cess',ρr∫ η飽ψ'αr孟'`theirphnciples'etc.;therearenoirregularitiesamongback-vowel
stems.Onerpointsoutthatthemattercannotbemotivatedbyrece口tspellinghabits,asit
isfbundalsoamongtheTatarcommunityinFinland,whichemigratedduringtherevo-
lutionandusesTatarmainlyasaspokenmedium.ThesourcesoftheTatarphenomenon
aretobef6undinClassicalChagatay.
becauseBrahmidoesnotshow中ed榔erencebetweenthesetwosounds.Ifthelastsyl-
1ableofaborrowedsteminaB士ahmitexthas',thatcan題lsorep爬sent[i]aswellas[i]
aswell,sincethesameffagment耳1sowritesIVas'inyα 漉,海oη 量
◎(accusative),α'118.and
L32,fromSkt.r誘'`zodiacsign';ノ 雁 ∫
ψ μ〃'+11'81αrinTTVIIIG13mightalsohave診'.For
theaccusativefb㎜spelledゆ α∫∫1+51η`itsemergence'inBrahmlTrVIIIH4theread-
ingμ 砂 α'1否肋ispossibleaswell.ThewordintheUWandinLautl986:144spelledas
(17)
αr砦∫,comingffomSkし ハ3'presumablyvia.somePrakritandthenviaSogdianぜy,was
αr砦εinBuddhKat26and29makesthislikely;seeMaue&R6hrbom1984:294and
f60m.42(alsorefbrdngtotheTibetallitinerary)fbrtheuseofθtorep㈹sentIVinthat
source.Thecodavowelofthiswordisunlike正ytohavebeen8asithas'inthesource
alsogivenasproofthatfbreignwordswithffontcodasarefbllowedbyback-classsuf-
fixes.However,thespellingη'zvα η6inBuddhKat9,27,37and43pointsillthedirection
of厩vα 鴫thereadingproposedbyMaue&R6hrboml984isinfactη 孟
乞vαηi=22
ThenwehaveagroupofUygur。'stemsco廿espondingtoTokharial1。 εstems:
inthesamems.,sothatthescribe.didhave。6inhisinventory.8α η吻 ハノ'+1αrffomSkt.
gα η伽 αη αoverTokhB8α η融 αrv8isquiteunlikelytobeanerror,asitappearstwice
η'r8rα 励 α`anchorite',supportedbyπ'8rα π∫
ゴinMaueKatNr.44av8:Bothprobably
have肋 ∫5∫
碗+1αrl'(MaueKatNr.44bB2)presumablybelongstothesamegroupifit
ultimatelycomesffomSkt.η'5擁 伽 α`fbod',astheeditorthinks.
withheightenedfbreignθ,attestedwiththebacksuf登x+1量80ntheonehand,withthe
accusativesuffix+∫g(BTVIII355and361)on.theother.Whywasthele/inた μ励 αη4e,
sumxesevenwhentheyendinffontvowels;erroneously,tomymind.
22Sogdian,thesourceIanguage,hasπyzβ'η'々/ηyzβ'の ・6り,probablytobetranscribedasnizβ5ne,
(18)
ρ5μrεorα わ∫
ぷ8々notretained23althougho5α πたθ(<Tokh.α5α 那 肋 ε)doeshaveit?Non-
first-syllablelelsmayhavebeengraduallyeliminatedffomOldTurkic:yα ε`7',
yθ8ケ 切 θ`20'and5伽rθ`pointed'mayhaveoriginallyhavehad!6/andlostitinthe
courseoftime.Sothiswasaninner-Uygurprocess.
Iamnαawareofasingleins亡anceofTokharian。6<Skt.。 αappearingas。6in
Uygur.Ifthisis.reallyso,thentranscription6suchasαr働 η6shouldbecorrected.
Apossibleretractinginnuenceoftheaccusativesuf猶x
Onefactorwhichmayhavechangedcoda〃(oreven/b/aswell)into〃couldhavebeen
theaccusativefbrmaddedtoitintheback-harmonyvahant.Takeη1zvα π」'+g(attestedin
SuvandinBTVIIH20)andα6αrl'+8(attestedinSuv),which爬achedUygurf止om
(Suv),pωr4ρ'1'+8(sixdmesinTA)or4αrπ 診'+8(Suv484,17),allspelledwithXinthe
suffixandhere-tentatively-transcribedwith〃attheendofthestem.Thefactthatthe
爬tractedittobackposition.This粥 αythenhavcir血uencedthewholeparadigm.Iam
4αrη 量
●+'αr三:getc.tobeinstancesofstandardvowelharmony.
Auxiliaryvowels
Consonantc1ロstersoffk)1℃ignwordsareinUygur,asinotherTurkiclanguages,often
brokenupbyauxiliaryvowels;theyusuallyinvolveanr,whetherasyllabiconebe-
tweenconsonantsoraconsonantalonebesideavoweLThereisnoreasonwhysuch
auxiliaryvowelsshouldbetakentobeli1,aswrittenbysomescholars,ifadjacentvow-
elsbelongtothebackseries.TheUWisinconsistentinthismatter:Theauthorcorrectly
23TheUWgivesα う漉 たaslemma;thisisunacceptableasitisagainstB語hmidocumenIation.
(19)
writes(珈 三
ア∫α<<Skt・ α1π.πα,α ηα∫か αvα4α ∫
μ<<。 δ5rαvα 。andα η¢ραηrα♪5∼}η
αr"1孟吾<<
。3η3!∫'。
,butα わ14αr∫η∼ofUW(<TokhABの ん'励 αrη2)shouldbeα わ'4αr伽,especially
sinceaMaitrvariantisspelledα わゴ
ぬrα 肱 αわ'ρか αy(UW;<TokhABα わ履 ρrδy;Uygur
wouldseemtoconcemadevelopmentwithinthedomainoftheoriginalsecondsyllable.
αηαη∫rαぎ,αηα〃∫診}噂
α営,αηαπ∫αrαぎandα παη〃 踏.TheUW'so1ガrα η1αηθ<<Skt.oprα η2ζ7∼2α
`incommensurate'shouldbe¢ μ γα溺
αηガwhileαr4か<<Skt.δ ㎡rδ(nameofamoon
instanceswheredoubleorsingleα1げofthefirstsyllablearereplacedby'YfromSh6,
Sh6KenkyU,BTVIIIandSuv;theauthorthinkstheyshouldbereadas`6彦 ガ(because
twoofthemaltematewithsingleα'⑳or`lr砦 ∫'.ButδisbynomeansthesameasθandY
cannotbeusedtorepresentit,aspellingwithasingleα'4cannothavebeenusedfbr
representing[e],noristhereanyhistoricaljustificationfbr[e】./Vdoes,ontheother
hand,altematewith/a/asauxiliaryvowelinmanyoftheinstancesquotedhere.Laut
thesecondsyllableof.thesourcelanguages.24Similarconsiderationsshouldmakeus
consonantsotherthanlr1;he爬wejustmentiononeoftheexamples,α 舖 ψαδ'く(TokhA
24LautisagainstM㏄rloose's(1980=69)derivationofthewordffomTokharian,presumably
becauseoftheMai面simit'sdefbctivespellingas(菊r.
(20)
Thequahtyofraisedvowels
borrowedintoUygurbywayofSogdian(oη'η)andnotTokharian(Acα η(∫αη1,B
beassumedtobeffonted.Inthiscasewefindthewordspelledwithnlinthe(runifbrm)
IrqBitig,which(sincethissourcedoesnotbelongtoOrkhonTud(icbuttoUygur)
shouldbesufficientevidence,Apothercaseinpointisthespelling`翫zz加'inLaut
readingthisvariantas営 αz量}2.TheeditoroftheTAhascorrectly(asinsomanyother
cases)transcribedthiswordas諏zlカ.
Condusion
Ihave,inthispaper,triedtopointatclues-someofthemobviousbutmanytoooften
disregarded-concemingthephonicshapeofwordswhichUyguradaptedf止omother
Ianguages;Ihopetohavepointedatsomeoftheproblemsinvolved.Atpresentwe
understandonlyapartofthefbrceswhichwβreatplayinthismatter.Whatisneededin
ordertogetabettergraspofwhatwasreally .goingonisasystematicsurveyofallthe
availablematerial.Thefbremostprincipletobeappliedshould,Ithink,bethetrusttobe
placedinexplicitevidence:inthiscasemostlyffomBrahmiandTibetanscriptsources.
ThesecondprincipleIwouldpropoundisthatUygurisa`㈹al'Ianguagewithspeakers,
possessinganintemallogic,andnotmerelyamediumfbrthetransmissionofscriptures
whosech叙acterisdete㎜inedbyschbes.Therewere,ofcourse,1inguislicdi晩rences
betweenthedialectsofvahouscommunities(notallofthemsu倒cientlydete㎝inedas
26Theterm`SproBvokal',Le.auxiliary(`anaptyctic')vowel,usedbythea戚hor五nthisand
similarcasesisinexactasthewordinthesourcelanguagescanbeexpectedtohavehadthe
samenumberofsyllablesasinUygur(i.e.inthiscasetwo).
(21)
yet),butitshouldbepermissibletodrawconclusionsffomonetextgrouptowardsthe
otherunlesstherearegoodreasonstothecontrary。Thefinalpointisthatthereobviously
wasindividualvariationbetweenusersofthelanguage,linked,amongotherthings,to
thedegreeoferudition.Inthatsense-thewritingsystemsnotbeingquiteadequate丘om
thephoneticpointofview-therewillalwaysbeadegreeofindete㎜inacy.Itisourtask
tobringthatdeg爬edowntoaminimum.ThistaskIhave,inthispaperdedicatedtoa
fbremostcontributorinthisverydomain,beenabletoaccomplishonlytoaveryIimited
extent.
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(22)
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