Regional Framework For NATECH - Final
Regional Framework For NATECH - Final
Asia-PacificRegional
Regional Framework for
Framework
NATECH (Natural Hazards Triggering
for NATECH (Natural Hazards
D
Technological Disasters) Risk Management
Triggering Technological Disasters)
N& Risk Management
HAZARD
CATION DEFINITION
CLASSIFICAT
REVIEW
TECHNICAL REPORT
2020
2020
Coordinators
• Rajib Shaw, Keio University
• Animesh Kumar, UNDRR
Key Contributors
• Aleksandrina Mavrodieva, Keio University (Japan)
• Ana Maria Cruz, DRS, DPRI, Kyoto University (Japan)
• Antonia Loyzaga, Manila Observatory (Philippines)
• Devendra Narain Singh, Indian Institute of Technology, Bombay (India)
• Emily Chan, Collaborating Centre for Oxford University and CUHK for Disaster and
Medical Humanitarian Response (CCOUC), Chinese University of Hong Kong
(China)
• Fatma Lestari, Universitas Indonesia (Indonesia)
• Kampanart Silva, Thailand Institute of Nuclear Technology (Thailand)
• Maria Camila Suarez Paba, Kyoto University (Japan)
• Ranit Chatterjee, Kyoto University (Japan) and Resilience Innovation Knowledge
Academy (India)
• Takako Izumi, Tohoku University (Japan)
Citation
UNDRR-APSTAAG (2020) “Asia-Pacific Regional Framework for NATECH (Natural Haz-
ards Triggering Technological Disasters) Risk Management”, United Nations Office for
Disaster Risk Reduction – Asia-Pacific Science, Technology and Academia Advisory
Group
No part of this publication can be used for commercial purposes without the prior
permission of UNDRR. Please write to [email protected] to obtain permission.
To view a copy of the license, please visit https://creativecommons.org/licenses/by-
nc/3.0/igo/
2020
As the world has become more complex, so has risk. In a connected word, with
inter-dependent systems, disasters emanating from distant corners are more likely
to cause cascading disruptions down the line to countries vast and far.
At the same time, within countries, in the quest to power cities, mine resources,
build industries, and feed growing populations, humans have left a strong mark on
the environment around them, often creating new risks along the way. Moreover,
the need to expand cities and infrastructure means humans are increasingly en-
croaching on new areas that have traditionally been uninhabited, usually for good
reason, thus exposing people and economic assets to new hazards.
This global interconnectedness, and the increased interaction between the built
environment and the natural environment, means our development gains are in-
creasingly at risk of natural hazards, notwithstanding the increasing intensity and
frequency of climate-related hazards.
The Global Assessment Report (GAR) 2019 was the first GAR to cover NATECH
due to their relevance to managing systemic risk and minimizing the cascading im-
pact of disasters. The Asia-Pacific Regional Framework for NATECH Risk Manage-
ment takes the discussion even further through a closer examination of specific
cases and a focus on the Asia-Pacific region.
There is no stopping the pace of human development and growth, but for this
growth to be sustainable, it must be risk-informed. This calls for an expanded un-
derstanding of new types of complex risk such as NATECH, which is what this
report hopes to accomplish.
2
Message from AP-STAAG
The Asia-Pacific region has emerged as a hotspot of natural hazards ranging from
earthquakes, floods to tsunamis and volcanic eruptions among others. The Sendai
Framework for Disaster Risk Reduction has expanded the scope of disaster risk
reduction by adding a range of other hazards (including man-made hazards and
related environmental, technological and biological hazards and risks).
NATECH events are mostly low impact events aside from the large-scale 2011 East
Japan Earthquake and Tsunami that triggered the Fukushima nuclear disaster and
brought the global attention to NATECH. However, there is no baseline available to
compare NATECH risk trends in the Asia-Pacific region. Furthermore, tools and initiatives
for reducing technological risks often overlook specific drivers of NATECH events. This
necessitates a study of NATECH risks and relevant risk management principles.
The interest in NATECH risks has grown in recent years across disciplines. In addition,
several international organisations have provided sector specific guidelines for NATECH
risk management. This study is another step towards creating a shared understanding
of the NATECH risk in the Asia-Pacific region by documenting and subsequently
analyzing various NATECH events with known impact in the last three decades.
The study has been steered by the UNDRR Asia-Pacific Science, Technology
and Academia Advisory Group (AP-STAAG) that established a working group of
experts on NATECH risk. The experts have reported and compiled a total of 19
cases studies on NATECH risks in the region. Based on the analysis of the case
studies, ten guiding principles are proposed to aid national governments to take up
NATECH risk management.
The study has also benefited from a series of consultations to draw lessons from
the case studies. A regional action-oriented framework has been proposed as a part
of this report. We hope that this report will add momentum to the activities directed
towards managing NATECH risk in the Asia Pacific region and help in making the
societies sustainable and disaster resilient.
The report, through a series of consultations and drawing lessons from the past
NATECH disasters proposes ten guiding principles for NATECH risk management
in the Asia-Pacific region:
4
communication between the scientific, community, and the policy makers;
amongst the personnel of industrial and hazardous installations; between such
installations and the nearby exposed communities.
5
List of contributors to case studies
6
Table of Contents
Foreword........................................................................................................................ 2
Message from AP-STAAG........................................................................................ 3
Executive Summary................................................................................................... 4
List of contributors to case studies......................................................................6
1. The Context.................................................................................. 8
2. Background................................................................................ 10
2.1 Trends in Definition.................................................................................... 14
2.2 Clarification on the Terminology.......................................................... 15
2.3 Areas of Focus............................................................................................ 15
4. Policy Integration....................................................................... 20
References...................................................................................... 53
Annexure ........................................................................................ 56
Annex 1: Summary of Existing Definition/ Description of NATECH.....56
Annex 2: List of Key Reference Materials................................................. 59
Annex 3: Case study Template..................................................................... 60
7
1. The Context
N
atural hazards triggering technological disasters (NATECH) are complex
events that were first studied at the end of 1970s and have regained
importance in the recent past, particularly after the 2011 Great East Japan
Earthquake and Tsunami. The occurrence of NATECH events was estimated to
be approximately 5 percent of the total records reported in industrial accident
database up to about 20 years ago. The NATECH events at present are under
reported. In addition, it is presumed that the increasing frequency of climate change
linked natural hazards will lead to a spike in the number of NATECH cases in future
(Alessio Misuri, 2020).
Traditionally, NATECH has been studied with focus on adverse impacts of disasters
on industrial facilities leading to release of hazardous materials (hazmat). The
size of the global chemical industry exceeded $5 trillion in 2017 and is projected
to double by 2030 (UN Environment, 2019). The production and consumption
of manufactured chemicals continues to spread worldwide, with an increasing
share now located in developing countries and economies in transition, many of
which may have limited regulatory capacity. Considering these, it is certain that the
industrial sector and installations will continue to be a primary focus for NATECH
The shift towards a broader view and a more context-dependent definition of haz-
ards requires a systematic approach to risk that considers hazard, vulnerability,
exposure and capacity together and better understands their complex interactions.
The hazard list and associated HIPs may assist the activities of the GRAF, inform-
ing efforts to develop an enhanced understanding of the systemic nature of risk,
including the management of systemic risks.
8
Figure 1: Projection of annual production growth in
chemical industry by region
risk management. Nevertheless, over the years, various other infrastructure sectors
like water reservoirs, power stations, barges, etc. have faced NATECH disasters,
thereby highlighting the changed and advanced nature and complexities of these
events. This demands for an inter-disciplinary approach and a comprehensive
framework for efficient management of NATECH risk.
Over the past 25 years, presence and growth of chemical industries has increased
tremendously in countries like Indonesia, Thailand, Vietnam and the Philippines
and is expected to continue this growth path further in the coming years (ASEAN,
2014). This information must be examined closely with the fact that the Asia-Pacific
Region has also witnessed the highest number of disasters in the past decade.
Thus, the growing threat of NATECH in the region must be studied from all possible
dimensions of exposure and vulnerabilities in order to lay down a holistic regional
framework for NATECH risk management in the Asia-Pacific.
9
2. Background
T
he academic interest in NATECH has increased over the past two decades.
As per a review of Science Direct , out of 170 publications (2000-2020), 100
were found to be relevant. Figure 2, 4 and 5 map these publications on basis
of year of publications, type of publications and publication titles of relevant ones
respectively.
A higher number of publications is found through other search methods like the
Google Search using the keyword NATECH (Figure 3) vis-à-vis that done on Science
Direct using the same keyword.
10
Figure 3: Mapping NATECH
Publications through Google
Scholar Search for key word
NATECH; Total Publication
Count- 2190 (1997-2019)
The difference could indicate more discussions happening on the topic in workshops
and conferences (compared to academic publications) whose proceedings are
included in Google search but are not included in Science Direct search which
included five key types of academic publications (Figure 4).
11
Figure 5: Relevant Publications during 2000-2020 as per
Publication Title based on search on Science Direct for
keyword NATECH as on 07.01.2020
Sano et al. propose an index for translating risk assessment results for production
process safety to costs, thus aiding in appropriate prioritization and allocation of
management resources to safety investments. The index also accounts for indirect
costs including that of lost opportunity, business interruption, loss of raw materials
and products, lost profits, etc. for expressing damages incurred. A key highlight of
the paper is inclusion of natural hazards as one of the four considerations for risk
identification at industrial level. This marks an important shift in the approach of
compartmentalizing the natural and technological hazards for risk assessment.
The domino effect in the field of risk analysis was first documented in 1947, while
the earliest systematic study began in 1991. Domino effect can be understood
12
as “An accident in which a primary unwanted event propagates within an
equipment (“temporally”), or/and to nearby equipment (“spatially”), sequentially or
simultaneously, triggering one or more secondary unwanted events, in turn possibly
triggering further (higher order) unwanted events, resulting in overall consequences
more severe than those of the primary event” (Lei Hou, 2020). Conventional domino
effects are cascading accidents caused by a primary event like fires, blast waves,
etc. inside the boundaries of the plant and NATECH can be considered as an external
domino effect caused by natural events. NATECH events in an industrial or process
installation are likely to escalate the internal domino effect involving surrounding
equipment, thus further exacerbating the already catastrophic consequences of
the initial scenario (Alessio Misuri, 2020).
Hou et al. highlight four management factors for preventing and mitigating escalation
accidents (Figure 6). While inherently safe designs can mitigate the risk of domino
effect to certain extent but often the pre-designs have limitations of not taking into
account the cost and land use planning. Active protective barriers automatically
or manually trigger the protection action and include fire-fighting systems, etc.
Passive protective devices tend to delay the time of triggering domino effect by
constructing physical barriers between primary scenario and the secondary target.
For e.g. fireproofing. Emergency measures are related to personnel performance
and emergency procedures (Lei Hou, 2020)
13
Misuri et al. flag that despite the growing interest in the analysis of NATECH
scenarios, systematic approaches for the analysis of the performance of safety
barriers in NATECH scenarios are lacking (Alessio Misuri, 2020).
The first use of the term “natech” is traced back to a journal paper by Showalter and
Myers in 1994, analysing the release of oil, chemicals, and radiological materials due
to natural hazard-induced disasters. This section traces the etymological evolution
of the term from natech to more recent usage of the term NATECH. GAR 2019
notes that natural hazards have the potential to surpass safeguards, triggering
negative impacts that may entail hazardous substance release, fire, explosion or
indirect effects with wider repercussions than those felt in the immediate proximity.
The cascading technological side effects of natural hazards are called NATECH
accidents. NATECH event consequences can range from health impacts and
environmental degradation to major economic losses at local or regional levels due
to damage to assets and business interruption.
ASEAN Risk Monitor and Disaster Management Review describes that technolog-
ical accidents triggered by natural hazards, known as Natech, are typically more
devastating in terms of human casualties, economic loss, and environmental
damage than either a natural or technological disaster on its own. When a natu-
ral hazard occurs in an industrial area where hazardous materials (hazmat) are
used, handled, generated, or stored, there is a high risk of the release of contained
hazmats. Hazmats include certain liquids, gases, and pressurized gases with haz-
ardous properties, such as toxic, flammable, and/or explosive materials. Hazmat
14
releases – depending on their properties, processes, and confinement – can result
in contamination, toxic vapor, fire, or explosion that can impact surrounding com-
munities and industries.
Apart from the above, various journal papers, workshop proceedings and NATECH
related literature were referred to better understand the diverse definition and
description of the term in use. A summary of the same is listed below in annexure 1.
The natural hazards triggering NATECH can be broadly divided into slow onset
hazards like drought and weathering and rapid onset hazards of geological and
hydro-meteorological nature (Figure 7). Thus, the area of focus for NATECH risk
management should include understanding the nature of cascading risk these
natural hazards can pose to different infrastructure and services and thereby
having a potential to become technological disaster.
15
Figure 7: Types of Natural Hazards Triggering NATECH
Majority of the publications and case studies exiting on NATECH are focused on
NATECH risk on fixed installations like industrial setup, warehouses, hospitals, etc.
However, there are possibilities of NATECH risk to assets which are of mobile/
non-fixed nature or even while in transit. Thus, areas of focus include studying and
understanding the nature of NATECH risk to both kinds of infrastructure and the
identifying the challenges therein. Some of these infrastructures is listed in Figure 8.
16
3. Ten Basic
Principles of NATECH
Risk Management
T
he implementation of the Asia-Pacific Regional Framework for NATECH Risk
Management can be guided by the following principles (Figure 9), with due
considerations of national circumstances, consistency with domestic laws
as well as international obligations and commitments.
NATECH risk management calls for a holistic risk assessment in all its dimensions
of vulnerability, capacity and exposure of community, assets and environment
17
to multiple hazards. It should include assessing the systemic interdependencies
between natural hazards and technological hazards in a built environment
and evaluating the effectiveness of existing capacities with respect to likely risk
scenarios.
Each State has the primary responsibility to establish and put in place a systems
of risk governance comprising of institutions, mechanisms and policies for
implementation of the present framework at national, sub-national and on-site level.
Effective planning for NATECH risk management should involve active engagement
of institutions of legislation and execution at all levels; thereby clearly voicing out
of time-bound roles and responsibilities across all stakeholders including private
businesses and academia. The sources of funding for implementation of the plan
should be specified in the plan. Linkages to existing disaster risk management
plans sustainable development and climate change adaptation plans should be
made where possible.
18
strengthening the internal capacities at national and sub-national level for providing
timely early warning of and specialized response to NATECH.
The litmus test for response mechanism is the number of lives saved and
quantum of damage & destruction prevented. It relies on NATECH risk-informed
preparedness measures, readiness and response capacities of on-site and off-
site responders including the communities. It is the responsibility of authorities
at national, sub-national and on-site level to put in place a set of specialized
agencies and mutual-aid groups to save lives, contain health and other cascading
impacts, ensure public safety and meet the immediate basic needs of the affected
community.
Each industry and business should analyze the NATECH risk and put in place
arrangements including processes, robust supply chains, financial mechanism for
ensuring continued functioning of business, commercial activities and services in
aftermath of NATECH.
The sub-national and on-site authorities are responsible for safe disposal and
management of hazmat, if any, released during the NATECH. This is followed by
prompt restoration of services, livelihood and normalcy in the affected community.
The process of recovery should be aligned with principles of sustainable
development and should be guided by the building back better approach so as to
prevent creation of future risks.
19
4. Policy Integration
C
ases studies were used to understand the existing policies, if any, on NATECH
and related issues. In most of the cases, a specific policy on NATECH is
missing. There are policies existing on safety, preparedness and response
measures concerning industrial, chemical, nuclear and other infrastructure including
dam, power plants, etc. but the possibilities of them getting impacted due to natural
hazards and leading to NATECH have not been fully explored and addressed. Thus,
in most of the cases, these policies fail to link the cause (natural hazard) and effect
(triggered technological disaster) relationship and in some cases, where they do,
proper implementation and its monitoring is a key challenge and gap.
Japan
With regard to the nuclear disaster, Japan has an Act on Special Measures
Concerning Nuclear Emergency Preparedness (1999) which aims to strengthen
nuclear disaster control measures, under which there is a Guideline for
Earthquake Resistant Design of Nuclear Power Plant (2006) dedicated to the
regulations on the nuclear power plant design against earthquake. An Interim
Report of the Special Committee on Safety Goals for Nuclear Installations
(2003) indicates the importance of performing probabilistic risk assessment
which cover all hazards including natural-hazard induced disaster, though
the assessment was not mandated until after the 1FNPP accident. Although
NATECH was not included as a keyword in these documents, the nuclear
community has been aware of the nuclear disaster induced by earthquakes.
However, combination of natural hazards, e.g. an earthquake followed by
a tsunami, was not considered, and the risk assessment was on voluntary
basis.
20
operational gaps in understanding and management of the NATECH whereby
the triggering natural hazards and the triggered technological disasters are often
compartmentalized.
Malaysia
Given the low frequency of NATECH events in Malaysia in the past, there is still
no official platform that engages and informs communities about NATECH.
Although authorities such as BOMBA and Department of Occupational Safety
and Health (DOSH) are usually well informed about industrial disaster risks,
communication to communities and other stakeholders such hospitals
and CBOs are very limited. As of now, if a NATECH event would occur in
Malaysia, the authorities will respond to it as two separate events; natural
hazard event (flood / lightning) and industrial incident.
In Pasir Gudang, major industries like oil and gas companies are required to
register in a mutual aid membership called PAGEMA (Pasir Gudang Emergency
Mutual Aid). PAGEMA was established in 1988 and the main objective of the
establishment is to improve coordination during emergencies between
private sector and government stakeholders.
The year 2011 onwards, there has been an increasing focus on evolving nature of
NATECH risk resulting in development of various framework and guidelines on/
including the subject of NATECH (Figure 10). These includes the OECD Guiding
Principles for Chemical Accident Prevention, Preparedness and Response (2011),
Sendai Framework 2nd Addendum for NATECH, OECD (2015), Words into Action
Guideline, UNDRR (2017), WHO Chemical Leak from NATECH Information (2018)
and GAR 2019 Chapter on NATECH, ARMOR, ASEAN and RAPID-N in 2019, among
others. The recently released Sendai Framework-aligned hazard definitions and
classification lists NATECH hazard under technological hazards and “industrial
failure/non-compiance” hazard cluster (UNDRR and ISC, 2020).
21
Figure 10: Recent Guidelines and Framework on NATECH
Risk Management
Thailand
22
The Global Assessment Report (GAR) of 2019 included NATECH along with hazards
like environment, radiological, nuclear among others. The very first guidelines on
chemical accidents was prepared by OECD in 2011. The guiding principles revolve
around four pillars of prevention, preparation, response and follow up.
Japan
Global Assessment Report (2019) was first to include various hazards for the
first time including NATECH linking its impact to social, environment, health and
economy. The GAR 19 proposes ways to map the NATECH risk in relation to not
only critical infrastructure and industrial sites but overall socio-economic and
governance issues.
The World Health Organisation (2018) guidelines principally for health impacts
of NATECH events focus on earthquakes, cyclones and floods. The guideline
is inclusive of immobile and mobile sites which includes hazardous material
transportation through rail, road, air and sea.
23
Philippines
Malaysia
Singapore
The Fire Code of Singapore requires oil storage tanks to have lightning
protection systems. The Singapore Civil Defence Force (SCDF) has been
officially tasked with mitigating and response to hazmat incidents. Since
2002 fire stations in Singapore have been going through major capability
upgrades in order to be able to respond to emergencies involving releases
of hazardous materials. All responders from regular fire stations receive
training on response measures to hazmat-related incidents. A second tier of
specialized respondents is established – the hazmat Incident Team (HIT)
who are responsible for mitigation and decontamination operations (Hwa et
al., 2016). A Hazmat Emergency Assessment and Response Team (HEART)
is also established to provide specialist advice to respondents on the ground
24
in time of incidents. The team utilized a unique vehicle – the Hazmat Control
Vehicle (HCV), which is deployed during incidents to identify the type of hazard
and to assess the level of contamination. The vehicle has an integrated
functional laboratory for analysis of hazardous materials and can be deployed
in monitoring operations. The SCDF has also established a social media
monitoring function in its operation centre to monitor social media platforms
in case citizens post information on new incidents (Hwa et al., 2016).
New Zealand
At the time of the February 2011 Earthquake, there were three primary
documents in effect that outlined the roles and responsibilities of key
government agencies that were involved in the response. These are:
Further, national and regional legislations and guidelines should include the
evaluation of community-based and traditional knowledge and cultural practices in
the design of prevention, remediation and resilience plans for natural-technological
disasters. This process should include the utilization of locally available natural
materials and appropriate technologies.
25
5. Operational and
Knowledge Management
26
Hou et al. have suggested potential contributors to the primary scenario (Figure 10).
If the listed factors/ failures other than the environment factor (which in our case
is the natural hazard triggering the disaster) are considered, potential operational
issues could be worked out.
The Sendai Framework recognizes that disaster risk reduction requires a multi-
hazard approach and inclusive risk-informed decision-making based on the
open exchange and dissemination of disaggregated data and easily accessible,
up-to-date, comprehensible, science-based, non-sensitive risk information,
complemented by traditional knowledge.
The risk and challenges faced during NATECH events have been evolving over the
years and have become more frequent and unpredictable due to climate-induced
hazards. Comprehending the degree of cascading risk and developing ways to
isolate, measure and manage or prevent them is challenging. To have better risk
perception and to address these cascading nature of challenges faced during
NATECH, the key is creation and sustenance of knowledge at all levels. Lack or gaps
in knowledge limits the ability of government and other stakeholders to act and
effectively communicate the risk to all concerned. Thus, knowledge management
is inevitable to support informed decision-making for effective management of
NATECH risk.
Further, GAR 2019 flags the importance and need to assemble new combinations
of tools that can help the world think and act at a pace, as well as at the scale
commensurate with the complex problems we face. In too many fields, the most
important data and knowledge remain flawed, fragmented or closed, lacking the
context and organization required for them to be accessible and useful for decisions.
The following gaps have been observed in the knowledge management of NATECH:
27
g. Absence of composite indicators for measuring progress in NATECH risk
management
In the context of NATECH, knowledge management must take into account the in-
teractive nature of the drivers of risk; their interrelationships and interdependencies.
Tools of knowledge management for NATECH include IT-based tools and non-IT
tools. While the former include databases or application for collection and gener-
ation of baseline information, risks maps, assessment tools, etc., the latter include
policies, research studies and platforms like conferences, workshops for knowl-
edge-sharing and dissemination, etc. These tools should be easy to access, easy to
disseminate, easy to use, easy to update and should be relevant to all-hazards and
all stakeholders (Figure 12) to ensure better coverage of stakeholders and hence ef-
fective risk communication. Apart from the creation, application and updation of the
NATECH knowledge, another critical aspect of its management is acknowledging
the gaps in existing knowledge and prioritizing ways to understand them.
28
6. NATECH Events in
Asia-Pacific
Various cases of NATECH in the Asia-Pacific region have been studied for the
purpose of identifying the nature of failure, gaps and best practices and for
understanding the lessons learnt and recommendations put forth in aftermath of
each case. These case studies have been analysed in Table 1.
29
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
1. Earthquake, • Minor leaks • No major • All indoor storage
Kobe Japan and fire releases despite facilities, especially
(1995) at many the proximity warehouses
hazmat of industrial are extremely
facilities facilities to the vulnerable to
• Damage epicenter and ground shaking, so
to gasoline severe ground develop a broad-
stations shaking based widely
leading to • Industries better applicable solution
release of prepared due to • Review
LPG existing codes earthquake design
• Damage and practices criteria for plants,
to storage • Improved tanks, pipelines,
containers foundation containment walls,
• Mixing of construction, equipment, etc.
chemicals in flexible pipes, • Include social,
government concrete block systemic and
laboratory firewalls around organisational
leading to gasoline stations vulnerabilities
fire • Lack of in NATECH
preparation & preparedness and
coordination management
amongst civil
protection
agencies
30
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
3. Heavy rainfall, • Disruption • Prompt action • Equip landfills
Selangor, of landfills by authorities in with modern and
Malaysia and water shutting down environment-
(2006) treatment affected water friendly systems
plants supply • Undertake EIA
leading before establishing
to severe waste disposal
pollution sites
of water • Human technical
sources blunder plays a
role in contributing
to the NATECH
• Implement
structural and
non-structural
measures of DRR
• Investigate
landfills exposure
to climatic hazards
31
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
5. Earthquake, • Fire broke • Vulnerability of • Importance
Niigata, Japan out at crisis response of BCP and
(2007) nuclear system such supply chain
power plant fire-fighting management
• A very small system at the • Need for
amount of nuclear plant, diversifying
radioactive lack of required suppliers
material equipment, etc. or multiple
flowed into was highlighted purchasing is
the sea • With support highlighted
of employees • Importance of
and business cooperation of
partners in business partners
clean up and was highlighted
restoration, the • The importance of
affected factories proper information
were fully sharing within
restored in just the crisis
two weeks management
• There was
a delay in
providing correct
information to
local residents
32
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
7 Heavy • Excess water • Lack of • Industrial estate level
rainfalls levels in explicit roles & and SMEs should
and tropical waterways, responsibilities develop BCP
storms dams, of stakeholders • Decentralise
causing reservoirs relating water planning and
floods, • Submergence management decision making
Thailand of the • No policy on • As factories
(2011) industrial NATECH in industrial
estates • Only large estates contain
• Washing enterprises have significant amount
out of toxic BCP of hazardous
materials by materials, measures
the flood like for prevention
the waste or and mitigation of
mud which NATECH risk must
severely be discussed in the
contaminated aforementioned
the water BCPs.
during the • Measures to prevent
flood electrocution
and mitigate
deterioration of
water quality must
be discussed at both
local and national
levels.
33
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
8. • Damage to must design
LPG storage preparedness
tank farm and response
leading to strategy to natural
BLEVE hazards, including
combination of
hazards.
• Local disaster
management
center should
establish
cooperation
with related
organizations
and effective
communication
means with
public at daily
basis in order
to ensure its
functionality
during the
disaster
• The 1FNPP
accident
demonstrated
that the
conventional
nuclear safety
regulations which
emphasizes on
the protection of
the power plant
from designed
natural hazards
are not sufficient.
The regulatory
framework
must be able to
holistically cover
various
34
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
. types of natural
hazards including
their combinations,
and also to
design response
measures once
the nuclear
disaster happened.
The accident has
also revealed the
importance of
the local disaster
management
center (so called
off-site center)
which has to
be trained and
maintained to be
able to function
during the disaster
35
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
9. Earthquake • Damage to • Water and • Pre-established,
leading to wastewater wastewater functional
liquefaction, treatment infrastructure relationships with
flooding plant was not well external agencies
and lateral • Uncontrolled designed/ allowed for more
spreading, release of prepared rapid response
Christchurch, untreated to continue than formal
New Zealand sewage functioning communication
(2011) with minimum channels would
disruption due have provided
to earthquakes. • Better
It was already understanding of
weakened by the distribution and
September 2010 use of alternate
earthquake waste disposal
• Post-earthquake, systems
Christchurch was • Management
divided into four and coordination
zones based on of information to
varying stability the public
of land for further • Evaluation and
land use planning planning for the
• Shut-down and use of temporary
containment toilets in an
procedures emergency would
for sites with be appropriate
dangerous • To prevent
chemicals contamination
had not been of drinking water
considered in supplies from
detail prior to the broken sewage
event pipes, drinking
water pipes
and sewage
pipes should
be installed at
a greater depth
from each other.
Drinking water
pipes could
also be laid
aboveground to
allow for faster
repair of broken
pipes
36
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
10. Typhoon • Damage to • Power • Review safety
Haiyan, power barge barge crew protocols in power
Estancia, Iloilo which broke implemented sector against natural
Province, loose and ran emergency hazards
Panay Island, ashore measures post- • Continuously monitor
The Philippines • Oil spill disaster but failed key contaminant
(2013) leading to to contain heavy levels to understand
contamination fuel oil spill temporal trend of the
of fishing • Challenges to pollution
grounds and contain the • Enhance equipment
coastal waters spilt fuel were and infrastructure
compounded for prevention,
by the need to emergency and
manage, collect hazardous waste
and treat this management
mixed and • Incorporate impacts
contaminated of multiple hazards
debris on interdependent
socio-ecological
and technological
systems in disaster
management
planning at local level
• Enhance
occupational
health and safety
procedures
• Mandate minimum
investment for
private companies
for multi-hazard risk
assessment and
strengthen risk and
resilience research
• Promote inter-agency
coordination and
risk communication
program
• Promote use of
renewable energy in
island sites
37
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
• Increase regional
cooperation on
resilience to natural-
technological hazards
• For mega cities,
consideration of
the complexities of
urban systems in
terms of continuity in
space of functions,
networks, flows, etc.,
and varying exposures
and vulnerabilities
should be strengthened
in emergency
planning regardless
of administrative
boundaries
• Reference must
also be made to
International Good
Practice of policies and
guidelines that require
investment projects
to have an emergency
preparedness and
response plan that is
commensurate with
the risks of the facility
• Ensure that the
potentially affected
communities are
informed of significant
potential hazards
and the emergency
preparedness and
response plan
38
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
11. Floods, • Dam failure • Realizing the full • Development
Uttarakhand and destruction • extent of floods, and enforcement
(2013) of seven all the dam gates of guidelines,
hydroelectricity were opened regulations and
projects at once to codes for floods and
• Damage to avoid structural landslides is critical
power house damage to • Environmental
the Dam. This Impact Assessment
sudden release of (EIA) and Disaster
• water was Impact Assessment
done without a (DIA) should be made
concern for the compulsory for kinds
downstream of projects in eco-
people, leading sensitive regions
to large scale • Blasting for
damage. developmental
• If the Dams activities be avoided
were properly as it may destabilize
managed the the weak rocks
• impact of the in mountainous
flood could have regions. A special
been reduced to central programme
a great extent. be undertaken for
construction of new
roads and renovation
of existing roads in a
scientific manner
• Develop Disaster
Risk Management
plans which should
be regularly reviewed
and updated to
ensure a functional
structure and
accountability for all
actions initiated by
the State Government
to enhance the
resilience of the
region
• The community-
based disaster
management
system at the local
level must be given
39
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
utmost importance
and strengthened
through appropriate
training and aware-
ness programmes
• Tourism related
development should
not be allowed along
the river banks
• An effective pilgrim
control and regu-
latory body should
be constituted for
control and manage-
ment of pilgrims/
tourists
• Need of planned
and sustainable
development
40
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
13. Heavy rainfall • Flooding of coal • Area was • Retrofit coal plants
leading to mines leading suffering from • Increase dependence
floods, Quang to release of deforestation on renewable energy
Nihn province toxic waste and occasional • Take measures
and Ha Long water landslides against deforestation
Bay area, • Dam and dyke • Legislation on
Vietnam failure environment
(2015) • Damage to coal protection
port facilities • Monitor and manage
waste water
• Role of local
organisations and
communities
41
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
• Lack of financial • Provide sufficient
impact analysis funding for
on disaster disaster
• Lack of allocated mitigation and
funds for disaster planning
planning
42
S. Failure/Gaps/ Lesson Learnt/
Disaster Impact
No Good Practices Recommendations
18. Typhoon/ • No • Better prepared • Identify
extreme wind documented community transportation
events, Hong impact • Existing and risk
Kong (2019) institutional communication
mechanism for channels that
response will work during
• The Philippines disasters
reported over 100 • Lay down inter-
deaths; while in department SOPs
Hong Kong, there • Fund
were no fatalities preparedness
and mitigation
measures
• Identify
occupational risks
• Mobilise social
capital and
volunteers
• Establish
evaluation
mechanism
• Conceptualise
health-emergency
and disaster risk
management
43
6.2 Case study Analysis
A total of 19 cases were collected representing countries in the Asia Pacific region.
Out of 19 cases 14 cases reported a NATECH event while other 5 cases reported a
possibility of a NATECH event. From the reported cases flooding and heavy rainfall
is the most potential natural hazard to trigger a NATECH event. This is followed by
earthquake and Typhoon/cyclone as the second most potential trigger. Along with
these cases of slow onset hazards like weathering has been reported as a trigger
for NATECH event (Figure 14).
Analysing the various trigger points for the reported case studies, physical
damage to plant and equipment is the most common cause for triggering a
NATECH event. From the other case studies, apparently it is evident that physical
44
damage is the major causal factor leading to a NATECH event (Figure 15). Need
for safety of storage and warehouse facilities comes out strongly in the case
studies. A possible contributing factor which has not been reported in the case
studies is human error and lack of training and expertise to contain a crisis
situation.
Based on the cases studies, a set of recommendations (Figure 16) were proposed
by the experts which is customized to the regional and national context in Asia
Pacific region. Most of experts recommend preparation on business continuity
plans, occupation safety guidelines and standard operation procedures are the
most crucial for NATECH risk management. This is followed by emphasis on
research, development of risk assessment tools customized to the local context.
The experts also stress on community participation in NATECH decision making
process, strengthen coordination among various stakeholders and focus on
resilience infrastructure. Other recommendations include need for early warning
mechanism, awareness and training as important activities for NATECH risk
management.
45
Figure 16: Recommendations for NATECH risk management
6.3 Gaps
Based on the case studies and secondary data including various research papers,
reports, case studies and databases from across the globe on the NATECH
management, the following gaps have been identified through different phases of
disaster management cycle.
46
or hazardous material as technological disasters. As per UNDRR, technological
hazards ‘originate from technological or industrial conditions, dangerous
procedures, infrastructure failures or specific human activities. Examples include
industrial pollution, nuclear radiation, toxic wastes, dam failures, transport
accidents, factory explosions, fires and chemical spills. Technological hazards
also may arise directly as a result of the impacts of a natural hazard event.’ By
better defining the technological hazards, one would be better able to gauze all
aspects of NATECH which currently mainly focuses on fixed installations like
chemical industries.
3. Risk perception and tolerance of the society shapes our decisions on protection
against and management of certain risks. It is pertinent to note here that only
after Fukushima Daiichi disaster of 2011 public in general and stakeholders in
particular started noticing possible consequences of nuclear and radiological
disasters as NATECH. Learning from this event, it is necessary to work on
NATECH risk perception and tolerance of different stakeholders even for the
biological hazards which have not yet attracted the required attention from the
stakeholders and operators.
4. Many papers advocate plant/ factory specific assessment and audits as a tool
for NATECH risk prevention and mitigation measures. Though it is a step in
right direction but at ground level, these measures are often not implemented
effectively because of either inadequate risk perception or due to lack of financial,
human and technical resources. The latter issue is often faced by small and
medium enterprises with limited resources. Thus, suitable mechanism for
capacity development should be explored so as to ensure better management
of NATECH risk across different sectors
47
7. Psycho-social support is very crucial in aftermath of any major disaster; the
same is the case for NATECH as the adverse impacts are further aggravated
due to the triggered technological disaster. Further, in case the disaster involves
hazmat release and contamination having long term health and environmental
impacts, the need for psychological first aid and care is all the more needed.
Previous studies suggest that the prevalence of post-traumatic stress disorder
(PTSD) of natural hazard-induced disasters is often lower than the rates of
human-made or technological disasters, and that the prevalence of PTSD
following technological disasters ranged from 15 to 75 percent (Neria et al, 2008).
In the aftermath of the 2011 Great East Japan Earthquake and Tsunami which
had triggered Fukushima Nuclear Disaster, the affected population including the
plant workers exhibited high levels of post trauma stress disorder. In a study
examining the distress in survivors of the GEJE disaster, they found that 406
deaths in Minamisona City, in Fukushima Prefecture, were officially attributed to
disaster related distress (Hori et al, 2014). Hence, psychological support should
be made an integral part of NATECH risk management.
10. GAR 2019 identifies that natural hazard information is often absent in industrial
accident databases; vice versa, information on NATECH events is often missing
in disaster loss databases.
11. Due to climate change, one can expect non-linear changes in the frequency
and intensity of natural hazards and such effects should be considered while
planning NATECH management. GAR 2019 calls for urgent action to deal with
48
simultaneous systemic change around land, ecosystems, energy, industrial
and urban systems, and the social and economic transformations that these
infer.
12. In European Union, gaps in NATECH risk reduction were recognised and are
mostly due to budget constraints and a lack of adequate resources which
lead to the prioritisation of tasks deemed more important, a lack of training
and insufficient knowledge of the dynamics of NATECH accidents. This has
resulted in a lack of specific NATECH risk-assessment methodologies and
tools.
13. GAR 2019 flags that existing disaster risk reduction frameworks have not fully
addressed the issue of technological hazards in general, and NATECH hazards
in particular, although they usually highlight it as an example of a cascading
multi-hazard risk. The Tohoku disaster showed that even countries with high
levels of disaster preparedness are at risk of major NATECH accidents.
49
7. Proposed Framework
for NATECH Risk
Management
50
development of response capacities for transboundary response and agreement
among various nations in the Asia Pacific region is important.
At the national level, the regional policies can be customized leading to development
of national NATECH policies and Acts. The available NATECH risk assessment tools
can be contextualized to the national and sub national conditions. The knowledge
generated through research and documentation of past NATECH cases needs to
be transform into local actions. At the local level, the focus should on implementing
risk assessment, creating awareness among various stakeholders and raising
specialized response teams to handle NATECH cases. Various NATECH assessment
tools as mentioned in Annex 2 can be used for the customization at the national
and local level. The existing Natech RateME Framework for Performance Rating
System of Colombia focuses on four key aspects of infrastructure, organization and
management, external environment and risk governance & risk communication.
This can be customized for national and subnational conditions and integrated at
local level for holistic risk assessment and effective NATECH risk management.
51
As a way forward for NATECH risk management the following points may be
considered;
• Studying the long term social and health effects of a NATECH event.
• Integration of NATECH risk management policies and risk assessment
methodologies with land use policies & real time risk analysis
• Integration of climate change adaptation and slow onset hazards implication for
NATECH risk management and policy making.
• Strengthening of early warning systems, hazard mitigation, for building resilience
in critical infrastructure
• Undertaking domino effects assessment of possible hazards, event tree analysis
for all-inclusive understanding of NATECH events.
• Understanding liability of plant operator in case of NATECH management
• Critical aspects for capacity building for NATECH management
52
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53
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Annexure
Annex 1: Summary of Existing Definition/ Description
of NATECH
56
S. No Literature Details Definition/ Description
8 NATECH disasters risk • Industrial accident
management in France, triggered by a natural
Agnes Vallee event
• Technological disaster
triggered by any type of
natural-hazard induced
disaster
57
S. No Literature Details Definition/ Description
15 Proceeding Joint Natural and Natural hazard–triggered
Technological Disasters: technological hazards or
An Emerging Risk Issue, disasters
Ana Maria Cruz
58
Annex 2: List of Key Reference Materials
59
Annex 3: Case study Template
Annex 3: Case study Template
Description:
Domino effects:
Consequences
Preparedness measures:
Response:
Lessons learned:
Map:
1. General Information:
2. Incident:
3. Impact:
● Level of preparedness:
● Response measures:
6. Sources:
47
60