Pulmonary Rehabilitation For Cystic Fibrosis

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Monaldi Archives for Chest Disease 2021; volume 91:1501

Pulmonary rehabilitation for cystic fibrosis:


A narrative review of current literature
Evgenia I. Kalamara1, Evangelos T. Ballas2, Georgia Pitsiou1,3, Guergana Petrova2,4
1Respiratory Failure Unit, General Hospital of Thessaloniki “G. Papanikolaou”, Thessaloniki, Greece; 2Medical
University Sofia, Bulgaria; 3Medical school Aristotle university of Thessaloniki; 4Pediatric Clinic, University Hospital
Alexandrovska, Sofia, Bulgaria

overall lung health is growing. In cystic fibrosis, multiple factors


Abstract result in reduced exercise capacity. All modalities of pulmonary
rehabilitation should be offered to patients with cystic fibrosis, as
Pulmonary rehabilitation is a key component in cystic fibrosis the benefits in most cases outweigh the risks, though the optimal
care. This review summarizes the recent evidence in the area of regimens need to be yet defined.
pulmonary rehabilitation for cystic fibrosis in the form of

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questions and answers regarding interventions, indications,
benefits and risks of pulmonary rehabilitation. Pulmonary
Introduction

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rehabilitation includes airway clearance techniques, exercise
training, education and behaviour change and can improve
patients’ exercise capacity, muscle strength, quality of life and Cystic fibrosis (CF) is an autosomal recessive disease and one

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nutritional status. Airway clearance techniques have beneficial of the most common life-shortening condition affecting
approximately 70,000 individuals worldwide [1], caused by
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effects for clearing mucous. Over the past years, evidence for the
mutations in the cystic fibrosis transmembrane conductance
beneficial effects of exercise training on exercise capacity and
regulator (CFTR) gene. The CFTR protein is expressed in epithelial
cells and has several functions, primarily serving as an ion channel.
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It regulates liquid volume on epithelial surfaces through chloride


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secretion and inhibition of sodium absorption.


Correspondence: Evgenia I. Kalamara, Pavlou Mela 3, Chortiatis, Airway disease is hypothesized to be mainly a result of
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57010 Thessaloniki, Greece. reduced airway surface liquid volume which subsequently leads
Tel. +30.6948107468. E-mail: [email protected] to mucociliary dysfunction, increase of bacterial load, and chronic
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inflammation. The abnormal composition and secretion of mucus


Key words: Pulmonary rehabilitation; cystic fibrosis; exercise capaci-
affects multiple organs and causes various complications, thus
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ty; lung function; quality of life; physiotherapy; airway clearance;


exercise training. rendering CF a systemic disease. Therefore, CF management
requires a multidisciplinary approach, preferably in the setting of
a specialized center. The treatment should be individualized to
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Conflict of interest: The authors declare that they have no competing


interests, and all authors confirm accuracy. the needs of each patient, and should aim at the management of
airway infection and the development of an active lifestyle, in
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Contributions: All the authors made a substantive intellectual contri- order to maintain good nutrition and exercise capacity [2].
bution, have read and approved the final version of the manuscript and
Pulmonary rehabilitation is an intervention customized to
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agreed to be accountable for all aspects of the work.


each patient and includes airway clearance techniques, exercise
Ethics approval: Not applicable. training, education and behaviour change. Its target is the
amelioration of the physical and psychological status of people
Availability of data and materials: The data used to support the find- with chronic respiratory disease and the promotion of long-term
ings of this study are available from the corresponding author upon adoption of health- improving behaviour. It is acknowledged as
request. an important adjunction to the treatment of many chronic
respiratory diseases [3]. In patients with CF, pulmonary
Received for publication: 11 July 2020.
Accepted for publication: 22 December 2020.
rehabilitation traditionally focused on airway clearance
techniques. Nowadays the management also extends to other
©Copyright: the Author(s), 2021 areas. Systematic exercise training and personalized rehabilitation
Licensee PAGEPress, Italy programs are offered to CF patients [4], while new technologies
Monaldi Archives for Chest Disease 2021; 91:1501 are being gradually incorporated to the rehabilitation process
doi: 10.4081/monaldi.2021.1501 during the past few years.
This review was conducted in order to map the recent research
This article is distributed under the terms of the Creative Commons
done in the area of pulmonary rehabilitation for cystic fibrosis and
Attribution Noncommercial License (by-nc 4.0) which permits any
noncommercial use, distribution, and reproduction in any medium, answer questions about its main aspects, as an aid for respiratory
provided the original author(s) and source are credited. medicine physicians, general practitioners, physiotherapists or other
clinicians involved in the care of CF patients.

[Monaldi Archives for Chest Disease 2021; 91:1501] [page 139]


Review

and/or strength. Patients should be able to continue effective training


Methods once supervised sessions have ended and regular physical activity
five times a week for 30 min each time is encouraged regardless of
This literature review took place between March 2019 and rehabilitation, as healthy living advice [10,11].
September 2020. Our protocol was drafted using the Preferred Notably, the American College of Sports Medicine recommend
Reporting Items for Systematic Reviews and Meta-analysis moderate-intensity aerobic (endurance) physical activity for a
Protocols, with appropriate modifications for the purposes of a minimum of 30 min on five days each week or vigorous-intensity
narrative review [5]. For this review all relevant information was aerobic physical activity for a minimum of 20 min on three days
identified using Embase, Cochrane Library, Science Direct, Scopus, each week in order to promote and maintain health in adults [12].
PubMed databases and Google Scholar. As far as home-based programs are concerned, several protocols
A literature search was performed. Search words were cystic have been used, based on aerobic and muscle strength training.
fibrosis, pulmonary rehabilitation, exercise capacity, lung function, Happ et al. utilized an at-home bicycle exercise regimen performed
quality of life, physiotherapy, airway clearance, exercise training. three times a week, consisting of two exercise routines of different
Relevant peer-reviewed journal papers were included if they were intensity performed in an alternating sequence during each session.
published between the period of 2000 to 2020 and written in Schneiderman-Walker et al. also used a three times weekly program
English. The papers could include subjects of various ages (children, that required a minimum of 20 min of aerobic exercise at a heart
adolescents, adults) and severity of disease. Papers were excluded rate of approximately 150 beats/min. While there is still no
if they did not fit into the conceptual framework of the study, for standardization regarding self-regulated, home-based exercise,
example papers focused on chronic respiratory conditions other than further evaluation is needed as such interventions are fairly easily
cystic fibrosis. conducted and low-cost [13-15].
The selected literature included 23 Randomized control trials, Kriemler et al. compared the effects of 6 months training

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8 Cochrane Systematic Reviews, 7 guidelines, 7 clinical studies, 12 (aerobic or anaerobic) versus no training and found similar
reviews, 1 systematic review, 2 other original articles. improvements in FEV1, FVC and exercise capacity. However,

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anaerobic training lowered static hyperinflation, while aerobic
training did not. The authors assumed that improvements in FVC
with strength training might be because of a decrease in

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What interventions does pulmonary rehabilitation hyperinflation in this group [16] .Based on these facts, aerobic and
include?
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anaerobic training can be regarded as similarly effective.
A randomized control trial by Selvadurai et al. compared
Airway clearance techniques aerobic and resistance training in children with cystic fibrosis (CF)
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An integral part of pulmonary rehabilitation is the application admitted to hospital with an intercurrent pulmonary infection with
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of airway clearance techniques, that are used to enhance the a control group. The study demonstrated that children who received
mucociliary clearance system, in order to transport secretions aerobic training had significantly better peak aerobic capacity,
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proximally up the airways [6]. activity levels, and quality of life than children who received the
These include conventional chest physiotherapy (mainly resistance training program. Children who received resistance
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involves postural drainage, percussion and vibration), active cycle training had better weight gain (total mass, as well as fat-free mass),
of breathing techniques (ACBT), which consist of breathing control lung function, and leg strength than children who received aerobic
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exercises, thoracic expansion exercises and forced expirations, training. Therefore it is implied that a combination of aerobic and
positive expiratory pressure (PEP) therapy, which is defined as anaerobic training may be the optimal training modality for CF
breathing against a positive expiratory pressure using a mask or patients [17].
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mouthpiece, autogenic drainage (three-level breathing sequence It is noteworthy that not all training modalities are suitable for
beginning at low lung volumes, followed by breathing at mid-lung all patients, as in the case of severe pulmonary impairment. Gruber
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volumes, followed by deep breathing, huff and coughing- it uses et al. used an individualized training program with supplemental
controlled breathing to achieve the highest possible airflow in oxygen over 6 weeks in patients with severe disease and found
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different bronchi generations), mechanical percussion, high- comparable improvements in exercise capacity with conventional
frequency chest compression and non-invasive ventilation (NIV). training in patients with less severe disease [18]. This study is in
Notably, PEP therapy can be oscillating or non oscillating. favor of individualized training interventions.
Oscillating PEP combines oscillation of airflow with PEP in order Concerning the intensity of training, most studies that managed
to loosen secretions [7,8]. Aerobic exercise can also be considered to improve exercise capacity used intensities at about 50% VO2 max
as an airway clearance technique, as it reduces mechanical or 60-85% of maximum heart rate [16,19-21]. A study of Whitley
impedance of sputum and enhances expiratory flow rates [9]. et al assessed the immediate effects of different exercise intensities
on pulmonary function and diffusion capacity. Moderate exercise
Exercise training improved diffusion, while vigorous exercise caused airflow
In pulmonary rehabilitation, out-patient, in-patient and home- restrictions [22]. Taking all these into account, the optimal exercise
based programs can be utilized. Exercise is a basic component of training protocol for CF patients is yet to be defined.
rehabilitation programs, and it includes lower and upper extremity
training, inspiratory muscle training, as well as chest physical
Education, behavioural change promotion
therapy techniques. Usually, the proposed schedule consists of a and adjunctive therapies
minimum of two sessions per week, preferably three or more, for In addition to these, in pulmonary rehabilitation programs
4, 6, 9 or 12 weeks (minimum of 12 supervised sessions psychosocial assessment and intervention are offered, as depression
recommended). The duration varies from 30 to 60 min and exercise and anxiety are common in patients with chronic lung disease.
can be continuous or intermittent and training can target endurance Evaluation of disability and education of both patient and family

[page 140] [Monaldi Archives for Chest Disease 2021; 91:1501]


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are part of this type of intervention [11]. Moreover, nutritional myocardial infarction, severe pulmonary hypertension, unstable
interventions are appropriate, considering the high probability of diabetes, severe exercise-induced hypoxemia, abdominal aortic
malnourishment and decreased muscle mass among patients with aneurysm >5.5 cm deemed inoperable, severe locomotor
chronic respiratory conditions [11]. Adjunctive therapies, such as impairment, severe peripheral vascular disease. Stable
bronchodilators, oxygen therapy, non-invasive ventilation (NIV) cardiovascular disease is not a contraindication. Active cigarette
and neuromuscular stimulation are also of considerable help during smoking is, in certain cases, considered as a relative
a rehabilitation program. Last but not least, patients referred to contraindication, although patients with COPD should be referred
pulmonary rehabilitation should be assessed about their smoking regardless of their smoking status [10,11].
status and smoking cessation services should be available [11]. As far as CF patients are concerned, pulmonary rehabilitation
is a key element of care. Airway clearance techniques are frequently
Integration of new technologies in pulmonary described as a cornerstone of CF treatment and should be performed
rehabilitation programs across the lifespan. Exercise is also recommended, and patients
It is noteworthy that for the last couple of years, there has been should be offered an individualized program, according to their
special interest in new technologies, including video games, social capability and preferences. Regular physical activity should be
media and web-based platforms and the potential for their encouraged and should include weightbearing exercise in order to
application in the rehabilitation process. optimize bone density, while strength training programs should be
In the CF population, a randomized controlled trial used the prescribed to optimize muscle mass. Nutritional and psychological
Nintendo Wii platform to deliver a 6-week home training program, interventions are also acknowledged as an integral part of the
with participants followed up for 12 months after the intervention. standard of care in CF [7,33].
Exercise capacity, muscular strength and quality of life were Even in complex CF cases, physiotherapy management is
improved in the short-term. The effects of training on muscle advised to be continued, with proper alterations and modifications,

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performance and quality of life were sustained over 12 months. rather than discontinued, when possible. For instance, in case of
hemoptysis the regimens are altered to minimize the risk of re-

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However, adherence was 95% at 6 weeks but substantially reduced
in the long term, with 65% of the subjects not using the active video bleeding and in case of pneumothorax physiotherapy is continued
game at all at 12 months [23]. Bishay et al. compared a fitness tracker when feasible but, minimizing the amount of positive pressure
generated inside the patient lungs [34]. The American Diabetes

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with a personalized exercise prescription and social media platform
to exercise prescription alone, although no significant difference in Association Clinical Care Guidelines for CF-related diabetes
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patient outcomes was noted between the two groups [24]. recommend that patients should perform moderate aerobic exercise
An RCT by Salonini et al. involving children and adolescents for at least 150 min per week, but monitoring of blood glucose
with CF compared a traditional stationary cycle training intervention levels before activity, consumption of extra carbohydrates or
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to a training intervention using the interactive Xbox Kinect alterations of insulin dosage may be required [35].
Pregnant women with CF are encouraged to maintain a regular
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platform. Heart rate, SpO2, dyspnea, fatigue and subject satisfaction


were evaluated. The study concluded that training with Xbox Kinect airway clearance routine, though postural drainage should be
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provided a cardiovascular demand similar to a stationary cycle, avoided. Exercise programs should be appropriate for the
while it caused less dyspnea and fatigue and was more enjoyable cardiorespiratory and musculoskeletal changes during pregnancy,
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than the stationary cycle. Therefore, such a modality has the and adequate hydration during exercise should be maintained [36].
potential to be used as an exercise intervention in young patients
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with CF. Similarly, Holmes et al. reported that training using the
Xbox Kinect may be a suitable alternative to conventional exercise
modalities for adults with CF [25,26]. O’Donovan et al. concluded What are the benefits of pulmonary rehabilitation
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that active video games are a useful source of light to moderate in general?
intensity physical activity in children with cystic fibrosis [27]. There
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are also other examples of studies including social media or web- Pulmonary rehabilitation is known to improve exercise capacity,
based platforms as an aid to exercise [28,29] and several relative muscle strength, dyspnea and health status compared with usual
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studies that are on-going [30,31]. care. Self-reported measures of activities of daily living (ADL) and
These new modalities have potentially beneficial effects on psychological status also improve. In addition to these, pulmonary
fitness and training adherence, however further research is needed rehabilitation modestly ameliorates physical activity levels and body
to study the long-term effects of such interventions [32]. weight/nutritional status [11].

What are the indications and contraindications What are the reasons for reduced exercise capacity
of pulmonary rehabilitation? in patients with cystic fibrosis?

Presence of long-term debilitating symptoms, dyspnea Medical Thick bronchial secretions, altered respiratory mechanics and
Research Council (MRC) score of more than 2, motivation of gas exchange and decreased lung function are hallmark features of
patient to follow the rehabilitation program, rehabilitation prior to the disease. Severe airflow limitation and dynamic hyperinflation
volume reduction surgery or lung transplantation are some of the results in increased dead space ventilation and exertional dyspnea.
criteria for patient selection for pulmonary rehabilitation in general. In certain patients, concomitant cardiovascular abnormalities may
However, rehabilitation is not usually appropriate when the patient play a role. Another important factor in the impairment to exercise
is considered unable to follow the proposed program or when is the involvement of peripheral muscles. Defective muscle
serious comorbidities are present, such as angina pectoris, recent metabolism, malnutrition, electrolyte disturbances, physical

[Monaldi Archives for Chest Disease 2021; 91:1501] [page 141]


Review

inactivity, systemic inflammation and oxidative stress, oral and strength training ameliorates exercise capacity, lung function
corticosteroid use and CF-specific gene defects can be implicated and HRQL [19]. Another RCT by Klijn et al. has shown that
in the peripheral muscle dysfunction. In certain cases, diaphragm anaerobic training has a beneficial effect on aerobic and anaerobic
strength is decreased despite a normal muscle mass, which can be performance, as well as on quality of life [50].
possibly attributed to functional changes due to hyperinflation [37]. Urquhart et al. reported that supervised, outpatient exercise and
physiotherapy are associated with improvements in QOL and
exercise tolerance, a reduction in intravenous antibiotic days, and a
trend towards reducing lung function decline in children with CF
What are the benefits of airway clearance techniques [58]. Perez et al. detected that VO2 peak was the only variable
in CF patients? significantly associated with time to hospitalization, therefore
greater aerobic fitness is associated with a lower risk of
Concerning airway clearance, bibliography clearly recommends hospitalization [59].
its application when compared to no airway clearance or cough An RCT by Schindel et al. studied the effect of exercise training
alone [11,38-40]. A 2015 Cochrane review found a significant on posture, and resulted that after 3 months the intervention group
increase in the amount of sputum expectorated in the patient groups showed a decrease in cervical and lumbar lordosis, thoracic
that applied airway clearance compared to spontaneous cough or kyphosis, lateral chest distance and abdominal protrusion [60].
not using any airway clearance technique, concluding that methods Rovedder et al. reported increased upper limb strength over a 3-
of clearing the airways have short-term benefits for moving mucous month combined aerobic and strength training program [14].
[39]. Most studies do not show significant differences in the lung
function of CF patients after chest physiotherapy [8,39,41-43].
Evidence from the Cochrane systematic reviews support that no one
Are there risks related to exercise?

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airway clearance regimen is better than another [8,31].
And if so, do the benefits outweigh the risks

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in the CF population?
What are the benefits of exercise training in CF

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A patient may experience dyspnea, productive cough and
patients? us
fatigue during exercise. Moreover, some patients with
bronchiectasis or asthma may suffer exercise-induced
Evidence suggests that CF patients with better physical fitness bronchoconstriction. Exercise-induced hypoxemia (drop in oxygen
have better quality of life [7]. Exercise programs can improve
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saturation by more than 4 or below 90%) may also be observed,
fitness, exercise capacity, thoracic mobility, quality of life, maintain especially in patients with advanced lung disease. An estimated 20-
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bone mineral density and lower the rate of decline in pulmonary 25% of all patients with CF may present exercise-induced
function [13,19,44-51]. Moreover, a training effect, as measured by hypoxemia [36]. Patients with exercise-induced hypoxemia, as well
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a decrease in lactate levels and heart rate can be achieved [52]. Both as patients treated with macrolides are also at higher risk of
aerobic or anaerobic physical training has a positive effect on developing cardiac arrhythmias during exercise. In general,
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primary outcomes in CF patients (exercise capacity, strength and approximately 5-10% of all patients present cardiac arrhythmias
lung function) [53]. with exercise. Furthermore, exercise can potentially trigger a
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pneumothorax or an episode of hemoptysis, although the evidence


Pulmonary function and exercise capacity is scarce. Musculoskeletal injuries are always possible with
A prospective, longitudinal study by Schneiderman et al. that exercise, just as in the healthy population [61].
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included 212 patients with CF recruited over a 9-year period, As far as CF patients are concerned, electrolyte losses, injury
concluded that patients with CF with increasing activity levels had
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to spleen or oesophageal hemorrhage in the presence of portal


a reduced rate of FEV1 decline compared to those who did not hypertension, hypoglycemia in the setting of CF-related diabetes
become more active over the study period [54]. Kriemler et al. and mellitus and worsening of preexisting arthritis are potential risks
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Hebestreit et al. both studied the effects of physical training over a during exercise. In addition to these, when pulmonary rehabilitation
6-month period and found improved exercise capacity and lung programs are organized, special attention should be given to hygiene
function in the intervention group compared to the control group aspects to avoid cross-infection.
[16,55]. Santana-Sosa et al. reported amelioration of muscle The number of different complications described may be
strength and VO2 peak after an 8-week exercise program [20,21]. A unsettling, however the frequency of true adverse events is small
retrospective cohort study of 2014 concluded that regular exercise and these mainly appear in patients with advanced disease.
is associated with a reduced decline in FEV1 and body mass index Individual assessment of each patient is always advised, but in most
(BMI) in adults with CF. It is noteworthy that exercise capacity cases the benefits of exercise clearly outweigh the potential harms
seems to be linked to the prognosis of CF patients. VO2 peak, peak [61-63].
work rate, ventilatory equivalent for oxygen and carbon dioxide
have been found as predictors of death or lung transplantation at 10-
year follow-up [56].
Discussion
Health-related quality of life, need for hospitalization,
body posture and strength Pulmonary rehabilitation is a key component in CF care.
VO2 peak correlates with HRQL in CF patients and when Traditionally, airway clearance techniques are considered a
improved it is associated with better nutritional status and health cornerstone of CF treatment and should be performed across the
perception [57]. Hebestreit et al. concluded that a combined aerobic lifespan in CF [7]. Evidence supports that airway clearance

[page 142] [Monaldi Archives for Chest Disease 2021; 91:1501]


Review

regimens have beneficial effects for moving mucous and are term effects of such interventions, however new means offer new
similarly effective [8,39]. possibilities for CF care. For instance, tele-rehab could be evolved
Regular exercise training is increasingly being recommended and become a safe standard of care, especially during the COVID-
for CF patients. Further research is necessary to accurately assess 19 era.
the benefits of exercise training in the CF population. Moreover,
there is a lack of studies investigating the effects of physical exercise
training on other significant outcomes, such as bone health, diabetic
control and pulmonary exacerbations. However, evidence for the References
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