Processes 09 00939 v2
Processes 09 00939 v2
Processes 09 00939 v2
Article
Heat Transfer Coefficient Estimation and Performance
Evaluation of Shell and Tube Heat Exchanger Using Flue Gas
Xuejun Qian 1,2, * , Seong W. Lee 1,2 and Yulai Yang 1,2
1 Industrial and Systems Engineering Department, Morgan State University, 1700 East Cold Spring Lane,
Baltimore, MD 21251, USA; [email protected] (S.W.L.); [email protected] (Y.Y.)
2 Center for Advanced Energy Systems and Environmental Control Technologies, School of Engineering,
Morgan State University, 1700 East Cold Spring Lane, Baltimore, MD 21251, USA
* Correspondence: [email protected]; Tel.: +1-443-885-2772
Abstract: In the past few decades, water and air were commonly used as working fluid to evaluate
shell and tube heat exchanger (STHE) performance. This study was undertaken to estimate heat
transfer coefficients and evaluate performance in the pilot-scale twisted tube-based STHE using
the flue gas from biomass co-combustion as working fluid. Theoretical calculation along with
experimental results were used to calculate the specific heat of flue gas. A simplified model was
then developed from the integration of two heat transfer methods to predict the overall heat transfer
coefficient without tedious calculation of individual heat transfer coefficients and fouling factors.
Performance including water and trailer temperature, heat load, effectiveness, and overall heat
transfer coefficient were jointly investigated under variable operating conditions. Results indicated
that the specific heat of flue gas from co-combustion ranging between 1.044 and 1.338 kJ/kg·K
while specific heat was increased by increasing flue gas temperature and decreasing excess air ratio.
The developed mathematical model was validated to have relatively small errors to predict the
overall heat transfer coefficient. A flue gas mass flow rate of 61.3–98.8 kg/h, a water flow rate of
Citation: Qian, X.; Lee, S.W.; Yang, Y. 13.7–14.1 L/min, and a parallel arrangement of two water-to-air heaters in an empty trailer were
Heat Transfer Coefficient Estimation found to be optimal conditions for space heating purpose. In addition, a lower poultry litter feeding
and Performance Evaluation of Shell rate decreased heat loss of flue gas and increased heat gain of water, while a lower water flow rate
and Tube Heat Exchanger Using Flue also provided a lower maximum possible heat transfer rate with a higher actual heat transfer rate to
Gas. Processes 2021, 9, 939. https:// quickly achieve heat equilibrium that ultimately improves the performance. This study demonstrates
doi.org/10.3390/pr9060939 the possibility of collecting residual heat from the flue gas using the pilot-scale STHE system while
outlining a systematic approach and process for evaluating its performance.
Academic Editor: Alfredo Iranzo
Keywords: shell tube heat exchanger; poultry litter; natural gas co-combustion; flue gas; specific
Received: 13 May 2021
heat; overall heat transfer coefficient; effectiveness
Accepted: 24 May 2021
Published: 26 May 2021
convection heat transfer. Tan et al. [6] and Tan et al. [7] investigated and compared the heat
transfer performance of the twisted and smooth round tubes. Both results indicated that
the twisted tube was better than the round tube in increasing the heat transfer coefficient
and the efficiency of heat exchangers.
Besides supporting the tube bundles, the baffle is also responsible for maintaining
desirable velocity and creating turbulence for the shell-side working fluid in conjunction
with the shell and tube structure [8]. The baffle also resists vibrations to enhance fluid ve-
locity as well as the heat transfer coefficient [2]. The type and inclination angle of the baffle
are two important characteristics for influencing the overall performance [2,8]. Various
types of baffles, such as segmental, double segmental, helical, disk, and doughnut type,
were studied and implemented in the wider applications of STHE systems [9]. The helical
baffle serves as a promising technology because of less shell-side pressure drop, better heat
transfer performance, and less fluid-induced vibration. However, the helical baffle requires
high capital investments to account for costs associated with manufacturing its complex
shapes. In contrast, the segmental baffle has been widely adopted and remains the most
used baffle in STHE systems because of its ease to fabricate with lower maintenance costs.
The segmental baffle forces the shell-side working fluid to pass through in a zigzag manner,
thereby improving the heat transfer with acceptable pressure drops. The inclination angle
of the baffle is critical for controlling flow velocity and influencing the transfer coefficient.
The inclination angle of 90◦ C may cause a zigzag flow, resulting in a dead zone behind each
baffle. This ultimately increases the fouling resistance and decreases the heat transfer rate.
Zhang et al. [8] compared the performance of heat exchanger systems at inclination angles
of 20◦ C, 30◦ C, 40◦ C, and 50◦ C, respectively. Results showed that the inclination angle of
40◦ C was the best performing angle. Duan et al. [3] analyzed the flow and thermal perfor-
mance of six helical baffle based STHE across three different inclination angels (20◦ C, 30◦ C,
40◦ C) and variable volumetric flow rates. The study indicated that having the inclination
angle at 40◦ C resulted in the highest heat transfer coefficient per unit pressure drop since
a larger angle leads to a lower pressure drop. Based on previous findings, the segmental
baffle with an inclination angle of 40◦ C demonstrates the possibility of generating spiral
flow while increasing the heat transfer coefficient.
The performance of the STHE system was evaluated in the physical experiments
under several operating conditions over the past two decades. Thantharate and Zodpe [10]
compared temperature changes and overall heat transfer coefficient for the twisted and
plain tube based STHE under four different water flow rates to cover both turbulent and
laminar flow ranges. Dubey et al. [4] tested the effectiveness of heat exchangers under
variable flow conditions (e.g., 25% opening closed, 50% opening closed, and 75% opening
closed) and insulation materials. Kasmir and Joshi [11] investigated the effects of mass flow
rate and inlet temperature on the overall heat transfer rate. Emal and Elena [12] studied
heat transfer by measuring temperature profiles and the overall heat transfer coefficient
under a countercurrent and parallel flow arrangement. Abdulmumuni et al. [13] evaluated
heat duty, capacity ratio, general effectiveness, the overall heat transfer coefficient, and the
fouling factor under variable water flow rates. Ehyaei et al. [14] also found that extraction
mass flow rate was critical to optimize heat transfer and performance of the geothermal
power plant. To that end, heat transfer coefficient and its effectiveness are, respectively,
two of the most important characteristics used to physically evaluate the performance of
the STHE system under variable operating conditions, including water flow rates, tube
type, and flow arrangement.
Specific heat of flue gas can be used to calculate enthalpy value, rate of heat flow,
and the required surface, as well as overall heat transfer coefficient and the effectiveness
of the STHE systems [15]. Thermal and gas properties, such as specific heat, thermal
conductivity, density, and viscosity of the common working fluids (e.g., water, air), can be
easily found in the thermodynamics table. However, the specific heat of flue gas during the
combustion process was not available in the thermodynamic table [16]. Coskun et al. [15]
estimated specific heat of flue gas for natural gas, fuel oil, and flame coal, respectively.
Processes 2021, 9, 939 3 of 19
Results indicated that specific heat ranged from 1.02 to 1.32 kJ/kg·K for flame coal, 1.08 to
1.38 kJ/kg·K for fuel oil, and 1.11 to 1.43 kJ/kg·K for natural gas, all under variable flue
gas temperature. Several similar studies investigated the effects of parameters such as
the chemical composition of fuel, excess air (EA) amount, and gas temperature on the
specific heat of flue gas from well-known fossil fuel combustion [15–18]. El-shafie et al. [19]
estimated thermodynamic properties of flue gases from a glass furnace based on chemical
composition analysis measured by the gas analyzer. There has yet to exist a formulation
that can calculate the specific heat of flue gas from biomass combustion and co-combustion
process, especially poultry litter and natural gas co-combustion process.
Fossil fuel depletion, environmental damages, strict regulation, and policies have
collectively shifted energy production from fossil fuels toward using a variety of renewable
energy resources, such as biomass. Biomass has been recognized as a major contributor to
energy generation because it is abundant, cheap, sustainable, and environmentally friendly.
In addition, biomass combustion has a CO2 -neutral effect during the photosynthesis and
combustion process for reducing greenhouse gas emissions [20,21]. Due to the inherent
high moisture content and lower heating value of biomass fuels, the co-combustion of
biomass and natural gas are adopted to increase combustion temperature and maintain
stable combustion conditions [22]. Poultry litter is one type of biomass and animal waste
from the poultry farming process [22,23]. Instead of land application of poultry litter,
co-combustion of poultry litter and natural gas has been a viable alternative for producing
heat and electricity [22,24]. There is the necessity of collecting heat in the hot flue gas using
heat exchangers owing to the rapid development and adoption of biomass co-combustion
technologies. As shown in Table 1, Qian et al. [22] found that there are various common
working fluids, such as air, water, and diesel, used to test the performance of the twisted
tube STHE system over the past few decades.
Table 1. Investigation of twisted tubes with various tube parameters and working fluids.
In more recent studies, computational fluid dynamics (CFD) and numerical simula-
tion tools were also applied to investigate heat transfer mechanisms using the exhaust
(or flue) gas, non-Newtonian, and helium as working fluid. El-Shafie et al. [19] used
FORTRAN software to compare the overall heat transfer coefficient and pressure drop
changes of the compact and STHE heat exchangers using exhaust gas from natural gas
combustion. Davarpanah et al. [26] used FLUENT software to study heat transfer mech-
anism and chemical reactions during the design and simulation of ethylene dichloride
thermal cracking reactor. Valizadeh et al. [27] applied CFD and performed a parametric
simulation to investigate the influence of non-Newtonian fluids on different parameters,
including friction coefficient, shear stress, velocity profiles, and pressure drop on spiral
tubes. Wang et al. [28] numerically studied heat transfer performance of the five multi-tube
heat exchangers (MTHXs) types, including smooth tubes, identical tube arrangement of
transverse corrugated tubes, staggered tube arrangement of transverse corrugated tubes,
identical tube arrangement of helically corrugated tubes, staggered tube arrangement of
helically corrugated tubes using helium gas. There has been limited research to use flue
gas from biomass co-combustion process as working fluid on heat transfer study and
performance evaluation of the twisted tube based STHE system.
Processes 2021, 9, 939 4 of 19
In the previous study, Qian et al. [29] evaluated the effect of tube shape, flow direc-
tion, and water flow rate in the lab-scale STHE system on water and trailer temperature
changes using flue gas from the poultry litter and natural gas co-combustion process. As
a continuation of the previous study, a pilot-scale STHE system along with the twisted
tubes and 40◦ C segmental baffles were fabricated. The main objectives of this study are
to calculate the specific heat of flue gas, develop a mathematical model and estimate heat
transfer coefficients, and evaluate the performance of the STHE system using flue gas from
the poultry litter and natural gas co-combustion process as working fluid under various
operating conditions.
Figure 1. Approach to estimate specific heat and overall heat transfer coefficient.
Processes 2021, 9, 939 5 of 19
Heat transfer of the pilot-scale STHE system is determined by the heat load (or thermal
energy), also known as heat flow rate, and is calculated as Equation (1):
. .
Q = m × c p × ∆T, (1)
. .
where Q = heat load, in J/s; m = mass flow rate, in kg/s; c p = specific heat, in J/g·◦ C (or
.
kJ/kg·K); and ∆T = change in temperature, in ◦ C. The heat load of water (Qw ) on the tube
side was calculated by multiplying mass flow rates of water, the specific heat of water
at the average water temperature of inlet and outlet, and water temperature difference
between inlet and outlet. The mass flow rate of water was derived from volumetric flow
rates and density, while the specific heat of water at various water temperatures was found
.
from the thermodynamics table [16]. The heat load of flue gas (Q f ) was determined by a
function of flue gas mass flow rate, calculated specific heat at average flue gas temperature
of inlet and outlet, and the difference in flue temperature between the inlet and outlet
of the STHE system. The mass flow rate of flue gas was assumed to be 85% of the total
fuel and air amounts because ash content in poultry litter remained after the combustion
process, while minor air leakage was observed due to the small holes associated with
the combustion chamber’s air injection nozzles and temperature sensor holes during the
physical combustion experiment.
Then, the effectiveness of the heat exchanger was calculated as Equation (2):
.
Qactual
ηefffectiveness = . , (2)
Qmax
. .
where Qactual = actual heat transfer rate, in J/s; Qw = heat load of water, in J/s;
.
Qmax = maximum possible heat transfer rate, in J/s; Cmin = minimum heat capacity rate,
in J/s·◦ C; Th,in = inlet temperature of hot fluid, in ◦ C; Tc,in = inlet temperature of cold fluid,
.
in ◦ C; mf = mass flow rate of flue gas, in g/s; cp,f = specific heat of flue gas, in J/g·◦ C.
. . . .
Qactual = Qw and Qmax = Cmin (Th,in − Tc,in ) = mf cp,f (Th,in − Tc,in ) because heat capacity
. .
rate of hot fluid (hot flue gas: mf cp,f ) is smaller than cold fluid (cold water: mw cp,w ).
In Equation (3), the logarithmic mean temperature difference (LMTD) was determined
from two temperature differences ∆t1 and ∆t2 at each end of the heat exchanger.
∆t1 − ∆t2
LMTD = , where ∆t1 = T1 − t2 and ∆t2 = T2 − t1 , (3)
ln ∆t
∆t2
1
where T1 = flue gas temperature at the inlet (◦ C), T2 = flue gas temperature at the outlet
(◦ C), t1 = water temperature at the inlet (◦ C), and t2 = water temperature at the outlet
(◦ C). In Equation (4), the LMTD is correlated with a temperature efficiency factor (F) to
determine the corrected effective mean temperature difference (CMTD) for multi-pass
heat exchangers. According to standards issued by the Tubular Exchanger Manufacturers
Association (TEMA), the Pz , P, and R were determined to jointly calculate the F, and results
showed that F = 0.95 for the pilot-scale STHE system and the CMTD was calculated as
Equation (4):
CMTD = F × LMTD = 0.95LMTD, (4)
Based on the calculated heat load (heat transfer rate of flue gas), CMTD, and heat
exchanger area of tubes and connections (A = 1.034 m2 ), the overall heat transfer coefficient,
U1 , was calculated using the first method as Equation (5):
. .
Q Q
U1 = = , (5)
A × CMTD 0.9823LMTD
Processes 2021, 9, 939 6 of 19
In this study, heat is transferred from flue gas into the tube wall by convection, through
the tube wall by conduction, and from the tube wall to cold water again by convection. In
addition, deposition of ash deposits (e.g., Na2 SO4 , K2 SO4 ) via flue gas on the outer tube
wall and calcium-based deposit on the inner tube wall by hard water could cause a fouling
effect to increase thermal resistance and deteriorate the heat transfer rate. Thus, the second
method was proposed to calculate the overall heat transfer coefficient, U2 as Equation (6):
1 1 1 S
= + + + fi + fo , (6)
U2 hi ho λ
where hi = convective heat transfer coefficient determined by water on the tube side
(W/m2 K), ho = convective heat transfer coefficient caused by flue gas on the shell side
(W/m2 K), S = tube wall thickness (m), λ = thermal conductivity of the tube material
(W/m K), f i = inner fouling factor by water (m2 K/W), f o = outer fouling factor by
flue gas (m2 K/W). Equations (7)–(9) were used to establish the convective heat transfer
coefficient for both tube and shell side. First, the velocity of medium (i.e., flue gas, water)
was calculated as Equation (7):
. .
4 Pt 2 − πdo 2 /4
m m
V= = , where De = , (7)
ρ ×A ρ × 14 πDe 2 πdo
.
where V = velocity (m/h), m = mass flow rate (kg/h), ρ = density (kg/m3 ), Pt = 29.26 mm
is the distance between centers of two pipes, do = 15.875 mm is the outside diameter of
the tube, and De = 52.832 mm is the equivalent diameter for the square pitch layout of
tubes. Based on the average temperature of the inlet and outlet for both flue gas and
water, Reynolds number (Re) was derived from velocity (V), equivalent diameter (De )
with kinematic viscosity (υ, m2 /s). Herein, kinematic viscosity was also calculated by
dividing dynamic viscosity (kg/m s) by density (kg/m3 ). Based on the calculated Re, flow
conditions of the medium were determined. In the case of laminar flow (Re < 2300) on the
tube side, the Nusselt number on the tube side of the annular space was derived [32].
In the case of turbulent flow (Re > 10,000), the Nusselt number, Nu was derived as
Equation (8):
VDe
Nu = 0.023 × Re0.8 × Pr n = 0.023 × Re0.8 × Pr0.4 , where Re = , (8)
υ
where the exponent of the Prandtl number, Pr is assumed to be n = 0.4 for heating of the
fluid. Pr number and thermal conductivity are derived from the thermodynamic tables [16].
Then, the convective heat transfer coefficient was calculated as Equation (9):
k
h= Nu (9)
D
where k = thermal conductivity (W/mK) and D = diameter (m).
The total fouling factor at the tube and shell side was assumed to be 0.0018 m2 K/W
because the fouling factor of biomass flue gas played such a major role while fouling of
water was relatively small [16]. Conduction through copper tube wall is 4 × 10−6 m2 K/W
where the thickness was 0.00159 m, and heat conductivity was assumed to be 385 W/m
K. Results for overall heat transfer coefficient from the first and second method were
compared. A correlation was found using the first six sets of overall heat transfer coefficient
results. A simplified model was developed to predict the overall heat transfer coefficients.
Additionally, two sets of results were used to calculate estimation error and validate the
accuracy of our simplified model.
Processes 2021, 9, 939 7 of 19
Figure 2. Pilot-scale shell and tube heat exchanger (STHE) system, fabrication, and assembly.
In this study, the pilot-scale STHE system integrated the twisted tubes and 40◦ C
inclination angle of the segmental baffle to increase heat transfer coefficient and efficiency.
The shell has a diameter of 304.8 mm and a length of 1016.0 mm. The tube has a diameter
of 12.7 mm and a length of 863.6 mm. The segmental baffle has a diameter of 292.1 mm
and a height of 206.6 mm (about 25% area cut). Raw materials for the tube section include
copper type L pipes, 90◦ C elbow connections, tees, 4-way copper cross fittings, shell
material consisting of schedule 40 carbon steel pipe, and an aluminum plate for the baffle.
Twisted tubes and segmental baffles were fabricated by the study’s research assistants
associated with the Center for Advanced Energy Systems and Environmental Control
Technologies (CAESECT) with assistance from the physical plant staff at Morgan State
University. Baffle fabrication was also performed by first using a cardboard-based model
to then cut the aluminum plate using a 14-gauge swivel head shear (Item 68199, Chicago
Electric Power Tools, Calabasas, CA, USA), as well as bi-metal and hole saw set (Items
68,113 and 68,990, Warrior, Camarillo, CA, USA). Fabricated twisted tubes and segmental
baffles were preassembled with connections for identifying compatibility between the
components. After that, the soldering kit, along with a Bernzomatic Map-Pro gas cylinder
and 15% phos-copper silver brazing alloy rod, was acquired to perform the hard-soldering
process. Several water leakages tests and hard soldering were performed to seal all small
gaps and holes until there was no water leakage in the inner parts of the pilot-scale STHE
prototype without the shell. Then, two flanges were welded, and partially assembled inner
parts were inserted into the shell to complete the pilot-scale STHE system. Thereafter,
the pilot-scale STHE system was installed between the lab-scale swirling fluidized bed
combustion (SFBC) system and cyclone system.
Processes 2021, 9, 939 8 of 19
Figure 3. Experimental setup and operating conditions for the pilot-scale STHE system evaluation.
have a higher specific heat than O2 [16]. On the contrary, it was found that the specific
heat of flue gas during the poultry litter co-combustion process increased by increasing
flue gas temperature from 0 to 1000 ◦ C (equivalent to 273.15 to 1273.15 K) at constant EA
ratios. As the flue gas reaches higher temperatures, vibrational and kinetic energy also
increased, thereby requiring more thermal energy, and ultimately raising specific heat
values in the process. It was not surprising that the effect of flue gas temperature and EA
on specific heat were inversely related because EA lowers combustion efficiency and flame
temperature during co-combustion. Many previous research studies concluded that flue
gas temperature and EA had an opposite relationship during the biomass and fossil fuel
combustion processes [22,34]. Moreover, it was found that specific heat of poultry litter and
natural gas co-combustion had a range of 1.044 to 1.338 kJ/kg·K, which is slightly smaller
than the specific heat of natural gas combustion (1.11 to 1.43 kJ/kg·K) due to different
chemical compositions of fuels, such as lower carbon and hydrogen contents of poultry
litter compared to natural gas. It was also known that specific heat of air was 1.006 kJ/kg·K
at 273.15 ◦ K (0 ◦ C) and 1.184 kJ/kg·K at 1,273.15 ◦ K (1000 ◦ C) [16]. This confirmed that
the specific heat of flue gas was slightly higher than the specific heat of air because of
the difference in composition, whereby flue gas had a higher portion of H2 O and CO2
compared to air. These results suggested that one could predict the specific heat of flue gas
based on the fuel compositions, EA, and flue gas temperature.
Figure 5. Specific heat of flue gas under various EA ratios and flue gas temperatures.
Table 2. Estimation of overall heat transfer coefficients (U1 ) using the first method.
. Cp at Avg.
Flue Gas Temp. (◦ C) mflue gas Water Temp. (◦ C) Heat Load CMTD U1
Temp.
Inlet Outlet kg/h Inlet Outlet kJ/kgK MJ/h ◦C W/m2 K
479.0 126.0 80.1 42.2 46.7 1.118 31.6 201.8 42.1
489.0 130.0 89.5 43.3 47.8 1.122 36.1 207.0 46.8
492.0 135.0 89.5 44.4 48.9 1.125 35.9 210.9 45.8
474.0 136.0 89.5 45.0 49.4 1.119 33.9 205.7 44.2
489.0 144.0 89.5 46.1 50.6 1.127 34.8 215.8 43.3
499.0 150.0 98.8 46.1 51.1 1.132 39.1 223.6 46.9
489.0 150.0 98.8 46.1 50.6 1.129 37.8 220.7 46.0
481.0 151.0 98.8 46.1 51.1 1.127 36.7 218.9 45.1
Table 3 summarizes the estimation results of the overall heat transfer coefficient (U2 )
using the second approach (Equations (6)–(9)). It can be observed that convective heat
transfer coefficient at shell-side (hi ) ranged from 42.7 to 51.0 W/m2 K and is much smaller
than measurements taken at the tube side (h2 , close to 232 W/m2 K). This is because the
flue gas on the shell side had a lower thermal conductivity than the water on the tube side.
It was found that the effects of conduction at the tube wall were 4.13*10−6 m2 K/W, and
fouling was estimated to be 0.0018 m2 K/W. To that end, a combination of these effects
Processes 2021, 9, 939 12 of 19
resulted in the overall heat transfer coefficient that measured between 33.9 to 39.0 W/m2 K
using the second method.
Table 3. Estimation of overall heat transfer coefficients (U2 ) using the second method.
ho U2 U1 Uest.
hi (W/m2 K) Errors (%)
(W/m2 K) (W/m2 K) (W/m2 K) (W/m2 K)
42.73 235.0 33.9 42.1 34.3
46.8 235.57 36.5 46.8 38.1
46.87 236.1 36.5 45.8 37.3
46.73 236.37 36.5 44.2 36 ABE 1 = 0.08 AAE 2 = 2.39
46.92 236.92 36.6 43.3 35.3
51.0 237.0 39.0 46.9 38.2
50.84 236.92 38.9 46 37.5 3.73
50.77 237.0 38.9 45.1 36.7 5.60
1 ABE = average bias error; 2 AAE = absolute bias error.
The values from the second method, U2, were slightly lower than the overall heat
transfer coefficient from the first method, U1 (between 42.1 and 46.9 W/m2 K). Abdul-
mumuni et al. [13] also found that the overall heat transfer coefficient was 201.0 W/m2 K
when using the first method, thereby exceeding the 98.1 W/m2 K heat transfer coefficient
associated with using the second method. A possible reason for this difference between the
two methods is that the first approach makes a rough estimation of the heat transfer area
where it only considers the surface area of tubes and connections between the tubes. Other
possible heat transfer areas, such as the segmental baffles and shell in the STHE system,
were ignored. In addition, heat loss from the shell surface to the environment via radiation
was also ignored. The second method, on the other hand, was more comprehensive and
required more data, such as density, kinetic viscosity, thermal conductivity at different
temperatures for flue gas and water derived from the thermodynamics tables. Therefore,
the second method was widely adopted for our heat transfer studies for optimal accuracy
with tedious calculations.
Based on results from the first six data sets in Tables 2 and 3, we found that there
was a correlation factor of 0.814 between U1 and U2 . Therefore, this study suggests an
approach that uses a simple calculation process using the first method to estimate the
overall heat transfer coefficient, Uets. = 0.814U1 . Absolute average error (AAE) and average
bias error (ABE) were also used to evaluate the accuracy and suitability of regression model
applications [35]. It was found that this simple model had lower estimation errors, ABE of
0.08% and AAE of 2.39%. The last two data sets were used to validate the results, whereby
errors were measured at 3.7% and 5.6%, respectively. This confirms that this simplified
model can be used to estimate the overall heat transfer coefficients for a pilot-scale STHE
system during a poultry litter and natural gas co-combustion process.
3.3. Effect of Flue Gas Mass Flow Rate on the Shell Side
As shown in Figure 6, the overall heat transfer coefficient, heat loss of flue gas, heat
gain of water increased from 31.9 to 37.5 W/m2 K, 18.44 to 37.82 MJ/h, and 11.10 to
20.46 MJ/h, respectively, by increasing the mass flow of flue gas from 61.3 to 98.8 kg/h, for
the case of poultry litter at 5.76 kg/h. Similar results were found when the overall heat
transfer coefficient, the heat loss of flue gas, heat gain of water was increased from 21.3 to
48.9 W/m2 K, 21.27 to 48.91 MJ/h, 12.16 to 25.71 MJ/h, respectively, by increasing the
mass flow of flue gas from 62.4 to 109.0 kg/h, for the case of poultry litter at 6.81 kg/h.
Increments in mass flow rate of flue gas on the shell side increased fluid velocity and
the Reynolds number and convective heat transfer on the shell side, which ultimately
resulted in the increase in the overall heat transfer coefficient associated with the STHE
system. In addition, the heat load of flue gas was increased by increasing the mass flow
rate of flue gas because the increasing feeding rates of poultry litter elevated heating values
Processes 2021, 9, 939 13 of 19
of fuels while releasing more heat into the flue gas during co-combustion. As a result
of heat load increments on the shell side, the heat gain of water from the tube side was
also increased. It was found that effectiveness ranged between 48.7% and 77.8% for the
case of poultry litter at 5.76 kg/h, while effectiveness ranged between 46.7% to 61.7% for
the case of poultry litter at 6.81 kg/h. Effectiveness was slightly lower at higher poultry
litter feeding rates because heat loss of flue gas increased between 2.83 to 9.99 MJ/h by
increasing feeding rate while heat gain of water was relatively small (about 1.06–5.26 MJ/h)
by keeping constant for the water flow rate. It also showed that similar overall heat transfer
(between 30 and 40W/m2 K) with higher efficacy was achieved at a lower feeding rate of
poultry litter (5.76 kg/h). These results support the use of a lower feeding rate of poultry
litter at 5.76 kg/h and further investigating effect of water flow rate on the tube side on the
system performance.
Figure 6. Performance of the STHE under various mass flow rates of flue gas on the shell side.
(a) Feeding rate of poultry litter at 5.76 kg/h. (b) Feeding rate of poultry litter at 6.81 kg/h.
Processes 2021, 9, 939 14 of 19
Figure 7. Overall heat transfer coefficients under various water flow rates on the tube side.
As shown in Figure 8, the effectiveness of the pilot-scale STHE system was further an-
alyzed and ranged from 0.444 and 0.574 for low water flow rate, 0.390 to 0.473 for medium
water flow rate, and 0.373 to 0.461 for high water flow rate. It was found that the effec-
tiveness of the pilot-scale STHE system decreased when water flow rates were increased.
It is postulated that the medium and higher water flow rates reduced the residence time
of water on the tube and passed tube sections without effectively gaining heat from hot
flue gas on the shell side. Experimental results indicated that inlet temperature of cold
water on the tube side increased from 20 to 47.8 ◦ C for low water flow rate, 45.0 ◦ C for
medium flow rate, and 45.0 ◦ C for high flow rate, after 160 min co-combustion process.
Therefore, the low flow rate achieved a high inlet temperature of the cold fluid (about
2.8 ◦ C higher) and thereby caused a lower temperature difference with an inlet temperature
of hot flue gas (around 504 ◦ C), ultimately reducing the maximum possible heat transfer
rate (Qmax ). On the other hand, the actual heat transfer rate (Qactual ) increased by 55.1%
(from 13.62 to 21.12), 37.5% (from 16.04 to 22.06), and 35.1% (from 15.05 to 20.34) for low,
medium, and high flow rate, respectively. Thus, a low flow rate is the optimal water flow
Processes 2021, 9, 939 15 of 19
rate that enabled appropriate velocity and enough residence time of cold water on the tube
side to gain heat from hot flue gas in the shell. In the meantime, a low flow rate provided
a lower maximum possible heat transfer rate with a higher actual heat transfer rate to
Processes 2021, 9, x FOR PEER REVIEW
quickly achieve heat equilibrium between the two mediums and ultimately increase the 15 of 19
effective performance of the pilot-scale STHE system. The current study concluded that the
pilot-scale STHE system had an optimal heating performance under the lowest water flow
rates (13.7–14.1 L/min), while the lab-scale STHE system experienced optimal performance
optimal performance
under different under
water flow different
rates water
(about 6.44 flow rates
L/min) [28]. (about 6.44 results
Thus, these L/min)infer
[28].that
Thus, these
results
optimal water flow rates should be found for different size and capacity STHE systems bycapacity
infer that optimal water flow rates should be found for different size and
STHE systems
controlling massby controlling
flow rates on themass
tubeflow
side. rates on the tube side.
Figure
Figure 8.8.Effectiveness
Effectiveness under
under various
various water
water flowflow
rates rates
on theon theside.
tube tube side.
Limitation of study may include the estimation of flue gas mass flow rate to predict
heat transfer rate and assumption of gas compositions during the poultry litter and natural
gas co-combustion process to calculate the specific heat of flue gas. In the future study,
the mass flow rate of flue gas can be measured using relatively expensive mass flow
meters to compare with estimated flue gas mass flow rates and precisely derive heat
transfer rate. Real-time gas compositions under various operating conditions of the co-
combustion process can also be measured using the emission analyzer and then used to
calculate the more accurate specific heat of flue gas that ultimately assist in estimating
heat transfer coefficients and evaluate the performance of the STHE system. To reduce a
lot of time and vast expenditures on experiment study, CFD and simulation tool can also
be adopted to model the STHE system and investigate the heat transfer, pressure drop,
velocity distribution using flue gas as one of the working fluids under various operating
conditions, such as tube types, tube arrangement, and tube materials.
4. Conclusions
In this study, the pilot-scale shell and tube heat exchanger (STHE) prototype were
specially designed and fabricated for the purpose of heat use in the flue gas from the
poultry litter and natural gas co-combustion. The pilot-scale STHE prototype implemented
twisted tubes and 40-degree segmental baffles to increase the heat transfer coefficient and
maximize system performance. A systematic approach was then used to estimate heat
transfer coefficients and investigate the performance of the STHE system. First, the specific
heat of flue gas was calculated based on fuel properties, EA ratio, and flue gas temperature.
Results indicated that the specific heat of flue gas during biomass co-combustion ranging
between 1.044 and 1.338 kJ/kg·K was slightly lower than the specific heat of flue gas
undergoing fossil fuel combustion. This was because the poultry litter as one of biomass
had lower carbon and hydrogen content compared to fossil fuels. Results also indicated
that the specific heat of flue gas was increased with decreasing excess air and increasing flue
gas temperature. Then, the estimated specific heat was then applied to develop a simplified
mathematical model for overall heat transfer coefficient prediction of the pilot-scale STHE
system by the integration of two different methods. The developed model was found to
have a relatively small average bias error (ABE) of 0.08% and an absolute average error
(AAE) of 2.39% to predict the overall heat transfer coefficients. Afterward, the STHE system
Processes 2021, 9, 939 17 of 19
performance, including water and trailer temperatures, heat load, effectiveness, and overall
heat transfer coefficient, were investigated under the variable operating conditions, such as
water flow rates on the shell side, flue gas flow rates on the tube side, and the arrangement
of the water-to-air heaters in the trailer. Results showed that the increments in flue gas mass
flow rate on the shell side increased fluid velocity and convective heat transfer coefficient,
ultimately improving the overall heat transfer coefficient and effectiveness of the STHE
system. On the contrary, decreasing the mass flow rate of water on the tube side allowed
sufficient residence time and higher actual heat transfer, resulting in a higher overall heat
transfer coefficient and effectiveness. Moreover, it was found that a parallel arrangement of
the water-to-air heater in the trailer contributed toward an increase in inlet temperature of
the heater (equivalent to outlet temperature of the STHE), trailer temperature, and overall
heat transfer coefficient when compared to a serial arrangement.
In a future study, analysis of the energy flow and heat transfer from the poultry litter
co-combustion into the pilot-scale STHE system, water-to-air heaters, and trailer under
variable operating conditions can be performed. In the long-term, hot water production
from the STHE using flue gas during the poultry litter and natural gas co-combustion
process can contribute to energy savings, reduction in disposal costs and environmental
problems, and provide a pathway toward a promising and sustainable waste management
option for poultry farmers.
Author Contributions: S.W.L. and X.Q. coordinated projects and received grants from the Maryland
Industrial Partnerships (MIPS), Maryland Department of Natural Resources (DNR), and Office of
Technology Transfer (OTT) at Morgan State University. In conceptualization phase, X.Q. conducted
the literature reviews and found the research gaps. X.Q. and Y.Y. designed the approach to set up the
testing facility. X.Q. and Y.Y. designed, fabricated, and assembled prototype with major components.
X.Q. and Y.Y. collected and performed formal analysis of experimental results. X.Q. wrote the original
draft manuscript. S.W.L. and X.Q. reviewed, edited, and provided his constructive comments and
suggestions to improve the quality of the article. S.W.L. supervised and coordinated project. All
authors have read and agreed to the published version of the manuscript.
Funding: This research was supported and partially funded by the Maryland Industrial Partnerships
(MIPS), Maryland Department of Natural Resources (DNR), and Office of Technology Transfer (OTT)
at Morgan State University on the subject of space heating system development for the poultry house.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Acknowledgments: Authors would like to acknowledge the MIPS office and DNR for an opportunity
for the subject research and partial financial support. This research behind it would not have been
possible without an efficient collaboration of our industry partner, CyKloburn Technologies, LLC. We
are also grateful for the insightful comments offered by the Morgan State University OTT. In addition,
the authors would like to appreciate the kind support of the research staff and facilities from the
Center for Advanced Energy Systems and Environmental Control Technologies (CAESECT).
Conflicts of Interest: The authors declare no conflict of interest.
Nomenclature
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