Uscore2 Module 2 Identify, Understand and Use Current and Future Risk Scenarios
Uscore2 Module 2 Identify, Understand and Use Current and Future Risk Scenarios
European Union
Civil Protection
Website: www.Uscore2.eu
Twitter: @Uscore2EU
Funded by
European Union
Civil Protection
CONTENTS
Introduction 3
Background 4
Further Information 6
How can institutional resilience be assessed and improved? 7
How can this be measured? 8
Methodology 9
Phase 2, Step 7: Information to send to Review Team prior to the Review Team visit 9
Suggestions for the type of pre-visit evidence that could be shared between citites 9
Phase 2, Step 8: Arrangements for the peer review visit 11
Who should the Review Team interview? 11
How can the Host City multi-agency risk assessment capacity be demonstrated? 12
Phase 2, Step 9: Review Team: Gathering Evidence 13
Phase 3, Step 11: Recording Information and Drafting Initial Recommendations 18
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 1
2 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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INTRODUCTION
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 3
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BACKGROUND
This Module focuses on improving decision At the global and regional level the Sendai
making for resilience by exploiting knowledge Framework highlights the importance of
of risk (UNISDR n.d) including learning from fostering collaboration across global and
cities with equivalent risk profiles to regional mechanisms and actively engaging in
understand similar risk and resilience issues the global, regional and sub-regional platforms
(UNISDR, 2017). Over the last 10 years, there for DRR in order to develop partnerships,
has been significant progress in strengthening assess progress, and share good practice and
disaster preparedness, response and early knowledge (Sendai Framework, 2015).
warning capacities and in reducing specific
Due to the growth and expansion of urban
risks. However, progress has been limited in
areas more people, are being exposed to
most countries when it comes to managing the
hazards (Meerow et al., 2016). Risks arise from
underlying risks.
the combination of hazards and vulnerabilities
Priority 1 of the Sendai Framework for Disaster at a particular location and time. Assessments
Risk Reduction 2015 – 2030, ‘Understanding of risk require systematic collection and
disaster risk’, states that “policies and analysis of data and should consider the
practices for disaster risk management should dynamic nature of hazards and vulnerabilities
be based on an understanding of disaster risk that arise from processes such as urbanisation,
in all its dimensions of vulnerability, capacity, rural land-use change, urban development,
exposure of persons and assets, hazard environmental degradation and climate change
characteristics and the environment. Such (Basu et al. 2013; Birkmann et al. 2013).
knowledge can be leveraged for the purpose of
pre-disaster risk assessment, for prevention
and mitigation and for the development and
implementation of appropriate preparedness
Hazard
and effective response to disasters” (Sendai
Framework, 2015 p. 14).
X
To achieve this, a number of areas should be
developed at national and local levels, and
global and regional levels (Sendai Framework,
2015). At the national and local level the focus Exposure
is on the collection, analysis and management
of data to assess disaster risks and identify the
population’s exposure, vulnerability, X
susceptibility, and adaptive capacity to these
risks (Birkmann et al. 2013; Sendai Framework,
2015). The Sendai Framework also highlights
the importance of disseminating local risk Vulnerability
information to decision makers, the general
public and communities at risk of exposure to
disasters (Sendai Framework, 2015). In turn =
this supports improved targeting of risk
information to populations (Cardona and
Carreño 2011), and increased government Disaster Risk
attention on DRR and resilience (Fleischhauer
et al. 2012).
4 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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Risk assessments identify both the hazards to developing risk analysis strategies, risk
which the city is exposed and the city-wide reduction measures and planning, to support
vulnerability, enabling understanding of the the implementation of meaningful DRR and
geographic and sectoral distribution of risk. In resilience building programmes. Unless local
addition to identifying the hazards to which the governments have a clear understanding of the
city is prone and carrying out hazard risks they face, and discuss risk scenarios in
assessments, cities should include cascading detail with the public and other stakeholders,
effects and trans-boundary risks within their implementation of meaningful disaster risk
risk assessments (UNISDR, 201 p. 37). Among reduction measures may be ineffective
other things, risk assessments are a basis for (UNISDR, n.d). The peer review process
the identification of effective structural and therefore helps to facilitate conversations
non-structural mitigation measures. Risk between local government and other
assessment and analysis must be both stakeholders who may not be readily consulted,
systematic and updated as often as possible to to promote commitment to DRR and resilience
match the changing nature of risk (RTF-URR, strategies from all levels of society (Twigg
2010 p. 35). 2009).
Disaster risk should be understood as a
contingent liability (described as “another References
category of toxic assets” (GAR, 2015 p. 54)). If a Basu, M., Srivastava, N., Mulyasari, F., & Shaw,
country ignores disaster risk and allows risk to R. (2013). Making Cities and Local Governments
accumulate, it is in effect undermining its own Ready for Disasters: A Critical Overview of a
future potential for social and economic Recent Approaches. Risk, Hazards & Crisis in
development. However, if a country invests in Public Policy, 4(4), pp. 250–273.
disaster risk reduction, over time it can reduce
the potential losses it faces, thus freeing up Birkmann, J., Buckle, P., Jaeger, J., Pelling, M.,
critical resources for development. Setiadi, N., Garschagen, M., Fernando, N., &
Kropp., J., (2013). Framing vulnerability, risk
Managing risk, rather than managing disasters and societal responses: The MOVE framework.
as indicators of unmanaged risk, now has to Natural Hazards, 67(2), pp. 193–211.
become inherent to the art of development; not
Cardona, O. D., & Carreño, M. L. (2011).
an add-on to development, but a set of
Updating the Indicators of Disaster Risk and
practices embedded in its very DNA. Managing
Risk Management for the Americas. Journal of
the risks inherent in social and economic
Integrated Disaster Risk Management, 1(1), pp.
activity requires a combination of three
27–47.
approaches:
Fleischhauer, M., Flex, F., Greiving, S., Scheibel,
1. Prospective risk management, which aims to
M., Stickler, T., Sereinig, N., Koboltschnig, G.,
avoid the accumulation of new risks;
Malvati, P., Vitale, V., Grifoni, P., & Firus, K.,
2. Corrective risk management, which seeks to (2012). Improving the active involvement of
reduce existing risks; stakeholders and the public in flood risk
management: Tools of an involvement strategy
3. Compensatory risk management to support
and case study results from Austria, Germany
the resilience of individuals and societies in
and Italy, Natural Hazards and Earth System
the face of residual risk that cannot be
Science, 12(9), pp. 2785–2798.
effectively reduced. (GAR, 2015 p. ix).
GAR, (2015). Global Assessment Report on
In summary, disaster risk management must
Disaster Risk Reduction 2015, United Nations,
be based on an understanding of disaster risk
Geneva, available from:
scenarios, the characteristics of hazards, who
https://www.preventionweb.net/english/hyogo/
and what is exposed, the level of capacity within
gar/2015/en/gar-pdf/GAR2015_EN.pdf
a society and its level of vulnerability (UNISDR,
n.d). Peer review will support cities in
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 5
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References
Meerow, S., Newell, J. P., & Stults, M. (2016).
Defining urban resilience: A review, Landscape
and Urban Planning, 147, pp. 38–49.
RTF-URR, (2010). Asia Regional Task Force on
Urban Risk Reduction, ‘A Guide for
Implementing the Hyogo Framework for Action
by Local Stakeholders, available from:
https://www.unisdr.org/files/13101_Implementi
ngtheHFA.pdf
Sendai Framework, (2015). Sendai Framework
for Disaster Risk Reduction 2015 – 2030, United
Nations, Geneva.
Twigg, J. (2009). Characteristics of a Disaster-
Resilient Community: a Guidance Note. Aon
Benfield UCL Hazard Research Centre.
UNISDR. (2017), How to Make Cities More
Resilient: A Handbook for Local Government
Leaders, UNISDR, Geneva, available from:
http://www.unisdr.org/campaign/resilientcities/
assets/documents/guidelines/Handbook%20Fo
r%20Local%20Government%20Leaders_WEB_
May%202017.pdf
UNISDR. (n.d), Essential Two: Identify,
Understand and Use Current and Future Risk
Scenarios, available from:
http://www.unisdr.org/campaign/resilientcities/
home/index/Essential%20Two:%20Identify%20
Understand%20and%20Use%20Current%20and
%20Future%20Risk%20Scenarios/?id=2
Further Information
For further information on peer reviews visit:
www.Uscore2.eu. Also refer to ISO 22392 when
published. Currently it is in draft and will
contain further information about peer reviews.
6 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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The description of Essential 2: identify, understand and use current and future risk scenarios taken
from the UNISDR’s Making Cities Resilient website and given below, describes the activities a city
should be demonstrating to improve resilience in this area. A city’s capacity for resilience is the
responsibility of a number of organisations, though it is usual for local government to take the lead
and enable effective collaboration.
Essential Two: Identify, Understand and Use Current and Future Risk Scenarios
Identify the most probable and most severe (worst-case) scenarios
• Take into consideration how hazards might change over time given the impact of factors
such as urbanisation and climate change, how multiple hazards might combine, and how
repeated small scale disaster events (if there is a relevant risk of these) might
accumulate in their impact over time;
• Prepare and maintain an updated database on: geographic areas exposed and territorial
impact; population segments, communities and housing exposed; economic assets and
activities exposed including its impact on the social, health, education, environmental,
and cultural heritage; critical infrastructure assets exposed, the consequent risk of
cascading failures from one asset system to another;
• Estimate timescales over which risks, vulnerabilities and impacts occur as well as
responses required;
• Create and publish maps of risk and exposure detailing the above.
Make use of the knowledge from risk scenarios for development decisions
• Seek inputs from the full range of stakeholders (including ethnic and social groupings);
• Update the risk scenario assessment regularly;
• Set the basis for current and future investment decisions;
Widely communicate and use risk scenario assessments for decision-making purposes, and
updating of response and recovery plans.
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 7
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The following table describes the high level indicators for Essential 2 taken from the Disaster
Resilience Scorecard Preliminary Level Assessment. These are used in this Module as indicators
against which to gather evidence and make recommendations.
P 2.1 Hazard Does the city have knowledge of the key hazards that the
assessment city faces, and their likelihood of occurrence?
P 2.3 Knowledge of Are there agreed scenarios setting out city-wide exposure
exposure and and vulnerability from each hazard, or groups of hazards
vulnerability (see above)?
P 2.5 Presentation Do clear hazard maps and data on risk exist? Are these
and update regularly updated?
process for risk
information
The full Detailed Assessment from the Disaster Resilience Scorecard for Cities is available
through the following link:
http://www.unisdr.org/campaign/resilientcities/home/toolkitblkitem/?id=4.
8 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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METHODOLOGY
PHASE 2, STEP 7: INFORMATION TO SEND TO
REVIEW TEAM PRIOR TO THE REVIEW TEAM VISIT
Please refer to the Step-by-Step Guide for advice on both conducting and hosting peer reviews.
This section sets out information that is specific to this Module, which begins in Phase 2.
Phase 2, Step 7: Information to send to Review • The outcomes of local completion of the
Team prior to the Review Team visit UNISDR’s Disaster Resilience Scorecard for
Cities, Essential 2.
As set out in the Step-by-Step Guide if Module 1
(Organise for Disaster Resilience) is not For the remaining indicators, no more than 4
undertaken at the same time as Module 2, then other items in total should be selected from the
an overview of the Host City’s disaster risk suggestions below to demonstrate the Host
governance should be included in the pre-visit City’s baseline capacity on disaster risk
information sent to the Review Team. assessment.
The Host City should aim to send the pre-visit P2.1: Hazard assessment
evidence to the Review Team three months • City-wide maps illustrating the exposure of
ahead of the peer review visit. It is different areas of the Host City to different
recommended that the pre-visit evidence is risks, including trans-boundary risks
limited to 3 – 5 items for each Module.
• A summary of the historical disasters that
Suggestions for the type of pre-visit evidence have occurred within or impacted the Host
that could be shared between cities City
A selection of evidence should be sent to the
Review Team before their visit to the Host City. • An analysis or research article describing
This could include the type of information listed how climate change projections are
below or any other information that the Host informing future risk modelling and how
City and the Review Team agree would be of natural assets offer protection to the city in
benefit. relation to key risks
It is highly recommended that the Host City • National and / or local risk registers
prepare a summary of how the Host City
ensures it is identifying, understanding and • Public information leaflets or digital
using current and future risk scenarios applications that advise the public about the
including: key hazards that the city faces.
• An overview of the mechanisms in place to P2.2: Shared understanding of infrastructure
undertake disaster risk assessments at a risk
local level • An explanation of how risk scenarios and
population exposure to hazards inform
• How the disaster risk assessments inform urban development
city level decision making, including which
governance arrangements in the Host City • A city masterplan or equivalent planning
have the responsibility to consider disaster framework that shows how the Host City
risk assessments factors disaster risk assessments into urban
development and infrastructure planning
• The major risks faced by the Host City, their
likelihood of occurrence and potential
impacts, including the most probable and
most severe scenarios
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 9
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• Minutes of a cross-sector meeting, such as a P2.5: Presentation and update process for risk
local DRR platform, where representatives information
from the Host City and utility / infrastructure • Examples of hazard maps and data on risk,
providers meet to discuss disaster risk and including a monitoring and review schedule
resilience
• Details of any public facing website,
• A case study describing a cross-sector application or social media platform that
approach to investing in measures to gives information, including maps, on risk
strengthen the resilience of key points of and resilience
stress in the Host City’s critical
infrastructure • Details of any website, application or other
digital platform through which the Host
• A report from a collaborative training event City’s DRR practitioners share data,
or exercise where the city and utility / including maps, on risk and resilience.
infrastructure providers rehearsed the
response to a disaster affecting the Host
City’s infrastructure.
P2.3: Knowledge of exposure and vulnerability
• A description of the most probable and most
severe disaster scenarios, setting out the
city-wide exposure and vulnerability
• A description of how vulnerable groups and
members of the community who may have
specific needs are included in risk
assessments
• A case study describing how the Host City’s
risk assessment arrangements have helped
to identify a disaster risk and have, in turn,
led to the disaster risk being mitigated
(economic, social, health or environmental).
P2.4: Cascading impacts
• An analysis of the potential cascading
failures across the city if a key infrastructure
is damaged in the reasonable worst case
scenario for a high impact risk
• A plan to show how the Host City will
respond to a high impact, low probability
disaster scenario affecting key city systems
• Mapping or analysis of the interfaces
between different systems that may be
important in the cascading impacts of a
disaster
• A debrief report written in the aftermath of a
disaster that illustrates the cascading
consequences, together with an action plan
to mitigate the cascading impacts in future
events.
10 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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As described in the Step-by-Step Guide, in the resilience work and a mandate to strengthen
3-6 months before the peer review visit, the disaster risk assessment arrangements are
Host City and Review Team are recommended included and available. The Host City and
to agree an agenda for the visit. This will Review Team should consider all Modules
include a range of activities to enable the being assessed during the peer review and
Review Team to understand how the Host City is combine relevant questions with each senior
strengthening and maintaining arrangements politician or officer into one appointment.
for disaster risk assessment. The types of
activities could include some or all of those The Host City and Review Team may also wish
listed below, or any other relevant actions. It is to consider who would be most appropriate in
anticipated that the review of this Module will light of their initial exchange of pre-visit
take a day. For all interviews, the Host City information and also given the most probable
should ensure translators are available if they and most severe disaster scenarios for the Host
are required. City. Suggestions include:
• Senior managers of institutions that are part
At the start of the Review Team’s assessment of of the Host City’s risk assessment
Module 2, the Host City is highly recommended arrangements and are responsible for
to make a summary presentation to the Review identifying, understanding and using current
Team which sets out the approach to disaster and future risk scenarios
risk assessment. This could include • Officials who are responsible for drawing up
information about: the Host City’s disaster risk assessment and
risk register
• How the Host City’s arrangements for • Senior managers in different organisations
identifying, understanding and using and from different sectors who have a
disaster risk assessments operate responsibility for and an investment in
• The institutions and other stakeholders in ensuring effective disaster risk assessment
the Host City that are involved in assessing • Practitioners, academics and technical
disaster risks and how these are coordinated experts who have been involved in disaster
and work together to develop credible risk risk assessment
scenarios
• Senior managers from utility / infrastructure
• How well those involved in disaster risk providers who have a role in managing
assessment understand the risks the Host critical infrastructure within the Host City
City faces and how this knowledge is
transferred into city decision making that
reduces risks and strengthens the Host
City’s resilience whilst avoiding the creation
of new risks.
Who should the Review Team interview?
When considering who is important for the
Review Team to interview and / or receive a
presentation from, it is highly recommended
that the Mayor and / or other key local political
leaders who give leadership in the Host City’s
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 11
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12 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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The Review Team will gather evidence from the • What activities currently support
pre-review information submitted before the performance in this area and are these
peer review visit, together with information activities effective?
from interviews and activities undertaken
during the visit, to gain a view of the • What, if any, additional activities would the
effectiveness of the Host City’s existing Host City like to undertake in future? What
approaches to identifying, understanding and are the barriers to extending activities?
using current and future risk scenarios. This • How are resources / information / training
will include: shared? Are there exclusions or barriers to
• Effectiveness of the disaster risk assessment access?
activity in the Host City and whether there • How is the Host City accessing local /
are suitable and sufficient organisational national / international sources of expertise
arrangements in place to improve DRR in this area? Which
• Effectiveness of the Host City in engaging all networks is the Host City part of to support
relevant agencies and organisations to this activity?
support and augment the identification, Although the Review Team should design their
understanding and use of current and future own detailed questions in order to explore
risk scenarios within the Host City issues they consider relevant in the context of
• Effectiveness of communication of disaster the Host City, the following questions are
risk assessments within the governance offered as suggestions that may be helpful in
structures, to key institutions and to stakeholder interviews for Module 2. They are
communities. example questions and it is wholly acceptable
to tailor them or, equally, not to use them,
The Review Team will structure their evidence according to the individual peer review. The
gathering and interviews to enable the Host Review Team could choose to select just the
City to describe and demonstrate their relevant questions as well as asking additional
approach against each of the indicators questions that have not been listed below.
included in the Disaster Resilience Scorecard
Preliminary Level Assessment. Overall, the
Review Team should determine:
• Who leads / contributes / coordinates /
assesses performance in this area? Is this
effective? Is shared ownership of DRR
evident?
• Who is missing / underperforming or
underrepresented?
• What skills and experience are evidenced?
Are there deficits?
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 13
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P 2.1 Skills and Does the Host City have knowledge of the key hazards that
Experience the city faces, and their likelihood of occurrence?
14 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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• How does the Host City work across silos to make the
identification, understanding and / or use of disaster
risk assessments “everyone’s business”?
• How do regional and national governments work with
the city government to strengthen risk assessment
activity?
• How does the Host City influence the regional and
national risk reduction activity, especially for
infrastructure that crosses different administrative
boundaries?
• How do the Host City and various organisations, such as
utility / transport providers and regional / national
agencies demonstrate a shared understanding of risk?
• How is the input from different sectors and
stakeholders coordinated? How do different
stakeholders influence risk assessment in the Host
City?
• How do the institutions in the Host City understand the
roles and responsibilities of other institutions in the
Host City in disaster risk reduction and during the
response to a disaster?
• How has the Host City planned to build back better and
to reduce the city’s exposure and vulnerability to
disaster risk following a disaster?
P 2.3 Knowledge of Are there agreed scenarios setting out Host City-wide
exposure and exposure and vulnerability from each hazard, or groups of
vulnerability hazards (see above)?
P 2.3 Knowledge of
exposure and • How does the Host City identify vulnerable groups who
vulnerability are exposed to disaster risk and how does the city
mitigate this vulnerability?
• How regularly are the Host City’s disaster risk
assessments updated to reflect climate change
projections?
• What arrangements are in place for the Host City to use
its disaster risk assessments to inform investments in
disaster risk reduction?
• What arrangements are in place to use the Host City’s
risk assessments to inform decisions about urban
planning and infrastructure development?
• How does the Host City regularly draw on learning and
good practice from other cities in respect of risk
assessment?
16 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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P 2.5 Presentation
Do clear hazard maps and data on risk exist? Are these
and update
regularly updated?
process for risk
information
• Which stakeholders are engaged in updating risk data,
maps and scenarios?
• Who has the responsibility in the Host City for
identifying, understanding and updating risk
information?
• How is updated risk information shared with businesses
and institutions in the Host City?
• How is updated risk information shared with
communities across the Host City?
• How often is the Host City’s risk information updated to
reflect updated climate change projections?
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Other
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INITIAL RECOMMENDATIONS
E.g. Extent to which data on the city’s E.g. Ensure a E.g. A regular E.g. Short,
resilience context is shared with other consistent flow flow of medium,
organisations involved with the city’s of information information long term
resilience. between would improve implementation.
multi-agency understanding
partners. of risk and aid
planning for
partner
agencies.
20 Module 2: Identify, Understand and Use Current and Future Risk Scenarios
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INITIAL RECOMMENDATIONS
Module 2: Identify, Understand and Use Current and Future Risk Scenarios 21
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INITIAL RECOMMENDATIONS
Other
Area / issue
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Further information is available from: www.Uscore2.eu
ISO22392 is being drafted and will contain further information about peer reviews