CriticalRealism Whatyoushouldknow
CriticalRealism Whatyoushouldknow
CriticalRealism Whatyoushouldknow
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Abstract
Received 28 August 2020
Purpose – The purpose of this paper is to discuss the critical realism (CR) philosophical viewpoint and how it Revised 1 November 2020
can be applied in qualitative research. CR is a relatively new and viable philosophical paradigm proposed as an Accepted 10 November 2020
alternative to the more predominant paradigms of positivism, interpretivism and pragmatism. This paper
reviews the concept, its benefits and limitation. It goes further to provide an example of how CR is used as a
philosophical and methodological framework with the systems thinking theory to applied qualitative research.
Design/methodology/approach – A study of project management challenges in a Nigerian government
organisation is used to demonstrate a qualitative research approach, which includes a coding process and data
analysis that is consistent with CR ontology and epistemology.
Findings – CR focuses primarily on closed systems. However, a more accurate explanation of reality is
obtained in addition to the identification of contextual causal mechanisms in the context of study when a
general systems theory is applied.
Research limitations/implications – The knowledge about the nature of relationships obtained in the
context of study may not necessarily be replicated in another context. However, this paper elucidates a CR
process that is generalisable by demonstrating how a theory is applied in a different context.
Originality/value – The paper demonstrates how systems theory is used to understand interactions in a CR
paradigm. It engages with CR approach critically and illustrates a clear example of how CR can be applied in
social research.
Keywords Critical realism, Systems thinking, Data analysis, Case study
Paper type General review
Introduction
Critical realism (CR) is an all-inclusive philosophy of science because it uses both the
positivist and constructivist approaches to provide a thorough account of ontology and
epistemology (Gorski, 2013; Fleetwood et al., 2002). This method seeks to measure the
underlying causal relationships between social events to acquire a better understanding of
issues and thus being able to suggest strategic recommendations to address social problems
(Fletcher, 2017).
As pragmatism and CR both advocate for the need to mix methods, these two have been
associated together (Sayer in Easton, 2010; Lipscomb, 2011). However, pragmatism argues
that ontological and epistemological dimensions can be separated out from the methods and
strategies applied in a study, thus promoting the notion that the “end justifies the means”
(Scott, 2007; Johnson and Onwuegbuzie, 2004). On the other hand, CR associates with
ontological and epistemological assumptions by arguing that an external reality exists both
in natural and social science, the exception is the character of reality in the latter, which is
adapted to reflect the particular nature of the social environment (Gorski, 2013). It maintains
that dimensions of reality are deep-seated and cannot be reduced to experimental
observations, but rather can be known by understanding the mechanisms that produce
those experimental events, which are hardly ever directly visible (Danermark et al., 2002).
In CR, the primary reason for mixing qualitative and quantitative approaches is to promote
understanding of the reasons for the complexity of the reality and not to translate it (Sobh and
Perry, 2006). That is, CR asserts that qualitative methods are used in obtaining rich
explanations of existing mechanisms in the phenomenon of interest (Bhaskar, 1998), and if a
Qualitative Research Journal
© Emerald Publishing Limited
1443-9883
No funding nor potential conflict of interest was reported by the author. DOI 10.1108/QRJ-08-2020-0101
QRJ better understanding of the situation is required to redirect and change these mechanisms, then
testing the nature and strength of existing mechanisms can be achieved by quantitative means
(Edwards et al., 2014). Scholars have advocated the potential CR has in achieving thought-
provoking and insightful research (Karlsson and Ackroyd, 2014; Bhaskar, 2013). However, the
scarcity of literature focusing on the application of CR justifies the need for further awareness
and development on the application of CR in empirical qualitative studies (Mingers, 2014).
In this article, the application of CR in qualitative research is discussed. The aim of the
study is to engage with CR approach critically, illustrate a clear example on how CR can be
applied in social research while simultaneously gaining insight to contextual causal
mechanisms that impact on the application of project management in a Nigerian government
organisation (NGO) by using the systems thinking (ST) theory.
The study involved 17 in-depth interviews with project managers to examine how the
application of project management is impacted upon and how they respond to the challenges
of poor project management practices (PMPs). Some background to CR is first presented and
then assessed against corresponding philosophical positions. Next, the relevance of applying
CR to project management research is discussed. Thematic data analysis, which is consistent
with CR ontology and epistemology (Fletcher, 2017), is used to deduce key and sub-themes.
The process of analysis in CR, retroduction, is elucidated. This process involved the
explanation of significant characteristics of causal relationship using ST to arrive at a
theoretical explanation or re-description (Mingers, 2006; Bhaskar, 1998), which ultimately led
to the identification of causal mechanisms driving current trends in project management
development in NGOs. ST consists of several schools of thoughts with varying views
(Ababneh et al., 2009). The focus here is on the general systems theory (GST) perspective.
Ontology Variants are realism, Variants are Propose that Believes in a real
empiricism, etc. relativism and ontological and world independent of
Belief in an external constructivism, etc. epistemological people’s perception,
reality independent Denies the views can be i.e. the world
of human thought or possibility of separated from a functions as a
perception. Equates knowing which is research, and that multidimensional
reality with real. Reality is as a truth is understood system and that
recordable events result of human in terms of the causal structures that
(Mingers, 2006) experiences and practical effects of explains a
events (Easterby- what is believed phenomenon may
Smith et al., 2012) (Tashakkori and remain latent until
Teddlie, 1998; Scott, activated in specific
2007) situations (Mcevoy
and Richards, 2003)
Epistemology Knowledge is Knowledge is Knowledge can be Knowledge is
derived from created from the obtained by the use obtained by
experience of the action and of various methods observing and
world. Researcher is perception of the required to achieve interpreting meaning
separate from what social actors. the optimum results to explain the
is being investigated Researcher is not (Johnson and elements of reality
(Hjørland and separated from Onwuegbuzie, that must exist prior
Wikgren, 2005) what is being 2004) to the events and
investigated experiences that
(Saunders et al., occurred (Wynn and
2009; Bryman, Williams, 2012)
2015)
Methodology Investigates Subjective study, Combination of Typically, research
regularities at the deep reflections both qualitative design is an intensive
level of events. through. Mainly and quantitative study with a limited
Mainly applies applies qualitative approaches in other number of cases.
quantitative methods such as to complement each Involves
methods: in-depth other (Creswell, retroduction: making
observations, unstructured 2009) observations and
experimentation. interviews and theorising a
Deals with numbers grounded theory mechanism to explain
and facts (Bryman, research (Saunders the particular
2015) et al., 2009) phenomenon
(Bygstad and
Munkvold, 2011)
Task of To induce strongly To explore and To be capable of To provide a rich and
researcher supported reinterpret demonstrating reliable explanation
hypothesis from subjective meaning flexibility when of patterns of events
empirical mainly through the formulating a through the
observation and to identification of methodology by development of
test and improve discourse and their offering a mix of appropriate accounts
them in an attempt to construction of paradigms and of the causal powers,
Table 1.
confirm invariable meaning (Edwards methods as directed entities and Assumptions of
laws through et al., 2014) by the research mechanisms that positivism,
experimentation question (Howe, created them interpretivism,
(Bryman, 2015) 1988) (Edwards et al., 2014) pragmatism and CR
Source(s): Author generated paradigms
QRJ Ontological and epistemology of critical realism
Ontologically, CR assumes that reality is multi-layered or stratified into three domains: the
real, the actual and the empirical. The domain of the real consists of deep structures of objects
or entities that are physical, social and internally related. The real contains total reality; the
mechanisms, events, experiences and causal powers inherent to these objects or entities as
they independently exist. The domain of the actual consists of events that take place when
causal powers of structures and objects are enacted, in spite of whether they are observable or
not. Lastly, the domain of the empirical are those events that are experienced or observable
through perception or measurement (Archer et al., 2013). These domains are nested within
each other such that it is impractical to reduce what causes an event in one level to another
level because at each level, some new experience emerges (Hjørland and Wikgren, 2005).
Epistemologically, CR conceives a description of the real world through an analysis of the
experiences of participants. Consequently, there is a hermeneutic aspect involved in carrying
out investigations. The knowledge claims that results from the analysis are aimed at
identifying and explaining those elements of reality that must exist for the events and
experiences being investigated to have taken place (Wynn and Williams, 2012). Therefore, the
epistemological objective of CR is to describe and clarify the relationship between observed
experiences, events and mechanisms. For critical realists, the main objective of the
investigation is to acquire knowledge about underlying causal mechanisms to achieve an
explanation of how things work.
A stratified ontology is the core of CR (Bygstad and Munkvold, 2011). All levels are part of
the same environment or reality and are represented as three overlapping or nested domains
(Archer et al., 2013; Mingers, 2006). The primary objective of CR is to explain a social
occurrence by referencing causal mechanisms and the potential consequences they have
throughout the stratified three layers of reality (Fletcher, 2017).
Method
CR employs either an intensive or extensive method. The former focusing on the discovery of
causal powers (generative mechanisms) and the latter focusing on the broader context in
which the mechanisms operate (Edwards et al., 2014). As an in-depth diagnosis of the current
situation is required rather than the magnitude of the problem, an intensive approach was
adopted involving a case study. Moreover, the extensive method has been argued to be
associated with quantitative data collection and statistical analysis (Danemark et al., 2002).
The first stage of data collection was a comprehensive literature review on the widespread
trends of barriers to project management development in Nigeria. The relevance of this
process was to establish patterns and define a problem or question, which is theory-driven.
An intensive data collection stage involved semi-structured interviews undertaken with 17
experienced project managers from a government organisation having the mandate to
execute construction building projects in Nigeria. A semi-structured interview format was
used to ensure flexibility in exploring and updating existing literature on project
management challenges while still allowing new thoughts to emerge.
Data from the interviews were transcribed and cleaned before importation to NVivo for
data management. A considerable amount of time was spent during the data collection
process and transcribing to develop an in-depth understanding of the challenges.
Data coding and identification of events at the empirical and real level
An exploration of contextual causal mechanisms and the nature of their interaction was the
objective. Therefore, a thematic analysis was used to evaluate the primary data. Also, this
method of analysis is theoretically flexible and provides a detailed and multidimensional
account of the data, thus allowing for determining of relationships (Vaismoradi et al., 2013;
Braun and Clarke, 2006). The main empirical findings of the investigation were identified
through a coding process. The literature review on widespread issues of project
management development in Sub-Saharan and the literature on systems within an
organisation (Too and Weaver, 2014; White and Fortune, 2009) were used to form a logical
justification for themes.
The process of identifying coding instances was an iterative process, which consisted of
revisiting the literature and interview memos. In keeping with Corbin and Strauss (2008)
steps to coding, instances of activities and events were first coded and grouped into
categories (i.e. open coding process). The large number of initial codes were further coded
based on the relationship of the categories (i.e. axial coding process) into 12 sub-themes. Critical realism
Lastly, the axial codes were organised, integrated and categorised under four main themes –
external environment, governance system, middle management system and the project
execution system (selective coding). Based on CR categories, the four themes are the “Real”
objects of the study. They represent the organisational components contained within a
system, in this case, NGO. Identification of the main themes emerge from data or are
embedded in a theoretical framework, e.g. people, groups and sub-systems (Bygstad and
Munkvold, 2011; Danemark et al., 2002). The main themes (selective coding) and sub-themes
(axial coding) are shown in Figure 2.
Events
Patterns
Invisible
Systemic structures
Mental models
Figure 1.
Iceberg model of ST
Source(s): Adapted from Sheffield et al. (2012)
QRJ
Figure 2.
Visual display of
themes and sub-themes
coding index
using NVivo
Most of what we know is at this level because it is visible. Thus, interventions and treatment of
issues (which seems the most straightforward solution) occur at this level, though they usually
do not provide enduring solutions. Events that are experienced are encountered daily. The
second level contains the patterns that connect separate events such as senior management
support. This level provides a richer representation that gives more insight to the events
experienced. The third level represents a deeper level seeking to explain the interplay of social,
political, economic and structural elements that produces the observed patterns. It contains
systemic structures such as an organisation’s support and strategy for project management.
The fourth level, which is the most concealed and deepest, represents the mental models of
individuals, which are underpinned by our beliefs, values and assumptions that influence why
things are the way they are. Sheffield et al. (2012) describe mental models as habitual or
instinctual ways of understanding/knowledge that are the basis of our individual and collective
response. Figure 3 presents a theoretical re-description of the themes from the data against the
elements of ST described above and stratified domains of CR. It can be observed that the
external environment has the potential to impact on the internal system of the organisation,
EXTERNAL ENVIRONMENT
* Traditional orientation of policy
makers
Mental Models
* External systems (Contractors) –
indigenous contractors
incompetence/dishonesty, foreign
contractors competence
GOVERNANCE SYSTEM
* Political influences
* No national policy
* Weak structure of the organisation
MIDDLE MANAGEMENT
SYSTEM
* Autonomy of middle managers
* Inadequate project management
Systemic Structures
knowledge
* Less formal structures
Patterns
* Inadequate Project Mgt training
and development
Events
& techniques
* Project practitioner’s incompetence
* Poor internal administration
Empirical domain
Actual domain
Real domain
Critical realism
using ST and CR
Figure 3.
Concluding reflections
The process of theoretical re-description in Figure 3 not only revealed similarities between CR
and ST, but it simultaneously brings to our awareness the limitations of CR. Although they
both argue against reductionism, CR tends to have a primary focus on closed systems where
event regularities are generated (Pratten, 2007), thus arguing that constitutive elements in the
same condition will always behave in the same way. This proposition is reflected through the
autopoietic system within the middle management system. However, the internal interactions
within the organisation illustrated by applying ST show that systems, where event
regularities do not occur, are also critical in explaining social phenomena. Therefore, even
though CR tends to suggest that social inquiry is contingent on abstraction, it does not have
to assume that the system under study is a closed one.
The second causal mechanism demonstrates how elements outside a system impact on the
system. This challenges CR proponents who claim that elements that can influence a system
must be within the system. The domain of the external appears to be discreet in CR, although
it is the crux of the systems theory. The analysis, thus, suggests that external mechanisms
outside of our reality are able to influence that reality. In other words, as we aim to identify
and explain elements of reality that exist for social occurrences to have taken place, we should
consider the environment of the reality and the forces acting on it. ST is seen to be mutually
supportive and reinforces the importance of using a guiding theory in CR research.
The study has demonstrated how CR, as a philosophical framework, is applied to
empirical qualitative research. Albeit there are examples of applied qualitative research using
CR, only a few have discussed their methods of data analysis or shown the relevance/benefits
of using an existing theory. However, this does not suggest that there is an exclusive method
best suitable for conducting CR studies; instead, the aim here is to suggest one approach (out
of the many) – which is the use of GST to understand interactions within levels of domains.
There are various methods allowed in CR, and though many of them have relied on the
grounded theory as a methodological framework, the application of ST will enable one to gain
more insights into the characteristics/nature of existing causal relationships.
In relation to the research background, this interpretation facilitates the process of
attaining an informed decision for policymaking concerning how the concept of PMP can be
developed and deployed. It is pertinent to note, however, that modelling and establishing
causal relationships are a subjective process; therefore, it is difficult to confirm the
completeness or correctness of the representation. A model is one’s representation of reality
developed to explain a particular challenge or phenomenon (Sterman, 2002). Thus, the nature
of the relationship between agency and structure established in one context may not
necessarily be replicated in another context. Nevertheless, CR seeks to generalise about
theoretical suggestions that are sustainable and can be applied through time and space.
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Corresponding author
Ama Lawani can be contacted at: [email protected]
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