Pharmacovigilance and Its Importance in Drug Regulation: An Overview
Pharmacovigilance and Its Importance in Drug Regulation: An Overview
Pharmacovigilance and Its Importance in Drug Regulation: An Overview
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ABSTRACT
INTRODUCTION
What is Pharmacovigilance?
WHO defines pharmacovigilance as the science and activities relating to the detection,
assessment, understanding and prevention of adverse effects or any other medicine-related
problem.
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Brief history of Pharmacovigilance in India
Even though pharmacovigilance is still in its infancy, it is not new to India. It was not until 1986
that a formal adverse drug reaction (ADR) monitoring system consisting of 12 regional centers,
each covering a population of 50 million, was proposed for India [1]. However, nothing much
happened until a decade later when in 1997, India joined the World Health Organization (WHO)
Adverse Drug Reaction Monitoring Programme based in Uppsala, Sweden. Three centers for
ADR monitoring were identified, mainly based in teaching hospitals: a National
Pharmacovigilance Centre located in the Department of Pharmacology, All India Institute of
Medical Sciences (AIIMS), New Delhi and two WHO special centers in Mumbai (KEM
Hospital) and Aligarh (JLN Hospital, Aligarh Muslim University). These centers were to report
ADRs to the drug regulatory authority of India. The major role of these centers was to monitor
ADRs to medicines marketed in India. This attempt was unsuccessful and hence, again from the
1st of January 2005, the WHO-sponsored and World Bank-funded National Pharmacovigilance
Program for India was made operational [2]. The National Pharmacovigilance Program
established in January 2005, was to be overseen by the National Pharmacovigilance Advisory
Committee based in the Central Drugs Standard Control Organization (CDSCO), New Delhi.
Two zonal centers-the South-West zonal centre (located in the Department of Clinical
Pharmacology, Seth GS Medical College and KEM Hospital, Mumbai) and the North-East zonal
centre (located in the Department of Pharmacology, AIIMS, New Delhi), were to collate
information from all over the country and send it to the Committee as well as to the Uppsala
Monitoring centre in Sweden. Three regional centers would report to the Mumbai center and two
to the New Delhi one. Each regional center in turn would have several peripheral centers
reporting to it. Presently there are 24 peripheral centers.
The science as it is today had to go through various milestones to reach what it is today. Some of
the issues which are important in the historical point of view are: [3]
• Elixir of Sulphanilamide (1937) which resulted in poisoning in children. It was identified that it
was a formulation defect which led to improvements in Pharmaceutical regulation.
• Thalidomide tragedy (1961) which resulted in phocomelia (absence of limbs) in the children of
mothers who took this apparently ‘safe drug’, led to National and international collections of
ADR reports and resulted in the introduction of yellow card system initiated in the UK in 1964.
• Ethnic susceptibility and drug use issues were raised and early work on Pharmacogenetics
began after new clinical syndrome SMON (Sub acute myelo optic neuropathy) reported
following use of Clioquinol(1969).
• Realization that spontaneous reporting will not pick up ‘events’ that are not easily recognized
as caused by drugs after the new clinical syndrome, oculomucocutaneous reaction with the use of
Practolol (1975) recognized by UK experts led to Prescription event monitoring(PEM).
• One of the most important milestones is the establishment of WHO collaborating center for
Drug Monitoring, which is called the Uppsala Monitoring Center (UMC), in 1978, which led to
National collaboration enhanced under the WHO programme. This also led to standardizing
Adverse Drug Reaction Terminology (ART), WHO-DD (World Health Organization Drug
Dictionary) etc., which are updated periodically.
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• Some of the important issues which followed were ICH guidelines, European
Pharmacovigilance,US, EU and Japan work on harmonized drug regulation, ADR Signal
analysis project etc., etc.,
The above issues are recommended for drug safety and monitoring in drug regulation, i.e.
Pharmacovigilance plays an important role in drug regulation in medicine world.
Pharmacovigilance programmes need strong links with regulators to ensure that authorities are
well briefed on safety issues in everyday practice that may be relevant to future regulatory
action. Regulators understand that pharmacovigilance plays a specialized and pivotal role in
ensuring ongoing safety of medicinal products. Pharmacovigilance programmes need to be
adequately supported to achieve their objectives.
A new medicine must pass three hurdles before its approval by the national drug regulatory
authority. Sufficient evidence is required to show the new drug to be
• Of good quality,
• Effective, and
• Safe for the purpose or purposes for which it is proposed.
Whereas the first two criteria must be met before any consideration can be given to approval, the
issue of safety is less certain. Safety is not absolute, and it can be judged only in relation to
efficacy, requiring judgement on the part of the regulators in deciding on acceptable limits of
safety. There is a possibility that rare yet serious adverse events (such as those occurring with a
frequency of, say, and one in five thousand) will not be detected in the pre-registration
development of the drug. For example, fatal blood dyscrasia occurring in 1 in 5,000 patients
treated with a new drug is only likely to be recognized after 15,000 patients have been treated
and observed, provided that the background incidence of such a reaction is zero or a causal
association with the drug is clear.
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between 1990 and 1998[4]. With sequencing of the human genome, clinical research in potential
new drug therapies is likely to increase even further.
There is also a growing alliance between academia and the pharmaceutical and biotechnology
industries. This has given rise to serious and widespread concern over ethical and scientific
issues such as: [5-8]
For drug regulators, the changing trends over recent years in the conduct of clinical trials present
special and urgent challenges, particularly in ensuring that the rights and health of patients and
their communities are protected. In their approval of clinical trials, regulatory bodies look at
safety and efficacy of new products under investigation. They must also pay attention to the
general standards of care and safety of study subjects, in conjunction with the appropriate
institutional review boards (IRBs). Medicines those are required for diseases such as
tuberculosis, malaria, HIV/AIDS and meningococcus, meningitis, and those which may have a
questionable or uncertain effectiveness - safety profile, require careful surveillance when first
introduced on a large scale into communities [9].
The increasing complexity of clinical trials presents further challenges to regulators [10]. Study
designs often require large cohorts of participants. In many instances trials are carried out at
various sites in several countries. Local ethics committees and drug regulators are not always
aware of patients’ and investigators’ experiences at other international sites. Responsibility for
ensuring proper conduct of the clinical trial may, in such circumstances, be divided between the
parties. Information requested by ethics committees and regulators may be difficult to obtain in a
short time. Regulators and ethics committees do not always have the capacity to carry out these
functions effectively. This may have serious implications for the safety of patients.
Safety monitoring during clinical trials is now recognized as one of the major concerns for new
drug development. This is currently being addressed by a CIOMS working group. Three main
topics are being addressed:
A standardized reporting system for safety concerns arising during clinical trials might serve as a
helpful tool for regulatory agencies, and for ethics committees (institutional review boards),
provided there were full exchange of information between them and the investigators and
sponsors. Expedited electronic submission of safety reports in ICH countries has facilitated the
reporting process to some extent; however, routine review of safety information requires
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considerable resources, expertise, support and commitment from those involved. Once research
into new drugs is in the post-marketing stage (Phase IV studies) safety may be monitored to
comply with the conditions of registration, particularly when there are unresolved concerns. This
may lead to improved and more rapid changes in labelling or even withdrawal of a new drug
from the market [11]. Routine application of principles of good clinical practice that ensure
patient safety and strict compliance with prescribed regulatory requirements would substantially
improve standards of clinical trials [12].
These include:
• detection of drug interactions
• measuring the environmental burden of medicines used in large populations
• assessing the contribution of ‘inactive’ ingredients (excipients) to the safety profile
• systems for comparing safety profiles of similar medicines
• Surveillance of the adverse effects on human health of drug residues in animals, e.g. antibiotics
and hormones.
All these issues suggest the need for more thorough monitoring of drug safety and scrutiny of
advertizing. Resources and expertise are necessary to ensure that promotional materials contain
accurate and balanced information, and that practices are ethical. Self-regulation by industry is
unlikely to be sufficient in many countries. Regional or international collaboration in the
implementation of a regulatory code of practice for advertizing medicinal products, overseen by
an impartial advisory body, would help in this regard [19]. Misrepresentation and lack of full
disclosure may have equally important and potentially serious safety implications. A joint
editorial, which outlines the rationale for this policy, states that this action is a response to the
industry’s increasingly tight control over research, results and, in many cases, whether and how
results are made public [20].
Some regulatory authorities are increasing the transparency with which they conduct their
affairs. However, many authorities continue to be constrained by real or notional secrecy
provisions, intended to protect the intellectual property rights of pharmaceutical manufacturers.
The problem with secrecy is that it creates an environment of distrust and misunderstanding. It is
now expected of regulators that they should deal with drug regulation, including drug safety
issues, with a new commitment to openness, including patients and their representatives in the
process. In this regard, considerable progress has been made in many countries, notably in the
regulation of drugs for HIV/AIDS and cancer.
There has been a tendency for drug safety issues to be dealt with in a way that protects the
interests of pharmaceutical manufacturers in the first instance [25]. National pharmacovigilance
centers, provided they have the necessary expertise and resources, are especially well placed to
collect, evaluate and make recommendations on drug safety, free of other constraining
influences. The greatest challenge for National Centers, as it is for drug regulatory authorities, is
to promote and maintain effective and open communication of information regarding the benefit,
harm, effectiveness and risk of medicines, including the uncertainty of knowledge in this area,
with the public and the health professions. The 1998 Erice Declaration on Communicating Drug
Safety Information called for a united effort on the part of all interested parties in establishing a
new culture of transparency, equity and accountability in the communication of drug safety
information. Much has already been accomplished internationally in achieving this. Since Erice,
many regulatory authorities have extended their communication activities, developed websites
and newsletters, and have actively engaged with the media to provide the public with updated
safety information.
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In the years between 2002 and 2008, adverse drug reactions led to at least 79 referrals to medical
specialists and to 45 hospitalizations. For 19 of 45 hospitalizations, Ziduvudine was the
immediate cause, among which 15 for anaemia and 2 for anaemia in combination with
leucopenia.
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Academic departments and university hospitals have proved effective places for national and
regional pharmacovigilance centres for a number of reasons.
Many national authorities have identified the need for developing an organizational plan for
managing risks and for communication and action during crises [30]. Regulators themselves
often react under duress in a drug safety crisis within a legislative or administrative framework
that is inadequate or excessively restrictive. There should be clear yet flexible operating
procedures so that their response is not delayed, unnecessarily complicated, or unduly cautious
(undue caution may result in removal of a product from the market even when there may be no
justification and a more thoughtful and less drastic response would be appropriate). In such
circumstances, the greater the disparity in safety information between the pre-registration
evaluation and the real situation in practice, the greater is the likelihood that the regulatory
response will be inappropriate. When crises arise, the regulatory authority has powers to suspend
registration, impose special conditions, or severely restrict use to certain patients or prescribers.
As with other products intended for human use (medicines, dietary supplements and foods),
herbal medicines should be incorporated within a regulatory framework. These products should
be governed by standards of safety, quality and efficacy that are equivalent to those required for
other pharmaceutical products. The regulatory status of herbal products differs significantly from
country to country. Currently less than 70 countries regulate herbal medicines and few countries
have systems in place for the regulation of traditional health practitioners. These disparities in
regulation between countries have serious implications for international access to and
distribution of such products. For instance, in one country a herbal product may be obtainable
only on prescription and from an authorized pharmacy, whereas in another country, it may be
obtainable from a health food shop, or even, as has become common practice, by mail order or
Internet. For all these reasons, inclusion of herbal and traditional medicines in national
pharmacovigilance programmes has become important and inevitable. Healthcare providers,
including traditional health practitioners, regulators, manufacturers and the public share a
responsibility for their informed and safe use. The World Health Organization has produced
guidelines for assessment of the safety, efficacy and quality of herbal medicines [38].
New systematic approaches for monitoring the safety of plant-derived medicinal products are
being developed [39]. A number of national pharmacovigilance centres are now monitoring the
safety of traditional medicines. For that to succeed, the collaboration and support of consumers,
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traditional health practitioners, providers of traditional and herbal medicines and other experts is
necessary.
The difficulties in monitoring and dealing with vaccine safety are complicated by the problems
inherent in determining the causal link between an adverse event following immunization and a
vaccine [41, 42]. For example, information on dechallenge and rechallenge is often missing, and
vaccines are given to most of the country’s birth cohort at an age when coincidental disease is
likely. Several vaccines are likely to be administered concurrently. However, the responsibility
of the regulatory authority is by no means limited to the safety of vaccines used in immunization
programmes. The efficient regulation of these products is crucial in order to avoid potential harm
to the public as a result of substandard manufacture or improper transportation and storage of
imported vaccines and biologicals.
In recent years, the safety of biological products and blood products has come under public
scrutiny [43]. Concerns about the safety of medicinal products of animal origin have been raised
in connection with variant Creutzfeldt-Jacob disease (vCJD), and with contamination of blood
and blood products by infectious organisms such as HIV and hepatitis B [44]. The quality of
screening and sterilization procedures and appropriate selection of donors are linked to the risks
of contamination. Such safety issues related to the use of plasma-derived medicinal products
should fall under the aegis of pharmacovigilance programmes. For that to happen,
pharmacovigilance centres would have to consider the special issues related to safety of these
products. New vaccines for pandemic diseases such as HIV/AIDS and malaria are in the later
phases of development. Clinical trials in large patient populations are being considered for
testing the efficacy and safety of these vaccines. Special ethical, legal and regulatory challenges
are raised in the conduct of such clinical trials, especially the implications vaccines may have for
the epidemiology of disease and the possible direct and indirect risks of harm associated with the
introduction of vaccines into large communities.
Pharmacovigilance of biosimilars
Unlike traditional generic pharmaceuticals, biosimilars (also called ‘follow-on
biopharmaceuticals’ in the USA) aim to copy a complex recombinant, three dimensional protein
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structure with high molecular weight. Small changes in the manufacturing process can alter the
product’s effect and safety. According to the guidelines of the European Agency for the
Evaluation of Medicinal products (EMEA), extensive comparability testing will be required to
demonstrate that the biosimilar has a comparable profile in terms of quality, safety and efficacy
as the reference product. Various analytical assays are available to compare physicochemical and
biological properties between production batches of a potentially similar biopharmaceutical
(comparability) and in comparison with a reference product (similarity). It is important to
recognize the limits of existing assays so that the results can be accurately interpreted for market
authorization. Clinical trials and post-authorization pharmacovigilance are essential to guarantee
the product’s safety and efficacy over time. Pharmacovigilance, as part of a comprehensive risk
management programme, will need to include regular testing for consistent manufacturing of the
drug.
As patents of first generation biopharmaceuticals derived from recombinant DNA are expiring,
the development of ‘biosimilars’ is increasing. Follow-on biopharmaceuticals aim to copy
complex recombinant, three-dimensional proteins with high molecular weight. Their market
authorization procedure cannot be based on traditional generics of pharmaceuticals, as the
activities of biopharmaceuticals depend on a multitude of factors [45, 46].
Guaranteeing consistency in the production of these agents has already proved difficult [47].
Incidences such as the increased occurrence of pure red cell aplasia (PRCA) cases in 1998
demonstrated how one small change in the manufacturing process can alter the product’s
characteristics [48]. Such complexity means that requirements for marketing authorization of
biosimilar products cannot be the same as for lowmolecular weight generic drugs. Therefore,
preliminary guidelines for pre- and postmarket authorization of biosimilar products from the
European Agency for the Evaluation of Medicinal Products (EMEA) demand extensive testing to
ensure that the biosimilar has a similar quality, safety and efficacy profile as its reference product
[49]. Various analytical tests are available to analyse the physicochemical properties (such as
weight, density and stability) and biological properties (such as activity and immunogenicity) of
biosimilars. These assays are necessary to test the similarity and comparability of a biosimilar
against the innovator drug, regulations and the safe use of biosimilars in practice.
WHO and other international agencies, nongovernmental organizations and donor agencies
provide support for countries to supplement national efforts. However, despite the efforts made,
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less than 20% of WHO Member States are thought to have a well developed drug regulation
system. Those which do are industrialized countries. Of the remaining Member States, about
50% implement drug regulation at varying levels of development and operational capacity. The
remaining 30% either have no DRA in place, or have only a very limited capacity which barely
functions at all [51]. WHO has never undertaken a systematic assessment to identify the reasons
for ineffective drug regulation and determine why so few Member States have succeeded in
establishing effective drug regulation. Guaranteeing the safety, efficacy and quality of drugs
available to the public is the main goal of drug regulation, and encompasses a variety of
functions. Key functions include licensing of premises, persons and practices; inspection of
manufacturing facilities and distribution channels; product assessment and registration
(marketing authorization); adverse drug reaction (ADR) monitoring; QC; control of drug
promotion and advertising. Each of these functions targets a different aspect of pharmaceutical
activities, but all of them must be undertaken simultaneously to ensure effective consumer
protection.
CONCLUSION
In conclusion Pharmacovigilance plays an important role in drug regulation for protect public health by
identifying, evaluating and minimizing safety issues to ensure that the overall benefits of
medicines outweigh the risks. That is to monitoring the post marketing surveillance, drug safety,
efficacy and quality of drugs, as well as the accuracy and appropriateness of the drug information
available to the public for to reduce the adverse drug reactions. The limitations of pre-marketing
drug safety data are well-recognized. Pharmacovigilance and the national drug regulatory
authorities are aggravated by increasing pressure on drug regulators from the pharmaceutical
industry to shorten the review time for new medicines. Registration approval of a new drug is
likely to be followed by robust marketing and rapid exposures of thousands even millions of
patients to it. The implications for drug safety of this evolving situation need to be addressed.
Pharmacovigilance has become an essential component of drug regulation. For the foreseeable
future in developing countries, this is likely to take the conventional form of spontaneous
monitoring, even though it is a far from perfect system. Many developing countries do not have
rudimentary systems in place for the purpose, and even where pharmacovigilance systems do
exist, active support and participation among health professionals, regulators and administrators
is likely to be lacking. Underreporting of ADRs by healthcare professionals remains a major
problem in all countries.
REFERENCES
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