CENTRAL KYC REGISTRY

Know Your Customer (KYC) Application Form for Individual

WB1636060

Primary Applicant
Prefix First Name Middle Name Last Name
Name (Same as ID proof) M R B I T O N S E K H

Maiden Name (If any)

Father/Husband Name M R C H H A Y R A D D I N S E K H

Mother Name M R S P A T A N I B I B I

Passport Expiry Date Required if Passport provided as Identity/Address Proof

Driving License Expiry Date Required if Driving License provided as Identity/Address Proof

Occupation Type Private Sector Public Sector Government Sector Business Professional
Self Employed Retired Housewife Student

FATCA – CRS DECLARATION

I am a tax resident of India and not resident of any other country or I am a tax resident of the country/ies mentioned in the table below:
Please indicate the country/ies in which the entity is a resident for tax purpose and the associate Tax ID Number Below:
City of Birth Country of Birth INDIA
Address Type of Tax Purpose Residential Business Registered Office

Identification Type Address for Tax Purpose

Country# Tax Identification Number %
(TIN or Other, please specify)% Communication Permanent Please note the address below
C/O: CHHAYRADDIN SK, S/O CHHAYRADDIN SK, JANPUR
INDIA GAZPS2372N PAN
MURSHIDABAD

Date: 0 6 0 7 2 0 2 2 Place: MURSHIDABAD # To also include USA, where the individual is a citizen/green card holder of USA % In case
Tax Identification Number is not available, kindly provide functional equivalent FATCA-CRS
Certification: I hereby understood the information requirements of this Form and hereby
confirm that the information provided by me/us on this form is true, correct and complete and
hereby accept the same.

Declaration:
I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting. I/We am/are aware that I/We may be held liable for it.
My personal /KYC details may be shared with Central KYC Registry. I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above
registered number/email address

FOR OFFICE USE ONLY

UCC code allotted to the client

Documents verified with Originals Clients Interviewed by In-Person Verification done by

Name of the Employee
Designation & Employee
Code

Signature and Date

I / We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the non-mandatory documents. I/We have also made the client aware of
'Rights and Obligations' documents(s). RDD and Guidance Note. I/We have given/sent him/uploaded on our website after customer login, a copy of all the KYC documents.
I/We undertake that any change in the 'Policy and Procedures', tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake
that any change in the 'Rights and Obligations' and RDD would be made available on my/our website, if any, for the information of the clients.
 Demat & Trading A/c. Opening Form

WB1636060
Demat Client ID NSDL Y CDSL

Demat Branch Sole ID

I/we wish to open a new Ordinary Resident Demat & Trading Account
1.Occupation of Holders (Please Tick) *Please provide separate Declaration form to avail RGESS

1st :Private Sector Public Sector Govt Service Business Professional

Agriculturist Retired House-Wife Student Other
2st :Private Sector Public Sector Govt Service Business Professional
Agriculturist Retired House-Wife Student Other
3st :Private Sector Public Sector Govt Service Business Professional
Agriculturist Retired House-Wife Student Other
2. Please tick, if applicable Politically Ex posed Person (PEP) Related to (PEP)

3. Father's/Husband's Name BSDA N (If not indicated it will be treated as 'No')

1st Holder: C H H A Y R A D D I N S E K H

2st Holder:

3st Holder:

4. Trading Preference (Ex changes & Segments) (Tick) (Segment not chosen should be struck off)

NSE-Cash NSE-F&O
BSE-Cash

MCX- NCDEX-
NSE-Currency
Commodity Commodity

5. Standing Instruction for DP (if not indicated it will be treated as 'Yes')

I/We authorize you to receive credit automatically into A/c. Y A/c to be operated through Power of Attorney Y
I/We want to receive the Delivery Instruction Slip (DIS) booklet N (if not indicated it will be treated as 'NO')
I/We hereby authorize you to use my/our Bank A/c no 9 2 2 0 2 0 0 1 2 5 3 4 2 8 0 with AXIS BANK for dividend purpose, recovery of
Demat related charges & linking to my "Axis Securities Trading A/c". Please treat this authorization as irrevocable till further instruction from my/our side is received is
writing & duly acknowledged by you.
6. Additional details for DP Nominee and Guardian
I/We wish to make a nomination (Please fill up attached Annexure)
I/We do not wish to make a nomination
7. Additional details Mode of receiving Demat statement and annual report: Physical Electronic Both

1st Holder Share the email ID with RTA Y

2nd Holder

3nd Holder
8.Tariff Plan(Demat/Trading) I/We read & understood the terms & conditions and wish to avail the following plan
(Pl. tick) Fixed Brokerage Plan Demat Tariff for Retail Others
9.Declaration (Trading)
I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/We undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. I/we
confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. I/we further confirm having
read and understood the contents of Part B of the Account opening form comprising of Rights and Obligations of the Beneficial Owner and Depository Participant, Rights and
Obligations of Stock Brokers, Sub Brokers & clients, Rights and Obligations of Margin Trading, Risk Disclosure document, Investor Charter, Policy & Procedures,
Guidance Note, Additional Terms & Conditions & Schedule of Charges. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We
acknowledge the receipt of copy of above Part B document. I/We have also been informed that the standard set of documents has been displayed for information on website
www.axisdirect.in. The Rules & Regulations of the Depository and Depository participant, pertaining to an account which are in force now, have been read by me/us and I/We
have understood the same and I/We agree to abide by, and to be bound by the rules as are in force from time to time for such account.
 KNOW YOUR CLIENT (KYC)
Application Form - For Individual
NEW CHANGE REQ UEST (Please tick ✓ the appropriate)
Please fill the form in ENGLISH and BLOCK LETTERS

WB1636060
(Please tick ✓ the box on left margin of appropriate row, where CHANGE / CORRECTION is required, and provide the details in the corresponding row)

A) IDENTITY DETAILS
1. Name of the Applicant
BITON SEKH

2. Father's/Husband's Name C H H A Y R A D D I N S E K H
3 a. Gender: Male Female Transgender 3 b. Martial status Single Married
3 c.Date of Birth 2 1 0 6 1 9 9 6
4 a. Nationality: Indian Other (Please Specify)
4 b. Status: Resident Individual Non-Resident Foreign National
5 a. PAN G A Z P S 2 3 7 2 N 5 b. Aadhaar Number, if any
6. Specify the Proof of Identity submitted: PAN Card Any Other (Please Specify)

B) ADDRESS DETAILS
1. Residence / Correspondence Address: Correspondence Address: Residence Address:
C/O: CHHAYRADDIN SK, S/O CHHAYRADDIN SK, JANPUR MURSHIDABAD
City / Town / Village M U R S H I D A B A D PIN Code 7 4 2 1 8 9
State W E S T B E N G A L Country I N D I A
2. Specify the proof of Address submitted for Residence / Correspondence Address: Aadhar
3. Contact Details: Tel. (Off)
Fax No.
Tel. (Res.)
Mobile No. 7 0 0 1 2 6 0 3 0 8
E-mail Id H I B I T O N S K 1 1 @ G M A I L . C O M
4. Permanent Address (If different from above, Mandatory for Non-Resident Applicant to specify overseas address)

C/O: CHHAYRADDIN SK, S/O CHHAYRADDIN SK, JANPUR MURSHIDABAD

>
City / Town / Village M U R S H I D A B A D PIN Code 7 4 2 1 8 9
State W E S T B E N G A L Country I N D I A

C) DECLARATION
I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief, and I undertake to inform you of any changes therein, immediately.
In case any of the above information is found to be false or untrue, or misleading or misrepresenting, I am aware that I may be held liable for it

Date 0 7 0 7 2 0 2 2

OFFICE USE ONLY

Originals verified and Self-Attested Document copies received
In-Person-Verification (IPV) Done:
a. Name of the Person S O U M E N M U K H O P A D H Y A Y
b. Designation Teller
c. Name of the Organisation A x i s B a n k

d. Signature

e. Date 0 7 0 7 2 0 2 2
f. As customer is KRA / CKYC registered hence the data and documents have been fetched from the respective depositories
 WB1636060
OTHER KYC DETAILS FOR TRADING ACCOUNT (THIS DOCUMENT IS MANDATORY)
KRA CONFIRMATION
I have already done my KYC KRA registration/documentation through a SEBI registered intermediary Yes No
Date : 2 5 0 3 2 0 2 0
BANK AND DEMAT ACCOUNT (DETAILS)

Bank Account Details: Name of Bank: AXIS BANK Bank Account No: 9 2 2 0 2 0 0 1 2 5 3 4 2 8 0
Type of Account: S A V I N G S Cust. ID: MICR Code 7 4 2 2 1 1 0 0 4 IFSC Code: U T I B 0 0 0 3 9 6 9
Branch Address: BELDANGA BELDANGA WEST BENGAL
Depository Account Details:Name of DP: Axis Securities Ltd Name of Beneficiary: BITON SEKH
DP Name (NSDL/CDSL): NSDL DP ID: I N 3 0 4 2 9 5 Beneficiary ID (BO ID):
OTHER ADDITIONAL (DETAILS)
Whether you wish to receive physical contract note or Electronic Contract Note (ECN)(Please tick): Physical ECN
Specify your Email id, for ECN: [email protected]
Whether you wish to avail of the facility of internet trading/ wireless technology(please tick) Yes No
Number of years of Investment/Trading Experience: 0 Any other Information:
Income Range per Annum : Rs < 1 Lac 1 to 5 Lac 5 to 10 Lac 10 to 25 Lac More than 25 Lac OR
Net-worth as on (date) 0 6 0 7 2 0 2 2 (Optional)(Net worth should not be older than 1 year) Rs. 400000
PAST ACTIONS
Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/ any other authority against the applicant/ constituent or its Partners/promoters/whole time
directors/authorized persons in charge of dealing in securities during the last 3 years Yes No If, yes, provide details:
DEALINGS THROUGH SUB-BROKERS AND OTHER STOCK BROKERS
Whether client is dealing through the sub-broker, Yes No (pl. tick). If Yes, provide the following details:
Sub-broker's Name: SEBI Reg. No: Ph:
Registered Off. Add: Fax: Website:
Wheater dealing with any other stock broker/sub-broker(in case dealing with multiple stock brokers/sub-broker) Yes No
(If Yes, provide details of all) Name of Stock Broker: Exchange:
Name of Sub-Broker, if any: Client Code:
Details of disputes/dues pending from/to such stock broker/sub-broker
INTRODUCER DETAILS (OPTIONAL)
Name of the Introducer: Sur Name Name Middle Name Phone No:
Address of Introducer:
NA
Status of the Introducer: Sub-broker/Remisier/Authorized Person/ Existing Client/ Others, Please
specify

NOMINATION DETAILS (FOR TRADING ACCOUNT)

I/We wish to nominate I/We do not wish to nominate Name of the Nominee:
Relationship with the Nominee: PAN of Nominee: (if available) DOB of Nominee:

Address of the Nominee:

Phone No. of Nominee: If, nominee is minor, details of guardian:

Name of Guardian Phone No. of Guardian

Address of Guardian
Signature of Guardian
Witness (Only applicable incase the account holder has made nomination)
1.Name 2.Name
Address Address
Signature Signature
 WB1636060
Rights & Obligations relating to Margin Trading Facility (MTF) provided by Stock
Brokers/Trading Member to clients

A. BS E LIMITED (BS E) II. Stock broker may set up its own risk management policy that will be applicable
I. Stock Broker/ Trading Member is eligible to provide Margin Trading Facility to the transactions done under the Margin Trading Facility. Stock broker may make
(MTF) in accordance with SEBI & Exchange Guidelines as specified from time to amendments there to at any time but give effect to such policy after the amendments
time. are duly communicated to the clients registered under the Margin Trading Facility.
II. Stock Broker/ Trading Member desirous of extending MTF to their clients is III. The broker has a right to retain and/or pledge the securities provided as collateral
required to obtain prior permission of BSE. Stock Broker / Trading Member may or the securities bought by the client under the Margin Trading Facility.
note that BSE has the right to withdraw the permission at anytime. IV. The broker may liquidate the securities if the client fails to meet the margin call
III. Stock Broker/ Trading Member shall extend the MTF to the client, on such made by the broker as mutually agreed of liquidation terms but not exceeding 5
terms and conditions as specified by the Stock Exchange / SEBI from time to time. working days from the day of margin call.
Stock Broker/ Trading Member and the client shall abide by the requirements of the IV. STOCK BROKER OBLIGATIONS
margin trading framework, including rights and obligations, as prescribed by Stock I. Stock broker shall agree with the client the terms and condition before extending
Exchange/ SEBI/ Stock Broker/ Trading Member. Margin Trading Facility to such client. However, for clients who already have
IV. Stock Broker/ Trading Member shall intimate all the terms and conditions, existing trading relationship and want to avail of Margin Trading Facility, stock
including maximum allowable exposure, specific stock exposures etc., as well as the broker may take consent in writing in his own hand or in any irrefutable electronic
rights and obligations to the client desirous of availing MTF. method after stock broker has communicated the terms and conditions of Margin
V.Stock Broker/ Trading Member may, at its sole and absolute discretion, increase Trading Facility to such existing clients.
the limit of initial and/or maintenance margin, from time to time. The Client shall II. The terms and conditions of Margin Trading Facility shall be identified separately,
abide by such revision, and where there is an upward revision of such margin in a distinct section if given as a part of account opening agreement.
amount, he agrees to make up the shortfall within such time as the Stock Broker/ III. The mode of communication of order confirmation, margin calls or liquidation of
Trading Member may permit. It may however, be noted that the initial/ maintenance position/security shall be as agreed between the broker and the client and shall be in
margins shall never be lower than that prescribed by Stock Exchange/ SEBI. writing in his own hand or in any irrefutable electronic method. Stock broker shall
VI. Stock Broker/ Trading Member shall provide MTF only in respect of such prescribe and communicate its margin policies on haircuts/ VAR margins subject to
shares, as may be permitted by Stock Exchange/ SEBI. minimum requirements specified by SEBI and exchanges from time to time.
VII. Stock Broker/ Trading Member shall liquidate the securities and other collateral, IV. The Stock Broker shall monitor and review on a continuous basis the client’s
if the client fails to meet the margin call to comply with the margin requirement as positions with regard to MTF. It is desirable that appropriate alert mechanism is set
specified by Stock Exchange/ SEBI/ Stock Broker/ Trading Member. In this regard, up through which clients are alerted on possible breach of margin requirements.
Stock Broker/ Trading Member shall also list down situations/ conditions in which V. Any transaction to be considered for exposure to MTF shall be determined as per
the securities may be liquidated (Stock Broker/ Trading Member to list down the policy of the broker provided that such determination shall happen not later than
situations/ conditions): T + 1 day.
VIII. Stock Broker/ Trading Member shall not use the funds of one client to provide VI. If the transaction is entered under margin trading account, there will not be any
MTF to another client, even if the same is authorized by the first client. further confirmation that it is margin trading transaction other than contract note.
IX. The stocks deposited as collateral with the Stock Broker/ Trading Member for VII. In case the determination happens after the issuance of contract, the broker shall
availing margin trading facility (Collaterals) and the stocks purchased under the issue appropriate records to communicate to Client the change in status of transaction
margin trading facility (Funded stocks) shall be identifiable separately and no from Normal to Margin trading and should include information like the original
comingling shall be permitted for the purpose of computing funding amount contract number and the margin statement and the changed data.
X. IPF shall not be available for transactions done on the Stock Exchange, through VIII. The Stock Broker shall make a ‘margin call’ requiring the client to place such
MTF, in case of any losses suffered in connection with the MTF availed by the margin; any such call shall clearly indicate the additional/deficient margin to be made
client. good.
IX. Time period for liquidation of position/security shall be in accordance declared
B. NATIONAL S TOCK EXCHANGE OF INDIA LIMITED (NS E) policy of the broker as applicable to all MTF clients consistently. However, the same
I. CLIENT RIGHTS should not be later than 5 working (trading) days from the day of ‘margin call’. If
I. Client shall receive all communications in a mode mutually agreed between the securities are liquidated, the contract note issued for such margin call related
broker and the client regarding confirmation of orders/trades, margin calls, decision to transactions shall carry an asterisk or identifier that the transaction has arisen out of
liquidate the position / security. margin call.
II. Client shall be free to take the delivery of the securities at any time by repaying X. The daily margin statements sent by broker to the client shall identify the
the amounts that was paid by the Stock Broker to the Exchange towards securities margin/collateral for Margin Trading separately.
after paying all dues. XI. Margin Trading Accounts where there was no transactions for 90 days shall be
III. Client has a right to change the securities collateral offered for Margin Trading settled immediately.
Facility at any time so long as the securities so offered are approved for margin XII. The stocks deposited as collateral with the stock broker for availing margin
trading facility. trading facility (Collaterals) and the stocks purchased under the margin trading facility
IV. Client may close / terminate the Margin Trading Account at any time after paying (Funded stocks) shall be identifiable separately and there shall not be any comingling
the dues. for the purpose of computing funding amount;
II. CLIENT OBLIGATIONS XIII. Stock Broker shall close/terminate the account of the client forthwith upon
I. Client shall, in writing in his own hand or in any irrefutable electronic method, receipt of such request from the client subject to the condition that the client has paid
agree to avail of Margin Trading Facility in accordance with the terms and conditions dues under Margin Trading Facility.
of Margin Trading Facility offered by the broker, method of communication for V. TERMINATION OF RELATIONSHIP
confirmation of orders/trades, margin calls and calls for liquidation of I. The margin trading arrangement between the stock broker and the client shall be
collateral/security/position. terminated; if the Stock Exchange, for any reason, withdraws the margin trading
II. Client shall inform the broker of its intent to shift the identified transaction under facility provided to the Stock Broker or the Stock Broker surrenders the facility or the
Margin Trading Facility within the time lines specified by the broker failing which Stock Broker ceases to be a member of the stock exchange.
the transaction will be treated under the normal trading facility. II. The MTF facility may be withdrawn by the broker, in the event of client
III. Client shall place the margin amounts as the Stock Broker may specify to the committing any breach of any terms or conditions therein or at any time after due
client from time to time. intimation to client allowing such time to liquidate the MTF position as per the
IV. On receipt of ‘margin call’, the client shall make good such deficiency in the agreed liquidation terms without assigning any reason. Similarly, client may opt to
amount of margin placed with the Stock Broker within such time as the Stock Broker terminate the margin trading facility in the event of broker committing any breach of
may specify. any terms or conditions therein or for any other reason.
V. By agreeing to avail Margin Trading Facility with the broker, client is deemed to III. In the event of termination of this arrangement, the client shall forthwith settle the
have authorized the broker to retain and/or pledge the securities provided as collateral dues of the Stock Broker. The Stock Broker shall be entitled to immediately adjust
or purchased under the Margin Trading Facility till the amount due in respect of the the Margin Amount against the dues of the client, and the client hereby authorizes the
said transaction including the dues to the broker is paid in full by the client. Stock Broker to make such adjustment.
VI. Client shall lodge protest or disagreement with any transaction done under the IV. After such adjustment, if any further amount is due from the client to the Stock
margin trading facility within the timelines as may be agreed between the client and Broker, the client shall settle the same forthwith. Upon full settlement of all the dues
broker. of the client to the Stock Broker, the Stock Broker shall release the balance amount
III. STOCK BROKER RIGHTS to the client.
I. Stock Broker and client may agree between themselves the terms and condition
including commercial terms if any before commencement of MTF.
 IV. Other Terms :
V. If the client opts to terminate the margin trading facility, broker shall forthwith 1. ASL may sell off the collateral fully or partly to recover debits arising out of E-
return to the client all the collaterals provided and funded securities retained on margin.
payment of all the dues by clients. 2. The client shall not take position in a company scrip in E-Margin through ASL, if
the client is a promoter of that company. If a client being promoter of the company
C. OTHER TERMS & CONDITIONS scrip inadvertently takes position in E-Margin through ASL in that scrip then he/she
The above referred MTF is offered by Axis Securities Limited (ASL) under the shall immediately inform ASL of the same (before 6.00 pm of the trade date) by
product name of E-margin. sending an email to [email protected] so that appropriate reporting
I. Under E-margin, about 25% - 50% margin in the form of limits (both cash & non could be made by ASL to Stock Exchanges.
cash) is blocked in the customers’ limits before the order is released to the Exchange. 3. Collateral and Funded stocks shall be marked to market on daily basis.
The client can carry forward his open buy position till T+365 days. 4. Time period for liquidation of position/security shall be after 12 working hours
II. Features: The customer can only take buy positions in approved stock (s) with the from the notice of liquidation/margin call. However, if mark to market loss of the
intention of squaring off the position on or before 2.45 pm on T+365th day. This client’s E-Margin open position exceeds 70% of the margin provided by the client, E-
T+365 day cut off can be extended by ASL on case to case basis or can be reduced in Margin open position will be squared off / liquidated immediately, after attempting to
case of corporate actions concerning the stock in which there is open E-margin obtain further margins in the form of funds, shares as collaterals and after
position. giving/attempt to give the client a margin call. The client is therefore required to
Margin amount to be paid by the client is minimum of VaR+3 times ELM in case of monitor his/her mark to market losses vis-à-vis margin availability on a real time
F&O stocks and minimum of VaR+5 times ELM in case of other eligible stocks. basis.
ASL shall have the right to collect from client additional margin over and above the 5. Haircut shall be applied on stocks acceptable as collaterals at a percentage which
stated rates. Also margin rates could be increased or decreased by Exchange/ASL can be higher than scrip Var+ELM. Such haircut % can be increased to 100% in case
from time to time as a risk containment measure. of corporate action in the securities provided as collaterals. In such cases, the client is
Margins can be collected by ASL in the form cash, cash equivalent and eligible required to immediately provide further margins in the form of funds, other shares as
stocks as collateral. collaterals to avoid liquidation / square off of E-Margin open position(s).
Mark to Market (MTM) losses on open positions to be paid by the client by the next 6. Client shall lodge protest or disagreement with any transaction done under the
working day 2.45 pm. margin trading facility within 3 working days.
MTM profit of E-Margin positions squared off on T, T+1, T+2 …days shall be 7. In case of holidays in between, then the E-margin square off date (T+n) may get
credited in client’s Bank account on T+2, T+3 and T+4 days … respectively. further delayed by that number of holidays from the trade initiation date.
Interest will be charged at the rate of 18% per annum by ASL on ledger debits V. ASL shall not be liable for any losses either actual or opportunity losses arising
including on the funded portion of the E-Margin client trades. from or in connection with E-Margin transactions due to:
Decision of ASL will be final with respect to 1. Arising out of technical / system issues.
• Eligibility criteria of clients for availing funding under E-margin, 2. Disallowance of any scrip to be allowed for further E-Margin positions.
• Eligible scrips for funding under E-margin, 3. Increase in applicable margin, especially when margin is increased to 100% in case
• Eligible scrips for collateral, of Corporate action or where the scrip does not remain eligible for E-Margin.
• Applicable margin rates (over and above stated Exchange margin %), 4. Increase in Collateral haircut %, especially when the haircut is increased to 100%
• Applicable haircut% on Collateral stocks (over and above stated Exchange haircut in case of Corporate action or withdrawal of scrip from acceptance as collaterals due to
%), reduction in price band of less than 10%, shifting of groups by Exchange(s) etc.
• Maximum funding for a client under E-margin, Liquidation of E-Margin open positions due to increased mark to market losses
• Maximum funding for a scrip under E-margin, and/or margin shortfall.
• Maximum collateral value/quantity for a scrip, We request you to refer the detailed FAQ’s on AxisDirect.in website for any further
• Inclusion or exclusion of a scrip under E-margin, details.
• Inclusion or exclusion of a scrip for collateral, I/We hereby agree to avail of Margin Trading Facility from ASL, in accordance with
• MTM value calculations, the above terms and conditions of Margin Trading Facility offered by ASL, and I/We
• Square off time of open position, Maximum days allowed for continuing the E- hereby consent to electronic mode as the method of communication for confirmation
margin position(s), of orders/trades, margin calls and calls for liquidation of collateral/security/position.
• Rate of interest, also referred to as delayed payment charge, charged for funding
client’s position,
• Adjusting credit arising from one product to the other with ASL,
• Other operational matters.
III. Situations/ conditions in which the securities may be liquidated:
a. Adequate client Margin is not available with ASL for the open E-Margin
positions. The net available client margin after deducting/reducing MTM losses is
less than 50% of the required margin for taking positions in E-margin in the scrip.
b. The scrip price is continuously hitting lower circuit.
c. The client fails to pledge the funded stocks in favour of ASL within T+5th day of
receiving the stock.
d. Client has not transferred required funds and/or approved collateral to meet the
MTM loss/margin shortages.
e. Value of collateral has fallen either due to fall in prices or removal of the stock from
the approved collateral list by Exchange/ASL including due to corporate action.
f. The margin% on E-margin stock has been increased by Exchange/Clearing
house/ASL and hence there is shortage of margin on client’s open positions.
g. The haircut % on Collateral stock has been increased by Exchange/Clearing
house/ASL and hence there is shortage of margin on client’s open positions.
h. The client’s ledger is in debit over and above the margin debit.
i. In case the scrip ceases to be allowed for E-Margin due to corporate action – In
such cases, E-Margin open position will be liquidated / squared off at or any time
after 02:45 PM. one day prior to its Ex-date. If the scrip ceases to be eligible for E-
Margin for reasons like reduction in daily price band to less than 10%, shifting of
group by Exchange(s) etc., the E-Margin open position can be squared off / liquidated
by ASL after giving client a margin call.

BITON SEKH
Sole/1st Holder 2nd Holder in Bank A/c. 3rd Holder in Bank A/c.
(In case of joint bank/demat account,singnature of all holders is mandatory)
 WB1636060
Annexure to Trading & Demat Account Opening Form
The execution of this document by the client is voluntary. However in case the client wish to avail of the online trading services with the linkage of Broking, bank and demat
account, then execution of this document by the client is required in order to facilitate seamless and hassle free trading and settlement of transactions.
NON-MANDATORY DOCUMENTS

POWER OF ATTORNEY (THIS DOCUMENT IS VOLUNTARY)

This Power of Attorney ("Power of Attorney") is given on the day of 2. To operate and to transfer funds from the Bank Account in my/our name, for
20 by facilitating transactions in Securities/Commodities by the Stock Broker as a stock
a)The persons(s) Specified in the Schedule[A] hereinafter referred to as the "Bank broker, for meeting my/ our settlement obligations/ margin requirements in
Account Holder(s)" connection with the trades executed by me/us on the Stock Exchange through the
b)The persons(s) Specified in the Schedule[B] hereinafter referred to as the "Securities Stock broker and for recovering any outstanding amounts due from me/ us to the
(Demant) Account Holder(s)" Stock Broker arising out of my/ our trading activities on the stock exchanges through
the Stock broker, towards any monies/ fees/ charges outstanding or payable by virtue
WHEREAS : of me /us using / availing / subscribing to any of the products/facilities/ services
A. The Client (the person set out in Schedule [E]) has read and understood the SEBI offered by the Stock Broker.
prescribed Rights and Obligations and desirous of entering into a broking To block and/or hold and/or create lien all or any of the monies lying in the Bank
relationship with Axis Securities Limited(ASL), a company, incorporated under the Account(s) in accordance with the instructions of the Stock Broker in accordance with
provisions of the Companies Act, 1956, being a Member of BSE Limited & National the powers given hereby. To block & transfer funds for meeting obligations arising
Stock Exchange of India Ltd., MCX Limited & NCDEX Limited, having its out and pursuant to I/we subscribing to such other products/facilities/services through
registered office at Axis House, 8th Floor, Wadia International Centre, Pandurang the Stock broker like mutual funds, public issues (shares as well as debt
Budhkar Marg, Worli, Mumbai – 400 025 (hereinafter called the “ Stock Broker”) for instruments), rights, offer of shares, tendering shares in open offers pursuant to my/our
dealing in Securities, and Commodities broking services and other services as may instructions , including applying for redemptions
be availed by the Client from time to time; 3. Transfer funds from the Bank account towards monies/fees/charges etc. due to the
B. The Bank Account Holders hold bank account/s with the bank (the “ Bank”), and Stock broker/Depository Participant/Principal payable by virtue of, I/We
bearing bank account number/s as mentioned in the Schedule [C] hereunder under using/subscribing to any of the facilities/services availed by me/us, at my/our
title “ Bank Account Details” (hereinafter referred to as the “ Bank Account”); instance.
C. The Securities (Demat) Account Holders hold securities account/s with Axis 4. To make applications for or to renounce and sign renunciation forms in respect of
Securities Limited (ASL), a depository participant (DP) registered with SEBI (the Mutual Funds/Securities/bonds/debentures, corporate fixed deposits, debt
“ DP”) details whereof are mentioned in the Schedule [D] hereunder under title instruments, right shares and additional shares of any Company/ Body/ Authority.
“ Securities (Demat) Account Details” (hereinafter referred to as the “ Securities 5. To comply and /or cause to be complied with all statutory and other requirements.
Account”); I/we hereby agree to ratify and confirm the acts of the said attorney done lawfully or
D. The Bank Account Holder(s) and the Securities (Demat) Account Holder(s) are cause to be done by virtue of these presents.
collectively referred to as the “ Joint Account Holder”; The Attorney and/or the DP is authorized to send to me / us consolidated summary
E. To facilitate proper execution of the Client’s transactions, the Joint Account of scrip wise buy and sell positions taken by me/us with average rates by way of
Holder(s) are granting this power of attorney in favour of the Stock Broker for the short messaging services or e-mails on a daily basis. The Bank / DP accordingly is
purpose of executing instructions, orders or requests and/or handling obligations in authorized and has consented to follow the instructions of my/our said Attorney with
respect of transactions made with the Stock Broker. respect to the powers set forth with respect to my/our Bank Account/Securities
Account.
I.DEFINITIONS The Attorney may appoint and remove at its discretion any authorized signatories for
a) “ Rights and Obligations” means the Rights and Obligations document as or under the Attorney in respect of all or any of the matters contained herein upon
prescribed by SEBI. such terms and conditions as the Attorney may think fit.
b) “ Client” means the persons set out in Schedule [E] hereto. The Attorney may request the DP to mark a hold on the required securities balances
c) “ Securities” includes “ Securities” as defined under the Securities Contracts so that the actual transfer of securities towards margins/settlement obligations, could
(Regulation) Act, 1956; take place in a seamless manner. The Stock Broker shall return to me / us the
Securities or funds that may have been received by it erroneously or those securities
II. POWER OF ATTORNEY or funds that it was not entitled to receive from me/us.
I/We, the Joint Account Holders do hereby authorize/nominate/appoint the Stock This Power of Attorney (POA) shall continue in full force and effect until the
Broker for the purpose hereof acting through any of its officers or employees or any Attorney shall receive intimation of revocation or in the event of the termination
sub-agents or delegates, to be my/our true and lawful agent and attorney for me/us thereof by my/our death until the Attorney shall have received actual intimation
and on my/our behalf (the “ Attorney”) and in my /our name from time to time to do thereof. The Attorney shall not act on any instructions received subsequent to the
and exercise or cause to be done and exercised all or any of the following acts, powers intimation of such revocation. However, such revocation shall not be applicable for
and authorities: any outstanding settlement/margin obligation arising out of the transactions carried
1. To operate and debit the Securities Account(s) in my/our name for facilitating out prior to receiving request for revocation of Power of Attorney.
transactions in Securities/Commodities through the Stock Broker to meet all margin To induce any depository, stock exchanges, clearing corporation/house, mutual funds,
/ delivery obligations due from me/us to the Stock Broker and to do the following for body corporates, banks, approved intermediaries and registrars and share transfer
the above purpose: agents (hereinafter collectively referred to as “ Transfer Agent”) or other third party to
a. to transfer Securities from the Securities Account to the account of the Stock broker act, I/we hereby agree that any Transfer Agent or other third party receiving a certified
to effect delivery of securities or for margin purposes and to meet margin/delivery true copy of this Power of Attorney may act upon it, and that revocation or
obligations for transactions done on any of the Exchange(s) for me/us; termination hereof shall be ineffective as to such Transfer Agent or other third party,
b. to create pledge on/and/or transfer the Securities lying in the Securities Account(s) unless and until actual notice or knowledge of such revocation or termination shall
in favour of Stock Broker for the limited purpose of meeting the margin /settlement have been received by such Transfer Agent or other third party.
requirements of the client in connection with the trades executed/ to be executed by I/We do hereby agree that in case the constitution is changed in case of non
the client on the stock exchange through the same Stock Broker. individual client, I/We shall execute a fresh POA to the satisfaction of the Stock
c. to transfer Securities from my/our Securities Account to the account of the Stock Broker.
Broker to effect delivery of the Securities sold through the Stock Broker on my/our
behalf against issuance of contract notes by the Stock Broker;
d. to sign necessary slips/forms/documents etc. which are required for performing the
powers hereby conferred;
BITON SEKH
Sole/1st Holder 2nd Holder in Bank A/c.

3rd Holder in Bank A/c.

(In case of joint bank/demat account,singnature of all holders is mandatory)
I/We specifically agree that any matter or issue arising hereunder shall be governed by and construed exclusively in accordance with the Indian laws. In respect of disputes
arising out of transactions or matters governed by the relevant stock exchange(s), the same shall be subject to the regional arbitration centres of the relevant stock exchange(s).
In all other cases, disputes shall be subject to the jurisdiction of the courts at Mumbai in India.
This Power of Attorney does not intend to give any exclusive rights to operate to Stock Broker on the Bank Account and /or the Securities Account. The Stock Broker as
my/our constituted Attorney may seek from the DP/Bank information regarding my/our funds/Securities balances for the transactions effected/to be effected by me/us or on
behalf of me/us through the Stock Broker and the Stock Broker may also provide transaction information to DP/Bank, from time to time, in order to complete settlement of
transactions. In case of merger/demerger of ASL with another entity/into another entity, the scheme of merger/demerger should be approved by High Court and one month prior
intimation given to me/us about the corporate restructuring to facilitate me/us to continue or discontinue with ASL.
III. INSTRUCTIONS TO THE DP
i. The Joint Account Holder(s) authorize the DP to honour all instructions received from the Stock Broker pursuant to this power of attorney.
ii. In case of death, disability, winding up or liquidation of any Joint Account Holder, the surviving Joint Account Holder/s and/or the heirs, nominees, executors,
administrators, liquidator, successors and legal representatives of the Joint Account Holder who has died or been disabled, dissolved, wound up or liquidated shall forthwith
inform the Stock Broker of the same in writing. This power of attorney shall not be revoked as regards such Joint Account Holder on account thereof for all pending
obligations and dues of the Client towards the Stock Broker until the same have been fulfilled to the satisfaction of the Stock Broker and shall continue to subsist and bind
(and shall be deemed to have been given by) the heirs, executors, administrators, liquidator, successors or legal representatives of such Joint Account Holder, and the Stock
Broker in the capacity of a broker shall be entitled to continue to act on the basis hereof.
iii. In the event of any change in the number, nature of securities and for the ISIN number of the securities (during any period in which any securities are blocked /pledged
pursuant to this power of attorney) as a consequence of any corporate action of the concerned company implemented by the Depository, the Stock Broker, as an Attorney shall
be entitled to accordingly modify the block/pledge created to accommodate the changes in the ISIN number, the number / nature / quantity of securities maintaining the
block/pledge at the same percentage of the share capital of the company as originally blocked.
SCHEDULE 1-Stock Broker Bank and Securities(Demat) Account Details
Name of DP - Ax is Bank Ltd (NSDL - DP ID : IN300484) Name of DP - Ax is Securities Ltd(CDSL - DP ID : 12049200)
Client IDs: 16892364, 13645375, 16892389, 13645383, 13594118 Client IDs: 00000586,00000590, 00000611, 00000630, 00001366

Name of CDSL Early Pay-in Accounts DP ID Client ID

Bank Account No.
Bank BSE Early Pay-in Account
11000010 00015852
910020019944317, 910020019950516, 912020040140939, (Indian Clearing Corporation Ltd (ICCL))
Axis Bank
918020234363910, 918020023249622, 918020023038723, NSE Early Pay-in Account(NSE Clearing Ltd) 11000011 00016449
Ltd.
9180200023510940, 918020023113387
Any other Account(s) of the Stock broker substituted for or in addition to the above as may be notified on the website and/or by way of electronic mail and as decided by the
Stock Broker from time to time. In case of any changes in the Bank and Demat accounts, the same shall be communicated accordingly.
SCHEDULE A-Name of bank account
BITON SEKH
holders

SCHEDULE B-Name of Securities (Demat)

BITON SEKH
Account Holders

SCHEDULE C-Bank & Branch Account 922020012534280

AXIS BANK
details No:

SCHEDULE D-Name of DP: AXIS NSDL-IN304295 CDSL-

Client ID:
SECURITIES LIMITED 12049200

SCHEDULE E-CLIENT DETAILS-

BITON SEKH Client Code:
Name of the Client:
Address: C/O: CHHAYRADDIN SK, S/O CHHAYRADDIN SK, JANPUR MURSHIDABAD
IN WITNESS WHEREOF I/We have hereunto set and subscribed our respective hands on the day and date as first mentioned in the Schedule.
Sr.No. Holder Name Signature

1. Sole/ 1st Holder BITON SEKH

2. 2nd Holder in Bank Account

2. 3rd Holder in Bank Account

Name of Witness : Accepted for Axis Securities Limited

Authorised Signatory
Witness Signature :
Address:
Place: Date: / /
The execution of this document by the client is voluntary. However in case the client wish to avail of the online trading
services with the linkage of Broking, bank and demat account, then execution of this document by the client is required
in order to facititate seamless and hassle free trading and settlement of transactions.

WB1636060

TERMS & CONDITIONS (THIS DOCUMENT IS VOLUNTARY)

1. The Client shall maintain such Margin as may be stipulated by Axis Securities Limited (ASL) from time to time. In case the Client does not provide the required Margin
within the time frame stipulated by ASL, then ASL shall take such other action as it may think fit and proper. ASLmay require the Client to pay additional Margin
immediately in case of high volatility. 2. The Client undertakes to monitor the adequacy of the collateral and the market value of such collateral on a continuous basis. 3. ASL
as risk containment measure shall have the discretion to square off/sell all or some of the client positions/collaterals/securities, without any notice to the client. 4. The Client
is responsible for all orders, including any orders that may be executed without the required Margin in the Client’s account. 5. ASL shall have the discretion to allow or
disallow trading by the client in certain scrips / contracts / products / services. 6. No transaction request shall be assumed to be executed / modified until a confirmation from
ASL is received by the Client. 7. The client authorizes ASL to close out the transactions in case the Client fails to make full payment to ASL or if there is debit in client’s
account with ASL. Also, ASL may square off open client’s margin/leveraged positions in case the scrip price is nearing its daily price band or due to any adverse development
concerning the client’s position or scrip. 8. The client agrees that ASL shall not be liable for non-execution or delay in the execution of any order due to system/network issue
or due to any reason beyond the control of ASL. 9. The client shall pay to ASL outstanding debit balance if any in his/her account from time to time without any delay. In
case of delay, interest on delayed payment @ 18 % per annum shall be charged on outstanding amount including on interest amount already charged. 10. The losses incurred
on client’s account will be to the account of the client only. Neither ASLnor any of its employees/agents shall in any circumstances be liable for any loss, lost profits, cost,
liability, expense or damage occurred to the client. 11. The client authorises ASL to obtain details in relation to the transactions and balances in respect of the securities held
in his/her demat account for the purpose of collating and displaying details in the personalised portfolio watch page. The client acknowledges that the services under ‘Portfolio
Watch’ being provided are as an add on facility and for client convenience only and ASL shall not be liable for any inaccurate display of data due to any unintended error etc.
12. The client authorizes ASL to deposit from time to time client’s collateral deposits with the Exchanges/Clearing Corporation for meeting client’s margin requirements and
other obligations.13. The client authorises ASL to provide the communications through SMS and/or telephone calls on the registered mobile number(s), even if the clients
contact number is registered with the National Do Not Call Registry etc. The client confirms that he/she shall not make any complaint to the TRAI/Service provider in
relation to any call/communications received from ASLand shall not hold ASLliable. 14. The client authorizes ASLto place Mutual Fund transactions as per the instructions
provided. 15. The client authorise ASL to set off outstanding in any of the account of the client against credits available or arising in any other accounts/segments/exchanges
maintained with ASL. 16. The client authorizes ASL to use the client account details/KYC details/Bank Debit card details/registered telephone numbers/TPIN etc. as method
of verification of the client’s identity as the caller and then take orders, instructions from the caller over the phone. All such orders, instructions etc. shall be deemed to have
been placed by the client and biding on the client. 17. The Client acknowledges that he/it is fully aware of and understands the risks associated with availing of the services for
routing orders over the telephone including the risk of misuse and unauthorized use of his/its details and/or username and/or TPIN and/or Bank Debit card details by a third
party. The Client agrees that he/it shall be fully liable and responsible for any and all unauthorized transactions and unauthorized use of the above. 18. The client shall not
have recourse to dispute redressal mechanism/arbitration mechanism/investor protection schemes of the Stock Exchanges/SEBI, in case the client avails services under any
schemes/leagues/competitions etc. offered by any third party/group company/associate of ASL, and concerning such services. 19. The client agrees that non-receipt of bounced
mail notification by ASL shall amount to delivery of the contract note at the email ID of the client. 20. The Trading Member may keep the unutilised margin deposits of the
client in bank deposits. However, no interest shall be passed on to the client earned for such deposits. 21. I have opted to receive Part B comprising of Rights & Obligations
(Trading and Demat separately), Uniform Risk Disclosure document and Guidance Note etc. in the form of Physical Electronic (If the applicant does not select the
check box, default option is physical). 22. I hereby authorise ASL to buy ETF(s) units not exceeding Rs.100 at market price towards activation of my Trading account. I
agree that this is complimentary against account opening fees paid and no money will be deducted from my bank account.
TERMS & CONDITIONS FOR SIGNATURE
I hereby, state that the signature uploaded on Axis Direct website for opening of Demat and Trading Account to be used for signing the KYC Documents which includes :1) C-
KYC 2) KRA Page 3) Demat Page 4) Trading Account Details and 5) Terms and conditions page and all other relevant KYC pages other than POA.
RUNNING ACCOUNT AUTHORISATION
I/We hereby authorise ASLas follows, in respect of my/our trading account with ASL:
To maintain my account, on a running account basis, i.e. instead of paying to me/us any amounts or securities representing payouts, settlement dues, marked to market profits
on the settlement date, to retain, withhold, set-off and / or appropriate for such purposes and in such manner as ASLmay deem fit, including towards settling outstanding
obligations on a settlement date. I/We understand and agree that no interest will be payable to me/us on the deposits or amounts or securities lying to my/our credit with
ASL. This authorization may be revoked by me/us at any time by giving ASLwritten intimation.
I/We request you to settle my/our account on a Monthly Quarterly basis (If the client does not select the checkbox, default option is Quarterly)
ADDITIONAL TERMS & CONDITIONS OF BROKERAGE PLANS
I/We hereby agree and confirm the following Terms & Conditions of Brokerage Plans (applicable only if the client subscribes to the same).
1. On completion of the Validity Period of the Plan, client may choose to subscribe to the existing or new Plan, on the terms and conditions applicable at that time. Client
needs to submit physical request or in any other manner prescribed by ASL.
2. The plan is subject to regulatory norms in force from time to time and may be discontinued under any regulatory directions or for any reason, without giving prior
intimation to the client.
GST DECLARATION
I/We hereby state: I do not have GST Number. I have GST Number Name of State

Date: 07/07/2022

BITON SEKH
Sole/1st Holder
 FORM FOR NOMINATION
(To be filled in by individual applying singly or jointly)

Nomination Registration No. Date:

NSDL DP ID I N 3 0 4 2 9 5 Trading ID

CDSL DP ID 1 2 0 4 9 2 0 0 Demat Client ID

NOMINATION OPTION
I/we the sole holder / joint holders hereby declare that :
I wish to nominate Demat & Trading Account [As per details given below]
I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand the
issues involved in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s), my / our legal
heirs would need to submit all the requisite documents / information for claiming of assets held in my / our trading / demat account,
which may also include documents issued by Court or other such competent authority, based on the value of assets held in the trading
/ demat account.

NOMINATION DETAILS
I/We wish to ma a nomination and do hereby nominate the following person(s) who shall receive all securities held in the Depository by me / us in the said beneficiary owner
account in the event of my /our death. This nomination shall supersede any prior nomination made by me/us and also any testamentary document executed by me / us.

Nomination can be made upto Three nominees in the account.

Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
1 Name of the nominee(s) (Mr./Ms./Others)
First Name
Middle Name
Last Name
2 Share of each Nominee
A) For NSDL
Equally
[If not equally, please specify percentage]
Any odd lot after division shall be transferred to the first nominee mentioned in the form.
B) For CDSL
Percentage of allocation of securities
Residual Securities (Please tick any one nominee. If tick not marked default
will be first nominee):
Note: Residual securities in case of multiple nominees please choose any one nominee who will be credited with residual securities remaining after distributing of
securities as per percentage of allocation. If you fail to choose one such nominee, then the firs nominee will be marked as nominee entitled for residual shares, if any.
3 Relationship with the Applicant (If any)
4 Address of Nominee(s)
City:
State:
Pin:
Country:
5 Mobile/Telephone No. of nominee(s)
6 Fax No.
7 Email ID of nominee(s)
 8 Nominee(s) Identification details
Valid Passport/Voter ID/Aadhar/PAN
Card
9 Date of Birth
Age
Sr. Nos. 10-16 should be filled mandatorily if nominee(s) is a minor:
10 Name of Guardian (Mr./Ms./Others)
First Name
Middle Name
Last Name
11 Address of Guardian(s)
City:
State:
Pin:
Country:
12 Mobile/Telephone No. of Guardian
13 Fax No.
14 Email ID of Guardian
15 Relationship of Guardian with
nominee
16 Guardian Identification details
Valid Passport/Voter ID/Aadhar/PAN
Card
Name & Signature of Account
17 Sole/1st Holder 2nd Holder 3rd Holder
Holder(s)
Name(s) of holder (s)
Signature(s) of holder (s) Signature of 1st Holder Signature of 2nd Holder Signature of 3rd Holder

18 Details of Witness for Nomination

Name of the Witness Address of Witness Signature of Witness

Place Date: 0 7 0 7 2 0 2 2
Notes:

1. The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non- individuals including society, trust, body
corporate and partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot nominate. If the account is held jointly, all joint holders will sign the
nomination form.
2. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the beneficial owner.
3. The Nominee(s) shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a power of Attorney holder. A non-resident Indian can be
a Nominee, subject to the exchange controls in force, from time to time.
4. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly, the nomination in respect of the securities
shall stand terminated upon transfer of the securities.
5. Transfer of securities in favour of a Nominee(s) shall be valid discharge by the depository and the Participant against the legal heir.
6. Nomination can be made upto Three nominees in a demat account. In case of multiple nominees, the Client must specify the percentage of share for each nominee that shall
total upto hundred percent. In the event of the beneficiary owner not indicating any percentage of allocation/share for each of the nominees, the default option shall be to
settle the claims equally amongst all the nominees. The first nominee of Demat account will be considered as default nominee for Trading account.
7. On request of Substitution of existing nominees by the beneficial owner, the earlier nomination shall stand rescinded. Hence, details of nominees as mentioned in the
FORM at the time of substitution will be considered. Therefore, please mention the complete details of all the nominees.
8. Copy of any proof of identity must be accompanied by original for verification or duly attested by any entity authorized for attesting the documents.
9. Savings bank account details shall only be considered if the account is maintained with Axis Bank Ltd.
10. DP ID and client ID shall be provided where demat details is required to be provided.
Client photo
This document is valid as identity proof only
Cheque
Correspondence Address Front view
Correspondence Address Back view