Damage Detection of Pile Foundations in Marine Engineering Based On A Multidimensional Dynamic Signature
Damage Detection of Pile Foundations in Marine Engineering Based On A Multidimensional Dynamic Signature
Damage Detection of Pile Foundations in Marine Engineering Based On A Multidimensional Dynamic Signature
§
College of Science
Hohai University
Nanjing, Jiangsu, China
ABSTRACT
Zhu, R.; Wang, Q.; Zheng, J.; Su, J., and Wang, N., 2021. Damage detection of pile foundations in marine engineering
based on a multidimensional dynamic signature. Journal of Coastal Research, 37(3), 576–588. Coconut Creek (Florida),
ISSN 0749-0208.
Compared with land engineering, pile foundations in marine engineering have the characteristics of long, free lengths in
water and bad service environments. The traditional methods of pile foundation damage detection have considerable
limitations in the application in marine engineering. In this paper, a new method for pile foundation damage detection is
developed. The method constructs a multidimensional dynamic signature space by fusing multivariate information, uses
the Mahalanobis distance to define the difference between the damaged and undamaged units of the structure, and
detects damage based on a robust outlier identification method in multidimensional space to realize reliable and
automatic damage detection under high noise and complex conditions. The effectiveness and reliability of the method are
verified using a finite element model (FEM) of a high-pile wharf under different damage degrees and different intensities
of Gaussian white noise. The applicability of the method is then experimentally validated on a physical experimental
model of a high-pile wharf. Both the FEM and the experimental results show that the method is capable of detecting pile
foundation damage and has strong application potential.
1 1
½F ’ f/ gf/1 gT þ 2 f/2 gf/2 gT : ð3Þ
x21 1 x2
Modal Curvature
The first-order modal curvature of the ith node is defined as
(Pandey, Biswas, and Samman, 1991):
/i1
1 þ /1iþ1 2/i1
Ci ¼ ; i ¼ 2; . . . n ð5Þ
h2
where, h is the unit length and /i1 is the ith component of the
first-order natural modal {/1}.
Before and after damage, the absolute changes of modal
flexibility, modal strain energy, and modal curvature are DUi ,
DEi , and DCi , respectively:
D
DUi ¼ UiD UiN ; DEi ¼ ED N
i Ei ; DCi ¼ Ci Ci
N
ð6Þ
Figure 2. Schematic diagram of units and nodes in pile foundation.
where, the superscript N represents the signature before the
limited to the above three signatures, and the actual damage and the superscript D represents the signature after
engineering structure can choose certain signatures to con- the damage.
struct the corresponding multidimensional signature accord- In traditional damage detection, the maximum change of
ing to the practical situation. each signature corresponds to the possible damage location. A
multidimensional dynamic signature is constructed by com-
Modal Flexibility bining the three signatures to comprehensively measure the
The structural flexibility matrix [F] is expressed by modal as dynamic characteristics of units. Due to the different magni-
follows: tude of each signature, the maximum and minimum standard-
ization method is adopted:
X
nþ1
1
½F ¼ 2
f/i gf/i gT : ð1Þ DUi DUmin DEi DEmin
x
i¼1 i DUi0 ¼ ; DE0i ¼ ; DC0i
DUmax DUmin DEmax DEmin
Since the modal flexibility matrix has many elements, to DCi DCmin
¼ ð7Þ
conveniently study the modal flexibility changes before and DCmax DCmin
after damage, many scholars have selected some representa- where, the subscript max, min is the maximum and minimum
tive values of the flexibility matrix to detect damage, among of the corresponding signature, respectively. The multidimen-
which the most commonly used are ‘‘diagonal element’’ and sional dynamic signature (MDS) of the ith unit is defined as
‘‘uniform load surface (ULS)’’. In this paper, the ULS method is follows:
adopted, which was proposed by Zhang and Aktan (1995).
T
According to Zhang’s research (Zhang and Aktan, 1998), the fMDSi g ¼ DUi0 ; DE0i ; DC0i ; i ¼ 2; 3; . . . ; n: ð8Þ
ULS method is less error-sensitive and more reliable. For pile
foundations, the so-called ULS refers to the cross section It should be noted that modal strain energy is a unit
containing the node, and the ULS of the ith node is defined as signature, and modal flexibility and modal curvature are node
follows: signatures. After fusion, they are unified as unit signatures, i.e.
the modal flexibility and modal curvature of the ith node are
X
nþ1 used as the dynamic signature of the ith unit. Because the
Ui ¼ fij ; i ¼ 1; 2; . . . ; n þ 1 ð2Þ division of units and nodes is artificial, the ith node and the ith
j¼1
unit are usually close in the pile foundation position (as shown
where, fij is the ith row and jth column element of the flexibility in Figure 2). For large structures, the purpose of damage
matrix. It can be seen from Equation (1) that the flexibility detection is to find the suspected damaged area and then field
surveys, ultrasonic detection, and other tests can be carried out Considering fMDSi g is the measurement result influ-
to verify the form and size of the damage. Therefore, selecting enced by a variety of relatively small noises, according to
units or nodes for uniform metering will not affect the damage Soong (2004), fMDSi g, i ¼ 2; 3; . . . ; n obeys a three-dimen-
detection practical effect. sional normal distribution. Then, the Mahalanobis distance
di has the following property (Balamurali and Melkumyan,
Damage Detection Based on Outlier Identification 2018):
To find the damaged units, it is necessary to determine
whether there are differences among the features of each unit, d2i ; v2 ð3Þ; i ¼ 2; 3; . . . ; n ð12Þ
which means that the distance between data points in the 2 2
multidimensional space needs to be defined. In this paper, the where, v (3) is the v -distribution with parameter 3.
Mahalanobis distance is used to calculate the degree of Based on classical probability and statistics theory, if given a
difference between multidimensional, which can eliminate significance level a, the 1a confidence interval is obtained as
the coherence interference among variables and is sensitive to follows:
small changes. Let {l}, [R] be the sample mean and sample d2i v2a ð3Þ; i ¼ 2; 3; . . . ; n: ð13Þ
covariance matrix of fMDSi g, i ¼ 2; 3; . . . ; n, i.e.:
where, v2a ð3Þ is the upper a quantile of the v2-distribution
1 X n
with parameter 3. This interval is the expected fluctuation
flg ¼ fMDSi g; ½R
n 1 i¼2 range of normal data under certain random disturbances. If
1 X n
d2i is beyond the interval, the ith data point is considered an
¼ ðfMDSi g flgÞðfMDSi g flgÞT : ð9Þ
n 1 i¼2 outlier, i.e. the judgement basis of damaged unit is as
follows:
The distance between MDSj ,fMDSk g is expressed as
follows: d2i . v2a ð3Þ; i ¼ 2; 3; . . . ; n: ð14Þ
Dist MDSj ; fMDSk g Thus, the v2a ð3Þ is called the ‘‘damage threshold’’.
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi Leys et al. (2018) showed that the Mahalanobis distance
T
¼ MDSj fMDSk g ½R1 MDSj fMDSk g : ð10Þ calculation depends on the mean and covariance matrix. The
mean and covariance matrix obtained by using Equation (9) is
According to Leys et al. (2018), the sample mean {l} is the greatly influenced by outliers and seriously lacks robustness,
center of the sample, and outliers are a few points away from i.e. the outliers do not necessarily have a large Mahalanobis
the data center, so whether the data point is an outlier is distance. Therefore, many scholars use the Minimum Covari-
measured by the distance between the data point and the ance Determinant (MCD) method to calculate the mean and
sample center. Based on Equation (10), the distance of the the covariance matrix, and then identify the outliers with
multidimensional signature between the ith unit and the Mahalanobis distance. The MCD method is a robust method
center {l} is obtained by: proposed by Rousseeuw, Driessen, and Abbasidoust (1999) to
di ¼ DistðfMDSi g; flgÞ identify outliers in multidimensional space, which has been
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi widely used in different fields (Balamurali and Melkumyan,
¼ ðfMDSi g flgÞT ½R1 ðfMDSi g flgÞ: ð11Þ 2018; Yeager et al., 2019).
RESULTS
As a summary, a new damage detection method is construct-
ed in this section. To express more conciseness, dMCD is
defined as the Mahalanobis distance based on the MCD
method. The specific damage detection process is as follows:
Step 1: Randomly select subsamples with h points:
Hold ¼ fMDSi1 g; fMDSi2 g; . . . ; MDSih ; ð15Þ
Figure 4. The FEM of a high-pile wharf.
and, calculate subsample mean {lold}, covariance matrix [Rold]
by formulas:
The main idea of the MCD method is to find a subsample set
1X h
H without outliers. The elements in H are used to calculate the flold g ¼ MDSij ; ð16:1Þ
h j¼1
mean and covariance to eliminate the influence of outliers.
Figure 6. MSE difference of No. 3 pile under different damage degree based Figure 7. ULS difference of No. 3 pile under different damage degree based
on the FEM calculation. on the FEM calculation.
1X h T
½Rnew ¼ MDSkj flnew g MDSkj flnew g :
h j¼1
ð18:2Þ
According to Equation (14), the judgement basis is as follows: Figure 8. MC difference of No. 3 pile under different damage degree based
on the FEM calculation.
dMCD2i . v2a ð3Þ: ð20Þ
Figure 9. Multidimensional dynamic signature damage detection results of No. 3 pile under different damage degree based on the FEM calculation.
Figure 11. ULS difference of No. 3 pile under different damage degree based Figure 12. MC difference of No. 3 pile under different damage degree based
on the FEM calculation under noise. on the FEM calculation under noise.
diameter of 0.06 m and a thickness of 2 mm. Concrete is poured two endpoints of unit 5, so it can be determined that unit 5 is
on the cross beams, longitudinal beams, and slabs of the wharf. damaged. The modal strain energy of unit 5 also has the largest
In the high-pile wharf FEM, all components adopt solid change, and unit 5 can also be determined as a damaged unit. It
elements. The material parameters are as follows: for the can also be seen that the greater the degree of damage, the
concrete, the density is 1950 kg/m3, the elastic modulus is 3.6 3 greater the differences of the three dynamic signatures, and
1010 Pa, and Poisson’s ratio is 0.2; for the steel pipe piles, the the comparison of dynamic signature differences can reflect the
density is 7850 kg/m3, the elastic modulus is 2.1 3 1011Pa, and degree of structural damage.
Poisson’s ratio is 0.3. The finite element mesh division and pile Figure 9 shows the results of the multidimensional dynamic
number in the front row are shown in Figure 4. This paper signature damage detection under different damage degrees.
focuses on the damage detection of the pile body above the mud Under different damage degrees, the dMCD2 values of unit 5
surface. Considering that the actual displacement under the are all greater than the threshold, so unit 5 is automatically
consolidation depth of the pile body is zero in actual detected as a damaged unit. This is consistent with the results
engineering, and referring to the method in Su et al. (2018), of the FEM calculation, which verifies the correctness of the
the constraint of soil above the pile foundation consolidation multidimensional dynamic signature damage detection meth-
point is simplified to that of 0.1 m concrete. The concrete and od. It can also be seen that the dMCD2 value of the damaged
the bottom of the pile foundation are completely consolidated. unit is much larger than those of undamaged units, and the
The No. 3 pile in the front row is used to simulate damage. dMCD2 values of units near the damaged unit are greater than
The free pile length between the pier panel and the bottom those far away from it. For example, under 5% damage, the
constraint of No. 3 pile is 1.3 m, which is divided into 13 units, dMCD2 value of unit 5 is 26.71, the dMCD2 values of unit 4 and
each 0.1 m in length. The damage is set in unit 5, and the unit 6 are 7.02 and 7.43, and the dMCD2 values of units far
degree of damage is set as 5%, 10%, 20%, and 30%. The damage away from unit 5 are approximately 1. It should be noted that
to the unit is realized by reducing its stiffness. for each damage degree, due to the normalization of multidi-
The first-order modal of the FEM is shown in Figure 5. It can mensional dynamic signature damage detection process, the
be seen that the first-order modal of the wharf is mainly in the dMCD2 values of different damage degrees have no significant
X-direction. The X-direction component of the first-order modal meaning for comparison. For example, the dMCD2 values of
is used to calculate the modal strain energy and modal unit 5 are all approximately 27 under 5%, 10%, 20%, and 30%
curvature. The X-direction components of the first-order modal damage. The multidimensional dynamic signature damage
and second-order modal are used to approximately calculate detection realizes the automation detection of damage location,
the modal flexibility. The purpose of using the main component but it cannot reflect the damage degree of the structure
of modal is to facilitate the sensor arrangement and modal significantly.
analysis in the experimental model, and to promote the
application of the research results. The changes of the three DISCUSSION
dynamic signatures are shown in Figures 6–8. The new method is discussed in this section about the
From Figures 6–8, it can be seen that the ULS, modal strain
sensitivity to noise and the application in practical engineer-
energy, and modal curvature identify the damage position of
ing.
the pile foundation well. The differences of the three dynamic
signatures all have a ‘‘peak’’ in the damage location. The Sensitivity to Noise
differences of the ULS and modal curvature are the largest at To verify the reliability of the new method, the MATLAB
node 5 and the second largest at node 6. Nodes 5 and 6 are the function Wn ¼ awgn(W0, SNR) was used to incorporate 90 dB,
Figure 13. Multidimensional dynamic signature damage detection results of No. 3 pile under different damage degree based on the FEM calculation under noise.
Figure 16. Comparison of intact modal between the experiment and the
FEM of No. 3 pile.
Figure 17. Comparison of modal under 10% damage degree between the Figure 19. ULS difference of No. 3 pile under different damage degree based
experiment and the FEM of No. 3 pile. on the experiment.
difference of ULS under 5% damage is greater than that under following advantages over traditional single signature dynamic
10% damage and 20% damage; in Figure 18 and Figure 19, the damage detection.
differences of the dynamic signatures under 5% damage and First, the automation of damage detection is realized.
10% damage are similar. Because the threshold is set in the multidimensional dynamic
Figure 21 shows the damage detection results of multidi- signature damage detection, the damage locations exceeding
mensional dynamic signature under different damage degrees. the threshold value are automatically detected. Second, the
Table 3 lists the comparison of damage detection results damage location feature is more obvious, and it is easier to
distinguish the damaged unit from the undamaged unit. Third,
between traditional methods and the multidimensional dy-
through information fusion, the interferences of random error,
namic signature method. It can be clearly found that the
model error, and boundary conditions are weakened, and the
damage locations of each damage degree can be accurately
multidimensional dynamic signature damage detection has
detected. It should be noted that under the 5% damage, unit 6 is
strong reliability in actual damage detection.
also detected as damage. Due to the large change in dynamic
characteristics of unit 6 as the adjacent position of the damage, CONCLUSIONS
under the influence of experimental errors, it is acceptable that The traditional methods of pile foundation damage detection
unit 6 is detected as the suspected damaged area for the field have considerable limitations in the application of marine
survey. engineering. In this paper, a new method for pile foundation
From Figures 18–21 and Table 3, it can be seen that the damage detection is formulated. The method constructs a
multidimensional dynamic signature damage detection has the multidimensional dynamic signature space by fusing multi-
Figure 18. MSE difference of No. 3 pile under different damage degree based Figure 20. MC difference of No. 3 pile under different damage degree based
on the experiment. on the experiment.
Figure 21. Multidimensional dynamic signature damage detection results of No. 3 pile under different damage degree based on the experiment.
variate information and detects damage in the multidimen- weakened in the information fusion. This is a new attempt
sional space by using the Mahalanobis distance based on the and exploration of the damage detection of pile foundations in
MCD method. The effectiveness and reliability of the method marine engineering. Future research should focus on the
are verified by the FEM of a high-pile wharf under different subsample size of h and the reasonable selection of a threshold
damage degrees and different intensities of Gaussian white for the damage detection of pile foundations with different
noise. The applicability of the method is then experimentally health degrees and forms of damage and apply the method to
validated by the physical experimental model of a high-pile the detection of multiple damage degrees.
wharf. This method constructs the multidimensional dynamic
signature by fusing a lot of signature information so that the ACKNOWLEDGMENTS
features of damaged units are strengthened and the influences This work was funded by the National Natural Science
of the measurement error in the undamaged area are Foundation of China (Grant Nos. 51709093 and No.
Table 3. Comparison of damage detection results between traditional methods and multidimensional dynamic signature method.
Multidimensional
Damage Actual Modal Flexibility Modal Strain Energy Modal Curvature Dynamic Signature
Degree Damage Position Detection Result Detection Result Detection Result Detection Result
5% Unit 5 Unit 3, 5, 11 Unit 5, 11 Unit 5, 11 Unit 5, 6
10% Unit 5 Unit 5, 7, 10 Unit 5, 8, 11 Unit 5, 9 Unit 5
20% Unit 5 Unit 5, 8 Unit 5, 8, 11 Unit 5, 9 Unit 5
30% Unit 5 Unit 5, 9 Unit 4, 9 Unit 5, 10 Unit 5
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