Dela Peña III, G.R. No. 216425, November 11, 2020
Dela Peña III, G.R. No. 216425, November 11, 2020
Dela Peña III, G.R. No. 216425, November 11, 2020
LEONEN, J.:
Reading Article 364 of the Civil Code together with the State's declared
policy to ensure the fundamental equality of women and men before the
[1]
law, a legitimate child is entitled to use the surname of either parent as a
last name.
[2] [3]
This Court resolves the Petition for Certiorari assailing the Decision
[4]
and Resolution of the Court of Appeals, which affirmed the Regional
[5]
Trial Court Orders denying Anacleto Ballaho Alanis Ill's appeal to
change his name to Abdulhamid Ballaho.
[19]
SO ORDERED.
Petitioner moved for reconsideration, but the Regional Trial Court denied
[20]
this in a June 2, 2008 Order.
It appears that on May 2, 2008, a month before the trial court rendered this
Order, petitioner's counsel, Atty. Johny Boy Dialo (Atty. Dialo), had
figured in a shooting incident and failed to report for work. Thus, petitioner
was only able to file a notice of appeal on September 2, 2008—months
after Atty. Dialo's law office had received the Order, beyond the filing
period. He invoked his counsel's excusable neglect for a belated appeal,
[21]
alleging the shooting incident.
Thereafter, with a new counsel, petitioner filed a Record on Appeal and
[22]
Notice of Appeal on September 3, 2008, reiterating his counsel's
[23]
excusable negligence. He added that he was set to take the Bar
Examinations and had to come home from his review, only to find out after
checking with Atty. Dialo's law office that he had lost the case and the
[24]
appeal period had lapsed. However, the Record and Notice of Appeal
were denied in the Regional Trial Court's September 16, 2008 Order for
[25]
having been filed out of time.
[26]
Thus, petitioner filed a Petition for Certiorari before the Court of
Appeals, providing the same reason to explain his failure to timely appeal.
[27]
In its May 26, 2014 Decision, the Court of Appeals denied the Petition,
holding that petitioner failed to show any reason to relax or disregard the
[28]
technical rules of procedure. It noted that the trial court did not gravely
err in denying petitioner's Record on Appeal for having been filed out of
[29]
time.
Petitioner moved for reconsideration, which was also denied in the Court
[30]
of Appeals' December 15, 2014 Resolution. Thus, he filed this Petition
[31]
for Certiorari.
Petitioner insists that the serious indisposition of his counsel after being
shot and receiving death threats is excusable negligence for a belated
[32]
appeal, it not being attended by any carelessness or inattention.
Delving on the substantive issue, petitioner maintains that he has the right
to use his mother's surname despite his legitimate status, as recognized in
[33]
Alfon v. Republic?
[34]
In its Comment, the Office of the Solicitor General argued that this
Petition should be dismissed outright for being the wrong remedy, and that
[35]
the proper course was to file a petition for review on certiorari. Further, it
argues that the Court of Appeals did not gravely abuse its discretion in
[36]
upholding the trial court's ruling. It points out that since Atty. Dialo's
law office has more than one lawyer, and it had admittedly received the
[37]
Order, the belated appeal was unjustified. Further, petitioner was
already a law graduate when he filed the first Petition, and was expected to
[38]
be more vigilant of his case's progress. Thus, the Office of the Solicitor
General finds no "exceptionally meritorious" reason to warrant a liberal
interpretation of technical rules. In any case, petitioner's reason is not
[39]
among the grounds to warrant a change in name.
[40]
In his Reply, petitioner failed to address the argument that a petition
for certiorari is the wrong remedy to assail the Court of Appeals' dismissal
of his Petition for Certiorari. He only reiterated the Court of Appeals
should have discarded technicalities, because jurisprudence on Article 364
[41]
of the Civil Code is settled in his favor.
After this Court had given due course to the Petition, the parties filed their
[42]
respective memoranda.
The issues for this Court's resolution are:
Second, whether or not legitimate children have the right to use their
mothers' surnames as their surnames; and
The Petition was filed under Rule 65 of the Rules of Court, but petitioner
did not even attempt to show any grave abuse of discretion on the part of
the Court of Appeals. On this ground alone, the Petition may be dismissed.
It is not disputed that the Record on Appeal was filed out of time. The
Court of Appeals could have relaxed the rules for perfecting an appeal, but
was not required, by law, to review it.
The law firm was certainly negligent in how it dealt with the Order. Given
the other circumstances of this case, petitioner would ordinarily be bound
by this negligence. Consequently, petitioner had the burden to sufficiently
establish, by alleging and arguing, that this case is so meritorious that it
warrants the relaxation of the procedural rules. This, petitioner did not
bother to do.
[50]
Nonetheless, in the exercise of its equity jurisdiction, this Court may
choose to apply procedural rules more liberally to promote substantial
justice. Thus, we delve into the substantial issues raised by petitioner.
II
The fundamental equality of women and men before the law shall be
ensured by the State. This is guaranteed by no less than the Constitution,
[52]
[51] a statute, and an international convention to which the Philippines is a
party.
Thus, the Regional Trial Court gravely erred when it held that legitimate
children cannot use their mothers' surnames. Contrary to the State policy,
the trial court treated the surnames of petitioner's mother and father
unequally when it said:
In the case at bar, what the petitioner wishes is for this Court to
allow him to legally change is [sic] his given and registered
first name from Anacleto III to Abdulhamid and to altogether
disregard or drop his registered surname, Alanis, the surname
of his natural and legitimate father, and for him to use as his
family name the maiden surname of his mother Ballaho, which
is his registered middle name, which petitioner claims and in
fact presented evidence to be the name that he has been using
and is known to be in all his records.
In denying the herein petition, this Court brings to the attention
of the petitioner that, our laws on the use of surnames state that
legitimate and legitimated children shall principally use the
surname of the father. The Family Code gives legitimate
children the right to bear the surnames of the father and the
mother, while illegitimate children shall use the surname of
their mother, unless their father recognizes their filiation, in
which case they may bear the father's surname. Legitimate
children, such as the petitioner in this case, has [sic] the right to
bear the surnames of the father and the mother, in conformity
with the provisions of the Civil Code on Surnames, and it is so
provided by law that legitimate and legitimated children shall
[57]
principally use the surname of the father. (Citations omitted)
This treatment by the Regional Trial Court was based on Article 174 of the
Family Code, which provides:
ARTICLE 174. Legitimate children shall have the right:
III
Having resolved the question of whether a legitimate child is entitled to use
their mother's surname as their own, this Court proceeds to the question of
changing petitioner's first name from "Anacleto" to "Abdulhamid."
The Regional Trial Court correctly cited the instances recognized under
jurisprudence as sufficient to warrant a change of name, namely:
... (a) when the name is ridiculous, dishonorable or extremely
difficult to write or pronounce; (b) when the change results as a
legal consequence of legitimation or adoption; (c) when the
change will avoid confusion; (d) when one has continuously
used and been known since childhood by a Filipino name and
was unaware of alien parentage; (e) when the change is based
on a sincere desire to adopt a Filipino name to erase signs of
former alienage, all in good faith and without prejudice to
anybody; and (f) when the surname causes embarrassment and
there is no showing that the desired change of name was for a
fraudulent purpose or that the change of name would prejudice
[61]
public interest. (Citation omitted)
As summarized in the Record on Appeal, the petition to change name was
filed to avoid confusion:
Petitioner has been using the name Abdulhamid Ballaho in all
his records and transactions. He is also known to and called by
his family and friends by such name. He has never used the
name Anacleto Ballaho Alanis III even once in his life. To have
the petitioner suddenly use the name Anacleto Ballaho Alanis
III would cause undue embarrassment to the petitioner since he
has never been known by such name. Petitioner has shown not
only some proper or compelling reason but also that he will be
prejudiced by the use of his true and official name. A mere
correction of his private and public records to conform to the
name stated in his Certificate of Live Birth would create more
confusion because petitioner has been using the name
Abdulhamid Ballaho since enrollment in grade school until
finishing his law degree. The purpose of the law in allowing
change of name as contemplated by the provisions of Rule 103
of the Rules of Court is to give a person an opportunity to
improve his personality and to provide his best interest[.] There
is therefore ample justification to grant fully his petition, which
is not whimsical but on the contrary is based on a solid and
[62]
reasonable ground, i.e. to avoid confusion[.] (Citations
omitted)
These arguments are well taken. That confusion could arise is evident. In
[63]
Republic v. Bolante, where the respondent had been known as "Maria
Eloisa" her whole life, as evidenced by scholastic records, employment
records, and licenses, this Court found it obvious that changing the name
written on her birth certificate would avoid confusion:
The matter of granting or denying petitions for change of name
and the corollary issue of what is a proper and reasonable cause
therefor rests on the sound discretion of the court. The evidence
presented need only be satisfactory to the court; it need not be
the best evidence available. What is involved in special
proceedings for change of name is, to borrow from Republic v.
Court of Appeals, . . . "not a mere matter of allowance or
disallowance of the petition, but a judicious evaluation of the
sufficiency and propriety of the justifications advanced in
support thereof, mindful of the consequent results in the event
of its grant and with the sole prerogative for making such
determination being lodged in the courts. "
[65]
This Court made a similar conclusion in Chua v. Republic:
The same circumstances are attendant in the case at bar. As Eric has
established, he is known in his community as "Eric Chua," rather than
"Eric Kiat." Moreover, all of his credentials exhibited before the Court,
other than his Certificate of Live Birth, bear the name "Eric Chua." Guilty
of reiteration, Eric's Certificate of Baptism, Voter Certification, Police
Clearance, National Bureau of Investigation Clearance, Passport, and High
School Diploma all reflect his surname to be "Chua." Thus, to compel him
to use the name "Eric Kiat" at this point would inevitably lead to
confusion. It would result in an alteration of all of his official documents,
save for his Certificate of Live Birth. His children, too, will
correspondingly be compelled to have their records changed. For even their
own Certificates of Live Birth state that their father's surname is "Chua."
To deny this petition would then have ramifications not only to Eric's
identity in his community, but also to that of his children.
[66]
Similarly, in this case, this Court sees fit to grant the requested change to
avoid confusion.
The Regional Trial Court itself also recognized the confusion that may
arise here. Despite this, it did not delve into the issue of changing
"Anacleto" to "Abdulhamid," but instead concluded that granting the
petition would create even more confusion, because it "could trigger much
[67]
deeper inquiries regarding [his] parentage and/or paternity[.]"
This Court fails to see how the change of name would create more
confusion. Whether people inquire deeper into petitioner's parentage or
paternity because of a name is inconsequential here, and seems to be more
a matter of intrigue and gossip than an issue for courts to consider.
Regardless of which name petitioner uses, his father's identity still appears
in his birth certificate, where it will always be written, and which can be
referred to in cases where paternity is relevant.
Aside from being unduly restrictive and highly speculative, the trial court's
reasoning is also contrary to the spirit and mandate of the Convention, the
Constitution, and Republic Act No. 7192, which all require that the State
take the appropriate measures to ensure the fundamental equality of
women and men before the law.
SO ORDERED.
NOTICE OF JUDGMENT
Sirs / Mesdames:
Please take notice that on November 11, 2020 a Decision, copy attached
hereto, was rendered by the Supreme Court in the above-entitled case, the
original of which was received by this Office on February 10, 2021 at 3:25
p.m.
* On official leave.
[1] Section 2, Republic Act No. 7192 (1992). Women in Development and
Nation Building Act.
[2] Rollo, pp. 11-20.
[3] Id. at 22-30. The May 26, 2014 Decision in CA-G.R. SP No. 02619-
MIN was penned by Associate Justice Romulo V. Borja and concurred in
by Associate Justices Oscar V. Badelles and Edward B. Contreras of the
Special Twenty-First Division of the Court of Appeals, Cagayan de Oro
City.
[4] Id. at 32-33. The December 15, 2014 Resolution in CA-G.R. SP No.
02619-MIN was penned by Associate Justice Romulo V. Borja and
concurred in by Associate Justices Oscar V. Badelles and Edward B.
Contreras of the Former Special Twenty-First Division of the Court of
Appeals, Cagayan de Oro City.
[5] Id. at 34-41. The April 9, 2008 Order in Special Proceeding No. 5528
was penned by Presiding Judge Gregorio V. Dela Pefia, III of the Regional
Trial Court of Zamboanga City, Branch 12. The Regional Trial Court also
issued a June 2, 2008 Order.
[12] Id.
[16] Id.
[17] Id. at 39-40.
[19] Id.
[31]
Id. at 11. Filed under Rule 65 of the Rules of Court.
[33] Id. at 17 citing 186 Phil. 600 (1980) [Per J. Abad Santos,
Second Division].
[34] Id. at 99-117.
[46] Sublay v. National Labor Relations Commission, 381 Phil. 198, 204 (2000)
[Per J. Bellosillo, Second Division].
[52] Republic Act No. 7192 (1992). Women in Development and Nation
Building Act.
[54] G.R. No. 199515, June 25, 2018, 868 SCRA 25 [Per J. Leonen, Third
Division].
[60] Republic v. Bolante, 528 Phil. 328 (2006) [Per J. Garcia, Second
Division].
[68] J. Leonen, Concurring Opinion in Re: Untian, Jr, A.C. No. 5900
(Resolution), April 10, 2019, [Per J. A. Reyes, Jr, En Bane].