Trauma Releasing Exercises A Potential Treatment For Co-Occurring Post-Traumatic Stress Disorder and Non-Specific Chronic Low Back Pain
Trauma Releasing Exercises A Potential Treatment For Co-Occurring Post-Traumatic Stress Disorder and Non-Specific Chronic Low Back Pain
Trauma Releasing Exercises A Potential Treatment For Co-Occurring Post-Traumatic Stress Disorder and Non-Specific Chronic Low Back Pain
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by
Beverly S. Swann
Oakland, California
March, 2019
ProQuest Number: 13811749
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This Dissertation by Beverly S. Swann has been approved by the committee members below,
who recommend it be accepted by the faculty of Saybrook University in partial fulfillment of
requirements for the degree of
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Doctor of Philosophy in Mind-Body Medicine
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Dissertation Committee:
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Abstract
Beverly S. Swann
Saybrook University
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This study examined whether a 4-week, three times per week practice of Trauma
Releasing Exercises (TRE) would reduce symptoms for adults with co-occurring post-traumatic
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stress disorder (PTSD) and non-specific chronic low back pain (nsCLBP). There is significant
co-occurrence of nsCLBP and PTSD (Dunn, Passmore, Burke, & Chicoine, 2009; Loncar, Curic,
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Mestrovic, Mickovic, & Bilic, 2013). A link between the two conditions is chronic muscle
The study design was a randomized-controlled trial with repeated measures. A control
group practiced progressive muscle relaxation (PMR). Participants (n = 11) were adults with
prior diagnoses of both PTSD and nsCLBP. All data were gathered confidentially online using
and self-practice data. Data analysis consisted of measures of central tendency for demographic
Most participants in the control group did not complete the study. With limited data,
most results did not reach statistical or clinical significance and were inconclusive. A
statistically significant decrease in physical distress occurred for the control group after the
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training. There was a clinically significant decrease in PTSD symptoms for the TRE group at the
end of the 4-week self-practice period. Participants in the TRE group did self-practice,
Study results did not provide sufficient evidence to support the hypotheses or answer the
research question, but valuable lessons were learned that will contribute to future research.
Major gaps in the literature include: the use of TRE, the role of muscle tension in PTSD, and the
differences between acute and chronic muscle tension. Training and self-practice of TRE
resulted in decreases of PTSD symptoms. This result supports its potential use as a treatment for
PTSD. Participants did self-practice but reported they did so because they were supposed to.
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These data support the use of self-help techniques, but only with a high degree of accountability.
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Dedication
This work is dedicated to the many people who suffer from both low back pain and post-
traumatic stress injuries, particularly first responders. May the research in some way contribute
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Acknowledgments
Many people have provided support, guidance, assistance, and knowledge toward my
dissertation. Although it is not possible to list everyone who has been on this journey with me, I
want to acknowledge those who have played key roles. I cannot personally acknowledge the
brave volunteers who participated in the study, but I am very grateful to them for their courage
and persistence.
This dissertation almost did not happen. In the spring of 2014, I was enrolled in a
different PhD program and made the very difficult decision to drop from the program. I
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discovered I could not perform the cognitive integration of ideas that is required for academic
writing, something I had previously enjoyed and found relatively easy prior to two mild
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traumatic brain injuries. Dr. Rachyll Dempsey and Dr. David Hawkey, I can never thank you
enough for helping me to identify and accept the cognitive disabilities. Working with you was a
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turning point in being able to understand what was happening and how to work with and around
the blocks.
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For their guidance, flexibility, humor, and unwavering belief in my work, I am very
grateful to my committee chairperson, Dr. Selene Vega, and committee members Dr. Werner
Absenger and Dr. Stephanie Lindsay. I could not have asked for a more wonderful team! Dr.
Devorah Curtis, who served multiple roles in the College of Integrative Medicine and Health
Sciences during my time at Saybrook University, has also been a great source of support and
inspiration.
Several people took the time to review part or all of this voluminous work and provide
feedback. Dr. David Berceli provided expertise about Trauma Releasing Exercises (TRE) and
assisted in recruiting participants. Dr. Deirdre Rogers consulted on data analysis as well as
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provided general support. Carrie Lin and Katherine Segal generously volunteered to test and
proofread all of the online materials. Ladies, you did a fantastic job at catching my typos! Mary
Shriver, Nkem Ndefo, and Ranji Ariaratnam provided valuable insight into uses of TRE as well
as connecting me to folks who were researching TRE. Brooke Deputy helped with recruiting
My good friend Nancy Cowell-Miller created the original artwork that became the logo
for my recruiting materials. It provided a lovely focal point for the study in my mind, and it now
hangs in my Integrative Wellness Studio. Other good friends Julie Levin, Joyce Caldeira, and
Valerie Keim have been my cheerleaders, as has my sister Nila Jamerson. Fellow students Dr.
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Ashlie Bell and Dr. Katrina Anderson joined me early on in peer support meetings because our
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dissertation topics were related. Thank you for all the support along the way, particularly
Progressive Muscle Relaxation Script©, along with Dr. Charles Morin for permission to use his
Table of Contents
Background ..................................................................................................................................... 2
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Post-Traumatic Stress Disorder (PTSD) ................................................................................... 5
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Non-Specific Chronic Low Back Pain (nsCLBP) .................................................................... 7
Rationale ....................................................................................................................................... 10
Hypotheses .............................................................................................................................. 14
Sub-Problems .......................................................................................................................... 14
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Data Collection Process and Data Items ................................................................................. 21
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Risk of Bias in Individual Studies .......................................................................................... 21
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Search 3: TRE and related interventions .......................................................................... 64
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Literature Review Discussion ....................................................................................................... 64
Participants .................................................................................................................................... 70
Sample Size............................................................................................................................. 71
Recruitment ................................................................................................................................... 74
Research Setting............................................................................................................................ 75
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Instruments .................................................................................................................................... 75
(DES-B)-Modified ............................................................................................................ 76
Oswestry Low Back Pain Disability Questionnaire Version 2.0 (ODI) ........................... 78
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PTSD Checklist for DSM-5 (PCL-5)................................................................................ 78
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Defense and Veterans Pain Rating Scale (DVPRS) ......................................................... 79
Procedures ..................................................................................................................................... 80
Participants .................................................................................................................................... 90
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Effect of Training Plus Self-Practice .................................................................................... 105
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Effect of training plus self-practice on nsCLBP symptoms............................................ 105
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Appendix B: Financial Interest Disclosure Statement ................................................................ 142
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Appendix C: Website Screen Shots ............................................................................................ 143
List of Tables
Table 3: Studies Included for Search 1 nsCLBP and Muscle Tension ......................................25
Table 4: Studies Included for Search 2 PTSD and Muscle Tension ..........................................27
Table 5: Studies Included for Search 3 TRE and Related Interventions and Muscle
Tension .........................................................................................................................28
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Table 7: Summary of Characteristics of Studies Included in Search 2 PTSD and
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Muscle Tension Analysis .............................................................................................37
Table 9: Risk of Bias Within Studies for Search 1 nsCLBP and Muscle Tension
Analysis........................................................................................................................44
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Table 10: Risk of Bias Within Studies for Search 2 PTSD and Muscle Tension Analysis .........47
Table 11: Risk of Bias Within Studies for TRE and Related Interventions and Muscle
Table 14: Symptom-Related Data Summary for Four Assessment Points by Condition ............96
Post-Training..............................................................................................................101
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Table 16: Oswestry Low Back Pain Disability Index 2.0 (ODI), Pre- Compared to
Post-Training..............................................................................................................102
Table 17: Defense and Veterans Pain Rating Scale (DVPRS), Pre- Compared to
Post-Training..............................................................................................................103
Post-Training..............................................................................................................103
Table 19: PTSD Checklist for DSM-5 (PCL-5), Pre- Compared to Post-Training ...................104
Table 20: Insomnia Severity Index (ISI), Pre- Compared to Post-Training ..............................105
Table 21: Oswestry Low Back Pain Disability Index 2.0 (ODI), Pre- Compared to
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Post-Self-Practice .......................................................................................................106
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Table 22: Defense and Veterans Pain Rating Scale (DVPRS), Pre- Compared to
Post-Self-Practice .......................................................................................................106
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Table 23: PTSD Checklist for DSM-5 (PCL-5), Pre- Compared to Post-Self-Practice ............107
Table 24: Insomnia Severity Index (ISI), Pre- Compared to Post-Self-Practice .......................107
Table 26: Top Six Motivators for and Barriers to Self-Practice ................................................109
List of Figures
Figure 1: Relationships Between Theories, Conditions, Treatments, and Muscle Tension .........11
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1
CHAPTER 1: INTRODUCTION
specific chronic low back pain (nsCLBP) in adults, ranging from 16% (Dunn, Passmore, Burke,
& Chicoine, 2009) to 25.1% (Loncar, Curic, Mestrovic, Mickovic, & Bilic, 2013) of people
being treated for either of the conditions. Very little is known about effective treatment for
people with both conditions. Multiple factors affect traditional treatment, and multiple barriers
prevent people from seeking or receiving treatment (Kempson, 2007; Lewis, Roberts, Vick, &
Bisson, 2013; Sayer et al., 2009; Slade, Molloy, & Keating, 2009).
A promising technique that may be helpful for treating both conditions is Trauma
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Releasing Exercises (TRE), a self-help method developed to release chronic muscle tension and
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reduce anxiety (Berceli, 2005, 2008, 2015). It can be used as a self-help tool or with a facilitator,
and either individually or in groups. To date the only peer-reviewed research on TRE is a pilot
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study focused on anxiety (Berceli, Salmon, Bonifas, & Ndefo, 2014), leaving a large gap in the
literature regarding the use and effectiveness of TRE. Psychological theories and treatments
featuring muscle tension as a primary cause of pathology date back to Freud and Janet (Atarodi
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& Hosier, 2011; Ruden, 2008). They provide a basis for proposing the use of TRE as a treatment
release chronically-held muscle tension (Berceli, 2005, 2008). Tremoring, or shaking, has been
observed in humans and many mammals after they have experienced a stressful event (Berceli,
2005, 2008; Levine, 1997). The TRE technique specifically targets the iliopsoas muscles, more
commonly known as psoas muscles, as the center of chronic muscle tension (Berceli, 2005,
2008, 2015). The psoas muscles attach to the spine as well as to the top of the femur. They are
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the only muscles that connect the upper part of the body to the lower part (Staugaard-Jones,
2012). Chronic tension in the psoas muscles is indicated in nsCLBP (Andersen, Andersen,
Vakkala, & Elklit, 2012; Arbanas et al., 2013; Iglesias-González, Muñoz-García, Rodrigues-de-
has been linked to PTSD in rat studies, which may indicate the potential for similar tension in
humans (Nelson, DeMartini, & Heinrichs, 2010). There is also some evidence that connects
muscle tension to PTSD in humans (Kim & Yu, 2015; McDonagh-Coyle et al., 2001; Nyboe,
Bentholm, & Gyllensten, 2017). This dissertation study investigated whether TRE is an effective
treatment technique for people who have co-occurring PTSD and nsCLBP.
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Background
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The rationale for proposing TRE as a treatment for co-occurring PTSD and nsCLBP
draws on several concepts: (a) the theory behind TRE; (b) key terms and definitions; (c) co-
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occurring PTSD and nsCLBP; (d) treatment considerations when both conditions are present; (e)
current barriers to treatment; and (f) theories related to one or both conditions. This section
Tension and Trauma Releasing Exercises (Berceli, 2005, 2008, 2015) was developed to
held muscle tension. The TRE technique can be used as a self-help tool or with a facilitator, and
either individually or in groups. Once learned, TRE requires no special equipment or travel to a
treatment facility.
Berceli (2005, 2008) spent many years providing humanitarian aid in war-torn countries.
He became curious about two reactions to traumatic experience that seemed to be present in
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people regardless of culture or class. First, he noticed that people always curled their bodies
inward when bombs exploded. Second, he noticed that children shook when bombs exploded,
but adults did not. He asked the adults about his observations, and they responded that they did
not want the children to know they were scared (Berceli, 2005, 2008).
From these observations, Berceli (2005, 2008) theorized that curling the body required
muscle contraction, particularly of the psoas muscles. He believed that shaking, also referred to
as tremoring, was the way the body released muscle contraction. He also theorized that adults
learned to suppress tremors to avoid appearing scared or weak, and that suppressed tremoring led
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Using seven sequential exercises to progressively activate and relax muscles gently and
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safely, TRE specifically targets the psoas and other hip flexor muscles as the central location of
chronic muscle tension (Berceli, 2005, 2008, 2015). The psoas muscles attach to the mid-spine
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and the tops of the femurs in both legs, making them the only muscles connecting the upper and
lower body (Koch, 2012; Staugaard-Jones, 2012). The psoas muscles are key in curling the body
inward, and chronic tension in the psoas muscles is linked to both nsCLBP and PTSD (Andersen
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et al., 2012; Flor, Turk, & Birbaumer, 1985; Iglesias-González et al., 2013; Nelson et al., 2010).
The goal of TRE is to allow the body to tremor naturally. These tremors are currently
known as self-induced therapeutic tremors (SITT) but have also been called neurogenic tremor
and self-induced unclassified tremor (Berceli, 2005, 2008, 2015; Berceli et al., 2014). The
tremors vary widely from person to person, session to session, and even within a session.
According to Berceli (personal communication, June 26, 2015), frequency and velocity of
tremors are irrelevant to therapeutic benefit. Following the individual body's urge to tremor
in its infancy. There is some research available on other interventions that are based on similar
concepts of stored muscle tension and release of that tension. These interventions are: Somatic
observations of animals in the wild. The creator of SE, Peter Levine, observed predator and prey
animals and noticed that prey animals always shook after reaching safety (Levine, 1997). He
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releasing stored tension related to trauma. Berceli (2008) connected his theory to Levine’s work
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in terms of the similarity between shaking and tremoring.
meant to facilitate the release of stored tension from the body. The talk therapy approach and
Rosen Method Bodywork is not psychotherapy and is adapted from massage therapy
principles. This intervention includes verbal techniques to help clients increase self-awareness
(Fogel, 2013). Rosen Method Bodywork is purported to result in relaxation and decreased
A difference between TRE and these related interventions is that the related interventions
are all services that are delivered or facilitated by trained professionals, whereas TRE can be
performed by anyone once an initial training is completed. Although some comparisons can be
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made between TRE and these related interventions, TRE is unique in that it was designed to be a
Terms from multiple disciplines are used throughout this dissertation. Some terms have
historically been used in different ways, and some do not have consistent, accepted meanings.
To assist the reader, definitions for key terms as they are used here are presented in Table 1.
Disorders, Fifth Edition (DSM-5) as a condition that develops after an individual has
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experienced one or more traumatic events (American Psychiatric Association (APA), 2013a). It
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is estimated that 8.7% of people in the US will experience PTSD over the course of a lifetime
(APA, 2013a). Traumatic events occur whenever a person feels endangered or feels that
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someone close to them is in danger. Examples of traumatic events include car accidents,
experiences of violence or sexual abuse, and participation in combat or first responder duties.
Multiple symptoms lasting more than one month include intrusive thoughts or memories,
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hyperarousal are: (a) irritability and aggressive behavior; (b) out of control or self-injurious
behavior; (c) hypervigilance; (d) exaggerated startle response; (e) concentration problems; and
(f) sleep problems (APA, 2013a). Hyperarousal is closely related to fight-or-flight responses
through activation of the sympathetic nervous system (SNS), which regulates muscles and other
Table 1
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Non-specific nsCLBP Uncomfortable sensation, stiffness, or muscle tension centered
chronic low back at the lower end of the spine that is not related to injury or
pain IE disease and lasts at least three months (Koes, Van Tulder, &
Thomas, 2006).
Paraspinal muscles Refers to a group of muscles in the low back and hip area that
attach to the spine, including the iliopsoas and other hip flexor
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muscles.
Sympathetic SNS Refers to the branch of the autonomic nervous system that is
nervous system responsible for regulating fight/flight/freeze responses.
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