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Heap Data Structure

The document discusses heap data structures and binary heaps. It defines heaps as specialized data structures with special ordering and structural properties. Binary heaps are nearly complete binary trees where the ordering property defines max and min heaps based on whether each node's value is greater than or less than its children. Binary heaps can be represented as arrays, and operations like finding the maximum/minimum, insertion, and deletion are described along with examples.

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100% found this document useful (1 vote)
477 views

Heap Data Structure

The document discusses heap data structures and binary heaps. It defines heaps as specialized data structures with special ordering and structural properties. Binary heaps are nearly complete binary trees where the ordering property defines max and min heaps based on whether each node's value is greater than or less than its children. Binary heaps can be represented as arrays, and operations like finding the maximum/minimum, insertion, and deletion are described along with examples.

Uploaded by

nehru
Copyright
© © All Rights Reserved
Available Formats
Download as PDF, TXT or read online on Scribd
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Heap Data Structure-

In data structures,
• Heap is a specialized data structure.
• It has special characteristics.
• A heap may be implemented using a n-ary tree.

Binary Heap-
A binary heap is a Binary Tree with the following two properties-

Ordering Property
• Structural Property

1. Ordering Property-
By this property,
• Elements in the heap tree are arranged in specific order.
• This gives rise to two types of heaps- min heap and max heap.
2. Structural Property-
By this property,
• Binary heap is an almost complete binary tree.
• It has all its levels completely filled except possibly the last level.
• The last level is strictly filled from left to right.

Types of Binary Heap-


Depending on the arrangement of elements, a binary heap may be of following two
types-
1. Max Heap
2. Min Heap

1. Max Heap-
Max Heap conforms to the above properties of heap.
• In max heap, every node contains greater or equal value element than its child
nodes.
• Thus, root node contains the largest value element.

Example-

Consider the following example of max heap-

This is max heap because-


• Every node contains greater or equal value element than its child nodes.
• It is an almost complete binary tree with its last level strictly filled from left to right.

2. Min Heap-

• Min Heap conforms to the above properties of heap.


• In min heap, every node contains lesser value element than its child nodes.
• Thus, root node contains the smallest value element.

Example-
Consider the following example of min heap-

This is min heap because-


• Every node contains lesser value element than its child nodes.
• It is an almost complete binary tree with its last level strictly filled from left to right.

Array Representation of Binary Heap-


A binary heap is typically represented as an array.
For a node present at index ‘i’ of the array Arr-
If indexing starts with 0,
• Its parent node will be present at array location = Arr [ i/2 ]
• Its left child node will be present at array location = Arr [ 2i+1 ]
• Its right child node will be present at array location = Arr [ 2i+2 ]

If indexing starts with 1,


• Its parent node will be present at array location = Arr [ ⌊i/2⌋ ]
• Its left child node will be present at array location = Arr [ 2i ]
• Its right child node will be present at array location = Arr [ 2i+1 ]

Important Notes-
Note-01:

• Level order traversal technique may be used to achieve the array representation
of a heap tree.
• Array representation of a heap never contains any empty indices in between.
• However, array representation of a binary tree may contain some empty indices
in between.
Note-02:

Given an array representation of a binary heap,


• If all the elements are in descending order, then heap is definitely a max heap.
• If all the elements are not in descending order, then it may or may not be a max
heap.
• If all the elements are in ascending order, then heap is definitely a min heap.
• If all the elements are not in ascending order, then it may or may not be a min
heap.
Note-03:
• In max heap, every node contains greater or equal value element than all its
descendants.
• In min heap, every node contains smaller value element that all its descendants.

PRACTICE PROBLEMS BASED ON HEAP DATA


STRUCTURE-
Problems-
Consider a binary max-heap implemented using an array. Which one of the following
array represents a binary max-heap? (GATE CS 2009)

Solutions-
Part-01: 25, 14, 16, 13, 10, 8, 12-
The given array representation may be converted into the following structure-

Clearly,
• It is a complete binary tree.
• Every node contains a greater value element than its child nodes.

Thus, the given array represents a max heap.


Part-02: 25, 12, 16, 13, 10, 8, 14-
The given array representation may be converted into the following structure-

Clearly,
• It is a complete binary tree.
• Every node does not contain a greater value element than its child nodes. (Node
12)
• So, it is not a max heap.
• Every node does not contain a smaller value element than its child nodes.
• So, it is not a min heap.
Thus, the given array does not represents a heap.
Part-03: 25, 14, 12, 13, 10, 8, 16-
The given array representation may be converted into the following structure-

Clearly,
• It is a complete binary tree.
• Every node does not contain a greater value element than its child nodes. (Node
12)
• So, it is not a max heap.
• Every node does not contain a smaller value element than its child nodes.
• So, it is not a min heap.
Thus, the given array does not represents a heap.
Part-04: 25, 14, 13, 16, 10, 8, 12-
The given array representation may be converted into the following structure-

Clearly,
• It is a complete binary tree.
• Every node does not contain a greater value element than its child nodes. (Node
14)
• So, it is not a max heap.
• Every node does not contain a smaller value element than its child nodes.
• So, it is not a min heap.
• Thus, the given array does not represents a heap.

Heap Operations-

The most basic and commonly performed operations on a heap are-

1. Search Operation
2. Insertion Operation
3. Deletion Operation

Here, we will discuss how these operations are performed on a max heap.

Max Heap-

• In max heap, every node contains greater or equal value element than its child
nodes.
• Thus, root node contains the largest value element.
Example-
The following heap is an example of a max heap-
Max Heap Operations-

We will discuss the construction of a max heap and how following operations are
performed on a max heap-
• Finding Maximum Operation
• Insertion Operation
• Deletion Operation

Max Heap Construction-


Given an array of elements, the steps involved in constructing a max heap are-
Step-01:
Convert the given array of elements into an almost complete binary tree.
Step-02:

Ensure that the tree is a max heap.


• Check that every non-leaf node contains a greater or equal value element than its
child nodes.
• If there exists any node that does not satisfies the ordering property of max heap,
swap the elements.
• Start checking from a non-leaf node with the highest index (bottom to top and
right to left).
Finding Maximum Operation-

• In max heap, the root node always contains the maximum value element.
• So, we directly display the root node value as maximum value in max heap.

Insertion Operation-

Insertion Operation is performed to insert an element in the heap tree.

The steps involved in inserting an element are-

Step-01:

Insert the new element as a next leaf node from left to right.

Step-02:

Ensure that the tree remains a max heap.


• Check that every non-leaf node contains a greater or equal value element than its
child nodes.
• If there exists any node that does not satisfies the ordering property of max heap,
swap the elements.
• Start checking from a non-leaf node with the highest index (bottom to top and
right to left).

Deletion Operation-

Deletion Operation is performed to delete a particular element from the heap tree.

When it comes to deleting a node from the heap tree, following two cases are possible-
Case-01: Deletion Of Last Node-

• This case is pretty simple.


• Just remove / disconnect the last leaf node from the heap tree.

Case-02: Deletion Of Some Other Node-

• This case is little bit difficult.


• Deleting a node other than the last node disturbs the heap properties.

The steps involved in deleting such a node are-

Step-01:

• Delete the desired element from the heap tree.


• Pluck the last node and put in place of the deleted node.

Step-02:

Ensure that the tree remains a max heap.


• Check that every non-leaf node contains a greater or equal value element than its
child nodes.
• If there exists any node that does not satisfies the ordering property of max heap,
swap the elements.
• Start checking from a non-leaf node with the highest index (bottom to top and
right to left).

PRACTICE PROBLEMS BASED ON MAX HEAP


OPERATIONS-

Problem-01:

Construct a max heap for the given array of elements-


1, 5, 6, 8, 12, 14, 16
Solution-

Step-01:

We convert the given array of elements into an almost complete binary tree-

Step-02:

• We ensure that the tree is a max heap.


• Node 6 contains greater element in its right child node.
• So, we swap node 6 and node 16.

The resulting tree is-

Step-03:
• Node 5 contains greater element in its right child node.
• So, we swap node 5 and node 12.

The resulting tree is-

Step-04:

• Node 1 contains greater element in its right child node.


• So, we swap node 1 and node 16.

The resulting tree is-

Step-05:

• Node 1 contains greater element in its left child node.


• So, we swap node 1 and node 14.
The resulting tree is-

This is the required max heap for the given array of elements.

Problem-02:

Consider the following max heap-


50, 30, 20, 15, 10, 8, 16
Insert a new node with value 60.

Solution-

Step-01:

We convert the given array of elements into a heap tree-


Step-02:

We insert the new element 60 as a next leaf node from left to right.
The resulting tree is-

Step-03:

• We ensure that the tree is a max heap.


• Node 15 contains greater element in its left child node.
• So, we swap node 15 and node 60.

The resulting tree is-


Step-04:

• Node 30 contains greater element in its left child node.


• So, we swap node 30 and node 60.

The resulting tree is-

Step-05:

• Node 50 contains greater element in its left child node.


• So, we swap node 50 and node 60.
The resulting tree is-

This is the required max heap after inserting the node with value 60.

Problem-03:

Consider the following max heap-


50, 30, 20, 15, 10, 8, 16
Delete a node with value 50.

Solution-

Step-01:

We convert the given array of elements into a heap tree-


Step-02:

• We delete the element 50 which is present at root node.


• We pluck the last node 16 and put in place of the deleted node.

The resulting tree is-


Step-03:

• We ensure that the tree is a max heap.


• Node 16 contains greater element in its left child node.
• So, we swap node 16 and node 30.

The resulting tree is-


This is the required max heap after deleting the node with value 50.

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