A Sociocultural Perspective of Learning: Developing A New Theoretical Tenet
A Sociocultural Perspective of Learning: Developing A New Theoretical Tenet
Phan
[email protected]
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Abstract
Introduction
Recent educational research has shown that different cultural and social layers combine in a
hierarchical system to shape individuals’ cognitive and motivational processes of learning. This
theoretical premise arises, in part, from multilevel analyses of data where evidence highlights,
specifically, the importance of a person-context relation in the learning process (e.g., Marsh, Martin, &
Cheng, 2008; Urdan, 2004; Walker, Pressick-Kilborn, Arnold, & Sainsbury, 2004). Notably, the
significance of this research inquiry suggests that our thinking processes, motivation and, ultimately,
and development of skills per se do not exist in isolation, but rather embed in multi and systematic
layers, consisting of the social milieu, the immediate family, and the individual himself/herself. This
documentation is not contemporary, but rather an expansion of previous bioecological and
sociocultural theories (Bronfenbrenner, 1989; Lave & Wenger, 1991; Vygotsky, 1978; Wertsch,
1985). Acknowledging the individual and his/her societies has implications for research development
and applied teaching practice, especially in the structuring, design, and implementation of instructional
policies at the community, school, and classroom levels.
The focus of this theoretical article then, attempts to elucidate the ways in which external
forces, in this case, the environment and the family, shape individuals’ learning in achievement
contexts. Our discussion involves an in-depth examination of the empirical literature pertaining to the
positioning of individuals in their societies, and how sociocultural attributes such as epistemological
beliefs and cultural values contribute to learning and achievement outcomes. With reference to the
works of Bronfenbrenner (1989), Okagaki (2001), Vygotsky (1978) and others, we present a cohesive
hierarchical model for research development, describing in particular three dialectically-related
mechanisms that influence individuals’ learning: the community and its social, economical, and
cultural attributes; the immediate family; and the individual’s cognitive-motivational processes
involved in learning. We conclude the discussion by drawing in a few major issues for consideration
and research development.
large and one’s own cultural identity) layers (Hoffnung, et al., 2010). In this analysis, the
bioecological systems framework suggests that individuals, in part, learn and acquire knowledge from
their social surroundings. Individuals do not exist in isolation vacuum, but rather interact and
transgress between contexts, events, and situations. A child’s learning and understanding of a key
concept (e.g., why rainbows exist), for example, are embedded in his/her interactions with others in a
local preschool. Another child hearing bedtime folklore stories about rainbows from his/her mother
may impart this information onto others, facilitating then a process of sharing, negotiation, and the
passing on of knowledge. In a similar vein, apart from the immediate surrounding, it is also likely that
a child’s interaction with the wider community may shape his/her personal beliefs and understanding
about the world. A group of individuals in a remote area with a specific set of ideologies and policies
may, for example, believe that knowledge is resolute and not amenable to change (Phan, 2008b, 2010;
Phan, et al., 2010).
Bronfenbrenner’s (1979, 1989) ideas are, in part, similar to those of Vygotsky’s (1978, 1981)
where the latter emphasized an interaction between two major processes: the interpsychological
process (i.e., person-environment interaction) and the intrapsychological process (i.e.,
internalization)(Moll, 1994; Sluss & Stremmel, 2004; Valsiner, 1987). This interaction in
psychological processes suggests that higher mental functioning is a derivative of one’s social origin.
Central to Vygotsky’s (1978) theorization, knowledge that is constructed socially is internalized or
“appropriated” on an individual level. Instructional dialogue arising from social interaction with more
competent peers, for example, leads to cognitive development (Burkhalter, 1995; Kinginger, 2002). In
a similar vein, social reliance on cultural tools (e.g., culturally accepted behavioral patterns, such as
how to eat certain food) and/or semiotic signs (e.g., gestures, symbols, and facial expressions) may
also serve to mediate cognitive development (Mahn, 1999; Smagorinsky, 1995; Wilson, 2001).
Contemporary views emerged recently have also discussed the evolution and development of
mental functioning. The work of Okagaki (2001), for example, has been prominent and emphasizes
three major characteristics that influence individuals’ learning and achievement: the school, the family
and the community, and the child himself/herself. These three characteristics, conceptualized as part of
a triarchic framework, were originally developed to take into consideration the sociocultural and
environmental settings of minority students, and whether these could influence their learning and
achievement outcomes. The Okagaki (2001) triarchic framework has relevance for teaching and
learning, and this acknowledgement has been validated empirically by a few major research studies
involving students in developing and third world countries (Nelson, et al., 2005a, 2005b; Okagaki &
Frensch, 1998). Research interest in this sociocultural context is not unexpected, given the genesis of
some cultural groups suggests a strong bonding between three entities: the individual, the family, and
the collective community at large. Okagaki’s (2001) triarchic framework entails, in general, a
systematic intricacy, situating the learning process within different layers of development. Notably,
similar to previous theoretical contentions (Bandura, 1997; Bronfenbrenner, 1989; Vygotsky, 1978),
Okagaki’s (2001) orientation connotes the acquiring of knowledge of skills as being non-
individualized.
The thesis of our theoretical positioning extends the Okagaki (2001) framework to include a
stipulation of other sociocultural attributes. Our conceptualization, surmising in part from previous
tenets (Bandura, 1997; Bronfenbrenner, 1989; Vygotsky, 1978), posits the interrelations between three
distictive entities: the historical and cultural attributes of a society; individuals’ families within a local
community; and the individual in his/her surroundings. Importantly our premise, similar to the works
of Bronfenbrenner (1979, 1989) and Okagaki (2001), posits a hierarchical, structured system that
reflects various ‘layers’ descriptive of society, family, and the individual. An individual who is
embedded in a remote community in Papua New Guinea, say, may consequently have different
personal beliefs about intimacy and relationships with others. In a similar vein, growing up in urban
metropolitan cities may stimulate cognitive growth and foster more competitiveness in learning and
achievements. Differentiation in learning and motivation, for example, results from differences in
contexts and individuals’ disparate upbringings. In essence, contextualization and historical genesis
may combine to appropriate individualized development of skills, etc. This section of the article
provides a synthesis and review of existing research that delves into facets we believe support our
proposition of a hierarchical system of development.
processes (e.g., achievement goal orientations: Fenollar, Román, & Cuestas, 2007; Murayama &
Elliot, 2009; Senko & Miles, 2008), the focus here involves the study of extraneous social forces and
historical-cultural attributes, and how these, in totality, shape a person’s epistemological beliefs and
cognitive development (Hofer, 2004; Nabobo-Baba, 2006; Phan, et al., 2010; Tuinamuana, 2007).
This emphasis accentuates the importance of non-isolationism, wherein we co-exist continuously with
other living and non-living matters.
Considering the evidence so far, there is a sense that historical origin within a social milieu
may act as a psychological ‘artifact’ or tool to mediate one’s own deliberation and action. An
individual who has experienced poverty and who is continuously undergoing financial difficulties
may, consequently, have a conviction and set of ideologies and beliefs about the purpose of education.
Some individuals may, for example, believe that societies reserve academic qualifications for a
selected few. In contrast, for the greater mass of the population with limited opportunities, education
may have non-significant values and/or purposes. In a community where there is no foreseeable future,
individuals may likely to view the concept of education with a sense of distaste and pessimistic
thinking. This negative mindset may escalate when there is a lack of proper physical infrastructures or
resources (e.g., availability of computers) in a community. Relating closely to this tenet, a number of
researchers have explored the potency of the social milieu and its advantages and negative influences
on a person’s wellbeing and development. In this analysis, one notable aspect of development and
relating to the sociocultural settings is concerned with the formation of a person’s sense of identity.
A sense of identity, culturally in its makeup, may contribute to the shaping of a person’s
cognitive and social development (Phan, 2009b; Seijts, 1998). Questions such as “who am I as a
person?” and “where am I heading to in life?” may serve as a premise to guide a person to consider
his/her identity. One could say that the question of who we are as people is dependent, in part, on the
social context at hand. Technological advanced societies, compared to other places that may reflect
some backward modernity, give rise to a strong and coherent identity. Technologies and the
abundance of resources readily available assist in the stimulation of economic growth and democratic
social values, thereby creating a milieu where individuals tend to feel at ease. Growing up in societies
where economic and social vibrancy is an expected norm, individuals may feel more self-efficacious
with themselves and/or to affiliate to a set of expectations, values, and achievement-related outcomes;
for example, an individual may feel confident to express his/her thinking and desires (e.g., “When I
grow up, I want to be like my dad and attend university”). In a similar vein, living in communities and
societies where there is positive hope (Snyder, Feldman, Shorey, & Rand, 2002; Snyder, et al., 2000;
Snyder & Shorey, 2002), individuals may feel more anticipatory with their current and future events
(Seijts, 1998).
One could also posit an alternative view where disadvantaged and impoverished societies
galvanize the feelings of discontentment and hopelessness (Phan & Deo, 2007, 2008). Communities
and societies in developing and third world countries tend to manifest negativities that relate closely to
financial difficulties, social insecurities, and political unrest. Consequently, unfavorable drawbacks
may weaken individuals’ resolve to contemplate and/or to form positive beliefs about themselves as
individuals. In periods of upheaval where there are limited opportunities, individuals may postulate
and query their positioning in societies – for example, “is there a place for me to grow and develop?”
and “I don’t know what is happening; where do I go next in life?” Questions that pertain to the notion
of uncertainties may assist also in the forming of identity or lack thereof. Developing and third world
places may, in many cases, cultivate more simplistic views of the world and about oneself. Individuals
may show more inclination towards identifying themselves with simple personas and/or
characteristics, such as “I want to be a farmer and work on the land just like my father” and “Mum is
teaching me things so that I know what to do when I get older and have a family of my own.”
Our deliberation in the aforementioned sections reflects, similarly, the emphasis on future time
orientations (De Volder & Lens, 1982; Mehta, Sundberg, Rohila, & Tyler, 1972; Seijts, 1998;
Vázquez & Rapetti, 2006) and how identity (e.g., “who am I as a person?”) may associate with a
person’s cognitive time structures. In this analysis, we contend that sociocultural origins and contexts
shape a person’s sense of identity and this, in turn, governs his/her anticipations for future
possibilities. Social instability is a deterrence that limits individuals from forming positive identities,
giving rise then to consideration for basic short-term objectives and goals in life. Apart from historical
and social milieus, there has been research recently that suggested the importance of critical periods in
the development of identity (Seijts, 1998; Vázquez & Rapetti, 2006). Does the formation of identity,
similar to language development (Collier, 1989; Curtiss, 1977; Flege, Munro, & MacKay, 1995;
Newport, 1990; Ormrod, 2008), depend on a critical period in life? There is some empirical evidence
to indicate that there may be a critical period, especially during adolescence where one’s forming of an
identity influences his/her anticipations of current and future events (Phan, 2009b; Vázquez & Rapetti,
2006). This line of evidence entails the notion that critical periods (e.g., the period of 12 – 4 yrs.) may
scaffold and provide relevant information for individuals to form their personal experiences,
expectations, and goals; ongoing experiences then assist in the forming of positive and negative
identities which, in turn, may motivate individuals to engage in learning.
One could also argue that historical origins and cultural attributes contribute to the shaping of
a collective identity (e.g., “these people are my family”). A group identity, for example, may entail a
sense of affiliation, social rapport, and acceptance for others. Affiliation with others in a social group
may assist in the forming and sharing of similar beliefs, goals, expectations, and anticipations of future
takings (e.g., “I want to be a firefighter, like John”). In some societies and communities, there is a
strong emphasis regarding the notion of interdependency and the social and moral well being of others
(Phan, et al., 2010; Ravuvu, 1988; Teaero, 2002). The feelings of belongingness may cognitively
transform individuals’ beliefs and thinking towards a collective anticipation of an outcome for further
development. In this analysis, differing from values that pertain to individualism (Markus &
Kitayama, 1991), individuals may in this case contemplate and work collaboratively with each other to
achieve a common objective or goal – for example, “The next couple of weeks will be ideal for us; we
need to quickly build the community hall that we have been promising for the village.”
Some communities and societies, based on their sociocultural geneses, may dictate a natural
preference and progression towards individualistic alignment and thinking (Markus & Kitayama,
1991; Triandis, 1989; Triandis, Bontempo, Villareal, Asai, & Lucca, 1988). This does not mean to say,
in this analysis that non-collectivist beliefs and behaviors serve as impediments. Western societies and
their corresponding sociocultural attributes, in many cases, infer distinctive ethos, values and
principles, resulting in the formation of concrete identities and personas (e.g., “I feel really confident
and I will make it into medical school; like my father I want to be successful”). Differing from the
potency of communalism (e.g., a tribal village in Papua New Guinea), individualistic societies
emphasize considerations for discrete learning and development. There is a balance in successes and
failures, and individuals have opportunities to plan specific courses in life. Often the case, a myriad of
values and expectations combine to cognitively transform individuals to make plans for current and
future goals. Recognition by means of public appraisal is an expected norm, and societies place an
important focus on individualized achievements and successful accomplishments.
the values, norms, and expectations of a community, in turn, stipulate a set of personal beliefs for
immediate members to adhere and action to. As we alluded earlier, philosophical principles of a
community may transpire to all its members some common protocoled behaviors and collective
thinking. Examples of this manifestation include, from a Western perspective, the need for
individualistic achievement and success (Markus & Kitayama, 1991). Individuals from an earlier age
are reared and nurtured towards competition and academic excellence. Consequently, a family in the
Western world may feel more inclined to embrace the value pertaining to individualized learning in
achievement contexts. One could argue, in this instance, that relations within the family are more
‘clear-cut’, indicating individual accountability, responsibility, and personalized success. Parents and
relatives may provide a stable home environment that then conduces effective learning and
development (Daulta, 2008; Niebuhr, 1995). A stable home environment, in this case, may entail the
provision of resources (e.g., textbooks) and/or parental involvement in their children’s education
(Kamaruddin, Zainal, & Aminuddin, 2009; Muola, 2010). In a similar vein, as a major agency of
socialization, the immediate family may also serve to enhance children’s intellectual growth,
aspirations, and achievements by strengthening the quality of the home environment (Daulta, 2008;
Jagannathan, 1986). This aspect of quality involves more than just the provision of physical resources,
and calls for nurturing, dedication, and the showing of care and love. Likewise a closer analysis would
suggest there is more emphasis in the structuring of a learning environment that fosters individual
development – for example, a parent may make attempt to provide a safe climate for his/her child to
grow up in and learn. The dynamics here are concerned with a cultivated physical infrastructure where
individuals receive incentives and devices to mediate their learning and development. One could argue
then, that a lack of resources and/or a disruptive noisy environment may attribute to one’s failure to
ascertain a desired learning outcome. Consequently, in addition to one’s own motivation and self-
beliefs, other extraneous influences, such as the caring shown by caregivers also contribute to
individualized success and failure.
Considering an alternative postulation, we note that the immediate family also connotes other
extraneous, but important influences on individuals’ learning and development. Embedded in a larger
social system of change (Bronfenbrenner, 1979, 1989), the immediate family may transpire and inform
individuals of their ‘moral’ duties and obligations. In this sense, there is emphasis on the gradual
passing of values and customs that pertain to a collective whole. In this analysis, parents and
caregivers may impart relevant information and beliefs about the need to achieve for others. This
interpretation, arising from Markus and Kitayama’s (1991) theorization and other related scholarly
publications (Dorovolomo, Koya, Phan, Veramu, & Nabobo-Baba, 2008; Nabobo-Baba, 2006; Phan,
et al., 2010; Triandis, 1989), suggests that individuals’ motives and beliefs for learning and growth
may depend more on abstract, philosophical reasoning. The notion of interdependency (Markus &
Kitayama, 1991; Triandis, 1989; Triandis, et al., 1988), for example, has been revered by some
societies and cultural groups for its principles and standards (e.g., filial piety: Chow & Chu, 2007)
towards schooling and behavioral conduct. Individuals, in this instance, may persist to achieve good
academic grades for social recognition and collective acceptance.
The family, in connection with a community at large, imparts principled beliefs and motives
for one’s learning and development. The emphasis here, differing from the mentioning of
individualistic approach, entails respect and affiliation for communal relations and family values.
Rather than one’s own desire to achieve, the notion of interdependency as a premise for upbringing
(Markus & Kitayama, 1991; Triandis, 1989; Triandis, et al., 1988) may precipitate a sense of moral
duty for accomplishment. In this analysis, considering non-Western cultures and societies at large, we
connote that interest, motive, and deliberation for learning and development may arise from an ethos
that that reflects individuals’ willingness to share knowledge, and to assist others socially and morally.
It is possible, for example, for individuals to approach their learning with a distinctive motive that
reflects a sense of caring, kindness, and shared learning outcomes.
If we consider the family as a focal point for development, then its genesis and placement in a
society may have implications for educators and learners alike. Motives and desires for learning and
achievement in school differ and may reflect an individual’s historical origin and contemporary
standing in a society. Often, as individuals, our quest to be successful in schools depends on
motivation and the reasons why we want to achieve a certain objective. In part, this argument suggests
that a person’s determination and academic trajectories towards schooling and subsequent professional
development maybe a product of his/her time (Phan, et al., 2010; Vázquez & Rapetti, 2006).
Struggling through life, financially, may compel some parents to place more aspirations and hope in
their children. This passing of expectations, needs, and motives from some parents (e.g., “I want Mary
to study hard and go to university”) may prompt some children from an early age to view leaning with
a purposive deliberation - for example, “I need to study hard so that I can help my parents” and
“Having academic qualifications is important as good grades will help me get a job later on in life”.
This predetermined mindset may instigate and serve as a vehicle for individuals to remain steadfast
and persevere.
Drawing from the contentions made, there have been theorizations and research development
with individuals from developing and third world countries. Despite different accounts, a consensus is
shared amongst researchers in terms of reasons and deliberation for many individuals in these regions
to engage in learning. Families that are bounded by unfavorable conditions (e.g., not being able to
afford school fees for their children), given their low social class status, are more pessimistic of goal
settings and future planning (e.g., “I might ask my son to drop out of school and help support the
family”)(Leshan, 1952; Vázquez & Rapetti, 2006). This pessimism, influencing one’s own future
anticipations, has educational implications, such as a decline in academic learning and achievement
outcomes. In contrast, however, other researchers have been more positive, and advocate that adverse
situations and unfavorable circumstances may even serve to motivate individuals to progress forward
in life (Phan, 2009a, 2009b; Phan & Deo, 2008). According to these authors, unsettling social and
political unrests may force individuals to look elsewhere for economic vibrancy and development.
Many Indo-Fijians in Fiji, from their historical backgrounds dating back to the 1880s, have faced and
are facing ongoing poverty and financial difficulties and racial discrimination. Because of this
uncertainty and feelings of despair and hopelessness, families rear their children at an early age to
work hard and achieve academic success.
Individualized perceptions and views about learning rest, ultimately, with the individual
himself/herself. Personal beliefs, prescribed by our affiliation towards individualism or
interdependency thinking (Markus & Kitayama, 1991; Triandis, et al., 1988), shape individuals’
cognitive and non-cognitive processes. In this analysis, an individual’s desire to achieve and obtain
good academic grades may permeate his/her behavior and thinking towards a performance goal
orientation (Ames & Archer, 1988; Archer, 1994; Elliot, 1999; Elliot & Thrash, 2001) in learning. In a
similar vein, emphases pertaining to academic excellence and achievement outcomes may strengthen
individuals’ resolve to engage more in performance-based and surface learning strategies (Biggs,
1987; Entwistle, 1981; Marton & Säljö, 1976). These internal cognitive processes may act in tandem
with other non-cognitive processes, such as individuals’ personal self-efficacy beliefs (Bandura, 1986,
1997) and self-concept (Bandalos, Yates, & Thorndike-Christ, 1995; Marsh, 1993) to influence
individuals’ aspirations, planning, and learning outcomes.
What is of considerable interest then, in this analysis, is the study of internal cognitive-
motivational processes and self-beliefs (e.g., self-efficacy) and how they operate in tandem in a system
of change to affect learning outcomes. Taking into account the social milieu and the immediate family
at large, how do internal cognitive (e.g., deep processing strategies) and non-cognitive (e.g., self-
efficacy) processes function to influence current and future academic learning and achievement-
related outcomes (Phan, In press-2012)? In this analysis, we contend that the operational nature of a
particular facet (e.g., an individual’s resilience) may depend, in part, on its situational placement in
different sociocultural ‘layers’ of development. An individual’s preference and/or ability to reflect and
to critique (Dewey, 1933; Leung & Kember, 2003; Norris & Ennis, 1989; Schön, 1987; Willsen &
Binker, 1993) may, for example, depend on his/her identity, cultural values, upbringing, or learning
experience (e.g., “I was never taught this skill (critical analysis); in our society, we are brought up to
never question our authority or those in power”: Nabobo-Baba, 2006; Phan, 2008b; Teaero, 2002).
This postulation, which requires further empirical validation, suggests that internal cognitive-
motivational processes of learning exist within a hierarchical system where multiple layers and factors
interact dialectically.
From our previous examination in the preceding sections, this avocation is persuasive and has
theoretical credence for advancement. The advent of sophisticated statistical techniques, such as
hierarchical linear modeling (HLM)(Little, 2000; MacCallum, Kim, Malarkey, & Kiecolt-Glaser,
1997; Raudenbush & Bryk, 2001) and latent growth modeling (LGM)(Bollen & Curran, 2006;
Duncan, Duncan, Strycker, Li, & Alpert, 1999; Hancock & Lawrence, 2006) has allowed researchers
to study the complexities of various layers that define an individual’s development (Lau & Nie, 2008;
Marsh, et al., 2008; Walker, et al., 2004). Multilevel analyses with correlational data may, in this case,
allow researchers to test the potency of the society-family relationship, and/or the family-personal
interactions. Most significantly, there is a strong emphasis by a number of researchers to acknowledge
the contexts and environmental settings that may characterize individuals’ learning and development
(Baek & Hye-Jeong, 2002; Church, Elliot, & Gable, 2001; Nijhuis, Segers, & Gijselaers, 2007;
Schroeder & Kelley, 2009; Wong & Watkins, 1998). Notably, arising from this line of empirical
evidence is the notion that cognition and motivational beliefs for learning and development relate and
embed holistically with other internal and external factors.
Conclusion
Various theories have been offered to explain and predict individuals’ learning and
development. There are a number of theoretical models (Bandura, 1997; Bronfenbrenner, 1989;
Okagaki, 2001; Vygotsky, 1978), for example, which situate individuals’ learning and development in
a holistic system made up of different internal and social factors. Significantly, arising from this
collective insight is the illumination that various intricate relations may combine to define a person’s
acquiring of knowledge. Extending the tenets of the aforementioned theorists (Bronfenbrenner, 1989;
In our discussion so far, we made an ambitious attempt to situate the study of human cognition
within a wider sociocultural context. In the last couple of years, there has been an emerging trend in
social sciences research with the study of amalgamation of both extraneous factors and internal
cognitive, affective, and motivational processes (Baek & Hye-Jeong, 2002; Lau & Nie, 2008; Walker,
et al., 2004; Wong & Watkins, 1998). Given this interest for the inclusion of non-internal factors, we
suggest that educators advance this avenue of inquiry considering this triarchic framework in different
social and cultural settings. How does the impact of a community on a family and its immediate
members differ between Western and non-Western contexts? What are some of the extraneous factors
from environmental surroundings that could uniquely shape a community? We mentioned, for
example, that political instability, financial constraints and poverty, and racial discrimination may
permeate into some societies, making this experience a status quo. No doubt other societies may instill
feelings of serenity, confidence, and technological advanced development. Consequently, by means of
statistical comparison, we strongly suspect disparities in results and interpretations for different
populations.
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