Quality Assurance Plan Template

Quality Assurance Plan

for

<Name of Project>

<author>

<date>

<data security notice>

<instructions to reviewers, if appropriate>

[Note – this is a sample list of approvers intended to illustrate the format of this section.
Required approval signatures will be determined for each project; modify accordingly.]

1
 Table of Contents

[the table of contents here was built by Word; redo it when you finish your document]

1 INTRODUCTION................................................................................................................................3

2 REFERENCE DOCUMENTS ............................................................................................................3

3 MANAGEMENT .................................................................................................................................3
3.1 ORGANIZATION ..................................................................................................................................3
3.2 ROLES AND RESPONSIBILITIES ............................................................................................................3
4 STANDARDS TO BE USED...............................................................................................................3
4.1 PRODUCT STANDARDS .......................................................................................................................3
4.2 PROCESS STANDARDS ........................................................................................................................4
5 COACHING AND MENTORING ACTIVITIES .............................................................................4

6 REVIEWS AND AUDITS ...................................................................................................................4

6.1 WORK PRODUCT REVIEWS .................................................................................................................4
6.2 PROCESS REVIEWS .............................................................................................................................4
6.3 QUALITY ASSURANCE PROGRESS REVIEWS .......................................................................................5
6.4 QUALITY ASSURANCE LESSONS LEARNED REVIEW............................................................................5
6.5 INDEPENDENT REVIEW OF QUALITY ASSURANCE ...............................................................................5
6.6 SCHEDULE OF QUALITY ASSURANCE ACTIVITIES ...............................................................................5
7 FEEDBACK AND REPORTS ............................................................................................................5

8 PROBLEM REPORTING AND CORRECTIVE ACTION ............................................................6

9 TOOLS, TECHNIQUES, AND METHODS......................................................................................6

10 QUALITY ASSURANCE MEASURES.............................................................................................6

11 SUPPLIER CONTROL.......................................................................................................................6

12 RECORDS COLLECTION, MAINTENANCE AND RETENTION..............................................7

13 TRAINING ...........................................................................................................................................7

14 RISK MANAGEMENT.......................................................................................................................7

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1 INTRODUCTION
Describe the scope of this Quality Assurance Plan, identifying which project(s),
product(s), and/or the portion of the project life cycle are covered by the plan.

Describe the quality objectives for this project, with any measures being used to quantify
the objectives.

2 REFERENCE DOCUMENTS
Provide a complete list of documents that provided input to this plan or that must be read
to understand this plan.

3 MANAGEMENT
Describe the organization, tasks, and responsibilities of the people who will contribute to
the quality assurance efforts for this project. Also describe the organization of the
project overall, or provide a reference to where that information can be found.

3.1 ORGANIZATION
Depict the organizational structure for the group that performs the quality assurance
function for this project. Show how the quality assurance staff relates to the project
development staff, and discuss the level of independence of the quality assurance staff
from those responsible for development.

3.2 ROLES AND RESPONSIBILITIES

Describe the primary roles and responsibilities of the quality assurance staff. Indicate
activities such as mentoring or coaching the project, auditing work products, auditing
processes, participating in project reviews, etc. Often a table of roles and
responsibilities is a useful way to depict the information; extend as needed.

Name Role Responsibilities

4 STANDARDS TO BE USED
4.1 PRODUCT STANDARDS
Identify any product standards that must be followed by the project, as well as any other
product conventions and measures that will be applied. Describe how compliance with
these items is to be monitored and assured.

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4.2 PROCESS STANDARDS
Identify process standards to be followed by the project, as well as any other process-
related conventions and measures that will be applied. Describe how compliance with
these items is to be monitored and assured. Include the basic design, development,
testing, and deployment considerations, including standards such as the following:
a) Documentation standards
b) Enterprise, process, technical, and or data rchitecture standards
c) Coding and naming standards
d) Testing standards and practices
e) Organization or project product and process measures

5 COACHING AND MENTORING ACTIVITIES

Describe how the quality assurance staff will engage with the project manager and/or the
project team to provide process-related mentoring or coaching.

6 REVIEWS AND AUDITS

6.1 WORK PRODUCT REVIEWS
Identify which work products are to be reviewed by quality assurance staff, when they
will be reviewed (that is, what criteria indicate readiness for a review by quality
assurance), and using what checklists or other standards. Consider the following work
products as candidates for review: requirements specifications, design documentation,
code, test plans, test results, project plan, configuration management plan, user
documentation, release and installation documentation. A table may be a useful way to
convey this information; extend the example below as needed. [Note: work products and
project processes may be reviewed and/or audited together. If so, indicate that approach
in this section.]

Work Product When Reviewed by How Reviewed by

Quality Assurance Quality Assurance
(Status or Criteria) (Standards or Method)

6.2 PROCESS REVIEWS

Describe which project processes are to be reviewed and how they will be reviewed;
include both development and testing processes. Indicate when the quality assurance
review should occur, in terms of the status of the project or other criteria, if appropriate.
In some cases, processes are selected at random intervals for review, or they may be
examined as part of the organization’s ongoing process compliance or process

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improvement effort. A table may be a useful way to convey this information; extend the
example below as needed.

Process to Review When Reviewed by How Reviewed by

Quality Assurance Quality Assurance
(Status or Criteria)

6.3 QUALITY ASSURANCE PROGRESS REVIEWS

Describe the reviews of the quality assurance efforts that are to be held periodically to
monitor the execution of this plan. These reviews may be part of the project review cycle
or they may be separately done by the quality assurance group.

6.4 QUALITY ASSURANCE LESSONS LEARNED REVIEW

Describe how and when lessons learned about quality assurance will be gathered. This
may be done as part of the project’s lessons learned activities, and/or there may be
separate gathering by the quality assurance group.

6.5 INDEPENDENT REVIEW OF QUALITY ASSURANCE

If appropriate, describe how independent review will be done for the quality assurance
activities. In general, this is specified in the operating plan for the quality assurance
group. For a large project, though, it may be necessary to have independent review of
the quality assurance function.

6.6 SCHEDULE OF QUALITY ASSURANCE ACTIVITIES

Provide a schedule of the quality assurance activities for this project, or indicate where
that schedule can be found external to this document. It may be included as part of the
overall project schedule, or it may be maintained separately.

7 FEEDBACK AND REPORTS

Describe the records and/or reports that quality assurance staff will produce. Identify
• the method and frequency of providing feedback to the project team and other
related groups on quality assurance activities
• the quality records that will be maintained on the reviews and audits for the
project

A table may be a useful way to organize this information; extend or modify as needed.

Reports and Quality Provided to Provided Provided

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 Records Whom When How

8 PROBLEM REPORTING AND CORRECTIVE ACTION

Describe, or reference, the procedures or activities used to report, track and resolve
problems and defects identified in the project work products and in the project processes.
Identify the specific organizations or individuals responsible for their implementation.
Identify the criteria and process for escalating unresolved issues. Describe the process
to be used to detect and eliminate potential causes of problems or defects.

This section typically specifies that:

• Deviations from the project plan and the designated standards and procedures are
documented and resolved with the appropriate project task leaders, line managers, and
project manager, where possible.
• Deviations from the project plan and the designated project standards and procedures
not resolvable with the project team, line managers, or project manager are documented
and presented to the senior manager designated to receive noncompliance issues.
• Noncompliance items presented to the senior manager are periodically reviewed until
they are resolved.
• The documentation of noncompliance items is managed and controlled.

9 TOOLS, TECHNIQUES, AND METHODS

Identify the special software tools, techniques, and methods employed to support quality
assurance, state their purposes, and describe their use.

10 QUALITY ASSURANCE MEASURES

Define the quality assurance measures that are to be collected during the project and
describe how they will be used. Examples of such measures include:
• Measures of completion of milestones related to the quality assurance plan
• Quality assurance effort expended compared to plan
• Number of product audits and activity reviews compared to the plan
• Number of deviations noted by quality assurance reviews and audits

11 SUPPLIER CONTROL
Describe the approach for monitoring the quality assurance activities of any supplier
who is providing software components for the project. At a minimum the supplier should
prepare and implement a Quality Assurance Plan in accordance with this template.

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12 RECORDS COLLECTION, MAINTENANCE AND RETENTION
Identify the quality assurance documentation and quality records to be retained; the
methods and facilities to be used to assemble, safeguard and maintain this
documentation; and designate the retention period.

13 TRAINING
Identify the training activities necessary to ensure that the quality assurance staff meet
the needs of this plan.

14 RISK MANAGEMENT
Describe how risks to the quality assurance will be identified, prioritized, and managed
during the execution of this plan.

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