Classical Realism Pol SC
Classical Realism Pol SC
Classical Realism Pol SC
REALISM*
Structure
7.0 Objectives
7.1 Introduction
7.2 Basic Assumptions of Realism
7.3 Classical Realism
7.3.1 Thucydides
7.3.2 Kautilya
7.3.3 Machiavelli and Hobbes
7.3.4 E H Carr
7.3.5 Morgenthau
7.4 Neo-Realism or Structural Realism
7.4.1 Differences between Classical Realism and Neo-Realism
7.4.2 Defensive Realism
7.4.3 Offensive Realism
7.5 Assessment
7.6 Let Us Sum Up
7.7 References
7.8 Answers to Check Your Progress Exercises
7.0 OBJECTIVES
Realism has been one of the dominant perspectives in international relations
since the Second World War. This unit would shed light on Realist perspective in
international politics. After studying this unit, you should be able to:
Explain the meaning of Classical and Neo-Realism
Know the difference between these two perspectives
Describe major thinkers associated with them and
Analyze some of the limitations of Classical and Neo-Realism
7.1 INTRODUCTION
Realism has been one of the main theoretical perspectives in international relations
which gained prominence after the Second World War and continues to remain
relevant even in the globalized world of 21st century. As the name suggests,
Realism explains the reality of international politics (what is), in contrast to Idealist
school of thought which focuses on ‘what ought to be’. Thus, as Morgenthau has
claimed, realism is an empirical paradigm rather than being a normative one.
Realism explains the status quo in international relations, how the order is
established and maintained. The wider acceptance of realism is because of its
ability to explain why states compete and go to war in international relations.
Since the signing of Treaty of Westphalia in 1648, there have been over 200 wars
*
Dr Raj Kumar Sharma, Consultant, Faculty of Political Science, IGNOU, New Delhi
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Theoretical Perspectives and conflicts. in international system. Realism is often also called study of power
politics as it gives centrality to power in its analysis of international politics.
However, there are many variants of Realism. In fact, it is best to describe realism
as a set of theories which give importance to factors like national interest, state
and military in world politics. It should be mentioned that apart from political
thinkers, rulers, diplomats, military strategists and generals have also contributed
to growth of realism as a theoretical tradition. The names include military theorist
and Prussian general Carl Von Clausewitz, French diplomat Charles Maurice de
Talleyrand-Perigord, Austrian statesman Klemens von Matternich, former French
President Charles de Gaulle and former US Secretary of State, Henry Kissinger.
Realism has never been a single theory, however, in all its variants, there is
centrality of power and military means that states try to achieve through their
policies. Realism in general, is pessimistic about the chances of radical reform
in international system. There is close relationship between Realism and security
studies as both of them study conflict, war and survival. Charles Darwin’s ‘survival
of the fittest’ is echoed in international politics by theory of realism. Mainly
three distinct schools of thought exist in realism, namely, classical, neo-realism
or structural realism and neo-classical realism. This unit would discuss classical
and neo-realism in detail.
Realists believe that states are primary actors in international relations and
hence, they try to explain behavior of states while giving less importance to
other factors.
Human nature is dominated by ego and like humans, groups and states also
have an ego. Politically, states are rational actors which are driven by their
narrow self-interest. Moral and ethical considerations make way to raison
d’état or reasons of state – a situation in which a state’s foreign policy is
justified on the basis that its national interest is of utmost importance.
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There is lack of government in international relations leading to anarchy. Classical Realism &
Neorealism
This means there is no authority to protect interests of the global community
and ensure rule of law at the global level. The possibility of moral behavior
rests upon the existence of an effective government that can deter and punish
illegal actions. Hence, states need to rely on themselves to safeguard their
national interest.
To ensure their survival, states resort to balance of power (BoP). BoP does
not allow a single state to gain so much military power that it can dictate
terms to other countries. Balancing is of two types – external and internal.
External balancing is done through building alliances while internal balancing
is done by enhancing one’s own military power. For instance, India has been
balancing China through both, internal and external measures. India is
building its military strength on one hand while on the other, it is building
close relations with countries like the US, Japan and France to balance China.
Around the same time, a similar and radical view of justice had been expressed
by Thrasymachus, a Sophist and a renowned teacher of rhetoric. In Plato’s
Republic, Thrasymachus, just like Thucydides, has defined justice as the interest
of the stronger. According to realist thinker Robert Gilpin, Thucydides is a realist
as he argued that men are motivated by honour, greed and fear. Other values like
beauty, goodness and truth will be lost unless there are provisions for one’s security
in the power struggle among social groups.
7.3.2 Kautilya
Despite having intrinsic theoretical value in international politics, Kautilya’s
famous work, Arthashastra has been largely ignored not only in India but outside
as well which reflects the Eurocentric view of international relations. Kautilya
can be easily considered as the pre-modern founding father of theory of Political
Realism. Roger Boesche in his book The First Great Realist: Kautilya and His
Arthashastra (2002) has argued that Kautilya was the first great, unrelenting
political realist. Max Weber saw no role for any type of ideology in Arthashastra
and talked about Kautilya’s trained ability to relentlessly gaze at realities of life.
Supremacy of national interest, anarchic nature of inter-state relations and
centrality of power in international politics are some of the ideas that are clearly
reflected in Arthashastra. Classic realist, Morgenthau identifies ancient political
philosophy from Greece, China and India as the starting point of his theory. The
methods discussed by him to maintain a favourable balance of power include
divide and rule, compensation, armaments and alliances which are similar to
four upayas given by Kautilya. Henry Kissinger saw Kautilya as a combination
of Machiavelli and Clausewitz. Another important point is that Arthashastra is
generally perceived as a realist treatise but it is very often forgotten that
Arthashastra frequently uses the word dharma which stands for morality or
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righteousness. It is not possible for a text not to have normative and moral Classical Realism &
Neorealism
foundations which cites dharma as part of governance and daily life. Kautilya’s
approach comes out as a holistic mix of idealism and realism.
Like Machiavelli, Thomas Hobbes did not focus on international relations. But
his book Leviathan had a deep impact on Classical realists like Hans Morgenthau
and Neo-realist, Kenneth Waltz. Hobbes was part of the intellectual thinking
that wanted to break the tradition of classical political philosophy. Idealism was
part of this philosophy which believes that individuals are rational and moral
having the capability to distinguish between right and wrong. Hobbes refutes
this claim saying human beings are selfish, egoistic, nasty and brutish who are
restless to acquire power until they die. He referred to the hypothetical situation
of ‘state of nature’ in which individuals stayed before societies were formed. It
was a situation in which there was no government to protect individuals and
everyone has a right to everything. They attack each other for gain and to secure
themselves, can invade others pre-emptively. It is a situation of war of all against
all. Hobbes has said that such a state of nature also exists among all the
independent nations at all times. This leads to anarchy at international level in
absence of a world government. Views of Hobbes on human nature, anarchy in
international relations and power politics became important pillars of realist
tradition. However, a careful reading of Hobbes reveals that his approach to
international relations is pacifist and he envisioned that cooperation and peace
were possible in international politics.
7.3.4 E H Carr
The realist approach can be categorized in four main generations. First, the
interwar and wartime generation represented by E H Carr and Reinhold Niebuhr.
Second, the post-war and early Cold War generation that includes Hans
Morgenthau and Raymond Aron. Third is the detente generation represented by
Kenneth Waltz and Robert Gilpin. The last, post-cold war generation has names
like John Mearsheimer, Steven Walt and Charles Glaser. Led by E H Carr, British
historian and diplomat, realism emerged as an approach in IR in response to
liberal idealist approach that dominated international studies and policy after the
First World War. The realists vs idealists debate is often described as the first 107
Theoretical Perspectives great debate in IR, however, some scholars negate these claims. Idealists or the
Liberal Internationalists argued that conflict can be averted by international
institutions and respect for international law. Some of the famous idealists include
British politician and Nobel laureate Philip Noel Baker, former US President
Woodrow Wilson and British academic Alfred Zimmern. From India, Mahatma
Gandhi and Jawaharlal Nehru too had an idealist approach to international politics.
Idealism, in general sense, is an idea that is impractical, too perfect to be true.
Idealists in IR focused on growing interdependence, unity of human beings and
establishing multilateral platforms like the League of Nations. They argued that
war was not the result of imperfect human nature but faulty political and social
conditions which can be improved. However, with the outbreak of the Second
World War in 1939, the idealist approach to IR lost acceptance. In his book, The
Twenty Years Crisis (1939), E H Carr launched an academic attack on the idealists,
calling them deluded and dangerous. He argued that morality is not universal but
relative. He highlighted the importance of power by saying that order is achieved
through power not morality. In words of Carr, morality is product of power. He
was therefore critical of the British and the American intellectuals and statesmen
for ignoring the role of power in international politics. He argued that states care
greatly but not exclusively about power. He rejected pure realism and recognised
that there is an idealist dimension to international relations but in case of a conflict
between power and ideals, states choose power in policy making.
Neo-realism explains why states despite variation in their internal factors behave
in similar ways and why the notion of interdependence is not going to succeed in
international politics. Similar behaviour of states is due to the structure of
international relations which is anarchic in nature. Absence of any central authority
in international politics leads to anarchy which is the ordering principle in IR.
Anarchy and egoism impede cooperation between states. States are the primary
units in the international system and each unit performs the same function of
survival. Hence, there is no functional differentiation between the units. In an
anarchic system, each unit (state) performs the same function of survival. In 109
Theoretical Perspectives such a scenario, their relative capability (power) becomes important to perform
the same function. A more powerful state has more chances to survive. According
to Waltz, there are two main factors which impede cooperation in anarchic
international system – insecurity and relative gains. Every state remains concerned
about the intentions of the other state leading to insecurity. For instance, since
arms control agreements cannot be independently verified, states would engage
in costly arms race. A state would also consider whether its own gains under
interdependence outweigh those of the others. This would limit the possibility of
cooperation. Analysing the nature of America-Soviet Union relations, neo-realists
would argue that the US opposed the Russian Revolution and remained hostile
to USSR for two decades after it. However, Nazi Germany under Hitler emerged
as a common enemy and despite their internal (ideological) differences and history
of enmity; both the US and the USSR cooperated against the common enemy.
After the Second World War, both the superpowers again became adversaries
leading to the Cold War. The rivalry between the two countries was induced by
the structure of international politics and not their domestic factors (although
they may have intensified it). In a bipolar system, both powers see each other as
a threat and would balance against each other. Hence, the Cold War was a natural
result of bipolarity.
The first difference pertains to the question – why states want power?
According to the classic realists, the answer is human nature. They would
argue that great powers are led by individuals who want to accumulate power
and have their state dominate its rivals. Neo-realism traces it to the structure
of international system. In an anarchical international system, states cannot
trust each other’s intentions and it makes sense for them to be powerful
enough to protect themselves in case they are attacked. Neo-realism is also
called structural realism as it gives central importance to the anarchical
structure of international politics.
Second, for classic realists, power is an end in itself while for the neo-realists,
power is a means to an end and the ultimate end for a state is survival.
7.5 ASSESSMENT
The rise of international relations as a discipline and realist approach to IR has
been synonymous with each other. With all its shortcomings, realism has been
the most dominant theory in IR which has profoundly influenced the other
approaches in the discipline. Critics have argued that realism takes an extreme
view of human nature by treating humans as selfish and nasty. Realism would
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Theoretical Perspectives fail to explain why peace and cooperation exists between various states.
Responding to neo-realism, Robert Keohane and Joseph Nye have given their
concept of complex interdependence. They have argued that complex
interdependence is closer to reality of world politics than realism. Further, they
state that states are not the only actors in international politics and there is presence
of multinational corporations and international non-governmental organizations
which connect societies. Neo-liberals have accepted that the international system
is anarchic but they do not believe it will lead to conflict and emphasis centrality
of cooperation in international politics. Realism would not have predicted the
fall of Soviet Union and the end of Cold War as it gives more focus to state as a
unit and ignores certain actions of citizens that can threaten the survival of a
state. One of the main reasons for the fall of USSR was that in many of its
republics, citizens revolted against the Soviet leadership and demanded freedom
and independence. Realist approach does not address the new threats to a state –
climate change and terrorism. Terrorist groups like the Islamic State or Al Qaeda
are also called non-state actors and realism does not have much to say about
non-state actors. Critical perspective has challenged the inequality and injustice
in IR and raised issues that are often ignored by mainstream theories like realism.
For instance, feminists have argued that the role of women in creating and
sustaining international politics has remained on the fringes and feminist approach
tries to analyze international politics from the eyes of women. J N Tickner’s
critique of Morgenthau has been discussed in Unit 10 of this course. Contrary to
materialist and individualist interpretation of IR given by realism, constructivism
gives more importance to ideational factors like norms, rules and identity. They
argue that identity is socially constructed. Instead of focusing on distribution of
power, constructivism gives importance to distribution of identities. Despite all
the criticism, realism has an important role to caution policymakers against high
idealism and morality so that they do not lose touch with the real picture based
on power and national interest. However, if it becomes a dogmatic practice,
realism can be used to justify aggression and war.
7.7 REFERENCES
Aron, Raymond. (1966). Peace and War: A Theory of International Relations.
trans. Richard Howard and Annette Baker Fox. Garden City. New York:
Doubleday.
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Bell, Duncan. (ed.). (2008). Political Thought in International Relations: Classical Realism &
Neorealism
Variations on a Realist Theme. Oxford. Oxford University Press.
Morgenthau, Hans. (1960). Politics Among Nations: The Struggle for Power
and Peace. 3rd ed. New York. Knopf.
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Theoretical Perspectives Check Your Progress Exercise 3
1) Your answer should highlight following points: i) Differences over why states
want power (human nature vs anarchy), ii) Differences over the concept of
power, iii) Neo-realism influenced by microeconomic theory, more scientific.
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