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    Tesla, Inc.: Schedule 13G/A

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    Simon Alvarez
    Elon Musk filed an amendment (Amendment No. 11) to a Schedule 13G/A with the SEC on February 14, 2022. The filing updates Musk's ownership of Tesla common stock. As of December 31, 2021, Musk had sole voting and dispositive power over 231,715,206 shares of Tesla common stock, representing approximately 21.2% of Tesla's outstanding shares. These shares include 172,608,251 shares held in a trust and 59,106,955 shares that Musk has the right to acquire through stock options within 60 days.

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    Tesla, Inc.: Schedule 13G/A

    Uploaded by

    Simon Alvarez
    11K views5 pages
    Elon Musk filed an amendment (Amendment No. 11) to a Schedule 13G/A with the SEC on February 14, 2022. The filing updates Musk's ownership of Tesla common stock. As of December 31, 2021, Musk had sole voting and dispositive power over 231,715,206 shares of Tesla common stock, representing approximately 21.2% of Tesla's outstanding shares. These shares include 172,608,251 shares held in a trust and 59,106,955 shares that Musk has the right to acquire through stock options within 60 days.

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    Elon Musk filed an amendment (Amendment No. 11) to a Schedule 13G/A with the SEC on February 14, 2022. The filing updates Musk's ownership of Tesla common stock. As of December 31, 2021, Musk had sole voting and dispositive power over 231,715,206 shares of Tesla common stock, representing approximately 21.2% of Tesla's outstanding shares. These shares include 172,608,251 shares held in a trust and 59,106,955 shares that Musk has the right to acquire through stock options within 60 days.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    11K views5 pages

    Tesla, Inc.: Schedule 13G/A

    Uploaded by

    Simon Alvarez
    Elon Musk filed an amendment (Amendment No. 11) to a Schedule 13G/A with the SEC on February 14, 2022. The filing updates Musk's ownership of Tesla common stock. As of December 31, 2021, Musk had sole voting and dispositive power over 231,715,206 shares of Tesla common stock, representing approximately 21.2% of Tesla's outstanding shares. These shares include 172,608,251 shares held in a trust and 59,106,955 shares that Musk has the right to acquire through stock options within 60 days.

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    of 5

    SCHEDULE

    13G/A
    (Amendment No. 11)*

    Under the Securities Exchange Act of 1934



    Tesla, Inc.
    (Name of Issuer)

    Common Stock, $0.001 par value per share


    (Title of Class of Securities)

    88160R 101
    (CUSIP Number)

    December 31, 2021


    (Date of Event Which Requires Filing of this Statement)

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    ☐ Rule 13d-l(b)

    ☐ Rule 13d-l(c)

    ☒ Rule 13d-l(d)

    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
    the subject class of securities, and for any subsequent amendment containing information which would alter the
    disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of
    Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
    but shall be subject to all other provisions of the Act (however, see the Notes).

    Persons who respond to the collection of information contained in this form are not required to respond unless
    the form displays a currently valid OMB control number.


    CUSIP No. 88160R 101

    1. Names of Reporting Persons.

    Elon R. Musk
    2. Check the Appropriate Box if a Member of a Group (See Instructions)
    ☐ (a) ☒ (b)

    3. SEC Use Only

    4. Citizenship or Place of Organization

    United States
    5. Sole Voting Power

    231,715,206 (See Item 4(a) below)
    Number of 6. Shared Voting Power
    Shares
    Beneficially 231,715,206 (See Item 4(a) below)
    Owned by Each 7. Sole Dispositive Power
    Reporting
    Person With: 231,715,206 (See Item 4(a) below)
    8. Shared Dispositive Power

    231,715,206 (See Item 4(a) below)
    9. Aggregate Amount Beneficially Owned by Each Reporting Person

    231,715,206 (See Item 4(a) below)
    10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

    11. Percent of Class Represented by Amount in Row (9)

    21.2%
    12. Type of Reporting Person (See Instructions)

    IN

    Page 2 of 5 pages
    Item 1.

    (a) Name of Issuer:
    Tesla, Inc.

    (b) Address of Issuer’s Principal Executive Offices:
    13101 Tesla Road
    Austin, TX 78725


    Item 2.

    (a) Name of Person Filing:
    Elon R. Musk

    (b) Address of Principal Business Office or, if none, Residence
    c/o Tesla, Inc., 13101 Tesla Road, Austin, TX 78725

    (c) Citizenship:
    United States

    (d) Title of Class of Securities:
    Common Stock, $0.001 par value per share

    (e) CUSIP Number:
    88160R 101


    Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person
    filing is a:

    (a) ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
    (b) ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
    (c) ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
    (d) ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
    80a-8).
    (e) ☐ An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E);
    (f) ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
    (g) ☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
    (h) ☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
    1813);
    (i) ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of
    the Investment Company Act of 1940 (15 U.S.C. 80a-3);
    (j) ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(J).


    Item 4. Ownership.
    Provide the following information regarding the aggregate number and percentage of the class of securities of the
    issuer identified in Item 1.

    (a) Amount beneficially owned: 231,715,206 shares which includes (i) 172,608,251 shares of Common Stock held by the
    Elon Musk Revocable Trust dated July 22, 2003 and (ii) options to purchase 59,106,955 shares of Common Stock that
    are exercisable within 60 days of December 31, 2021.

    (b) Percent of class: 21.2% (percentage ownership is calculated based on 1,033,171,787 shares of Common Stock
    outstanding as of December 31, 2021 and assumes that the shares of Common Stock underlying the stock options are
    deemed outstanding pursuant to SEC Rule 13d-3(d)(1)(i)).

    Page 3 of 5 pages
    (c) Number of shares as to which the person has:

    (i) Sole power to vote or to direct the vote: 231,715,206 (See Item 4(a) above)
    (ii) Shared power to vote or to direct the vote: 231,715,206 (See Item 4(a) above)
    (iii) Sole power to dispose or to direct the disposition of: 231,715,206 (See Item 4(a) above)
    (iv) Shared power to dispose or to direct the disposition of: 231,715,206 (See Item 4(a) above)


    Item 5. Ownership of Five Percent or Less of a Class.
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
    beneficial owner of more than five percent of the class of securities, check the following ☐


    Item 6. Ownership of More than Five Percent on Behalf of Another Person.
    Not applicable.


    Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on
    By the Parent Holding Company or Control Person.
    Not applicable.


    Item 8. Identification and Classification of Members of the Group.
    Not applicable.


    Item 9. Notice of Dissolution of Group.
    Not applicable.


    Item 10. Certifications.
    Not applicable.

    Page 4 of 5 pages
    SIGNATURE

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
    statement is true, complete and correct.

    February 14, 2022
    Date

    /s/ Elon R. Musk


    Elon R. Musk

    Page 5 of 5 pages

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